Wachovia Securities, Inc.
Industry: Banking company
DescriptionWachovia Securities was the trade name of Wachovia's retail brokerage and institutional capital markets and investment banking subsidiaries. Headquarters: St. Louis, MO Founded: 2001 Ceased operations: 2009 Parent organizations: Wells Fargo, Wachovia Successors: Wells Fargo Advisors, Wells Fargo
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Wachovia Securities, Inc. Employees
Employee
Years
Job
Industry
Pat Conti, CPA, CGMA Pat Conti, CPA, CGMA's Wachovia Securities, Inc. Experience March 2001 - August 2001
Job Director, Regulatory Reporting at TIAACREF
Industry Financial Services
Experience
TIAA-CREF September 2005 - September 2014
Duke Energy Business Services, LLC May 2003 - September 2005
Duke Capital Partners Securities, LLC (DCPS) October 2001 - May 2003
Wachovia Securities, Inc. March 2001 - August 2001
First Union Securities, Inc. May 1996 - March 2001
Southport Partners April 1993 - April 1996
Skills
Proficient with..., PeopleSoft, Microsoft Excel, Budgets, Auditing, Accounting, Analysis, Finance, Account Reconciliation, Risk Management, Forecasting, Financial Statements, SnagIt, Sarbanes-Oxley Act, Series 7, FINRA, Financial Analysis
Education
Fairfield University
Bachelor of Science, Accounting
TIAA-CREF September 2005 - September 2014
Duke Energy Business Services, LLC May 2003 - September 2005
Duke Capital Partners Securities, LLC (DCPS) October 2001 - May 2003
Wachovia Securities, Inc. March 2001 - August 2001
First Union Securities, Inc. May 1996 - March 2001
Southport Partners April 1993 - April 1996
Skills
Proficient with..., PeopleSoft, Microsoft Excel, Budgets, Auditing, Accounting, Analysis, Finance, Account Reconciliation, Risk Management, Forecasting, Financial Statements, SnagIt, Sarbanes-Oxley Act, Series 7, FINRA, Financial Analysis
Education
Fairfield University
Bachelor of Science, Accounting
Daniel Moore, CFA Daniel Moore, CFA's Wachovia Securities, Inc. Experience June 2000 - May 2002
Job Partner Director of Research at CJS Securities, Inc.
Industry Financial Services
Experience
CJS Securities, Inc. September 2011 - Present
Belltower Advisors, LLC 2009 - 2011
Aquamarine Capital Management, LLC 2005 - 2009
CJS Securities, Inc. 2002 - 2005
Wachovia Securities, Inc. June 2000 - May 2002
Skills
Equities, Financial Modeling, Portfolio Management, Investments, Equity Valuation, Equity Research, Valuation, Risk Management, Buy-side, Asset Managment
Education
Kenan-Flagler Business School 1998 — 2000
MBA
Hamilton College 1990 — 1994
BA, Economics
CJS Securities, Inc. September 2011 - Present
Belltower Advisors, LLC 2009 - 2011
Aquamarine Capital Management, LLC 2005 - 2009
CJS Securities, Inc. 2002 - 2005
Wachovia Securities, Inc. June 2000 - May 2002
Skills
Equities, Financial Modeling, Portfolio Management, Investments, Equity Valuation, Equity Research, Valuation, Risk Management, Buy-side, Asset Managment
Education
Kenan-Flagler Business School 1998 — 2000
MBA
Hamilton College 1990 — 1994
BA, Economics
Rob Swain Rob Swain's Wachovia Securities, Inc. Experience June 2000 - January 2003
Job President, Essex Capital Group, Inc.
Industry Financial Services
Experience
Essex Funding, Inc. March 2014 - Present
Essex Capital Group, Inc. January 2003 - Present
Wachovia Securities, LLC June 2000 - January 2003
Wachovia Securities, Inc. June 2000 - January 2003
Skills
Portfolio Management, Commercial Finance, Private Equity, Credit, Financial Analysis, Finance, Restructuring, Loans, Small Business Lending, Capital, Mergers & Acquisitions, Credit Analysis, Commercial Lending, Corporate Finance, Due Diligence, Financial Modeling, Commercial Mortgages, Financial Services, Banking, Financial Structuring, Investments, Securities, Funding, Asset Management, Loan Origination, Capital Markets, Investment Banking, Asset Based Lending
Education
Vanderbilt University - Owen Graduate School of Management 1998 — 2000
MBA, Finance
Brown University 1992 — 1996
BA, Business Management
Essex Funding, Inc. March 2014 - Present
Essex Capital Group, Inc. January 2003 - Present
Wachovia Securities, LLC June 2000 - January 2003
Wachovia Securities, Inc. June 2000 - January 2003
Skills
Portfolio Management, Commercial Finance, Private Equity, Credit, Financial Analysis, Finance, Restructuring, Loans, Small Business Lending, Capital, Mergers & Acquisitions, Credit Analysis, Commercial Lending, Corporate Finance, Due Diligence, Financial Modeling, Commercial Mortgages, Financial Services, Banking, Financial Structuring, Investments, Securities, Funding, Asset Management, Loan Origination, Capital Markets, Investment Banking, Asset Based Lending
Education
Vanderbilt University - Owen Graduate School of Management 1998 — 2000
MBA, Finance
Brown University 1992 — 1996
BA, Business Management
Fred Lybrand Fred Lybrand's Wachovia Securities, Inc. Experience 1999 - 2001
Job I commercialize industrial technologies with a focus on technical textiles.
Industry Mechanical or Industrial Engineering
Experience
Elmarco 2008 - Present
INDA - Association of the Nonwoven Fabrics Industry 2009 - 2015
The National Academies 2007 - 2010
Parish Capital Advisors 2004 - 2008
Unitive, Inc. 2001 - 2003
Wachovia Securities, Inc. 1999 - 2001
Putnam, Hayes & Bartlett 1998 - 1999
Skills
Manufacturing, Finance, Marketing, Sales, Nutrition, Software, Venture Capital, Product Development, Business Strategy, Start-ups, Business Development, New Business Development, Cross-functional Team..., Product Management, Strategy, Strategic Partnerships, Business Planning, Forecasting, Entrepreneurship, Competitive Analysis, Strategic Planning, R&D, Program Management, Private Equity, Executive Management, Leadership, International Business, Corporate Finance, Product Marketing, Investments, Project Management, Mergers & Acquisitions, P&L Management, Portfolio Management, International Sales, Six Sigma, Commercialization, Corporate Development, Analytics, Medical Devices, Consulting, Management Consulting
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2003 — 2005
MBA
University of Virginia 1994 — 1998
BA
Casady 1990 — 1994
Elmarco 2008 - Present
INDA - Association of the Nonwoven Fabrics Industry 2009 - 2015
The National Academies 2007 - 2010
Parish Capital Advisors 2004 - 2008
Unitive, Inc. 2001 - 2003
Wachovia Securities, Inc. 1999 - 2001
Putnam, Hayes & Bartlett 1998 - 1999
Skills
Manufacturing, Finance, Marketing, Sales, Nutrition, Software, Venture Capital, Product Development, Business Strategy, Start-ups, Business Development, New Business Development, Cross-functional Team..., Product Management, Strategy, Strategic Partnerships, Business Planning, Forecasting, Entrepreneurship, Competitive Analysis, Strategic Planning, R&D, Program Management, Private Equity, Executive Management, Leadership, International Business, Corporate Finance, Product Marketing, Investments, Project Management, Mergers & Acquisitions, P&L Management, Portfolio Management, International Sales, Six Sigma, Commercialization, Corporate Development, Analytics, Medical Devices, Consulting, Management Consulting
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2003 — 2005
MBA
University of Virginia 1994 — 1998
BA
Casady 1990 — 1994
Shelli Matar Shelli Matar's Wachovia Securities, Inc. Experience June 2002 - July 2003
Job Administrative Assistant
Industry Entertainment
Experience
Wachovia Securities, Inc June 2002 - July 2003
Piaggio America, Inc December 2000 - March 2002
Wachovia Securities Financial Network 2001 - 2002
Adecco Employment North America January 1996 - January 1998
Education
Saddleback College 2004 — 2005
Miami Dade College 1996 — 1997
Associate of Arts (A.A.), General Studies
2006 Fall Saddleback Community College Mission
Business Management; Business Administration
2010 Spring Irvine Valley Community College
Mass Communications
Wachovia Securities, Inc June 2002 - July 2003
Piaggio America, Inc December 2000 - March 2002
Wachovia Securities Financial Network 2001 - 2002
Adecco Employment North America January 1996 - January 1998
Education
Saddleback College 2004 — 2005
Miami Dade College 1996 — 1997
Associate of Arts (A.A.), General Studies
2006 Fall Saddleback Community College Mission
Business Management; Business Administration
2010 Spring Irvine Valley Community College
Mass Communications
Holger Ebert Holger Ebert's Wachovia Securities, Inc. Experience November 2003 - June 2008
Job Senior Vice President
Industry Financial Services
Experience
Wells Fargo Bank July 2008 - Present
Wachovia Securities, Inc. November 2003 - June 2008
Wachovia Securities, INc. January 2000 - December 2001
Skills
Relationsip Management, Sales Management, Training & Development, Underwriting, International Business, Capital Markets, Banking, Financial Services, Commercial Banking, Credit, Relationship Management, Risk Management, Cash Management, Corporate Finance, Commercial Lending, Employee Training, Credit Analysis, Investments, Loans, Management, Treasury, Treasury Management
Education
Appalachian State University 1984 — 1986
Master of Business Administration (M.B.A.), Finance
University of North Carolina at Chapel Hill 1980 — 1984
BA, Chemistry
Wells Fargo Bank July 2008 - Present
Wachovia Securities, Inc. November 2003 - June 2008
Wachovia Securities, INc. January 2000 - December 2001
Skills
Relationsip Management, Sales Management, Training & Development, Underwriting, International Business, Capital Markets, Banking, Financial Services, Commercial Banking, Credit, Relationship Management, Risk Management, Cash Management, Corporate Finance, Commercial Lending, Employee Training, Credit Analysis, Investments, Loans, Management, Treasury, Treasury Management
Education
Appalachian State University 1984 — 1986
Master of Business Administration (M.B.A.), Finance
University of North Carolina at Chapel Hill 1980 — 1984
BA, Chemistry
Steve Philpott Steve Philpott's Wachovia Securities, Inc. Experience 1999 - 2002
Job Managing Director / Investment Advisor Representative
Industry Financial Services
Experience
Kenwick Advisors November 2014 - Present
Capstone Financial December 2010 - November 2014
Wilberforce Capital Advisors, LLC August 2009 - December 2010
GE Commercial Finance 2005 - 2009
Wachovia Bank, NA 2002 - 2005
Wachovia Securities, Inc. 1999 - 2002
First Union Capital Markets Corp. 1994 - 1999
First Union Commercial Corporation 1984 - 1994
Education
University of North Carolina at Charlotte - Belk College of Business 1977 — 1981
BA, Business Administration
Kenwick Advisors November 2014 - Present
Capstone Financial December 2010 - November 2014
Wilberforce Capital Advisors, LLC August 2009 - December 2010
GE Commercial Finance 2005 - 2009
Wachovia Bank, NA 2002 - 2005
Wachovia Securities, Inc. 1999 - 2002
First Union Capital Markets Corp. 1994 - 1999
First Union Commercial Corporation 1984 - 1994
Education
University of North Carolina at Charlotte - Belk College of Business 1977 — 1981
BA, Business Administration
Alejandro Riquezes Alejandro Riquezes's Wachovia Securities, Inc. Experience December 2003 - May 2006
Job CoFounder wind2share
Industry Internet
Experience
wind2share September 2012 - Present
Windmills Capital Inc. August 2008 - Present
UBS May 2006 - July 2008
Wachovia Securities Inc. December 2003 - May 2006
Prudential Securities Ltd. January 1997 - December 2003
Gruntal & Co., LLC December 1995 - February 1997
DESPUNTA September 1991 - December 1995
SC Johnson January 1987 - August 1989
Skills
Social Media, Investments, Pensions, Social Entrepreneurship, Portfolio Management, Mergers & Acquisitions, Hedge Funds, Business Development, Entrepreneurship, Alternative Investments, Capital Markets, Wealth Management, Emerging Markets, Venture Capital, Asset Management, Corporate Finance, Finance, Leadership, Private Equity, Financial Analysis, Securities, Due Diligence, Management Consulting, Business Strategy, Business Planning, Strategy, Start-ups, Valuation
Education
Wharton School, University of Pennsylvania 2006 — 2006
CIMA
Universidad Metropolitana (VE) 1982 — 1986
BA, Management
wind2share September 2012 - Present
Windmills Capital Inc. August 2008 - Present
UBS May 2006 - July 2008
Wachovia Securities Inc. December 2003 - May 2006
Prudential Securities Ltd. January 1997 - December 2003
Gruntal & Co., LLC December 1995 - February 1997
DESPUNTA September 1991 - December 1995
SC Johnson January 1987 - August 1989
Skills
Social Media, Investments, Pensions, Social Entrepreneurship, Portfolio Management, Mergers & Acquisitions, Hedge Funds, Business Development, Entrepreneurship, Alternative Investments, Capital Markets, Wealth Management, Emerging Markets, Venture Capital, Asset Management, Corporate Finance, Finance, Leadership, Private Equity, Financial Analysis, Securities, Due Diligence, Management Consulting, Business Strategy, Business Planning, Strategy, Start-ups, Valuation
Education
Wharton School, University of Pennsylvania 2006 — 2006
CIMA
Universidad Metropolitana (VE) 1982 — 1986
BA, Management
Drew Biehler's Wachovia Securities, Inc. Experience July 1998 - March 2004
Job LPL Financial
Industry Financial Services
Experience
Cambridge Advisors February 2008 - March 2012
Millennium Capital Management of Virginia February 2006 - August 2007
Old Dominion Asset Management, Inc. March 2004 - January 2006
Wachovia Securities, Inc July 1998 - March 2004
The Al Haut Agency January 1997 - July 1998
ProSource Financial LLC October 1994 - December 1996
Northwestern Mutual September 1991 - September 1994
Household International 1990 - 1991
Arthur Andersen & Co. 1985 - 1990
Skills
Financial Planning, Wealth Management, Asset Management, Investments, Retirement Planning
Education
Purdue University - Krannert School of Management 1981 — 1985
B.S., Management (Finance)
Fortune Builders Mastery Program
Fortune Builders Mastery Program
Cambridge Advisors February 2008 - March 2012
Millennium Capital Management of Virginia February 2006 - August 2007
Old Dominion Asset Management, Inc. March 2004 - January 2006
Wachovia Securities, Inc July 1998 - March 2004
The Al Haut Agency January 1997 - July 1998
ProSource Financial LLC October 1994 - December 1996
Northwestern Mutual September 1991 - September 1994
Household International 1990 - 1991
Arthur Andersen & Co. 1985 - 1990
Skills
Financial Planning, Wealth Management, Asset Management, Investments, Retirement Planning
Education
Purdue University - Krannert School of Management 1981 — 1985
B.S., Management (Finance)
Fortune Builders Mastery Program
Fortune Builders Mastery Program
Tim Mages Tim Mages's Wachovia Securities, Inc. Experience 1996 - 2000
Job Experienced investment banker, private debt & equity investor
Industry Venture Capital & Private Equity
Experience
Salem Halifax Capital Partners February 2012 - June 2014
Peachtree Equity Partners July 2009 - January 2012
Stephens Inc. December 2006 - June 2009
ELM Capital Group January 2003 - December 2006
RBC Capital Markets September 2000 - December 2002
Wachovia Securities, Inc. 1996 - 2000
Skills
Investment Banking, Investments, Finance, Private Equity, Venture Capital
Education
Wake Forest University School of Business 1994 — 1996
MBA, Finance
Lenoir-Rhyne College 1990 — 1994
Bachelor of Arts (B.A.), Business Administration and Management, General
Salem Halifax Capital Partners February 2012 - June 2014
Peachtree Equity Partners July 2009 - January 2012
Stephens Inc. December 2006 - June 2009
ELM Capital Group January 2003 - December 2006
RBC Capital Markets September 2000 - December 2002
Wachovia Securities, Inc. 1996 - 2000
Skills
Investment Banking, Investments, Finance, Private Equity, Venture Capital
Education
Wake Forest University School of Business 1994 — 1996
MBA, Finance
Lenoir-Rhyne College 1990 — 1994
Bachelor of Arts (B.A.), Business Administration and Management, General
Michael Annunziata's Wachovia Securities, Inc. Experience March 2002 - August 2005
Job Financial Advisor, Associate Vice President
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. October 2008 - Present
H & R Block Financial August 2005 - October 2008
Wachovia Securities, Inc. March 2002 - August 2005
Morgan Stanley January 1992 - March 2002
Dun & Bradstreet 1990 - 1992
Microcom, Inc 1985 - 1990
Xerox 1981 - 1985
Education
Boston University Questrom School of Business 1976 — 1980
BSBA, Business Administration
Hamden High School
Ameriprise Financial Services, Inc. October 2008 - Present
H & R Block Financial August 2005 - October 2008
Wachovia Securities, Inc. March 2002 - August 2005
Morgan Stanley January 1992 - March 2002
Dun & Bradstreet 1990 - 1992
Microcom, Inc 1985 - 1990
Xerox 1981 - 1985
Education
Boston University Questrom School of Business 1976 — 1980
BSBA, Business Administration
Hamden High School
John Paugh, CFA John Paugh, CFA's Wachovia Securities, Inc. Experience 1999 - 2002
Job Lead Consultant at Dixon Hughes Goodman LLP
Industry Financial Services
Experience
Dixon Hughes Goodman LLP 2015 - Present
Bank of America 2013 - 2015
Wells Fargo Advisors Financial Network 2004 - 2012
Edward Jones 2003 - 2004
Wachovia Securities Inc 1999 - 2002
Transamerica Life Companies 1999 - 1999
Franklin Templeton 1996 - 1999
Skills
Mutual Funds, Fixed Income, Wealth Management, Portfolio Management, Investments, Securities, Financial Analysis, Bonds, Asset Management, Financial Risk, Data Analysis, Microsoft Excel, Asset Allocation, Finance, Microsoft Office, Alternative Investments, Equities, Financial Advisory, Series 7, Investment Strategies, Access, Investment Management, Personal Financial..., Wealth Management..., Trading, Financial Services, Capital Markets, Separately Managed..., Retirement Planning, Client Facing Skills, Fund Accounting, Morningstar, Zephyr Style Advisor, Vlookup, Options, Bloomberg Terminal, Data Mining, Microsoft Word, SmartStation, Windows, Derivatives, Fixed Annuities, Adobe, BondDesk, Financeware, Futures, MBA, SQL, Chartered Financial..., Hedge Funds
Education
Florida Atlantic University
Master of Business Administration, Finance
Florida Atlantic University
Bachelor of Science, Finance with Accounting emphasis
Dixon Hughes Goodman LLP 2015 - Present
Bank of America 2013 - 2015
Wells Fargo Advisors Financial Network 2004 - 2012
Edward Jones 2003 - 2004
Wachovia Securities Inc 1999 - 2002
Transamerica Life Companies 1999 - 1999
Franklin Templeton 1996 - 1999
Skills
Mutual Funds, Fixed Income, Wealth Management, Portfolio Management, Investments, Securities, Financial Analysis, Bonds, Asset Management, Financial Risk, Data Analysis, Microsoft Excel, Asset Allocation, Finance, Microsoft Office, Alternative Investments, Equities, Financial Advisory, Series 7, Investment Strategies, Access, Investment Management, Personal Financial..., Wealth Management..., Trading, Financial Services, Capital Markets, Separately Managed..., Retirement Planning, Client Facing Skills, Fund Accounting, Morningstar, Zephyr Style Advisor, Vlookup, Options, Bloomberg Terminal, Data Mining, Microsoft Word, SmartStation, Windows, Derivatives, Fixed Annuities, Adobe, BondDesk, Financeware, Futures, MBA, SQL, Chartered Financial..., Hedge Funds
Education
Florida Atlantic University
Master of Business Administration, Finance
Florida Atlantic University
Bachelor of Science, Finance with Accounting emphasis
Charlie Edenbach Charlie Edenbach's Wachovia Securities, Inc. Experience October 2007 - December 2008
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors October 2007 - Present
Wachovia Securities Inc October 2007 - December 2008
AG Edwards June 1995 - October 2007
American Power Conversion June 1992 - December 1994
Skills
Investments, Wealth Management, Retirement Planning, Portfolio Management, 401k, Finance, IRAs, Alternative Investments, Securities, Financial Services, Fixed Income, Investment Strategies, Options
Education
St. Lawrence University 1985 — 1989
B.A., English
Portsmouth Abbey 1980 — 1985
Wells Fargo Advisors October 2007 - Present
Wachovia Securities Inc October 2007 - December 2008
AG Edwards June 1995 - October 2007
American Power Conversion June 1992 - December 1994
Skills
Investments, Wealth Management, Retirement Planning, Portfolio Management, 401k, Finance, IRAs, Alternative Investments, Securities, Financial Services, Fixed Income, Investment Strategies, Options
Education
St. Lawrence University 1985 — 1989
B.A., English
Portsmouth Abbey 1980 — 1985
Marc Ratnowsky Marc Ratnowsky's Wachovia Securities, Inc. Experience January 1999 - January 2002
Job Executive in New Business Development and Client Services in the Insurance and Financial sectors.
Industry Insurance
Experience
York Risk Services Group March 2008 - July 2011
York Risk Services March 2008 - July 2011
Business Development January 2007 - December 2007
Aon January 2007 - November 2007
Business Development March 2002 - October 2006
Marsh 2002 - 2006
WACHOVIA SECURITIES, INC January 1999 - January 2002
Wachovia Securities 1999 - 2002
Wachovia Securities 1999 - 2002
BANCAMERICA SECURITIES, INC January 1996 - January 1998
Skills
Risk Management, Capital Markets, Fixed Income, Derivatives, Investment Banking, Property & Casualty..., New Business Development, Insurance, Portfolio Management, Underwriting, Financial Risk, Legal Liability, Financial Analysis, Professional Liability, Strategic Planning, Mergers & Acquisitions, Strategy, Analysis, Claims Management, Management, Sales, Workers Compensation, Marketing, Casualty, Liability, Commercial Lines, Captives, D&O, Brokers, Excess, Commercial Insurance, Reinsurance, Employment Practices..., General Insurance, Claim, Claim Investigation, Litigation Management, Casualty Insurance
Education
Franklin Pierce University 1982 — 1986
Franklin Pierce University
Bachelor of Science, Finance & Management
NORTHWESTERN UNIVERSITY
M.B.A. Coursework, Asset Securitization
York Risk Services Group March 2008 - July 2011
York Risk Services March 2008 - July 2011
Business Development January 2007 - December 2007
Aon January 2007 - November 2007
Business Development March 2002 - October 2006
Marsh 2002 - 2006
WACHOVIA SECURITIES, INC January 1999 - January 2002
Wachovia Securities 1999 - 2002
Wachovia Securities 1999 - 2002
BANCAMERICA SECURITIES, INC January 1996 - January 1998
Skills
Risk Management, Capital Markets, Fixed Income, Derivatives, Investment Banking, Property & Casualty..., New Business Development, Insurance, Portfolio Management, Underwriting, Financial Risk, Legal Liability, Financial Analysis, Professional Liability, Strategic Planning, Mergers & Acquisitions, Strategy, Analysis, Claims Management, Management, Sales, Workers Compensation, Marketing, Casualty, Liability, Commercial Lines, Captives, D&O, Brokers, Excess, Commercial Insurance, Reinsurance, Employment Practices..., General Insurance, Claim, Claim Investigation, Litigation Management, Casualty Insurance
Education
Franklin Pierce University 1982 — 1986
Franklin Pierce University
Bachelor of Science, Finance & Management
NORTHWESTERN UNIVERSITY
M.B.A. Coursework, Asset Securitization
Krista Jones, PHR Krista Jones, PHR's Wachovia Securities, Inc. Experience April 1998 - October 2000
Job Human Resources Manager at Qualtrax, Inc.
Industry Computer Hardware
Experience
CCS-Inc. October 2002 - Present
NRV SHRM January 2010 - December 2011
CCS-Inc. November 2001 - October 2002
Acsys, Inc October 2000 - November 2001
Wachovia Securities, Inc April 1998 - October 2000
Carolina Practice Management October 1996 - April 1998
Bank of America Corporation December 1995 - September 1996
The Cato Corporation March 1995 - November 1995
Soft Play, Inc June 1993 - January 1995
Skills
Human Resources, Employee Benefits, Payroll, Project Management, Training, Process Improvement, Customer Service, Management, Recruiting, FMLA, Employee Relations
Education
University of North Carolina at Charlotte 1988 — 1993
BS, Accounting
CCS-Inc. October 2002 - Present
NRV SHRM January 2010 - December 2011
CCS-Inc. November 2001 - October 2002
Acsys, Inc October 2000 - November 2001
Wachovia Securities, Inc April 1998 - October 2000
Carolina Practice Management October 1996 - April 1998
Bank of America Corporation December 1995 - September 1996
The Cato Corporation March 1995 - November 1995
Soft Play, Inc June 1993 - January 1995
Skills
Human Resources, Employee Benefits, Payroll, Project Management, Training, Process Improvement, Customer Service, Management, Recruiting, FMLA, Employee Relations
Education
University of North Carolina at Charlotte 1988 — 1993
BS, Accounting
C. Alan Hand C. Alan Hand's Wachovia Securities, Inc. Experience October 2007 - September 2010
Job Financial Advisor
Industry Financial Services
Experience
Independent Channel July 2010 - Present
Wells Fargo Advisors October 2007 - September 2010
Wachovia Securities. Inc October 2007 - September 2010
Colonial Brokerage July 2001 - October 2007
Skills
Financial Planning, Mortgage Lending, Strategic Financial..., Investments, Finance, Uniform Combined State..., Wealth Management, Retirement, Wealth, Life Insurance, Relationship Management, Retirement Planning, Investment Advisory, Small Business, IRAs, Fixed Annuities, Securities, Wealth Management...
Education
Samford University 1989 — 1994
Bachelor of Applied Science (BASc), Marketing/Advertising
Mountain Brook 1986 — 1988
Independent Channel July 2010 - Present
Wells Fargo Advisors October 2007 - September 2010
Wachovia Securities. Inc October 2007 - September 2010
Colonial Brokerage July 2001 - October 2007
Skills
Financial Planning, Mortgage Lending, Strategic Financial..., Investments, Finance, Uniform Combined State..., Wealth Management, Retirement, Wealth, Life Insurance, Relationship Management, Retirement Planning, Investment Advisory, Small Business, IRAs, Fixed Annuities, Securities, Wealth Management...
Education
Samford University 1989 — 1994
Bachelor of Applied Science (BASc), Marketing/Advertising
Mountain Brook 1986 — 1988
Patrick Thibeaux Patrick Thibeaux's Wachovia Securities, Inc. Experience June 1998 - March 2009
Job Engineering Manager at BBVA Compass
Industry Banking
Experience
BBVA Compass August 2009 - Present
Wachovia Securities Inc. June 1998 - March 2009
Pluspetrol June 1993 - June 1998
Arco Oil and Gas Company October 1973 - June 1993
Skills
Analysis, Management, Petroleum, Gas, Contract Management, Integration, Reservoir Management, Petroleum Engineering, Valuation, Reserves, Energy Industry, Joint Ventures, Natural Gas, Project Planning, Engineering, Forecasting, Mergers & Acquisitions, Finance, Program Management, Project Management, Energy, Risk Management, Economics, Business Strategy, Oilfield, Budgets, Strategic Planning
Education
Southern Methodist University - Cox School of Business 1980 — 1982
Master of Business Administration (M.B.A.), Finance, General
University of Southwestern Louisiana 1971 — 1974
Bachelor of Science (B.S.), Petroleum Engineering
BBVA Compass August 2009 - Present
Wachovia Securities Inc. June 1998 - March 2009
Pluspetrol June 1993 - June 1998
Arco Oil and Gas Company October 1973 - June 1993
Skills
Analysis, Management, Petroleum, Gas, Contract Management, Integration, Reservoir Management, Petroleum Engineering, Valuation, Reserves, Energy Industry, Joint Ventures, Natural Gas, Project Planning, Engineering, Forecasting, Mergers & Acquisitions, Finance, Program Management, Project Management, Energy, Risk Management, Economics, Business Strategy, Oilfield, Budgets, Strategic Planning
Education
Southern Methodist University - Cox School of Business 1980 — 1982
Master of Business Administration (M.B.A.), Finance, General
University of Southwestern Louisiana 1971 — 1974
Bachelor of Science (B.S.), Petroleum Engineering
Peter Vozzo Peter Vozzo's Wachovia Securities, Inc. Experience 1997 - 2002
Job Managing Director at Westwicke Partners
Industry Financial Services
Experience
QIAGEN 2012 - 2013
Catalyst Health Solutions March 2012 - July 2012
Human Genome Sciences January 2009 - March 2012
MedImmune April 2004 - December 2008
Dragonfly Capital Partners 2003 - 2004
Wachovia Securities, Inc. 1997 - 2002
Skills
Investor Relations, Lifesciences, Biotechnology, Pharmaceutical Industry, Mergers, Commercialization, Due Diligence, Clinical Development, Competitive Analysis, Biopharmaceuticals, Oncology, Technology Transfer, Medical Devices, Corporate Development, Financial Analysis, Investments, Capital Markets, SEC Financial Reporting, Regulation Fair..., Equities, Finance, Venture Capital, Corporate Finance, Mergers & Acquisitions, Corporate Communications
Education
The University of Connecticut School of Business 1990 — 1992
MBA, Finance/Accounting
University of Connecticut
B.S., Chemistry
QIAGEN 2012 - 2013
Catalyst Health Solutions March 2012 - July 2012
Human Genome Sciences January 2009 - March 2012
MedImmune April 2004 - December 2008
Dragonfly Capital Partners 2003 - 2004
Wachovia Securities, Inc. 1997 - 2002
Skills
Investor Relations, Lifesciences, Biotechnology, Pharmaceutical Industry, Mergers, Commercialization, Due Diligence, Clinical Development, Competitive Analysis, Biopharmaceuticals, Oncology, Technology Transfer, Medical Devices, Corporate Development, Financial Analysis, Investments, Capital Markets, SEC Financial Reporting, Regulation Fair..., Equities, Finance, Venture Capital, Corporate Finance, Mergers & Acquisitions, Corporate Communications
Education
The University of Connecticut School of Business 1990 — 1992
MBA, Finance/Accounting
University of Connecticut
B.S., Chemistry
Eugene Horn Jr. Eugene Horn Jr.'s Wachovia Securities, Inc. Experience March 2000 - November 2002
Job New Accounts Associate at Wells Fargo Advisors
Industry Banking
Experience
Wells Fargo Advisors August 2013 - December 2013
K-Force Consulting April 2013 - July 2013
Robert Half Management Resources May 2012 - October 2012
Experis Financial Consulting November 2011 - December 2011
Jefferson Wells Consulting August 2010 - August 2011
Edward Jones, Inc December 2002 - October 2009
Wachovia Securities, Inc March 2000 - November 2002
Skills
Brokerage, Bank Compliance Risk..., Regulatory Surveillance, Internal Controls, RISK EXAMINER, Consulting, Internal Audit, Banking, Auditing, Analysis, Mergers & Acquisitions, Financial Services, Management, Finance, Risk Management, Program Management, Portfolio Management, Mutual Funds, Asset Management, Investments, Policy, Asset Managment
Education
Chicago State University
Bachelor of Science, Economics
Wells Fargo Advisors August 2013 - December 2013
K-Force Consulting April 2013 - July 2013
Robert Half Management Resources May 2012 - October 2012
Experis Financial Consulting November 2011 - December 2011
Jefferson Wells Consulting August 2010 - August 2011
Edward Jones, Inc December 2002 - October 2009
Wachovia Securities, Inc March 2000 - November 2002
Skills
Brokerage, Bank Compliance Risk..., Regulatory Surveillance, Internal Controls, RISK EXAMINER, Consulting, Internal Audit, Banking, Auditing, Analysis, Mergers & Acquisitions, Financial Services, Management, Finance, Risk Management, Program Management, Portfolio Management, Mutual Funds, Asset Management, Investments, Policy, Asset Managment
Education
Chicago State University
Bachelor of Science, Economics
Naomi L Akins-Osuma Naomi L Akins-Osuma's Wachovia Securities, Inc. Experience April 2008 - January 2009
Job Senior Analyst/Project Manager
Industry Information Technology and Services
Experience
U.S. Bank July 2011 - Present
WACHOVIA SECURITIES, INC April 2008 - January 2009
OCHEJA ENGINEERING, INC June 2004 - April 2008
AURORA FOODS, INC January 2000 - June 2004
SLP CAPITAL, LLC August 1997 - January 2000
Skills
MS Project, Visio, Oracle, Business Analysis, SDLC, Databases, Program Management, SharePoint, Process Improvement, Project Management, Customer Service, SQL, Microsoft SQL Server, Access, Business Intelligence
Education
Southern New Hampshire University 2013 — 2015
MS Information Technology, Data Modeling/Warehousing and Database Administration
University of Missouri - St Louis 1997 — 2001
Bachelor of Science, Management Information Systems
U.S. Bank July 2011 - Present
WACHOVIA SECURITIES, INC April 2008 - January 2009
OCHEJA ENGINEERING, INC June 2004 - April 2008
AURORA FOODS, INC January 2000 - June 2004
SLP CAPITAL, LLC August 1997 - January 2000
Skills
MS Project, Visio, Oracle, Business Analysis, SDLC, Databases, Program Management, SharePoint, Process Improvement, Project Management, Customer Service, SQL, Microsoft SQL Server, Access, Business Intelligence
Education
Southern New Hampshire University 2013 — 2015
MS Information Technology, Data Modeling/Warehousing and Database Administration
University of Missouri - St Louis 1997 — 2001
Bachelor of Science, Management Information Systems
Maria Verhoef's Wachovia Securities, Inc. Experience 1997 - 1998
Job
Industry Biotechnology
Experience
Arena Pharmaceuticals, Inc. 2013 - Present
Amylin Pharmaceuticals 2006 - 2013
Bristol-Myers Squibb 2005 - 2006
GlaxoSmithKline 2001 - 2005
J.P. Morgan/Banc One Capital Markets, Inc. 1998 - 2001
Wachovia Securities Inc. 1997 - 1998
Grantham, Mayo, Van Otterloo & Co. 1991 - 1995
Skills
Emerging Markets, Marketing, Market Development, Forecasting, Consulting, Sales, Market Research, Strategic Planning, Strategy, Commercialization, Financial Analysis, Portfolio Management, Managed Care, Cross-functional Team..., Pharmaceutical Industry, Product Launch, Mergers & Acquisitions, Analytics, Competitive Intelligence, Product Development, Product Management, Biotechnology, Pricing, Market Analysis, Segmentation, Start-ups, Valuation, Competitive Analysis, Biopharmaceuticals, Medical Devices, Lifesciences, Global Marketing, Oncology, Life Sciences
Education
Duke University - The Fuqua School of Business 1995 — 1997
MBA
Cornell University 1987 — 1991
AB
Arena Pharmaceuticals, Inc. 2013 - Present
Amylin Pharmaceuticals 2006 - 2013
Bristol-Myers Squibb 2005 - 2006
GlaxoSmithKline 2001 - 2005
J.P. Morgan/Banc One Capital Markets, Inc. 1998 - 2001
Wachovia Securities Inc. 1997 - 1998
Grantham, Mayo, Van Otterloo & Co. 1991 - 1995
Skills
Emerging Markets, Marketing, Market Development, Forecasting, Consulting, Sales, Market Research, Strategic Planning, Strategy, Commercialization, Financial Analysis, Portfolio Management, Managed Care, Cross-functional Team..., Pharmaceutical Industry, Product Launch, Mergers & Acquisitions, Analytics, Competitive Intelligence, Product Development, Product Management, Biotechnology, Pricing, Market Analysis, Segmentation, Start-ups, Valuation, Competitive Analysis, Biopharmaceuticals, Medical Devices, Lifesciences, Global Marketing, Oncology, Life Sciences
Education
Duke University - The Fuqua School of Business 1995 — 1997
MBA
Cornell University 1987 — 1991
AB
Lebbonee (Price) Kittredge's Wachovia Securities, Inc. Experience June 2000 - February 2002
Job Experienced Partnership Builder
Industry Higher Education
Experience
UNC Kenan-Flagler Business School January 2015 - Present
LPK Consulting January 2014 - January 2015
Walmart.com September 2012 - September 2013
Walmart.com June 2010 - October 2012
Walmart.com November 2008 - June 2010
Walmart.com August 2007 - November 2008
Deloitte Consulting, LLP June 2006 - August 2006
Turner Broadcasting System, Inc. May 2002 - August 2005
Women in Cable Telecommunications 2003 - 2005
Wachovia Securities, Inc. June 2000 - February 2002
Skills
Merchandising, Business Strategy, Cross-functional Team..., Product Management, Business Planning, Strategy, P&L Management, Strategic Partnerships, Multi-channel Retail, Marketing Strategy, Marketing, Product Development, Private Label, Retail, E-commerce, Strategic Planning, Management, Leadership, Team Leadership
Education
Northwestern University - Kellogg School of Management 2005 — 2007
MBA
IESE Business School 2006 — 2006
MBA
Wake Forest University 1996 — 2000
BA w/ honors
North Carolina School of Science & Mathematics 1994 — 1996
High School Diploma
Northwood High School
Northwood High School
UNC Kenan-Flagler Business School January 2015 - Present
LPK Consulting January 2014 - January 2015
Walmart.com September 2012 - September 2013
Walmart.com June 2010 - October 2012
Walmart.com November 2008 - June 2010
Walmart.com August 2007 - November 2008
Deloitte Consulting, LLP June 2006 - August 2006
Turner Broadcasting System, Inc. May 2002 - August 2005
Women in Cable Telecommunications 2003 - 2005
Wachovia Securities, Inc. June 2000 - February 2002
Skills
Merchandising, Business Strategy, Cross-functional Team..., Product Management, Business Planning, Strategy, P&L Management, Strategic Partnerships, Multi-channel Retail, Marketing Strategy, Marketing, Product Development, Private Label, Retail, E-commerce, Strategic Planning, Management, Leadership, Team Leadership
Education
Northwestern University - Kellogg School of Management 2005 — 2007
MBA
IESE Business School 2006 — 2006
MBA
Wake Forest University 1996 — 2000
BA w/ honors
North Carolina School of Science & Mathematics 1994 — 1996
High School Diploma
Northwood High School
Northwood High School
Ken Hessel's Wachovia Securities, Inc. Experience January 1996 - June 2000
Job Vice President and Bank Portfolio Manager at United Community Bank
Industry Investment Management
Experience
United Community Bank December 2013 - Present
ING Investment Management November 2007 - September 2011
ING Investment Management January 2004 - November 2007
Trusco Capital Management August 2001 - December 2003
AnPac Securities Group, Inc. June 2000 - December 2000
Wachovia Securities, Inc. January 1996 - June 2000
Prudential Bank April 1995 - December 1995
U.S. Army June 1987 - April 1991
Skills
Fixed Income, Portfolio Management, Bloomberg, Asset Managment, Investments, Bonds, Asset Allocation, Alternative Investments, Capital Markets, Emerging Markets, Trading, Risk Management, Mutual Funds, Credit Analysis, Derivatives, Finance, Asset Management
Education
Emory University - Goizueta Business School 2006 — 2007
MBA
CFA Institute
CFA Charterholder
University of Georgia - Terry College of Business 1990 — 1994
BBA, Finance
United Community Bank December 2013 - Present
ING Investment Management November 2007 - September 2011
ING Investment Management January 2004 - November 2007
Trusco Capital Management August 2001 - December 2003
AnPac Securities Group, Inc. June 2000 - December 2000
Wachovia Securities, Inc. January 1996 - June 2000
Prudential Bank April 1995 - December 1995
U.S. Army June 1987 - April 1991
Skills
Fixed Income, Portfolio Management, Bloomberg, Asset Managment, Investments, Bonds, Asset Allocation, Alternative Investments, Capital Markets, Emerging Markets, Trading, Risk Management, Mutual Funds, Credit Analysis, Derivatives, Finance, Asset Management
Education
Emory University - Goizueta Business School 2006 — 2007
MBA
CFA Institute
CFA Charterholder
University of Georgia - Terry College of Business 1990 — 1994
BBA, Finance
Matthew D. Taylor's Wachovia Securities, Inc. Experience June 2006 - September 2007
Job Project Manager at McKesson Medical Surgical
Industry Medical Devices
Experience
McKesson December 2013 - Present
McKesson November 2011 - December 2013
Genworth Financial, Inc. February 2011 - November 2011
Dominion Resources, Inc. April 2010 - February 2011
Dominion Resources, Inc. April 2009 - April 2010
Dominion Resources, Inc. May 2008 - April 2009
Dominion Resources, Inc. September 2007 - May 2008
Wachovia Securities, Inc. June 2006 - September 2007
NVR, Inc. March 2006 - May 2006
CH Robinson Worldwide, Inc. May 2005 - March 2006
Skills
Process Improvement, Six Sigma, Project Management, Change Management, Business Analysis, Program Management, Strategic Planning, Visio, Analysis, Employee Relations, SAP, Team Building, Performance Management, Human Resources, Management, Recruiting
Education
Virginia Polytechnic Institute and State University - Pamplin College of Business 2010 — 2012
MBA, Master of Business Administration
University of Richmond 2007 — 2009
Masters Degree, Human Resource Management
Marshall University 2000 — 2004
Bachelors Degree, Business Management with a minor in Economics
McKesson December 2013 - Present
McKesson November 2011 - December 2013
Genworth Financial, Inc. February 2011 - November 2011
Dominion Resources, Inc. April 2010 - February 2011
Dominion Resources, Inc. April 2009 - April 2010
Dominion Resources, Inc. May 2008 - April 2009
Dominion Resources, Inc. September 2007 - May 2008
Wachovia Securities, Inc. June 2006 - September 2007
NVR, Inc. March 2006 - May 2006
CH Robinson Worldwide, Inc. May 2005 - March 2006
Skills
Process Improvement, Six Sigma, Project Management, Change Management, Business Analysis, Program Management, Strategic Planning, Visio, Analysis, Employee Relations, SAP, Team Building, Performance Management, Human Resources, Management, Recruiting
Education
Virginia Polytechnic Institute and State University - Pamplin College of Business 2010 — 2012
MBA, Master of Business Administration
University of Richmond 2007 — 2009
Masters Degree, Human Resource Management
Marshall University 2000 — 2004
Bachelors Degree, Business Management with a minor in Economics
Henry Loughran's Wachovia Securities, Inc. Experience 2003 - 2003
Job Managing Director at Agecroft Partners, LLC
Industry Investment Management
Experience
Agecroft Partners, LLC August 2010 - Present
Historic Rehabilitation Associates 2009 - January 2013
Maymont Partners,Inc. March 2008 - August 2010
Sanford C. Bernstein August 2005 - March 2008
Wachovia Securities, Inc 2003 - 2003
UBS December 1998 - May 2002
Skills
Alternative Investments, Hedge Funds, Equities, Fixed Income, Managed Futures, Global Macro, Private Equity, Hedging, Institutional..., Investments, Family Office, Investment Banking
Education
James Madison University - College of Business
BBA Marketing/Finance
Agecroft Partners, LLC August 2010 - Present
Historic Rehabilitation Associates 2009 - January 2013
Maymont Partners,Inc. March 2008 - August 2010
Sanford C. Bernstein August 2005 - March 2008
Wachovia Securities, Inc 2003 - 2003
UBS December 1998 - May 2002
Skills
Alternative Investments, Hedge Funds, Equities, Fixed Income, Managed Futures, Global Macro, Private Equity, Hedging, Institutional..., Investments, Family Office, Investment Banking
Education
James Madison University - College of Business
BBA Marketing/Finance
Brenda Black's Wachovia Securities, Inc. Experience June 2002 - August 2003
Job Managing Partner at Legacy Investment Partners LLC
Industry Financial Services
Experience
Legacy Investment Partners LLC 2004 - Present
Wachovia Securities, Inc. June 2002 - August 2003
First Union Securities April 2000 - June 2002
George K. Baum & Company 1995 - 1999
Education
Kansas State University
Legacy Investment Partners LLC 2004 - Present
Wachovia Securities, Inc. June 2002 - August 2003
First Union Securities April 2000 - June 2002
George K. Baum & Company 1995 - 1999
Education
Kansas State University
Durral Gilbert's Wachovia Securities, Inc. Experience 1998 - 2000
Job President, Supply Chain Services at Premier, Inc.
Industry Health, Wellness and Fitness
Experience
Premier healthcare alliance 2012 - Present
Premier healthcare alliance 2011 - 2012
Premier healthcare alliance 2006 - 2011
BDS Management, LLC 2004 - 2006
Marsh 2003 - 2004
LearningStation, Inc. 2000 - 2003
Wachovia Securities, Inc. 1998 - 2000
Wachovia Securities, Inc. 1997 - 1998
Wachovia Securities, Inc. 1994 - 1997
New Market Development, LLP 1991 - 1992
Skills
Risk Management, Corporate Development, Investment Banking, Supply Chain, Auditing, Process Improvement, Cross-functional Team..., Healthcare, Strategic Planning, Healthcare Consulting, Healthcare Information..., Managed Care
Education
Duke University - The Fuqua School of Business 1992 — 1994
Master of Business Administration (MBA), Finance and International Business
University of North Carolina at Chapel Hill 1984 — 1988
B.A., Economics and Accounting
Premier healthcare alliance 2012 - Present
Premier healthcare alliance 2011 - 2012
Premier healthcare alliance 2006 - 2011
BDS Management, LLC 2004 - 2006
Marsh 2003 - 2004
LearningStation, Inc. 2000 - 2003
Wachovia Securities, Inc. 1998 - 2000
Wachovia Securities, Inc. 1997 - 1998
Wachovia Securities, Inc. 1994 - 1997
New Market Development, LLP 1991 - 1992
Skills
Risk Management, Corporate Development, Investment Banking, Supply Chain, Auditing, Process Improvement, Cross-functional Team..., Healthcare, Strategic Planning, Healthcare Consulting, Healthcare Information..., Managed Care
Education
Duke University - The Fuqua School of Business 1992 — 1994
Master of Business Administration (MBA), Finance and International Business
University of North Carolina at Chapel Hill 1984 — 1988
B.A., Economics and Accounting
Joseph A. Rosenbaum's Wachovia Securities, Inc. Experience 1997 - 2003
Job Financial Advisor, Associate Vice President Kulik, Rosenbaum & Associates at Ameriprise Financial
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. 2009 - Present
H&R Block Financial Advisors 2003 - 2009
Wachovia Securities, Inc. 1997 - 2003
A.G. Edwards & Sons, Inc. 1994 - 1997
Education
Saint Louis University 1989 — 1994
B.A.
St. Mary's High School 1985 — 1989
Ameriprise Financial Services, Inc. 2009 - Present
H&R Block Financial Advisors 2003 - 2009
Wachovia Securities, Inc. 1997 - 2003
A.G. Edwards & Sons, Inc. 1994 - 1997
Education
Saint Louis University 1989 — 1994
B.A.
St. Mary's High School 1985 — 1989
Connie Morris's Wachovia Securities, Inc. Experience August 1990 - October 2000
Job Partner, COO and CCO at The Moorings Group LLC
Industry Investment Management
Experience
The Moorings Group, LLC September 2003 - Present
Advest, Inc. May 2002 - September 2003
State Street Capital Markets December 2000 - February 2002
Wachovia Securities, Inc. August 1990 - October 2000
Education
Georgia State University 1972 — 1976
The Moorings Group, LLC September 2003 - Present
Advest, Inc. May 2002 - September 2003
State Street Capital Markets December 2000 - February 2002
Wachovia Securities, Inc. August 1990 - October 2000
Education
Georgia State University 1972 — 1976
Bert Corum's Wachovia Securities, Inc. Experience 1997 - 2003
Job Executive Director at Rabobank International
Industry Banking
Experience
Rabobank International 2003 - Present
Wachovia Securities, Inc. 1997 - 2003
First Union National Bank 1988 - 1997
Education
Indiana University - Kelley School of Business
B.S., Finance
Rabobank International 2003 - Present
Wachovia Securities, Inc. 1997 - 2003
First Union National Bank 1988 - 1997
Education
Indiana University - Kelley School of Business
B.S., Finance
Shandell Hunter's Wachovia Securities, Inc. Experience November 2003 - May 2004
Job Asset Liability Management Analyst at State Farm Bank
Industry Financial Services
Experience
State Farm Bank May 2011 - Present
Northridge Preparatory School 2009 - May 2011
Federal Home Loan Bank of Chicago May 2007 - July 2008
Federal Home Loan Bank of Chicago May 2004 - May 2007
Wachovia Securities, Inc. November 2003 - May 2004
Calamos Investments, Inc. October 2002 - July 2003
Midtown Educational Foundation - Midtown Center for Boys June 2001 - August 2002
Skills
Derivatives, ALM, Capital Markets, Fixed Income, Financial Risk
Education
Renaissance
University of Notre Dame
BBA, Finance & Government
van zile
van zile
van zile
van zile
van zile
State Farm Bank May 2011 - Present
Northridge Preparatory School 2009 - May 2011
Federal Home Loan Bank of Chicago May 2007 - July 2008
Federal Home Loan Bank of Chicago May 2004 - May 2007
Wachovia Securities, Inc. November 2003 - May 2004
Calamos Investments, Inc. October 2002 - July 2003
Midtown Educational Foundation - Midtown Center for Boys June 2001 - August 2002
Skills
Derivatives, ALM, Capital Markets, Fixed Income, Financial Risk
Education
Renaissance
University of Notre Dame
BBA, Finance & Government
van zile
van zile
van zile
van zile
van zile
Julie Hallowell's Wachovia Securities, Inc. Experience April 2007 - September 2008
Job Independent Financial Services Professional
Industry Financial Services
Experience
Wachovia Securities, Inc April 2007 - September 2008
COO of Financial Sponsors Group November 2006 - April 2007
2004-2006Bear, Stearns & Co. Inc February 2004 - November 2006
Lehman Brothers, Inc January 2000 - January 2004
Merrill Lynch & Co., Inc January 1998 - January 2000
Chase Securities Inc. (Formerly Chemical Securities, Inc January 1991 - January 1998
Chemical Bank 1991 - 1994
Arthur Andersen & Co January 1987 - January 1989
Skills
Executive Management, Risk Management, Strategy, Mergers, New Business Development, Management, Mergers & Acquisitions, Investments, Portfolio Management, Financial Analysis, Finance, Banking, Investment Banking
Education
University of Virginia Darden School of Business 1989 — 1991
MBA, Finance
Emory University 1983 — 1987
BA, Economics
The London School of Economics and Political Science (LSE) 1985 — 1985
Economics
Severna Park 1979 — 1983
HS Diploma
The London School of Economics
and Political Science; on International Economics and International Trade
Wachovia Securities, Inc April 2007 - September 2008
COO of Financial Sponsors Group November 2006 - April 2007
2004-2006Bear, Stearns & Co. Inc February 2004 - November 2006
Lehman Brothers, Inc January 2000 - January 2004
Merrill Lynch & Co., Inc January 1998 - January 2000
Chase Securities Inc. (Formerly Chemical Securities, Inc January 1991 - January 1998
Chemical Bank 1991 - 1994
Arthur Andersen & Co January 1987 - January 1989
Skills
Executive Management, Risk Management, Strategy, Mergers, New Business Development, Management, Mergers & Acquisitions, Investments, Portfolio Management, Financial Analysis, Finance, Banking, Investment Banking
Education
University of Virginia Darden School of Business 1989 — 1991
MBA, Finance
Emory University 1983 — 1987
BA, Economics
The London School of Economics and Political Science (LSE) 1985 — 1985
Economics
Severna Park 1979 — 1983
HS Diploma
The London School of Economics
and Political Science; on International Economics and International Trade
Anne H Dunn's Wachovia Securities, Inc. Experience January 1998 - January 2000
Job Director at College Planning Professionals of the Carolinas
Industry Financial Services
Experience
College Planning Professionals of the Carolinas June 2014 - Present
Central Piedmont Community College July 2009 - Present
NC Dept of Commerce, Div of Workforce Solutions October 2009 - August 2013
TIAA-CREF April 2005 - January 2009
C.E.O. Inc December 2004 - February 2005
Charlotte Mecklenburg Schools August 2004 - November 2004
Sterling Capital Management September 2001 - April 2004
CitiStreet January 2000 - September 2001
Wachovia Securities Financial Network May 1998 - December 2000
WACHOVIA SECURITIES, INC January 1998 - January 2000
Skills
Investments, Customer Relations, Research, Financial Services, Public Speaking, Process Improvement, Data Analysis, Training, Coaching, Customer Service, Career Counseling, Workshop Facilitation, Career Development, Insurance, Instructional Design, Adult Education, E-Learning, Interviews, Human Resources, Teaching, Leadership, Higher Education
Education
State University of New York at Stony Brook 1976 — 1979
BA, English
Nassau Community College 1971 — 1973
AA, Liberal Arts
Central Piedmont Community College
College Planning Professionals of the Carolinas June 2014 - Present
Central Piedmont Community College July 2009 - Present
NC Dept of Commerce, Div of Workforce Solutions October 2009 - August 2013
TIAA-CREF April 2005 - January 2009
C.E.O. Inc December 2004 - February 2005
Charlotte Mecklenburg Schools August 2004 - November 2004
Sterling Capital Management September 2001 - April 2004
CitiStreet January 2000 - September 2001
Wachovia Securities Financial Network May 1998 - December 2000
WACHOVIA SECURITIES, INC January 1998 - January 2000
Skills
Investments, Customer Relations, Research, Financial Services, Public Speaking, Process Improvement, Data Analysis, Training, Coaching, Customer Service, Career Counseling, Workshop Facilitation, Career Development, Insurance, Instructional Design, Adult Education, E-Learning, Interviews, Human Resources, Teaching, Leadership, Higher Education
Education
State University of New York at Stony Brook 1976 — 1979
BA, English
Nassau Community College 1971 — 1973
AA, Liberal Arts
Central Piedmont Community College
Rubin Bahar's Wachovia Securities, Inc. Experience October 1997 - August 2008
Job Senior Structured Product Analyst
Industry Investment Management
Experience
Eagle Asset Management July 2011 - Present
Wells Fargo Capital Finance August 2008 - July 2011
Wachovia Securities Inc. October 1997 - August 2008
Education
MIT 1986 — 1988
SM, Finance, IT, International Business
MIT 1982 — 1983
Master of Science
Rensselaer Polytechnic Institute 1980 — 1982
BS, Structural Engineering
Eagle Asset Management July 2011 - Present
Wells Fargo Capital Finance August 2008 - July 2011
Wachovia Securities Inc. October 1997 - August 2008
Education
MIT 1986 — 1988
SM, Finance, IT, International Business
MIT 1982 — 1983
Master of Science
Rensselaer Polytechnic Institute 1980 — 1982
BS, Structural Engineering
Shari Sikes's Wachovia Securities, Inc. Experience March 1997 - January 2003
Job Senior Municipal Credit Analyst at First Trust
Industry Investment Management
Experience
First Trust June 2014 - Present
Invesco October 2012 - May 2014
Standard & Poor's January 2010 - October 2012
Nuveen Investments February 2003 - June 2009
Wachovia Securities, Inc March 1997 - January 2003
Skills
Analysis, Portfolio Management, Investments, Management, Credit Analysis, Credit, Bonds, Leadership, Economics, Asset Allocation, Fixed Income, Due Diligence, Capital Markets, Bloomberg, Financial Modeling
Education
DePaul University - Charles H. Kellstadt Graduate School of Business
M.S., Finance
University of Missouri
B.A, Economics
First Trust June 2014 - Present
Invesco October 2012 - May 2014
Standard & Poor's January 2010 - October 2012
Nuveen Investments February 2003 - June 2009
Wachovia Securities, Inc March 1997 - January 2003
Skills
Analysis, Portfolio Management, Investments, Management, Credit Analysis, Credit, Bonds, Leadership, Economics, Asset Allocation, Fixed Income, Due Diligence, Capital Markets, Bloomberg, Financial Modeling
Education
DePaul University - Charles H. Kellstadt Graduate School of Business
M.S., Finance
University of Missouri
B.A, Economics
Mark S. Perry, MBA's Wachovia Securities, Inc. Experience July 1997 - March 2003
Job President at PROVEST ADVISORS, llc
Industry Financial Services
Experience
PROVEST ADVISORS, llc April 2015 - Present
Royal Alliance Associates, Inc. (Independent Contractor) March 2003 - March 2015
WACHOVIA SECURITIES, INC. July 1997 - March 2003
CANTOR FITZGERALD SECURITIES 1996 - 1997
TULLETT & TOKYO SECURITIES, INC. 1994 - 1996
ALPINE CAPITAL & CO., INC. (Self-employed) 1991 - 1993
EURO BROKERS FUTURES, INC. 1989 - 1991
BANKAMERICA FUTURES, INC. 1987 - 1989
FOSSETT CORPORATION 1984 - 1987
CITIBANK NA 1980 - 1984
Skills
Securities, Investments, Series 7, Options, Portfolio Management, Asset Management, Trading, Insurance, Financial Services
Education
University of Hartford 1978 — 1980
MBA, Finance
St. Michael's College 1974 — 1978
BA, Business
PROVEST ADVISORS, llc April 2015 - Present
Royal Alliance Associates, Inc. (Independent Contractor) March 2003 - March 2015
WACHOVIA SECURITIES, INC. July 1997 - March 2003
CANTOR FITZGERALD SECURITIES 1996 - 1997
TULLETT & TOKYO SECURITIES, INC. 1994 - 1996
ALPINE CAPITAL & CO., INC. (Self-employed) 1991 - 1993
EURO BROKERS FUTURES, INC. 1989 - 1991
BANKAMERICA FUTURES, INC. 1987 - 1989
FOSSETT CORPORATION 1984 - 1987
CITIBANK NA 1980 - 1984
Skills
Securities, Investments, Series 7, Options, Portfolio Management, Asset Management, Trading, Insurance, Financial Services
Education
University of Hartford 1978 — 1980
MBA, Finance
St. Michael's College 1974 — 1978
BA, Business
Cintra Bedassie's Wachovia Securities, Inc. Experience March 2002 - October 2004
Job Client Experience at Barclays Wealth
Industry Financial Services
Experience
Barclays Wealth and Investment Management January 2013 - Present
Barclays Wealth and Investment Management June 2010 - December 2012
Lehman Brothers May 2006 - September 2010
WACHOVIA SECURITIES INC March 2002 - October 2004
Prudential Securities June 2000 - March 2002
Prudential Securities May 1995 - June 2000
Prudential Securities October 1993 - May 1995
Skills
FINRA Licensed 7, 9,..., Microsoft Office 2007
Education
City University of New York-Hunter College 2009 — 2010
BA, Economics, Business, Finance, Investments
Borough of Manhattan Community College
AAS, Economics
Barclays Wealth and Investment Management January 2013 - Present
Barclays Wealth and Investment Management June 2010 - December 2012
Lehman Brothers May 2006 - September 2010
WACHOVIA SECURITIES INC March 2002 - October 2004
Prudential Securities June 2000 - March 2002
Prudential Securities May 1995 - June 2000
Prudential Securities October 1993 - May 1995
Skills
FINRA Licensed 7, 9,..., Microsoft Office 2007
Education
City University of New York-Hunter College 2009 — 2010
BA, Economics, Business, Finance, Investments
Borough of Manhattan Community College
AAS, Economics
Ervin Price's Wachovia Securities, Inc. Experience May 2007 - Present
Job Estate Operations Specialist at Wells Fargo Advisors
Industry Financial Services
Experience
Wachovia Securities Inc May 2007 - Present
Wells Fargo Advisors October 2002 - Present
Wells Fargo Advisors October 2002 - Present
Wachovia Securities December 2005 - May 2007
Wachovia Securities October 2002 - December 2005
Wachovia Securities April 2003 - September 2003
Randstad July 2002 - October 2002
Randstad July 2002 - October 2002
Temporary Service December 2001 - October 2002
Vanguard Group December 2001 - April 2002
Education
University of North Carolina at Charlotte 1993 — 1997
BSBA, Finance
Wachovia Securities Inc May 2007 - Present
Wells Fargo Advisors October 2002 - Present
Wells Fargo Advisors October 2002 - Present
Wachovia Securities December 2005 - May 2007
Wachovia Securities October 2002 - December 2005
Wachovia Securities April 2003 - September 2003
Randstad July 2002 - October 2002
Randstad July 2002 - October 2002
Temporary Service December 2001 - October 2002
Vanguard Group December 2001 - April 2002
Education
University of North Carolina at Charlotte 1993 — 1997
BSBA, Finance
Jenny Duncan's Wachovia Securities, Inc. Experience June 2000 - October 2002
Job Compliance Consultant at Financial Services Firm
Industry Financial Services
Experience
Major Financial Services Firm December 2014 - Present
Major Financial Services Firm July 2012 - December 2014
Banyan Partners, LLC September 2010 - October 2011
Oyster Consulting, LLC March 2010 - September 2010
Bonds.com, Inc. October 2008 - March 2010
1st Discount Brokerage November 2007 - October 2008
Davenport & Company, LLC June 2006 - November 2007
Anderson & Strudwick, Inc. March 2004 - June 2006
Wachovia Securities Financial Network June 2003 - February 2004
Wachovia Securities Inc. June 2000 - October 2002
Skills
FINRA, Mutual Funds, Equities, Investment Advisory, Series 24, Series 63, Asset Managment, Fixed Income, Wealth Management, Alternative Investments, OFAC, Series 65, Trading, Series 7, Continuing Education, Investments, Compliance, AML, Securities, Options, Investment Management, Asset Management, Uniform Combined State..., Financial Risk, Brokerage, Financial Markets, Bonds, Financial Services, Capital Markets, Wealth Management..., Asset Allocation, Bloomberg, Private Equity, Retirement Planning, Finance, Risk Management, ETFs, Financial Advisory, KYC, Securities Regulation, Investment Banking, Derivatives, Anti Money Laundering, Regulatory Requirements, Compliance Management
Education
Virginia Commonwealth University - School of Business 1997 — 2000
MBA, Business
Georgia State University 1983 — 1986
MS, Counseling
Georgia State University 1980 — 1983
BS, Psychology
Major Financial Services Firm December 2014 - Present
Major Financial Services Firm July 2012 - December 2014
Banyan Partners, LLC September 2010 - October 2011
Oyster Consulting, LLC March 2010 - September 2010
Bonds.com, Inc. October 2008 - March 2010
1st Discount Brokerage November 2007 - October 2008
Davenport & Company, LLC June 2006 - November 2007
Anderson & Strudwick, Inc. March 2004 - June 2006
Wachovia Securities Financial Network June 2003 - February 2004
Wachovia Securities Inc. June 2000 - October 2002
Skills
FINRA, Mutual Funds, Equities, Investment Advisory, Series 24, Series 63, Asset Managment, Fixed Income, Wealth Management, Alternative Investments, OFAC, Series 65, Trading, Series 7, Continuing Education, Investments, Compliance, AML, Securities, Options, Investment Management, Asset Management, Uniform Combined State..., Financial Risk, Brokerage, Financial Markets, Bonds, Financial Services, Capital Markets, Wealth Management..., Asset Allocation, Bloomberg, Private Equity, Retirement Planning, Finance, Risk Management, ETFs, Financial Advisory, KYC, Securities Regulation, Investment Banking, Derivatives, Anti Money Laundering, Regulatory Requirements, Compliance Management
Education
Virginia Commonwealth University - School of Business 1997 — 2000
MBA, Business
Georgia State University 1983 — 1986
MS, Counseling
Georgia State University 1980 — 1983
BS, Psychology
Robert Schweitzer's Wachovia Securities, Inc. Experience June 2001 - December 2007
Job
Industry Financial Services
Experience
BlackRock June 2010 - Present
Regions Bank January 2008 - June 2010
Wachovia Securities, Inc. June 2001 - December 2007
Prudential Financial February 1998 - June 2001
Bank of America 1987 - 1998
Skills
Credit, Loans, Real Estate Finance, Securitized Lending, Credit Analysis, Underwriting, Real Estate Economics, Commercial Real Estate, Commercial Mortgages, Capital Markets, Risk Management, Financial Structuring
Education
Indiana University Bloomington 1982 — 1986
BSBA, Finance
BlackRock June 2010 - Present
Regions Bank January 2008 - June 2010
Wachovia Securities, Inc. June 2001 - December 2007
Prudential Financial February 1998 - June 2001
Bank of America 1987 - 1998
Skills
Credit, Loans, Real Estate Finance, Securitized Lending, Credit Analysis, Underwriting, Real Estate Economics, Commercial Real Estate, Commercial Mortgages, Capital Markets, Risk Management, Financial Structuring
Education
Indiana University Bloomington 1982 — 1986
BSBA, Finance
Gary Evonsion, CFA's Wachovia Securities, Inc. Experience March 1997 - January 2002
Job Senior Vice President Crest Capital
Industry Financial Services
Experience
Crest Capital April 2015 - Present
Wells Fargo Bank March 2013 - April 2015
Evo, LLC July 2003 - January 2013
Wachovia Bank, N.A. January 2002 - March 2003
Wachovia Securities, Inc. March 1997 - January 2002
The Llama Company, L.P. April 1994 - March 1997
Aetna Capital Management, inc. August 1991 - April 1994
Aetna Financial Services, Inc. October 1987 - August 1991
GTE Service Corporation - Treasury Group January 1987 - October 1987
GTE Financial Associate Development Program June 1985 - January 1987
Skills
Strategic Planning, Business Development, Risk Management, Finance, Financial Analysis, Financial Modeling, Investments, Portfolio Management, Mergers & Acquisitions, Due Diligence, Banking, Financial Risk, Leadership, Corporate Finance, Valuation, Management
Education
University of Michigan - Stephen M. Ross School of Business 1983 — 1985
Master of Business Administration (MBA), Accounting and Finance, Graduated with Distinction
Fairfield University 1980 — 1983
Bachelor of Science Degree, Marketing Management, Honor Roll
CFA Institute 1991 — 1994
Chartered Financial Analyst (CFA), Investments and Securities
Crest Capital April 2015 - Present
Wells Fargo Bank March 2013 - April 2015
Evo, LLC July 2003 - January 2013
Wachovia Bank, N.A. January 2002 - March 2003
Wachovia Securities, Inc. March 1997 - January 2002
The Llama Company, L.P. April 1994 - March 1997
Aetna Capital Management, inc. August 1991 - April 1994
Aetna Financial Services, Inc. October 1987 - August 1991
GTE Service Corporation - Treasury Group January 1987 - October 1987
GTE Financial Associate Development Program June 1985 - January 1987
Skills
Strategic Planning, Business Development, Risk Management, Finance, Financial Analysis, Financial Modeling, Investments, Portfolio Management, Mergers & Acquisitions, Due Diligence, Banking, Financial Risk, Leadership, Corporate Finance, Valuation, Management
Education
University of Michigan - Stephen M. Ross School of Business 1983 — 1985
Master of Business Administration (MBA), Accounting and Finance, Graduated with Distinction
Fairfield University 1980 — 1983
Bachelor of Science Degree, Marketing Management, Honor Roll
CFA Institute 1991 — 1994
Chartered Financial Analyst (CFA), Investments and Securities
Bo Weatherly's Wachovia Securities, Inc. Experience 1991 - 2008
Job CFO at DeliverCareRx, Inc.
Industry Pharmaceuticals
Experience
DeliverCareRx, Inc. 2012 - Present
Spartan Capital Advisors, LLC 2009 - 2012
Wachovia Securities, Inc. 1991 - 2008
Education
University of North Carolina at Chapel Hill 1985 — 1989
BA Economics, Economics
DeliverCareRx, Inc. 2012 - Present
Spartan Capital Advisors, LLC 2009 - 2012
Wachovia Securities, Inc. 1991 - 2008
Education
University of North Carolina at Chapel Hill 1985 — 1989
BA Economics, Economics
Merrill Lynch
Fifth Third Bank
Regions Financial Corporation
Washington Mutual
BBVA Compass
TCF Bank
Regions Bank
washington mutual bank