Wachovia Capital Markets
Industry: Company
DescriptionHeadquarters: Charlotte, NC Parent organization: Wells Fargo
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Wachovia Capital Markets Employees
Lil Blue Boo March 2009 - Present
Parade Magazine June 2013 - Present
Babble Media Babble.com August 2011 - Present
Wachovia Capital Markets August 2003 - May 2006
Wachovia Capital Markets June 2002 - August 2002
First Union National Bank June 1999 - July 2001
Skills
Fashion, Apparel, Merchandising, Fashion Design, Textiles, Photoshop, Retail, Styling, Graphic Design, Illustrator, Sewing, Customer Service, Photography, Social Media, Advertising, Corporate Finance, Financial Analysis, Financial Modeling, Creative Writing, SEO, Facebook, Childrenswear, DIY, Tutorials, Photo Editing, PowerPoint, Microsoft Excel, Portrait Painting, Painting, Writing, Web Content, Blogging, Editorial, Blogger, Digital Photography, Image Editing, Marketing, Newsletters
Education
Wake Forest University - Babcock Graduate School of Management 2001 — 2003
Master of Business Administration (M.B.A.), Investment Banking Concentration
Wake Forest University 1995 — 1999
Bachelor's degree, Mathematics
Capital Normal University 1997 — 1997
Mandarin Chinese, College of Foriegn Languages
Medallia September 2015 - Present
McKinsey & Company June 2013 - September 2015
Haas School of Business August 2011 - May 2013
Wells Fargo Securities August 2008 - May 2011
Wachovia Capital Markets June 2006 - August 2008
Skills
conversational French, Spanish, Strategy, Management Consulting, Business Strategy, Analysis, Strategic Planning
Education
University of California, Berkeley - Walter A. Haas School of Business 2011 — 2013
Master of Business Administration (MBA)
North Carolina State University - College of Management 2000 — 2004
BS, Business Management (Finance)
PricewaterhouseCoopers LLP February 2014 - Present
Federal Reserve Bank of Cleveland September 2012 - February 2014
Thomson Reuters August 2011 - September 2012
PNC Financial Services October 2008 - July 2011
Wachovia Capital Markets July 1999 - October 2008
Alex. Brown & Sons Incorporated July 1991 - June 1999
Education
University of Miami
Bachelor's Degree
PNC Capital Advisors August 2011 - Present
PNC Capital Advisors April 2008 - August 2011
Wachovia Capital Markets June 2006 - April 2008
Jeffrey Slocum & Associates June 2005 - May 2006
Education
University of Northern Iowa 2002 — 2005
BA, Finance and Economics
Solidan, LLC September 2012 - Present
Wells Fargo October 2010 - August 2012
Koenig and Cie Marine Finance October 2008 - October 2010
Leadenhall Partners LLC October 2008 - October 2010
Wachovia Capital Markets June 1999 - October 2008
ABB Power Generation Inc. May 1995 - June 1997
Coopers & Lybrand August 1991 - May 1995
Skills
Financial Modeling, Capital Markets, Finance, Investments, Structured Finance, Risk Management, Portfolio Management, Financial Planning, Valuation, Strategic Financial..., Corporate Finance, Financial Analysis
Education
Duke University - The Fuqua School of Business 1997 — 1999
Master of Business Administration (MBA)
Washington and Lee University 1987 — 1991
Bachelor of Science (BS), Business Administration with Accounting
BB&T August 2015 - Present
Deloitte September 2013 - August 2015
Federal Reserve Board December 2009 - July 2013
Wachovia Capital Markets July 2006 - August 2009
Wachovia Securities, LLC April 2004 - July 2006
Wachovia, A Wells Fargo Company January 2004 - March 2004
City Year of Greater Philadelphia August 2002 - June 2003
Skills
Internal Audit, Credit Risk, Accounting, Financial Analysis, Risk Management, Banking, Bloomberg, Finance, Microsoft Excel, Credit, Financial Reporting, Investments, Business Analysis, Microsoft Office, Internal Controls, US GAAP, Auditing, Management, Training
Education
University of Maryland - Robert H. Smith School of Business 2010 — 2013
MBA, Accounting
Appalachian State University 2000 — 2001
BS, Business Administration Management
Davenport & Company LLC 2006 - Present
Davenport & Company LLC 2006 - Present
Wachovia Capital Markets 1996 - 2006
Skills
Securities, Equities, FINRA, Asset Managment, Investments, Asset Management, Series 7, Financial Services, Financial Advisory, Alternative Investments, Series 63, Asset Allocation, Investment Advisory, Hedge Funds, Mutual Funds, Wealth Management
Education
University of Richmond - Robins School of Business 1983 — 1985
BA 82, MBA 85, Econ/Finance
The UPS Store #5522 August 2014 - Present
Consolidated Planning, Inc. September 2012 - March 2014
NC Employment Commission July 2011 - September 2012
ProNet Charlotte January 2011 - August 2012
Wells Fargo Asset Management January 2009 - May 2011
Evergreen Investments November 2007 - December 2008
Wachovia Capital Markets July 1997 - October 2007
Smith Barney June 1988 - July 1997
Skills
Bloomberg Terminal, Proposal Writing
Education
University of Virginia - Darden Graduate School of Business Administration 1986 — 1988
MBA, Management, FInance
U.S. Navy Nuclear Power School 1978 — 1979
Nonaccredited Masters of Nuclear Engineering, Nuclear Engineering
United States Naval Academy 1974 — 1978
Bachelor of Science, Engineering
Santander Consumer USA Inc. April 2013 - Present
Wells Fargo Securities January 2011 - April 2013
Wachovia Capital Markets June 2006 - January 2011
Wachovia Capital Markets May 2005 - July 2005
Skills
Chartered Financial..., Chartered Alternative..., Financial Risk Manager, Series 7, Series 63, Microsoft Office, Bloomberg, Capital IQ, Factset
Education
Carnegie Mellon University - Tepper School of Business 2002 — 2006
Bachelor of Science (B.S.), Business Administration
Capital Advisors, Inc. June 2005 - Present
RBC Capital Advisors, Inc. June 2004 - June 2005
Capital Advisors, Inc. October 2003 - June 2004
Wachovia Capital Markets May 2000 - September 2003
Skills
Capital Markets, Corporate Finance, Investment Banking, Commercial Banking, Financial Services, Real Estate, Financial Advisory, Underwriting, Commercial Real Estate, Debt Restructuring, Valuation, Asset Management, Portfolio Management, Investments, Due Diligence, Financial Analysis, Real Estate Economics, Loans, Financial Modeling, CMBS, Private Equity, Brokerage, Equities, Credit Analysis, Structured Finance, Real Estate Financing, Disposition, Commercial Lending, Real Estate Development
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2012 — 2013
MBA
University of South Carolina-Columbia
BS in Business Administration
Wells Fargo Securities 1997 - Present
Wachoiva Securites March 2002 - December 2008
Wachovia Capital Markets March 2000 - March 2002
Wachovia Capital Markets September 1997 - February 2000
Ernst and Young August 1987 - August 1997
Deloitte and Touche February 1983 - July 1987
Waste Industries USA, Inc. 1984 - 1985
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
BS, Business Administration
Fifth Third Securities April 2011 - Present
Triarch Partners 2004 - April 2011
Wachovia Capital Markets 1996 - 2003
NatWest Bank 1980 - 1996
Skills
FINRA Securities...
Education
Fordham Gabelli School of Business 1980 — 1982
MBA, Finance
Colgate University 1974 — 1978
BA, Economics
Sayville HS
Sayville HS
The Brickman Group September 2009 - Present
Wachovia Capital Markets December 1999 - July 2009
Skills
Business Development, Leadership, Team Building, Management, Customer Service, Asset Management, Contract Negotiation, Account Management, Budgets, Strategic Planning, Project Management, Business Strategy, Contract Management, Sales Management, Negotiation, Team Leadership, Sales
Education
Fordham University 1991 — 1995
B.A., Economics
Wells Fargo April 2011 - Present
TEK Consulting LLC August 2009 - April 2011
SunGard Consulting Services November 2006 - February 2009
Wachovia Capital Markets January 1998 - July 2006
CoreStates 1985 - 1998
Skills
PMO, SDLC, Risk Management, Business Analysis, Program Management, Vendor Management, Process Improvement, Financial Services, Banking, Project Portfolio..., Visio, Project Management, Management, Leadership, Testing, MS Project
Education
American Management Association (AMA) 2003 — 2003
Project Management for IT Professionals
Saint Joseph's University
BA, Business Administration
Calico Financial June 2014 - Present
Community Veterinary Partners February 2013 - Present
MDM Equity Partners LLC February 2013 - Present
Community Veterinary Partners June 2012 - February 2013
Catalysta Networks, Inc. October 2011 - June 2012
Staples June 2011 - August 2011
F.W. Olin Graduate School of Business at Babson College September 2010 - August 2011
CMS Companies October 2007 - May 2010
Wachovia Capital Markets July 2006 - October 2007
PNC Advisors May 2005 - August 2005
Skills
Investments, Valuation, Financial Modeling, Due Diligence, Private Equity, Industry Analysis, Financial Analysis, Business Strategy, Excel, PowerPoint, Salesforce.com, Quickbooks, Capital IQ, LexisNexis, Forecasting, Budgeting, Budget Development, Budget Analysis, Budget Tracking, Budget Oversight, Financial Reporting, Financial Accounting, Mergers, Investment Banking, Corporate Finance, Strategic Planning, Entrepreneurship, Business Analysis, Competitive Analysis, Business Planning, Microsoft Excel
Education
Babson College - Franklin W. Olin Graduate School of Business 2010 — 2012
Master of Business Administration (MBA), Entrepreneurship/Entrepreneurial Studies
Penn State University 2002 — 2006
Bachelor of Science, Finance
BBVA Compass November 2012 - Present
BBVA Compass May 2012 - November 2012
Wells Fargo Bank November 2010 - May 2012
Wachovia Capital Markets November 1999 - August 2009
Morgan Stanley Dean Witter & Co July 1998 - October 1999
Refco Capital Markets December 1996 - July 1998
Gruntal & Co October 1989 - December 1996
Financial Clearing Services June 1986 - October 1989
Securities Settlement Corp November 1984 - June 1986
Skills
Corporate Actions, Back Office, Swift Alliance, Project Planning, DTC, Sunguard, Software Documentation, Asset Management, Securities, Banking, Business Analysis, Financial Services, SWIFT payments, Management, Capital Markets, Finance, Risk Management, Investment Banking, Fixed Income
Education
City University of New York-Brooklyn College 1994 — 1995
Microsoft Word and Excel
Borough of Manhattan Community College 1984 — 1985
Computer Programming
Barbados Community College
Advance biology; chemistry and physics
Wells Fargo Securities 2009 - Present
Wachovia Capital Markets April 2006 - December 2008
Wachovia Capital Markets January 2005 - April 2006
Wachovia Capital Markets September 2001 - January 2005
Pedestal Inc. April 1999 - August 2001
ARTHUR ANDERSEN (Official) July 1996 - April 2000
Harris Corporation July 1995 - July 1996
Education
University of Florida 1991 — 1995
BS Accounting, Accounting
Wells Fargo Securities June 2012 - Present
Capital L Group March 2010 - June 2012
Red Ventures July 2009 - March 2010
Wachovia Capital Markets June 2008 - March 2009
SunTrust Robinson Humphrey May 2007 - August 2007
Skills
Debt, Excel, Microsoft Office, PowerPoint, Analytics, Financial Analysis, Financial Modeling, Word, Valuation, Series 7, VBA, Bloomberg, Portfolio Management, Credit, Investments, Capital Markets, Fixed Income, DCF, Equity Research, Series 63, Investment Banking, Equities
Education
University of Florida - Warrington College of Business Administration 2007 — 2008
Masters, Finance
University of Florida 2003 — 2007
BSBA, Finance
Wells Fargo Securities August 2012 - Present
Wells Fargo September 2009 - July 2012
Wells Fargo June 2008 - September 2009
Wachovia Capital Markets October 2006 - June 2008
Corporate Trust - Structured Finance ABS/MBS Team February 2005 - October 2006
Skills
Marketing, Marketing Communications, Business Development, Integrated Marketing, Brand Management, E-commerce, Email Marketing, Copywriting, CRM, Leadership, Social Media, Program Management, Sales
Education
University of North Carolina at Charlotte - Belk College of Business 2009 — 2012
MBA, Management
Saint Bonaventure University 1999 — 2003
Marketing, International Business
Compliance Risk Concepts ("CRC") January 2013 - Present
Lincoln Financial Group March 2011 - January 2013
The PNC Financial Services Group March 2007 - March 2011
Wachovia Capital Markets September 2000 - March 2007
D E Shaw 1997 - 1999
Skills
FINRA, Equities, Series 63, Fixed Income, Financial Services, Asset Managment, Structured Products, Equity Derivatives, Series 7, Derivatives, Trading, Risk Management, AML, Structured Finance, Securities, Alternative Investments, Asset Management, CRM, Capital Markets, Compliance, Finance, Financial Markets, Financial Risk, Hedge Funds, Investment Banking, Investment Management, Investments, Mutual Funds, Securities Regulation, Strategy, Financial Advisory, Investment Advisory, Relationship Management, Operational Risk..., Options, Series 24, Wealth Management, Portfolio Management, Private Equity, ETFs, Due Diligence, Proprietary Trading, Bonds, Bloomberg, Financial Regulation, Operational Risk, Asset Allocation, Equity Trading, Trading Systems, KYC
Education
State University of New York College at Oneonta 1990 — 1992
Bachelor's Degree, Economics
Hofstra University 1988 — 1990
Economics
Dun-Rite Cleaners September 2007 - Present
Wachovia Capital Markets June 2007 - September 2007
Uwharrie Capital Corp May 2006 - August 2006
Wachovia May 2005 - August 2005
Skills
Competitive Analysis, Financial Modeling, Business Development, Strategy, Management, Analysis, Program Management, Finance, Project Management, Process Improvement, Strategic Planning, Budgets, Corporate Finance, Marketing
Education
University of Miami 2003 — 2007
BBA, International Finance and Marketing, Finance, Business Management and Organization
Montgomery Community College 2010 — 2011
Certificate, Project Management
CPCC
Leadership Stanly
Bayview Loan Servicing, LLC June 2013 - Present
Bulltick Capital Markets 2011 - June 2013
IMG Live 2009 - 2011
Wachovia Capital Markets 2006 - 2008
Skills
Equities, Investment Banking, Fixed Income, Capital Markets, FINRA
Education
College of Charleston 2002 — 2006
Bachelor of Science in Business Administration
College of Charleston 2002 — 2006
Bachelor of Science in Hospitality and Tourism Management
Euro American Institue of Technology, Sophia Antipolis, France 2004 — 2004
Study Abroad
Fidelity Investments February 2009 - Present
Wachovia Capital Markets January 2004 - February 2009
Wachovia Securities 2004 - February 2009
Solucient 2003 - 2004
NASD 2003 - 2003
N.A.S.D 2003 - 2003
Boxtone (Formerly Panacya) 1999 - 2003
CompuCredit August 1997 - December 1999
Visionary Systems August 1997 - December 1999
TMG Financial Products 1993 - 1997
Skills
Oracle, Microsoft SQL Server, Cognos, SDLC, Sybase, Business Analysis, Agile Methodologies, Data Warehousing, Trading Systems, Fixed Income, Vendor Management, Data Modeling, Netezza, Bloomberg AIM, Bloomberg Terminal, Bloomberg Data License, Great Highland Bagpipe
Education
Baruch College, City University of New York (CUNY) 1987 — 1991
MBA
Baruch College, City University of New York (CUNY) 1987 — 1991
MBA
State University of New York College at Buffalo 1980 — 1984
BS
Sweet Home 1978 — 1981
California Olive Ranch May 2015 - Present
The Brinery June 2014 - September 2014
Smith Dairy Products Co. March 2014 - May 2014
RBC Capital Markets October 2009 - February 2013
Caris & Company January 2009 - September 2009
Wachovia Capital Markets October 2006 - December 2008
Skills
Business Strategy, Food, Product Innovation, Consumer Package Goods, Marketing Strategy, Business Innovation, Food & Beverage, Capital Markets, Equities, Series 7, Series 63, Hedge Funds, Bloomberg, Financial Modeling, Strategy, Valuation, Leadership, Start-ups, Management, Analysis, Financial Analysis
Education
University of Michigan - Stephen M. Ross School of Business 2013 — 2015
MBA, MBA expected May 2015 with an emphasis on Entrepreneurship and Strategy
Williams College 2002 — 2006
B.A., History
Capital One June 2015 - Present
Wells Fargo Securities January 2012 - August 2014
Wells Fargo Securities December 2007 - January 2012
Citigroup Investment Research July 2006 - November 2007
Wachovia Capital Markets August 2005 - July 2006
Prudential Equity Group December 2004 - August 2005
Microsoft 2001 - 2001
Skills
Banking, Management, Equities, Equity Research, Finance, Investments, Financial Analysis, Bloomberg, Capital Markets, Hedge Funds, Financial Modeling, Valuation, Financial Services, Securities
Education
Penn State University 1998 — 2002
Bachelor of Science (B.S.), Finance
Pacific Coast Bankers' Bank July 2009 - Present
Silverton Bank, N.A. January 2001 - May 2009
Wachovia Capital Markets 1982 - 2000
Skills
Banking, Credit, Financial Analysis, Risk Management, Credit Analysis, Foreign Exchange, Commercial Banking, Mergers & Acquisitions, Trading, Management, Treasury Management, Portfolio Management, Capital Markets
Education
High Point University
BS, Economics
Wells Fargo December 2012 - Present
HSBC January 2012 - December 2012
Falfurrias Capital Partners August 2008 - January 2012
Wachovia Capital Markets June 2000 - August 2008
Education
Cornell University 1996 — 2000
BS
RFE Investment Partners 2014 - Present
Brencourt Advisors August 2012 - August 2012
Bow Street LLC June 2012 - July 2012
H.I.G. Capital 2008 - 2011
Wachovia Capital Markets 2005 - 2008
Skills
Private Equity, Hedge Funds, Financial Modeling, Financial Analysis, Fixed Income, Asset Management, Leveraged Finance
Education
University of Pennsylvania - The Wharton School 2011 — 2013
MBA
Wofford College 2001 — 2005
Finance, Economics
Robert W. Baird February 2009 - Present
Wachovia Capital Markets November 2007 - February 2009
A.G. Edwards July 2006 - November 2007
Skills
Equity Research, Factset, Financial Modeling, Equities, Investments, Equity Valuation, Financial Analysis, Stocks, Valuation, Series 7, Capital Markets
Education
Southern Illinois University, Edwardsville 2002 — 2006
BS, Economics & Finance
Slome Capital LLC March 2013 - Present
Harbor Investment Conference 2013 - 2015
Portland House Group August 2011 - December 2012
Harbor Hill Management August 2009 - August 2011
ThreeAM New York Inc. January 2007 - March 2009
Wachovia Capital Markets May 2004 - December 2006
RBC 1996 - 2004
Skills
Hedge Funds, Portfolio Management, Alternative Investments, Investments, Due Diligence, Risk Management, Capital Markets, Equities, Derivatives, Trading, Manager Due Diligence, Credit, Fixed Income, Options, Fund Of Funds, Private Equity, Investment Management, Mutual Funds, Portfolio Performance...
Education
Gettysburg College 1983 — 1987
BA, Economics
Wachovia Capital Markets Senior AnalystWachovia Capital Markets, LLC2007 - Present
A.G. Edwards & Sons, Inc. 2003 - 2007
A.G. Edwards 2000 - 2007
Education
Quincy University 1996 — 2000
JMP Securities January 2009 - Present
Wachovia Capital Markets 2000 - 2009
Education
Boston University 1988 — 1992
Wells Fargo Securities January 2009 - Present
Wachovia Capital Markets 2001 - January 2010
Education
University of Miami 1992 — 1996
Wachovia capital Markets June 2008 - June 2009
TD Securities 2004 - 2008
Education
Montclair State University
Wells Fargo Securities April 2014 - Present
Wells Fargo Securities May 2013 - April 2014
Wells Fargo Securities August 2012 - May 2013
Wells Fargo Securities May 2009 - August 2012
Wachovia Capital Markets August 2003 - May 2009
Bank of America Securities September 2000 - August 2003
Xerox May 1995 - August 1996
Skills
Securities Lending, Repurchase Agreements, Collateral Management, Funding, Operational Risk..., Cash Management, Liquidity Management, Derivatives Clearing, Margin Analysis, Commodity Risk..., Business Analysis, General Collateral..., Fixed Income Products, Project Finance, Profit & Loss Management, Securitization, Counterparty Risk, Project Planning, SOX Reporting, Internal Audit, Futures, Options, Interest Rate..., Asset Allocation, Dodd-Frank Legislation, Clearing, Fixed Income, Derivatives, Equity Derivatives, Trading, Risk Management, Market Risk, Commodity, Operational Risk, Financial Markets, Finance, Structured Finance, Banking, Securities, Loans, Dodd-Frank, Bloomberg, Bonds, Middle Office, Swaps, Credit Derivatives
Education
DePaul University
Providence College
ICON Capital Corp./ICON Securities 2007 - 2008
Wachovia Capital Markets 2002 - 2006
Morgan Stanley 2001 - 2002
Education
Pace University - Lubin School of Business
MBA, Finance
Baruch College, City University of New York (CUNY)
BBA, Business; Computer Information Systems
Wells Fargo Advisors January 2014 - Present
Wells Fargo Advisors May 2012 - January 2014
Wells Fargo Advisors September 2010 - May 2012
American Capital Strategies 2007 - 2008
Legg Mason 2006 - 2007
Wachovia Capital Markets 2002 - 2006
Wachovia, A Wells Fargo Company 2002 - 2006
A.G. Edwards 1997 - 2002
Skills
Capital Markets, Portfolio Management, Equities, Financial Analysis, Finance, Strategy, Hedge Funds, Financial Services, Equity Research, Asset Allocation, Analysis, Trading, Loans, Leadership, Options, Budgets, Strategic Planning, Series 7, Financial Modeling, Investments, Valuation, Wealth Management, Securities, Asset Management, Investment Advisory
Education
Truman State University 1993 — 1997
BS, Finance
St. Pius X
Merrill Lynch July 2015 - Present
Wells Fargo Securities March 2014 - July 2015
Wells Fargo Securities March 2010 - March 2014
Wachovia Capital Markets March 2007 - March 2010
Skills
Relationship Management, Fixed Income, Financial Modeling, Derivatives, Capital Markets, Bloomberg, Quantitative Finance, Portfolio Management, Valuation, Structured Products, Options, Quantitative Analytics, MBS, Trading, Credit Derivatives, Interest Rate..., Private Equity, Bonds
Education
University of California, Davis 2003 — 2007
M.S. and Ph.D., Scientific Computing
Tsinghua University 1996 — 2002
B.Eng. and M.S., Engineering
Wells Fargo Securities July 2009 - Present
Wachovia Capital Markets 1999 - June 2009
Banc of America Securities 1996 - 1999
BDO Seidman, LLP 1989 - 1994
Skills
Asset Managment, Investments, Private Equity, Portfolio Management, Financial Modeling, Alternative Investments, Valuation, Financial Analysis, Corporate Finance, Real Estate Economics, Mergers, Due Diligence
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1994 — 1996
MBA, Finance
Washington and Lee University 1985 — 1989
BS, Business Admin and Accounting
Guggenheim Capital Markets July 2011 - Present
Guggenheim Partners July 2011 - Present
Wall Street Access January 2008 - June 2011
Wachovia Capital Markets 2000 - 2007
Wachovia April 2001 - December 2006
Prudential Financial 2000 - 2003
GARBAN 1998 - 2000
Cantor Fitzgerald 1993 - 2000
Skills
Series 7, Series 63, Capital Markets, Fixed Income, Bonds, Hedge Funds, Securities, Equities, Risk Management, Structured Products, Bloomberg, FINRA, Financial Modeling, Trading, Derivatives, Alternative Investments, Electronic Trading, Wealth Management, Investment Banking, Financial Markets, Series 24, Asset Management, Options, Credit Derivatives, Swaps
Education
University of Arizona 1989 — 1991
BUSINESS
SunTrust Robinson Humphrey October 2011 - Present
Wells Fargo Securities 2009 - August 2011
Wachovia Capital Markets 2004 - 2009
Cooper & Lybrand 1994 - 1997
Skills
Valuation, Corporate Finance, Financial Modeling, Investment Banking, Mergers & Acquisitions, Capital Markets, Private Equity, Mergers, Start-ups, Corporate Development, Venture Capital, Leveraged Finance
Education
Duke University - The Fuqua School of Business 1997 — 1999
MBA, Finance & Marketing
University of Michigan - Stephen M. Ross School of Business 1990 — 1994
BBA, Finance & Accounting
MUFG Union Bank July 2013 - Present
Union Bank December 2009 - Present
Starwood Capital Group June 2008 - November 2009
Deutsche Bank April 2007 - June 2008
Wachovia Capital Markets 2003 - 2007
Skills
Financial Modeling, Capital Markets, Investments, Valuation, Asset Management, Financial Analysis, Portfolio Management, Banking, Mergers, Finance, Corporate Finance, Private Equity
Education
Emory University - Goizueta Business School
MBA, Finance
The Air Force School
Tahoe Fixed Income LLC February 2013 - Present
Duncan-Williams, Inc. August 2009 - February 2013
Wachovia Capital Markets 2005 - August 2009
Wachovia 2003 - 2005
Prudential Securities 2000 - 2001
Skills
Trading, CMBS, MBS, ABS, Analysis, Series 7, Investments, Bloomberg, Finance, Fixed Income, Bonds, Hedge Funds, Financial Risk, Capital Markets, Derivatives, Portfolio Management, Securities, Series 63, Equities, Structured Products
Education
Duquesne University 2001 — 2003
MBA, Finance/Real Estate
University of Pittsburgh 1993 — 1997
B.S., Accounting
Alternative Regulatory Solutions July 2009 - Present
Alternative Regulatory Solutions, LLC July 2009 - Present
Wachovia Capital Markets July 1991 - July 2009
Bankers Trust September 1989 - July 1991
Skills
Fixed Income, FINRA, Capital Markets, Securities, Series 7, Equities, Hedge Funds, Mutual Funds, Series 63, Alternative Investments, Investment Advisory, Series 24, AML, Investments, Risk Management, Asset Management, Financial Risk, Bonds, Structured Products, Banking, Financial Services, Auditing, Derivatives, Financial Markets, Structured Finance, Private Equity
Education
Georgetown University 1983 — 1987
Bachelor of Science (B.S.), Finance, General
UBS Wealth Management January 2014 - Present
Merrill Lynch Wealth Management February 2010 - September 2012
Wachovia Capital Markets January 2003 - May 2009
Folger Nolan Fleming Douglas January 2000 - January 2002
Skills
Restricted Stock, 10b5-1 Plans, Section 16, Employee Stock Options, Equity Trading, Block Trading, Securities Lending, Share Repurchase, Rule 144, Trading, Equities, Series 7, Wealth Management, Investments
Education
Towson University
BS, Sports Management
UnitedHealth Group February 2013 - March 2014
UnitedHealth Group May 2011 - February 2013
European Aeronautics Defence & Space Company (EADS) January 2010 - July 2010
Wachovia Capital Markets June 2008 - July 2009
Morgan Stanley May 2007 - August 2007
Skills
Financial Analysis, Corporate Finance, Investment Banking, Bloomberg, Strategy, Credit Analysis, Finance, Financial Markets, Trading, Analysis, Portfolio Management, Due Diligence, Financial Modeling, Investments, Valuation
Education
Morehouse College 2004 — 2008
Business Administration, Finance
Schiller International University
The Coves at Round Mountain Managing MemberMoores ValleyJuly 2005 - Present
Wachovia Capital Markets January 1998 - August 2003
Education
University of Florida 1992 — 1996
Accounting, Accounting
TFP Enterprises January 2013 - Present
Hudson-Advisors / Lone Star Funds October 2011 - December 2012
T2P Enterprises, LLC August 2008 - October 2011
Wachovia Capital Markets August 2003 - August 2008
Broncon Enterprises, LLC March 1998 - August 2003
Barnett Banks March 1995 - March 1998
Skills
Loans, Mortgage Lending, Portfolio Management, Banking, Valuation, Capital Markets, Equities
Education
Rochester Institute of Technology
BA, Economics
University of Kentucky
MBA, Finance, Marketing
Protective Life 2015 - Present
Sterne Agee 2010 - 2015
Harbert Management Corporation 2008 - 2009
Wachovia Capital Markets 2007 - 2008
Cadwalader, Wickersham & Taft LLP 2006 - 2007
Bradley Arant Boult Cummings LLP 2005 - 2006
Education
Duke University School of Law 2001 — 2004
Juris Doctor
Furman University 1997 — 2001
B.A., History
Cantor Fitzgerald 2013 - Present
Tannery Brook Partners 2011 - 2013
Deutsche Bank Securities, Inc. 2009 - 2010
Wachovia Capital Markets 2000 - 2009
Deutsche Bank Securities, Inc. 1999 - 2000
Skills
Corporate Real Estate, Sale-Leaseback, Commercial Real Estate, Real Estate Financing, Commercial Real Estate..., CTL, Investment Banking, Financial Structuring, Capital Markets, Structured Finance, ABS, Acquisitions, 1031 Exchanges, Asset Managment, Credit Risk, Syndications, Project Finance, Tax Credit Financing, Real Estate Private..., Corporate Finance, REIT, Infrastructure, Private Equity, Mezzanine, Asset Management, Securitization, Structured Products, Leveraged Finance, Alternative Investments, Real Estate Economics, CMBS, Loan Origination, Financial Modeling, Real Estate, Loans, Valuation
Education
Rochester Institute of Technology
Bachelor of Applied Science (B.A.Sc.), Computer Science
Wake Forest University - Babcock Graduate School of Management
Master of Business Administration (M.B.A.), Finance
Babson Capital Management April 2010 - Present
Wells Fargo Securities August 2005 - April 2010
Wachovia Capital Markets June 2003 - August 2005
Education
Clemson University 1999 — 2003
Bachelor of Science (B.S.), Finance and Financial Management Services
State of Maryland Office of the Attorney General June 2014 - Present
Department of Health and Human Services September 2013 - Present
Wells Fargo 2008 - 2010
Wachovia Capital Markets February 2006 - December 2008
Morgan Stanley 2002 - 2006
Goldman Sachs 2000 - 2002
Skills
Due Diligence
Education
Georgetown University Law Center 2010 — 2013
Doctor of Law (JD), Banking, Corporate, Finance, and Securities Law
Duke University
Bachelor of Arts (B.A.), Economics