Wachovia Securities, LLC
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
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Wachovia Securities, LLC Employees
Employee
Years
Job
Industry
Brian Mason, MBA Brian Mason, MBA's Wachovia Securities, LLC Experience 2003 - 2007
Job VP, Managing Executive
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. August 2015 - Present
Carroll Enterprises March 2012 - Present
Prudential Annuities June 2009 - February 2012
Genworth Financial October 2007 - February 2009
Wachovia Securities, LLC 2003 - 2007
Fifth Third Securities August 2002 - April 2004
NASD Enforcement 1998 - 2002
Skills
Risk Management, Insurance, Leadership, Securities, FINRA, Financial Services, Series 7, Investments, Financial Risk, Business Development, Strategic Financial..., Compliance, Process Improvement, Strategic Planning, Program Management, Change Management, Mutual Funds, Enterprise Risk..., Risk Assessment, Analysis, Fraud, Process Engineering, Business Analysis, Management, Chang, Project Management, Business Process Design, Systems Analysis, Database Design, Microsoft CRM, Sales Operations, Marketing Communications, Progra, Str, Variable Annuities, Fraud Investigations, Financial Planning
Education
The Johns Hopkins University - Carey Business School 1999 — 2002
MBA
Arizona State University 1994 — 1996
BS
The University of Chicago
Certificate
Ameriprise Financial Services, Inc. August 2015 - Present
Carroll Enterprises March 2012 - Present
Prudential Annuities June 2009 - February 2012
Genworth Financial October 2007 - February 2009
Wachovia Securities, LLC 2003 - 2007
Fifth Third Securities August 2002 - April 2004
NASD Enforcement 1998 - 2002
Skills
Risk Management, Insurance, Leadership, Securities, FINRA, Financial Services, Series 7, Investments, Financial Risk, Business Development, Strategic Financial..., Compliance, Process Improvement, Strategic Planning, Program Management, Change Management, Mutual Funds, Enterprise Risk..., Risk Assessment, Analysis, Fraud, Process Engineering, Business Analysis, Management, Chang, Project Management, Business Process Design, Systems Analysis, Database Design, Microsoft CRM, Sales Operations, Marketing Communications, Progra, Str, Variable Annuities, Fraud Investigations, Financial Planning
Education
The Johns Hopkins University - Carey Business School 1999 — 2002
MBA
Arizona State University 1994 — 1996
BS
The University of Chicago
Certificate
Robyn Moss Robyn Moss's Wachovia Securities, LLC Experience August 2007 - December 2007
Job Investment Analyst at Whittier Trust Company
Industry Financial Services
Experience
Whittier Trust Company June 2014 - Present
USC Marshall School of Business August 2012 - May 2014
Toyota Motor Sales May 2013 - August 2013
Morgan Stanley January 2011 - April 2012
Morgan Stanley September 2010 - January 2011
Marsh July 2008 - September 2010
Renee Croce & Associates January 2008 - May 2008
Wachovia Securities, LLC August 2007 - December 2007
USC Athletic Department January 2006 - December 2007
Capital Campaigns June 2007 - August 2007
Skills
Data Analysis, Project Management, Strategic Planning, Event Planning, Research, Management, Financial Analysis, Financial Modeling, Digital Marketing, Leadership, Management Consulting, Risk Management, Market Research, Strategy, Marketing, Business Strategy, Finance, Cross-functional Team...
Education
USC Marshall School of Business 2012 — 2014
Master of Business Administration (M.B.A.)
University of Southern California 2004 — 2007
BA, Political Science, Business Law
American University 2005 — 2005
Summer Congressional Intern Program
University of California, Los Angeles 2003 — 2004
Flintridge Sacred Heart Academy 1999 — 2003
Whittier Trust Company June 2014 - Present
USC Marshall School of Business August 2012 - May 2014
Toyota Motor Sales May 2013 - August 2013
Morgan Stanley January 2011 - April 2012
Morgan Stanley September 2010 - January 2011
Marsh July 2008 - September 2010
Renee Croce & Associates January 2008 - May 2008
Wachovia Securities, LLC August 2007 - December 2007
USC Athletic Department January 2006 - December 2007
Capital Campaigns June 2007 - August 2007
Skills
Data Analysis, Project Management, Strategic Planning, Event Planning, Research, Management, Financial Analysis, Financial Modeling, Digital Marketing, Leadership, Management Consulting, Risk Management, Market Research, Strategy, Marketing, Business Strategy, Finance, Cross-functional Team...
Education
USC Marshall School of Business 2012 — 2014
Master of Business Administration (M.B.A.)
University of Southern California 2004 — 2007
BA, Political Science, Business Law
American University 2005 — 2005
Summer Congressional Intern Program
University of California, Los Angeles 2003 — 2004
Flintridge Sacred Heart Academy 1999 — 2003
Curt Dickey Curt Dickey's Wachovia Securities, LLC Experience February 2006 - March 2009
Job First Vice President, Internal Review Group (IRG) Manager, SunTrust Bank
Industry Banking
Experience
Suntrust Bank April 2014 - Present
SunTrust Mortgage September 2012 - March 2014
SunTrust Mortgage July 2009 - August 2012
Wachovia Securities, LLC February 2006 - March 2009
Saxon Capital Mortgage July 1999 - December 2005
Capital One Financial March 1995 - October 1998
Skills
Project Management, Project Planning, Business Management, Business Process, Budgeting, Process Improvement, Business Analysis, Problem Solving, Workforce Planning, Workflow Analysis, Management, Strategy, Banking, Training, PMP, Leadership, Cross-functional Team..., Finance, Software Documentation, Mergers & Acquisitions, PMO, Quality Assurance, Risk Management
Education
Boston University 2008 — 2010
Masters of Science (M.S.), Project Management
Project Management Leadership Group
CPM, Project Management / Leadership
University of Phoenix 2004 — 2007
Bachelor of Science (B.S.), Business Management
Suntrust Bank April 2014 - Present
SunTrust Mortgage September 2012 - March 2014
SunTrust Mortgage July 2009 - August 2012
Wachovia Securities, LLC February 2006 - March 2009
Saxon Capital Mortgage July 1999 - December 2005
Capital One Financial March 1995 - October 1998
Skills
Project Management, Project Planning, Business Management, Business Process, Budgeting, Process Improvement, Business Analysis, Problem Solving, Workforce Planning, Workflow Analysis, Management, Strategy, Banking, Training, PMP, Leadership, Cross-functional Team..., Finance, Software Documentation, Mergers & Acquisitions, PMO, Quality Assurance, Risk Management
Education
Boston University 2008 — 2010
Masters of Science (M.S.), Project Management
Project Management Leadership Group
CPM, Project Management / Leadership
University of Phoenix 2004 — 2007
Bachelor of Science (B.S.), Business Management
Erik Lacy Erik Lacy's Wachovia Securities, LLC Experience 2006 - 2008
Job Founder, Credit & Business Funding Specialist at Apollo Credit & Finance Solutions
Industry Financial Services
Experience
Apollo Credit & Finance Solutions January 2014 - Present
....... December 2008 - Present
CreditCorrect February 2013 - January 2014
Golden Pacific Systems July 2011 - May 2012
National Consumer Credit Restoration Agency 2009 - 2011
American Work Adventures 2008 - 2009
Wachovia Securities, LLC 2006 - 2008
Intrax Cultural Exchange 2001 - 2005
Verio/TABNet 1997 - 2001
Skills
Customer Service, Strategic Planning, Team Building, Marketing Strategy, Marketing, Public Speaking, Sales, Lead Generation, Account Management, SEO, Mortgage Lending, Microsoft Excel, New Business Development, Sales Management, Credit, Small Business, Salesforce.com, Cold Calling, Business Strategy, Business, Business Development..., Business Credit, Small Business Lending, Financial Services, Finance, Strategy, Insurance, Direct Marketing, Start-ups, Loans, Management, Email Marketing, Online Marketing, Business Development, Online Advertising, Mortgage Banking, Social Media Marketing, Sales Process, Residential Mortgages, Selling, Refinance, Customer Retention, Loan Origination, Leadership, Credit Analysis, FHA, Credit Scoring, Real Estate, Executive Management, Banking
Education
California State University-Sacramento 1989 — 1991
San Marin High Scool 1984 — 1989
Apollo Credit & Finance Solutions January 2014 - Present
....... December 2008 - Present
CreditCorrect February 2013 - January 2014
Golden Pacific Systems July 2011 - May 2012
National Consumer Credit Restoration Agency 2009 - 2011
American Work Adventures 2008 - 2009
Wachovia Securities, LLC 2006 - 2008
Intrax Cultural Exchange 2001 - 2005
Verio/TABNet 1997 - 2001
Skills
Customer Service, Strategic Planning, Team Building, Marketing Strategy, Marketing, Public Speaking, Sales, Lead Generation, Account Management, SEO, Mortgage Lending, Microsoft Excel, New Business Development, Sales Management, Credit, Small Business, Salesforce.com, Cold Calling, Business Strategy, Business, Business Development..., Business Credit, Small Business Lending, Financial Services, Finance, Strategy, Insurance, Direct Marketing, Start-ups, Loans, Management, Email Marketing, Online Marketing, Business Development, Online Advertising, Mortgage Banking, Social Media Marketing, Sales Process, Residential Mortgages, Selling, Refinance, Customer Retention, Loan Origination, Leadership, Credit Analysis, FHA, Credit Scoring, Real Estate, Executive Management, Banking
Education
California State University-Sacramento 1989 — 1991
San Marin High Scool 1984 — 1989
Debra Hodge's Wachovia Securities, LLC Experience February 2006 - October 2010
Job President at Little by Little Life Coaching
Industry Professional Training & Coaching
Experience
Little by Little Life Coaching September 2010 - Present
ClientLink October 2011 - May 2013
Wachovia Securities, LLC February 2006 - October 2010
Skills
Public Speaking, Fundraising, Customer Service, Strategic Planning, Volunteer Management, Philanthropy, Grant Coordination, Ballroom Dance, Dance Education, Consulting, Managerial Finance, Nonprofits, New Business Development, Life Coaching, Business Coaching, Business Development, Sales, Small Business, Training, Leadership, Social Networking, Team Building
Education
Ball State University 1986 — 1990
BS, Psychology
Ball State University 1986 — 1990
Bachelor's degree, Psychology
Little by Little Life Coaching September 2010 - Present
ClientLink October 2011 - May 2013
Wachovia Securities, LLC February 2006 - October 2010
Skills
Public Speaking, Fundraising, Customer Service, Strategic Planning, Volunteer Management, Philanthropy, Grant Coordination, Ballroom Dance, Dance Education, Consulting, Managerial Finance, Nonprofits, New Business Development, Life Coaching, Business Coaching, Business Development, Sales, Small Business, Training, Leadership, Social Networking, Team Building
Education
Ball State University 1986 — 1990
BS, Psychology
Ball State University 1986 — 1990
Bachelor's degree, Psychology
Rocky Suares, CFP® Rocky Suares, CFP®'s Wachovia Securities, LLC Experience January 2008 - May 2009
Job Managing Director Investment Officer
Industry Financial Services
Experience
Suares Investment Group of Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities, LLC January 2008 - May 2009
A.G. Edwards & Sons, Inc. October 1988 - January 2008
Education
California State University-Long Beach
Suares Investment Group of Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities, LLC January 2008 - May 2009
A.G. Edwards & Sons, Inc. October 1988 - January 2008
Education
California State University-Long Beach
Matt Stolle, CRPC®'s Wachovia Securities, LLC Experience October 1998 - September 2007
Job Vice President at Merrill Lynch
Industry Financial Services
Experience
Hamilton Southeastern Schools Foundation July 2015 - Present
Merrill Lynch September 2007 - Present
Nine13 Sports August 2009 - August 2014
Wachovia Securities, LLC October 1998 - September 2007
Skills
Defined Benefit, Financial Advisory, Retirement Planning, Series 7, Finance, Investments, Wealth Management, Strategic Financial..., Pensions, Financial Services, Mutual Funds, Retirement, 401k, Asset Allocation, Portfolio Management, Financial Planning, Series 63
Education
Butler University - College of Business Administration 1991 — 1995
Finance
Hamilton Southeastern Schools Foundation July 2015 - Present
Merrill Lynch September 2007 - Present
Nine13 Sports August 2009 - August 2014
Wachovia Securities, LLC October 1998 - September 2007
Skills
Defined Benefit, Financial Advisory, Retirement Planning, Series 7, Finance, Investments, Wealth Management, Strategic Financial..., Pensions, Financial Services, Mutual Funds, Retirement, 401k, Asset Allocation, Portfolio Management, Financial Planning, Series 63
Education
Butler University - College of Business Administration 1991 — 1995
Finance
Marian Smoller-Shah Marian Smoller-Shah's Wachovia Securities, LLC Experience July 2006 - January 2008
Job Support Center Analyst at Ricoh Americas Corporation
Industry Information Technology and Services
Experience
Ricoh Americas Corporation October 2013 - Present
Alura Business Solutions June 2013 - September 2013
Ricoh Americas Corporation (IKON) January 2011 - June 2013
Just Born, Inc. October 2010 - January 2011
Jones Apparel Group May 2010 - August 2010
ABB October 2008 - February 2010
Wachovia Securities, LLC July 2006 - January 2008
ABN-AMRO August 2005 - July 2006
Morgan Stanley September 2004 - July 2005
Skills
Lotus Notes, Active Directory, Microsoft Office, Outlook, VPN, VMware, Routers, TCP/IP, Legal audit, Financial Reporting, Compliance, Sarbanes-Oxley Act, Help Desk Support, Technical Support, Network Security, End User Training, Windows 7, Windows XP Pro, iPhone Support, Android, Blackberry Enterprise..., Windows Mobile, SAP ERP, Oracle Applications, Customer Service, Business Ethics, BMC Remedy, LDAP, Security+, SSO, ITIL, Troubleshooting, Networking, Software Documentation, Servers, DNS
Education
Sarbanes Oxley Compliance Professionals Association (SOXCPA) Online Certification Program 2012 — 2013
Security+
CompTIA (Independent Study) 2012 — 2012
Certification, Security+
Bucks County Community College 2009 — 2010
MCP, IT Academy
New York University 2002 — 2004
Master of Science, Liberal Arts
University of Wisconsin-Madison 1997 — 2001
BS, Arts & Sciences
Ricoh Americas Corporation October 2013 - Present
Alura Business Solutions June 2013 - September 2013
Ricoh Americas Corporation (IKON) January 2011 - June 2013
Just Born, Inc. October 2010 - January 2011
Jones Apparel Group May 2010 - August 2010
ABB October 2008 - February 2010
Wachovia Securities, LLC July 2006 - January 2008
ABN-AMRO August 2005 - July 2006
Morgan Stanley September 2004 - July 2005
Skills
Lotus Notes, Active Directory, Microsoft Office, Outlook, VPN, VMware, Routers, TCP/IP, Legal audit, Financial Reporting, Compliance, Sarbanes-Oxley Act, Help Desk Support, Technical Support, Network Security, End User Training, Windows 7, Windows XP Pro, iPhone Support, Android, Blackberry Enterprise..., Windows Mobile, SAP ERP, Oracle Applications, Customer Service, Business Ethics, BMC Remedy, LDAP, Security+, SSO, ITIL, Troubleshooting, Networking, Software Documentation, Servers, DNS
Education
Sarbanes Oxley Compliance Professionals Association (SOXCPA) Online Certification Program 2012 — 2013
Security+
CompTIA (Independent Study) 2012 — 2012
Certification, Security+
Bucks County Community College 2009 — 2010
MCP, IT Academy
New York University 2002 — 2004
Master of Science, Liberal Arts
University of Wisconsin-Madison 1997 — 2001
BS, Arts & Sciences
Elizabeth Biz Laconi Elizabeth Biz Laconi's Wachovia Securities, LLC Experience April 2005 - June 2007
Job Account Manager Equifax Workforce Solutions
Industry Hospital & Health Care
Experience
California Credits Group, LLC June 2009 - March 2010
First Advantage February 2007 - March 2009
Wachovia Securities, LLC April 2005 - June 2007
Skills
FINRA Series 7 & 63, Account Management, Sales, Business Development, Strategic Planning, Contract Negotiation, Customer Service, Negotiation, New Business Development, Financial Analysis, Team Building, Process Improvement, Budgets, Sales Process, Accounting, Outstanding people..., Enterprise Software, Management
Education
Butler University 1900 — 1900
MBA
The Ohio State University 1900 — 1900
BS
California Credits Group, LLC June 2009 - March 2010
First Advantage February 2007 - March 2009
Wachovia Securities, LLC April 2005 - June 2007
Skills
FINRA Series 7 & 63, Account Management, Sales, Business Development, Strategic Planning, Contract Negotiation, Customer Service, Negotiation, New Business Development, Financial Analysis, Team Building, Process Improvement, Budgets, Sales Process, Accounting, Outstanding people..., Enterprise Software, Management
Education
Butler University 1900 — 1900
MBA
The Ohio State University 1900 — 1900
BS
Lynne Abney Lynne Abney's Wachovia Securities, LLC Experience September 2005 - September 2009
Job Brokerage Operations Specialist
Industry Investment Management
Experience
Wachovia Securities, LLC September 2005 - September 2009
Skills
Banking, Financial Analysis, Event Planning, Loans, Microsoft Office, Credit, Sales, Mortgage Lending, Data Analysis, Microsoft Excel, Training, Customer Service, PowerPoint, Strategic Financial..., Commercial Banking, Investments, Performance Management, Credit Analysis
Education
Berea College 1992 — 1996
BS, Business Administration
Wachovia Securities, LLC September 2005 - September 2009
Skills
Banking, Financial Analysis, Event Planning, Loans, Microsoft Office, Credit, Sales, Mortgage Lending, Data Analysis, Microsoft Excel, Training, Customer Service, PowerPoint, Strategic Financial..., Commercial Banking, Investments, Performance Management, Credit Analysis
Education
Berea College 1992 — 1996
BS, Business Administration
Rebecca Sikorski Rebecca Sikorski's Wachovia Securities, LLC Experience May 2008 - January 2009
Job Project Manager at Lloyd R. Wilson and Associates
Industry Financial Services
Experience
Lloyd R. Wilson and Associates 2011 - Present
Wachovia Securities, LLC May 2008 - January 2009
HSBC September 2005 - May 2008
Lending Edge Mortgage January 2003 - September 2005
Skills
Project Management, Investments, Financial Services, Team Building, Customer Service, Life Insurance, Fixed Annuities, Term Life Insurance, Long-term Care, Event Management, Banking, Credit, Consumer Lending, Financial Analysis, Risk Management, Loan Origination, FHA, Finance, Mortgage Banking, Commercial Lending, Loans, Commercial Banking, Microsoft Word, Mortgage Lending, Microsoft Excel, Microsoft Office, Sales, Management, Insurance
Education
Berry College 1995 — 1996
Business Administration
Lloyd R. Wilson and Associates 2011 - Present
Wachovia Securities, LLC May 2008 - January 2009
HSBC September 2005 - May 2008
Lending Edge Mortgage January 2003 - September 2005
Skills
Project Management, Investments, Financial Services, Team Building, Customer Service, Life Insurance, Fixed Annuities, Term Life Insurance, Long-term Care, Event Management, Banking, Credit, Consumer Lending, Financial Analysis, Risk Management, Loan Origination, FHA, Finance, Mortgage Banking, Commercial Lending, Loans, Commercial Banking, Microsoft Word, Mortgage Lending, Microsoft Excel, Microsoft Office, Sales, Management, Insurance
Education
Berry College 1995 — 1996
Business Administration
Steven Carmack Steven Carmack's Wachovia Securities, LLC Experience September 2006 - June 2007
Job "Once you make a decision, the universe conspires to make it happen." RWE
Industry Accounting
Experience
Harris, Greene LLP July 2015 - Present
McGladrey July 2013 - April 2015
Warmel Corporation, Inc January 2005 - July 2013
Warmel Corporation, Inc. June 2009 - October 2012
The Eleven Agency March 2012 - July 2012
Anaheim Hills Speech & Language Center July 2008 - August 2009
Wachovia Securities, LLC September 2006 - June 2007
Target Corporation October 2004 - September 2006
Skills
Microsoft Excel, Accounting, Financial Analysis, Financial Accounting, Management, QuickBooks, Microsoft Office, PowerPoint, Finance, Tax Accounting, ProSystem fx Tax, Forecasting, Tax Preparation, Outlook, Teamwork, Microsoft Word, Superforms, Tax Research, Caseware Working Papers
Education
California State University-Fullerton 2011 — 2013
MS, Accounting
University of California, San Diego 2005 — 2010
B.S., Management Science
Harris, Greene LLP July 2015 - Present
McGladrey July 2013 - April 2015
Warmel Corporation, Inc January 2005 - July 2013
Warmel Corporation, Inc. June 2009 - October 2012
The Eleven Agency March 2012 - July 2012
Anaheim Hills Speech & Language Center July 2008 - August 2009
Wachovia Securities, LLC September 2006 - June 2007
Target Corporation October 2004 - September 2006
Skills
Microsoft Excel, Accounting, Financial Analysis, Financial Accounting, Management, QuickBooks, Microsoft Office, PowerPoint, Finance, Tax Accounting, ProSystem fx Tax, Forecasting, Tax Preparation, Outlook, Teamwork, Microsoft Word, Superforms, Tax Research, Caseware Working Papers
Education
California State University-Fullerton 2011 — 2013
MS, Accounting
University of California, San Diego 2005 — 2010
B.S., Management Science
Jim Broom's Wachovia Securities, LLC Experience September 1997 - July 2002
Job Senior Financial Advisor, Certified Divorce Financial Analyst at NorthStar Wealth Management, Inc.
Industry Financial Services
Experience
NorthStar Wealth Management, Inc. October 2009 - Present
Wells Fargo Advisors Financial Network August 2004 - Present
Wachovia Securities, LLC September 1997 - July 2002
Skills
Investments, Insurance, Finance, Financial Analysis, Risk Management, Retirement Planning, Life Insurance, Retirement, Long-term Care, Estate Investment..., Investment Planning
Education
Northland International University 1995 — 1997
Doctorate of Sacred Ministry, Religion
Bob Jones University 1982 — 1984
Master of Arts, Pastoral Studies
Bob Jones University 1978 — 1982
Bachelor of Arts, Bible
NorthStar Wealth Management, Inc. October 2009 - Present
Wells Fargo Advisors Financial Network August 2004 - Present
Wachovia Securities, LLC September 1997 - July 2002
Skills
Investments, Insurance, Finance, Financial Analysis, Risk Management, Retirement Planning, Life Insurance, Retirement, Long-term Care, Estate Investment..., Investment Planning
Education
Northland International University 1995 — 1997
Doctorate of Sacred Ministry, Religion
Bob Jones University 1982 — 1984
Master of Arts, Pastoral Studies
Bob Jones University 1978 — 1982
Bachelor of Arts, Bible
Rob Swain Rob Swain's Wachovia Securities, LLC Experience June 2000 - January 2003
Job President, Essex Capital Group, Inc.
Industry Financial Services
Experience
Essex Funding, Inc. March 2014 - Present
Essex Capital Group, Inc. January 2003 - Present
Wachovia Securities, LLC June 2000 - January 2003
Wachovia Securities, Inc. June 2000 - January 2003
Skills
Portfolio Management, Commercial Finance, Private Equity, Credit, Financial Analysis, Finance, Restructuring, Loans, Small Business Lending, Capital, Mergers & Acquisitions, Credit Analysis, Commercial Lending, Corporate Finance, Due Diligence, Financial Modeling, Commercial Mortgages, Financial Services, Banking, Financial Structuring, Investments, Securities, Funding, Asset Management, Loan Origination, Capital Markets, Investment Banking, Asset Based Lending
Education
Vanderbilt University - Owen Graduate School of Management 1998 — 2000
MBA, Finance
Brown University 1992 — 1996
BA, Business Management
Essex Funding, Inc. March 2014 - Present
Essex Capital Group, Inc. January 2003 - Present
Wachovia Securities, LLC June 2000 - January 2003
Wachovia Securities, Inc. June 2000 - January 2003
Skills
Portfolio Management, Commercial Finance, Private Equity, Credit, Financial Analysis, Finance, Restructuring, Loans, Small Business Lending, Capital, Mergers & Acquisitions, Credit Analysis, Commercial Lending, Corporate Finance, Due Diligence, Financial Modeling, Commercial Mortgages, Financial Services, Banking, Financial Structuring, Investments, Securities, Funding, Asset Management, Loan Origination, Capital Markets, Investment Banking, Asset Based Lending
Education
Vanderbilt University - Owen Graduate School of Management 1998 — 2000
MBA, Finance
Brown University 1992 — 1996
BA, Business Management
Ryan Larson, CFA, CAIA Ryan Larson, CFA, CAIA's Wachovia Securities, LLC Experience September 2008 - June 2009
Job High Yield Investment Analyst
Industry Investment Management
Experience
Strategic Income Management LLC April 2014 - Present
Strategic Income Management LLC August 2010 - April 2014
Emerald Rock Advisors LLC March 2010 - August 2010
Caelum Capital LLC June 2009 - March 2010
Wachovia Securities, LLC September 2008 - June 2009
Skills
Financial Risk, Investments, Mutual Funds, Portfolio Management, Bloomberg, Return on Investment...
Education
Brown University 2004 — 2008
B.A. with honors, Commerce, Organizations and Entrepreneurship
Strategic Income Management LLC April 2014 - Present
Strategic Income Management LLC August 2010 - April 2014
Emerald Rock Advisors LLC March 2010 - August 2010
Caelum Capital LLC June 2009 - March 2010
Wachovia Securities, LLC September 2008 - June 2009
Skills
Financial Risk, Investments, Mutual Funds, Portfolio Management, Bloomberg, Return on Investment...
Education
Brown University 2004 — 2008
B.A. with honors, Commerce, Organizations and Entrepreneurship
Anthony Hadorn Anthony Hadorn's Wachovia Securities, LLC Experience June 2006 - December 2008
Job Corp Finance / M&A Professional
Industry Accounting
Experience
Full Circle Resources, Inc. June 2014 - June 2015
On Assignment January 2009 - May 2014
Wachovia Securities, LLC June 2006 - December 2008
Skills
Financial Analysis, Mergers & Acquisitions, Analysis, Investment Banking, Financial Modeling, Valuation, Accounting, Banking, Finance, Due Diligence, Corporate Finance, Private Equity, Financial Reporting, Equities, Leadership
Education
Arizona State University 2004 — 2006
BS, Finance
Full Circle Resources, Inc. June 2014 - June 2015
On Assignment January 2009 - May 2014
Wachovia Securities, LLC June 2006 - December 2008
Skills
Financial Analysis, Mergers & Acquisitions, Analysis, Investment Banking, Financial Modeling, Valuation, Accounting, Banking, Finance, Due Diligence, Corporate Finance, Private Equity, Financial Reporting, Equities, Leadership
Education
Arizona State University 2004 — 2006
BS, Finance
Lisa LeTavish Lisa LeTavish's Wachovia Securities, LLC Experience 2000 - 2009
Job Staff Accountant at SpotXchange
Industry Accounting
Experience
SpotXchange March 2015 - Present
Nationstar Mortgage November 2013 - September 2014
Straight Flight Inc, A wholly owned subsidiary of Sierra Nevada Corp. September 2012 - September 2013
Strion Air November 2011 - February 2012
ePlan Services, Inc./Paychex July 2010 - November 2011
Wachovia Securities, LLC 2000 - 2009
Wells Fargo Advisors January 2000 - January 2001
Keytronics Inc June 1997 - September 1999
PAC Sign Co May 1995 - December 1996
Skills
Account Reconciliation, Accounts Payable, Accounting, Payroll, General Ledger, Financial Analysis, Financial Reporting, Reconciliation, Oracle SQL, AS400 system, Microsoft Excel, Microsoft Word, Internet, Outlook Express, QuickBooks, Great Plains Software, Bank Reconciliation, Mortgage Servicing, PeopleSoft, Sales Commission, Compensation & Benefits..., Securities, Accounts Receivable, Internal Audit, Training, Finance, Customer Service
Education
Strayer University 2004 — 2006
Bachelors, Business Administration
Broome Community College 1996 — 1998
Associates, Business Management
Broome Community College 1990 — 1992
Associates, Accounting
SpotXchange March 2015 - Present
Nationstar Mortgage November 2013 - September 2014
Straight Flight Inc, A wholly owned subsidiary of Sierra Nevada Corp. September 2012 - September 2013
Strion Air November 2011 - February 2012
ePlan Services, Inc./Paychex July 2010 - November 2011
Wachovia Securities, LLC 2000 - 2009
Wells Fargo Advisors January 2000 - January 2001
Keytronics Inc June 1997 - September 1999
PAC Sign Co May 1995 - December 1996
Skills
Account Reconciliation, Accounts Payable, Accounting, Payroll, General Ledger, Financial Analysis, Financial Reporting, Reconciliation, Oracle SQL, AS400 system, Microsoft Excel, Microsoft Word, Internet, Outlook Express, QuickBooks, Great Plains Software, Bank Reconciliation, Mortgage Servicing, PeopleSoft, Sales Commission, Compensation & Benefits..., Securities, Accounts Receivable, Internal Audit, Training, Finance, Customer Service
Education
Strayer University 2004 — 2006
Bachelors, Business Administration
Broome Community College 1996 — 1998
Associates, Business Management
Broome Community College 1990 — 1992
Associates, Accounting
Joey Yoder, MBA Joey Yoder, MBA's Wachovia Securities, LLC Experience April 2004 - July 2006
Job Senior Internal Auditor at BB&T
Industry Accounting
Experience
BB&T August 2015 - Present
Deloitte September 2013 - August 2015
Federal Reserve Board December 2009 - July 2013
Wachovia Capital Markets July 2006 - August 2009
Wachovia Securities, LLC April 2004 - July 2006
Wachovia, A Wells Fargo Company January 2004 - March 2004
City Year of Greater Philadelphia August 2002 - June 2003
Skills
Internal Audit, Credit Risk, Accounting, Financial Analysis, Risk Management, Banking, Bloomberg, Finance, Microsoft Excel, Credit, Financial Reporting, Investments, Business Analysis, Microsoft Office, Internal Controls, US GAAP, Auditing, Management, Training
Education
University of Maryland - Robert H. Smith School of Business 2010 — 2013
MBA, Accounting
Appalachian State University 2000 — 2001
BS, Business Administration Management
BB&T August 2015 - Present
Deloitte September 2013 - August 2015
Federal Reserve Board December 2009 - July 2013
Wachovia Capital Markets July 2006 - August 2009
Wachovia Securities, LLC April 2004 - July 2006
Wachovia, A Wells Fargo Company January 2004 - March 2004
City Year of Greater Philadelphia August 2002 - June 2003
Skills
Internal Audit, Credit Risk, Accounting, Financial Analysis, Risk Management, Banking, Bloomberg, Finance, Microsoft Excel, Credit, Financial Reporting, Investments, Business Analysis, Microsoft Office, Internal Controls, US GAAP, Auditing, Management, Training
Education
University of Maryland - Robert H. Smith School of Business 2010 — 2013
MBA, Accounting
Appalachian State University 2000 — 2001
BS, Business Administration Management
Jill M. Kelley's Wachovia Securities, LLC Experience March 2005 - July 2005
Job Senior Operational Risk & Compliance Manager
Industry Wholesale
Experience
Wells Fargo June 2015 - Present
Mindseeker, Inc. January 2015 - June 2015
Wells Fargo Advisors December 2013 - December 2014
Bank of the West November 2012 - November 2013
Wells Fargo Bank March 2011 - July 2012
Ally Financial Inc. November 2010 - March 2011
Wells Fargo Advisors July 2009 - November 2010
Bank of America July 2008 - June 2009
Wachovia July 2005 - July 2008
Wachovia Securities, LLC March 2005 - July 2005
Skills
Vendor Management, Business Development, Market Risk, Business Analysis, Portfolio Management, Software Documentation, Process Improvement, SDLC, Banking, Financial Risk, Fixed Income, Risk Management, Program Management, Project Management, Relationship Management, Cross-functional Team..., Integration, Credit Risk, Basel II, Business Requirements, Requirements Gathering, Requirements Analysis, User Acceptance Testing, Business Intelligence, Consulting, PMO, CRM, Change Management, Project Portfolio..., Business Process..., Executive Management, Visio, PMP, Software Project..., Resource Management, Governance, IT Strategy, Business Process, SharePoint, Analytics, Enterprise Architecture, Business Transformation, Analysis, Leadership, Management
Education
Boston College 1986 — 1990
BA, Mathematics
Wells Fargo June 2015 - Present
Mindseeker, Inc. January 2015 - June 2015
Wells Fargo Advisors December 2013 - December 2014
Bank of the West November 2012 - November 2013
Wells Fargo Bank March 2011 - July 2012
Ally Financial Inc. November 2010 - March 2011
Wells Fargo Advisors July 2009 - November 2010
Bank of America July 2008 - June 2009
Wachovia July 2005 - July 2008
Wachovia Securities, LLC March 2005 - July 2005
Skills
Vendor Management, Business Development, Market Risk, Business Analysis, Portfolio Management, Software Documentation, Process Improvement, SDLC, Banking, Financial Risk, Fixed Income, Risk Management, Program Management, Project Management, Relationship Management, Cross-functional Team..., Integration, Credit Risk, Basel II, Business Requirements, Requirements Gathering, Requirements Analysis, User Acceptance Testing, Business Intelligence, Consulting, PMO, CRM, Change Management, Project Portfolio..., Business Process..., Executive Management, Visio, PMP, Software Project..., Resource Management, Governance, IT Strategy, Business Process, SharePoint, Analytics, Enterprise Architecture, Business Transformation, Analysis, Leadership, Management
Education
Boston College 1986 — 1990
BA, Mathematics
J. Gary Walsh's Wachovia Securities, LLC Experience 2003 - 2005
Job Financial Advisor at Byrne Financial Freedom, LLC
Industry Investment Management
Experience
Byrne Financial Freedom, LLC 2007 - Present
Bear Stearns May 2005 - 2007
Wachovia Securities, LLC 2003 - 2005
Prudential Securities 2000 - 2003
Skills
Alternative Investments
Education
Boston University
BS, Finance/Accounting
Byrne Financial Freedom, LLC 2007 - Present
Bear Stearns May 2005 - 2007
Wachovia Securities, LLC 2003 - 2005
Prudential Securities 2000 - 2003
Skills
Alternative Investments
Education
Boston University
BS, Finance/Accounting
Ethan Bauley Ethan Bauley's Wachovia Securities, LLC Experience 2001 - 2002
Job Senior Vice President, Digital at Weber Shandwick
Industry Internet
Experience
Weber Shandwick 2012 - Present
Hewlett-Packard 2009 - 2012
Weber Shandwick 2009 - 2009
M80 2008 - 2009
Colortone Media 2006 - 2008
Independent 2002 - 2008
Wachovia Securities, LLC 2001 - 2002
Skills
Social Media, Media Relations, Financial Analysis, Change Management, Content Production
Education
University of Virginia
B.S.
California Institute of the Arts
M.F.A.
Weber Shandwick 2012 - Present
Hewlett-Packard 2009 - 2012
Weber Shandwick 2009 - 2009
M80 2008 - 2009
Colortone Media 2006 - 2008
Independent 2002 - 2008
Wachovia Securities, LLC 2001 - 2002
Skills
Social Media, Media Relations, Financial Analysis, Change Management, Content Production
Education
University of Virginia
B.S.
California Institute of the Arts
M.F.A.
Blake Sloan's Wachovia Securities, LLC Experience October 2006 - March 2009
Job Associate Vice President at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley August 2014 - Present
UBS Financial Services, Inc. March 2009 - August 2014
Wachovia Securities, LLC October 2006 - March 2009
Zimmer Orthopaedics June 2003 - September 2006
Montgomery Bell Academy June 2002 - June 2003
Education
Auburn University 1999 — 2002
United States Military Academy at West Point 1998 — 1999
Montgomery Bell Academy 1992 — 1998
Morgan Stanley August 2014 - Present
UBS Financial Services, Inc. March 2009 - August 2014
Wachovia Securities, LLC October 2006 - March 2009
Zimmer Orthopaedics June 2003 - September 2006
Montgomery Bell Academy June 2002 - June 2003
Education
Auburn University 1999 — 2002
United States Military Academy at West Point 1998 — 1999
Montgomery Bell Academy 1992 — 1998
Tamika S. White's Wachovia Securities, LLC Experience February 2005 - November 2007
Job Vice President at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors September 2015 - Present
Wells Fargo January 2014 - September 2014
Wells Fargo Advisors November 2011 - January 2014
Wells Fargo Advisors, LLC May 2008 - November 2010
Strayer University November 2007 - May 2008
Wachovia Securities, LLC February 2005 - November 2007
Skills
Series 7, Financial Analysis, Portfolio Management, Financial Services, Mutual Funds, Relationship Management, Banking, Marketing, Securities, Wealth Management, Management, Leadership, Process Improvement, Finance, Analysis
Education
American InterContinental University 2005 — 2007
BSB
Wells Fargo Advisors September 2015 - Present
Wells Fargo January 2014 - September 2014
Wells Fargo Advisors November 2011 - January 2014
Wells Fargo Advisors, LLC May 2008 - November 2010
Strayer University November 2007 - May 2008
Wachovia Securities, LLC February 2005 - November 2007
Skills
Series 7, Financial Analysis, Portfolio Management, Financial Services, Mutual Funds, Relationship Management, Banking, Marketing, Securities, Wealth Management, Management, Leadership, Process Improvement, Finance, Analysis
Education
American InterContinental University 2005 — 2007
BSB
James Del Gaudio James Del Gaudio's Wachovia Securities, LLC Experience July 2004 - May 2007
Job Senior Investment Professional at PA PSERS
Industry Investment Management
Experience
PA PSERS March 2015 - Present
NYC Comptroller's Office June 2007 - March 2015
Wachovia Securities, LLC July 2004 - May 2007
Skills
Investments, Hedge Funds, Alternative Investments, Private Equity, Portfolio Management, Asset Management, Fixed Income, Venture Capital, Financial Risk, Financial Analysis, Asset Allocation, Investment Advisory, Finance, Investment Management, Financial Modeling, Leadership, Investment Strategies
Education
City University of New York-Baruch College - Zicklin School of Business 2011 — 2014
MBA, Finance & Management
Manhattan School of Music 2000 — 2004
BM, Music
PA PSERS March 2015 - Present
NYC Comptroller's Office June 2007 - March 2015
Wachovia Securities, LLC July 2004 - May 2007
Skills
Investments, Hedge Funds, Alternative Investments, Private Equity, Portfolio Management, Asset Management, Fixed Income, Venture Capital, Financial Risk, Financial Analysis, Asset Allocation, Investment Advisory, Finance, Investment Management, Financial Modeling, Leadership, Investment Strategies
Education
City University of New York-Baruch College - Zicklin School of Business 2011 — 2014
MBA, Finance & Management
Manhattan School of Music 2000 — 2004
BM, Music
Adam Rosenberger Adam Rosenberger's Wachovia Securities, LLC Experience 2001 - 2003
Job Manager Technology Systems and Infrastructure at Extended Stay Hotels
Industry Information Technology and Services
Experience
Extended Stay Hotels November 2011 - Present
Focal Point Solutions December 2009 - August 2011
RSL-Simon August 2004 - December 2009
Anheuser-Busch April 2003 - May 2004
Wachovia Securities, LLC 2001 - 2003
Skills
IT Project Management, IT Management, System Administration, Project Management, Cisco Technologies, Active Directory, Citrix, Disaster Recovery, Data Center, Security, Microsoft Exchange, Servers, Networking, Network Administration, Windows 7, Network Security, Firewalls, Technical Support, Information Technology, Windows XP, Strategic Planning
Education
Central Piedmont Community College 1994 — 1997
Business Administration
Extended Stay Hotels November 2011 - Present
Focal Point Solutions December 2009 - August 2011
RSL-Simon August 2004 - December 2009
Anheuser-Busch April 2003 - May 2004
Wachovia Securities, LLC 2001 - 2003
Skills
IT Project Management, IT Management, System Administration, Project Management, Cisco Technologies, Active Directory, Citrix, Disaster Recovery, Data Center, Security, Microsoft Exchange, Servers, Networking, Network Administration, Windows 7, Network Security, Firewalls, Technical Support, Information Technology, Windows XP, Strategic Planning
Education
Central Piedmont Community College 1994 — 1997
Business Administration
Sean Mackin's Wachovia Securities, LLC Experience August 2007 - November 2008
Job Apartment Specialist at Losness Group
Industry Professional Training & Coaching
Experience
Losness Group May 2013 - Present
UCSF Alliance Health Project March 1996 - Present
Johnson Consulting Group March 2012 - May 2013
Independent Consultant October 2010 - May 2013
Open Door Capital Advisors (US) LLC November 2011 - February 2012
ProMatch February 2011 - November 2011
Banc of America Investments November 2008 - March 2009
Wachovia Securities, LLC August 2007 - November 2008
Wachovia Securities, LLC February 2007 - August 2007
Wachovia Securities, LLC January 2005 - February 2007
Skills
Compliance, Internal Audit, Large Group Facilitation, Training & Development, Mentoring, Site Supervision, Business Correspondence, Web Design, Drupal, Workshop Development, Workshop Facilitation, Supervising, Employee Training, Quality Auditing, Securities, Management, Coaching, Training, Budgets, Team Building, Change Management, Facilitators, Non-profits, Leadership, Human Resources, Risk Management, Process Improvement, Nonprofits, Public Speaking, Marketing, Staff Development, Finance, Analysis, Policy, Conflict Resolution, Leadership Development, Social Media, Research, Strategy, Organizational..., Data Analysis, Team Leadership, Sales, Project Management, Operations Management, Executive Management, Management Consulting
Education
San Francisco State University 1982 — 1985
Bachelor of Science, Business Administration
City College of San Francisco 1980 — 1982
Associate of Arts, Computer and Information Science
Losness Group May 2013 - Present
UCSF Alliance Health Project March 1996 - Present
Johnson Consulting Group March 2012 - May 2013
Independent Consultant October 2010 - May 2013
Open Door Capital Advisors (US) LLC November 2011 - February 2012
ProMatch February 2011 - November 2011
Banc of America Investments November 2008 - March 2009
Wachovia Securities, LLC August 2007 - November 2008
Wachovia Securities, LLC February 2007 - August 2007
Wachovia Securities, LLC January 2005 - February 2007
Skills
Compliance, Internal Audit, Large Group Facilitation, Training & Development, Mentoring, Site Supervision, Business Correspondence, Web Design, Drupal, Workshop Development, Workshop Facilitation, Supervising, Employee Training, Quality Auditing, Securities, Management, Coaching, Training, Budgets, Team Building, Change Management, Facilitators, Non-profits, Leadership, Human Resources, Risk Management, Process Improvement, Nonprofits, Public Speaking, Marketing, Staff Development, Finance, Analysis, Policy, Conflict Resolution, Leadership Development, Social Media, Research, Strategy, Organizational..., Data Analysis, Team Leadership, Sales, Project Management, Operations Management, Executive Management, Management Consulting
Education
San Francisco State University 1982 — 1985
Bachelor of Science, Business Administration
City College of San Francisco 1980 — 1982
Associate of Arts, Computer and Information Science
Betsy Scott Betsy Scott's Wachovia Securities, LLC Experience January 1998 - December 2005
Job Market Operations Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2009 - May 2014
Wells Fargo Advisors 2014 - 2014
Wells Fargo Advisors, LLC January 2006 - May 2009
Wachovia Securities, LLC January 1998 - December 2005
Education
Appalachian State University 1987 — 1991
Bachelor's degree
Wells Fargo Advisors, LLC May 2009 - May 2014
Wells Fargo Advisors 2014 - 2014
Wells Fargo Advisors, LLC January 2006 - May 2009
Wachovia Securities, LLC January 1998 - December 2005
Education
Appalachian State University 1987 — 1991
Bachelor's degree
Jeffrey Mance Jeffrey Mance's Wachovia Securities, LLC Experience June 1998 - 2009
Job Managing Director
Industry Investment Banking
Experience
Curtis Financial Group 2009 - 2010
Wachovia Securities, LLC June 1998 - 2009
KMC, Inc. 1992 - 1996
Skills
Mergers & Acquisitions, Business Strategy, Corporate Finance, Equities, Private Equity, Strategy, Mergers, Due Diligence, Divestitures, Financial Services, Management, Mezzanine, Investment Banking, Valuation, Venture Capital, Financial Modeling, Capital Markets, Corporate Development, LBO, Financial Analysis, Portfolio Management, Finance, Banking
Education
Wake Forest University School of Business 1996 — 1998
Boston University Questrom School of Business 1986 — 1991
BS/BA, Finance
Curtis Financial Group 2009 - 2010
Wachovia Securities, LLC June 1998 - 2009
KMC, Inc. 1992 - 1996
Skills
Mergers & Acquisitions, Business Strategy, Corporate Finance, Equities, Private Equity, Strategy, Mergers, Due Diligence, Divestitures, Financial Services, Management, Mezzanine, Investment Banking, Valuation, Venture Capital, Financial Modeling, Capital Markets, Corporate Development, LBO, Financial Analysis, Portfolio Management, Finance, Banking
Education
Wake Forest University School of Business 1996 — 1998
Boston University Questrom School of Business 1986 — 1991
BS/BA, Finance
Frank Policare Frank Policare's Wachovia Securities, LLC Experience November 1999 - January 2003
Job Owner, Penn Wealth Planning
Industry Financial Services
Experience
Penn Wealth Planning January 2003 - Present
Wachovia Securities, LLC November 1999 - January 2003
Merrill Lynch Investment Managers September 1994 - October 1999
Mortgage Solutions September 1988 - August 1994
Princeton Bank 1986 - 1987
Education
Bucks County Community College
Penn Wealth Planning January 2003 - Present
Wachovia Securities, LLC November 1999 - January 2003
Merrill Lynch Investment Managers September 1994 - October 1999
Mortgage Solutions September 1988 - August 1994
Princeton Bank 1986 - 1987
Education
Bucks County Community College
E Emerson Yearwood E Emerson Yearwood's Wachovia Securities, LLC Experience January 2002 - July 2005
Job VP of Marketing and Business Development
Industry Computer Software
Experience
Digital Element, Inc May 2009 - Present
Advanced Equities October 2005 - November 2008
Wachovia Securities, LLC January 2002 - July 2005
Education
New York University 1995 — 1997
Corporate Finance
Boston University 1993 — 1995
Manufacturing Engineering
Blair Academy
Diploma
Saint Andrew's School
Digital Element, Inc May 2009 - Present
Advanced Equities October 2005 - November 2008
Wachovia Securities, LLC January 2002 - July 2005
Education
New York University 1995 — 1997
Corporate Finance
Boston University 1993 — 1995
Manufacturing Engineering
Blair Academy
Diploma
Saint Andrew's School
Randy Richmond, CFP, MBA Randy Richmond, CFP, MBA's Wachovia Securities, LLC Experience 2000 - 2005
Job Principal at Crosswind Strategies
Industry Financial Services
Experience
Crosswind Strategies 2005 - Present
Wachovia Securities, LLC 2000 - 2005
Merrill Lynch 1996 - 2000
Sextant Corporation 1990 - 1996
Remanco Systems, Inc. 1986 - 1990
ICL/Fujitsu North America 1986 - 1990
Pfizer 1976 - 1981
IBM 1965 - 1976
Education
Arizona State University
MBA
College for Financial Planning
CFP, Certified Financial Planner
University of Colorado Boulder
B.S., Electrical Engineering
Crosswind Strategies 2005 - Present
Wachovia Securities, LLC 2000 - 2005
Merrill Lynch 1996 - 2000
Sextant Corporation 1990 - 1996
Remanco Systems, Inc. 1986 - 1990
ICL/Fujitsu North America 1986 - 1990
Pfizer 1976 - 1981
IBM 1965 - 1976
Education
Arizona State University
MBA
College for Financial Planning
CFP, Certified Financial Planner
University of Colorado Boulder
B.S., Electrical Engineering
Seth Monroe, CRPC® Seth Monroe, CRPC®'s Wachovia Securities, LLC Experience February 2008 - January 2009
Job Financial Center Manager at Fifth Third Bank
Industry Financial Services
Experience
Fifth Third Bank March 2013 - Present
AXA Advisors February 2010 - July 2012
Ameriprise Financial Services, Inc. January 2009 - October 2009
Wachovia Securities, LLC February 2008 - January 2009
BankAtlantic 2004 - 2008
Skills
Banking, Asset Allocation
Education
Broward College 2004 — 2006
Associate's, Business Administration
Florida Atlantic University 2004 — 2006
Fifth Third Bank March 2013 - Present
AXA Advisors February 2010 - July 2012
Ameriprise Financial Services, Inc. January 2009 - October 2009
Wachovia Securities, LLC February 2008 - January 2009
BankAtlantic 2004 - 2008
Skills
Banking, Asset Allocation
Education
Broward College 2004 — 2006
Associate's, Business Administration
Florida Atlantic University 2004 — 2006
Alex Friedgan Alex Friedgan's Wachovia Securities, LLC Experience 2005 - March 2009
Job Sr. Data Warehouse Architect at Astellas Pharma
Industry Information Technology and Services
Experience
Astellas Pharma April 2013 - Present
Roundarch Isobar May 2011 - April 2013
Kohl's Department Stores April 2010 - April 2011
Data Cartography 1997 - December 2010
Baxter August 2009 - April 2010
OfficeMax May 2009 - August 2009
Wachovia Securities LLC 2005 - March 2009
Kraft General Foods 2004 - 2005
Abbott Laboratories 2003 - 2004
Discover Financial Services 1997 - 2003
Skills
Data Warehouse..., Big Data, Data Integration, Data Scientist, Database Design, Oracle, DB2, MySQL, SQL Server, MongoDB, ETL, Logical Data Modeling, Enterprise Architecture, Business Intelligence, Business Analytics
Education
Standford University (online classes) 2011 — 2011
Certificate of Accomplishment
Ukrainian State Engineering Pedagogical Academy, Kharkiv 1982 — 1986
PhD
Kharkiv National Automobile and Highway University 1976 — 1981
Master
Astellas Pharma April 2013 - Present
Roundarch Isobar May 2011 - April 2013
Kohl's Department Stores April 2010 - April 2011
Data Cartography 1997 - December 2010
Baxter August 2009 - April 2010
OfficeMax May 2009 - August 2009
Wachovia Securities LLC 2005 - March 2009
Kraft General Foods 2004 - 2005
Abbott Laboratories 2003 - 2004
Discover Financial Services 1997 - 2003
Skills
Data Warehouse..., Big Data, Data Integration, Data Scientist, Database Design, Oracle, DB2, MySQL, SQL Server, MongoDB, ETL, Logical Data Modeling, Enterprise Architecture, Business Intelligence, Business Analytics
Education
Standford University (online classes) 2011 — 2011
Certificate of Accomplishment
Ukrainian State Engineering Pedagogical Academy, Kharkiv 1982 — 1986
PhD
Kharkiv National Automobile and Highway University 1976 — 1981
Master
Eric Spindt Eric Spindt's Wachovia Securities, LLC Experience January 2001 - December 2002
Job Managing Partner at Commonwealth Financial Group
Industry Financial Services
Experience
Commonwealth Financial Group September 2014 - Present
MassMutual Financial Group July 2011 - August 2014
Baystate Financial Services/ Strategic Financial Partners January 2004 - July 2011
Wachovia Securities, LLC January 2001 - December 2002
Prudential Financial August 1998 - January 2001
Skills
Networking, Management, Asset Management, Retirement Planning, Series 7, Financial Planners, Financial Services, Finance, Retirement, Wealth Accumulation, Series 6, Long Term Care Insurance
Education
Brandeis University 1994 — 1998
The American College
Commonwealth Financial Group September 2014 - Present
MassMutual Financial Group July 2011 - August 2014
Baystate Financial Services/ Strategic Financial Partners January 2004 - July 2011
Wachovia Securities, LLC January 2001 - December 2002
Prudential Financial August 1998 - January 2001
Skills
Networking, Management, Asset Management, Retirement Planning, Series 7, Financial Planners, Financial Services, Finance, Retirement, Wealth Accumulation, Series 6, Long Term Care Insurance
Education
Brandeis University 1994 — 1998
The American College
Tyler S. Rosenlicht's Wachovia Securities, LLC Experience June 2007 - July 2008
Job Portfolio Manager at Cohen & Steers
Industry Investment Management
Experience
Cohen & Steers July 2012 - Present
Cohen & Steers May 2011 - August 2011
Keefe, Bruyette & Woods July 2008 - July 2010
Wachovia Securities, LLC June 2007 - July 2008
Skills
Investment Banking, Real Estate Investment, Financial Modeling, Valuation, Mergers, Investment Properties, Financial Analysis, Venture Capital, Equities, Mergers & Acquisitions, Due Diligence, Alternative Investments, Bloomberg, Private Equity, Investments, Asset Management
Education
Georgetown University - The McDonough School of Business 2010 — 2012
MBA
Georgetown University - Walsh School of Foreign Service 2010 — 2012
Honors Certificate in International Business Diplomacy
University of Richmond 2003 — 2007
BA, Economics, Political Science
Charles University in Prague 2005 — 2005
The Loomis Chaffee School 1999 — 2003
Cohen & Steers July 2012 - Present
Cohen & Steers May 2011 - August 2011
Keefe, Bruyette & Woods July 2008 - July 2010
Wachovia Securities, LLC June 2007 - July 2008
Skills
Investment Banking, Real Estate Investment, Financial Modeling, Valuation, Mergers, Investment Properties, Financial Analysis, Venture Capital, Equities, Mergers & Acquisitions, Due Diligence, Alternative Investments, Bloomberg, Private Equity, Investments, Asset Management
Education
Georgetown University - The McDonough School of Business 2010 — 2012
MBA
Georgetown University - Walsh School of Foreign Service 2010 — 2012
Honors Certificate in International Business Diplomacy
University of Richmond 2003 — 2007
BA, Economics, Political Science
Charles University in Prague 2005 — 2005
The Loomis Chaffee School 1999 — 2003
James Hazlett, MBA's Wachovia Securities, LLC Experience May 2005 - October 2005
Job MBA | Project / Program Manager | Finance | Software Development | Business Analytics | PMI | PMP inprogress | PMO
Industry Information Technology and Services
Experience
Finance Sector July 2015 - Present
Concord Group Insurance December 2013 - April 2015
Robert Half Technology 2015 - 2015
Robert Half Technology 2015 - 2015
Robert Half Technology 2015 - 2015
American Red Cross February 2011 - November 2013
Virginia Commonwealth University / Multiple State Agencies April 2008 - December 2010
Capital One April 2006 - January 2008
Wachovia Securities, LLC May 2005 - October 2005
Innovative Concepts Inc. August 2002 - January 2005
Skills
Government, Program Management, Project Planning, Policy, Public Speaking, Strategic Planning, Research, Community Outreach, Team Building, Emergency Management, Analysis, Microsoft Office, PowerPoint, Negotiation, Disaster Recovery, Policy Analysis, Planning, Customer Service, Access, Security, Risk Assessment, Data Analysis, Volunteer Management, Crisis Management, Public Relations, Event Planning, Process Improvement, Risk Management, Change Management, Operations Management, Supervisory Skills, Logistics, Python, Visual Basic, Project Management, Proposal Writing, Government Liaison, Budgeting, Compliance, C#, SQL, Software Project..., Agile Methodologies, Business Analysis, SDLC, Management, Leadership, Testing
Education
Southern New Hampshire University 2013 — 2014
International MBA in IT Management, 3.75
Beijing Foreign Studies University 2010 — 2010
Mandarin Chinese
Virginia Commonwealth University 2007 — 2010
Bachelors, Criminal Justice (BS), Political Science (BA), Homeland Security and Emergency Preparedness (BA), 3.5
Finance Sector July 2015 - Present
Concord Group Insurance December 2013 - April 2015
Robert Half Technology 2015 - 2015
Robert Half Technology 2015 - 2015
Robert Half Technology 2015 - 2015
American Red Cross February 2011 - November 2013
Virginia Commonwealth University / Multiple State Agencies April 2008 - December 2010
Capital One April 2006 - January 2008
Wachovia Securities, LLC May 2005 - October 2005
Innovative Concepts Inc. August 2002 - January 2005
Skills
Government, Program Management, Project Planning, Policy, Public Speaking, Strategic Planning, Research, Community Outreach, Team Building, Emergency Management, Analysis, Microsoft Office, PowerPoint, Negotiation, Disaster Recovery, Policy Analysis, Planning, Customer Service, Access, Security, Risk Assessment, Data Analysis, Volunteer Management, Crisis Management, Public Relations, Event Planning, Process Improvement, Risk Management, Change Management, Operations Management, Supervisory Skills, Logistics, Python, Visual Basic, Project Management, Proposal Writing, Government Liaison, Budgeting, Compliance, C#, SQL, Software Project..., Agile Methodologies, Business Analysis, SDLC, Management, Leadership, Testing
Education
Southern New Hampshire University 2013 — 2014
International MBA in IT Management, 3.75
Beijing Foreign Studies University 2010 — 2010
Mandarin Chinese
Virginia Commonwealth University 2007 — 2010
Bachelors, Criminal Justice (BS), Political Science (BA), Homeland Security and Emergency Preparedness (BA), 3.5
Wesley Mar Wesley Mar's Wachovia Securities, LLC Experience February 1998 - October 2006
Job Retirement Planning for Sacramento Small Businesses
Industry Financial Services
Experience
Wesley Mar, Retirement Planning for Sacramento Small Businesses October 2006 - Present
LPL Financial October 2006 - Present
Wachovia Securities, LLC February 1998 - October 2006
Smith Barney, Inc. March 1993 - February 1998
Education
California State University-Sacramento 1975 — 1979
Bachelor of Science, Business Administration:Accounting
Wesley Mar, Retirement Planning for Sacramento Small Businesses October 2006 - Present
LPL Financial October 2006 - Present
Wachovia Securities, LLC February 1998 - October 2006
Smith Barney, Inc. March 1993 - February 1998
Education
California State University-Sacramento 1975 — 1979
Bachelor of Science, Business Administration:Accounting
James Disken James Disken's Wachovia Securities, LLC Experience April 2005 - October 2006
Job Happily Retired
Industry Management Consulting
Experience
Former Financial Executive, Management and Project Management Consultant January 2015 - Present
NextEra Energy Resources September 2013 - December 2014
Verint January 2012 - January 2013
BNP Paribas May 2011 - July 2011
MultiPlan June 2010 - March 2011
Resources Global Professionals November 2006 - November 2008
Globecast America (a subsidiary of French Telecom) January 2008 - August 2008
Bristol-Myers Squibb June 2007 - December 2007
AIG November 2006 - May 2007
Wachovia Securities, LLC April 2005 - October 2006
Skills
Financial Analysis, Financial Planning, Business Analysis, Account Reconciliation, Process Writing, Management Consulting, IT Outsourcing, Software Project..., Project Coordination, Business Management, Business Process, Project Finance, Admin, Project Execution, Financial Management, Financial Control, Transition Management, Transition Planning, Merger Control, Change Management, Business Continuity, Disaster Recovery, Project Management, Management, Business Process..., Managerial Finance, Strategic Financial..., Financial Reporting, Finance, Budgets, Accounting, Vendor Management, Forecasting, Process Improvement, General Ledger, Accounts Payable, Analysis, Leadership, Outsourcing, Software Documentation, Internal Controls, SAP, Project Planning, PMO, Integration, Operations Management, Training, Payroll, Risk Management, Banking
Education
St. John's University, The Peter J. Tobin College of Business
MBA
Bentley University
BS
Hillhouse High
Former Financial Executive, Management and Project Management Consultant January 2015 - Present
NextEra Energy Resources September 2013 - December 2014
Verint January 2012 - January 2013
BNP Paribas May 2011 - July 2011
MultiPlan June 2010 - March 2011
Resources Global Professionals November 2006 - November 2008
Globecast America (a subsidiary of French Telecom) January 2008 - August 2008
Bristol-Myers Squibb June 2007 - December 2007
AIG November 2006 - May 2007
Wachovia Securities, LLC April 2005 - October 2006
Skills
Financial Analysis, Financial Planning, Business Analysis, Account Reconciliation, Process Writing, Management Consulting, IT Outsourcing, Software Project..., Project Coordination, Business Management, Business Process, Project Finance, Admin, Project Execution, Financial Management, Financial Control, Transition Management, Transition Planning, Merger Control, Change Management, Business Continuity, Disaster Recovery, Project Management, Management, Business Process..., Managerial Finance, Strategic Financial..., Financial Reporting, Finance, Budgets, Accounting, Vendor Management, Forecasting, Process Improvement, General Ledger, Accounts Payable, Analysis, Leadership, Outsourcing, Software Documentation, Internal Controls, SAP, Project Planning, PMO, Integration, Operations Management, Training, Payroll, Risk Management, Banking
Education
St. John's University, The Peter J. Tobin College of Business
MBA
Bentley University
BS
Hillhouse High
David K Luke David K Luke's Wachovia Securities, LLC Experience May 1996 - June 2008
Job Physician Financial Planning Fee Only
Industry Financial Services
Experience
Net Worth Advisory Group September 2010 - Present
Luke Wealth Management, Inc. June 2008 - September 2010
Wachovia Securities, LLC May 1996 - June 2008
A.G. Edwards & Sons, Inc. June 1989 - May 1996
GMAC Canada June 1987 - June 1989
General Motors of Canada May 1986 - June 1987
Skills
Conversational Japanese, Portfolio Management, Investment Advisory, Financial Planning, Financial Advisory, Asset Management, Retirement Planning, Wealth Management, Asset Allocation, Investments, Retirement, Wealth, Securities, Mutual Funds, IRA's, Bonds, Investment Strategies, 401k, Retirement Income..., Equities, Risk Management, Fixed Income, Financial Analysis, High Net Worth..., ETFs, Personal Finance, Small Business, Stocks, Strategic Financial..., Insurance, Finance, IRAs, Investment Management
Education
Thunderbird School of Global Management 1985 — 1986
MIM, International Business, Japanese
Brigham Young University 1982 — 1984
BA, International Relations
Texas Tech University 1979 — 1980
College for Financial Planning
CFP Certification Professional Education Program, Financial Planning
Net Worth Advisory Group September 2010 - Present
Luke Wealth Management, Inc. June 2008 - September 2010
Wachovia Securities, LLC May 1996 - June 2008
A.G. Edwards & Sons, Inc. June 1989 - May 1996
GMAC Canada June 1987 - June 1989
General Motors of Canada May 1986 - June 1987
Skills
Conversational Japanese, Portfolio Management, Investment Advisory, Financial Planning, Financial Advisory, Asset Management, Retirement Planning, Wealth Management, Asset Allocation, Investments, Retirement, Wealth, Securities, Mutual Funds, IRA's, Bonds, Investment Strategies, 401k, Retirement Income..., Equities, Risk Management, Fixed Income, Financial Analysis, High Net Worth..., ETFs, Personal Finance, Small Business, Stocks, Strategic Financial..., Insurance, Finance, IRAs, Investment Management
Education
Thunderbird School of Global Management 1985 — 1986
MIM, International Business, Japanese
Brigham Young University 1982 — 1984
BA, International Relations
Texas Tech University 1979 — 1980
College for Financial Planning
CFP Certification Professional Education Program, Financial Planning
Christine Feldpausch, CAMS, CFE Christine Feldpausch, CAMS, CFE's Wachovia Securities, LLC Experience October 2000 - February 2004
Job Group Supervisory Specialist at SunTrust Investment Services
Industry Financial Services
Experience
SunTrust Investment Services July 2013 - Present
Assoc. of Certified Anti-Money Laundering Specialists (ACAMS) July 2011 - April 2014
Cary Street Partners May 2007 - June 2013
Wachovia Securities, LLC October 2000 - February 2004
Alex Brown & Sons, Inc. January 1997 - October 2000
Provident Bank of Maryland January 1994 - January 1997
Education
Campbell University 1989 — 1992
Bachelor of Science - Education
SunTrust Investment Services July 2013 - Present
Assoc. of Certified Anti-Money Laundering Specialists (ACAMS) July 2011 - April 2014
Cary Street Partners May 2007 - June 2013
Wachovia Securities, LLC October 2000 - February 2004
Alex Brown & Sons, Inc. January 1997 - October 2000
Provident Bank of Maryland January 1994 - January 1997
Education
Campbell University 1989 — 1992
Bachelor of Science - Education
Sherri William's Wachovia Securities, LLC Experience March 2006 - July 2007
Job Business Systems Manager at Industrial Commodities, Inc.
Industry Information Technology and Services
Experience
Industrial Commodities, Inc. September 2014 - Present
VHDA November 2012 - August 2014
RRHA July 2007 - November 2012
Wachovia Securities, LLC March 2006 - July 2007
Wachovia Securities, LLC August 2004 - March 2006
ChildFund International January 2001 - August 2004
Skills
Business Analysis, Business Process, Requirements Gathering, Analysis, SDLC, Process Improvement, Software Documentation, Project Management, Enterprise Architecture, Databases, Management, Information Technology, Security, ERP, Systems Analysis, SharePoint, Program Management, Requirements Analysis, Leadership, Strategy, Troubleshooting, Change Management, Cross-functional Team..., IT Management, Relationship Management, ERP Implementations, Governance, Financial Analysis, IT Strategy, Vendor Management, SAP ERP, Salesforce.com...
Education
Virginia Commonwealth University - School of Business 2011 — 2012
Master of Science, Information Technology Management (FTEMS)
Averett University 1997 — 2001
Bachelor, Business Administration
Industrial Commodities, Inc. September 2014 - Present
VHDA November 2012 - August 2014
RRHA July 2007 - November 2012
Wachovia Securities, LLC March 2006 - July 2007
Wachovia Securities, LLC August 2004 - March 2006
ChildFund International January 2001 - August 2004
Skills
Business Analysis, Business Process, Requirements Gathering, Analysis, SDLC, Process Improvement, Software Documentation, Project Management, Enterprise Architecture, Databases, Management, Information Technology, Security, ERP, Systems Analysis, SharePoint, Program Management, Requirements Analysis, Leadership, Strategy, Troubleshooting, Change Management, Cross-functional Team..., IT Management, Relationship Management, ERP Implementations, Governance, Financial Analysis, IT Strategy, Vendor Management, SAP ERP, Salesforce.com...
Education
Virginia Commonwealth University - School of Business 2011 — 2012
Master of Science, Information Technology Management (FTEMS)
Averett University 1997 — 2001
Bachelor, Business Administration
Bennett A. Reiss Iberico 雷贝恩's Wachovia Securities, LLC Experience June 2003 - August 2003
Job Paralegal / Intake Coordinator
Industry Legal Services
Experience
Steven J. Moser P.C. April 2015 - July 2015
Freelance January 2014 - March 2015
Junkluggers of Nassau County March 2013 - December 2013
SSC Group - Timber March 2010 - June 2012
Shane English School Shanghai January 2010 - January 2011
Shanghai World EXPO 2010 ICP May 2010 - November 2010
Score Education Center January 2009 - August 2009
American University September 2005 - September 2008
Thomson Reuters August 2006 - December 2006
Wachovia Securities, LLC June 2003 - August 2003
Skills
Strategy, Entrepreneurship, International Relations, Spanish, Business Strategy, International Business, Economics, International Trade, Start-ups, Social Media, International Economics, Marketing, Mergers & Acquisitions, Journalism, French, Management, Digital Marketing, Finance, Forecasting, Latin America, Chinese, Leadership, Microfinance, Training, Sales, Strategic Planning, Corporate Finance, SEO
Education
American University 2004 — 2008
BA, Economics
Peking University 2006 — 2006
Int Study Abroad, Mandarin, Rural Economics, Journalism
Peking University 2006 — 2006
International Study Abroad, Mandarin Language
Great Neck South High School 2000 — 2004
High School Diploma
Steven J. Moser P.C. April 2015 - July 2015
Freelance January 2014 - March 2015
Junkluggers of Nassau County March 2013 - December 2013
SSC Group - Timber March 2010 - June 2012
Shane English School Shanghai January 2010 - January 2011
Shanghai World EXPO 2010 ICP May 2010 - November 2010
Score Education Center January 2009 - August 2009
American University September 2005 - September 2008
Thomson Reuters August 2006 - December 2006
Wachovia Securities, LLC June 2003 - August 2003
Skills
Strategy, Entrepreneurship, International Relations, Spanish, Business Strategy, International Business, Economics, International Trade, Start-ups, Social Media, International Economics, Marketing, Mergers & Acquisitions, Journalism, French, Management, Digital Marketing, Finance, Forecasting, Latin America, Chinese, Leadership, Microfinance, Training, Sales, Strategic Planning, Corporate Finance, SEO
Education
American University 2004 — 2008
BA, Economics
Peking University 2006 — 2006
Int Study Abroad, Mandarin, Rural Economics, Journalism
Peking University 2006 — 2006
International Study Abroad, Mandarin Language
Great Neck South High School 2000 — 2004
High School Diploma
Binod Joseph Binod Joseph's Wachovia Securities, LLC Experience March 2008 - January 2009
Job Sr Java/J2EE Developer at HP Enterprise Services
Industry Information Technology and Services
Experience
HP Enterprise Services September 2009 - Present
Verizon Business February 2009 - August 2009
Wachovia Securities, LLC March 2008 - January 2009
A.G. Edwards March 2007 - November 2007
State Street July 2006 - March 2007
KPIT Cummins 2004 - 2006
KPIT Infosystems Inc 2004 - 2006
Cummins, Inc 2004 - 2006
Skills
Enterprise Software, SDLC, Project Management, Java Enterprise Edition, PL/SQL, Java, Web Services, Requirements Analysis, JSP, Software Project..., SOA, Struts, Agile Methodologies, SQL, Oracle
Education
Guru Ghasidas University 1998 — 2002
HP Enterprise Services September 2009 - Present
Verizon Business February 2009 - August 2009
Wachovia Securities, LLC March 2008 - January 2009
A.G. Edwards March 2007 - November 2007
State Street July 2006 - March 2007
KPIT Cummins 2004 - 2006
KPIT Infosystems Inc 2004 - 2006
Cummins, Inc 2004 - 2006
Skills
Enterprise Software, SDLC, Project Management, Java Enterprise Edition, PL/SQL, Java, Web Services, Requirements Analysis, JSP, Software Project..., SOA, Struts, Agile Methodologies, SQL, Oracle
Education
Guru Ghasidas University 1998 — 2002
Davis Hein, CFA CFP Davis Hein, CFA CFP's Wachovia Securities, LLC Experience January 2008 - March 2009
Job Investment Counselor Group Manager
Industry Investment Management
Experience
Fisher Investments April 2014 - Present
Fisher Investments August 2012 - April 2014
Independant Financial Advisor April 2009 - August 2012
Wachovia Securities, LLC January 2008 - March 2009
A.G. Edwards August 2004 - December 2007
Horst Frisch Inc. September 2000 - September 2002
Skills
Fixed Income
Education
Bates College 1996 — 2000
Fisher Investments April 2014 - Present
Fisher Investments August 2012 - April 2014
Independant Financial Advisor April 2009 - August 2012
Wachovia Securities, LLC January 2008 - March 2009
A.G. Edwards August 2004 - December 2007
Horst Frisch Inc. September 2000 - September 2002
Skills
Fixed Income
Education
Bates College 1996 — 2000
Rhonda Maxwell Rhonda Maxwell's Wachovia Securities, LLC Experience August 2001 - October 2011
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors January 2009 - Present
Wachovia Securities, LLC August 2001 - October 2011
A.G. Edwards & Sons, Inc. August 2001 - October 2007
Merrill Lynch Investment Managers December 1992 - August 2001
The Press Enterprise November 1990 - December 1992
Skills
Investments, Finance, Mergers & Acquisitions, Retirement Planning, Small Business, Fixed Annuities
Education
California State University-Long Beach 2003 — 2004
CSPG, Financial Planning
San Diego State University-California State University 1999 — 2000
Certificate in Personal Financial Planning, Personal Financial Planning
University of Northern Iowa 1986 — 1990
BA, Economics, Science, Communications
California State University-Dominguez Hills 1988 — 1989
University of Northern Iowa
Bachelors
Wells Fargo Advisors January 2009 - Present
Wachovia Securities, LLC August 2001 - October 2011
A.G. Edwards & Sons, Inc. August 2001 - October 2007
Merrill Lynch Investment Managers December 1992 - August 2001
The Press Enterprise November 1990 - December 1992
Skills
Investments, Finance, Mergers & Acquisitions, Retirement Planning, Small Business, Fixed Annuities
Education
California State University-Long Beach 2003 — 2004
CSPG, Financial Planning
San Diego State University-California State University 1999 — 2000
Certificate in Personal Financial Planning, Personal Financial Planning
University of Northern Iowa 1986 — 1990
BA, Economics, Science, Communications
California State University-Dominguez Hills 1988 — 1989
University of Northern Iowa
Bachelors
David Woodall David Woodall's Wachovia Securities, LLC Experience March 2007 - December 2008
Job President SEUS Holdings
Industry Financial Services
Experience
Serra Toyota January 2013 - Present
SEUS Holdings LLC May 2006 - Present
R2Metrics October 2010 - December 2012
University of Alabama January 2009 - December 2009
Wachovia Securities, LLC March 2007 - December 2008
Koons Automotive, Inc January 2003 - December 2007
Allied Capital January 2002 - May 2002
Skills
Asset/Liability..., ALM for Community Banks, VBA for Excel, Microsoft Excel, Forecasting, Competitive Analysis, Financial Analysis, Marketing, Strategic Planning, Financial Modeling, Investments, Accounting, Social Media, Sales, PowerPoint, Fundraising, Event Planning, Asset Managment, Market Research, Customer Service, Corporate Finance, Microsoft Office, Public Speaking
Education
University of Alabama, Manderson Graduate School of Business 2009 — 2009
Master, Finance
University of Richmond - Robins School of Business 1998 — 2002
BS, Finance, Marketing, Math
Birmingham-Southern College 1998 — 1999
Business
Serra Toyota January 2013 - Present
SEUS Holdings LLC May 2006 - Present
R2Metrics October 2010 - December 2012
University of Alabama January 2009 - December 2009
Wachovia Securities, LLC March 2007 - December 2008
Koons Automotive, Inc January 2003 - December 2007
Allied Capital January 2002 - May 2002
Skills
Asset/Liability..., ALM for Community Banks, VBA for Excel, Microsoft Excel, Forecasting, Competitive Analysis, Financial Analysis, Marketing, Strategic Planning, Financial Modeling, Investments, Accounting, Social Media, Sales, PowerPoint, Fundraising, Event Planning, Asset Managment, Market Research, Customer Service, Corporate Finance, Microsoft Office, Public Speaking
Education
University of Alabama, Manderson Graduate School of Business 2009 — 2009
Master, Finance
University of Richmond - Robins School of Business 1998 — 2002
BS, Finance, Marketing, Math
Birmingham-Southern College 1998 — 1999
Business
Mike McCaw Mike McCaw's Wachovia Securities, LLC Experience 1990 - 2004
Job CRPC®, Financial Advisor, Assoc VP McCaw & Associates, A financial advisor practice of Ameriprise Financial Services,Inc
Industry Investment Management
Experience
Ameriprise Financial 2004 - Present
H&R Block Financial Advisors 2004 - 2008
Wachovia Securities, LLC 1990 - 2004
Paine Webber 1986 - 1990
Education
Bowling Green State University 1982 — 1986
BA, Business Administration
College for Financial Planning
CRPC® and APMA ®
Ameriprise Financial 2004 - Present
H&R Block Financial Advisors 2004 - 2008
Wachovia Securities, LLC 1990 - 2004
Paine Webber 1986 - 1990
Education
Bowling Green State University 1982 — 1986
BA, Business Administration
College for Financial Planning
CRPC® and APMA ®
Robert A. Morgan Robert A. Morgan's Wachovia Securities, LLC Experience May 2004 - May 2007
Job Sr. Project Manager at Wells Fargo
Industry Information Technology and Services
Experience
Wells Fargo March 2013 - Present
Ally Financial Inc. September 2012 - February 2013
Wells Fargo December 2010 - May 2012
Capital One August 2009 - October 2010
Wachovia, A Wells Fargo Company June 2007 - June 2009
Wachovia Securities, LLC May 2004 - May 2007
Wachovia, A Wells Fargo Company March 2003 - April 2004
Capital One November 2000 - February 2002
Bank of America June 1996 - October 2000
Digital Equipment Corporation April 1983 - June 1996
Skills
Program Management, Project Management, PMO, Team Building, Project Planning, Technical Leadership, Coaching, Risk Management, Problem Solving, Project Delivery, Software Project..., Process Improvement, Implementation Planning, Disaster Recovery, Issue Management, Dependency Management, MS Project, Yardi Voyager, Data Conversion, Cross-functional Team..., Analysis, Leadership
Education
University of North Carolina at Wilmington 1980 — 1983
Bachelor of Science (BS), Computer Science
Cape Fear Community College 1978 — 1979
Electrical and Electronics Engineering, GPA 3.2
Wells Fargo March 2013 - Present
Ally Financial Inc. September 2012 - February 2013
Wells Fargo December 2010 - May 2012
Capital One August 2009 - October 2010
Wachovia, A Wells Fargo Company June 2007 - June 2009
Wachovia Securities, LLC May 2004 - May 2007
Wachovia, A Wells Fargo Company March 2003 - April 2004
Capital One November 2000 - February 2002
Bank of America June 1996 - October 2000
Digital Equipment Corporation April 1983 - June 1996
Skills
Program Management, Project Management, PMO, Team Building, Project Planning, Technical Leadership, Coaching, Risk Management, Problem Solving, Project Delivery, Software Project..., Process Improvement, Implementation Planning, Disaster Recovery, Issue Management, Dependency Management, MS Project, Yardi Voyager, Data Conversion, Cross-functional Team..., Analysis, Leadership
Education
University of North Carolina at Wilmington 1980 — 1983
Bachelor of Science (BS), Computer Science
Cape Fear Community College 1978 — 1979
Electrical and Electronics Engineering, GPA 3.2
Jennifer Weldy Smith Jennifer Weldy Smith's Wachovia Securities, LLC Experience 1998 - 2008
Job Senior Financial Analyst at Lincoln Harris
Industry Commercial Real Estate
Experience
Lincoln Harris June 2009 - Present
Wachovia Securities, LLC 1998 - 2008
Wachovia Bank 1997 - 1998
Wachovia Bank 1995 - 1997
Skills
Financial Analysis, Financial Reporting, Budgeting, Access, Microsoft Excel, Performance Dashboards, Accounting, Budgets, Finance, Banking, Variance Analysis, Forecasting, Investments, Management, Process Improvement
Education
Bob Jones University 1992 — 1995
B.S. Accounting, Major: Accounting Minor: English
Lincoln Harris June 2009 - Present
Wachovia Securities, LLC 1998 - 2008
Wachovia Bank 1997 - 1998
Wachovia Bank 1995 - 1997
Skills
Financial Analysis, Financial Reporting, Budgeting, Access, Microsoft Excel, Performance Dashboards, Accounting, Budgets, Finance, Banking, Variance Analysis, Forecasting, Investments, Management, Process Improvement
Education
Bob Jones University 1992 — 1995
B.S. Accounting, Major: Accounting Minor: English
Daniel DiNardo's Wachovia Securities, LLC Experience May 2007 - September 2008
Job Sales Representative ConMed Linvatec / Acumed
Industry Medical Devices
Experience
ConMed Linvatec / Acumed January 2014 - Present
Patterson Dental December 2009 - November 2013
United Memorial Medical Center September 2009 - December 2009
Wachovia Securities, LLC May 2007 - September 2008
Oral and Maxillofacial Surgery Association of WNY January 1997 - January 2008
Niagara Convention and Visitors Bureau August 2004 - December 2004
Skills
Access, Business Development, Customer Service, Leadership, Management, Marketing, Sales, Sales Operations, Financial Analysis, Cold Calling
Education
Canisius College 2003 — 2007
Bachelor of Science, Business Management; Management
Dale Carnegie Training
Selling Skills and Sales Operations
ConMed Linvatec / Acumed January 2014 - Present
Patterson Dental December 2009 - November 2013
United Memorial Medical Center September 2009 - December 2009
Wachovia Securities, LLC May 2007 - September 2008
Oral and Maxillofacial Surgery Association of WNY January 1997 - January 2008
Niagara Convention and Visitors Bureau August 2004 - December 2004
Skills
Access, Business Development, Customer Service, Leadership, Management, Marketing, Sales, Sales Operations, Financial Analysis, Cold Calling
Education
Canisius College 2003 — 2007
Bachelor of Science, Business Management; Management
Dale Carnegie Training
Selling Skills and Sales Operations
Sam Rozzi Jr.'s Wachovia Securities, LLC Experience 2002 - 2003
Job Regional Sales Representative at SAFHOLLAND USA
Industry Transportation/Trucking/Railroad
Experience
SAF-HOLLAND USA 2014 - Present
Granite Falls Swim and Athletic Club 2009 - 2012
Capital Health Clubs LLC 2003 - 2006
Wachovia Securities, LLC 2002 - 2003
SAFHolland (Wylie, Texas Division) 2000 - 2001
SAFHolland (Whitehouse Station, New Jersey Division) 1997 - 2000
SAFHolland (Warrenton, Missouri Division) 1996 - 1997
Skills
Sales Operations, Sales, Account Management, Marketing, CRM, Management, Leadership, Marketing Strategy, Advertising, Budgets, Customer Service, Trade Shows
Education
Ball State University - College of Business 1989 — 1993
Bachelor of Science, Marketing
SAF-HOLLAND USA 2014 - Present
Granite Falls Swim and Athletic Club 2009 - 2012
Capital Health Clubs LLC 2003 - 2006
Wachovia Securities, LLC 2002 - 2003
SAFHolland (Wylie, Texas Division) 2000 - 2001
SAFHolland (Whitehouse Station, New Jersey Division) 1997 - 2000
SAFHolland (Warrenton, Missouri Division) 1996 - 1997
Skills
Sales Operations, Sales, Account Management, Marketing, CRM, Management, Leadership, Marketing Strategy, Advertising, Budgets, Customer Service, Trade Shows
Education
Ball State University - College of Business 1989 — 1993
Bachelor of Science, Marketing
Matthew Meade's Wachovia Securities, LLC Experience January 2004 - April 2006
Job Vice President at BIC Group, LLC
Industry Financial Services
Experience
BIC Group, LLC February 2014 - Present
TD Ameritrade 2010 - February 2014
Transamerica Capital 2007 - 2009
Wachovia Securities, LLC January 2004 - April 2006
Transamerica Capital, Inc. 1998 - 2003
Skills
Series 7, Series 63, Series 24, Series 65, Asset Allocation, Retirement Planning, Mutual Funds
Education
Boston College 1984 — 1987
BA, Economics
BIC Group, LLC February 2014 - Present
TD Ameritrade 2010 - February 2014
Transamerica Capital 2007 - 2009
Wachovia Securities, LLC January 2004 - April 2006
Transamerica Capital, Inc. 1998 - 2003
Skills
Series 7, Series 63, Series 24, Series 65, Asset Allocation, Retirement Planning, Mutual Funds
Education
Boston College 1984 — 1987
BA, Economics
Stephen McNear Stephen McNear's Wachovia Securities, LLC Experience June 2000 - October 2004
Job Senior Field Operations Team Leader at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. November 2013 - Present
Kroll Bond Rating Agency, Inc. October 2011 - April 2013
Winston Retail Solutions September 2011 - April 2012
Signal Hill Capital September 2006 - July 2011
Wachovia Securities, LLC June 2000 - October 2004
DB Alex. Brown May 1994 - June 2000
Enterprise Rent-A-Car September 1989 - December 1991
Skills
Series 7, Equities, Banking, Capital Markets, Series 63, Strategy, Finance, Business Development, Leadership, Start-ups, Management, Competitive Analysis, Investments, Sales, Cross-functional Team..., New Business Development, Trading, Asset Management, Portfolio Management
Education
University of Maryland College Park 1992 — 1994
MBA, Marketing
Boston College - Carroll School of Management 1985 — 1989
BS, Marketing & Finance
The Branson School 1981 — 1985
Ameriprise Financial Services, Inc. November 2013 - Present
Kroll Bond Rating Agency, Inc. October 2011 - April 2013
Winston Retail Solutions September 2011 - April 2012
Signal Hill Capital September 2006 - July 2011
Wachovia Securities, LLC June 2000 - October 2004
DB Alex. Brown May 1994 - June 2000
Enterprise Rent-A-Car September 1989 - December 1991
Skills
Series 7, Equities, Banking, Capital Markets, Series 63, Strategy, Finance, Business Development, Leadership, Start-ups, Management, Competitive Analysis, Investments, Sales, Cross-functional Team..., New Business Development, Trading, Asset Management, Portfolio Management
Education
University of Maryland College Park 1992 — 1994
MBA, Marketing
Boston College - Carroll School of Management 1985 — 1989
BS, Marketing & Finance
The Branson School 1981 — 1985
Adrian J. Day Adrian J. Day's Wachovia Securities, LLC Experience May 2005 - May 2006
Job Director of Finance and Business at NC State University
Industry Nonprofit Organization Management
Experience
PowerAmerica May 2015 - Present
Georgetown University August 2014 - May 2015
Georgetown University Law Center February 2012 - August 2014
Georgetown University Law Center July 2010 - February 2012
State Farm Insurance June 2009 - July 2010
The MassMutual Financial Group June 2008 - June 2009
Wachovia Securities, LLC May 2005 - May 2006
Skills
Investments, Employee Benefits, Small Business, Analysis, Disability Insurance, Vendor Management Skills, Employee Management, New Business Development, Project Management, Contract Management, Grant Administration, Team Building, Entrepreneurship, Networking, Budgets, Marketing, Sales, Strategic Planning, Fundraising
Education
Georgetown University School of Continuing Studies 2013 — 2014
Continuing Education: Corporate Finance and Business Accounting, Business Administration
American University 2004 — 2008
B.A., Law and Society
C.E. Jordan High
Political Science
PowerAmerica May 2015 - Present
Georgetown University August 2014 - May 2015
Georgetown University Law Center February 2012 - August 2014
Georgetown University Law Center July 2010 - February 2012
State Farm Insurance June 2009 - July 2010
The MassMutual Financial Group June 2008 - June 2009
Wachovia Securities, LLC May 2005 - May 2006
Skills
Investments, Employee Benefits, Small Business, Analysis, Disability Insurance, Vendor Management Skills, Employee Management, New Business Development, Project Management, Contract Management, Grant Administration, Team Building, Entrepreneurship, Networking, Budgets, Marketing, Sales, Strategic Planning, Fundraising
Education
Georgetown University School of Continuing Studies 2013 — 2014
Continuing Education: Corporate Finance and Business Accounting, Business Administration
American University 2004 — 2008
B.A., Law and Society
C.E. Jordan High
Political Science
Bernie Di Giulio Bernie Di Giulio's Wachovia Securities, LLC Experience December 1979 - 2008
Job Agency Lending Citi
Industry Financial Services
Experience
Citi August 2012 - Present
Wells Fargo Advisors May 2009 - October 2011
Wachovia Securities March 2004 - October 2011
Prudential Securities February 2004 - October 2011
Wells Fargo January 1979 - October 2011
WACHOVIA SECURITIES December 1979 - 2008
Wachovia Securities, LLC December 1979 - 2008
WACHOVIA SECURITIES January 1979 - 2008
Wells Fargo 1979 - 2004
Wachovia Securities, LLC 1979 - 2004
Skills
Back Office, Securities Lending, Prime Brokerage, Settlements, Cash Management, Equities, Trading, Settlement, Mutual Funds, Capital Markets, Hedge Funds, Fixed Income, Finance, Corporate Actions, Securities, Middle Office, Bloomberg
Education
City University of New York 1975 — 1979
Finance
York College 1975 — 1978
York College
Citi August 2012 - Present
Wells Fargo Advisors May 2009 - October 2011
Wachovia Securities March 2004 - October 2011
Prudential Securities February 2004 - October 2011
Wells Fargo January 1979 - October 2011
WACHOVIA SECURITIES December 1979 - 2008
Wachovia Securities, LLC December 1979 - 2008
WACHOVIA SECURITIES January 1979 - 2008
Wells Fargo 1979 - 2004
Wachovia Securities, LLC 1979 - 2004
Skills
Back Office, Securities Lending, Prime Brokerage, Settlements, Cash Management, Equities, Trading, Settlement, Mutual Funds, Capital Markets, Hedge Funds, Fixed Income, Finance, Corporate Actions, Securities, Middle Office, Bloomberg
Education
City University of New York 1975 — 1979
Finance
York College 1975 — 1978
York College
David Conte David Conte's Wachovia Securities, LLC Experience 2006 - 2008
Job .
Industry Nonprofit Organization Management
Experience
National Rifle Association July 2010 - Present
National Rifle Association May 2014 - December 2014
Community Management Corporation / Associa December 2011 - July 2013
Mike Chapman for Loudoun County Sheriff July 2011 - November 2011
Ralph Buona February 2011 - November 2011
National Rifle Association - Institute of Legislative Action July 2010 - November 2010
political campaign September 2009 - May 2010
GAP Solutions, Inc. October 2008 - April 2009
McClendon Corporation January 2007 - January 2008
Wachovia Securities, LLC 2006 - 2008
Skills
Certified Glock Armorer, Volunteer Management, Budgeting, Grassroots Organizing, Social Media, Event Planning, Social Networking, Program Management, Budgets, Community Outreach, Fundraising, Policy, Management, Recruiting, Analysis, Strategy, Strategic Planning, Grassroots, Leadership, Public Speaking
Education
Bryant University 2000 — 2002
BA, Psychology and Marketing
Landmark College
AA
National Rifle Association July 2010 - Present
National Rifle Association May 2014 - December 2014
Community Management Corporation / Associa December 2011 - July 2013
Mike Chapman for Loudoun County Sheriff July 2011 - November 2011
Ralph Buona February 2011 - November 2011
National Rifle Association - Institute of Legislative Action July 2010 - November 2010
political campaign September 2009 - May 2010
GAP Solutions, Inc. October 2008 - April 2009
McClendon Corporation January 2007 - January 2008
Wachovia Securities, LLC 2006 - 2008
Skills
Certified Glock Armorer, Volunteer Management, Budgeting, Grassroots Organizing, Social Media, Event Planning, Social Networking, Program Management, Budgets, Community Outreach, Fundraising, Policy, Management, Recruiting, Analysis, Strategy, Strategic Planning, Grassroots, Leadership, Public Speaking
Education
Bryant University 2000 — 2002
BA, Psychology and Marketing
Landmark College
AA
Mary Hulley Waller, RCC's Wachovia Securities, LLC Experience December 1999 - December 2007
Job First VP, Practice Management Consultant at Wachovia Securities, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2008 - Present
Wachovia Securities, LLC December 1999 - December 2007
Moore North America June 1997 - December 1999
Air South Airlines, Inc. March 1994 - June 1996
Skills
Financial Services, Securities, Advertising, Series 7, Marketing, Mergers & Acquisitions, Business Analysis
Education
Ball State University 1986 — 1990
Bachelor's of Science (BA), Journalism/Advertising & Minor is Chemistry
Ball State's London Center: Fall Quarter 1989 1989 — 1989
Studied Journalism and Art History
Wells Fargo Advisors, LLC January 2008 - Present
Wachovia Securities, LLC December 1999 - December 2007
Moore North America June 1997 - December 1999
Air South Airlines, Inc. March 1994 - June 1996
Skills
Financial Services, Securities, Advertising, Series 7, Marketing, Mergers & Acquisitions, Business Analysis
Education
Ball State University 1986 — 1990
Bachelor's of Science (BA), Journalism/Advertising & Minor is Chemistry
Ball State's London Center: Fall Quarter 1989 1989 — 1989
Studied Journalism and Art History
Vicky Minnet Vicky Minnet's Wachovia Securities, LLC Experience 1993 - 2008
Job BD Business Specialist with Direct Business at MetLife
Industry Insurance
Experience
MetLife January 2015 - Present
MetLife July 2014 - Present
First Financial Services, Inc. October 2012 - December 2013
AXA Equitable 2011 - December 2012
Adecco July 2010 - March 2011
Residential Mortgage Center 2009 - 2009
Wachovia Securities, LLC 1993 - 2008
First Union National Bank 1993 - 2002
Sears Authorized Hometown Stores, LLC 1978 - 1993
Lance, Inc 1976 - 1978
Skills
Loans, Finance, Mortgage Lending, Credit, Underwriting, Credit Analysis, Banking, Refinance, Mortgage Banking, Loan Origination, FHA, Residential Mortgages, Strategic Planning, Financial Services
Education
York Technical College 2009 — 2009
Sales 1/Property Management
Central Piedmont Community College 2006 — 2006
Conventional Mortgage Loan Processing
Central Piedmont Community College 2006 — 2006
Introduction to Underwriting
MetLife January 2015 - Present
MetLife July 2014 - Present
First Financial Services, Inc. October 2012 - December 2013
AXA Equitable 2011 - December 2012
Adecco July 2010 - March 2011
Residential Mortgage Center 2009 - 2009
Wachovia Securities, LLC 1993 - 2008
First Union National Bank 1993 - 2002
Sears Authorized Hometown Stores, LLC 1978 - 1993
Lance, Inc 1976 - 1978
Skills
Loans, Finance, Mortgage Lending, Credit, Underwriting, Credit Analysis, Banking, Refinance, Mortgage Banking, Loan Origination, FHA, Residential Mortgages, Strategic Planning, Financial Services
Education
York Technical College 2009 — 2009
Sales 1/Property Management
Central Piedmont Community College 2006 — 2006
Conventional Mortgage Loan Processing
Central Piedmont Community College 2006 — 2006
Introduction to Underwriting
Ryon Frisch, CFP® Ryon Frisch, CFP®'s Wachovia Securities, LLC Experience April 2008 - March 2009
Job Sr. Financial Planner / Financial Services Representative at MetLife
Industry Financial Services
Experience
MetLife June 2009 - Present
RF Solar April 2009 - June 2009
Wachovia Securities, LLC April 2008 - March 2009
UBS July 2005 - April 2008
US Airways October 2002 - July 2005
Agilent Technologies April 2001 - October 2002
Skills
Retirement Planning, Strategic Financial..., 401k Rollovers, Socially Responsible..., Financial Advisory..., Financial Planning, Insurance Planning, College Education...
Education
Arizona State University - W. P. Carey School of Business 1999 — 2001
MBA, Finance
The Johns Hopkins University School of Medicine 1997 — 1999
MA, Biomedical Engineering
Brigham Young University 1989 — 1997
BS, Chemical Engineering
MetLife June 2009 - Present
RF Solar April 2009 - June 2009
Wachovia Securities, LLC April 2008 - March 2009
UBS July 2005 - April 2008
US Airways October 2002 - July 2005
Agilent Technologies April 2001 - October 2002
Skills
Retirement Planning, Strategic Financial..., 401k Rollovers, Socially Responsible..., Financial Advisory..., Financial Planning, Insurance Planning, College Education...
Education
Arizona State University - W. P. Carey School of Business 1999 — 2001
MBA, Finance
The Johns Hopkins University School of Medicine 1997 — 1999
MA, Biomedical Engineering
Brigham Young University 1989 — 1997
BS, Chemical Engineering
Kevin Buckler Kevin Buckler's Wachovia Securities, LLC Experience June 2008 - August 2008
Job Compensation & Benefits Specialist at Markel Corporation
Industry Human Resources
Experience
Markel Corporation August 2013 - Present
BrownGreer PLC August 2012 - August 2013
Wedmore Place May 2011 - August 2012
The College of William and Mary June 2011 - August 2011
Wachovia Securities LLC June 2008 - August 2008
Skills
Fundraising, Social Media, Research, Microsoft Office, Human Resources, Talent Acquisition, Microsoft Excel, Training
Education
The College of William and Mary 2008 — 2012
BA, Sociology and Public Policy
Charles University in Prague 2010 — 2010
The Steward School 2004 — 2008
High School Diploma
Markel Corporation August 2013 - Present
BrownGreer PLC August 2012 - August 2013
Wedmore Place May 2011 - August 2012
The College of William and Mary June 2011 - August 2011
Wachovia Securities LLC June 2008 - August 2008
Skills
Fundraising, Social Media, Research, Microsoft Office, Human Resources, Talent Acquisition, Microsoft Excel, Training
Education
The College of William and Mary 2008 — 2012
BA, Sociology and Public Policy
Charles University in Prague 2010 — 2010
The Steward School 2004 — 2008
High School Diploma
Michelle Maciejewicz's Wachovia Securities, LLC Experience July 2003 - April 2004
Job Annuity Marketing & Promotions Specialist for Bill Bonk Insurance A Producers Choice Network Partner
Industry Financial Services
Experience
Bill Bonk Insurance Inc, a Producer's Choice Network Partner July 2015 - Present
The Smith Companies- A Producers Choice Network Partner April 2012 - Present
Morgan Stanley Smith Barney February 2008 - May 2010
Jesup & Lamont Securities Corp November 2004 - July 2006
Merritt Capital Management, Inc May 2004 - October 2004
Wachovia Securities, LLC July 2003 - April 2004
Prudential Securities Incorporated December 1999 - July 2003
Skills
Microsoft Excel, Customer Satisfaction, Invoicing, Insurance, Banking, Investments, Asset Managment, Portfolio Management, Outlook, Mutual Funds, Financial Services, Fixed Annuities, Retirement Planning, Asset Management, Strategic Financial..., Financial Analysis, Marketing, Financial Planners, Retirement, Accounting, Credit, Sales, Finance, Time Management, Financial Planning, Creative Writing
Education
Medford High School 1995 — 1999
Medford High School 1995 — 1999
Diploma
Bunker Hill Community College
Bill Bonk Insurance Inc, a Producer's Choice Network Partner July 2015 - Present
The Smith Companies- A Producers Choice Network Partner April 2012 - Present
Morgan Stanley Smith Barney February 2008 - May 2010
Jesup & Lamont Securities Corp November 2004 - July 2006
Merritt Capital Management, Inc May 2004 - October 2004
Wachovia Securities, LLC July 2003 - April 2004
Prudential Securities Incorporated December 1999 - July 2003
Skills
Microsoft Excel, Customer Satisfaction, Invoicing, Insurance, Banking, Investments, Asset Managment, Portfolio Management, Outlook, Mutual Funds, Financial Services, Fixed Annuities, Retirement Planning, Asset Management, Strategic Financial..., Financial Analysis, Marketing, Financial Planners, Retirement, Accounting, Credit, Sales, Finance, Time Management, Financial Planning, Creative Writing
Education
Medford High School 1995 — 1999
Medford High School 1995 — 1999
Diploma
Bunker Hill Community College
Kathleen Le Mons, AAMS® Kathleen Le Mons, AAMS®'s Wachovia Securities, LLC Experience February 2005 - July 2007
Job Financial Advisor l Senior Vice PresidentInvestment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors December 1988 - Present
Wachovia Securities, LLC February 2005 - July 2007
Merrill Lynch 1985 - December 1988
Skills
Wealth Management, Retirement Planning, Investments, Wealth Management..., Public Speaking, Investment Management, Finance, Financial Services, Charitable Trusts, Estate Planning, Portfolio Management, Asset Allocation, Mutual Funds, Retirement, Investment Strategies, Securities, 401k, Fixed Annuities, Alternative Investments, Living Trusts, Wealth Transfer, Wealth Preservation, Investment Strategies..., Estate Planning...
Education
University of Pennsylvania - The Wharton School 2005 — 2007
CRCP, FINRA Institute
The College of William and Mary - The Mason School of Business 1995 — 1998
MBA, Concentration in Finance
Christopher Newport University
BSBA magna cum laude, Business Administration and Management, General
Wells Fargo Advisors December 1988 - Present
Wachovia Securities, LLC February 2005 - July 2007
Merrill Lynch 1985 - December 1988
Skills
Wealth Management, Retirement Planning, Investments, Wealth Management..., Public Speaking, Investment Management, Finance, Financial Services, Charitable Trusts, Estate Planning, Portfolio Management, Asset Allocation, Mutual Funds, Retirement, Investment Strategies, Securities, 401k, Fixed Annuities, Alternative Investments, Living Trusts, Wealth Transfer, Wealth Preservation, Investment Strategies..., Estate Planning...
Education
University of Pennsylvania - The Wharton School 2005 — 2007
CRCP, FINRA Institute
The College of William and Mary - The Mason School of Business 1995 — 1998
MBA, Concentration in Finance
Christopher Newport University
BSBA magna cum laude, Business Administration and Management, General
Emily Minnich, CFP®'s Wachovia Securities, LLC Experience June 2003 - May 2005
Job
Industry Financial Services
Experience
UBS Financial Services Inc. May 2005 - Present
Wachovia Securities, LLC June 2003 - May 2005
Education
Bowling Green State University 1997 — 2001
BSBA, Business & Marketing
UBS Financial Services Inc. May 2005 - Present
Wachovia Securities, LLC June 2003 - May 2005
Education
Bowling Green State University 1997 — 2001
BSBA, Business & Marketing
Al Izaguirre's Wachovia Securities, LLC Experience 2000 - 2004
Job Chief Compliance Officer, KPMG Corporate Finance LLC
Industry Investment Banking
Experience
KPMG Corporate Finance LLC October 2009 - Present
KPMG LLP 2005 - September 2009
Fidelity Investments 2004 - 2004
Wachovia Securities, LLC 2000 - 2004
Financial Industry Regulatory Authority (FINRA) 1993 - 2000
Skills
Due Diligence, Securities, AML, Private Equity, Capital Markets, Financial Services, Finance, SEC, Financial Risk, Mergers & Acquisitions, Risk Management, Corporate Governance, Corporate Finance, Fraud, Hedge Funds, Anti Money Laundering, Financial Analysis, Financial Modeling
Education
Boston College 1984 — 1988
BA, Political Science, Philosophy
KPMG Corporate Finance LLC October 2009 - Present
KPMG LLP 2005 - September 2009
Fidelity Investments 2004 - 2004
Wachovia Securities, LLC 2000 - 2004
Financial Industry Regulatory Authority (FINRA) 1993 - 2000
Skills
Due Diligence, Securities, AML, Private Equity, Capital Markets, Financial Services, Finance, SEC, Financial Risk, Mergers & Acquisitions, Risk Management, Corporate Governance, Corporate Finance, Fraud, Hedge Funds, Anti Money Laundering, Financial Analysis, Financial Modeling
Education
Boston College 1984 — 1988
BA, Political Science, Philosophy
Clare Hiatt, CFP®'s Wachovia Securities, LLC Experience 2005 - 2009
Job Associate Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC 2009 - Present
Wachovia Securities, LLC 2005 - 2009
Morgan Stanley Wealth Management 1995 - 2005
Education
California State University-Hayward 1986 — 1988
Master of Business Administration (M.B.A.), Management Science
UC Davis 1978 — 1982
Bachelor of Arts (B.A.), Economics
Wells Fargo Advisors, LLC 2009 - Present
Wachovia Securities, LLC 2005 - 2009
Morgan Stanley Wealth Management 1995 - 2005
Education
California State University-Hayward 1986 — 1988
Master of Business Administration (M.B.A.), Management Science
UC Davis 1978 — 1982
Bachelor of Arts (B.A.), Economics
Alex Kagin Alex Kagin's Wachovia Securities, LLC Experience June 2008 - September 2008
Job Research Manager TMT at DeMatteo Monness LLC
Industry Financial Services
Experience
DeMatteo Monness LLC August 2011 - Present
DeMatteo Monness LLC June 2009 - August 2011
AFS Financial Group January 2009 - April 2009
Wachovia Securities, LLC June 2008 - September 2008
Aigo Digital Audio Technology Co September 2007 - December 2007
Skills
Microsoft Office, Valuation, Analysis, Market Research, Data Analysis, Financial Analysis, Competitive Analysis, Microsoft Excel, Hedge Funds, Market Analysis, Analytics, Finance, Management Consulting, Investments, Strategic Planning, CRM, Portfolio Management, Corporate Finance, Financial Services, Series 7, Strategy, Leadership, Program Management
Education
American University 2005 — 2009
B.S, Economics
Blake School 1999 — 2005
DeMatteo Monness LLC August 2011 - Present
DeMatteo Monness LLC June 2009 - August 2011
AFS Financial Group January 2009 - April 2009
Wachovia Securities, LLC June 2008 - September 2008
Aigo Digital Audio Technology Co September 2007 - December 2007
Skills
Microsoft Office, Valuation, Analysis, Market Research, Data Analysis, Financial Analysis, Competitive Analysis, Microsoft Excel, Hedge Funds, Market Analysis, Analytics, Finance, Management Consulting, Investments, Strategic Planning, CRM, Portfolio Management, Corporate Finance, Financial Services, Series 7, Strategy, Leadership, Program Management
Education
American University 2005 — 2009
B.S, Economics
Blake School 1999 — 2005
Scott Wilton Scott Wilton's Wachovia Securities, LLC Experience October 2007 - May 2009
Job VP, Enterprise Data & Analytics at Wells Fargo
Industry Financial Services
Experience
Wells Fargo November 2012 - Present
Wells Fargo Advisors, LLC May 2009 - November 2012
Wachovia Securities, LLC October 2007 - May 2009
A.G. Edwards March 2006 - October 2007
A.G. Edwards August 2004 - March 2006
A.G. Edwards November 2000 - August 2004
Ernst & Young May 1999 - November 2000
Ernst & Young May 1998 - May 1999
OfficePlus March 1995 - August 1996
OfficePlus March 1994 - March 1995
Skills
Data Warehousing, Data Modeling, Business Intelligence, Enterprise Architecture, Database Design, Data Analysis, Requirements Analysis, Business Objects, DB2, Teradata, Business Analysis, SQL, Data Management, ETL, Databases, Analytics, SDLC, Unix, Requirements Gathering, SOA, Data Quality
Education
University of Michigan - Stephen M. Ross School of Business 1996 — 1998
MBA, Corporate Strategy
Carleton College 1986 — 1990
BA, English
Wells Fargo November 2012 - Present
Wells Fargo Advisors, LLC May 2009 - November 2012
Wachovia Securities, LLC October 2007 - May 2009
A.G. Edwards March 2006 - October 2007
A.G. Edwards August 2004 - March 2006
A.G. Edwards November 2000 - August 2004
Ernst & Young May 1999 - November 2000
Ernst & Young May 1998 - May 1999
OfficePlus March 1995 - August 1996
OfficePlus March 1994 - March 1995
Skills
Data Warehousing, Data Modeling, Business Intelligence, Enterprise Architecture, Database Design, Data Analysis, Requirements Analysis, Business Objects, DB2, Teradata, Business Analysis, SQL, Data Management, ETL, Databases, Analytics, SDLC, Unix, Requirements Gathering, SOA, Data Quality
Education
University of Michigan - Stephen M. Ross School of Business 1996 — 1998
MBA, Corporate Strategy
Carleton College 1986 — 1990
BA, English
Richard Trotta Jr. Richard Trotta Jr.'s Wachovia Securities, LLC Experience March 2007 - December 2008
Job Sales Consultant
Industry Financial Services
Experience
Affiliated Financial Planners December 2014 - Present
Dun and Bradstreet February 2014 - Present
Keystone Capitol Corp. December 2012 - December 2014
Wells Fargo Advisors,LLC November 2010 - October 2012
Wachovia Securities, LLC March 2007 - December 2008
Yellow book USA January 2003 - March 2007
Skills
Retirement Planning, Investments, Series 7, Loans, Financial Advisory, Portfolio Management, Sales Management, Business Development, Account Management, Direct Sales, Strategic Planning, New Business Development, ETFs, Strategic Financial..., IRAs, Finance, Retirement, 401k, Wealth, Strategy, Investment Advisory, Fixed Annuities, Wealth Management, Relationship Management, Insurance
Education
California University of Pennsylvania 1985 — 1989
BS
Wyoming Area High School
Affiliated Financial Planners December 2014 - Present
Dun and Bradstreet February 2014 - Present
Keystone Capitol Corp. December 2012 - December 2014
Wells Fargo Advisors,LLC November 2010 - October 2012
Wachovia Securities, LLC March 2007 - December 2008
Yellow book USA January 2003 - March 2007
Skills
Retirement Planning, Investments, Series 7, Loans, Financial Advisory, Portfolio Management, Sales Management, Business Development, Account Management, Direct Sales, Strategic Planning, New Business Development, ETFs, Strategic Financial..., IRAs, Finance, Retirement, 401k, Wealth, Strategy, Investment Advisory, Fixed Annuities, Wealth Management, Relationship Management, Insurance
Education
California University of Pennsylvania 1985 — 1989
BS
Wyoming Area High School
Adam Rich, CFA's Wachovia Securities, LLC Experience May 2008 - August 2008
Job Energy Research Associate at Hotchkis and Wiley Capital Management
Industry Investment Management
Experience
Hotchkis and Wiley Capital Management May 2013 - Present
Goldman Sachs May 2010 - May 2013
Merrill Lynch July 2009 - August 2009
Beneficial Financial Group January 2009 - April 2009
Wachovia Securities, LLC May 2008 - August 2008
Skills
Financial Analysis, Asset Allocation, Analysis, Corporate Finance, Due Diligence, Strategic Financial..., Economics, Series 7, Private Equity, Alternative Investments, Investment Banking, Equity Research, Hedge Funds, Asset Management, Risk Management, Bloomberg, Accounting, Financial Modeling, Equities, Finance, Valuation, Investments, Data Analysis, Portfolio Management
Education
Brigham Young University 2007 — 2010
Bachelor of Science Business Management with emphasis on Finance
Hotchkis and Wiley Capital Management May 2013 - Present
Goldman Sachs May 2010 - May 2013
Merrill Lynch July 2009 - August 2009
Beneficial Financial Group January 2009 - April 2009
Wachovia Securities, LLC May 2008 - August 2008
Skills
Financial Analysis, Asset Allocation, Analysis, Corporate Finance, Due Diligence, Strategic Financial..., Economics, Series 7, Private Equity, Alternative Investments, Investment Banking, Equity Research, Hedge Funds, Asset Management, Risk Management, Bloomberg, Accounting, Financial Modeling, Equities, Finance, Valuation, Investments, Data Analysis, Portfolio Management
Education
Brigham Young University 2007 — 2010
Bachelor of Science Business Management with emphasis on Finance
Ron Fry Ron Fry's Wachovia Securities, LLC Experience October 1998 - December 2009
Job Senior Vice President and Partner at Sherman & Company
Industry Investment Banking
Experience
Sherman & Company January 2010 - Present
Purple Heart Homes Inc. October 2012 - Present
Wachovia Securities, LLC October 1998 - December 2009
US Army, Army National Guard October 1985 - February 2006
Skills
Mergers, Business Acquisition, Corporate Finance, Underwriting, Strategic Leadership, Strategic Planning, Financial Modeling, Financial Analysis, Insurance, Financial Institutions, Financial Advisory, Corporate Advisory, Strategic Advisory, Capital Markets, Statutory Reporting, Credit Risk, Credit Portfolio..., Team Leadership, Team Building, Staff Mentoring, Contract Negotiation, Portfolio Management, Mergers & Acquisitions, Strategic Financial..., Reinsurance, Strategy, Loans, Financial Services, Finance, Valuation, Asset Management, Investment Banking, Financial Structuring, Leadership, Business Development, Due Diligence, Financial Risk, Executive Management, Management, Securities, Commercial Banking
Education
Wake Forest University - Babcock Graduate School of Management 2005 — 2007
MBA
Belmont Abbey College 1996 — 1998
BA, Business Administration
Arizona State University 1988 — 1991
Clinical Laboratory Science
Sherman & Company January 2010 - Present
Purple Heart Homes Inc. October 2012 - Present
Wachovia Securities, LLC October 1998 - December 2009
US Army, Army National Guard October 1985 - February 2006
Skills
Mergers, Business Acquisition, Corporate Finance, Underwriting, Strategic Leadership, Strategic Planning, Financial Modeling, Financial Analysis, Insurance, Financial Institutions, Financial Advisory, Corporate Advisory, Strategic Advisory, Capital Markets, Statutory Reporting, Credit Risk, Credit Portfolio..., Team Leadership, Team Building, Staff Mentoring, Contract Negotiation, Portfolio Management, Mergers & Acquisitions, Strategic Financial..., Reinsurance, Strategy, Loans, Financial Services, Finance, Valuation, Asset Management, Investment Banking, Financial Structuring, Leadership, Business Development, Due Diligence, Financial Risk, Executive Management, Management, Securities, Commercial Banking
Education
Wake Forest University - Babcock Graduate School of Management 2005 — 2007
MBA
Belmont Abbey College 1996 — 1998
BA, Business Administration
Arizona State University 1988 — 1991
Clinical Laboratory Science
Brent Maurer, CFP®'s Wachovia Securities, LLC Experience October 2007 - July 2009
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC July 2009 - Present
Wachovia Securities, LLC October 2007 - July 2009
A.G.Edwards & Sons, Inc. July 2001 - October 2007
Skills
Asset Allocation, Series 7, Retirement Planning, Investments, Finance, Wealth Management, Mutual Funds
Education
Anderson University 1996 — 2000
BA, Finance
Wells Fargo Advisors, LLC July 2009 - Present
Wachovia Securities, LLC October 2007 - July 2009
A.G.Edwards & Sons, Inc. July 2001 - October 2007
Skills
Asset Allocation, Series 7, Retirement Planning, Investments, Finance, Wealth Management, Mutual Funds
Education
Anderson University 1996 — 2000
BA, Finance
William Maurer's Wachovia Securities, LLC Experience October 2007 - July 2009
Job Senior V. P. Investments at The Maurer Financial Group of Wells Fargo Advisors, LLC
Industry Financial Services
Experience
The Maurer Financial Group at Wells Fargo Advisors, LLC July 2009 - Present
Wachovia Securities, LLC October 2007 - July 2009
A. G. Edwards & Sons, Inc. October 1975 - October 2007
Shearson, Hammill & Co April 1972 - October 1975
Skills
Mutual Funds, Securities, Wealth Management, Series 7, Retirement Planning, Investments, Series 63, Investment Advisory, Portfolio Management, Financial Planning, Sales, Human Resources, Customer Service, Estate Planning, Real Estate, Asset Allocation, Retirement
Education
Anderson University 1966 — 1970
BA, Business
The Maurer Financial Group at Wells Fargo Advisors, LLC July 2009 - Present
Wachovia Securities, LLC October 2007 - July 2009
A. G. Edwards & Sons, Inc. October 1975 - October 2007
Shearson, Hammill & Co April 1972 - October 1975
Skills
Mutual Funds, Securities, Wealth Management, Series 7, Retirement Planning, Investments, Series 63, Investment Advisory, Portfolio Management, Financial Planning, Sales, Human Resources, Customer Service, Estate Planning, Real Estate, Asset Allocation, Retirement
Education
Anderson University 1966 — 1970
BA, Business
Amy Guills Amy Guills's Wachovia Securities, LLC Experience 2002 - 2004
Job Assurance Senior Manager, Banking & Capital Markets PwC
Industry Accounting
Experience
PricewaterhouseCoopers LLP January 2004 - Present
Wachovia Securities, LLC 2002 - 2004
Deloitte & Touche 1999 - 2002
Skills
Accounting, Enterprise Risk..., External Audit, Internal Controls, US GAAP, Sarbanes-Oxley Act, Auditing, GAAP, Investments, Financial Analysis, Financial Accounting
Education
Bridgewater College 1994 — 1998
BS, Business Administration, Accounting & Finance
PricewaterhouseCoopers LLP January 2004 - Present
Wachovia Securities, LLC 2002 - 2004
Deloitte & Touche 1999 - 2002
Skills
Accounting, Enterprise Risk..., External Audit, Internal Controls, US GAAP, Sarbanes-Oxley Act, Auditing, GAAP, Investments, Financial Analysis, Financial Accounting
Education
Bridgewater College 1994 — 1998
BS, Business Administration, Accounting & Finance
Susan Theon's Wachovia Securities, LLC Experience July 1995 - January 1997
Job Support Group Facilitator at Alzheimer's Association®
Industry Financial Services
Experience
Alzheimer's Association® September 2014 - Present
Financial Services March 2014 - Present
Park Street Financial Group September 2013 - March 2014
EDS eBreviate November 2000 - April 2002
Online Resources July 1999 - November 2000
Thomson Financial January 1997 - July 1999
Wachovia Securities, LLC July 1995 - January 1997
Yamaichi Securities July 1993 - December 1994
Union Bank of Switzerland June 1992 - July 1993
Salomon Brothers June 1990 - June 1992
Skills
Program Management, Business Development, Finance, Professional Services
Education
Virginia Commonwealth University 2015 — 2019
Master’s Degree, Clinical/Medical Social Work
Barnard College 1986 — 1990
B.A., Economics
Alzheimer's Association® September 2014 - Present
Financial Services March 2014 - Present
Park Street Financial Group September 2013 - March 2014
EDS eBreviate November 2000 - April 2002
Online Resources July 1999 - November 2000
Thomson Financial January 1997 - July 1999
Wachovia Securities, LLC July 1995 - January 1997
Yamaichi Securities July 1993 - December 1994
Union Bank of Switzerland June 1992 - July 1993
Salomon Brothers June 1990 - June 1992
Skills
Program Management, Business Development, Finance, Professional Services
Education
Virginia Commonwealth University 2015 — 2019
Master’s Degree, Clinical/Medical Social Work
Barnard College 1986 — 1990
B.A., Economics
Chip Brown's Wachovia Securities, LLC Experience June 2007 - September 2008
Job CFO Classic Party Rentals
Industry Events Services
Experience
Classic Party Rentals September 2014 - Present
Classic Party Rentals July 2012 - September 2014
Quad-C Management, Inc. September 2008 - July 2012
Wachovia Securities, LLC June 2007 - September 2008
Skills
Investments, Capital, Corporate Finance, Due Diligence, Equities, Finance, Financial Modeling, Financial Analysis, Investment Banking, LBO, Management, Mergers, Private Equity, Valuation, Portfolio Management, Strategic Planning
Education
Brigham Young University 2004 — 2007
Masters of Accountancy
Classic Party Rentals September 2014 - Present
Classic Party Rentals July 2012 - September 2014
Quad-C Management, Inc. September 2008 - July 2012
Wachovia Securities, LLC June 2007 - September 2008
Skills
Investments, Capital, Corporate Finance, Due Diligence, Equities, Finance, Financial Modeling, Financial Analysis, Investment Banking, LBO, Management, Mergers, Private Equity, Valuation, Portfolio Management, Strategic Planning
Education
Brigham Young University 2004 — 2007
Masters of Accountancy
Stephane Wynter, PMP's Wachovia Securities, LLC Experience May 2000 - October 2003
Job
Industry Financial Services
Experience
Fidelity Investments May 2007 - Present
YMCA of Greater Charlotte, NC November 2013 - April 2014
HSBC, Alternative Fund Services April 2005 - April 2007
Coinmach Corporation October 2003 - April 2005
Wachovia Securities, LLC May 2000 - October 2003
Skills
Analysis, Contract Negotiation, Leadership, Management, PMO, PMP, Process Improvement, Program Management, Project Management, Project Planning, Project Portfolio..., Quality Assurance, SDLC, Six Sigma, Business Analysis, Team Building, Vendor Management
Education
Baruch College, City University of New York (CUNY) 1995 — 2000
BBA, CIS, Business Administration
Fidelity Investments May 2007 - Present
YMCA of Greater Charlotte, NC November 2013 - April 2014
HSBC, Alternative Fund Services April 2005 - April 2007
Coinmach Corporation October 2003 - April 2005
Wachovia Securities, LLC May 2000 - October 2003
Skills
Analysis, Contract Negotiation, Leadership, Management, PMO, PMP, Process Improvement, Program Management, Project Management, Project Planning, Project Portfolio..., Quality Assurance, SDLC, Six Sigma, Business Analysis, Team Building, Vendor Management
Education
Baruch College, City University of New York (CUNY) 1995 — 2000
BBA, CIS, Business Administration
Joey Rackley's Wachovia Securities, LLC Experience July 2004 - May 2008
Job Vice President, LPL Financial Research
Industry Financial Services
Experience
LPL Financial June 2014 - Present
LPL Financial March 2013 - Present
LPL Financial June 2008 - March 2013
Wachovia Securities, LLC July 2004 - May 2008
Skills
Series 7, Bloomberg, Series 63, Mutual Funds, Investments, Asset Allocation, Equities, Investment Strategies, Fixed Income, Portfolio Management
Education
Brown University 1999 — 2003
Bachelor of Arts (B.A.), History
LPL Financial June 2014 - Present
LPL Financial March 2013 - Present
LPL Financial June 2008 - March 2013
Wachovia Securities, LLC July 2004 - May 2008
Skills
Series 7, Bloomberg, Series 63, Mutual Funds, Investments, Asset Allocation, Equities, Investment Strategies, Fixed Income, Portfolio Management
Education
Brown University 1999 — 2003
Bachelor of Arts (B.A.), History
Judy Seibel's Wachovia Securities, LLC Experience 2006 - 2007
Job Senior Consultant at CapTech Ventures, Inc
Industry Financial Services
Experience
CapTech Ventures, Inc May 2015 - Present
Genworth April 2012 - April 2015
Staff Focus/ Iconma September 2009 - March 2012
Wachovia Securities 2008 - September 2009
Wachovia Securities, LLC 2006 - 2007
Wachovia Securities, LLC 2003 - 2006
Wachovia Securities, LLC 2002 - 2003
Circuit City 1998 - 2002
Tommy Hilfiger 1996 - 1998
The Disney Store 1994 - 1996
Skills
Cross-functional Team..., Process Improvement, Change Management, Program Management, Management, Leadership, Strategy, Project Management, Business Process, Strategic Planning, Product Development, Recruiting, Risk Management, Analysis, Training
Education
Central Michigan University 2005 — 2007
MSA
Central Michigan University 2005 — 2006
Graduate Certificate, Leadership
Virginia Commonwealth University 2004 — 2005
Business
Radford University 1988 — 1992
BS, Psychology
CapTech Ventures, Inc May 2015 - Present
Genworth April 2012 - April 2015
Staff Focus/ Iconma September 2009 - March 2012
Wachovia Securities 2008 - September 2009
Wachovia Securities, LLC 2006 - 2007
Wachovia Securities, LLC 2003 - 2006
Wachovia Securities, LLC 2002 - 2003
Circuit City 1998 - 2002
Tommy Hilfiger 1996 - 1998
The Disney Store 1994 - 1996
Skills
Cross-functional Team..., Process Improvement, Change Management, Program Management, Management, Leadership, Strategy, Project Management, Business Process, Strategic Planning, Product Development, Recruiting, Risk Management, Analysis, Training
Education
Central Michigan University 2005 — 2007
MSA
Central Michigan University 2005 — 2006
Graduate Certificate, Leadership
Virginia Commonwealth University 2004 — 2005
Business
Radford University 1988 — 1992
BS, Psychology
Hasani Hampden, MBA, CISA's Wachovia Securities, LLC Experience May 2003 - July 2003
Job IT Audit Manager
Industry Information Technology and Services
Experience
Siemens AG June 2011 - Present
KPMG August 2007 - June 2011
KPMG, LLP June 2006 - August 2006
JP Morgan Chase May 2004 - August 2005
Wachovia Securities, LLC May 2003 - July 2003
Skills
Internal Controls, Requirements Analysis, Risk Management, Auditing, SAP, SAP R/3, Internal Audit, Management, Financial Reporting, Business Process, Leadership
Education
Binghamton University - School of Management 2005 — 2007
MBA, General Managment
Binghamton University 2001 — 2005
BS, Comupter Science
Murdoch University 2003 — 2003
BS, Computer Science
Siemens AG June 2011 - Present
KPMG August 2007 - June 2011
KPMG, LLP June 2006 - August 2006
JP Morgan Chase May 2004 - August 2005
Wachovia Securities, LLC May 2003 - July 2003
Skills
Internal Controls, Requirements Analysis, Risk Management, Auditing, SAP, SAP R/3, Internal Audit, Management, Financial Reporting, Business Process, Leadership
Education
Binghamton University - School of Management 2005 — 2007
MBA, General Managment
Binghamton University 2001 — 2005
BS, Comupter Science
Murdoch University 2003 — 2003
BS, Computer Science
Jane Farias (Rupp)'s Wachovia Securities, LLC Experience 2004 - August 2008
Job Sr. Oracle Database Developer at ShopperTrak
Industry Information Technology and Services
Experience
ShopperTrak August 2008 - Present
Wachovia Corporation November 2004 - August 2008
Wachovia Securities LLC 2004 - August 2008
Greenbrier & Russel November 2000 - November 2004
Rexnord 1998 - 2000
DMR Consulting 1997 - 2000
DMR 1997 - 2000
Fujitsu Consulting / DMR Consulting / Amdahl Corp 1997 - 2000
Kemper 1997 - 1998
Electronic Data Systems 1985 - 1997
Skills
Requirements Gathering, Visio, SDLC, Business Analysis, Business Intelligence, Requirements Analysis, Software Project..., Integration, Databases, Data Warehousing, Oracle, SQL, PL/SQL, Retail Data Analytics, Market Data, Unix, Finance, Securities, SharePoint, Quality Assurance, Analysis, .NET, Vendor Management, Testing, Agile Methodologies, Database Design, Software Development, Enterprise Architecture, Data Modeling, Performance Tuning, ETL, Systems Analysis, Software Documentation
Education
Bentley University 1981 — 1985
Bachelor of Science Computer Information Systems
Bentley University 1981 — 1985
Associate of Science Accountancy
Bentley University 1981 — 1985
Associate of Science Management
ShopperTrak August 2008 - Present
Wachovia Corporation November 2004 - August 2008
Wachovia Securities LLC 2004 - August 2008
Greenbrier & Russel November 2000 - November 2004
Rexnord 1998 - 2000
DMR Consulting 1997 - 2000
DMR 1997 - 2000
Fujitsu Consulting / DMR Consulting / Amdahl Corp 1997 - 2000
Kemper 1997 - 1998
Electronic Data Systems 1985 - 1997
Skills
Requirements Gathering, Visio, SDLC, Business Analysis, Business Intelligence, Requirements Analysis, Software Project..., Integration, Databases, Data Warehousing, Oracle, SQL, PL/SQL, Retail Data Analytics, Market Data, Unix, Finance, Securities, SharePoint, Quality Assurance, Analysis, .NET, Vendor Management, Testing, Agile Methodologies, Database Design, Software Development, Enterprise Architecture, Data Modeling, Performance Tuning, ETL, Systems Analysis, Software Documentation
Education
Bentley University 1981 — 1985
Bachelor of Science Computer Information Systems
Bentley University 1981 — 1985
Associate of Science Accountancy
Bentley University 1981 — 1985
Associate of Science Management
Freddie Bolling's Wachovia Securities, LLC Experience May 2004 - June 2006
Job Jr Investigative Analyst at Bishops Services Inc A Sterling Infosystems Company
Industry Financial Services
Experience
Bishops Services Inc - A Sterling Infosystems Company April 2013 - Present
E*TRADE Financial March 2008 - May 2012
E*TRADE Financial July 2006 - March 2008
Wachovia Securities LLC May 2004 - June 2006
Wachovia Securities LLC September 2003 - May 2004
CIRCUIT CITY STORES INC January 2001 - January 2003
CIRCUIT CITY STORES INC June 1999 - January 2001
Skills
Financial Services, Series 7, Accounting, Financial Analysis, Series 63, Securities, Credit, Investments, Banking, Portfolio Management, Customer Service, Account Reconciliation, Strategic Financial..., Equities, Forecasting, Securities Fraud, Fraud Detection, Online Fraud, PeopleSoft, Analysis, Access, Mutual Funds, Weight Training, Exercise, Sports Psychology, Sports Coaching, Investigative Research, Fitness Training, Nutrition, KYC, Fraud, FINRA
Education
Capella University 2010 — 2013
Master of Science (MS), Sports Psychology
Old Dominion University 1995 — 1999
Bachelor of Arts, Accounting
Bishops Services Inc - A Sterling Infosystems Company April 2013 - Present
E*TRADE Financial March 2008 - May 2012
E*TRADE Financial July 2006 - March 2008
Wachovia Securities LLC May 2004 - June 2006
Wachovia Securities LLC September 2003 - May 2004
CIRCUIT CITY STORES INC January 2001 - January 2003
CIRCUIT CITY STORES INC June 1999 - January 2001
Skills
Financial Services, Series 7, Accounting, Financial Analysis, Series 63, Securities, Credit, Investments, Banking, Portfolio Management, Customer Service, Account Reconciliation, Strategic Financial..., Equities, Forecasting, Securities Fraud, Fraud Detection, Online Fraud, PeopleSoft, Analysis, Access, Mutual Funds, Weight Training, Exercise, Sports Psychology, Sports Coaching, Investigative Research, Fitness Training, Nutrition, KYC, Fraud, FINRA
Education
Capella University 2010 — 2013
Master of Science (MS), Sports Psychology
Old Dominion University 1995 — 1999
Bachelor of Arts, Accounting
Dan D'Onofrio's Wachovia Securities, LLC Experience May 2005 - December 2007
Job Risk Management Consultant at Bank of America
Industry Financial Services
Experience
Bank of America May 2014 - Present
Wells Fargo June 2013 - March 2014
Bank of America July 2012 - December 2012
Wells Fargo Capital Finance October 2011 - April 2012
Bank of America January 2010 - October 2011
Patriarch Partners LLC February 2008 - 2009
Wachovia Securities, LLC May 2005 - December 2007
Janney Montgomery Scott June 2004 - April 2005
BANC OF AMERICA SECURITIES, LLC January 2002 - June 2002
BANC OF AMERICA SECURITIES, LLC May 2001 - December 2001
Skills
Portfolio Management, Financial Modeling, Credit, Risk Management, Finance, Investments, Mergers & Acquisitions, Financial Analysis, Credit Risk, Loans, Investment Banking, Equities, Derivatives, Structured Finance, Financial Structuring, Bonds, Leveraged Finance
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2002 — 2004
MBA, Investment Management Concentration
Brown University 1994 — 1998
BA, Business Economics & Organizational Behavior and Management
Bank of America May 2014 - Present
Wells Fargo June 2013 - March 2014
Bank of America July 2012 - December 2012
Wells Fargo Capital Finance October 2011 - April 2012
Bank of America January 2010 - October 2011
Patriarch Partners LLC February 2008 - 2009
Wachovia Securities, LLC May 2005 - December 2007
Janney Montgomery Scott June 2004 - April 2005
BANC OF AMERICA SECURITIES, LLC January 2002 - June 2002
BANC OF AMERICA SECURITIES, LLC May 2001 - December 2001
Skills
Portfolio Management, Financial Modeling, Credit, Risk Management, Finance, Investments, Mergers & Acquisitions, Financial Analysis, Credit Risk, Loans, Investment Banking, Equities, Derivatives, Structured Finance, Financial Structuring, Bonds, Leveraged Finance
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2002 — 2004
MBA, Investment Management Concentration
Brown University 1994 — 1998
BA, Business Economics & Organizational Behavior and Management
Parry Gosling's Wachovia Securities, LLC Experience October 2006 - October 2010
Job Debt Capital Markets at BlackRock
Industry Real Estate
Experience
BlackRock August 2014 - Present
Wells Fargo Bank July 2010 - July 2014
Wachovia Securities, LLC October 2006 - October 2010
Wachovia Securities October 2006 - February 2009
Cushman & Wakefield June 2004 - October 2006
Bank of New York Mellon June 1987 - November 2003
Skills
Asset Management, Corporate Real Estate, Real Estate Economics, Real Estate, Disposition, Commercial Real Estate, Portfolio Management, Investments, Commercial Mortgages, Investment Properties, Due Diligence, Financial Modeling
Education
New York University 1989 — 1992
MS, Real Estate
Boston University Questrom School of Business 1985 — 1987
MBA, Financee
Bucknell University 1979 — 1983
Bachelor of Arts (BA), Economics
Deerfield Academy 1976 — 1979
BlackRock August 2014 - Present
Wells Fargo Bank July 2010 - July 2014
Wachovia Securities, LLC October 2006 - October 2010
Wachovia Securities October 2006 - February 2009
Cushman & Wakefield June 2004 - October 2006
Bank of New York Mellon June 1987 - November 2003
Skills
Asset Management, Corporate Real Estate, Real Estate Economics, Real Estate, Disposition, Commercial Real Estate, Portfolio Management, Investments, Commercial Mortgages, Investment Properties, Due Diligence, Financial Modeling
Education
New York University 1989 — 1992
MS, Real Estate
Boston University Questrom School of Business 1985 — 1987
MBA, Financee
Bucknell University 1979 — 1983
Bachelor of Arts (BA), Economics
Deerfield Academy 1976 — 1979
Katie Babkina's Wachovia Securities, LLC Experience February 2001 - February 2003
Job Professional Independent Dog Walker at Canine Concierge
Industry Veterinary
Experience
Canine Concierge April 2009 - Present
PG&E March 2005 - April 2009
JMP Securities March 2003 - February 2005
Wachovia Securities, LLC February 2001 - February 2003
Skills
Data Analysis, Microsoft Excel, Healthcare, Research, Project Management, Event Planning, Leadership, Management, Marketing, Public Speaking, Sales, Social Media, Strategic Planning, Strategy, Customer Service, Marketing Strategy
Education
Boston University - School of Management 1994 — 1996
Bachelor of Science, International Finance
Canine Concierge April 2009 - Present
PG&E March 2005 - April 2009
JMP Securities March 2003 - February 2005
Wachovia Securities, LLC February 2001 - February 2003
Skills
Data Analysis, Microsoft Excel, Healthcare, Research, Project Management, Event Planning, Leadership, Management, Marketing, Public Speaking, Sales, Social Media, Strategic Planning, Strategy, Customer Service, Marketing Strategy
Education
Boston University - School of Management 1994 — 1996
Bachelor of Science, International Finance
Nick Catsoules, MBA's Wachovia Securities, LLC Experience 2008 - 2009
Job Client Manager Flagship at Vanguard
Industry Financial Services
Experience
Vanguard March 2014 - Present
Arizona State University November 2011 - March 2014
Desert Schools Federal Credit Union June 2009 - November 2011
Wachovia Securities October 2008 - April 2009
Wachovia Securities, LLC 2008 - 2009
THMC Insurance Agency, Inc 2006 - 2008
Refinanceyourcar.com 2005 - 2006
TruWest Credit Union 2003 - 2005
TruWest Credit Union 2001 - 2002
TruWest Credit Union 1999 - 2000
Skills
Leadership, Banking, Team Leadership, Strategic Planning, Series 63, Series 7, series 24, New Business Development, Sales Management, Coaching, Business Development, Management, Account Management, Higher Education, Credit, Finance, Sales, Marketing, Relationship Development, Selling, Marketing Strategy, Customer Service, Consultative Selling, Marketing Communications
Education
St. Edward's University 2001 — 2003
M.B.A.
Arizona State University 1990 — 1994
B.S., Business Management
Saguaro High School
La Cueva High School
Security Licenses
Series 7, 24 and 63 licenses
Vanguard March 2014 - Present
Arizona State University November 2011 - March 2014
Desert Schools Federal Credit Union June 2009 - November 2011
Wachovia Securities October 2008 - April 2009
Wachovia Securities, LLC 2008 - 2009
THMC Insurance Agency, Inc 2006 - 2008
Refinanceyourcar.com 2005 - 2006
TruWest Credit Union 2003 - 2005
TruWest Credit Union 2001 - 2002
TruWest Credit Union 1999 - 2000
Skills
Leadership, Banking, Team Leadership, Strategic Planning, Series 63, Series 7, series 24, New Business Development, Sales Management, Coaching, Business Development, Management, Account Management, Higher Education, Credit, Finance, Sales, Marketing, Relationship Development, Selling, Marketing Strategy, Customer Service, Consultative Selling, Marketing Communications
Education
St. Edward's University 2001 — 2003
M.B.A.
Arizona State University 1990 — 1994
B.S., Business Management
Saguaro High School
La Cueva High School
Security Licenses
Series 7, 24 and 63 licenses
Lowell Bacchus's Wachovia Securities, LLC Experience January 2006 - July 2007
Job Vice President / Credit Risk Manager at J.P. Morgan
Industry Commercial Real Estate
Experience
J.P. Morgan March 2015 - Present
JP Morgan Chase September 2009 - March 2015
Washington Mutual Bank July 2007 - September 2008
Wachovia Securities, LLC January 2006 - July 2007
Skills
Financial Analysis, Commercial Lending, Investments, Finance, Credit, Credit Analysis, Underwriting, Loans, Portfolio Management, Management, Financial Modeling, Asset Management, Real Estate, Risk Management, Banking, Mortgage Lending
Education
Andrews University 2000 — 2004
BA, Finance
J.P. Morgan March 2015 - Present
JP Morgan Chase September 2009 - March 2015
Washington Mutual Bank July 2007 - September 2008
Wachovia Securities, LLC January 2006 - July 2007
Skills
Financial Analysis, Commercial Lending, Investments, Finance, Credit, Credit Analysis, Underwriting, Loans, Portfolio Management, Management, Financial Modeling, Asset Management, Real Estate, Risk Management, Banking, Mortgage Lending
Education
Andrews University 2000 — 2004
BA, Finance
Peter Sinton's Wachovia Securities, LLC Experience 2005 - 2009
Job Managing Director, FA Integration and Growth at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors October 2014 - Present
Wells Fargo Advisors LLC April 1998 - Present
Wachovia Securities, LLC 2005 - 2009
Evergreen Investments 1999 - 2005
Education
Carnegie Mellon University 1990 — 1994
Wells Fargo Advisors October 2014 - Present
Wells Fargo Advisors LLC April 1998 - Present
Wachovia Securities, LLC 2005 - 2009
Evergreen Investments 1999 - 2005
Education
Carnegie Mellon University 1990 — 1994
Rich Setaro's Wachovia Securities, LLC Experience 2006 - 2009
Job Private/Business Loan Underwriter at Wells Fargo
Industry Financial Services
Experience
Wells Fargo January 2013 - Present
Bank of America August 2009 - December 2012
Wachovia Securities, LLC 2006 - 2009
Wachovia Securities, LLC January 2006 - September 2006
Skills
Retirement, Management Consulting, Financial Analysis, Financial Modeling, Valuation, Banking, Portfolio Management, Risk Management, Leadership, Retail Banking, Financial Services
Education
Appalachian State University
Bachelor of Science (BS)
Myers Park High School
Wells Fargo January 2013 - Present
Bank of America August 2009 - December 2012
Wachovia Securities, LLC 2006 - 2009
Wachovia Securities, LLC January 2006 - September 2006
Skills
Retirement, Management Consulting, Financial Analysis, Financial Modeling, Valuation, Banking, Portfolio Management, Risk Management, Leadership, Retail Banking, Financial Services
Education
Appalachian State University
Bachelor of Science (BS)
Myers Park High School
Amer Helmy's Wachovia Securities, LLC Experience 2000 - 2004
Job IT Consultant at Fidelity Investments
Industry Information Technology and Services
Experience
Fidelity Investments August 2014 - Present
Morgan Stanley June 2012 - May 2014
Fidelity Investments April 2009 - June 2012
Prudential Investments. August 2008 - January 2009
Morgan Stanley June 2007 - April 2008
Prudential Financial April 2005 - June 2007
Wachovia Securities/Prudential Securities May 1995 - April 2005
Prudential Securities 2000 - 2004
Wachovia Securities, LLC 2000 - 2004
Delaware Charter Guarantee & Trust February 1994 - May 1995
Skills
CICS, SDLC, Business Analysis, Business Requirements, Management, Project Management, JCL, Software Project..., Databases, VSAM, Mainframe, Enterprise Architecture, Data Modeling, Agile Methodologies, IBM Mainframe, Process Improvement, Project Portfolio..., Requirements Analysis, Program Management, COBOL, Business Intelligence, Visio, IT Strategy, Disaster Recovery, DB2, Change Management, Systems Analysis, Project Planning, Financial Services, Requirements Gathering, User Acceptance Testing, Business Process, Risk Management, MS Project, SharePoint, Integration, IT Management, Software Documentation, Fileaid, Analysis, Quality Center, SQL, Data Warehousing, Endeavor, MVS, Leadership, PMO
Education
Brookdale Community College 2005 — 2006
Chubb Institute 1992 — 2000
Alexandria University 1985 — 1990
pychology
Fidelity Investments August 2014 - Present
Morgan Stanley June 2012 - May 2014
Fidelity Investments April 2009 - June 2012
Prudential Investments. August 2008 - January 2009
Morgan Stanley June 2007 - April 2008
Prudential Financial April 2005 - June 2007
Wachovia Securities/Prudential Securities May 1995 - April 2005
Prudential Securities 2000 - 2004
Wachovia Securities, LLC 2000 - 2004
Delaware Charter Guarantee & Trust February 1994 - May 1995
Skills
CICS, SDLC, Business Analysis, Business Requirements, Management, Project Management, JCL, Software Project..., Databases, VSAM, Mainframe, Enterprise Architecture, Data Modeling, Agile Methodologies, IBM Mainframe, Process Improvement, Project Portfolio..., Requirements Analysis, Program Management, COBOL, Business Intelligence, Visio, IT Strategy, Disaster Recovery, DB2, Change Management, Systems Analysis, Project Planning, Financial Services, Requirements Gathering, User Acceptance Testing, Business Process, Risk Management, MS Project, SharePoint, Integration, IT Management, Software Documentation, Fileaid, Analysis, Quality Center, SQL, Data Warehousing, Endeavor, MVS, Leadership, PMO
Education
Brookdale Community College 2005 — 2006
Chubb Institute 1992 — 2000
Alexandria University 1985 — 1990
pychology
Andrea Timberlake's Wachovia Securities, LLC Experience December 2008 - April 2009
Job Client Service Manager at Larson Financial Group
Industry Financial Services
Experience
Larson Financial Group December 2011 - Present
Mastrapasqua Asset Management September 2011 - December 2011
Morgan Stanley Smith Barney February 2010 - June 2010
Wachovia Securities, LLC December 2008 - April 2009
HCA May 2006 - August 2006
HCA May 2004 - August 2004
Skills
Excel, Word, PowerPoint, Financial Analysis, Administration, Asset Management, Microsoft Office, Outlook, Corporate Finance, Accounting, Research, Forecasting, Financial Accounting, Market Research, Teamwork, Problem Solving, Valuation, Investments, Mutual Funds, Microsoft Excel, Risk Management
Education
Lipscomb University 2009 — 2011
MBA, Financial Services
Belmont University 2004 — 2008
BBA, Finance
Larson Financial Group December 2011 - Present
Mastrapasqua Asset Management September 2011 - December 2011
Morgan Stanley Smith Barney February 2010 - June 2010
Wachovia Securities, LLC December 2008 - April 2009
HCA May 2006 - August 2006
HCA May 2004 - August 2004
Skills
Excel, Word, PowerPoint, Financial Analysis, Administration, Asset Management, Microsoft Office, Outlook, Corporate Finance, Accounting, Research, Forecasting, Financial Accounting, Market Research, Teamwork, Problem Solving, Valuation, Investments, Mutual Funds, Microsoft Excel, Risk Management
Education
Lipscomb University 2009 — 2011
MBA, Financial Services
Belmont University 2004 — 2008
BBA, Finance
Parul Yadav's Wachovia Securities, LLC Experience May 2006 - July 2007
Job Financial Risk Analyst
Industry Financial Services
Experience
GENPACT LLC August 2007 - November 2010
Wachovia Securities, LLC May 2006 - July 2007
Genworth Financial May 2004 - April 2006
Skills
Social Networking, Internal Communications, Volunteer Management
Education
SCDL, Pune 2006 — 2008
PGDBA, Finance
Actuarial Society of India, Bombay 2004 — 2004
CT -7, Economics
Delhi University 2000 — 2003
B.A (Hons), Economics
Apeejay School 1998 — 2000
Finance, Majors
GENPACT LLC August 2007 - November 2010
Wachovia Securities, LLC May 2006 - July 2007
Genworth Financial May 2004 - April 2006
Skills
Social Networking, Internal Communications, Volunteer Management
Education
SCDL, Pune 2006 — 2008
PGDBA, Finance
Actuarial Society of India, Bombay 2004 — 2004
CT -7, Economics
Delhi University 2000 — 2003
B.A (Hons), Economics
Apeejay School 1998 — 2000
Finance, Majors
Linda Gregier's Wachovia Securities, LLC Experience October 2008 - Present
Job Financial Adviser Candidate at Wachovia Securities, LLC
Industry Investment Management
Experience
Wachovia Securities, LLC October 2008 - Present
Wachovia Securities April 2008 - October 2008
Healthfirst October 2007 - April 2008
Education
Barnard College 2003 — 2007
Columbia University in the City of New York 2003 — 2007
Suffern High School 1999 — 2003
Wachovia Securities, LLC October 2008 - Present
Wachovia Securities April 2008 - October 2008
Healthfirst October 2007 - April 2008
Education
Barnard College 2003 — 2007
Columbia University in the City of New York 2003 — 2007
Suffern High School 1999 — 2003
Kishore Ancha's Wachovia Securities, LLC Experience January 2006 - November 2007
Job Senior Openlink Endur Developer at Shell Trading
Industry Information Technology and Services
Experience
Shell Trading March 2012 - Present
Enterprise Products April 2011 - March 2012
Shell Trading February 2009 - April 2011
Credit Suisse January 2008 - January 2009
Wachovia Securities, LLC January 2006 - November 2007
Capgemini December 2003 - January 2006
Polaris Software Labs Ltd. December 2002 - December 2003
Orbitech July 2000 - July 2001
Skills
Endur, AVS, JVs, Openlink, ETRM, Commodity Markets
Education
Birla Institute of Technology and Science, Pilani 2001 — 2002
Masters, Software Systems
Birla Institute of Technology and Science 1996 — 2000
Bachelors
Shell Trading March 2012 - Present
Enterprise Products April 2011 - March 2012
Shell Trading February 2009 - April 2011
Credit Suisse January 2008 - January 2009
Wachovia Securities, LLC January 2006 - November 2007
Capgemini December 2003 - January 2006
Polaris Software Labs Ltd. December 2002 - December 2003
Orbitech July 2000 - July 2001
Skills
Endur, AVS, JVs, Openlink, ETRM, Commodity Markets
Education
Birla Institute of Technology and Science, Pilani 2001 — 2002
Masters, Software Systems
Birla Institute of Technology and Science 1996 — 2000
Bachelors
Sarah (Lochner) Schachinger's Wachovia Securities, LLC Experience March 2001 - March 2004
Job Director, BlackRock
Industry Financial Services
Experience
BlackRock November 2011 - Present
BlackRock March 2006 - November 2011
BlackRock March 2004 - March 2006
Wachovia Securities, LLC March 2001 - March 2004
ING Barings, LLC July 2000 - March 2001
Skills
Investments, ETFs, Investment Strategies, Asset Allocation, Series 63, Series 7, Series 65
Education
Columbia University - Columbia Business School 2008 — 2010
MBA, Finance
University of California, Berkeley, Haas School of Business 2008 — 2010
MBA, Finance
Brown University 1996 — 2000
BA, Business Economics
BlackRock November 2011 - Present
BlackRock March 2006 - November 2011
BlackRock March 2004 - March 2006
Wachovia Securities, LLC March 2001 - March 2004
ING Barings, LLC July 2000 - March 2001
Skills
Investments, ETFs, Investment Strategies, Asset Allocation, Series 63, Series 7, Series 65
Education
Columbia University - Columbia Business School 2008 — 2010
MBA, Finance
University of California, Berkeley, Haas School of Business 2008 — 2010
MBA, Finance
Brown University 1996 — 2000
BA, Business Economics
Cathy Gress's Wachovia Securities, LLC Experience 2003 - 2005
Job Risk Management Consultant
Industry Financial Services
Experience
Wells Fargo 2009 - Present
Wachovia 2005 - 2009
Wachovia Securities, LLC 2003 - 2005
Wachovia Securities, LLC 1996 - 2003
McKesson 1995 - 1996
Resource Opportunities Inc 1993 - 1994
Muhleman & Associates 1991 - 1992
The Bernstein Companies 1987 - 1989
Coldwell Banker Residential Real Estate, DC 1985 - 1987
Skills
Risk Management, Business Process..., Analysis, Management, PMO, Budgets, Banking, Financial Services, Process Improvement, Operational Risk..., Relationship Management, SDLC, Leadership
Education
Averett University 1997 — 1999
BA, Business Administration
Vincennes University 1982 — 1983
Wells Fargo 2009 - Present
Wachovia 2005 - 2009
Wachovia Securities, LLC 2003 - 2005
Wachovia Securities, LLC 1996 - 2003
McKesson 1995 - 1996
Resource Opportunities Inc 1993 - 1994
Muhleman & Associates 1991 - 1992
The Bernstein Companies 1987 - 1989
Coldwell Banker Residential Real Estate, DC 1985 - 1987
Skills
Risk Management, Business Process..., Analysis, Management, PMO, Budgets, Banking, Financial Services, Process Improvement, Operational Risk..., Relationship Management, SDLC, Leadership
Education
Averett University 1997 — 1999
BA, Business Administration
Vincennes University 1982 — 1983
Michelle Parkes's Wachovia Securities, LLC Experience April 2004 - April 2006
Job PC\LAN Analyst at Wells Fargo
Industry Information Technology and Services
Experience
Wachovia Technical Service Specialist 3Wells Fargo Advisors2006 - Present
Wachovia Securities, LLC April 2004 - April 2006
Skills
Active Directory, Help Desk Support, Technical Support, SharePoint, Call Centers, Access
Education
Albion College 1995 — 1998
Bachelor of Arts, Computational Math
City University of New York-John Jay College of Criminal Justice and albion college
Bachelor of Arts (B.A.), Mathematics
Wachovia Technical Service Specialist 3Wells Fargo Advisors2006 - Present
Wachovia Securities, LLC April 2004 - April 2006
Skills
Active Directory, Help Desk Support, Technical Support, SharePoint, Call Centers, Access
Education
Albion College 1995 — 1998
Bachelor of Arts, Computational Math
City University of New York-John Jay College of Criminal Justice and albion college
Bachelor of Arts (B.A.), Mathematics
Virginia Ginny Stevens, CRPC, CSNA's Wachovia Securities, LLC Experience 1996 - 2005
Job Certified Special Needs Advisor & Chartered Retirement Planning Consultant
Industry Financial Services
Experience
Merrill Lynch December 2008 - Present
Bank North Investment Group 2006 - 2008
Bank of America 2005 - 2007
Wachovia Securities, LLC 1996 - 2005
The ARC of Massachusetts 1980 - 1984
Education
Boston College 1995 — 1996
Special Education Severe Disablities
Massachusetts College of Liberal Arts 1978 — 1982
BA, Sociology/Psychology
Ipswich High School 1974 — 1978
Merrill Lynch December 2008 - Present
Bank North Investment Group 2006 - 2008
Bank of America 2005 - 2007
Wachovia Securities, LLC 1996 - 2005
The ARC of Massachusetts 1980 - 1984
Education
Boston College 1995 — 1996
Special Education Severe Disablities
Massachusetts College of Liberal Arts 1978 — 1982
BA, Sociology/Psychology
Ipswich High School 1974 — 1978
Rick Mudrinich's Wachovia Securities, LLC Experience June 2005 - April 2006
Job Principal at Mudrinich Ventures
Industry Investment Management
Experience
Mudrinich Ventures May 2003 - Present
IBM Global Services September 2006 - June 2007
Wachovia Securities, LLC June 2005 - April 2006
Foresight Science & Technology December 2004 - September 2005
Morgan Stanley March 2002 - March 2003
Citi Group January 2001 - November 2001
Cambridge Technology Partners April 2000 - November 2000
Prudential Securities June 1998 - April 2000
Salomon Smith Barney February 1998 - June 1998
Bear Stearns August 1993 - December 1997
Education
Carnegie Mellon University - Tepper School of Business 1991 — 1993
MBA, Marketing and Finance
Penn State University 1981 — 1985
Bachelor of Science, Chemical Engineering
Mudrinich Ventures May 2003 - Present
IBM Global Services September 2006 - June 2007
Wachovia Securities, LLC June 2005 - April 2006
Foresight Science & Technology December 2004 - September 2005
Morgan Stanley March 2002 - March 2003
Citi Group January 2001 - November 2001
Cambridge Technology Partners April 2000 - November 2000
Prudential Securities June 1998 - April 2000
Salomon Smith Barney February 1998 - June 1998
Bear Stearns August 1993 - December 1997
Education
Carnegie Mellon University - Tepper School of Business 1991 — 1993
MBA, Marketing and Finance
Penn State University 1981 — 1985
Bachelor of Science, Chemical Engineering
Sreejith John's Wachovia Securities, LLC Experience August 2009 - May 2010
Job Oracle & Sql Server DBA in Suntrust
Industry Financial Services
Experience
SunTrust Bank August 2010 - Present
Divihn Inc January 1999 - Present
Divihn inc 1999 - Present
Fannie Mae April 2010 - July 2011
Wachovia Securities, LLC August 2009 - May 2010
Wellsfargo advisors January 2009 - March 2010
Capital One September 2006 - January 2009
Cyber March 2006 - September 2006
Deutsche Bank September 2004 - February 2006
M/s Arabian German Co. Ltd December 1999 - June 2004
Skills
SDLC, Oracle, Unix, Erwin, Data Warehousing, Databases, Performance Tuning, Microsoft SQL Server, ETL, PL/SQL, SQL, Oracle RAC, Shell Scripting, Sybase, DB2, Informatica, Perl, SQL Tuning, Disaster Recovery, Visual Basic, Unix Shell Scripting
Education
Cheonggang Academy
Diploma; Diploma, Software Management; Computer Management
MIT
SunTrust Bank August 2010 - Present
Divihn Inc January 1999 - Present
Divihn inc 1999 - Present
Fannie Mae April 2010 - July 2011
Wachovia Securities, LLC August 2009 - May 2010
Wellsfargo advisors January 2009 - March 2010
Capital One September 2006 - January 2009
Cyber March 2006 - September 2006
Deutsche Bank September 2004 - February 2006
M/s Arabian German Co. Ltd December 1999 - June 2004
Skills
SDLC, Oracle, Unix, Erwin, Data Warehousing, Databases, Performance Tuning, Microsoft SQL Server, ETL, PL/SQL, SQL, Oracle RAC, Shell Scripting, Sybase, DB2, Informatica, Perl, SQL Tuning, Disaster Recovery, Visual Basic, Unix Shell Scripting
Education
Cheonggang Academy
Diploma; Diploma, Software Management; Computer Management
MIT
Eric Rothman's Wachovia Securities, LLC Experience February 2001 - August 2006
Job Portfolio Manager at CenterSquare Investment Management (formerly Urdang)
Industry Financial Services
Experience
CenterSquare Investment Management (formerly Urdang) 2006 - Present
Wachovia Securities, LLC February 2001 - August 2006
AEW Capital Management September 1997 - January 2001
First Data Corporation 1995 - 1997
Skills
Securities, Economics, Portfolio Management, Investments, Equities, Financial Modeling, Capital Markets, Real Estate, Asset Management, Real Estate Investment, Investor Relations, Bloomberg, Valuation, Alternative Investments, Hedge Funds, Asset Managment, Investment Properties, Equity Research, Investment Banking
Education
Boston University 1991 — 1995
BA, Economics, International Relations and French
CenterSquare Investment Management (formerly Urdang) 2006 - Present
Wachovia Securities, LLC February 2001 - August 2006
AEW Capital Management September 1997 - January 2001
First Data Corporation 1995 - 1997
Skills
Securities, Economics, Portfolio Management, Investments, Equities, Financial Modeling, Capital Markets, Real Estate, Asset Management, Real Estate Investment, Investor Relations, Bloomberg, Valuation, Alternative Investments, Hedge Funds, Asset Managment, Investment Properties, Equity Research, Investment Banking
Education
Boston University 1991 — 1995
BA, Economics, International Relations and French
Glen Ostrander's Wachovia Securities, LLC Experience 1998 - 2006
Job Managing Director, Head of Corporate Development at OFS Management
Industry Financial Services
Experience
OFS Management 2009 - Present
Merrill Lynch 2006 - 2009
Wachovia Securities, LLC 1998 - 2006
Education
Belmont Abbey College 1993 — 1997
Bachelor of Science (B.S.), Accounting and Finance
OFS Management 2009 - Present
Merrill Lynch 2006 - 2009
Wachovia Securities, LLC 1998 - 2006
Education
Belmont Abbey College 1993 — 1997
Bachelor of Science (B.S.), Accounting and Finance
Marsha Frenkel's Wachovia Securities, LLC Experience May 2008 - August 2008
Job Vice President at Wells Fargo Capital Finance
Industry Financial Services
Experience
Wells Fargo Capital Finance March 2015 - Present
Wells Fargo Capital Finance - Technology Finance April 2013 - Present
Wells Fargo Capital Finance - Technology Finance July 2010 - April 2013
Wells Fargo Capital Finance - Financial Analyst Program July 2009 - January 2010
Wachovia Securities, LLC May 2008 - August 2008
BBC Worldwide March 2008 - May 2008
Wachovia Securities, LLC May 2007 - August 2007
Skills
Financial Analysis, Financial Modeling, Portfolio Management, Credit Analysis, Valuation, Corporate Finance, Private Equity, Finance, Credit, Loans, Cash Flow, Leadership, Underwriting, Investments, Banking, Management, Risk Management, Capital Markets, Mergers & Acquisitions, Commercial Lending, Bloomberg, Real Estate, Equities, CRM, Restructuring, Due Diligence, Asset Management
Education
Boston University Questrom School of Business 2005 — 2009
BSBA, Finance & Operations Management
Wells Fargo Capital Finance March 2015 - Present
Wells Fargo Capital Finance - Technology Finance April 2013 - Present
Wells Fargo Capital Finance - Technology Finance July 2010 - April 2013
Wells Fargo Capital Finance - Financial Analyst Program July 2009 - January 2010
Wachovia Securities, LLC May 2008 - August 2008
BBC Worldwide March 2008 - May 2008
Wachovia Securities, LLC May 2007 - August 2007
Skills
Financial Analysis, Financial Modeling, Portfolio Management, Credit Analysis, Valuation, Corporate Finance, Private Equity, Finance, Credit, Loans, Cash Flow, Leadership, Underwriting, Investments, Banking, Management, Risk Management, Capital Markets, Mergers & Acquisitions, Commercial Lending, Bloomberg, Real Estate, Equities, CRM, Restructuring, Due Diligence, Asset Management
Education
Boston University Questrom School of Business 2005 — 2009
BSBA, Finance & Operations Management
Ben Thomason's Wachovia Securities, LLC Experience July 2004 - August 2007
Job Sector Director for Finance at The Fuqua School of Business, Duke University
Industry Education Management
Experience
Duke University July 2012 - Present
Jefferies & Company August 2007 - July 2012
Wachovia Securities, LLC July 2004 - August 2007
Enron February 2000 - May 2002
Skills
Valuation, Financial Modeling, Investment Banking, Corporate Finance, Private Equity, Financial Analysis, Capital Markets, Equities, Due Diligence, Bloomberg, Fixed Income, Mergers, Equity Research, LBO, DCF, Corporate Development, M&A experience, Mergers & Acquisitions, Venture Capital
Education
Duke University - The Fuqua School of Business 2002 — 2004
MBA
Baylor University 1995 — 1999
BBA, Finance
Duke University July 2012 - Present
Jefferies & Company August 2007 - July 2012
Wachovia Securities, LLC July 2004 - August 2007
Enron February 2000 - May 2002
Skills
Valuation, Financial Modeling, Investment Banking, Corporate Finance, Private Equity, Financial Analysis, Capital Markets, Equities, Due Diligence, Bloomberg, Fixed Income, Mergers, Equity Research, LBO, DCF, Corporate Development, M&A experience, Mergers & Acquisitions, Venture Capital
Education
Duke University - The Fuqua School of Business 2002 — 2004
MBA
Baylor University 1995 — 1999
BBA, Finance
Linda Billington's Wachovia Securities, LLC Experience April 2006 - July 2008
Job Financial Services Professional
Industry Financial Services
Experience
Corelogic September 2012 - Present
Bank of America/Rose International June 2010 - March 2011
Morgan Stanley Smith Barney/Randstad November 2008 - May 2010
Wachovia Securities, LLC April 2006 - July 2008
Hoefer & Arnett, Inc. September 1995 - January 2006
Bank of America August 1991 - October 1994
Security Pacific/Bank of America July 1989 - August 1991
Bateman Eichler Hill and Richards August 1986 - February 1989
TRW Space and Defense Division June 1981 - August 1982
Skills
Customer Service, Research, Microsoft Office, Trading Systems, BETA, BPS, IMPACT, BranchNet, Call Center, Switchboard, General Office Skills
Education
Central Piedmont Community College 2013 — 2013
Certification, Conventional Loan Processing
Belmont Abbey College 2011 — 2013
Criminal Justice (Bachelor of Arts), Criminal Justice/Law Enforcement Administration, Deans List
Corelogic September 2012 - Present
Bank of America/Rose International June 2010 - March 2011
Morgan Stanley Smith Barney/Randstad November 2008 - May 2010
Wachovia Securities, LLC April 2006 - July 2008
Hoefer & Arnett, Inc. September 1995 - January 2006
Bank of America August 1991 - October 1994
Security Pacific/Bank of America July 1989 - August 1991
Bateman Eichler Hill and Richards August 1986 - February 1989
TRW Space and Defense Division June 1981 - August 1982
Skills
Customer Service, Research, Microsoft Office, Trading Systems, BETA, BPS, IMPACT, BranchNet, Call Center, Switchboard, General Office Skills
Education
Central Piedmont Community College 2013 — 2013
Certification, Conventional Loan Processing
Belmont Abbey College 2011 — 2013
Criminal Justice (Bachelor of Arts), Criminal Justice/Law Enforcement Administration, Deans List
Jennifer Kendrick's Wachovia Securities, LLC Experience February 2008 - September 2010
Job Business Project Leader at Wells Fargo Insurance Services
Industry Financial Services
Experience
Wells Fargo Insurance Services June 2013 - Present
Wells Fargo Home Mortgage July 2011 - June 2013
SunTrust Mortgage August 2010 - July 2011
Wachovia Securities, LLC February 2008 - September 2010
Wachovia Securities, LLC November 2005 - February 2008
Pomerantz Staffing Services LLC. July 2001 - August 2002
First Union National Bank June 1999 - March 2001
Skills
Process Improvement, Program Management, Cross-functional Team..., Analysis, Requirements Analysis, Strategy, Risk Management, SharePoint, Leadership, Project Management, Management, Training
Education
Aspen University 2014 — 2015
Master of Business Administration (M.B.A.)
Virginia Commonwealth University - School of Business 1993 — 1997
BS, Human Resources and Labor Relations
Wells Fargo Insurance Services June 2013 - Present
Wells Fargo Home Mortgage July 2011 - June 2013
SunTrust Mortgage August 2010 - July 2011
Wachovia Securities, LLC February 2008 - September 2010
Wachovia Securities, LLC November 2005 - February 2008
Pomerantz Staffing Services LLC. July 2001 - August 2002
First Union National Bank June 1999 - March 2001
Skills
Process Improvement, Program Management, Cross-functional Team..., Analysis, Requirements Analysis, Strategy, Risk Management, SharePoint, Leadership, Project Management, Management, Training
Education
Aspen University 2014 — 2015
Master of Business Administration (M.B.A.)
Virginia Commonwealth University - School of Business 1993 — 1997
BS, Human Resources and Labor Relations
Ursula Kelly's Wachovia Securities, LLC Experience April 2007 - November 2008
Job Experienced Business Analyst/Quality Assurance Analyst
Industry Information Technology and Services
Experience
Wachovia Securities, LLC April 2007 - November 2008
Education
Adelphi University 1988 — 1990
BBA Management/Finance, Business Management with a concentration in Finance
Wachovia Securities, LLC April 2007 - November 2008
Education
Adelphi University 1988 — 1990
BBA Management/Finance, Business Management with a concentration in Finance
Hector O. Campos's Wachovia Securities, LLC Experience 2005 - 2006
Job Vice President at Bank of America Merrill Lynch
Industry Capital Markets
Experience
Bank of America Merrill Lynch July 2015 - Present
Standard & Poor's 2012 - 2015
Guggenheim Aviation Partners, LLC 2009 - 2012
HSH Nordbank 2006 - 2009
Wachovia Securities, LLC 2005 - 2006
Merrill Lynch 2003 - 2005
Education
Carnegie Mellon University - Tepper School of Business
M.S.
University of Pennsylvania
B.S. Engineering
University of Pennsylvania - The Wharton School
B.S. Economics
Bank of America Merrill Lynch July 2015 - Present
Standard & Poor's 2012 - 2015
Guggenheim Aviation Partners, LLC 2009 - 2012
HSH Nordbank 2006 - 2009
Wachovia Securities, LLC 2005 - 2006
Merrill Lynch 2003 - 2005
Education
Carnegie Mellon University - Tepper School of Business
M.S.
University of Pennsylvania
B.S. Engineering
University of Pennsylvania - The Wharton School
B.S. Economics
Kristin McGinley's Wachovia Securities, LLC Experience July 2002 - July 2006
Job Senior Investment Content Writer at Aberdeen Asset Management
Industry Financial Services
Experience
Aberdeen Asset Management August 2015 - Present
Public Financial Management November 2011 - July 2015
BNY Mellon November 2010 - November 2011
SEI Investments April 2009 - November 2010
US Fiduciary July 2007 - March 2009
Wachovia Securities, LLC July 2002 - July 2006
OFI Institutional Asset Management December 2000 - June 2002
Skills
Financial Services, Asset Allocation, Investment Research, Portfolio Management, Equities, Mutual Funds, Investments, Asset Management, Financial Analysis, Finance, Investment Management, Due Diligence, Bonds, Management, Equity Research, Financial Advisory, Trading, Options, Editing
Education
Centre College 1996 — 2000
B.S., Economics
Aberdeen Asset Management August 2015 - Present
Public Financial Management November 2011 - July 2015
BNY Mellon November 2010 - November 2011
SEI Investments April 2009 - November 2010
US Fiduciary July 2007 - March 2009
Wachovia Securities, LLC July 2002 - July 2006
OFI Institutional Asset Management December 2000 - June 2002
Skills
Financial Services, Asset Allocation, Investment Research, Portfolio Management, Equities, Mutual Funds, Investments, Asset Management, Financial Analysis, Finance, Investment Management, Due Diligence, Bonds, Management, Equity Research, Financial Advisory, Trading, Options, Editing
Education
Centre College 1996 — 2000
B.S., Economics
Wayne Setzer's Wachovia Securities, LLC Experience April 2007 - October 2009
Job Workforce Management Analyst at LPL
Industry Consumer Services
Experience
LPL August 2009 - Present
Wachovia Securities, LLC April 2007 - October 2009
Harland Clarke May 2002 - March 2007
Bank of America June 1998 - November 2001
Education
Central Piedmont Community College 2009 — 2009
Real Estate Appraisal
University of North Carolina at Greensboro 1983 — 1987
BA, Communications
LPL August 2009 - Present
Wachovia Securities, LLC April 2007 - October 2009
Harland Clarke May 2002 - March 2007
Bank of America June 1998 - November 2001
Education
Central Piedmont Community College 2009 — 2009
Real Estate Appraisal
University of North Carolina at Greensboro 1983 — 1987
BA, Communications
Steve Gansler Jr's Wachovia Securities, LLC Experience January 2002 - June 2007
Job Vice President Financial Advisor at Bank of America
Industry Investment Management
Experience
Merrill Lynch June 2006 - Present
Wachovia Securities, LLC January 2002 - June 2007
Merrill Lynch May 2000 - January 2002
Education
Belmont Abbey College 1996 — 2000
Business Admin / Sociolgy
Merrill Lynch June 2006 - Present
Wachovia Securities, LLC January 2002 - June 2007
Merrill Lynch May 2000 - January 2002
Education
Belmont Abbey College 1996 — 2000
Business Admin / Sociolgy
Jennifer Addison's Wachovia Securities, LLC Experience February 2007 - Present
Job Client Associate at Wachovia Securities Financial Network
Industry Financial Services
Experience
Wachovia Securities, LLC February 2007 - Present
Clout Financial Services, Inc. August 2005 - October 2006
Seal Furniture October 2002 - August 2005
Steelcase August 1998 - March 2002
Education
California State University-Long Beach 1995 — 1997
graduate studies School Counseling
California State University-Long Beach 1991 — 1995
Bachelor, Psychology
Wachovia Securities, LLC February 2007 - Present
Clout Financial Services, Inc. August 2005 - October 2006
Seal Furniture October 2002 - August 2005
Steelcase August 1998 - March 2002
Education
California State University-Long Beach 1995 — 1997
graduate studies School Counseling
California State University-Long Beach 1991 — 1995
Bachelor, Psychology
Ibrahim Incoglu's Wachovia Securities, LLC Experience March 2003 - April 2009
Job Portfolio Manager/ Trader at BlackRock
Industry Financial Services
Experience
BlackRock August 2009 - Present
Wachovia Securities, LLC March 2003 - April 2009
Banc of America March 2002 - February 2003
Ocwen Federal Bank March 2000 - September 2001
Skills
Derivatives, Risk Management, Portfolio Management, Trading, Equities, Financial Risk, ABS, Fixed Income, Financial Analysis, CMBS, Capital Markets, Structured Finance, Quantitative Analytics, Economics, Asset Management, Trading Strategies, CRM, Bloomberg
Education
University of Tulsa 1998 — 1999
MBA, Finance
Boğaziçi University 1993 — 1998
BSc, Civil Engineering
BlackRock August 2009 - Present
Wachovia Securities, LLC March 2003 - April 2009
Banc of America March 2002 - February 2003
Ocwen Federal Bank March 2000 - September 2001
Skills
Derivatives, Risk Management, Portfolio Management, Trading, Equities, Financial Risk, ABS, Fixed Income, Financial Analysis, CMBS, Capital Markets, Structured Finance, Quantitative Analytics, Economics, Asset Management, Trading Strategies, CRM, Bloomberg
Education
University of Tulsa 1998 — 1999
MBA, Finance
Boğaziçi University 1993 — 1998
BSc, Civil Engineering
Robert Ruffing's Wachovia Securities, LLC Experience March 2004 - March 2006
Job Equity Risk Analyst at KeyBanc Capital Markets
Industry Financial Services
Experience
Citigroup Equity Risk AnalystKeyBanc Capital MarketsJuly 2010 - Present
FBR March 2006 - July 2008
Friedman Billings Ramsey 2006 - 2008
Wachovia Securities, LLC March 2004 - March 2006
Alliance Capital Management June 2001 - March 2004
Skills
Capital Markets, Equities, Mutual Funds, Financial Risk, Risk Management
Education
Allegheny College 1994 — 1998
Bachelor of Arts, Economics
Citigroup Equity Risk AnalystKeyBanc Capital MarketsJuly 2010 - Present
FBR March 2006 - July 2008
Friedman Billings Ramsey 2006 - 2008
Wachovia Securities, LLC March 2004 - March 2006
Alliance Capital Management June 2001 - March 2004
Skills
Capital Markets, Equities, Mutual Funds, Financial Risk, Risk Management
Education
Allegheny College 1994 — 1998
Bachelor of Arts, Economics
Jan Toler's Wachovia Securities, LLC Experience May 2007 - December 2008
Job Member of Wildwood Town Center Advisory Panel
Industry Information Technology and Services
Experience
Wildwood Town Center Advisory Panel August 2008 - Present
Wells Fargo Advisors LLC October 2006 - Present
Wachovia Securities, LLC May 2007 - December 2008
A.G. Edwards October 2006 - May 2007
Education
La Salle University
Ministry
Belmont University
Education-English
Notre Dame College 1979 — 1984
BA, Education-English
Wildwood Town Center Advisory Panel August 2008 - Present
Wells Fargo Advisors LLC October 2006 - Present
Wachovia Securities, LLC May 2007 - December 2008
A.G. Edwards October 2006 - May 2007
Education
La Salle University
Ministry
Belmont University
Education-English
Notre Dame College 1979 — 1984
BA, Education-English
Chris Hempe's Wachovia Securities, LLC Experience October 2003 - May 2009
Job Business Manager at Covenant Day School
Industry Education Management
Experience
Covenant Day School August 2010 - Present
Rollover Systems June 2009 - July 2010
Wachovia Securities, LLC October 2003 - May 2009
Wall Watchers May 1999 - February 2003
Arthur Andersen September 1996 - May 1999
Education
Baylor University - Hankamer School of Business 1991 — 1996
MBA, Accounting, Economics
Covenant Day School August 2010 - Present
Rollover Systems June 2009 - July 2010
Wachovia Securities, LLC October 2003 - May 2009
Wall Watchers May 1999 - February 2003
Arthur Andersen September 1996 - May 1999
Education
Baylor University - Hankamer School of Business 1991 — 1996
MBA, Accounting, Economics
Padma Aeka's Wachovia Securities, LLC Experience September 2008 - February 2009
Job Project Manager/Sr. Business Analyst at Monsanto (Via Stockell)
Industry Information Services
Experience
Monsanto (Via Stockell) May 2013 - Present
Citi May 2010 - April 2013
Wells Fargo December 2009 - April 2010
Wachovia Securities, LLC September 2008 - February 2009
Wipro Technologies April 2003 - May 2007
Skills
Analytical Skills, Management, SDLC, User Acceptance Testing, Requirements Analysis, Test Planning, Quality Center, Software Quality..., Test Management, Oracle, System Testing, ETL, Test Cases, PL/SQL, Test Automation, Unix, Manual Testing, Java, Web Services, Test Strategy, Testing, Requirements Gathering, Regression Testing, Defect Tracking, Business Requirements, Visio, Data Warehousing, SQL, Databases, Business Analysis, Software Development, SharePoint, Waterfall, QTP, Agile Methodologies, JIRA, Agile Project Management, Quality Assurance, SOA, Performance Testing, Unix Shell Scripting, Data Modeling, Data Migration, HP Quality Center, Software Project..., Project Management
Education
Birla Institute of Technology and Science, Pilani
Masters, Software Engineering
Osmania University
Monsanto (Via Stockell) May 2013 - Present
Citi May 2010 - April 2013
Wells Fargo December 2009 - April 2010
Wachovia Securities, LLC September 2008 - February 2009
Wipro Technologies April 2003 - May 2007
Skills
Analytical Skills, Management, SDLC, User Acceptance Testing, Requirements Analysis, Test Planning, Quality Center, Software Quality..., Test Management, Oracle, System Testing, ETL, Test Cases, PL/SQL, Test Automation, Unix, Manual Testing, Java, Web Services, Test Strategy, Testing, Requirements Gathering, Regression Testing, Defect Tracking, Business Requirements, Visio, Data Warehousing, SQL, Databases, Business Analysis, Software Development, SharePoint, Waterfall, QTP, Agile Methodologies, JIRA, Agile Project Management, Quality Assurance, SOA, Performance Testing, Unix Shell Scripting, Data Modeling, Data Migration, HP Quality Center, Software Project..., Project Management
Education
Birla Institute of Technology and Science, Pilani
Masters, Software Engineering
Osmania University
Ira Penza's Wachovia Securities, LLC Experience June 2008 - August 2008
Job Vice President at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities March 2013 - Present
Wachovia Securities, LLC June 2008 - August 2008
PHH Mortgage April 2006 - June 2007
PHH Mortgage March 2005 - March 2006
Skills
Investments, Valuation, Business Strategy, Finance, Financial Modeling, Strategy, Corporate Finance, Financial Analysis, Capital Markets, Due Diligence, Bloomberg, Portfolio Management, Analysis, Investment Banking, Management Consulting, Mergers & Acquisitions
Education
Georgetown University - The McDonough School of Business 2007 — 2009
American College of Sofia
American University in Bulgaria
Wells Fargo Securities March 2013 - Present
Wachovia Securities, LLC June 2008 - August 2008
PHH Mortgage April 2006 - June 2007
PHH Mortgage March 2005 - March 2006
Skills
Investments, Valuation, Business Strategy, Finance, Financial Modeling, Strategy, Corporate Finance, Financial Analysis, Capital Markets, Due Diligence, Bloomberg, Portfolio Management, Analysis, Investment Banking, Management Consulting, Mergers & Acquisitions
Education
Georgetown University - The McDonough School of Business 2007 — 2009
American College of Sofia
American University in Bulgaria
Molly Horton's Wachovia Securities, LLC Experience 2004 - 2008
Job Operations Specialist
Industry Banking
Experience
Pacific Western Bank 2008 - 2012
Wachovia Securities, LLC 2004 - 2008
Bank of America 1999 - 2004
Skills
Banking, Small Business, Commercial Lending, Outlook, Account Management, Customer Service, Management, Microsoft Word, Operations Management, Microsoft Office, Microsoft Excel, Identity Theft, Schedules, CRM, Branch Management, AML, Operational Risk, Internal Audit, Risk Management
Education
Cuesta College 2001 — 2002
Accounting
Allan Hancock College 2000 — 2001
Accounting
Pacific Western Bank 2008 - 2012
Wachovia Securities, LLC 2004 - 2008
Bank of America 1999 - 2004
Skills
Banking, Small Business, Commercial Lending, Outlook, Account Management, Customer Service, Management, Microsoft Word, Operations Management, Microsoft Office, Microsoft Excel, Identity Theft, Schedules, CRM, Branch Management, AML, Operational Risk, Internal Audit, Risk Management
Education
Cuesta College 2001 — 2002
Accounting
Allan Hancock College 2000 — 2001
Accounting
Otto Petty's Wachovia Securities, LLC Experience January 2004 - September 2006
Job at Amstar Group
Industry Real Estate
Experience
Amstar Group April 2010 - Present
Anglo Irish Bank September 2006 - November 2009
Wachovia Securities, LLC January 2004 - September 2006
Ford Motor Company 2003 - 2003
Education
Indiana University - Kelley School of Business 2002 — 2004
MBA, Finance
California Polytechnic State University-San Luis Obispo 1994 — 1999
BS, Civil Engineering
Amstar Group April 2010 - Present
Anglo Irish Bank September 2006 - November 2009
Wachovia Securities, LLC January 2004 - September 2006
Ford Motor Company 2003 - 2003
Education
Indiana University - Kelley School of Business 2002 — 2004
MBA, Finance
California Polytechnic State University-San Luis Obispo 1994 — 1999
BS, Civil Engineering
Philip Crist's Wachovia Securities, LLC Experience May 2007 - July 2007
Job Client Service Associate at Western Asset Management
Industry Financial Services
Experience
Western Asset Management July 2010 - Present
Western Asset Management May 2008 - July 2009
Wachovia Securities, LLC May 2007 - July 2007
Skills
Investments, Bloomberg, Asset Management, Fixed Income, Bloomberg Terminal, Asset Allocation, Securities, Accounting, Microsoft Excel, Alternative Investments, Equities, Hedge Funds, Portfolio Management
Education
Arizona State University 2006 — 2010
Bachelors of Interdisciplinary Studies, Economics/Business
Arizona State University - W. P. Carey School of Business 2006 — 2010
International Business Certificate, International Business
Western Asset Management July 2010 - Present
Western Asset Management May 2008 - July 2009
Wachovia Securities, LLC May 2007 - July 2007
Skills
Investments, Bloomberg, Asset Management, Fixed Income, Bloomberg Terminal, Asset Allocation, Securities, Accounting, Microsoft Excel, Alternative Investments, Equities, Hedge Funds, Portfolio Management
Education
Arizona State University 2006 — 2010
Bachelors of Interdisciplinary Studies, Economics/Business
Arizona State University - W. P. Carey School of Business 2006 — 2010
International Business Certificate, International Business
Prasanna Kancharla's Wachovia Securities, LLC Experience October 2007 - February 2009
Job Technical Lead
Industry Information Technology and Services
Experience
Wells Fargo June 2011 - Present
State of Virginia April 2009 - May 2011
Wachovia Securities, LLC October 2007 - February 2009
Skills
Intertest, Easytrieve, Syncsort, Fileaid, Xpediter, VSAM, Endeavor, Serena Changeman, CA7, SPUFI, TSO, JCL
Education
Indian Institute of Technology, Madras 1996 — 1998
Masters
Andhra University 1991 — 1995
Bachelor of Engineering (B.E.)
Wells Fargo June 2011 - Present
State of Virginia April 2009 - May 2011
Wachovia Securities, LLC October 2007 - February 2009
Skills
Intertest, Easytrieve, Syncsort, Fileaid, Xpediter, VSAM, Endeavor, Serena Changeman, CA7, SPUFI, TSO, JCL
Education
Indian Institute of Technology, Madras 1996 — 1998
Masters
Andhra University 1991 — 1995
Bachelor of Engineering (B.E.)
Carlson H. Byron Jr's Wachovia Securities, LLC Experience July 2004 - March 2009
Job Experienced Securities and IT Professional
Industry Financial Services
Experience
Apex Systems (Contractor at Wells Fargo) July 2011 - January 2013
Wachovia Securities, LLC July 2004 - March 2009
Wachovia, A Wells Fargo Company 2004 - 2009
First Clearing Corp 2004 - 2009
Refco Securities LLC October 2000 - December 2003
SGCOWEN April 1987 - October 2000
Skills
Account Reconciliation, Settlement, Securities, Trading, Management, Fixed Income, Mutual Funds, Equities, Analysis, Series 7, Credit, Financial Analysis, Risk Management, Process Improvement, Business Analysis, Back Office, Access, Banking, Cash Management, Financial Services, Asset Management
Education
ECPI University 2009 — 2010
Associates in Applied Sciences, Computer Science focus on Network Security
Baruch College, City University of New York (CUNY) 1990 — 1994
BBA, Finance
New York City Technical College 1986 — 1988
AAS, Accounting
Apex Systems (Contractor at Wells Fargo) July 2011 - January 2013
Wachovia Securities, LLC July 2004 - March 2009
Wachovia, A Wells Fargo Company 2004 - 2009
First Clearing Corp 2004 - 2009
Refco Securities LLC October 2000 - December 2003
SGCOWEN April 1987 - October 2000
Skills
Account Reconciliation, Settlement, Securities, Trading, Management, Fixed Income, Mutual Funds, Equities, Analysis, Series 7, Credit, Financial Analysis, Risk Management, Process Improvement, Business Analysis, Back Office, Access, Banking, Cash Management, Financial Services, Asset Management
Education
ECPI University 2009 — 2010
Associates in Applied Sciences, Computer Science focus on Network Security
Baruch College, City University of New York (CUNY) 1990 — 1994
BBA, Finance
New York City Technical College 1986 — 1988
AAS, Accounting
Beth Ceaser Chapman's Wachovia Securities, LLC Experience October 2005 - May 2009
Job Financial Services Professional
Industry Financial Services
Experience
Wachovia Securities, LLC October 2005 - May 2009
CoreStates Investment Advisors 1986 - 1995
Education
Boston University Questrom School of Business
BSBA, Finance
Drexel University - LeBow College of Business
Masters, Finance
Wachovia Securities, LLC October 2005 - May 2009
CoreStates Investment Advisors 1986 - 1995
Education
Boston University Questrom School of Business
BSBA, Finance
Drexel University - LeBow College of Business
Masters, Finance
Sebastian Jano's Wachovia Securities, LLC Experience May 2005 - January 2006
Job Senior Vice President Investments at Pardee Resources Company
Industry Financial Services
Experience
Pardee Resources Company October 2011 - Present
Franklin Square Capital Partners May 2011 - October 2011
SteelRiver Infrastructure Partners / Babcock & Brown January 2007 - May 2011
Wachovia Securities, LLC May 2005 - January 2006
Skills
Due Diligence, Asset Managment, Financial Structuring, Private Equity, Alternative Investments, Venture Capital, Mergers & Acquisitions, Equities, Investments, Asset Management, Capital Markets, Valuation, Corporate Finance, Investment Banking, Structured Finance, Financial Modeling
Education
Villanova University School of Business
MBA, Finance & International Business
Villanova University School of Law
Master of Laws (LL.M.), Taxation
Villanova University School of Law
Juris Doctor
State University of New York at Binghamton
BA, English, Economics (Independent focus)
Manhasset High School
High School
Pardee Resources Company October 2011 - Present
Franklin Square Capital Partners May 2011 - October 2011
SteelRiver Infrastructure Partners / Babcock & Brown January 2007 - May 2011
Wachovia Securities, LLC May 2005 - January 2006
Skills
Due Diligence, Asset Managment, Financial Structuring, Private Equity, Alternative Investments, Venture Capital, Mergers & Acquisitions, Equities, Investments, Asset Management, Capital Markets, Valuation, Corporate Finance, Investment Banking, Structured Finance, Financial Modeling
Education
Villanova University School of Business
MBA, Finance & International Business
Villanova University School of Law
Master of Laws (LL.M.), Taxation
Villanova University School of Law
Juris Doctor
State University of New York at Binghamton
BA, English, Economics (Independent focus)
Manhasset High School
High School
Brandon Welley's Wachovia Securities, LLC Experience March 2005 - August 2007
Job Commodities Broker at the SCB Group
Industry Oil & Energy
Experience
SCB Group June 2009 - Present
Wachovia Securities, LLC March 2005 - August 2007
Stifel Nicolaus January 2004 - March 2005
Skills
Derivatives, Options, Hedging, Commodity Markets, Commodity, Energy, Energy Markets, Proprietary Trading, Commodity Risk..., Securities Litigation, Financial Analysis, Trading, Trading Strategies, Wisdom Teeth, Creative Writing, Risk Management, Financial Modeling, Natural Gas
Education
University of Denver - Daniels College of Business 2007 — 2009
MBA, Finance
Arizona State University - W. P. Carey School of Business 2000 — 2004
BS
SCB Group June 2009 - Present
Wachovia Securities, LLC March 2005 - August 2007
Stifel Nicolaus January 2004 - March 2005
Skills
Derivatives, Options, Hedging, Commodity Markets, Commodity, Energy, Energy Markets, Proprietary Trading, Commodity Risk..., Securities Litigation, Financial Analysis, Trading, Trading Strategies, Wisdom Teeth, Creative Writing, Risk Management, Financial Modeling, Natural Gas
Education
University of Denver - Daniels College of Business 2007 — 2009
MBA, Finance
Arizona State University - W. P. Carey School of Business 2000 — 2004
BS
William Luther's Wachovia Securities, LLC Experience 2000 - 2009
Job Managing Director at Wells Fargo Securities
Industry Banking
Experience
Wells Fargo Securities March 2009 - Present
Wachovia Securities, LLC 2000 - 2009
First Union Capital Markets 2000 - 2006
Skills
Capital Markets, Valuation, LBO, Investment Banking, Leveraged Finance, Private Equity, Portfolio Management
Education
Auburn University 1980 — 1984
BS, Economics
Wells Fargo Securities March 2009 - Present
Wachovia Securities, LLC 2000 - 2009
First Union Capital Markets 2000 - 2006
Skills
Capital Markets, Valuation, LBO, Investment Banking, Leveraged Finance, Private Equity, Portfolio Management
Education
Auburn University 1980 — 1984
BS, Economics
Becki McKenzie's Wachovia Securities, LLC Experience January 2004 - March 2006
Job
Industry Banking
Experience
Wells Fargo December 2010 - Present
RoundPoint Mortgage April 2010 - December 2010
Wells Fargo March 2006 - April 2010
Wachovia Securities, LLC January 2004 - March 2006
Wachovia Securities, LLC April 2003 - January 2004
Skills
Financial Analysis, Financial Reporting, Credit Analysis, Accounting, General Ledger, Forecasting, Reconciliations, Accruals, Accounts Receivable, Finance, Account Reconciliation, Credit, Banking, Loans, Analysis, Due Diligence
Education
New Jersey City University 1993 — 1995
Bachelor of Science
Bergen Community College 1990 — 1992
Associate of Applied Science
Wells Fargo December 2010 - Present
RoundPoint Mortgage April 2010 - December 2010
Wells Fargo March 2006 - April 2010
Wachovia Securities, LLC January 2004 - March 2006
Wachovia Securities, LLC April 2003 - January 2004
Skills
Financial Analysis, Financial Reporting, Credit Analysis, Accounting, General Ledger, Forecasting, Reconciliations, Accruals, Accounts Receivable, Finance, Account Reconciliation, Credit, Banking, Loans, Analysis, Due Diligence
Education
New Jersey City University 1993 — 1995
Bachelor of Science
Bergen Community College 1990 — 1992
Associate of Applied Science
Gausia F Chowdhury's Wachovia Securities, LLC Experience June 2005 - December 2005
Job Junior Research Analyst at Longbow Research
Industry Financial Services
Experience
Longbow Research April 2015 - Present
Longbow Research October 2006 - Present
Compass Group of Wachovia Securities January 2006 - March 2006
Wachovia Securities, LLC June 2005 - December 2005
Laurel School 2001 - 2003
Skills
Financial Analysis, Equity Research, Microsoft Excel, Microsoft Office
Education
Case Western Reserve University 2002 — 2006
BS, Management Finance, English
Laurel School 1998 — 2002
Longbow Research April 2015 - Present
Longbow Research October 2006 - Present
Compass Group of Wachovia Securities January 2006 - March 2006
Wachovia Securities, LLC June 2005 - December 2005
Laurel School 2001 - 2003
Skills
Financial Analysis, Equity Research, Microsoft Excel, Microsoft Office
Education
Case Western Reserve University 2002 — 2006
BS, Management Finance, English
Laurel School 1998 — 2002
dennis pease's Wachovia Securities, LLC Experience SVPJP MorganJuly 1976 - May 1994
Job
Industry Financial Services
Experience
Wachovia Securities, LLC SVPJP MorganJuly 1976 - May 1994
JP Morgan July 1976 - November 1993
Education
Boston College 1967 — 1971
bs, Math and Economics
Wachovia Securities, LLC SVPJP MorganJuly 1976 - May 1994
JP Morgan July 1976 - November 1993
Education
Boston College 1967 — 1971
bs, Math and Economics
Alex Bumazhny, CFA's Wachovia Securities, LLC Experience September 2002 - August 2005
Job
Industry Financial Services
Experience
Fitch Ratings April 2010 - Present
United Nations Federal Credit Union March 2009 - April 2010
Fitch Ratings August 2005 - March 2009
Wachovia Securities, LLC September 2002 - August 2005
Skills
Financial Modeling, Financial Analysis, Fixed Income, Capital Markets, Valuation, Credit, Credit Analysis, Bloomberg, Bonds, Microsoft Excel, Securities, Finance, Corporate Finance, Credit Risk, Investments, Management
Education
City University of New York-Baruch College - Zicklin School of Business
MBA, Finance
Rutgers, The State University of New Jersey-Newark
BS, Finance
Fitch Ratings April 2010 - Present
United Nations Federal Credit Union March 2009 - April 2010
Fitch Ratings August 2005 - March 2009
Wachovia Securities, LLC September 2002 - August 2005
Skills
Financial Modeling, Financial Analysis, Fixed Income, Capital Markets, Valuation, Credit, Credit Analysis, Bloomberg, Bonds, Microsoft Excel, Securities, Finance, Corporate Finance, Credit Risk, Investments, Management
Education
City University of New York-Baruch College - Zicklin School of Business
MBA, Finance
Rutgers, The State University of New Jersey-Newark
BS, Finance
Jason Jefferson's Wachovia Securities, LLC Experience May 2007 - April 2008
Job Analytics Consultant at Wells Fargo
Industry Financial Services
Experience
Wells Fargo July 2014 - Present
Wells Fargo July 2013 - July 2014
Wells Fargo January 2012 - July 2013
Wells Fargo May 2010 - January 2012
Bank of America April 2008 - October 2009
Wachovia Securities, LLC May 2007 - April 2008
Wachovia February 2006 - May 2007
Bank of America September 2004 - February 2006
Skills
Reporting & Analysis, Metrics Reporting, Process Improvement, Analysis, Analytics, Alteryx, Tableau, Microsoft Excel, Banking, Loans, Quality Assurance, Management, Trading, Visio, PowerPoint, Access, Toad, PowerPivot
Education
Appalachian State University
Business Administration; Management
Wells Fargo July 2014 - Present
Wells Fargo July 2013 - July 2014
Wells Fargo January 2012 - July 2013
Wells Fargo May 2010 - January 2012
Bank of America April 2008 - October 2009
Wachovia Securities, LLC May 2007 - April 2008
Wachovia February 2006 - May 2007
Bank of America September 2004 - February 2006
Skills
Reporting & Analysis, Metrics Reporting, Process Improvement, Analysis, Analytics, Alteryx, Tableau, Microsoft Excel, Banking, Loans, Quality Assurance, Management, Trading, Visio, PowerPoint, Access, Toad, PowerPivot
Education
Appalachian State University
Business Administration; Management
Heather Nowell's Wachovia Securities, LLC Experience 2007 - 2008
Job
Industry Defense & Space
Experience
Wachovia Securities, LLC 2007 - 2008
JPMorgan Chase June 1998 - November 2005
Skills
Project Management, Customer Service, Policy, Microsoft Excel, Process Improvement, Risk Management, Account Management, Account Reconciliation, Analytical Skills, HRIS, ADP Payroll, Billing Process, Accounts Payable, Accounts Receivable, Loan Servicing, Investment Banking, Microsoft Office, Deltek, Military, Training, Proposal Writing, Government, Government Contracting
Education
American Public University System 2011 — 2013
MA
Northcentral University 2006 — 2008
Bachelor
Wachovia Securities, LLC 2007 - 2008
JPMorgan Chase June 1998 - November 2005
Skills
Project Management, Customer Service, Policy, Microsoft Excel, Process Improvement, Risk Management, Account Management, Account Reconciliation, Analytical Skills, HRIS, ADP Payroll, Billing Process, Accounts Payable, Accounts Receivable, Loan Servicing, Investment Banking, Microsoft Office, Deltek, Military, Training, Proposal Writing, Government, Government Contracting
Education
American Public University System 2011 — 2013
MA
Northcentral University 2006 — 2008
Bachelor
Deenean Fitzpatrick's Wachovia Securities, LLC Experience May 1989 - March 2008
Job Legal Document Handling / Collection Litigation Leader at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase November 2012 - Present
Red Velvet Catering October 2008 - Present
Wachovia Securities, LLC May 1989 - March 2008
World Savings 1989 - 2008
Skills
Loans, FHA, Call Center, Banking, Mortgage Lending, Coaching, Leadership, Credit Cards, Underwriting, Customer Service, Retail Banking, Leadership Development, Financial Services, Risk Management, Sales Management, Team Building, Process Improvement, Loan Origination, Recruiting, Mortgage Banking, Call Centers, Sales, Operations Management, Management, Performance Management, Credit, Analysis, Cross Selling, Strategic Planning, Residential Mortgages, Employee Training, Financial Analysis, Team Leadership, Relationship Management, Customer Retention, Refinance
Education
California State University-Sacramento
Bachelors, Physchology
JPMorgan Chase November 2012 - Present
Red Velvet Catering October 2008 - Present
Wachovia Securities, LLC May 1989 - March 2008
World Savings 1989 - 2008
Skills
Loans, FHA, Call Center, Banking, Mortgage Lending, Coaching, Leadership, Credit Cards, Underwriting, Customer Service, Retail Banking, Leadership Development, Financial Services, Risk Management, Sales Management, Team Building, Process Improvement, Loan Origination, Recruiting, Mortgage Banking, Call Centers, Sales, Operations Management, Management, Performance Management, Credit, Analysis, Cross Selling, Strategic Planning, Residential Mortgages, Employee Training, Financial Analysis, Team Leadership, Relationship Management, Customer Retention, Refinance
Education
California State University-Sacramento
Bachelors, Physchology
Deborah Clement's Wachovia Securities, LLC Experience April 2006 - March 2009
Job Human Resources Professional
Industry Human Resources
Experience
Wachovia Securities, LLC April 2006 - March 2009
Wachovia Securities, LLC June 2004 - April 2006
Education
Christopher Newport University 1994 — 1998
BSBA, Management with Concentration in Finance
Wachovia Securities, LLC April 2006 - March 2009
Wachovia Securities, LLC June 2004 - April 2006
Education
Christopher Newport University 1994 — 1998
BSBA, Management with Concentration in Finance
Gerry Kuschuk's Wachovia Securities, LLC Experience 2003 - 2003
Job at GLK Consulting
Industry Financial Services
Experience
Kuschuk Consulting January 2004 - Present
Wachovia Securities, LLC 2003 - 2003
Prudential Securities 1981 - 2003
Prudential Securities 1 NY Plaza 1969 - 2003
Skills
Options, Equity Derivatives, ETFs, Hedging, Equities, Structured Finance, Investment Strategies, Financial Markets, Derivatives, FINRA, Alternative Investments, Portfolio Management, Trading, Asset Management, Mutual Funds, Private Equity, Investments, Hedge Funds, Mergers & Acquisitions
Education
Baruch College, City University of New York (CUNY)
MBA, Finance & Investments
Rutgers University-New Brunswick
BA, Math, Economics
Kuschuk Consulting January 2004 - Present
Wachovia Securities, LLC 2003 - 2003
Prudential Securities 1981 - 2003
Prudential Securities 1 NY Plaza 1969 - 2003
Skills
Options, Equity Derivatives, ETFs, Hedging, Equities, Structured Finance, Investment Strategies, Financial Markets, Derivatives, FINRA, Alternative Investments, Portfolio Management, Trading, Asset Management, Mutual Funds, Private Equity, Investments, Hedge Funds, Mergers & Acquisitions
Education
Baruch College, City University of New York (CUNY)
MBA, Finance & Investments
Rutgers University-New Brunswick
BA, Math, Economics
Anna Conger's Wachovia Securities, LLC Experience January 2006 - April 2007
Job Freelance Editor/ Consultant
Industry Publishing
Experience
APIC January 2014 - August 2014
APIC January 2011 - December 2013
Association for Professionals in Infection Control and Epidemiology (APIC) January 2010 - December 2010
APIC July 2008 - December 2009
APIC July 2007 - July 2008
Wachovia Securities, LLC January 2006 - April 2007
Skills
Management, Product Development, Event Planning, Business Development, Sponsorship, Social Media, Strategic Planning, Sales, Marketing Communications, Corporate Communications, Leadership, Public Relations, Editing, Copy Editing, Proofreading, Publications, Nonprofits
Education
St. Stephen's University 2000 — 2004
Bachelor of Arts (Honors), History, Philosophy, Cultural Studies
APIC January 2014 - August 2014
APIC January 2011 - December 2013
Association for Professionals in Infection Control and Epidemiology (APIC) January 2010 - December 2010
APIC July 2008 - December 2009
APIC July 2007 - July 2008
Wachovia Securities, LLC January 2006 - April 2007
Skills
Management, Product Development, Event Planning, Business Development, Sponsorship, Social Media, Strategic Planning, Sales, Marketing Communications, Corporate Communications, Leadership, Public Relations, Editing, Copy Editing, Proofreading, Publications, Nonprofits
Education
St. Stephen's University 2000 — 2004
Bachelor of Arts (Honors), History, Philosophy, Cultural Studies
Kathy Sandel's Wachovia Securities, LLC Experience January 2001 - October 2004
Job Client Service Associate at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney October 2006 - Present
Morgan Stanley Smith Barney October 2006 - Present
Wells Fargo Advisors October 2005 - August 2006
Wachovia Securities LLC January 2001 - October 2004
First Union Securities, Inc January 2001 - April 2001
First Union Securities, Inc September 1990 - June 2000
Education
Austin Community College 1977 — 1979
Associate, Business
Deer Park High School 1971 — 1975
Liberal Arts
Texas Paralegal School
Morgan Stanley Smith Barney October 2006 - Present
Morgan Stanley Smith Barney October 2006 - Present
Wells Fargo Advisors October 2005 - August 2006
Wachovia Securities LLC January 2001 - October 2004
First Union Securities, Inc January 2001 - April 2001
First Union Securities, Inc September 1990 - June 2000
Education
Austin Community College 1977 — 1979
Associate, Business
Deer Park High School 1971 — 1975
Liberal Arts
Texas Paralegal School
Garrett Peterson's Wachovia Securities, LLC Experience March 2000 - June 2007
Job Administrative Manager at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. March 2008 - May 2014
Wachovia Securities, LLC March 2000 - June 2007
Education
Boston University
Bachelor's Degree
UBS Financial Services Inc. March 2008 - May 2014
Wachovia Securities, LLC March 2000 - June 2007
Education
Boston University
Bachelor's Degree
Starwood Hotels & Resorts Worldwide, Inc.
Wells Fargo Advisors
Wells Fargo Advisors, LLC
Raytheon Missile Systems
Starwood Hotels & Resorts
Carestream Health
Pershing
NEC Corporation of America