Wedbush Securities
Industry: Financial services company
DescriptionWedbush Securities Inc. is a privately held financial services and investment firm. based in Los Angeles. Rich Jablonski and Gary Wedbush were appointed as Co-Presidents in May 2018. The founder, Edward Wedbush, served as President for 63 years. Headquarters: Los Angeles, California, United States Founder: Edward W. Wedbush Founded: 1955 Subsidiaries: Crossland LLC, Wedbush Asset Management, LLC, Parent organization: WEDBUSH, Inc.
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Wedbush Securities Employees
Employee
Years
Job
Industry
Patrick Fu Patrick Fu's Wedbush Securities Experience January 2013 - May 2013
Job Analyst at Greentech Capital Advisors
Industry Financial Services
Experience
Greentech Capital Advisors February 2014 - Present
Columbia University in the City of New York September 2013 - December 2013
Greentech Capital Advisors May 2013 - August 2013
Wedbush Securities January 2013 - May 2013
US Securities and Exchange Commission May 2012 - August 2012
Education
Columbia University - Fu Foundation School of Engineering and Applied Science 2010 — 2014
Bachelor of Science (B.S.), Operations Research
Columbia University in the City of New York 2010 — 2014
Bachelor of Science (B.S.), Operations Research
Stuyvesant High School 2006 — 2010
Greentech Capital Advisors February 2014 - Present
Columbia University in the City of New York September 2013 - December 2013
Greentech Capital Advisors May 2013 - August 2013
Wedbush Securities January 2013 - May 2013
US Securities and Exchange Commission May 2012 - August 2012
Education
Columbia University - Fu Foundation School of Engineering and Applied Science 2010 — 2014
Bachelor of Science (B.S.), Operations Research
Columbia University in the City of New York 2010 — 2014
Bachelor of Science (B.S.), Operations Research
Stuyvesant High School 2006 — 2010
Mitchell Beck Mitchell Beck's Wedbush Securities Experience August 2015 - Present
Job Margin Trading Credit Analyst at Wedbush Securities, CFA I Candidate
Industry Investment Banking
Experience
Wedbush Securities August 2015 - Present
J.D. Power May 2014 - August 2015
Center for Financial Planning & Investments January 2015 - May 2015
California State University, Northridge August 2014 - December 2014
California Financial November 2008 - November 2014
CSUN Business Honors Association January 2014 - May 2014
onIT 2012 - May 2014
National Data and Surveying Services 2006 - 2008
Skills
Finance, Financial Analysis, Public Speaking, Financial Planning, Strategic Financial..., Market Research, Financial Services, Marketing Strategy, Business Analysis, Business Valuation, Strategic Planning, Retirement, Retirement Planning, Insurance, Life Insurance, Estate Planning, IRAs, Pensions, 401k, Customer Service, Management, Microsoft Office, Microsoft Excel
Education
California State University-Northridge 2011 — 2015
B.S.
Los Angeles Valley College 2006 — 2008
Associate's Degree
Wedbush Securities August 2015 - Present
J.D. Power May 2014 - August 2015
Center for Financial Planning & Investments January 2015 - May 2015
California State University, Northridge August 2014 - December 2014
California Financial November 2008 - November 2014
CSUN Business Honors Association January 2014 - May 2014
onIT 2012 - May 2014
National Data and Surveying Services 2006 - 2008
Skills
Finance, Financial Analysis, Public Speaking, Financial Planning, Strategic Financial..., Market Research, Financial Services, Marketing Strategy, Business Analysis, Business Valuation, Strategic Planning, Retirement, Retirement Planning, Insurance, Life Insurance, Estate Planning, IRAs, Pensions, 401k, Customer Service, Management, Microsoft Office, Microsoft Excel
Education
California State University-Northridge 2011 — 2015
B.S.
Los Angeles Valley College 2006 — 2008
Associate's Degree
Joseph Bonin's Wedbush Securities Experience January 2013 - July 2014
Job Derivative Strategist | Hedge Fund Allocation | Chief Risk Officer Old Greenwich Capital Partners
Industry Financial Services
Experience
Old Greenwich Capital Partners August 2014 - August 2015
Wedbush Securities January 2013 - July 2014
Navigate Advisors June 2007 - February 2012
UBS Investment Bank 2002 - 2007
UBS 1989 - 2002
Skills
Options, Equity Derivatives, Derivatives, Equities, Commodity, Portfolio Management, Fixed Income, Emerging Markets, Market Making, Currency, Convertible Bonds, Conference Speaking, Futures, Commodities, Teaching Experience, Risk Management, Teacher Training, Structured Products, Capital Markets, Trading, Public Speaking, Hedge Funds, Financial Markets, Investments, Alternative Investments
Education
Boston University
B.S.B.A., Accounting
Old Greenwich Capital Partners August 2014 - August 2015
Wedbush Securities January 2013 - July 2014
Navigate Advisors June 2007 - February 2012
UBS Investment Bank 2002 - 2007
UBS 1989 - 2002
Skills
Options, Equity Derivatives, Derivatives, Equities, Commodity, Portfolio Management, Fixed Income, Emerging Markets, Market Making, Currency, Convertible Bonds, Conference Speaking, Futures, Commodities, Teaching Experience, Risk Management, Teacher Training, Structured Products, Capital Markets, Trading, Public Speaking, Hedge Funds, Financial Markets, Investments, Alternative Investments
Education
Boston University
B.S.B.A., Accounting
Irving Paredes's Wedbush Securities Experience June 2015 - Present
Job Securities Processing Intern at Wedbush Securities
Industry Investment Banking
Experience
Wedbush Securities June 2015 - Present
Broadway Federal Bank December 2013 - June 2015
The Academic Advantage December 2011 - June 2013
Collegiate Entrepreneurs Inc. March 2012 - September 2012
Skills
Tutoring, Higher Education, Curriculum Design, Curriculum Development, Lesson Planning, Educational Leadership, Staff Development, Research, Public Speaking, Student Affairs, Microsoft Excel, Microsoft Office
Education
California State University-Los Angeles 2011 — 2016
Finance, General
Wedbush Securities June 2015 - Present
Broadway Federal Bank December 2013 - June 2015
The Academic Advantage December 2011 - June 2013
Collegiate Entrepreneurs Inc. March 2012 - September 2012
Skills
Tutoring, Higher Education, Curriculum Design, Curriculum Development, Lesson Planning, Educational Leadership, Staff Development, Research, Public Speaking, Student Affairs, Microsoft Excel, Microsoft Office
Education
California State University-Los Angeles 2011 — 2016
Finance, General
Evri Dee Evri Dee's Wedbush Securities Experience 2008 - 2008
Job Jill's Platoon at Fox Filmed Entertainment
Industry Entertainment
Experience
Fox Filmed Entertainment March 2013 - Present
Central Casting 2012 - Present
EVRIWHERE February 1984 - Present
YP June 2013 - August 2013
City of Pasadena 2011 - 2013
First Verse Apparel 2011 - 2013
Casey Family Programs 2009 - 2011
Community Coalition 2009 - 2009
Wedbush Securities 2008 - 2008
Primary Provider Management Company Inc. 2007 - 2008
Skills
Dance, Acting, Modeling, Office Administration, Financial Services, Event Planning, recrui, Document Drafting, Marketing, Research, Advertising, Entertainment, Medical Terminology, Medical Records, Nursing, Hair Care, Therapeutic Massage, Web Design, Organizational..., Community Organizing, Non-profit..., Volunteering, Contract Management, Account Management, Proofreading, Distribution Strategies, Real Estate, Childcare, Female, Note Taking, Outlook, QuickBooks, Microsoft Excel, PowerPoint, Microsoft Word, Cisco Technologies, Phone Etiquette, Phone Banking, Management, Event Management, Filing, Data Entry, Inventory Management, Clerical Skills
Education
North-West College-Pasadena 2000 — 2002
Medical/Clinical Assistant
Greator Baltimore Board of Realtors
Real Estate
Pasadena Neighborhood Leadership Institute
University of Phoenix
Business Administration and Management, General
Fox Filmed Entertainment March 2013 - Present
Central Casting 2012 - Present
EVRIWHERE February 1984 - Present
YP June 2013 - August 2013
City of Pasadena 2011 - 2013
First Verse Apparel 2011 - 2013
Casey Family Programs 2009 - 2011
Community Coalition 2009 - 2009
Wedbush Securities 2008 - 2008
Primary Provider Management Company Inc. 2007 - 2008
Skills
Dance, Acting, Modeling, Office Administration, Financial Services, Event Planning, recrui, Document Drafting, Marketing, Research, Advertising, Entertainment, Medical Terminology, Medical Records, Nursing, Hair Care, Therapeutic Massage, Web Design, Organizational..., Community Organizing, Non-profit..., Volunteering, Contract Management, Account Management, Proofreading, Distribution Strategies, Real Estate, Childcare, Female, Note Taking, Outlook, QuickBooks, Microsoft Excel, PowerPoint, Microsoft Word, Cisco Technologies, Phone Etiquette, Phone Banking, Management, Event Management, Filing, Data Entry, Inventory Management, Clerical Skills
Education
North-West College-Pasadena 2000 — 2002
Medical/Clinical Assistant
Greator Baltimore Board of Realtors
Real Estate
Pasadena Neighborhood Leadership Institute
University of Phoenix
Business Administration and Management, General
James Shandorf James Shandorf's Wedbush Securities Experience May 2012 - September 2012
Job Senior Quantitative Analyst at Nationstar Mortgage
Industry Financial Services
Experience
Nationstar Mortgage June 2013 - Present
Wedbush Securities May 2012 - September 2012
Wedbush Securities January 2012 - May 2012
Skills
Bilingual, Bloomberg, Matlab, Microsoft Excel, R, Statistical Modeling, Monte Carlo Simulation, Quantitative Finance, Statistics, Capital Markets, Financial Modeling, Fixed Income, Quantitative Analytics, Derivatives, Time Series Analysis, Financial Engineering, VBA, SAS, Market Risk, Portfolio Optimization, Portfolio Management
Education
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management 2011 — 2013
Master of Science (MS), Financial Engineering
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management 2011 — 2013
Master of Science (MS), Applied Mathematics
University of California, Los Angeles 2007 — 2011
Bachelor of Science (BS), Mathematics / Economics
Nationstar Mortgage June 2013 - Present
Wedbush Securities May 2012 - September 2012
Wedbush Securities January 2012 - May 2012
Skills
Bilingual, Bloomberg, Matlab, Microsoft Excel, R, Statistical Modeling, Monte Carlo Simulation, Quantitative Finance, Statistics, Capital Markets, Financial Modeling, Fixed Income, Quantitative Analytics, Derivatives, Time Series Analysis, Financial Engineering, VBA, SAS, Market Risk, Portfolio Optimization, Portfolio Management
Education
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management 2011 — 2013
Master of Science (MS), Financial Engineering
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management 2011 — 2013
Master of Science (MS), Applied Mathematics
University of California, Los Angeles 2007 — 2011
Bachelor of Science (BS), Mathematics / Economics
Jeff Runyan Jeff Runyan's Wedbush Securities Experience June 2007 - Present
Job Managing Member at Runyan Capital Advisors
Industry Financial Services
Experience
Runyan Capital Advisors Wedbush Securities December 2009 - Present
Wedbush Securities June 2007 - Present
Skills
Wealth Management, Portfolio Management, Investments, Retirement Planning, Estate Planning, Mutual Funds, Asset Allocation, 401k, Series 7, Risk Management, Equities, Series 63, Bonds, Real Estate, Finance, Separately Managed..., Series 65, Retirement, Investment Advisory, Hedge Funds, Financial Advisory, High Net Worth..., Fixed Income, Strategic Financial..., Fixed Annuities, IRAs, Valuation, Equity Research, Insurance, Series 6, FINRA, Financial Services, Brokerage, Investment Management, Asset Managment, Asset Management, Life Insurance, Investment Strategies, Stocks
Education
University of Missouri-Columbia 1998 — 2000
MS, Consumer and Family Economics
University of Missouri-Columbia 1993 — 1997
BS, Consumer and Family Economics
College for Financial Planning
Chartered Retirement Planning Counselor, CRPC®
College for Financial Planning
Accredited Domestic Partnership Advisor, ADPA®
Runyan Capital Advisors Wedbush Securities December 2009 - Present
Wedbush Securities June 2007 - Present
Skills
Wealth Management, Portfolio Management, Investments, Retirement Planning, Estate Planning, Mutual Funds, Asset Allocation, 401k, Series 7, Risk Management, Equities, Series 63, Bonds, Real Estate, Finance, Separately Managed..., Series 65, Retirement, Investment Advisory, Hedge Funds, Financial Advisory, High Net Worth..., Fixed Income, Strategic Financial..., Fixed Annuities, IRAs, Valuation, Equity Research, Insurance, Series 6, FINRA, Financial Services, Brokerage, Investment Management, Asset Managment, Asset Management, Life Insurance, Investment Strategies, Stocks
Education
University of Missouri-Columbia 1998 — 2000
MS, Consumer and Family Economics
University of Missouri-Columbia 1993 — 1997
BS, Consumer and Family Economics
College for Financial Planning
Chartered Retirement Planning Counselor, CRPC®
College for Financial Planning
Accredited Domestic Partnership Advisor, ADPA®
Phil Mahoney Phil Mahoney's Wedbush Securities Experience March 2009 - February 2012
Job Financial Advisor
Industry Investment Management
Experience
Plymouth Rock Financial August 2013 - Present
Cohasset School District August 2012 - August 2013
Wedbush Securities March 2009 - February 2012
Pacific Growth Equities October 2004 - March 2009
BB&T Capital Markets April 2002 - October 2004
United States Marine Corps May 1991 - December 2002
Wachovia Securities April 2000 - April 2002
Bear Stearns April 1998 - April 2000
Skills
Finance, Retirement Planning, Mutual Funds, Wealth Management, Estate Planning, Variable Annuities, Fixed Annuities, Life Insurance, Health Insurance, Equities, Fixed Income, Hedge Funds, Bloomberg, Series 7, Investments, Equity Trading, Securities, Trading, Strategic Planning, Series 63, Asset Management, Leadership, Alternative Investments
Education
Cornell University 1987 — 1991
Bachelor of Arts (B.A.), History
Plymouth Rock Financial August 2013 - Present
Cohasset School District August 2012 - August 2013
Wedbush Securities March 2009 - February 2012
Pacific Growth Equities October 2004 - March 2009
BB&T Capital Markets April 2002 - October 2004
United States Marine Corps May 1991 - December 2002
Wachovia Securities April 2000 - April 2002
Bear Stearns April 1998 - April 2000
Skills
Finance, Retirement Planning, Mutual Funds, Wealth Management, Estate Planning, Variable Annuities, Fixed Annuities, Life Insurance, Health Insurance, Equities, Fixed Income, Hedge Funds, Bloomberg, Series 7, Investments, Equity Trading, Securities, Trading, Strategic Planning, Series 63, Asset Management, Leadership, Alternative Investments
Education
Cornell University 1987 — 1991
Bachelor of Arts (B.A.), History
John Wyshak's Wedbush Securities Experience June 2002 - October 2014
Job First Vice President, Investments
Industry Financial Services
Experience
Raymond James October 2014 - Present
Wedbush Securities June 2002 - October 2014
Skills
Investments, Investment Banking, Portfolio Management, Asset Management, Alternative Investments, Series 7, Equities, Capital Markets, Fixed Income, Bloomberg, Wealth Management, Mutual Funds, Series 63, Hedge Funds, Financial Modeling, Valuation, Equity Research, Financial Analysis, Private Equity
Education
Boston University
Raymond James October 2014 - Present
Wedbush Securities June 2002 - October 2014
Skills
Investments, Investment Banking, Portfolio Management, Asset Management, Alternative Investments, Series 7, Equities, Capital Markets, Fixed Income, Bloomberg, Wealth Management, Mutual Funds, Series 63, Hedge Funds, Financial Modeling, Valuation, Equity Research, Financial Analysis, Private Equity
Education
Boston University
Richard Lum Richard Lum's Wedbush Securities Experience May 2014 - March 2015
Job Administrative Assistant II at AltaMed Health Services
Industry Hospital & Health Care
Experience
AltaMed Health Services April 2015 - Present
Property Management 2005 - Present
Wedbush Securities May 2014 - March 2015
Happy Wok 2008 - 2013
Cal Poly Pomona April 2007 - May 2007
Reusch International, Incorporated July 2005 - July 2006
Skills
Apple OS, Microsoft Office, Microsoft Dynamics GP, Outlook, 10 Key, Customer Service, Goldmine, Microsoft Excel, Microsoft Word, PowerPoint, Mac, Certified Food Manager, Data Entry, Property Management, Stock Option, Stock Picking, Stock Trading, Non-profit Volunteer, QuickBooks
Education
California State Polytechnic University-Pomona
Bachelor of Science (BS), Business Administration - Management and Human Resources; 3 years of undergraduate accounting
AltaMed Health Services April 2015 - Present
Property Management 2005 - Present
Wedbush Securities May 2014 - March 2015
Happy Wok 2008 - 2013
Cal Poly Pomona April 2007 - May 2007
Reusch International, Incorporated July 2005 - July 2006
Skills
Apple OS, Microsoft Office, Microsoft Dynamics GP, Outlook, 10 Key, Customer Service, Goldmine, Microsoft Excel, Microsoft Word, PowerPoint, Mac, Certified Food Manager, Data Entry, Property Management, Stock Option, Stock Picking, Stock Trading, Non-profit Volunteer, QuickBooks
Education
California State Polytechnic University-Pomona
Bachelor of Science (BS), Business Administration - Management and Human Resources; 3 years of undergraduate accounting
Rye Skelton's Wedbush Securities Experience February 2013 - 2014
Job SoftCore
Industry Internet
Experience
SoftCore June 2014 - Present
Available Works 2014 - Present
Wedbush Securities February 2013 - 2014
Skills
Drupal, ASP, MySQL, PHP, JavaScript, jQuery, VBScript, Maya, CSS, HTML, AutoCAD, Unity3D, SketchUp, Linux, HTML 5, Database Design, Python, SEO, SQL, T-SQL, AJAX
Education
Bennington College 2010 — 2012
Bachelor of Arts (B.A.), Web Page, Digital/Multimedia and Information Resources Design
Sarah Lawrence College 2008 — 2010
Web Page, Digital/Multimedia and Information Resources Design
SoftCore June 2014 - Present
Available Works 2014 - Present
Wedbush Securities February 2013 - 2014
Skills
Drupal, ASP, MySQL, PHP, JavaScript, jQuery, VBScript, Maya, CSS, HTML, AutoCAD, Unity3D, SketchUp, Linux, HTML 5, Database Design, Python, SEO, SQL, T-SQL, AJAX
Education
Bennington College 2010 — 2012
Bachelor of Arts (B.A.), Web Page, Digital/Multimedia and Information Resources Design
Sarah Lawrence College 2008 — 2010
Web Page, Digital/Multimedia and Information Resources Design
Jennifer M. Holley Jennifer M. Holley's Wedbush Securities Experience August 2011 - November 2011
Job Director of Operations at Lynx Solutions
Industry Financial Services
Experience
Lynx Solutions April 2015 - Present
State of Oregon May 2012 - March 2013
Stoel Rives LLP January 2012 - April 2012
Wedbush Securities August 2011 - November 2011
1st Global September 2007 - August 2009
Skills
FINRA, Uniform Combined State..., Financial Law, Investments, Broker-Dealer, Securities, Leadership, Westlaw, Mutual Funds, Equities, Document Drafting, Securities Regulation, Legal Writing, Process Improvement, Communication Skills, Microsoft Word, Customer Service, Outlook, Series 24, Series 7, Legal Research, Compliance, Mac, Team-oriented, Document Review, Legal Ethics, Financial Services, Microsoft Excel, Public Relations, Relationship Management, Web Conferences, Marketing, Management, Finance, Communication
Education
Lewis & Clark Northwestern School of Law 2010 — 2013
Doctor of Law (J.D.)
DePaul University College of Law
Summer Study Abroad, Asian Legal Studies Institute
The University of Texas at Arlington 2002 — 2005
Bachelor of Arts (B.A.) cum laude, Communications/Public Relations—Spanish Minor
Vintage High School 1996 — 2000
High School Diploma
Lynx Solutions April 2015 - Present
State of Oregon May 2012 - March 2013
Stoel Rives LLP January 2012 - April 2012
Wedbush Securities August 2011 - November 2011
1st Global September 2007 - August 2009
Skills
FINRA, Uniform Combined State..., Financial Law, Investments, Broker-Dealer, Securities, Leadership, Westlaw, Mutual Funds, Equities, Document Drafting, Securities Regulation, Legal Writing, Process Improvement, Communication Skills, Microsoft Word, Customer Service, Outlook, Series 24, Series 7, Legal Research, Compliance, Mac, Team-oriented, Document Review, Legal Ethics, Financial Services, Microsoft Excel, Public Relations, Relationship Management, Web Conferences, Marketing, Management, Finance, Communication
Education
Lewis & Clark Northwestern School of Law 2010 — 2013
Doctor of Law (J.D.)
DePaul University College of Law
Summer Study Abroad, Asian Legal Studies Institute
The University of Texas at Arlington 2002 — 2005
Bachelor of Arts (B.A.) cum laude, Communications/Public Relations—Spanish Minor
Vintage High School 1996 — 2000
High School Diploma
Alan Furmanov Alan Furmanov's Wedbush Securities Experience June 2014 - August 2014
Job Management Consultant at PwC Advisory
Industry Management Consulting
Experience
Wedbush Securities June 2014 - August 2014
J.P. Morgan September 2011 - May 2013
Absolute Electrical Contracting, Inc. October 2008 - August 2010
Citi 2006 - 2007
Skills
Re-engineering..., Project Management, Strategy, Operations Improvement, Business Process..., Anti Money Laundering, KYC, Creative Problem Solving, Process Improvement, Fixed Income, Derivatives, Capital Markets, Investment Banking, Credit Derivatives, Valuation, Management, Financial Modeling, Financial Analysis, Finance, Due Diligence, Data Analysis, Corporate Finance
Education
UCLA Anderson School of Management 2013 — 2015
Master of Business Administration (MBA)
Binghamton University 2004 — 2008
Bachelor of Science (B.S.), Industrial and Systems Engineering
University of Economics in Prague 2007 — 2007
Summer Abroad - International Business Program
Wedbush Securities June 2014 - August 2014
J.P. Morgan September 2011 - May 2013
Absolute Electrical Contracting, Inc. October 2008 - August 2010
Citi 2006 - 2007
Skills
Re-engineering..., Project Management, Strategy, Operations Improvement, Business Process..., Anti Money Laundering, KYC, Creative Problem Solving, Process Improvement, Fixed Income, Derivatives, Capital Markets, Investment Banking, Credit Derivatives, Valuation, Management, Financial Modeling, Financial Analysis, Finance, Due Diligence, Data Analysis, Corporate Finance
Education
UCLA Anderson School of Management 2013 — 2015
Master of Business Administration (MBA)
Binghamton University 2004 — 2008
Bachelor of Science (B.S.), Industrial and Systems Engineering
University of Economics in Prague 2007 — 2007
Summer Abroad - International Business Program
Douglas McKenzie Douglas McKenzie's Wedbush Securities Experience July 2009 - Present
Job Vice President, Investments at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities July 2009 - Present
Wells Fargo Advisors March 2008 - July 2009
A.G. Edwards & Sons, Inc. June 1988 - March 2008
Skills
Wealth Management, Portfolio Management, Personal Financial..., Insurance and Annuities, Stocks and Bonds
Education
California State University Stanislaus 1980 — 1983
Bachelor of Arts (B.A.), Business Administration
Wedbush Securities July 2009 - Present
Wells Fargo Advisors March 2008 - July 2009
A.G. Edwards & Sons, Inc. June 1988 - March 2008
Skills
Wealth Management, Portfolio Management, Personal Financial..., Insurance and Annuities, Stocks and Bonds
Education
California State University Stanislaus 1980 — 1983
Bachelor of Arts (B.A.), Business Administration
Doug Van Deren Doug Van Deren's Wedbush Securities Experience January 2006 - Present
Job Christian Investment Advisor
Industry Investment Management
Experience
Wedbush Securities January 2006 - Present
Morgan Stanley Smith Barney July 1992 - December 2005
Douglas Van Deren, CPA (Inactive) July 1984 - December 1987
Skills
Estate Planning, Customer Service, Asset Allocation, Equities, Investments, Mutual Funds, Retirement Planning
Education
California State University-Sacramento
MBA, Business
Humboldt State University
BS, Business
Wedbush Securities January 2006 - Present
Morgan Stanley Smith Barney July 1992 - December 2005
Douglas Van Deren, CPA (Inactive) July 1984 - December 1987
Skills
Estate Planning, Customer Service, Asset Allocation, Equities, Investments, Mutual Funds, Retirement Planning
Education
California State University-Sacramento
MBA, Business
Humboldt State University
BS, Business
Bradley Swain Bradley Swain's Wedbush Securities Experience April 2009 - Present
Job Vice President Investment Executive at Wedbush Morgan Securities
Industry Financial Services
Experience
Wedbush Securities April 2009 - Present
UBS Financial Services, Inc February 2001 - April 2009
Morgan Stanley July 1995 - February 2001
Tamron USA March 1986 - January 1995
Photo Systems, Inc. 1984 - 1986
Russ Lyon Realty 1980 - December 1983
Skills
Investment Strategies, Alternative Investments, Insurance, Hedge Funds, Uniform Combined State..., Financial Advisory, Investment Banking, Capital Markets, Financial Modeling, Equity Trading, Retirement, Due Diligence, Series 7, Strategic Planning, Estate Planning, New Business Development, Business Strategy, Investment Management, Investments, Management, Wealth Management, Mutual Funds, Series 63, Marketing
Education
Thunderbird School of Global Management 1981 — 1983
MIM, Marketing
Prescott College 1970 — 1973
BA, Arts & Literature, Theatre Arts, Cultural Anthropology, Archaeology
Arizona State University 1969 — 1970
Woodstock High School 1965 — 1969
Wedbush Securities April 2009 - Present
UBS Financial Services, Inc February 2001 - April 2009
Morgan Stanley July 1995 - February 2001
Tamron USA March 1986 - January 1995
Photo Systems, Inc. 1984 - 1986
Russ Lyon Realty 1980 - December 1983
Skills
Investment Strategies, Alternative Investments, Insurance, Hedge Funds, Uniform Combined State..., Financial Advisory, Investment Banking, Capital Markets, Financial Modeling, Equity Trading, Retirement, Due Diligence, Series 7, Strategic Planning, Estate Planning, New Business Development, Business Strategy, Investment Management, Investments, Management, Wealth Management, Mutual Funds, Series 63, Marketing
Education
Thunderbird School of Global Management 1981 — 1983
MIM, Marketing
Prescott College 1970 — 1973
BA, Arts & Literature, Theatre Arts, Cultural Anthropology, Archaeology
Arizona State University 1969 — 1970
Woodstock High School 1965 — 1969
Joshua Fein, CPA's Wedbush Securities Experience September 2014 - March 2015
Job Staff Accountant
Industry Accounting
Experience
JH Capital Group March 2015 - July 2015
Wedbush Securities September 2014 - March 2015
Instantly, Inc. April 2011 - July 2014
JRK Property Holdings October 2008 - April 2011
ADR Services, Inc. June 2006 - October 2008
Skills
Experience with..., Microsoft Dynamics SL, Great Plains Software, Accruals, Journal Entries, General Ledger, Account Reconciliation, Accounting, Accounts Payable, Bank Reconciliation, Quicken, Invoice Processing, Financial Reporting, QuickBooks, Invoicing, Accounting Applications, Accounts Receivable, Analytics, Financial Statements
Education
California State University-Northridge 2002 — 2006
BS, Finance
JH Capital Group March 2015 - July 2015
Wedbush Securities September 2014 - March 2015
Instantly, Inc. April 2011 - July 2014
JRK Property Holdings October 2008 - April 2011
ADR Services, Inc. June 2006 - October 2008
Skills
Experience with..., Microsoft Dynamics SL, Great Plains Software, Accruals, Journal Entries, General Ledger, Account Reconciliation, Accounting, Accounts Payable, Bank Reconciliation, Quicken, Invoice Processing, Financial Reporting, QuickBooks, Invoicing, Accounting Applications, Accounts Receivable, Analytics, Financial Statements
Education
California State University-Northridge 2002 — 2006
BS, Finance
Eric Jiyuan Wang Eric Jiyuan Wang's Wedbush Securities Experience June 2013 - August 2013
Job Equity Research Summer Associate at Wedbush Securities
Industry Capital Markets
Experience
Wedbush Securities June 2013 - August 2013
Pershing Square Competition at Columbia Business School January 2013 - May 2013
Oppenheimer & Co. June 2012 - August 2012
Student Investment Management (SIM) Stock Valuation Project at OSU September 2011 - December 2011
Citi June 2011 - August 2011
Skills
Financial Modeling, Mathematical Statistics, Chinese, Investment Research, Security Analysis, M&A Modeling, LBO, Access
Education
Columbia University in the City of New York 2012 — 2014
Master of Science (M.S.), Management Science and Engineering
The Ohio State University 2008 — 2012
BSBA, Finance
Wedbush Securities June 2013 - August 2013
Pershing Square Competition at Columbia Business School January 2013 - May 2013
Oppenheimer & Co. June 2012 - August 2012
Student Investment Management (SIM) Stock Valuation Project at OSU September 2011 - December 2011
Citi June 2011 - August 2011
Skills
Financial Modeling, Mathematical Statistics, Chinese, Investment Research, Security Analysis, M&A Modeling, LBO, Access
Education
Columbia University in the City of New York 2012 — 2014
Master of Science (M.S.), Management Science and Engineering
The Ohio State University 2008 — 2012
BSBA, Finance
Galina Sargsyan Galina Sargsyan's Wedbush Securities Experience April 2015 - Present
Job Prime Brokerage Client Risk and Performance Measurements at Wedbush Securities
Industry Investment Banking
Experience
Wedbush Securities April 2015 - Present
Wedbush Securities December 2013 - Present
National Properties 2013 - December 2013
Prime Law Group, APC 2011 - December 2013
ERK Financial Consultants 2009 - 2010
Skills
Condos, Investment Properties, Real Estate, Real Estate Transactions, Loan Modifications, Referrals, Appreciation, Real Property, Foreclosures, Investors, REO, Refinance, Escrow, Mortgage Banking, Residential Homes, Mortgage Lending, Real Estate Financing, Loan Origination, Property Management, Listings, Short Sales, Selling, Commercial Real Estate, First Time Home Buyers, Real Estate Development, Brokerage, Relocation, New Home Sales, Sellers, Single Family Homes, FHA, HUD, Negotiation, Luxury, Buyers, Buyer Representation, Property, Leases, 1031 Exchanges, Rentals, Closings, Real Estate License, Loss Mitigation, Residential Mortgages, Title Insurance, Loans, SFR, Seller Representation, Seniors, Notary Public
Education
California State University-Northridge 2011 — 2013
Bachelor of Science in Finance
Wedbush Securities April 2015 - Present
Wedbush Securities December 2013 - Present
National Properties 2013 - December 2013
Prime Law Group, APC 2011 - December 2013
ERK Financial Consultants 2009 - 2010
Skills
Condos, Investment Properties, Real Estate, Real Estate Transactions, Loan Modifications, Referrals, Appreciation, Real Property, Foreclosures, Investors, REO, Refinance, Escrow, Mortgage Banking, Residential Homes, Mortgage Lending, Real Estate Financing, Loan Origination, Property Management, Listings, Short Sales, Selling, Commercial Real Estate, First Time Home Buyers, Real Estate Development, Brokerage, Relocation, New Home Sales, Sellers, Single Family Homes, FHA, HUD, Negotiation, Luxury, Buyers, Buyer Representation, Property, Leases, 1031 Exchanges, Rentals, Closings, Real Estate License, Loss Mitigation, Residential Mortgages, Title Insurance, Loans, SFR, Seller Representation, Seniors, Notary Public
Education
California State University-Northridge 2011 — 2013
Bachelor of Science in Finance
Tiffany Tse Tiffany Tse's Wedbush Securities Experience January 2013 - November 2013
Job Search Engine Marketing Associate at Disney Consumer Products
Industry Marketing and Advertising
Experience
Disney Consumer Products November 2014 - Present
Experian Consumer Direct November 2013 - November 2014
Wedbush Securities January 2013 - November 2013
Wedbush Securities May 2011 - January 2013
Yahoo! Search Marketing August 2010 - January 2011
mUrgent November 2009 - January 2010
Discovery Science Center July 2007 - August 2009
Skills
Social Media, Digital Marketing, Marketing, Social Media Marketing, Email Marketing, Google Analytics, Market Research, Lead Generation, Sales, Online Marketing, Online Advertising, Social Networking, Advertising, Web Analytics, Management, SEM
Education
California State University-Fullerton 2004 — 2010
Bachelors, English
California State University-Fullerton, Mihaylo College of Business and Economics 2004 — 2010
Business Administration, Marketing
Disney Consumer Products November 2014 - Present
Experian Consumer Direct November 2013 - November 2014
Wedbush Securities January 2013 - November 2013
Wedbush Securities May 2011 - January 2013
Yahoo! Search Marketing August 2010 - January 2011
mUrgent November 2009 - January 2010
Discovery Science Center July 2007 - August 2009
Skills
Social Media, Digital Marketing, Marketing, Social Media Marketing, Email Marketing, Google Analytics, Market Research, Lead Generation, Sales, Online Marketing, Online Advertising, Social Networking, Advertising, Web Analytics, Management, SEM
Education
California State University-Fullerton 2004 — 2010
Bachelors, English
California State University-Fullerton, Mihaylo College of Business and Economics 2004 — 2010
Business Administration, Marketing
Kiwon Kim's Wedbush Securities Experience June 2014 - August 2014
Job Director, Middle Office Services
Industry Financial Services
Experience
Lime Brokerage LLC August 2014 - Present
Wedbush Securities June 2014 - August 2014
Wedbush Securities January 2013 - June 2014
Wedbush Securities August 2011 - January 2013
Englekirk Structural Engineers August 2008 - August 2011
Skills
Administrative..., Outlook, Microsoft Excel, PowerPoint, Office Management, Customer Service, Time Management, Microsoft Office, Microsoft Word, Securities, Office Administration, Event Planning, Project Planning, Management
Education
California State University-Long Beach 2003 — 2008
Bachelor of Science - Business Administration, Marketing
Pasadena City College 2000 — 2003
Associate of Arts (A.A.) and Associate of Science (A.S), Art/Art Studies, General
Lime Brokerage LLC August 2014 - Present
Wedbush Securities June 2014 - August 2014
Wedbush Securities January 2013 - June 2014
Wedbush Securities August 2011 - January 2013
Englekirk Structural Engineers August 2008 - August 2011
Skills
Administrative..., Outlook, Microsoft Excel, PowerPoint, Office Management, Customer Service, Time Management, Microsoft Office, Microsoft Word, Securities, Office Administration, Event Planning, Project Planning, Management
Education
California State University-Long Beach 2003 — 2008
Bachelor of Science - Business Administration, Marketing
Pasadena City College 2000 — 2003
Associate of Arts (A.A.) and Associate of Science (A.S), Art/Art Studies, General
Cale Garverick Cale Garverick's Wedbush Securities Experience July 2013 - May 2015
Job Health Care Investment Banker at Cowen and Company
Industry Investment Banking
Experience
Cowen and Company June 2015 - Present
Wedbush Securities July 2013 - May 2015
OrbiMed Advisors June 2012 - August 2012
Stratos Wealth Partners June 2011 - August 2011
Skills
Management, Analysis, Investments, Private Equity, Biotechnology, Time Management, Finance, Economics, Bloomberg, Microsoft Excel, PowerPoint, Financial Analysis
Education
Denison University 2009 — 2013
Bachelor's Degree, Economics, Communication
Cowen and Company June 2015 - Present
Wedbush Securities July 2013 - May 2015
OrbiMed Advisors June 2012 - August 2012
Stratos Wealth Partners June 2011 - August 2011
Skills
Management, Analysis, Investments, Private Equity, Biotechnology, Time Management, Finance, Economics, Bloomberg, Microsoft Excel, PowerPoint, Financial Analysis
Education
Denison University 2009 — 2013
Bachelor's Degree, Economics, Communication
Brittany Rodi Brittany Rodi's Wedbush Securities Experience August 2014 - Present
Job Credit Analyst at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities August 2014 - Present
Skills
Microsoft Office, PowerPoint, Customer Service, Social Media, Microsoft Word, Microsoft Excel, Event Planning
Education
California State University-Fullerton 2010 — 2014
Bachelor of Arts (BA), Business Administration and Management, General
Wedbush Securities August 2014 - Present
Skills
Microsoft Office, PowerPoint, Customer Service, Social Media, Microsoft Word, Microsoft Excel, Event Planning
Education
California State University-Fullerton 2010 — 2014
Bachelor of Arts (BA), Business Administration and Management, General
Anthony Culazzo Anthony Culazzo's Wedbush Securities Experience February 2004 - May 2006
Job Assistant Vice President, Complex Risk Officer at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley September 2015 - Present
UBS Financial Services, Inc January 2013 - September 2015
UBS Financial Services, Inc August 2012 - December 2012
UBS Financial Services, Inc March 2012 - August 2012
UBS Financial Services, Inc October 2009 - March 2012
UBS Financial Services, Inc. December 2008 - October 2009
UBS Financial Services, Inc May 2006 - December 2008
Wedbush Securities February 2004 - May 2006
Education
California State University-Long Beach
Bachelor of Science, Business Administration (Finance, Real Estate, Law)
West Valley College
Morgan Stanley September 2015 - Present
UBS Financial Services, Inc January 2013 - September 2015
UBS Financial Services, Inc August 2012 - December 2012
UBS Financial Services, Inc March 2012 - August 2012
UBS Financial Services, Inc October 2009 - March 2012
UBS Financial Services, Inc. December 2008 - October 2009
UBS Financial Services, Inc May 2006 - December 2008
Wedbush Securities February 2004 - May 2006
Education
California State University-Long Beach
Bachelor of Science, Business Administration (Finance, Real Estate, Law)
West Valley College
Katie Lautz Katie Lautz's Wedbush Securities Experience September 2009 - August 2014
Job Office Manager at Plum Organics
Industry Executive Office
Experience
Plum Organics October 2014 - Present
Wedbush Securities September 2009 - August 2014
Nelson Staffing August 2007 - December 2008
Bank of America 2004 - 2007
Skills
Customer Service, Calendaring, Travel Arrangements, Energetic team player, Microsoft Office, Data Entry, Invoicing, Microsoft Word, Organized Multi-tasker, Communication, Calendars, Appointment Scheduling, Outlook, Administrative Office..., Fax, Telephone Skills, Expenses, Tracking, Mail Handling, Travel Logistics, Office Procedures, Database Management, Easily Adaptable, Flexible, CRM, Microsoft Excel, Expense Reports, Bigdough, Outstanding Communicator, Factset, Recruiting, Time Management
Education
Cuesta College 2001 — 2004
Associate of Arts (AA), General Studies
Plum Organics October 2014 - Present
Wedbush Securities September 2009 - August 2014
Nelson Staffing August 2007 - December 2008
Bank of America 2004 - 2007
Skills
Customer Service, Calendaring, Travel Arrangements, Energetic team player, Microsoft Office, Data Entry, Invoicing, Microsoft Word, Organized Multi-tasker, Communication, Calendars, Appointment Scheduling, Outlook, Administrative Office..., Fax, Telephone Skills, Expenses, Tracking, Mail Handling, Travel Logistics, Office Procedures, Database Management, Easily Adaptable, Flexible, CRM, Microsoft Excel, Expense Reports, Bigdough, Outstanding Communicator, Factset, Recruiting, Time Management
Education
Cuesta College 2001 — 2004
Associate of Arts (AA), General Studies
Mary Mikhail Mary Mikhail's Wedbush Securities Experience 1999 - 2003
Job Senior VP, CaMu Financial & Insurance Services Inc.
Industry Financial Services
Experience
CaMu September 2007 - Present
California Mutual Financial & Insurance Services Inc. April 2006 - Present
Wedbush Securities 1999 - 2003
Skills
Customer Service, Research, Microsoft Office, Social Media, Strategic Planning, Public Speaking, Microsoft Excel, Editing, Project Management, Management, Marketing, Team Building, Market Research, Sales, Coaching, Microsoft Word, New Business Development, Marketing Strategy, Account Management, Quantitative Research, Notary Public, Managerial Finance, Analysis, Financial Analysis, Budgets, Risk Management, Finance, Investments, Leadership, Strategy, Retirement
Education
Institute of Busniess & Finace 2014 — 2015
CAS, Certified Annuity Specialist
California State University-Los Angeles
Bachelor of Arts (B.A.), Sociology
CaMu September 2007 - Present
California Mutual Financial & Insurance Services Inc. April 2006 - Present
Wedbush Securities 1999 - 2003
Skills
Customer Service, Research, Microsoft Office, Social Media, Strategic Planning, Public Speaking, Microsoft Excel, Editing, Project Management, Management, Marketing, Team Building, Market Research, Sales, Coaching, Microsoft Word, New Business Development, Marketing Strategy, Account Management, Quantitative Research, Notary Public, Managerial Finance, Analysis, Financial Analysis, Budgets, Risk Management, Finance, Investments, Leadership, Strategy, Retirement
Education
Institute of Busniess & Finace 2014 — 2015
CAS, Certified Annuity Specialist
California State University-Los Angeles
Bachelor of Arts (B.A.), Sociology
Debbie Wilkins's Wedbush Securities Experience October 2005 - July 2014
Job Financial Services Professional | Fixed Income Securities Specialist | Institutional Salesperson
Industry Financial Services
Experience
Wedbush Securities October 2005 - July 2014
Pacific Crest Securities October 1985 - October 2005
Skills
Fixed Income Securities, Investments, Fixed Income, Municipal Bonds, Equities, Series 7, Bonds, Bond Pricing, Fixed Income Strategies, Institutional Sales, Municipal Securities..., General Securities..., Uniform State Law..., Member Mazamas..., Grant Committee..., Elder, Southminster..., Municipal Bond Club of..., Financial Analysis, Bloomberg, Valuation
Education
Portland State University School of Business Administration 1979 — 1980
Bachelor of Science (B.S.), Finance/Law
University of Idaho 1976 — 1979
Finance, General
Wedbush Securities October 2005 - July 2014
Pacific Crest Securities October 1985 - October 2005
Skills
Fixed Income Securities, Investments, Fixed Income, Municipal Bonds, Equities, Series 7, Bonds, Bond Pricing, Fixed Income Strategies, Institutional Sales, Municipal Securities..., General Securities..., Uniform State Law..., Member Mazamas..., Grant Committee..., Elder, Southminster..., Municipal Bond Club of..., Financial Analysis, Bloomberg, Valuation
Education
Portland State University School of Business Administration 1979 — 1980
Bachelor of Science (B.S.), Finance/Law
University of Idaho 1976 — 1979
Finance, General
Timothy Paul, Jr Timothy Paul, Jr's Wedbush Securities Experience March 2014 - August 2015
Job IT Technical Support & Customer Service Manager
Industry Information Technology and Services
Experience
Wedbush Securities March 2014 - August 2015
Zuber Lawler & Del Duca Law Firm May 2012 - March 2013
Zuber & Taillieu Law Firm May 2012 - June 2012
CyberDefender February 2011 - April 2012
Baltimore City Public Schools June 2009 - February 2011
Antek Healthware April 2007 - April 2008
Bank of America June 2006 - April 2007
Hewlett-Packard April 2006 - May 2006
E4E/ Absolute Quality (Apple Computers) November 2005 - March 2006
Skills
Graphic Design, Flash Animation, Music Production, Video Production, Animation, Troubleshooting, Computer Hardware, Technical Support, Web Design, HTML, Help Desk Support, OS X, Computer Animation, Software Installation, Hardware, Printers, Security, Windows Server, Windows, Customer Satisfaction, Call Centers, Adobe Creative Suite, Quality Assurance, 3D animation, Laptops, Windows XP, Microsoft Office, Windows 7, Remote Desktop
Education
Art Institute of Pittsburgh 2013 — 2015
Bachelor's degree, Graphic Design
American Intercontinental University 2004 — 2005
N/A, Visual Communication, and Business Management
RTEK 2003 — 2004
Web Design and Development
Walbrook High School Uniform Services Academy 1996 — 2001
Business & Computer Science, Business, Computer Science, Graphic Design, Web Design
Wedbush Securities March 2014 - August 2015
Zuber Lawler & Del Duca Law Firm May 2012 - March 2013
Zuber & Taillieu Law Firm May 2012 - June 2012
CyberDefender February 2011 - April 2012
Baltimore City Public Schools June 2009 - February 2011
Antek Healthware April 2007 - April 2008
Bank of America June 2006 - April 2007
Hewlett-Packard April 2006 - May 2006
E4E/ Absolute Quality (Apple Computers) November 2005 - March 2006
Skills
Graphic Design, Flash Animation, Music Production, Video Production, Animation, Troubleshooting, Computer Hardware, Technical Support, Web Design, HTML, Help Desk Support, OS X, Computer Animation, Software Installation, Hardware, Printers, Security, Windows Server, Windows, Customer Satisfaction, Call Centers, Adobe Creative Suite, Quality Assurance, 3D animation, Laptops, Windows XP, Microsoft Office, Windows 7, Remote Desktop
Education
Art Institute of Pittsburgh 2013 — 2015
Bachelor's degree, Graphic Design
American Intercontinental University 2004 — 2005
N/A, Visual Communication, and Business Management
RTEK 2003 — 2004
Web Design and Development
Walbrook High School Uniform Services Academy 1996 — 2001
Business & Computer Science, Business, Computer Science, Graphic Design, Web Design
Daisy Jaffe Daisy Jaffe's Wedbush Securities Experience November 2006 - May 2013
Job Financial Executive providing Comprehensive Financial Planning
Industry Financial Services
Experience
Trilogy Financial Services October 2013 - Present
LPL Financial May 2013 - August 2013
Wedbush Securities November 2006 - May 2013
Ryan Beck & Co. 2005 - 2006
Morgan Stanley 1983 - 2004
Skills
Accounting, Portfolio Management, Wealth Management, Strategic Financial..., Private Equity, New Business Development, Financial Reporting, Investments, Tax, Financial Modeling, Asset Management, Financial Analysis, Estate Planning, Due Diligence, Finance, Financial Planning
Education
Baruch College 1978 — 1980
Bachelor of Business Administration (B.B.A.)
Trilogy Financial Services October 2013 - Present
LPL Financial May 2013 - August 2013
Wedbush Securities November 2006 - May 2013
Ryan Beck & Co. 2005 - 2006
Morgan Stanley 1983 - 2004
Skills
Accounting, Portfolio Management, Wealth Management, Strategic Financial..., Private Equity, New Business Development, Financial Reporting, Investments, Tax, Financial Modeling, Asset Management, Financial Analysis, Estate Planning, Due Diligence, Finance, Financial Planning
Education
Baruch College 1978 — 1980
Bachelor of Business Administration (B.B.A.)
Jeanine Aitken Jeanine Aitken's Wedbush Securities Experience June 1986 - August 1988
Job Finance and Operations Consultant at Peer Insight
Industry Financial Services
Experience
Peer Insight April 2012 - Present
American Council on International Personnel January 2011 - February 2013
FDIC June 1992 - July 1995
Resolution Trust Corporation August 1991 - July 1995
Chandler Asset Management August 1988 - August 1991
Wedbush Securities June 1986 - August 1988
Skills
Fixed Income Analysis, Accounts Payable, Payroll, Fixed Income Trading, Financial Analysis, Financial Modeling, Financial Reporting, Accounting, Fixed Income, Management
Education
Arizona State University
Bachelor of Arts Degree in Finance
Peer Insight April 2012 - Present
American Council on International Personnel January 2011 - February 2013
FDIC June 1992 - July 1995
Resolution Trust Corporation August 1991 - July 1995
Chandler Asset Management August 1988 - August 1991
Wedbush Securities June 1986 - August 1988
Skills
Fixed Income Analysis, Accounts Payable, Payroll, Fixed Income Trading, Financial Analysis, Financial Modeling, Financial Reporting, Accounting, Fixed Income, Management
Education
Arizona State University
Bachelor of Arts Degree in Finance
Jordan Tiu Jordan Tiu's Wedbush Securities Experience January 2015 - Present
Job Associate, Clearing and Technology Group at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities January 2015 - Present
Wedbush Securities October 2014 - January 2015
Wedbush Securities May 2013 - September 2014
California State University, Northridge November 2011 - June 2012
CSUN Wells Fargo Center for Small Business & Entrepreneurship January 2012 - May 2012
Bank of America Merrill Lynch May 2011 - December 2011
Skills
Financial Modeling, Portfolio Management, Financial Analysis, Microsoft Excel, Economics, PowerPoint, Analysis, Credit, Options Strategies, Investments, Fundamental Analysis, Venture Capital, Accounting, Index Options, Futures
Education
California State University-Northridge 2010 — 2012
Bachelor of Science (B.S.), Finance and Business Honors
Wedbush Securities January 2015 - Present
Wedbush Securities October 2014 - January 2015
Wedbush Securities May 2013 - September 2014
California State University, Northridge November 2011 - June 2012
CSUN Wells Fargo Center for Small Business & Entrepreneurship January 2012 - May 2012
Bank of America Merrill Lynch May 2011 - December 2011
Skills
Financial Modeling, Portfolio Management, Financial Analysis, Microsoft Excel, Economics, PowerPoint, Analysis, Credit, Options Strategies, Investments, Fundamental Analysis, Venture Capital, Accounting, Index Options, Futures
Education
California State University-Northridge 2010 — 2012
Bachelor of Science (B.S.), Finance and Business Honors
Christina DePalma Christina DePalma's Wedbush Securities Experience July 2014 - June 2015
Job Financial Services Professional
Industry Banking
Experience
Wedbush Securities July 2014 - June 2015
UBS June 2013 - April 2014
Stifel Financial Corp. October 2011 - March 2013
Arcadian Health Plan August 2010 - October 2011
Cornell University November 2009 - May 2010
Cornell University Hans Bethe House Council August 2008 - May 2010
Cornell University New Student Programs August 2008 - August 2009
Ace Landscaping Corporation May 2005 - August 2009
Capstone Business Credit, LLC May 2009 - July 2009
Marketing Plan Development and Team Building January 2008 - December 2008
Skills
Marketing, Leadership, Social Media, Management, Research, PowerPoint, Advertising, Microsoft Word, Microsoft Office, Customer Service, Fundraising, Nonprofits, Social Networking, Project Planning, Data Analysis, Event Planning, Training, Social Media Marketing, Business Strategy, Market Research, Marketing Communications
Education
Cornell University 2007 — 2010
Bachelor's Degree, Applied Economics and Management
Wedbush Securities July 2014 - June 2015
UBS June 2013 - April 2014
Stifel Financial Corp. October 2011 - March 2013
Arcadian Health Plan August 2010 - October 2011
Cornell University November 2009 - May 2010
Cornell University Hans Bethe House Council August 2008 - May 2010
Cornell University New Student Programs August 2008 - August 2009
Ace Landscaping Corporation May 2005 - August 2009
Capstone Business Credit, LLC May 2009 - July 2009
Marketing Plan Development and Team Building January 2008 - December 2008
Skills
Marketing, Leadership, Social Media, Management, Research, PowerPoint, Advertising, Microsoft Word, Microsoft Office, Customer Service, Fundraising, Nonprofits, Social Networking, Project Planning, Data Analysis, Event Planning, Training, Social Media Marketing, Business Strategy, Market Research, Marketing Communications
Education
Cornell University 2007 — 2010
Bachelor's Degree, Applied Economics and Management
Jason Mininger Jason Mininger's Wedbush Securities Experience July 2009 - October 2012
Job
Industry Financial Services
Experience
Mininger Asset Management December 2012 - Present
Wedbush Securities July 2009 - October 2012
Morgan Stanley Wealth Management November 1993 - July 2009
Skills
Budgets, Strategic Planning, Equity Research, Equities, Equity Derivatives, Fixed Income Analysis, Fixed Income, Currency, Currency Futures, Commodity Risk..., Technical Analysis, Derivatives, Derivatives Trading, Hedging, Interest Rate Hedging, FX Hedging, Global Macro, Securities, Alternative Investments, Asset Allocation
Education
California State University-Sacramento 1987 — 1991
Bachelor of Arts (B.A.), Political Science and Government
Mininger Asset Management December 2012 - Present
Wedbush Securities July 2009 - October 2012
Morgan Stanley Wealth Management November 1993 - July 2009
Skills
Budgets, Strategic Planning, Equity Research, Equities, Equity Derivatives, Fixed Income Analysis, Fixed Income, Currency, Currency Futures, Commodity Risk..., Technical Analysis, Derivatives, Derivatives Trading, Hedging, Interest Rate Hedging, FX Hedging, Global Macro, Securities, Alternative Investments, Asset Allocation
Education
California State University-Sacramento 1987 — 1991
Bachelor of Arts (B.A.), Political Science and Government
Rachel (Ferguson) Flint Rachel (Ferguson) Flint's Wedbush Securities Experience August 2012 - Present
Job Payroll Specialist at Wedbush Securities
Industry Human Resources
Experience
Wedbush Securities August 2012 - Present
WPS Inc November 2008 - August 2012
San Bernardino Unified School District September 2007 - November 2008
Girl Scouts of San Gorgonio Council October 2003 - November 2007
Skills
Microsoft Office, PayChoice, Quickbooks, File Gaurdian, 10 Key, Customer Service, Customer Retention, General Ledger, Multi-state Payroll, Payroll Taxes, Accounts Payable, Accounts Receivable, Workers Compensation, Unemployment Claims, Fast Learner, Goal Oriented, Staff Mentoring, Forecasting, Ultimate, Microsoft Excel, Journal Entries, PeopleSoft, Human Resources, New Hire Orientations, Payroll, Microsoft Word, QuickBooks, Office Management, Recruiting, Outlook, ADP Payroll, Training, Office Administration, Employee Benefits, Leadership, Data Entry, FMLA, Accounting, Employee Relations, Auditing, Multi-State Sales Tax, Time Management, Access, Onboarding, Hiring, GAAP, Account Reconciliation, Benefits Administration, Great Plains Software, Management
Education
California State University-San Bernardino - College of Business and Public Administration 2003 — 2007
Bachelor of Arts (BA), History, GPA 3.83
Wedbush Securities August 2012 - Present
WPS Inc November 2008 - August 2012
San Bernardino Unified School District September 2007 - November 2008
Girl Scouts of San Gorgonio Council October 2003 - November 2007
Skills
Microsoft Office, PayChoice, Quickbooks, File Gaurdian, 10 Key, Customer Service, Customer Retention, General Ledger, Multi-state Payroll, Payroll Taxes, Accounts Payable, Accounts Receivable, Workers Compensation, Unemployment Claims, Fast Learner, Goal Oriented, Staff Mentoring, Forecasting, Ultimate, Microsoft Excel, Journal Entries, PeopleSoft, Human Resources, New Hire Orientations, Payroll, Microsoft Word, QuickBooks, Office Management, Recruiting, Outlook, ADP Payroll, Training, Office Administration, Employee Benefits, Leadership, Data Entry, FMLA, Accounting, Employee Relations, Auditing, Multi-State Sales Tax, Time Management, Access, Onboarding, Hiring, GAAP, Account Reconciliation, Benefits Administration, Great Plains Software, Management
Education
California State University-San Bernardino - College of Business and Public Administration 2003 — 2007
Bachelor of Arts (BA), History, GPA 3.83
Pamela 'Indi' Barber's Wedbush Securities Experience January 1993 - November 1998
Job Global Change Management Analyst
Industry Information Technology and Services
Experience
Lexmark International, Inc. June 2015 - Present
JP Morgan Chase 1996 - September 2014
Bear Stearns Securities Corp. December 1996 - October 2007
Wedbush Securities January 1993 - November 1998
Skills
Software Documentation, Change Management, Functional Analysis, E-Learning, Flash, Photoshop, InDesign, User Experience, SharePoint..., Computer Software..., Project Management, Training, Captivate, User Interface Design, Usability Testing, Product Management, Business Analysis, After Effects, Presenter, Financial Services, CRM, Product Development, Articulate Storyline, Prime Brokerage, Middle Office, Electronic Trading, Trading Systems, Low Latency, Camtasia, Securities, Dreamweaver, Relationship Management, Market Data, Back Office, Fixed Income, Portfolio Management, Investment Banking, Credit Derivatives, Hands-on Training, Visio, Equity Trading, Hedge Funds, Reference Data, Corporate Actions, Options, Series 7, Risk Management, Management, Equities, Strategy
Education
Tulane University
Art Center College of Design
Lexmark International, Inc. June 2015 - Present
JP Morgan Chase 1996 - September 2014
Bear Stearns Securities Corp. December 1996 - October 2007
Wedbush Securities January 1993 - November 1998
Skills
Software Documentation, Change Management, Functional Analysis, E-Learning, Flash, Photoshop, InDesign, User Experience, SharePoint..., Computer Software..., Project Management, Training, Captivate, User Interface Design, Usability Testing, Product Management, Business Analysis, After Effects, Presenter, Financial Services, CRM, Product Development, Articulate Storyline, Prime Brokerage, Middle Office, Electronic Trading, Trading Systems, Low Latency, Camtasia, Securities, Dreamweaver, Relationship Management, Market Data, Back Office, Fixed Income, Portfolio Management, Investment Banking, Credit Derivatives, Hands-on Training, Visio, Equity Trading, Hedge Funds, Reference Data, Corporate Actions, Options, Series 7, Risk Management, Management, Equities, Strategy
Education
Tulane University
Art Center College of Design
Alyssa Bowden Alyssa Bowden's Wedbush Securities Experience October 2013 - December 2013
Job Assistant Vice President in Global Portfolio Risk Analysis at Citi
Industry Financial Services
Experience
Citi January 2015 - Present
Centerlight Health System September 2014 - December 2014
Centerlight Health System June 2014 - August 2014
Wedbush Securities October 2013 - December 2013
Loyola Marymount University September 2011 - May 2013
Loyola Marymount University September 2009 - May 2013
Loyola Marymount University September 2012 - December 2012
Loyola Marymount University May 2012 - June 2012
Boise State University June 2011 - July 2011
Subway June 2010 - August 2010
Skills
Research, Data Analysis, Financial Modeling, Monte Carlo Simulation, Data Mining, R, Matlab, SQL, Java, LaTeX, Bash, Mathematica, Microsoft Office, VBA, Differential Equations, Photoshop, Expository Writing, Argumentation
Education
Columbia University - Fu Foundation School of Engineering and Applied Science 2013 — 2014
Master of Science (MS), Financial Engineering
Loyola Marymount University 2009 — 2013
Bachelor of Science (B.S.), Mathematics
Citi January 2015 - Present
Centerlight Health System September 2014 - December 2014
Centerlight Health System June 2014 - August 2014
Wedbush Securities October 2013 - December 2013
Loyola Marymount University September 2011 - May 2013
Loyola Marymount University September 2009 - May 2013
Loyola Marymount University September 2012 - December 2012
Loyola Marymount University May 2012 - June 2012
Boise State University June 2011 - July 2011
Subway June 2010 - August 2010
Skills
Research, Data Analysis, Financial Modeling, Monte Carlo Simulation, Data Mining, R, Matlab, SQL, Java, LaTeX, Bash, Mathematica, Microsoft Office, VBA, Differential Equations, Photoshop, Expository Writing, Argumentation
Education
Columbia University - Fu Foundation School of Engineering and Applied Science 2013 — 2014
Master of Science (MS), Financial Engineering
Loyola Marymount University 2009 — 2013
Bachelor of Science (B.S.), Mathematics
Matthew Chun Matthew Chun's Wedbush Securities Experience July 2008 - May 2009
Job Investment Banking Associate at Morgan Stanley
Industry Investment Banking
Experience
Morgan Stanley August 2015 - Present
Jefferies LLC June 2014 - August 2015
Barclays 2011 - June 2014
Wedbush Securities July 2008 - May 2009
Wedbush Securities February 2005 - June 2008
Skills
Investment Banking, Financial Modeling, Corporate Finance, Capital Markets, Valuation, Financial Analysis, Mergers, LBO, DCF
Education
Columbia University - Columbia Business School 2009 — 2011
Master of Business Administration (MBA), Accounting and Finance
Princeton University 2000 — 2004
Bachelor of Arts (B.A.), Economics
Punahou School 1997 — 2000
Morgan Stanley August 2015 - Present
Jefferies LLC June 2014 - August 2015
Barclays 2011 - June 2014
Wedbush Securities July 2008 - May 2009
Wedbush Securities February 2005 - June 2008
Skills
Investment Banking, Financial Modeling, Corporate Finance, Capital Markets, Valuation, Financial Analysis, Mergers, LBO, DCF
Education
Columbia University - Columbia Business School 2009 — 2011
Master of Business Administration (MBA), Accounting and Finance
Princeton University 2000 — 2004
Bachelor of Arts (B.A.), Economics
Punahou School 1997 — 2000
Henry Glasheen Henry Glasheen's Wedbush Securities Experience November 2005 - April 2015
Job Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities November 2005 - April 2015
Wachovia Securities August 1998 - November 2005
Morgan Stanley March 1993 - August 1998
Skills
Asset Management, Series 7, Wealth Management, Risk Management, Investments, Securities, Financial Planning, Portfolio Management, Estate Planning, Equities, Fixed Income, Market Research, Financial Markets, Financial Modeling, Banking, Retirement Planning, Asset Allocation, Mutual Funds, Retirement, Capital Markets, Strategic Financial..., Asset Managment, Financial Analysis, Financial Advisory, Investment Advisory, Investment Strategies, Uniform Combined State..., Alternative Investments, Fixed Annuities, Investment Management, Series 63, Financial Services, 401k
Education
University of Utah - David Eccles School of Business 2001 — 2002
Finance, Accounting, Marketing
Columbia University in the City of New York 1983 — 1985
BA, Political Science
Syracuse University 1980 — 1983
Political Science, Biology
Wedbush Securities November 2005 - April 2015
Wachovia Securities August 1998 - November 2005
Morgan Stanley March 1993 - August 1998
Skills
Asset Management, Series 7, Wealth Management, Risk Management, Investments, Securities, Financial Planning, Portfolio Management, Estate Planning, Equities, Fixed Income, Market Research, Financial Markets, Financial Modeling, Banking, Retirement Planning, Asset Allocation, Mutual Funds, Retirement, Capital Markets, Strategic Financial..., Asset Managment, Financial Analysis, Financial Advisory, Investment Advisory, Investment Strategies, Uniform Combined State..., Alternative Investments, Fixed Annuities, Investment Management, Series 63, Financial Services, 401k
Education
University of Utah - David Eccles School of Business 2001 — 2002
Finance, Accounting, Marketing
Columbia University in the City of New York 1983 — 1985
BA, Political Science
Syracuse University 1980 — 1983
Political Science, Biology
Hermon Alem Hermon Alem's Wedbush Securities Experience August 2006 - Present
Job Tax Reporting Specialist at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities August 2006 - Present
E*Trade November 2004 - November 2005
Skills
Financial Analysis, Microsoft Excel, PowerPoint, Analysis, Accounting, Financial Modeling, Budgets, Access, Auditing, Microsoft Office, Microsoft Word, Strategic Planning, Financial Reporting
Education
California State University-Long Beach - College of Business Administration 2001 — 2006
BS, Finance
Wedbush Securities August 2006 - Present
E*Trade November 2004 - November 2005
Skills
Financial Analysis, Microsoft Excel, PowerPoint, Analysis, Accounting, Financial Modeling, Budgets, Access, Auditing, Microsoft Office, Microsoft Word, Strategic Planning, Financial Reporting
Education
California State University-Long Beach - College of Business Administration 2001 — 2006
BS, Finance
Amy Galvan Amy Galvan's Wedbush Securities Experience June 2009 - December 2012
Job Registered Client Associate at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC December 2012 - Present
Wedbush Securities June 2009 - December 2012
Morgan Stanley June 1998 - May 2009
Skills
Mutual Funds, Securities
Education
California State University-Sacramento 1991 — 1996
BA, Marketing
Wells Fargo Advisors, LLC December 2012 - Present
Wedbush Securities June 2009 - December 2012
Morgan Stanley June 1998 - May 2009
Skills
Mutual Funds, Securities
Education
California State University-Sacramento 1991 — 1996
BA, Marketing
Aaron Zhang Aaron Zhang's Wedbush Securities Experience October 2013 - March 2014
Job Investment Banking Analyst at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan June 2014 - Present
Societe Generale Corporate and Investment Banking - SGCIB April 2014 - May 2014
Wedbush Securities October 2013 - March 2014
Fore Research & Management, LP May 2013 - August 2013
Skills
Financial Modeling, Statistics, Economics, Investments, Financial Analysis, Accounting, Equity Research, Corporate Finance, Fixed Income, Hedge Funds, Quantitative Finance, Valuation, Capital Markets, Investment Banking
Education
Columbia University in the City of New York 2012 — 2014
Master's Degree, Operations Research
University of California, Santa Barbara 2008 — 2012
Dual Degree, BA, Business Economics & BS, Financial Mathematics & Statistics
J.P. Morgan June 2014 - Present
Societe Generale Corporate and Investment Banking - SGCIB April 2014 - May 2014
Wedbush Securities October 2013 - March 2014
Fore Research & Management, LP May 2013 - August 2013
Skills
Financial Modeling, Statistics, Economics, Investments, Financial Analysis, Accounting, Equity Research, Corporate Finance, Fixed Income, Hedge Funds, Quantitative Finance, Valuation, Capital Markets, Investment Banking
Education
Columbia University in the City of New York 2012 — 2014
Master's Degree, Operations Research
University of California, Santa Barbara 2008 — 2012
Dual Degree, BA, Business Economics & BS, Financial Mathematics & Statistics
Jeff Caldwell's Wedbush Securities Experience December 2014 - Present
Job
Industry Financial Services
Experience
Wedbush Securities December 2014 - Present
KCG Holdings, Inc. June 2012 - December 2014
Penson Futures January 2000 - December 2012
Chicago January 1999 - January 2000
Rush prybeterian St. Lukes medical center 1991 - 2000
AFCC - Alzheimer's Family Care Center, Chicago January 1991 - January 1999
Skills
Data Center, Leadership, Management, System Administration, Networking, Trading Systems, Electronic Trading, Market Data, Vendor Management, Low Latency, Budgets, Options, Business Analysis, Derivatives, Trading, Unix, Project Management, Equities, Process Improvement
Education
DePaul University College of Law 1994 — 1996
MS
Michigan State University 1986 — 1990
BA
Wedbush Securities December 2014 - Present
KCG Holdings, Inc. June 2012 - December 2014
Penson Futures January 2000 - December 2012
Chicago January 1999 - January 2000
Rush prybeterian St. Lukes medical center 1991 - 2000
AFCC - Alzheimer's Family Care Center, Chicago January 1991 - January 1999
Skills
Data Center, Leadership, Management, System Administration, Networking, Trading Systems, Electronic Trading, Market Data, Vendor Management, Low Latency, Budgets, Options, Business Analysis, Derivatives, Trading, Unix, Project Management, Equities, Process Improvement
Education
DePaul University College of Law 1994 — 1996
MS
Michigan State University 1986 — 1990
BA
David Strockis David Strockis's Wedbush Securities Experience September 2013 - January 2014
Job Equity Sales & Trading Intern at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities September 2013 - January 2014
Eagle Strategies, LLC August 2013 - November 2013
Mar West Real Estate May 2012 - August 2013
Skills
Outlook, Microsoft Excel, Financial Analysis, Real Estate, Location Intelligence, Corporate Real Estate, Disposition, Lease Negotiations, Lease Administration, Real Estate Economics, PowerPoint, Tenant Representation, Microsoft Word, Microsoft Office, Property Management, Brokerage, Social Media, Leadership, Commercial Real Estate, Leases, Real Estate Development, Photoshop, Variance Analysis, Investment Properties, Databases, Yardi, Landlords, Marketing
Education
California State University-Long Beach 2009 — 2014
Bachelor of Science, Finance
Palos Verdes High School 2005 — 2009
Wedbush Securities September 2013 - January 2014
Eagle Strategies, LLC August 2013 - November 2013
Mar West Real Estate May 2012 - August 2013
Skills
Outlook, Microsoft Excel, Financial Analysis, Real Estate, Location Intelligence, Corporate Real Estate, Disposition, Lease Negotiations, Lease Administration, Real Estate Economics, PowerPoint, Tenant Representation, Microsoft Word, Microsoft Office, Property Management, Brokerage, Social Media, Leadership, Commercial Real Estate, Leases, Real Estate Development, Photoshop, Variance Analysis, Investment Properties, Databases, Yardi, Landlords, Marketing
Education
California State University-Long Beach 2009 — 2014
Bachelor of Science, Finance
Palos Verdes High School 2005 — 2009
Haley Healea's Wedbush Securities Experience February 2015 - Present
Job Prime Client Services and Business Development at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities February 2015 - Present
Wedbush Securities September 2014 - Present
Wedbush Securities December 2013 - Present
The Heffernan Group- Financial Services January 2011 - August 2013
Skills
Manage Client..., Leadership, Sales, Customer Service, Microsoft Excel, Budgets, Finance, QuickBooks, Executive Level..., Hotels, Microsoft Office, Social Media, Accounting, Financial Analysis
Education
San Diego State University-California State University 2009 — 2013
Bachelor of Science (BS), Accounting
California State University-Los Angeles 2013 — 2014
Wedbush Securities February 2015 - Present
Wedbush Securities September 2014 - Present
Wedbush Securities December 2013 - Present
The Heffernan Group- Financial Services January 2011 - August 2013
Skills
Manage Client..., Leadership, Sales, Customer Service, Microsoft Excel, Budgets, Finance, QuickBooks, Executive Level..., Hotels, Microsoft Office, Social Media, Accounting, Financial Analysis
Education
San Diego State University-California State University 2009 — 2013
Bachelor of Science (BS), Accounting
California State University-Los Angeles 2013 — 2014
Adam Bray-Ali Adam Bray-Ali's Wedbush Securities Experience August 1996 - January 1998
Job Realtor at Podley Properties
Industry Real Estate
Experience
Pasadena-Foothills Association of REALTORS® January 2015 - Present
Podley Properties August 2013 - Present
Redfin June 2012 - Present
Arroyo Apartments January 2009 - March 2014
Keller Willams Realty January 2012 - July 2013
Flying Pigeon Los Angeles 2013 - 2013
Bain & Company March 2004 - December 2009
Broadcom July 2003 - March 2004
Deloitte January 1998 - March 2003
Wedbush Securities August 1996 - January 1998
Skills
Real Estate, Project Management, Asset Managment, Due Diligence, Negotiation, Strategic Planning, Business Analysis, Property Management, Investments, Relocation, Management Consulting, Contract Negotiation, Microsoft Office, Investment Properties, Commercial Real Estate, Valuation, Market Analysis, Financial Analysis, Business Strategy, Short Sales, Real Estate Transactions, Single Family Homes, Referrals, Management, Property, Investors, Residential Homes, REO, Selling, Sales, Sellers, Asset Management, First Time Home Buyers, Foreclosures, Condos, Listings, Buyer Representation, Buyers
Education
California State University-Los Angeles 2000 — 2004
Bachelor of Arts (B.A.), Economics
California State Polytechnic University-Pomona 1994 — 1996
none, Mechanical Engineering
Pasadena-Foothills Association of REALTORS® January 2015 - Present
Podley Properties August 2013 - Present
Redfin June 2012 - Present
Arroyo Apartments January 2009 - March 2014
Keller Willams Realty January 2012 - July 2013
Flying Pigeon Los Angeles 2013 - 2013
Bain & Company March 2004 - December 2009
Broadcom July 2003 - March 2004
Deloitte January 1998 - March 2003
Wedbush Securities August 1996 - January 1998
Skills
Real Estate, Project Management, Asset Managment, Due Diligence, Negotiation, Strategic Planning, Business Analysis, Property Management, Investments, Relocation, Management Consulting, Contract Negotiation, Microsoft Office, Investment Properties, Commercial Real Estate, Valuation, Market Analysis, Financial Analysis, Business Strategy, Short Sales, Real Estate Transactions, Single Family Homes, Referrals, Management, Property, Investors, Residential Homes, REO, Selling, Sales, Sellers, Asset Management, First Time Home Buyers, Foreclosures, Condos, Listings, Buyer Representation, Buyers
Education
California State University-Los Angeles 2000 — 2004
Bachelor of Arts (B.A.), Economics
California State Polytechnic University-Pomona 1994 — 1996
none, Mechanical Engineering
Ken Fendler Ken Fendler's Wedbush Securities Experience March 2003 - Present
Job Medical Sales and Services
Industry Health, Wellness and Fitness
Experience
United Medical July 2013 - Present
Wedbush Securities March 2003 - Present
Prudential Financial September 1998 - March 2003
SpectraCell Laboratories March 1995 - September 1998
Damon Reference Laboratories March 1991 - March 1995
Damon Clinical Laboratories March 1984 - March 1991
Ceramet, Inc. September 1980 - March 1984
Skills
Series 7, Series 63, Series 65, Private Client Services, Portfolio Management, Valuation, Financial Analysis, Technical Analysis, Fundamental Analysis, Sales, Sales Management, Life and Health..., Finance, Strategic Planning, Financial Advisory, Management, Retirement Planning
Education
Muhlenberg College 1976 — 1979
Bachelor of Science (BS), Biology/Biological Sciences, General
Bucks County Community College 1975 — 1976
Associates Degree, Biology
Ridge High School 1967 — 1971
United Medical July 2013 - Present
Wedbush Securities March 2003 - Present
Prudential Financial September 1998 - March 2003
SpectraCell Laboratories March 1995 - September 1998
Damon Reference Laboratories March 1991 - March 1995
Damon Clinical Laboratories March 1984 - March 1991
Ceramet, Inc. September 1980 - March 1984
Skills
Series 7, Series 63, Series 65, Private Client Services, Portfolio Management, Valuation, Financial Analysis, Technical Analysis, Fundamental Analysis, Sales, Sales Management, Life and Health..., Finance, Strategic Planning, Financial Advisory, Management, Retirement Planning
Education
Muhlenberg College 1976 — 1979
Bachelor of Science (BS), Biology/Biological Sciences, General
Bucks County Community College 1975 — 1976
Associates Degree, Biology
Ridge High School 1967 — 1971
Jeanette Camat Jeanette Camat's Wedbush Securities Experience February 2003 - September 2004
Job A/PAdministrative Assistant at Market Supply Company
Industry Food & Beverages
Experience
Market Supply Company September 2004 - Present
Wedbush Securities February 2003 - September 2004
Salomon Smith Barney September 1998 - July 2000
Skills
Invoicing, Customer Service, Accounts Receivable, Microsoft Excel, Administrative..., Accounts Payable, Inventory Management, Office Management, Administrative Support, Administration, Excel, Event Planning, Expenses, Billing, Outlook, Hiring, Merchandising, Payments, Retail, Benefits, Word, Fax
Education
Linn Benton Community College
Travel Institute of the Pacific
Diploma, Airline/Travel agency management
Market Supply Company September 2004 - Present
Wedbush Securities February 2003 - September 2004
Salomon Smith Barney September 1998 - July 2000
Skills
Invoicing, Customer Service, Accounts Receivable, Microsoft Excel, Administrative..., Accounts Payable, Inventory Management, Office Management, Administrative Support, Administration, Excel, Event Planning, Expenses, Billing, Outlook, Hiring, Merchandising, Payments, Retail, Benefits, Word, Fax
Education
Linn Benton Community College
Travel Institute of the Pacific
Diploma, Airline/Travel agency management
Mattias Tornyi Mattias Tornyi's Wedbush Securities Experience February 2015 - Present
Job SVP, Business Process Improvement at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities February 2015 - Present
Wedbush Securities April 2007 - February 2015
Wedbush Morgan Securities October 2005 - April 2007
Wedbush Morgan Securities October 2003 - October 2005
Cap Gemini Ernst & Young August 1997 - October 2003
ABB Coiltech June 1996 - September 1997
Skills
IT Management, Microsoft SQL Server, Databases, Analysis, IT Strategy, Project Management, Business Analysis, Software Development, Process Improvement, Servers, Requirements Analysis, Product Management, Business Intelligence, Management, Change Management, Cloud Computing, Vendor Management, Database Administration, Visual Basic, Enterprise Software, Architectures, SDLC, SQL Server, Architecture, Enterprise Architecture, Consulting, Consultancy, Application Development, Administration, SQL
Education
University of Skövde 1993 — 1996
Bs, Computer Science
Kungsgard 1990 — 1992
Wedbush Securities February 2015 - Present
Wedbush Securities April 2007 - February 2015
Wedbush Morgan Securities October 2005 - April 2007
Wedbush Morgan Securities October 2003 - October 2005
Cap Gemini Ernst & Young August 1997 - October 2003
ABB Coiltech June 1996 - September 1997
Skills
IT Management, Microsoft SQL Server, Databases, Analysis, IT Strategy, Project Management, Business Analysis, Software Development, Process Improvement, Servers, Requirements Analysis, Product Management, Business Intelligence, Management, Change Management, Cloud Computing, Vendor Management, Database Administration, Visual Basic, Enterprise Software, Architectures, SDLC, SQL Server, Architecture, Enterprise Architecture, Consulting, Consultancy, Application Development, Administration, SQL
Education
University of Skövde 1993 — 1996
Bs, Computer Science
Kungsgard 1990 — 1992
Robert C. Smith Robert C. Smith's Wedbush Securities Experience February 1999 - January 2000
Job President at RCS Wealth Management Group
Industry Investment Management
Experience
RCS Wealth Management Group 2002 - Present
Wachovia Securities Financial Network January 2000 - March 2002
Wedbush Securities February 1999 - January 2000
RAF Financial Corp. March 1996 - January 1999
Education
Albright College 1981 — 1984
Bachelor of Business Administration (BBA), Finance, General
RCS Wealth Management Group 2002 - Present
Wachovia Securities Financial Network January 2000 - March 2002
Wedbush Securities February 1999 - January 2000
RAF Financial Corp. March 1996 - January 1999
Education
Albright College 1981 — 1984
Bachelor of Business Administration (BBA), Finance, General
Phillip B. Ruggeiro Jr. Phillip B. Ruggeiro Jr.'s Wedbush Securities Experience January 2001 - Present
Job Senior Vice President at Wedbush Securities
Industry Investment Banking
Experience
Wedbush Securities January 2001 - Present
Miller & Schroeder Financial March 1999 - January 2001
O'Connor & Co. / Southwest Securities Group (SWS) January 1993 - March 1999
Morgan Stanley 1988 - 1990
Morgan Stanley 1988 - 1990
Morgan Stanley 1988 - 1990
Morgan Stanley 1988 - 1990
Morgan Stanley 1988 - 1990
Morgan Stanley 1988 - 1990
Morgan Stanley 1988 - 1990
Skills
Capital Markets, Investment Banking, Fixed Income, Trading, Banking, Financial Modeling, Series 7, Securities, Investment Management, Asset Management, Sales, Hedge Funds, Portfolio Management, Asset Managment
Education
California Polytechnic State University-San Luis Obispo 1982 — 1987
Finance, Business Administration
Loyola High School (Jesuit Prep) 1978 — 1982
Wedbush Securities January 2001 - Present
Miller & Schroeder Financial March 1999 - January 2001
O'Connor & Co. / Southwest Securities Group (SWS) January 1993 - March 1999
Morgan Stanley 1988 - 1990
Morgan Stanley 1988 - 1990
Morgan Stanley 1988 - 1990
Morgan Stanley 1988 - 1990
Morgan Stanley 1988 - 1990
Morgan Stanley 1988 - 1990
Morgan Stanley 1988 - 1990
Skills
Capital Markets, Investment Banking, Fixed Income, Trading, Banking, Financial Modeling, Series 7, Securities, Investment Management, Asset Management, Sales, Hedge Funds, Portfolio Management, Asset Managment
Education
California Polytechnic State University-San Luis Obispo 1982 — 1987
Finance, Business Administration
Loyola High School (Jesuit Prep) 1978 — 1982
David Bassett-Parkins David Bassett-Parkins's Wedbush Securities Experience 1992 - 1997
Job 25 Year Executive
Industry Online Media
Experience
Looking for COO Position November 2014 - Present
GoldSilver.com 2013 - 2014
Avaliving.com 2007 - 2013
Velocity Express 2001 - 2007
Netgateway (now Crexendo AMEX:EXE) 1997 - 2001
Wedbush Securities 1992 - 1997
Interior Space Design 1988 - 1992
Skills
Strategic Planning, Interior Design, Interior Architecture, Blogging, Social Networking, Start-ups, Entrepreneurship, Marketing, Social Media Marketing, Fashion, Social Media
Education
California Polytechnic State University-San Luis Obispo
Architecture / Business Management
California State Polytechnic University-Pomona
Bachelor's Degree, Business Administration and Management
Looking for COO Position November 2014 - Present
GoldSilver.com 2013 - 2014
Avaliving.com 2007 - 2013
Velocity Express 2001 - 2007
Netgateway (now Crexendo AMEX:EXE) 1997 - 2001
Wedbush Securities 1992 - 1997
Interior Space Design 1988 - 1992
Skills
Strategic Planning, Interior Design, Interior Architecture, Blogging, Social Networking, Start-ups, Entrepreneurship, Marketing, Social Media Marketing, Fashion, Social Media
Education
California Polytechnic State University-San Luis Obispo
Architecture / Business Management
California State Polytechnic University-Pomona
Bachelor's Degree, Business Administration and Management
Jennifer Panelli Jennifer Panelli's Wedbush Securities Experience July 2014 - Present
Job Technical Specialist/ StartRight Representative with Medtronic
Industry Medical Devices
Experience
Wedbush Securities July 2014 - Present
Medtronic January 2013 - Present
Pasadena Ronald McDonald House March 2010 - May 2012
KJServices November 2011 - March 2012
Anschutz Entertainment Group (AEG) January 2011 - May 2011
Pasadena Ronald McDonald House 2010 - 2011
Skills
Event Planning, Public Relations, Volunteer Management, Non-profit Volunteer, Team Leadership, Non-profit..., Problem Solving, Persuasive Presentations, Medical Devices, Diabetes, Technical Support, Mentoring, Customer Retention, Volunteer Training, Environmental Consulting, Marketing Communications, General Administrative..., Organization, Social Media Marketing, Social Media, Presentations, Fundraising, Trend Analysis, Customer Support
Education
Biola University 2008 — 2011
BA, Communication Studies
Liberty High School 2002 — 2006
Wedbush Securities July 2014 - Present
Medtronic January 2013 - Present
Pasadena Ronald McDonald House March 2010 - May 2012
KJServices November 2011 - March 2012
Anschutz Entertainment Group (AEG) January 2011 - May 2011
Pasadena Ronald McDonald House 2010 - 2011
Skills
Event Planning, Public Relations, Volunteer Management, Non-profit Volunteer, Team Leadership, Non-profit..., Problem Solving, Persuasive Presentations, Medical Devices, Diabetes, Technical Support, Mentoring, Customer Retention, Volunteer Training, Environmental Consulting, Marketing Communications, General Administrative..., Organization, Social Media Marketing, Social Media, Presentations, Fundraising, Trend Analysis, Customer Support
Education
Biola University 2008 — 2011
BA, Communication Studies
Liberty High School 2002 — 2006
Nick Setyan Nick Setyan's Wedbush Securities Experience May 2011 - Present
Job Analyst, Restaurants Equity Research at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities May 2011 - Present
Wedbush Securities May 2008 - May 2011
Wedbush Securities May 2006 - April 2008
Education
Cornell University 2000 — 2004
Bachelor of Arts (B.A.), Economics
Oxford University
Philosophy Politics and Economics
Wedbush Securities May 2011 - Present
Wedbush Securities May 2008 - May 2011
Wedbush Securities May 2006 - April 2008
Education
Cornell University 2000 — 2004
Bachelor of Arts (B.A.), Economics
Oxford University
Philosophy Politics and Economics
Malcolm Burt Malcolm Burt's Wedbush Securities Experience February 2004 - February 2009
Job Agency Manager
Industry Financial Services
Experience
Farm Bureau Financial Services February 2014 - Present
Farm Bureau Financial Services December 2010 - February 2014
Farm Bureau Financial Services March 2009 - November 2010
Wedbush Securities February 2004 - February 2009
SMITHBARNEY August 1996 - January 2004
PACE & NICKLE, P.C November 1994 - July 1996
SUPERIOR COURT OF GEORGIA September 1993 - September 1994
Skills
Sales Rep Training, Teaching, Public Speaking, Retirement, Wealth Management, Investments, Insurance, Strategic Financial..., Investment Management, Investment Strategies, Finance, Securities, Financial Planners, Fixed Annuities, Financial Services, Strategic Planning, Asset Managment, Portfolio Management, Life Insurance, Sales, Equities, Financial Advisory, Management, CRM, Salesforce.com, Training, Asset Management
Education
Brigham Young University—J. Reuben Clark Law School 1990 — 1993
Doctor of Law (J.D.), Law
Brigham Young University 1986 — 1990
Bachelor of Arts (BA), Political Science and Government
Farm Bureau Financial Services February 2014 - Present
Farm Bureau Financial Services December 2010 - February 2014
Farm Bureau Financial Services March 2009 - November 2010
Wedbush Securities February 2004 - February 2009
SMITHBARNEY August 1996 - January 2004
PACE & NICKLE, P.C November 1994 - July 1996
SUPERIOR COURT OF GEORGIA September 1993 - September 1994
Skills
Sales Rep Training, Teaching, Public Speaking, Retirement, Wealth Management, Investments, Insurance, Strategic Financial..., Investment Management, Investment Strategies, Finance, Securities, Financial Planners, Fixed Annuities, Financial Services, Strategic Planning, Asset Managment, Portfolio Management, Life Insurance, Sales, Equities, Financial Advisory, Management, CRM, Salesforce.com, Training, Asset Management
Education
Brigham Young University—J. Reuben Clark Law School 1990 — 1993
Doctor of Law (J.D.), Law
Brigham Young University 1986 — 1990
Bachelor of Arts (BA), Political Science and Government
Phillip Courten Phillip Courten's Wedbush Securities Experience April 2010 - October 2011
Job Investment Banking
Industry Investment Banking
Experience
Ridgecrest Capital Partners October 2011 - Present
Wedbush Securities April 2010 - October 2011
BMO Capital Markets 2001 - 2010
Banc of America Securities 1995 - 1999
Morgan Stanley 1986 - 1995
Skills
Mergers, Venture Capital, IPO, Investment Banking, Mergers & Acquisitions, Start-ups, Strategy, CRM, Finance, New Business Development, Corporate Development, Private Equity, Valuation, General Awesomeness, Corporate Finance, Awesomeness, Executive Management
Education
Babson College
Bachelor of Science, Finance
New York University - Leonard N. Stern School of Business
MBA, Finance
Ridgecrest Capital Partners October 2011 - Present
Wedbush Securities April 2010 - October 2011
BMO Capital Markets 2001 - 2010
Banc of America Securities 1995 - 1999
Morgan Stanley 1986 - 1995
Skills
Mergers, Venture Capital, IPO, Investment Banking, Mergers & Acquisitions, Start-ups, Strategy, CRM, Finance, New Business Development, Corporate Development, Private Equity, Valuation, General Awesomeness, Corporate Finance, Awesomeness, Executive Management
Education
Babson College
Bachelor of Science, Finance
New York University - Leonard N. Stern School of Business
MBA, Finance
Tony Alexakis Tony Alexakis's Wedbush Securities Experience September 1991 - December 1997
Job Property Management / Event Management
Industry Events Services
Experience
Walmsley Properties 2000 - Present
Pasadena Tournament of Roses May 1995 - January 2013
UNX September 2005 - November 2010
Rusnak Auto Group November 2003 - July 2005
LoanWorks December 2002 - April 2003
Sunrise Mortgage & Investment Co. September 2001 - December 2002
Bloom Staloff Corporation August 1999 - May 2001
Bright Trading, LLC January 1997 - July 1999
Wedbush Securities September 1991 - December 1997
Don C. Whitaker Inc. August 1986 - September 1991
Skills
CRM, Sales, Project Management, Property Management, Commercial Real Estate, Event Planning, Event Management, Trading, Finance, Stock Market, Insurance, Nonprofits, Non-profit..., Non-profit Leadership, Non-profit Volunteer
Education
California State University-Long Beach 1981 — 1984
BS, Business
Walmsley Properties 2000 - Present
Pasadena Tournament of Roses May 1995 - January 2013
UNX September 2005 - November 2010
Rusnak Auto Group November 2003 - July 2005
LoanWorks December 2002 - April 2003
Sunrise Mortgage & Investment Co. September 2001 - December 2002
Bloom Staloff Corporation August 1999 - May 2001
Bright Trading, LLC January 1997 - July 1999
Wedbush Securities September 1991 - December 1997
Don C. Whitaker Inc. August 1986 - September 1991
Skills
CRM, Sales, Project Management, Property Management, Commercial Real Estate, Event Planning, Event Management, Trading, Finance, Stock Market, Insurance, Nonprofits, Non-profit..., Non-profit Leadership, Non-profit Volunteer
Education
California State University-Long Beach 1981 — 1984
BS, Business
Michael Anderson, CFA's Wedbush Securities Experience June 2010 - May 2011
Job Associate Analyst at Fred Alger Management, Inc.
Industry Financial Services
Experience
Fred Alger Management, Inc. July 2014 - Present
Credit Suisse April 2012 - June 2014
Morgan Keegan May 2011 - April 2012
Wedbush Securities June 2010 - May 2011
Cayuga MBA Fund, LLC September 2009 - August 2010
Skills
Product Development, Equity Research, Hedge Funds, Valuation, Competitive Analysis, Financial Modeling, Financial Analysis, Business Strategy, Asset Managment, Strategic Planning, Project Management, Cross-functional Team..., Asset Management, Corporate Finance, Analytics, Business Development, Capital Markets, Due Diligence, Finance, Mutual Funds, Equities, Portfolio Management
Education
Cornell University - S.C. Johnson Graduate School of Management 2009 — 2010
Master of Business Administration, Accounting and Finance
Cornell University
Bachelor of Science (BS), Chemical Engineering
Fred Alger Management, Inc. July 2014 - Present
Credit Suisse April 2012 - June 2014
Morgan Keegan May 2011 - April 2012
Wedbush Securities June 2010 - May 2011
Cayuga MBA Fund, LLC September 2009 - August 2010
Skills
Product Development, Equity Research, Hedge Funds, Valuation, Competitive Analysis, Financial Modeling, Financial Analysis, Business Strategy, Asset Managment, Strategic Planning, Project Management, Cross-functional Team..., Asset Management, Corporate Finance, Analytics, Business Development, Capital Markets, Due Diligence, Finance, Mutual Funds, Equities, Portfolio Management
Education
Cornell University - S.C. Johnson Graduate School of Management 2009 — 2010
Master of Business Administration, Accounting and Finance
Cornell University
Bachelor of Science (BS), Chemical Engineering
Chris Carnaghi Chris Carnaghi's Wedbush Securities Experience June 1986 - Present
Job Correspondent Liaison at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities June 1986 - Present
Skills
Series 7, Equities, Investments, Securities, Series 63, Hedge Funds, Mutual Funds, Wealth Management, Series 24, Fixed Income, Alternative Investments
Education
California State University-Los Angeles 1985 — 1988
Bachelors
Temple City High School 1980 — 1984
Wedbush Securities June 1986 - Present
Skills
Series 7, Equities, Investments, Securities, Series 63, Hedge Funds, Mutual Funds, Wealth Management, Series 24, Fixed Income, Alternative Investments
Education
California State University-Los Angeles 1985 — 1988
Bachelors
Temple City High School 1980 — 1984
Jaye Oppedahl's Wedbush Securities Experience June 2010 - September 2011
Job Licensed Operations Specialist at Cetera Advisor Networks LLC
Industry Financial Services
Experience
Cetera Advisor Networks LLC January 2014 - Present
Cetera Financial Group August 2013 - January 2014
Gaiam April 2012 - April 2013
Universal Music Group December 2011 - April 2012
Wedbush Securities June 2010 - September 2011
T-Mobile December 2009 - June 2010
UBS March 2008 - December 2009
Viceroy Hotel Group September 2004 - September 2008
Skills
Finance, Financial Services, Financial Analysis, Microsoft Excel, Access, Payroll, PowerPoint, Accounting, Microsoft Word, Sales, Analysis, QuickBooks, Auditing, Microsoft Office, Customer Service, Forecasting, Invoicing, Management, Budgets, Time Management, Social Networking
Education
California State University-Northridge 2004 — 2009
Bachelor of Science, Finance
Delta sigma pi
Cetera Advisor Networks LLC January 2014 - Present
Cetera Financial Group August 2013 - January 2014
Gaiam April 2012 - April 2013
Universal Music Group December 2011 - April 2012
Wedbush Securities June 2010 - September 2011
T-Mobile December 2009 - June 2010
UBS March 2008 - December 2009
Viceroy Hotel Group September 2004 - September 2008
Skills
Finance, Financial Services, Financial Analysis, Microsoft Excel, Access, Payroll, PowerPoint, Accounting, Microsoft Word, Sales, Analysis, QuickBooks, Auditing, Microsoft Office, Customer Service, Forecasting, Invoicing, Management, Budgets, Time Management, Social Networking
Education
California State University-Northridge 2004 — 2009
Bachelor of Science, Finance
Delta sigma pi
Salvatore R. Rios's Wedbush Securities Experience May 2015 - Present
Job SVP Sales at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities May 2015 - Present
Guggenheim Partners March 2014 - April 2015
ED&F MAN May 2011 - January 2014
Societe Generale June 2010 - May 2011
MF Global January 2009 - June 2010
Merrill Lynch August 1990 - January 2009
Skills
Securities, Capital Markets, Investments, Trading, FX Options, Equities, Financial Markets, Fixed Income, Electronic Trading, Hedge Funds, Swaps, Investment Banking, Derivatives, Alternative Investments, Portfolio Management, Equity Derivatives, Commodity, Interest Rate..., Proprietary Trading, Hedging, Risk Management, Rates, Emerging Markets, Middle Office, Equity Trading, Valuation, Strategy, Market Risk, Currency, Bloomberg, Asset Allocation, Banking, Financial Risk, Structured Finance, MBS, FINRA, ETFs, High Yield, Credit Risk, Bonds, Series 24, Wealth Management, Series 7
Education
City University of New York-Baruch College 1983 — 1987
Business, Banking and Finance
Kingsborough Community College 1980 — 1982
Associate of Arts and Sciences (A.A.S.), Business Administration and Management, General
Wedbush Securities May 2015 - Present
Guggenheim Partners March 2014 - April 2015
ED&F MAN May 2011 - January 2014
Societe Generale June 2010 - May 2011
MF Global January 2009 - June 2010
Merrill Lynch August 1990 - January 2009
Skills
Securities, Capital Markets, Investments, Trading, FX Options, Equities, Financial Markets, Fixed Income, Electronic Trading, Hedge Funds, Swaps, Investment Banking, Derivatives, Alternative Investments, Portfolio Management, Equity Derivatives, Commodity, Interest Rate..., Proprietary Trading, Hedging, Risk Management, Rates, Emerging Markets, Middle Office, Equity Trading, Valuation, Strategy, Market Risk, Currency, Bloomberg, Asset Allocation, Banking, Financial Risk, Structured Finance, MBS, FINRA, ETFs, High Yield, Credit Risk, Bonds, Series 24, Wealth Management, Series 7
Education
City University of New York-Baruch College 1983 — 1987
Business, Banking and Finance
Kingsborough Community College 1980 — 1982
Associate of Arts and Sciences (A.A.S.), Business Administration and Management, General
Brandon Gregorio, CFA Brandon Gregorio, CFA's Wedbush Securities Experience 2001 - 2002
Job Managing Partner at Canum Capital Partners
Industry Venture Capital & Private Equity
Experience
Cencal Capital, LLC 2012 - 2014
Miller Buckfire January 2007 - 2012
Saybrook Capital 2002 - 2006
Wedbush Securities 2001 - 2002
Skills
Valuation, Financial Modeling, Investment Banking, Private Equity, Corporate Finance, Restructuring, Leveraged Finance, LBO, Corporate Development, Debt Restructuring, Hedge Funds, Capital Markets
Education
University of California, Santa Barbara 2000 — 2001
M.A., Business Economics
California State University-Bakersfield 1997 — 2000
(BS) Economics, (Minor) Statistics
Cencal Capital, LLC 2012 - 2014
Miller Buckfire January 2007 - 2012
Saybrook Capital 2002 - 2006
Wedbush Securities 2001 - 2002
Skills
Valuation, Financial Modeling, Investment Banking, Private Equity, Corporate Finance, Restructuring, Leveraged Finance, LBO, Corporate Development, Debt Restructuring, Hedge Funds, Capital Markets
Education
University of California, Santa Barbara 2000 — 2001
M.A., Business Economics
California State University-Bakersfield 1997 — 2000
(BS) Economics, (Minor) Statistics
Kathy Smiley Kathy Smiley's Wedbush Securities Experience November 1993 - June 2000
Job REALTOR at Rodeo Realty
Industry Real Estate
Experience
Berkshire Hathaway HomeServices California Realty July 2006 - Present
Wedbush Securities November 1993 - June 2000
Wedbush Securities January 1993 - June 2000
Skills
e-PRO, Listings, Buyer Representation, Short Sales, Single Family Homes, Resale, Relocation, Sellers, Relocations, Residential Homes, Real Estate, Leases, First Time Home Buyers, Referrals, Investment Properties, 1031 Exchanges, Marketing, Condos, REO, Townhomes, Selling, Seniors, Income Properties, Vacation Homes, New Home Sales, Investors, Buyers, Waterfront, Luxury, ABR, New Homes, Real Property, Seller Representation, Relocation Buyers, Foreclosures, Move Up Buyers, SFR, National Association of..., Listing Homes, HUD, Senior Real Estate, Council of Residential..., Home Staging, CDPE, Buyer's Agent, Real Estate Transactions, Rentals, First Time Home Sellers, Acreage, Assisting First Time...
Education
California State University-Northridge 2002 — 2004
Majored in English, English Major
Moorpark College 1998 — 2002
Associates Degree in Liberal Arts, Liberal Arts / English
Berkshire Hathaway HomeServices California Realty July 2006 - Present
Wedbush Securities November 1993 - June 2000
Wedbush Securities January 1993 - June 2000
Skills
e-PRO, Listings, Buyer Representation, Short Sales, Single Family Homes, Resale, Relocation, Sellers, Relocations, Residential Homes, Real Estate, Leases, First Time Home Buyers, Referrals, Investment Properties, 1031 Exchanges, Marketing, Condos, REO, Townhomes, Selling, Seniors, Income Properties, Vacation Homes, New Home Sales, Investors, Buyers, Waterfront, Luxury, ABR, New Homes, Real Property, Seller Representation, Relocation Buyers, Foreclosures, Move Up Buyers, SFR, National Association of..., Listing Homes, HUD, Senior Real Estate, Council of Residential..., Home Staging, CDPE, Buyer's Agent, Real Estate Transactions, Rentals, First Time Home Sellers, Acreage, Assisting First Time...
Education
California State University-Northridge 2002 — 2004
Majored in English, English Major
Moorpark College 1998 — 2002
Associates Degree in Liberal Arts, Liberal Arts / English
Lauren Willis Lauren Willis's Wedbush Securities Experience March 2004 - July 2014
Job Director at Tourmaline Partners, LLC
Industry Financial Services
Experience
Tourmaline Partners, LLC September 2014 - Present
Wedbush Securities March 2004 - July 2014
Omega Advisors January 2001 - August 2001
Sanford C. Bernstein 1997 - 2001
Prudential Securities 1986 - 1997
Skills
Series 7, Series 24, Series 55, Series 63, Trading, Equities, Hedge Funds, Securities, Investments, Capital Markets, Marketing, Program Management, Equity Research, Sales, Bloomberg, Alternative Investments
Education
The University of Texas at Austin 1985 — 1986
BA
Boston University 1983 — 1984
Tourmaline Partners, LLC September 2014 - Present
Wedbush Securities March 2004 - July 2014
Omega Advisors January 2001 - August 2001
Sanford C. Bernstein 1997 - 2001
Prudential Securities 1986 - 1997
Skills
Series 7, Series 24, Series 55, Series 63, Trading, Equities, Hedge Funds, Securities, Investments, Capital Markets, Marketing, Program Management, Equity Research, Sales, Bloomberg, Alternative Investments
Education
The University of Texas at Austin 1985 — 1986
BA
Boston University 1983 — 1984
Harvey Cloyd Harvey Cloyd's Wedbush Securities Experience 2001 - 2007
Job Chief Executive Officer at ETC Global Group
Industry Financial Services
Experience
ETC Global Group April 2014 - Present
ETC Global Holdings 2011 - Present
Electronic Transaction Clearing, Inc. 2007 - 2013
Wedbush Securities 2001 - 2007
Harvey Cloyd & Co. 1993 - 2000
Pershing 1986 - 1993
Skills
Portfolio Management, Equities, Asset Management, Electronic Trading, Financial Markets, Investments, Trading, Capital Markets, Series 63, Hedge Funds, Series 7, Trading Systems, Securities, Options, Equity Trading, Asset Managment
Education
California State University-Los Angeles
Lutheran High School North
ETC Global Group April 2014 - Present
ETC Global Holdings 2011 - Present
Electronic Transaction Clearing, Inc. 2007 - 2013
Wedbush Securities 2001 - 2007
Harvey Cloyd & Co. 1993 - 2000
Pershing 1986 - 1993
Skills
Portfolio Management, Equities, Asset Management, Electronic Trading, Financial Markets, Investments, Trading, Capital Markets, Series 63, Hedge Funds, Series 7, Trading Systems, Securities, Options, Equity Trading, Asset Managment
Education
California State University-Los Angeles
Lutheran High School North
Todd A. Penrod's Wedbush Securities Experience August 2008 - May 2011
Job Chief Compliance Officer, HBW Advisory, LLC
Industry Financial Services
Experience
HBW Advisory Services LLC September 2015 - Present
HBW Advisory Services LLC June 2015 - September 2015
Farmers Insurance Group of Companies August 2012 - June 2015
Farmers Insurance Group of Companies May 2011 - August 2012
Wedbush Securities August 2008 - May 2011
WAMU Investments November 2003 - April 2007
Ameriquest Mortgage Company Ameriquest Mortgage July 2003 - October 2003
WAMU Investments September 2000 - July 2003
Skills
FinCEN, OFAC, Auditing, Anti Money Laundering, Surveillance, Financial Services, Series 7, Series 24, series 51, Series 63, Regulatory Compliance, Operations Management, Securities Regulation, Policy Writing, Policies & Procedures..., Regulatory Requirements, FINRA, Training, Call Centers, Securities Exchange Act..., Investment Advisor..., 1940 Act, Investment Advisers Act, Series 65
Education
California State University-Northridge 1996 — 2000
Bachelor's Degree, Finance, General
HBW Advisory Services LLC September 2015 - Present
HBW Advisory Services LLC June 2015 - September 2015
Farmers Insurance Group of Companies August 2012 - June 2015
Farmers Insurance Group of Companies May 2011 - August 2012
Wedbush Securities August 2008 - May 2011
WAMU Investments November 2003 - April 2007
Ameriquest Mortgage Company Ameriquest Mortgage July 2003 - October 2003
WAMU Investments September 2000 - July 2003
Skills
FinCEN, OFAC, Auditing, Anti Money Laundering, Surveillance, Financial Services, Series 7, Series 24, series 51, Series 63, Regulatory Compliance, Operations Management, Securities Regulation, Policy Writing, Policies & Procedures..., Regulatory Requirements, FINRA, Training, Call Centers, Securities Exchange Act..., Investment Advisor..., 1940 Act, Investment Advisers Act, Series 65
Education
California State University-Northridge 1996 — 2000
Bachelor's Degree, Finance, General
Jesse Houston's Wedbush Securities Experience June 2013 - November 2013
Job Relationship Manager at Sunwest Bank
Industry Banking
Experience
Sunwest Bank November 2013 - Present
Rehabilitation Institute of Southern California (RIO) March 2014 - Present
Wedbush Securities June 2013 - November 2013
Wedbush Securities January 2013 - June 2013
FocusPoint Solutions June 2012 - August 2012
J & L Equipment and Service LLC 2006 - 2011
Skills
Financial Analysis, Portfolio Management, Public Speaking, Analysis, Finance, Market Research, Research, PowerPoint, Microsoft Excel, Business Strategy, Microsoft Office, Team Leadership, Microsoft Word, Social Media Marketing, Marketing Strategy, Customer Service, Facebook, Project Management, New Business Development, Business Development
Education
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management 2011 — 2013
Master of Business Administration (M.B.A.), Finance, General
Chapman University 1999 — 2003
Bachelor of Arts (BA), Psychology
Sunwest Bank November 2013 - Present
Rehabilitation Institute of Southern California (RIO) March 2014 - Present
Wedbush Securities June 2013 - November 2013
Wedbush Securities January 2013 - June 2013
FocusPoint Solutions June 2012 - August 2012
J & L Equipment and Service LLC 2006 - 2011
Skills
Financial Analysis, Portfolio Management, Public Speaking, Analysis, Finance, Market Research, Research, PowerPoint, Microsoft Excel, Business Strategy, Microsoft Office, Team Leadership, Microsoft Word, Social Media Marketing, Marketing Strategy, Customer Service, Facebook, Project Management, New Business Development, Business Development
Education
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management 2011 — 2013
Master of Business Administration (M.B.A.), Finance, General
Chapman University 1999 — 2003
Bachelor of Arts (BA), Psychology
Iman Matin Iman Matin's Wedbush Securities Experience February 2015 - Present
Job License Banker at Wells Fargo
Industry Financial Services
Experience
Wedbush Securities February 2015 - Present
Wells Fargo Advisors July 2013 - February 2015
Scottrade August 2011 - August 2012
OC American Movers inc. January 2008 - June 2011
Yavari, Asad - Premiere Accounting January 2011 - May 2011
Irvine Company January 2006 - January 2008
Ameriquest Mortgage January 2003 - January 2006
Skills
Finance, Accounting, Investments, Corporate Finance, Managerial Finance, Sales, Financial Accounting, Time Management
Education
California State University-Los Angeles 2009 — 2011
Bachelor of Science (BS), Business Administration, Option: Finance
California State University-Los Angeles 2009 — 2011
Bacheler of Science, Finance
North Georgia Military University
North Georgia Military University
Wedbush Securities February 2015 - Present
Wells Fargo Advisors July 2013 - February 2015
Scottrade August 2011 - August 2012
OC American Movers inc. January 2008 - June 2011
Yavari, Asad - Premiere Accounting January 2011 - May 2011
Irvine Company January 2006 - January 2008
Ameriquest Mortgage January 2003 - January 2006
Skills
Finance, Accounting, Investments, Corporate Finance, Managerial Finance, Sales, Financial Accounting, Time Management
Education
California State University-Los Angeles 2009 — 2011
Bachelor of Science (BS), Business Administration, Option: Finance
California State University-Los Angeles 2009 — 2011
Bacheler of Science, Finance
North Georgia Military University
North Georgia Military University
Brian Sapp Brian Sapp's Wedbush Securities Experience October 2009 - October 2011
Job Managing Director, Energy Technology, Hercules Technology Growth Capital
Industry Investment Banking
Experience
Hercules Technology Growth Capital July 2014 - Present
Robert W. Baird & Co. November 2011 - June 2014
Wedbush Securities October 2009 - October 2011
Thomas Weisel Partners January 2008 - July 2009
SVB Alliant July 2006 - November 2007
Pacific Growth Equities September 2003 - July 2006
CIBC World Markets 1999 - 2003
Skills
Investment Banking, Private Equity, Valuation, Financial Modeling, Venture Capital, Mergers & Acquisitions, Due Diligence, Corporate Finance, Capital Markets, Equities, Investments, Corporate Development, Equity Research, IPO, Start-ups, M&A experience, Hedge Funds, Alternative Investments, Financial Analysis, Business Valuation
Education
Cornell University - S.C. Johnson Graduate School of Management 1996 — 1998
MBA, Accounting and Finance
Penn State University 1989 — 1993
BS, Chemical Engineering
Hercules Technology Growth Capital July 2014 - Present
Robert W. Baird & Co. November 2011 - June 2014
Wedbush Securities October 2009 - October 2011
Thomas Weisel Partners January 2008 - July 2009
SVB Alliant July 2006 - November 2007
Pacific Growth Equities September 2003 - July 2006
CIBC World Markets 1999 - 2003
Skills
Investment Banking, Private Equity, Valuation, Financial Modeling, Venture Capital, Mergers & Acquisitions, Due Diligence, Corporate Finance, Capital Markets, Equities, Investments, Corporate Development, Equity Research, IPO, Start-ups, M&A experience, Hedge Funds, Alternative Investments, Financial Analysis, Business Valuation
Education
Cornell University - S.C. Johnson Graduate School of Management 1996 — 1998
MBA, Accounting and Finance
Penn State University 1989 — 1993
BS, Chemical Engineering
Jonathen Zauderer Jonathen Zauderer's Wedbush Securities Experience June 2009 - January 2010
Job
Industry Financial Services
Experience
Credit Suisse February 2010 - Present
Wedbush Securities June 2009 - January 2010
Citi March 2000 - June 2009
Cowen and Company December 1988 - March 2000
Skills
Portfolio Management, Equity Research, Investment Banking, Equities, Capital Markets, Financial Modeling, Investments, Valuation, Bloomberg, Fixed Income, Hedge Funds, Alternative Investments, Derivatives, Emerging Markets
Education
Baruch College 1984 — 1987
Bachelor of Business Administration (BBA), Finance & Investments
Credit Suisse February 2010 - Present
Wedbush Securities June 2009 - January 2010
Citi March 2000 - June 2009
Cowen and Company December 1988 - March 2000
Skills
Portfolio Management, Equity Research, Investment Banking, Equities, Capital Markets, Financial Modeling, Investments, Valuation, Bloomberg, Fixed Income, Hedge Funds, Alternative Investments, Derivatives, Emerging Markets
Education
Baruch College 1984 — 1987
Bachelor of Business Administration (BBA), Finance & Investments
Yoni Yadgaran Yoni Yadgaran's Wedbush Securities Experience March 2011 - June 2013
Job Senior Equity Research Associate at Credit Suisse
Industry Financial Services
Experience
Credit Suisse June 2013 - Present
Wedbush Securities March 2011 - June 2013
Wedbush Securities September 2010 - March 2011
Bank of America June 2010 - August 2010
Skills
Valuation, Equity Research, Portfolio Management, Venture Capital, Finance, Start-ups, Social Media, Financial Modeling, Equities, Investment Banking, Bloomberg, Corporate Finance, Capital Markets, Asset Management, Investment Management
Education
CFA Institute 2011 — 2013
Passed All 3 Levels
City University of New York-Baruch College
BBA, Finance
Credit Suisse June 2013 - Present
Wedbush Securities March 2011 - June 2013
Wedbush Securities September 2010 - March 2011
Bank of America June 2010 - August 2010
Skills
Valuation, Equity Research, Portfolio Management, Venture Capital, Finance, Start-ups, Social Media, Financial Modeling, Equities, Investment Banking, Bloomberg, Corporate Finance, Capital Markets, Asset Management, Investment Management
Education
CFA Institute 2011 — 2013
Passed All 3 Levels
City University of New York-Baruch College
BBA, Finance
Jerry Chiu Jerry Chiu's Wedbush Securities Experience February 2011 - April 2011
Job Accounting Professional
Industry Accounting
Experience
Wedbush Securities February 2011 - April 2011
Roger CPA Review 2009 - 2010
Activision March 2007 - April 2007
Career Partners June 2006 - September 2006
Education
California State University-Los Angeles 2008 — 2010
BS, Accounting
California State University
Bachelors of Science, Business Administration; Accounting
East Los Angeles College
Associate in ArtsSept, 2007
Wedbush Securities February 2011 - April 2011
Roger CPA Review 2009 - 2010
Activision March 2007 - April 2007
Career Partners June 2006 - September 2006
Education
California State University-Los Angeles 2008 — 2010
BS, Accounting
California State University
Bachelors of Science, Business Administration; Accounting
East Los Angeles College
Associate in ArtsSept, 2007
Barry Migliorini Barry Migliorini's Wedbush Securities Experience 1992 - 1994
Job President at BGM International
Industry Investment Banking
Experience
BGM International 2011 - Present
NBG Corp 2006 - 2011
Noble Onie dba National Capital (NATC) 1998 - 2005
Manhattan Group 1994 - 1998
Wedbush Securities 1992 - 1994
AG Edwards 1990 - 1992
Lehman Brothers 1988 - 1990
Drexel Burnham Lambert 1986 - 1988
EF Hutton 1983 - 1986
Skills
Investment Banking, Equities, Trading, Finance, Capital, Mergers & Acquisitions, Venture Capital, Investments, Private Equity, Investor Relations, Due Diligence, Start-ups, Entrepreneurship, Strategic Planning, Corporate Finance, Private Placements, Hedge Funds, Capital Markets, IPO, New Business Development
Education
Concordia University-Irvine
Master's degree
Fountain Valley High School
University of Southern California
Bachelor of Business Administration (BBA)
National University
Master's Degree
BGM International 2011 - Present
NBG Corp 2006 - 2011
Noble Onie dba National Capital (NATC) 1998 - 2005
Manhattan Group 1994 - 1998
Wedbush Securities 1992 - 1994
AG Edwards 1990 - 1992
Lehman Brothers 1988 - 1990
Drexel Burnham Lambert 1986 - 1988
EF Hutton 1983 - 1986
Skills
Investment Banking, Equities, Trading, Finance, Capital, Mergers & Acquisitions, Venture Capital, Investments, Private Equity, Investor Relations, Due Diligence, Start-ups, Entrepreneurship, Strategic Planning, Corporate Finance, Private Placements, Hedge Funds, Capital Markets, IPO, New Business Development
Education
Concordia University-Irvine
Master's degree
Fountain Valley High School
University of Southern California
Bachelor of Business Administration (BBA)
National University
Master's Degree
Gregory Nep, CFA Gregory Nep, CFA's Wedbush Securities Experience December 2014 - Present
Job Senior Equity Research Associate at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities December 2014 - Present
American Express April 2014 - Present
RBC Capital Market June 2012 - August 2012
Maize & Blue Fund September 2011 - May 2012
Worth Captial June 2008 - July 2011
Citigroup Global Markets July 2005 - June 2008
Skills
Portfolio Management, Equity Research, Hedge Funds, Equities, Equity Research Analysis, Strategy, Investments, Valuation, Fixed Income, Corporate Finance, Strategic Planning, Business Strategy, Data Analysis, Financial Modeling, Corporate Development, Digital Marketing, Analytics, Due Diligence, SQL, SAS, Statistical Data...
Education
University of Michigan - Stephen M. Ross School of Business 2011 — 2013
MBA
Binghamton University 2002 — 2005
BS, Economics/Math
Wedbush Securities December 2014 - Present
American Express April 2014 - Present
RBC Capital Market June 2012 - August 2012
Maize & Blue Fund September 2011 - May 2012
Worth Captial June 2008 - July 2011
Citigroup Global Markets July 2005 - June 2008
Skills
Portfolio Management, Equity Research, Hedge Funds, Equities, Equity Research Analysis, Strategy, Investments, Valuation, Fixed Income, Corporate Finance, Strategic Planning, Business Strategy, Data Analysis, Financial Modeling, Corporate Development, Digital Marketing, Analytics, Due Diligence, SQL, SAS, Statistical Data...
Education
University of Michigan - Stephen M. Ross School of Business 2011 — 2013
MBA
Binghamton University 2002 — 2005
BS, Economics/Math
Livia Cardinot's Wedbush Securities Experience September 2011 - November 2012
Job Operational Financial Analyst at Greystar
Industry Real Estate
Experience
Greystar September 2013 - Present
Horn Eichenwald Investments November 2012 - August 2013
Wedbush Securities September 2011 - November 2012
Symantec May 2009 - June 2010
Brandenburg Securities September 2009 - December 2009
Raymond James Financial Inc. May 2009 - July 2009
Hewitt Associates August 2008 - January 2009
Rollins College 2006 - 2008
Skills
PowerPoint, Microsoft Office, Microsoft Excel, Microsoft Word, Brazilian Portuguese, Spanish, Oracle Applications, Beta Management, Outlook, Administrative..., Research, Financial Analysis, Business Networking, Network Marketing, Direct Sales, Customer Service, Leadership, Marketing Communications, QuickBooks, Sales, Sales Presentations, Analysis, Business Analysis, Equity Research Analysis, Bloomberg, Retail Sales, Trend Analysis, Financial Statement..., Asset Allocation, Equities, Recruiting, Investment Banking, Valuation, Finance, Accounting, Equity Research, Market Research
Education
Rollins College 2006 — 2010
Bachelor of Arts, International Affairs
City University London 2009 — 2009
Course work, Business
Greystar September 2013 - Present
Horn Eichenwald Investments November 2012 - August 2013
Wedbush Securities September 2011 - November 2012
Symantec May 2009 - June 2010
Brandenburg Securities September 2009 - December 2009
Raymond James Financial Inc. May 2009 - July 2009
Hewitt Associates August 2008 - January 2009
Rollins College 2006 - 2008
Skills
PowerPoint, Microsoft Office, Microsoft Excel, Microsoft Word, Brazilian Portuguese, Spanish, Oracle Applications, Beta Management, Outlook, Administrative..., Research, Financial Analysis, Business Networking, Network Marketing, Direct Sales, Customer Service, Leadership, Marketing Communications, QuickBooks, Sales, Sales Presentations, Analysis, Business Analysis, Equity Research Analysis, Bloomberg, Retail Sales, Trend Analysis, Financial Statement..., Asset Allocation, Equities, Recruiting, Investment Banking, Valuation, Finance, Accounting, Equity Research, Market Research
Education
Rollins College 2006 — 2010
Bachelor of Arts, International Affairs
City University London 2009 — 2009
Course work, Business
Timothy Podell's Wedbush Securities Experience May 2007 - Present
Job Vice President Investments
Industry Investment Management
Experience
Wedbush Securities May 2007 - Present
A.G. Edwards & Sons, Inc. October 1995 - April 2007
Skills
Professional Backgammon...
Education
Arizona State University 1983 — 1988
Political Science BS, Sociology BS
Wedbush Securities May 2007 - Present
A.G. Edwards & Sons, Inc. October 1995 - April 2007
Skills
Professional Backgammon...
Education
Arizona State University 1983 — 1988
Political Science BS, Sociology BS
Ariel Sokol's Wedbush Securities Experience March 2006 - May 2010
Job Executive Director of Business Development & Strategy at Connections Education
Industry Banking
Experience
UBS June 2010 - September 2011
Wedbush Securities March 2006 - May 2010
Natexis Bleichroeder September 2004 - November 2005
WestEnd New Media February 2000 - 2002
Skills
Financial Analysis, Equity Research, Modelling, Financial Writing, Investments, Investment Advisory, Finance, Modeling, Financial Modeling, Capital Markets, Strategy, Corporate Development, Bloomberg, Valuation, Equities, Mergers & Acquisitions, Asset Managment, Investment Banking, Corporate Finance, Business Strategy, Securities, Hedge Funds, Emerging Markets, Asset Management, Alternative Investments, Economics, Due Diligence, Venture Capital, Portfolio Management, Investor Relations, Private Equity, Investment Management, Fixed Income, Equity Valuation, Financial Markets, Series 7, Trading
Education
Columbia University - Columbia Business School 2002 — 2004
MBA, Finance and Economics
Amherst College 1994 — 1998
Bachelor of Arts, History
Walt Whitman 1990 — 1994
High School Diploma
UBS June 2010 - September 2011
Wedbush Securities March 2006 - May 2010
Natexis Bleichroeder September 2004 - November 2005
WestEnd New Media February 2000 - 2002
Skills
Financial Analysis, Equity Research, Modelling, Financial Writing, Investments, Investment Advisory, Finance, Modeling, Financial Modeling, Capital Markets, Strategy, Corporate Development, Bloomberg, Valuation, Equities, Mergers & Acquisitions, Asset Managment, Investment Banking, Corporate Finance, Business Strategy, Securities, Hedge Funds, Emerging Markets, Asset Management, Alternative Investments, Economics, Due Diligence, Venture Capital, Portfolio Management, Investor Relations, Private Equity, Investment Management, Fixed Income, Equity Valuation, Financial Markets, Series 7, Trading
Education
Columbia University - Columbia Business School 2002 — 2004
MBA, Finance and Economics
Amherst College 1994 — 1998
Bachelor of Arts, History
Walt Whitman 1990 — 1994
High School Diploma
David Kaczorowski's Wedbush Securities Experience May 2009 - March 2011
Job Portfolio Manager at Riverstone Management LLC
Industry Investment Management
Experience
Riverstone Management LLC April 2014 - Present
Golden Gate University January 2014 - Present
Stifel Nicolaus March 2011 - August 2012
Wedbush Securities May 2009 - March 2011
Signal Hill Capital July 2007 - December 2008
Batterymarch Financial Management June 2006 - August 2006
Liberty Mutual Insurance September 2004 - June 2005
Liberty Mutual Insurance June 1998 - June 2004
Skills
Equities, Industry Analysis, Portfolio Management, Asset Management, Investments, Valuation, Risk Management, Competitive Analysis, Equity Research, Analysis, Financial Modeling, Fixed Income, Asset Allocation, Hedge Funds, Capital Markets, Bloomberg, Equity Valuation, Finance
Education
Yale University - Yale School of Management 2005 — 2007
MBA, Investment Management, Finance
Boston College 1994 — 1998
B.S., Major: Finance, Minor: Ancient Greek Civilizations
Riverstone Management LLC April 2014 - Present
Golden Gate University January 2014 - Present
Stifel Nicolaus March 2011 - August 2012
Wedbush Securities May 2009 - March 2011
Signal Hill Capital July 2007 - December 2008
Batterymarch Financial Management June 2006 - August 2006
Liberty Mutual Insurance September 2004 - June 2005
Liberty Mutual Insurance June 1998 - June 2004
Skills
Equities, Industry Analysis, Portfolio Management, Asset Management, Investments, Valuation, Risk Management, Competitive Analysis, Equity Research, Analysis, Financial Modeling, Fixed Income, Asset Allocation, Hedge Funds, Capital Markets, Bloomberg, Equity Valuation, Finance
Education
Yale University - Yale School of Management 2005 — 2007
MBA, Investment Management, Finance
Boston College 1994 — 1998
B.S., Major: Finance, Minor: Ancient Greek Civilizations
Adeline Lee's Wedbush Securities Experience July 2010 - September 2010
Job Senior Research Associate at Citi
Industry Financial Services
Experience
Citi September 2010 - Present
Wedbush Securities July 2010 - September 2010
FTN Equity Capital Markets September 2006 - March 2010
Strategic Insight, LLC December 2004 - August 2006
Skills
Equity Research, Economics, Equities, Valuation, Financial Modeling, Securities, Analytics, Equity Valuation, Capital Markets, Hedge Funds, Investment Banking, Bloomberg, Corporate Finance, Portfolio Management
Education
Cornell University
Bachelor's Degree
Citi September 2010 - Present
Wedbush Securities July 2010 - September 2010
FTN Equity Capital Markets September 2006 - March 2010
Strategic Insight, LLC December 2004 - August 2006
Skills
Equity Research, Economics, Equities, Valuation, Financial Modeling, Securities, Analytics, Equity Valuation, Capital Markets, Hedge Funds, Investment Banking, Bloomberg, Corporate Finance, Portfolio Management
Education
Cornell University
Bachelor's Degree
Filippo Petti's Wedbush Securities Experience February 2010 - March 2011
Job
Industry Biotechnology
Experience
William Blair & Company August 2014 - Present
William Blair & Co. March 2011 - August 2014
Wedbush Securities February 2010 - March 2011
OSI Pharmaceuticals April 2009 - February 2010
Cayuga MBA Fund, LLC August 2008 - May 2009
OSI Pharmaceuticals May 2000 - May 2008
Education
Cornell University - S.C. Johnson Graduate School of Management
MBA
Saint John's University
MS
Syracuse University
Dual BS
Chaminade High School
William Blair & Company August 2014 - Present
William Blair & Co. March 2011 - August 2014
Wedbush Securities February 2010 - March 2011
OSI Pharmaceuticals April 2009 - February 2010
Cayuga MBA Fund, LLC August 2008 - May 2009
OSI Pharmaceuticals May 2000 - May 2008
Education
Cornell University - S.C. Johnson Graduate School of Management
MBA
Saint John's University
MS
Syracuse University
Dual BS
Chaminade High School
Lee, Helen's Wedbush Securities Experience May 2008 - May 2012
Job Administrative Assistant at Fitch Ratings
Industry Market Research
Experience
Fitch Ratings May 2014 - Present
Yamaha March 2013 - January 2014
Wedbush Securities May 2008 - May 2012
HK March 2006 - August 2007
DCM Inc. Telemarketing & Telefundraising for the Arts January 2003 - December 2005
Asian Americans for Equality December 2000 - October 2002
Skills
Office Administration, Administrative..., Customer Service, Event Planning, Microsoft Office, Outlook, Event Management, Social Media, Microsoft Word, Microsoft Excel, Marketing, Lotus Notes, SAP, Expensewire
Education
Nyack College 2005 — 2007
Bachelor of Arts (B.A.), Business Management
Borough of Manhattan Community College
Bachelor of Science (BS), Liberal Arts and Sciences, General Studies and Humanities
Fitch Ratings May 2014 - Present
Yamaha March 2013 - January 2014
Wedbush Securities May 2008 - May 2012
HK March 2006 - August 2007
DCM Inc. Telemarketing & Telefundraising for the Arts January 2003 - December 2005
Asian Americans for Equality December 2000 - October 2002
Skills
Office Administration, Administrative..., Customer Service, Event Planning, Microsoft Office, Outlook, Event Management, Social Media, Microsoft Word, Microsoft Excel, Marketing, Lotus Notes, SAP, Expensewire
Education
Nyack College 2005 — 2007
Bachelor of Arts (B.A.), Business Management
Borough of Manhattan Community College
Bachelor of Science (BS), Liberal Arts and Sciences, General Studies and Humanities
Gregory Hermes's Wedbush Securities Experience June 2008 - Present
Job Vice President at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities June 2008 - Present
Merrill Lynch/Global Private Client January 2004 - June 2008
Harris Trust/Bank of Montreal November 1998 - January 2004
Education
Drake University 1982 — 1986
DePaul University
Wedbush Securities June 2008 - Present
Merrill Lynch/Global Private Client January 2004 - June 2008
Harris Trust/Bank of Montreal November 1998 - January 2004
Education
Drake University 1982 — 1986
DePaul University
Geoffrey Rhizor's Wedbush Securities Experience September 2011 - January 2012
Job Vice President at JMP Group
Industry Investment Banking
Experience
JMP Group August 2014 - Present
martinwolf M&A Advisors July 2013 - July 2014
Martin Wolf M&A Advisors March 2012 - July 2013
Martin Wolf M&A Advisors January 2012 - March 2012
Wedbush Securities September 2011 - January 2012
Wedbush Securities August 2010 - September 2011
Martin Wolf Securities April 2010 - August 2010
Martin Wolf Securities April 2008 - March 2010
NewStar Financial June 2007 - January 2008
Wachovia May 2006 - August 2006
Skills
M&A Advisory, Investment Banking, Raising Venture Capital, Raising Growth Capital, Debt Structuring, IPO, Mergers, Growth Capital, Venture Capital, Debt Restructuring, Private Equity, Financial Modeling, Mergers & Acquisitions, LBO, Finance, Corporate Development
Education
Boston University Questrom School of Business 2004 — 2007
BSBA, Concentration in Finance and Law with a minor in History
JMP Group August 2014 - Present
martinwolf M&A Advisors July 2013 - July 2014
Martin Wolf M&A Advisors March 2012 - July 2013
Martin Wolf M&A Advisors January 2012 - March 2012
Wedbush Securities September 2011 - January 2012
Wedbush Securities August 2010 - September 2011
Martin Wolf Securities April 2010 - August 2010
Martin Wolf Securities April 2008 - March 2010
NewStar Financial June 2007 - January 2008
Wachovia May 2006 - August 2006
Skills
M&A Advisory, Investment Banking, Raising Venture Capital, Raising Growth Capital, Debt Structuring, IPO, Mergers, Growth Capital, Venture Capital, Debt Restructuring, Private Equity, Financial Modeling, Mergers & Acquisitions, LBO, Finance, Corporate Development
Education
Boston University Questrom School of Business 2004 — 2007
BSBA, Concentration in Finance and Law with a minor in History
Elizabeth Wedelstaedt's Wedbush Securities Experience November 2013 - Present
Job Senior Vice President, Institutional Equity Sales at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities November 2013 - Present
Morgan Stanley 2008 - 2012
Prudential Equity Group 2006 - 2007
Wells Fargo Securities 2005 - 2005
Deutsche Bank 2000 - 2004
PaineWebber 1993 - 2000
Bear Stearns 1986 - 1993
Morgan Stanley 1981 - 1986
Skills
Investments, Equities, Equity Capital Markets, Institutional Investors, Investor Relations, Institutional Sales, Maintaining Strong..., Mutual Funds, Banks, Hedge Funds, Client Relations Skills, Branch Management, Mentoring, Marketing, Compliance Oversight, Institutional..., Asset Management, Leadership, Capital Markets, Financial Markets, Alternative Investments, series 63, Series 7, series 9, series 10, Equity Trading, Fixed Income, Securities, Bloomberg
Education
DePaul University
Bachelor of Science (B.S.), Finance
Wedbush Securities November 2013 - Present
Morgan Stanley 2008 - 2012
Prudential Equity Group 2006 - 2007
Wells Fargo Securities 2005 - 2005
Deutsche Bank 2000 - 2004
PaineWebber 1993 - 2000
Bear Stearns 1986 - 1993
Morgan Stanley 1981 - 1986
Skills
Investments, Equities, Equity Capital Markets, Institutional Investors, Investor Relations, Institutional Sales, Maintaining Strong..., Mutual Funds, Banks, Hedge Funds, Client Relations Skills, Branch Management, Mentoring, Marketing, Compliance Oversight, Institutional..., Asset Management, Leadership, Capital Markets, Financial Markets, Alternative Investments, series 63, Series 7, series 9, series 10, Equity Trading, Fixed Income, Securities, Bloomberg
Education
DePaul University
Bachelor of Science (B.S.), Finance
Scott Andersen's Wedbush Securities Experience October 2006 - Present
Job Vice President Investments, CRPC at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities October 2006 - Present
Morgan Stanley April 2001 - October 2006
CSAA Insurance Group February 1996 - May 2001
Skills
Retirement Planning, Investments, Small Business, Mutual Funds, Retirement, 401k, IRAs, Finance, Series 7
Education
California State University-Sacramento 1993 — 1995
BA, Business Finance and Insurance
Placer High School 1986 — 1989
Wedbush Securities October 2006 - Present
Morgan Stanley April 2001 - October 2006
CSAA Insurance Group February 1996 - May 2001
Skills
Retirement Planning, Investments, Small Business, Mutual Funds, Retirement, 401k, IRAs, Finance, Series 7
Education
California State University-Sacramento 1993 — 1995
BA, Business Finance and Insurance
Placer High School 1986 — 1989
Debbie Schwartz's Wedbush Securities Experience April 2013 - September 2013
Job
Industry Financial Services
Experience
Independent Consultant January 2014 - Present
Wedbush Securities April 2013 - September 2013
Nero Advisors 2008 - 2012
Credit Suisse First Boston June 2006 - July 2007
HSBC June 2005 - June 2006
Merrill Lynch August 2000 - July 2005
Paul Hastings June 1996 - December 1998
Clifford Chance Rogers & Wells September 1991 - March 1996
Skills
Financial Advisory, Business Strategy, Investment Banking, Private Equity, Valuation, Equities, Leveraged Finance, Retail, IPO, Mergers & Acquisitions, Financial Modeling, Portfolio Management, Strategy, Securities, Due Diligence, Finance, LBO, Structured Finance
Education
Columbia University - Columbia Business School 1999 — 2000
MBA
Barnard College
BA
New York University School of Law
JD
Independent Consultant January 2014 - Present
Wedbush Securities April 2013 - September 2013
Nero Advisors 2008 - 2012
Credit Suisse First Boston June 2006 - July 2007
HSBC June 2005 - June 2006
Merrill Lynch August 2000 - July 2005
Paul Hastings June 1996 - December 1998
Clifford Chance Rogers & Wells September 1991 - March 1996
Skills
Financial Advisory, Business Strategy, Investment Banking, Private Equity, Valuation, Equities, Leveraged Finance, Retail, IPO, Mergers & Acquisitions, Financial Modeling, Portfolio Management, Strategy, Securities, Due Diligence, Finance, LBO, Structured Finance
Education
Columbia University - Columbia Business School 1999 — 2000
MBA
Barnard College
BA
New York University School of Law
JD
Billy Duberstein's Wedbush Securities Experience June 2015 - August 2015
Job Equity Research Intern at Wedbush Securities
Industry Investment Management
Experience
NYU Stern School of Business August 2014 - Present
Wedbush Securities June 2015 - August 2015
Culmen Capital Management LLC March 2015 - May 2015
Express MGMT Holdings February 2015 - May 2015
Resolve Capital Management May 2014 - July 2014
Beehive Research June 2012 - February 2014
Stone Oak Productions January 2005 - December 2013
Ampush Media March 2011 - April 2013
Morningstar Entertainment March 2012 - December 2012
3 Ball Productions August 2010 - March 2012
Skills
PowerPoint, Microsoft Excel, Financial Modeling, Bloomberg Terminal, Qualitative Research, Quantitative Research, Online Research, Environmental Issues, Video Editing, Directing, Video Production, Technical Writing, Proposal Writing, Report Writing, Adobe Creative Suite, Creative Writing
Education
New York University - Leonard N. Stern School of Business 2014 — 2016
Master of Business Administration (M.B.A.), Finance and Financial Management Services
Training the Street 2014 — 2014
Financial Modeling, Corporate Valuation, Excel Best Practices
McIntire Business Institute at the University of Virginia 2004 — 2004
Certificate, Accounting, Excel, Finance, Marketing
University of Virginia 2000 — 2004
BA, Music, English
NYU Stern School of Business August 2014 - Present
Wedbush Securities June 2015 - August 2015
Culmen Capital Management LLC March 2015 - May 2015
Express MGMT Holdings February 2015 - May 2015
Resolve Capital Management May 2014 - July 2014
Beehive Research June 2012 - February 2014
Stone Oak Productions January 2005 - December 2013
Ampush Media March 2011 - April 2013
Morningstar Entertainment March 2012 - December 2012
3 Ball Productions August 2010 - March 2012
Skills
PowerPoint, Microsoft Excel, Financial Modeling, Bloomberg Terminal, Qualitative Research, Quantitative Research, Online Research, Environmental Issues, Video Editing, Directing, Video Production, Technical Writing, Proposal Writing, Report Writing, Adobe Creative Suite, Creative Writing
Education
New York University - Leonard N. Stern School of Business 2014 — 2016
Master of Business Administration (M.B.A.), Finance and Financial Management Services
Training the Street 2014 — 2014
Financial Modeling, Corporate Valuation, Excel Best Practices
McIntire Business Institute at the University of Virginia 2004 — 2004
Certificate, Accounting, Excel, Finance, Marketing
University of Virginia 2000 — 2004
BA, Music, English
Amy Husted's Wedbush Securities Experience February 1994 - October 1995
Job Editing, Researching, Writing, Developing Presentations
Industry Writing and Editing
Experience
SCF Services May 1999 - January 2012
Sycron Corporation 1997 - 1999
EDS Group October 1995 - June 1997
Wedbush Securities February 1994 - October 1995
Skills
Editing, Marketing, PowerPoint, Publishing, Microsoft Office, Social Media, Microsoft Word, Microsoft Excel, Outlook, Administrative..., Customer Service
Education
City Colleges of Chicago 1991 — 1993
Associates, Management
City Colleges of Chicago-Harold Washington College
Associate of Arts and Applied Science
SCF Services May 1999 - January 2012
Sycron Corporation 1997 - 1999
EDS Group October 1995 - June 1997
Wedbush Securities February 1994 - October 1995
Skills
Editing, Marketing, PowerPoint, Publishing, Microsoft Office, Social Media, Microsoft Word, Microsoft Excel, Outlook, Administrative..., Customer Service
Education
City Colleges of Chicago 1991 — 1993
Associates, Management
City Colleges of Chicago-Harold Washington College
Associate of Arts and Applied Science
Anthony Lealiiee's Wedbush Securities Experience June 2010 - Present
Job Senior Vice President of PCS Fixed Income Services at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities June 2010 - Present
Wedbush Securities January 2006 - June 2010
Wedbush Securities August 2004 - January 2006
Education
California State University-Long Beach - College of Business Administration 2002 — 2004
Wedbush Securities June 2010 - Present
Wedbush Securities January 2006 - June 2010
Wedbush Securities August 2004 - January 2006
Education
California State University-Long Beach - College of Business Administration 2002 — 2004
Natalie (Taylor) Grasso's Wedbush Securities Experience July 2006 - September 2014
Job Chief Marketing Officer at Index Fund Advisors, Inc.
Industry Financial Services
Experience
Index Fund Advisors, Inc. July 2015 - Present
Index Fund Advisors, Inc. October 2014 - July 2015
Wedbush Securities July 2006 - September 2014
PSB Integrated Marketing August 2004 - July 2006
The Creative Lab - Advertising Agency August 2003 - January 2004
Skills
Corporate Communications, Digital Marketing, Social Media, Digital Strategy, Media Relations, Marketing, Social Media Marketing, Marketing Strategy, Corporate Branding, Strategy, Brand Management, Marketing Management, Marketing Communications, Advertising, Email Marketing, Online Marketing, Strategic Partnerships, Public Relations
Education
California State University-Fullerton
Bachelor of Arts, Communications (emphasis in Advertising)
San Diego State University-California State University
Index Fund Advisors, Inc. July 2015 - Present
Index Fund Advisors, Inc. October 2014 - July 2015
Wedbush Securities July 2006 - September 2014
PSB Integrated Marketing August 2004 - July 2006
The Creative Lab - Advertising Agency August 2003 - January 2004
Skills
Corporate Communications, Digital Marketing, Social Media, Digital Strategy, Media Relations, Marketing, Social Media Marketing, Marketing Strategy, Corporate Branding, Strategy, Brand Management, Marketing Management, Marketing Communications, Advertising, Email Marketing, Online Marketing, Strategic Partnerships, Public Relations
Education
California State University-Fullerton
Bachelor of Arts, Communications (emphasis in Advertising)
San Diego State University-California State University
Denise Hendler's Wedbush Securities Experience 1985 - 1990
Job Vice President & Western Regional Leader at US Bank
Industry Banking
Experience
US Bank September 2006 - Present
Pathways to Independence - Los Alamitos, California May 2011 - Present
Southwest Securities September 2004 - September 2006
Fiserv 1999 - 2004
Union Bank 1994 - 1996
Wedbush Securities 1985 - 1990
Skills
Loans, Treasury Management, Credit Analysis, Commercial Lending, Credit, Commercial Banking, Banking, Portfolio Management, Cross Selling, Private Banking, Financial Analysis, Leadership, Mortgage Lending, Asset Based Lending, Financial Risk, Small Business Lending, Mortgage Banking, Loan Origination, Cash Management, Retail Banking, Risk Management, Lines Of Credit, Deposits, Consumer Lending, Credit Risk, Capital Markets, Financial Services, Commercial Mortgages, Relationship Management, Underwriting, Investments, Finance, Refinance, Branch Banking, Securities, Wealth Management, Funding, Asset Management
Education
Pacific Coast Banking School Graduate Program 2008 — 2010
Banking
California State University-Long Beach
Bachelor of Science-Sociology
University of Colorado Boulder
Semester At Sea
US Bank September 2006 - Present
Pathways to Independence - Los Alamitos, California May 2011 - Present
Southwest Securities September 2004 - September 2006
Fiserv 1999 - 2004
Union Bank 1994 - 1996
Wedbush Securities 1985 - 1990
Skills
Loans, Treasury Management, Credit Analysis, Commercial Lending, Credit, Commercial Banking, Banking, Portfolio Management, Cross Selling, Private Banking, Financial Analysis, Leadership, Mortgage Lending, Asset Based Lending, Financial Risk, Small Business Lending, Mortgage Banking, Loan Origination, Cash Management, Retail Banking, Risk Management, Lines Of Credit, Deposits, Consumer Lending, Credit Risk, Capital Markets, Financial Services, Commercial Mortgages, Relationship Management, Underwriting, Investments, Finance, Refinance, Branch Banking, Securities, Wealth Management, Funding, Asset Management
Education
Pacific Coast Banking School Graduate Program 2008 — 2010
Banking
California State University-Long Beach
Bachelor of Science-Sociology
University of Colorado Boulder
Semester At Sea
Brent Honea, J.D.- M.B.A.'s Wedbush Securities Experience 1998 - 2001
Job Attorney At Law at Barth Calderon Attorneys, LLP.
Industry Financial Services
Experience
Barth Calderon Attorneys, LLP. November 2013 - Present
Law Student - Western State Univ. College of Law August 2009 - June 2013
RJL Wealth Management June 2012 - January 2013
1st Global August 2009 - March 2011
Fidelity Investments January 2007 - February 2009
ADP Clearing January 2006 - December 2006
National Financial Services Group April 2001 - July 2005
Wedbush Securities 1998 - 2001
American Savings Bank 1990 - 1993
American Savings Bank 1990 - 1993
Skills
Business Development, 401k, Sales, Series 7, New Business Development, Leadership, Management, Sales Management, Wealth Management, Retirement, Executive Management, Strategy, Estate Planning, Retirement Planning, Competitive Analysis, Investments, Securities, Insurance, Portfolio Management, Financial Advisory, Wealth Management...
Education
Western State University College of Law 2009 — 2013
J.D., Emphasis: Estate Planning / Tax / Business Law
California State Polytechnic University-Pomona 1997 — 1998
MBA, Finance, Finance
Barth Calderon Attorneys, LLP. November 2013 - Present
Law Student - Western State Univ. College of Law August 2009 - June 2013
RJL Wealth Management June 2012 - January 2013
1st Global August 2009 - March 2011
Fidelity Investments January 2007 - February 2009
ADP Clearing January 2006 - December 2006
National Financial Services Group April 2001 - July 2005
Wedbush Securities 1998 - 2001
American Savings Bank 1990 - 1993
American Savings Bank 1990 - 1993
Skills
Business Development, 401k, Sales, Series 7, New Business Development, Leadership, Management, Sales Management, Wealth Management, Retirement, Executive Management, Strategy, Estate Planning, Retirement Planning, Competitive Analysis, Investments, Securities, Insurance, Portfolio Management, Financial Advisory, Wealth Management...
Education
Western State University College of Law 2009 — 2013
J.D., Emphasis: Estate Planning / Tax / Business Law
California State Polytechnic University-Pomona 1997 — 1998
MBA, Finance, Finance
Dan Forman's Wedbush Securities Experience July 2012 - Present
Job Portfolio Manager at Wedbush Securities
Industry Investment Management
Experience
Wedbush Securities July 2012 - Present
SaddlePoint Investment Advisors September 2008 - June 2012
Morgan Stanley April 2006 - May 2008
Morgan Stanley April 2005 - April 2006
Wedbush Morgan Securities March 2000 - March 2005
Skills
Portfolio Management, Investments, Hedge Funds, Alternative Investments, Equities, Equity Research, Technical Analysis, Bloomberg, Financial Modeling, Buy-side, Asset Management, Private Equity, Fixed Income, Capital Markets, Investment Management
Education
Fordham University School of Law 1993 — 1996
JD, Law
Colby College 1986 — 1990
BA, Political Science
The Wheeler School 1986 — 1990
Wedbush Securities July 2012 - Present
SaddlePoint Investment Advisors September 2008 - June 2012
Morgan Stanley April 2006 - May 2008
Morgan Stanley April 2005 - April 2006
Wedbush Morgan Securities March 2000 - March 2005
Skills
Portfolio Management, Investments, Hedge Funds, Alternative Investments, Equities, Equity Research, Technical Analysis, Bloomberg, Financial Modeling, Buy-side, Asset Management, Private Equity, Fixed Income, Capital Markets, Investment Management
Education
Fordham University School of Law 1993 — 1996
JD, Law
Colby College 1986 — 1990
BA, Political Science
The Wheeler School 1986 — 1990
Greg Oneal's Wedbush Securities Experience July 2011 - Present
Job Financial Services Professional
Industry Financial Services
Experience
Wedbush Securities July 2011 - Present
Bank of New York Mellon March 2008 - February 2009
Bank of New York Mellon July 2004 - March 2008
AIG SunAmerica August 2003 - July 2004
AIG SunAmerica 1989 - 2003
Guardian Savings and Loan 1988 - 1989
Security Pacific National Bank 1986 - 1988
Skills
Analysis, Risk Management, Portfolio Management, Mutual Funds, Financial Analysis, Investments
Education
Bowling Green State University 1982 — 1986
Bachelor of Science, Business Administration
Wedbush Securities July 2011 - Present
Bank of New York Mellon March 2008 - February 2009
Bank of New York Mellon July 2004 - March 2008
AIG SunAmerica August 2003 - July 2004
AIG SunAmerica 1989 - 2003
Guardian Savings and Loan 1988 - 1989
Security Pacific National Bank 1986 - 1988
Skills
Analysis, Risk Management, Portfolio Management, Mutual Funds, Financial Analysis, Investments
Education
Bowling Green State University 1982 — 1986
Bachelor of Science, Business Administration
Paula Kalandiak, CFA's Wedbush Securities Experience January 2010 - June 2014
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC June 2014 - Present
Wedbush Securities January 2010 - June 2014
ICR April 2008 - November 2008
First Albany Capital October 2006 - January 2008
Roth Capital Partners March 2004 - September 2006
Wells Fargo Securities August 2000 - March 2004
Skills
Finance, Investments, Equities, Capital Markets, Financial Modeling, Valuation, Financial Analysis, Equity Research
Education
New York University - Leonard N. Stern School of Business 1996 — 1998
MBA, Finance
Brown University 1986 — 1990
Bachelor of Arts (B.A.), International Relations and Affairs
Wells Fargo Advisors, LLC June 2014 - Present
Wedbush Securities January 2010 - June 2014
ICR April 2008 - November 2008
First Albany Capital October 2006 - January 2008
Roth Capital Partners March 2004 - September 2006
Wells Fargo Securities August 2000 - March 2004
Skills
Finance, Investments, Equities, Capital Markets, Financial Modeling, Valuation, Financial Analysis, Equity Research
Education
New York University - Leonard N. Stern School of Business 1996 — 1998
MBA, Finance
Brown University 1986 — 1990
Bachelor of Arts (B.A.), International Relations and Affairs
Victor Factora's Wedbush Securities Experience 2001 - 2004
Job Vice President, Merrill Edge
Industry Financial Services
Experience
Bank of America Merrill Lynch February 2012 - July 2015
Bank of America Merrill Lynch 2010 - March 2012
Bank of America July 2006 - July 2008
JPMorgan Chase 2005 - 2006
Wedbush Securities 2001 - 2004
Skills
Investments, Banking, Finance, Financial Services, Wealth Management
Education
California State University-Fullerton 2008 — 2010
Master of Arts, Political Science
Bank of America Merrill Lynch February 2012 - July 2015
Bank of America Merrill Lynch 2010 - March 2012
Bank of America July 2006 - July 2008
JPMorgan Chase 2005 - 2006
Wedbush Securities 2001 - 2004
Skills
Investments, Banking, Finance, Financial Services, Wealth Management
Education
California State University-Fullerton 2008 — 2010
Master of Arts, Political Science
Andrew Stricklin's Wedbush Securities Experience October 2007 - February 2012
Job Associate at RBC Capital Markets
Industry Financial Services
Experience
RBC Capital Markets June 2014 - Present
Walters & Wolf March 2012 - June 2014
Wedbush Securities October 2007 - February 2012
Skills
Financial Analysis, New Business Development, Strategic Planning, Microsoft Office, Contract Negotiation, Forecasting, Leadership, Customer Service, Microsoft Excel, Budgets, Negotiation, Project Management, Marketing, PowerPoint, Business Development, Sales
Education
Arizona State University 2006 — 2009
B.S. Finance, WP Carey
Mountain Pointe High School 2001 — 2005
RBC Capital Markets June 2014 - Present
Walters & Wolf March 2012 - June 2014
Wedbush Securities October 2007 - February 2012
Skills
Financial Analysis, New Business Development, Strategic Planning, Microsoft Office, Contract Negotiation, Forecasting, Leadership, Customer Service, Microsoft Excel, Budgets, Negotiation, Project Management, Marketing, PowerPoint, Business Development, Sales
Education
Arizona State University 2006 — 2009
B.S. Finance, WP Carey
Mountain Pointe High School 2001 — 2005
Donald Hultgren's Wedbush Securities Experience March 2013 - Present
Job President at Three Part Advisors, LLC
Industry Financial Services
Experience
Three Part Advisors, LLC July 2013 - Present
Wedbush Securities March 2013 - Present
American Heart Association 2003 - Present
Sterne Agee November 2010 - November 2011
SWS Group, Inc. August 2002 - August 2010
Southwest Securities, Inc. 2000 - 2010
Raymond James 1989 - 2000
Butcher & Singer 1986 - 1989
Eppler, Gurerin & Turner 1981 - 1986
Skills
Board of Director..., CEO Succession, Public Companies, Securities, Investments, Finance, Financial Modeling, Valuation, Financial Analysis, Investment Strategies, Series 7, Board of Directors, Asset Allocation, Hedge Funds, Capital Markets, Executive Management, Equities, Equity Research, Due Diligence, Banking, Mergers & Acquisitions, Strategic Planning, Investment Banking, Asset Management, Portfolio Management, Alternative Investments, Financial Advisory, Trading, Strategic Financial..., Mutual Funds, Private Equity, Wealth Management, Venture Capital, Investment Management, Investor Relations, Corporate Finance, Series 63, Corporate Development, Investment Advisory, Bloomberg, Business Valuation, Risk Management
Education
The University of Texas at Austin 1979 — 1981
Master of Business Administration (MBA), Finance
Augustana College 1975 — 1979
Bachelor of Arts (B.A.), Accounting and Business/Management
Chartered Financial Analyst
Three Part Advisors, LLC July 2013 - Present
Wedbush Securities March 2013 - Present
American Heart Association 2003 - Present
Sterne Agee November 2010 - November 2011
SWS Group, Inc. August 2002 - August 2010
Southwest Securities, Inc. 2000 - 2010
Raymond James 1989 - 2000
Butcher & Singer 1986 - 1989
Eppler, Gurerin & Turner 1981 - 1986
Skills
Board of Director..., CEO Succession, Public Companies, Securities, Investments, Finance, Financial Modeling, Valuation, Financial Analysis, Investment Strategies, Series 7, Board of Directors, Asset Allocation, Hedge Funds, Capital Markets, Executive Management, Equities, Equity Research, Due Diligence, Banking, Mergers & Acquisitions, Strategic Planning, Investment Banking, Asset Management, Portfolio Management, Alternative Investments, Financial Advisory, Trading, Strategic Financial..., Mutual Funds, Private Equity, Wealth Management, Venture Capital, Investment Management, Investor Relations, Corporate Finance, Series 63, Corporate Development, Investment Advisory, Bloomberg, Business Valuation, Risk Management
Education
The University of Texas at Austin 1979 — 1981
Master of Business Administration (MBA), Finance
Augustana College 1975 — 1979
Bachelor of Arts (B.A.), Accounting and Business/Management
Chartered Financial Analyst
Kara Scamardo's Wedbush Securities Experience 1999 - 2002
Job Human Resources Consultant
Industry Human Resources
Experience
Vital HR Consulting 2002 - Present
Loyola Marymount University February 2014 - Present
Los Angeles Valley College September 1996 - May 2004
Wedbush Securities 1999 - 2002
Forest Lawn Memorial Parks and Mortuaries 1996 - 1998
EMI Music 1995 - 1996
Tenet Healthcare 1994 - 1995
Skills
Recruiting, Employee Relations, Human Resources, Talent Management, HRIS, Employee Handbooks, Management Development, Workers Compensation, Employee Benefits, Personnel Management, Talent Acquisition, Workforce Planning, Deferred Compensation, Onboarding
Education
California State University-Northridge
Bachelors, Business Administration and HR Management
University of La Verne
MBA, Business and Executive Management
Vital HR Consulting 2002 - Present
Loyola Marymount University February 2014 - Present
Los Angeles Valley College September 1996 - May 2004
Wedbush Securities 1999 - 2002
Forest Lawn Memorial Parks and Mortuaries 1996 - 1998
EMI Music 1995 - 1996
Tenet Healthcare 1994 - 1995
Skills
Recruiting, Employee Relations, Human Resources, Talent Management, HRIS, Employee Handbooks, Management Development, Workers Compensation, Employee Benefits, Personnel Management, Talent Acquisition, Workforce Planning, Deferred Compensation, Onboarding
Education
California State University-Northridge
Bachelors, Business Administration and HR Management
University of La Verne
MBA, Business and Executive Management
Nathan Schneiderman's Wedbush Securities Experience December 2013 - Present
Job Senior Vice President, Market Strategies at Wedbush Securities
Industry Investment Management
Experience
Wedbush Securities December 2013 - Present
Roth Capital Partners 2005 - November 2013
Wedbush Securities 2000 - 2005
Silver Tree Capital 1998 - 1999
Credit Suisse 1998 - 1998
Salomon Smith Barney 1997 - 1998
Education
Columbia University - Columbia Business School 1995 — 1997
MBA, Finance
Duke University
BS, Computer Science, Political Science
Wedbush Securities December 2013 - Present
Roth Capital Partners 2005 - November 2013
Wedbush Securities 2000 - 2005
Silver Tree Capital 1998 - 1999
Credit Suisse 1998 - 1998
Salomon Smith Barney 1997 - 1998
Education
Columbia University - Columbia Business School 1995 — 1997
MBA, Finance
Duke University
BS, Computer Science, Political Science
Angela Andrae's Wedbush Securities Experience February 2010 - January 2013
Job Senior Marketing Project Manager | Investments | Financial Services
Industry Marketing and Advertising
Experience
Capital Group August 2015 - Present
UCLA June 2015 - August 2015
LACERA December 2014 - April 2015
J BRAND June 2013 - December 2014
Wedbush Securities February 2010 - January 2013
Wedbush Securities October 2008 - February 2010
Guess June 2007 - August 2008
Los Angeles Clippers September 2006 - April 2007
Skills
Advertising, Marketing Strategy, Retail Marketing, Production Planning, Vendor Management, Competitive Analysis, Corporate Branding, Promotions, Microsoft Office, HTML, Email Marketing, Drupal, Wordpress, Adobe Creative Suite, Illustrator, Photoshop, Dreamweaver, Outlook, Access, Project Management, PowerPoint, Desktop Publishing, Microsoft Publisher, Event Management, Customer Service, Social Media, Public Relations, Corporate Communications, Retail, Trade Shows, Press Releases, Management, Marketing, Online Advertising, Digital Marketing
Education
UCLA Extension 2014 — 2014
Project Management Certificate, In Progress
California State University-Fullerton 2002 — 2006
Bachelor of Arts in Business Administration, Marketing
Capital Group August 2015 - Present
UCLA June 2015 - August 2015
LACERA December 2014 - April 2015
J BRAND June 2013 - December 2014
Wedbush Securities February 2010 - January 2013
Wedbush Securities October 2008 - February 2010
Guess June 2007 - August 2008
Los Angeles Clippers September 2006 - April 2007
Skills
Advertising, Marketing Strategy, Retail Marketing, Production Planning, Vendor Management, Competitive Analysis, Corporate Branding, Promotions, Microsoft Office, HTML, Email Marketing, Drupal, Wordpress, Adobe Creative Suite, Illustrator, Photoshop, Dreamweaver, Outlook, Access, Project Management, PowerPoint, Desktop Publishing, Microsoft Publisher, Event Management, Customer Service, Social Media, Public Relations, Corporate Communications, Retail, Trade Shows, Press Releases, Management, Marketing, Online Advertising, Digital Marketing
Education
UCLA Extension 2014 — 2014
Project Management Certificate, In Progress
California State University-Fullerton 2002 — 2006
Bachelor of Arts in Business Administration, Marketing
Kimberly Austin Parrish's Wedbush Securities Experience April 2015 - Present
Job Investment Representative | Executive Assistant | Creative Professional | Vintage Jewelry Dealer | Songwriter | Author
Industry Investment Management
Experience
Wedbush Securities April 2015 - Present
JDL Securities Corporation July 1997 - October 2011
Sutro & Co., Inc. January 1995 - April 1996
Skills
Executive..., Portfolio Management, Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, Research, Outlook, Series 7, Series 63, Investment Advisory, Portfolio Performance..., Creative Writer, Financial Statements, Financial Reporting, Mutual Funds, Electronic Trading, English, Windows, Assisting Executives
Education
California State University-Fullerton 1993 — 1996
Bachelor of Arts (B.A.), Psychology
Woodbridge High School 1983 — 1987
Wedbush Securities April 2015 - Present
JDL Securities Corporation July 1997 - October 2011
Sutro & Co., Inc. January 1995 - April 1996
Skills
Executive..., Portfolio Management, Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, Research, Outlook, Series 7, Series 63, Investment Advisory, Portfolio Performance..., Creative Writer, Financial Statements, Financial Reporting, Mutual Funds, Electronic Trading, English, Windows, Assisting Executives
Education
California State University-Fullerton 1993 — 1996
Bachelor of Arts (B.A.), Psychology
Woodbridge High School 1983 — 1987
D. Scott Russon's Wedbush Securities Experience March 1994 - October 2000
Job Quality Manager at Miles Chemical
Industry Chemicals
Experience
Miles Chemical Inc. February 2015 - Present
Capital Guardian Trust Company August 2001 - December 2014
WealthHarbor Capital Group November 2000 - July 2001
Wedbush Securities March 1994 - October 2000
Skills
Process Improvement, Quality Management, Quality System, Six Sigma, Quality Auditing, Operations Management, Risk Management, Analysis, Budgets, ISO 9001, ISO 14001, OHSAS 18001, Supplier Quality, Supply Chain Management, Coaching, Team Leadership, Financial Analysis, Strategic Planning, SAP, Microsoft Word, Microsoft Excel, Access Database, Yield Management, Oracle, Variance Analysis, Revenue Analysis, Due Diligence, Public Speaking, Investment Compliance, Asset Allocation, Investment Management, Operational Risk, Charles River IMS, Databases, Database Administration, Employee Training, Community Service, Recruiting, Equipment Maintenance, Team Building, EMT
Education
University of Utah - David Eccles School of Business 1990 — 1993
BS, Finance
Brigham Young University - Idaho 1988 — 1990
AA, General, Military Science
Miles Chemical Inc. February 2015 - Present
Capital Guardian Trust Company August 2001 - December 2014
WealthHarbor Capital Group November 2000 - July 2001
Wedbush Securities March 1994 - October 2000
Skills
Process Improvement, Quality Management, Quality System, Six Sigma, Quality Auditing, Operations Management, Risk Management, Analysis, Budgets, ISO 9001, ISO 14001, OHSAS 18001, Supplier Quality, Supply Chain Management, Coaching, Team Leadership, Financial Analysis, Strategic Planning, SAP, Microsoft Word, Microsoft Excel, Access Database, Yield Management, Oracle, Variance Analysis, Revenue Analysis, Due Diligence, Public Speaking, Investment Compliance, Asset Allocation, Investment Management, Operational Risk, Charles River IMS, Databases, Database Administration, Employee Training, Community Service, Recruiting, Equipment Maintenance, Team Building, EMT
Education
University of Utah - David Eccles School of Business 1990 — 1993
BS, Finance
Brigham Young University - Idaho 1988 — 1990
AA, General, Military Science
Matthew Fetui's Wedbush Securities Experience September 2015 - Present
Job Financial Advisor at Wedbush Securities
Industry Investment Management
Experience
Wedbush Securities September 2015 - Present
Wells Fargo Bank October 2009 - September 2015
Wells Fargo January 2006 - September 2009
Wells Fargo Financial December 2003 - December 2005
Wells Fargo October 2001 - November 2003
Skills
Private Banking, Wealth Management, Insurance, Relationship Management, Portfolio Management, Financial Advisory, Investment Advisory, Retail Banking, Banking, Credit, Loans, Credit Analysis, Cross Selling, Investments, Asset Allocation, Retirement Planning, Mutual Funds, Mortgage Lending, Credit Risk
Education
California Baptist University 2000 — 2001
BS, Business Administration
Vanguard University of Southern California 1995 — 1998
Business Administration and Management, General
Wedbush Securities September 2015 - Present
Wells Fargo Bank October 2009 - September 2015
Wells Fargo January 2006 - September 2009
Wells Fargo Financial December 2003 - December 2005
Wells Fargo October 2001 - November 2003
Skills
Private Banking, Wealth Management, Insurance, Relationship Management, Portfolio Management, Financial Advisory, Investment Advisory, Retail Banking, Banking, Credit, Loans, Credit Analysis, Cross Selling, Investments, Asset Allocation, Retirement Planning, Mutual Funds, Mortgage Lending, Credit Risk
Education
California Baptist University 2000 — 2001
BS, Business Administration
Vanguard University of Southern California 1995 — 1998
Business Administration and Management, General
Jamie Boby's Wedbush Securities Experience August 2011 - May 2013
Job Financial Analyst
Industry Entertainment
Experience
Telular Corporation June 2015 - Present
Lionsgate May 2013 - March 2015
Wedbush Securities August 2011 - May 2013
Chelsea Pictures May 2011 - July 2011
Farmers Insurance May 2008 - July 2011
Skills
Strategic Financial..., Finance, Cash Management, Payroll, Series 7, Treasury, Financial Analysis, Insurance, Marketing, Microsoft Word, Social Media, Securities, SAP, Microsoft Excel, Financial Forecasting, Critical Thinking, Priority Management, Close Attention to..., Financial Services, Life Insurance, Time Management, Investments, Customer Service, Microsoft Office, Corporate Finance, Mac, Payroll Taxes, Bookkeeping, Office Administration, Executive Level..., Event Planning, Computer Proficiency, Small Business, Calendar Planning, Multi Tasking, Communication Skills, Social Networking, Financial Planning
Education
Aurora University 2005 — 2009
Bachelor, Mathematics, Business Administration
Telular Corporation June 2015 - Present
Lionsgate May 2013 - March 2015
Wedbush Securities August 2011 - May 2013
Chelsea Pictures May 2011 - July 2011
Farmers Insurance May 2008 - July 2011
Skills
Strategic Financial..., Finance, Cash Management, Payroll, Series 7, Treasury, Financial Analysis, Insurance, Marketing, Microsoft Word, Social Media, Securities, SAP, Microsoft Excel, Financial Forecasting, Critical Thinking, Priority Management, Close Attention to..., Financial Services, Life Insurance, Time Management, Investments, Customer Service, Microsoft Office, Corporate Finance, Mac, Payroll Taxes, Bookkeeping, Office Administration, Executive Level..., Event Planning, Computer Proficiency, Small Business, Calendar Planning, Multi Tasking, Communication Skills, Social Networking, Financial Planning
Education
Aurora University 2005 — 2009
Bachelor, Mathematics, Business Administration
Kristin Rathjen's Wedbush Securities Experience July 2001 - Present
Job at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities July 2001 - Present
PwC April 1999 - June 2001
Arizona Department of Revenue 1995 - 1998
Skills
Series 7
Education
Bob Jones University 1988 — 1994
BS, Accounting
Wedbush Securities July 2001 - Present
PwC April 1999 - June 2001
Arizona Department of Revenue 1995 - 1998
Skills
Series 7
Education
Bob Jones University 1988 — 1994
BS, Accounting
Darren Barker's Wedbush Securities Experience July 1996 - December 1999
Job CEO, ChefsCornerStore.com
Industry Internet
Experience
ChefsCornerStore.com July 2006 - Present
Investor Relations International January 2003 - December 2004
Integrated Corporate Relations January 2000 - December 2001
Wedbush Securities July 1996 - December 1999
American Funds July 1990 - July 1996
Skills
Customer Service, Strategic Planning, Microsoft Office, Marketing Strategy, Marketing, New Business Development, Email Marketing
Education
University of California, Los Angeles - The Anderson School of Management 1993 — 1996
Master of Business Administration (MBA), Finance and Financial Management Services
Cal State Fullerton 1988 — 1992
Bachelor of Arts (B.A.), Finance, General
ChefsCornerStore.com July 2006 - Present
Investor Relations International January 2003 - December 2004
Integrated Corporate Relations January 2000 - December 2001
Wedbush Securities July 1996 - December 1999
American Funds July 1990 - July 1996
Skills
Customer Service, Strategic Planning, Microsoft Office, Marketing Strategy, Marketing, New Business Development, Email Marketing
Education
University of California, Los Angeles - The Anderson School of Management 1993 — 1996
Master of Business Administration (MBA), Finance and Financial Management Services
Cal State Fullerton 1988 — 1992
Bachelor of Arts (B.A.), Finance, General
Jim Stephan's Wedbush Securities Experience June 1987 - Present
Job Sr Financial Consultant at Wedbush Securities
Industry Investment Management
Experience
Wedbush Securities June 1987 - Present
Skills
Mutual Funds, Asset Allocation, Series 65, Wealth Management, Securities, Investments, Investment Advisory, Retirement Planning, Investment Strategies, Retirement, Investment Management, Series 7
Education
San Diego State University-California State University 1983 — 1987
Bachelor's degree, Political Science and Government
California Polytechnic State University-San Luis Obispo 1980 — 1982
Bachelors, Political Science
Wedbush Securities June 1987 - Present
Skills
Mutual Funds, Asset Allocation, Series 65, Wealth Management, Securities, Investments, Investment Advisory, Retirement Planning, Investment Strategies, Retirement, Investment Management, Series 7
Education
San Diego State University-California State University 1983 — 1987
Bachelor's degree, Political Science and Government
California Polytechnic State University-San Luis Obispo 1980 — 1982
Bachelors, Political Science
Chris Hoon Cho, CFA's Wedbush Securities Experience 2004 - 2005
Job Equity Research Analyst
Industry Financial Services
Experience
300 North Capital, LLC 2013 - Present
RBC Capital Markets 2010 - 2012
Ramius Capital Group 2010 - 2010
Barington Capital Group 2009 - 2009
Susquehanna International Group 2005 - 2008
Wedbush Securities 2004 - 2005
Skills
Equity Research, Investment Banking, Valuation
Education
NYU Stern School of Business 2008 — 2010
MBA, Finance
Brown University 2000 — 2004
BA, Business Economics / Mathematics
300 North Capital, LLC 2013 - Present
RBC Capital Markets 2010 - 2012
Ramius Capital Group 2010 - 2010
Barington Capital Group 2009 - 2009
Susquehanna International Group 2005 - 2008
Wedbush Securities 2004 - 2005
Skills
Equity Research, Investment Banking, Valuation
Education
NYU Stern School of Business 2008 — 2010
MBA, Finance
Brown University 2000 — 2004
BA, Business Economics / Mathematics
Jeffrey Lew's Wedbush Securities Experience June 2013 - Present
Job Application Developer at Wedbush Securities
Industry Information Technology and Services
Experience
Wedbush Securities June 2013 - Present
Crescent Solutions March 2013 - June 2013
Peer Media Technologies October 2012 - December 2012
Peer Media Technologies February 2011 - September 2012
Peer Media Technologies August 2009 - February 2011
Peer Media Technologies August 2007 - August 2009
Professor Tayyeb Shabbir of CSU Dominguez Hills February 2007 - June 2007
Skills
HTML, C#, Quality Assurance, XML, JavaScript, MySQL, Software Development, Web Applications, PHP, Outlook, Visual Basic, CSS, .NET, SQL Server Management..., ColdFusion, SQL, Microsoft Office, Web Analytics, Business Intelligence
Education
California State University-Dominguez Hills 2005 — 2007
B.S., Business Administration (CIS)
El Camino College 2002 — 2005
A.S., Business Administration
North High School 1998 — 2002
H.S. Diploma
Wedbush Securities June 2013 - Present
Crescent Solutions March 2013 - June 2013
Peer Media Technologies October 2012 - December 2012
Peer Media Technologies February 2011 - September 2012
Peer Media Technologies August 2009 - February 2011
Peer Media Technologies August 2007 - August 2009
Professor Tayyeb Shabbir of CSU Dominguez Hills February 2007 - June 2007
Skills
HTML, C#, Quality Assurance, XML, JavaScript, MySQL, Software Development, Web Applications, PHP, Outlook, Visual Basic, CSS, .NET, SQL Server Management..., ColdFusion, SQL, Microsoft Office, Web Analytics, Business Intelligence
Education
California State University-Dominguez Hills 2005 — 2007
B.S., Business Administration (CIS)
El Camino College 2002 — 2005
A.S., Business Administration
North High School 1998 — 2002
H.S. Diploma
Elizabeth Tsai's Wedbush Securities Experience May 2014 - June 2014
Job Uniqlo Manager Candidate at UNIQLO
Industry Retail
Experience
UNIQLO June 2014 - August 2014
Wedbush Securities May 2014 - June 2014
Wedbush Securities September 2013 - December 2013
Elephant Bar Restaurant August 2012 - December 2012
Chapman University January 2012 - May 2012
Sheraton June 2011 - August 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, English, Windows, Research, Outlook, Teaching, HTML, Public Speaking, Social Networking, Event Planning, Facebook
Education
University of Southern California - Marshall School of Business
Bachelor of Science (B.S.), Business Administration and Management, General
Chapman University 2010 — 2012
Bachelor of Science (B.S.), Business Administration and Management, General
Taipei American School 2006 — 2010
UNIQLO June 2014 - August 2014
Wedbush Securities May 2014 - June 2014
Wedbush Securities September 2013 - December 2013
Elephant Bar Restaurant August 2012 - December 2012
Chapman University January 2012 - May 2012
Sheraton June 2011 - August 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, English, Windows, Research, Outlook, Teaching, HTML, Public Speaking, Social Networking, Event Planning, Facebook
Education
University of Southern California - Marshall School of Business
Bachelor of Science (B.S.), Business Administration and Management, General
Chapman University 2010 — 2012
Bachelor of Science (B.S.), Business Administration and Management, General
Taipei American School 2006 — 2010
Natalya Ghazaryan's Wedbush Securities Experience October 2012 - Present
Job Senior Accountant at Wedbush Securities
Industry Mining & Metals
Experience
Wedbush Securities October 2012 - Present
D&D Marketing/ T3Leads March 2012 - August 2012
Vulcan Materials Company November 2005 - September 2011
S.A. Kitsinian January 2005 - November 2005
Skills
Account Reconciliation, Accounting, Analysis, ERP, General Ledger, Accounts Payable, Financial Reporting, Balance, Accounts Receivable, Hyperion, Invoicing, PeopleSoft, Hyperion Enterprise, Budgeting, Excel, Billing, Word, Outlook, PowerPoint, Process Improvement, Problem Solving
Education
California State University-Northridge 2007 — 2009
BSBA, Finance, Real Estate
California State University-Northridge
Bachelor's degree, Accounting and Finance
Wedbush Securities October 2012 - Present
D&D Marketing/ T3Leads March 2012 - August 2012
Vulcan Materials Company November 2005 - September 2011
S.A. Kitsinian January 2005 - November 2005
Skills
Account Reconciliation, Accounting, Analysis, ERP, General Ledger, Accounts Payable, Financial Reporting, Balance, Accounts Receivable, Hyperion, Invoicing, PeopleSoft, Hyperion Enterprise, Budgeting, Excel, Billing, Word, Outlook, PowerPoint, Process Improvement, Problem Solving
Education
California State University-Northridge 2007 — 2009
BSBA, Finance, Real Estate
California State University-Northridge
Bachelor's degree, Accounting and Finance
Elan Bernstein's Wedbush Securities Experience June 2013 - August 2013
Job Associate at L.E.K. Consulting
Industry Management Consulting
Experience
L.E.K. Consulting September 2015 - Present
The CMC Student Investment Fund September 2012 - May 2015
Rothschild June 2014 - August 2014
The Oxford Strategy Group January 2014 - June 2014
Wedbush Securities June 2013 - August 2013
Lowe Institute of Political Economy May 2013 - July 2013
Glide Memorial Church June 2010 - August 2010
Skills
Bloomberg, Microsoft Office, Microsoft Excel, Prezi, Stata, Valuation, Analysis, Investments, Leadership, Spanish
Education
Claremont McKenna College 2011 — 2015
Bachelor of Arts (B.A.)
University of Oxford 2013 — 2014
International Study
연세대학교 / Yonsei University 2012 — 2012
Certificate of Global Leadership
Piedmont High School 2007 — 2011
L.E.K. Consulting September 2015 - Present
The CMC Student Investment Fund September 2012 - May 2015
Rothschild June 2014 - August 2014
The Oxford Strategy Group January 2014 - June 2014
Wedbush Securities June 2013 - August 2013
Lowe Institute of Political Economy May 2013 - July 2013
Glide Memorial Church June 2010 - August 2010
Skills
Bloomberg, Microsoft Office, Microsoft Excel, Prezi, Stata, Valuation, Analysis, Investments, Leadership, Spanish
Education
Claremont McKenna College 2011 — 2015
Bachelor of Arts (B.A.)
University of Oxford 2013 — 2014
International Study
연세대학교 / Yonsei University 2012 — 2012
Certificate of Global Leadership
Piedmont High School 2007 — 2011
Julie Bice's Wedbush Securities Experience July 2014 - Present
Job Associate in Public Finance
Industry Financial Services
Experience
Wedbush Securities July 2014 - Present
Education
Arizona State University
Bachelor's degree, Business Administration and Management, General
Wedbush Securities July 2014 - Present
Education
Arizona State University
Bachelor's degree, Business Administration and Management, General
Sona Yeghoyan's Wedbush Securities Experience March 2012 - March 2012
Job Administrative Specialist in Legal and Compliance Department at DoubleLine Group LP
Industry Financial Services
Experience
DoubleLine Group LP October 2012 - Present
AppleOne November 2011 - December 2012
ACap Asset Management June 2011 - June 2012
Wedbush Securities March 2012 - March 2012
Skills
Microsoft Office, •Proficient in...
Education
California State University-Northridge 2006 — 2011
Baccalaureate, Finance, General
DoubleLine Group LP October 2012 - Present
AppleOne November 2011 - December 2012
ACap Asset Management June 2011 - June 2012
Wedbush Securities March 2012 - March 2012
Skills
Microsoft Office, •Proficient in...
Education
California State University-Northridge 2006 — 2011
Baccalaureate, Finance, General
Harry Kartolo's Wedbush Securities Experience November 2006 - Present
Job Corporate Reorganization and Tax Reporting Analyst at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities November 2006 - Present
Wescorp FCU September 2008 - January 2009
ING U.S. Financial Services, Inc. March 2006 - November 2006
SAI CAPITAL MANAGEMENT April 2004 - March 2006
Skills
Financial Analysis, Financial Modeling, Bloomberg, Corporate Finance, Investments, Analysis, Valuation
Education
California State University-Long Beach 2000 — 2004
Business Finance and International Business
Wedbush Securities November 2006 - Present
Wescorp FCU September 2008 - January 2009
ING U.S. Financial Services, Inc. March 2006 - November 2006
SAI CAPITAL MANAGEMENT April 2004 - March 2006
Skills
Financial Analysis, Financial Modeling, Bloomberg, Corporate Finance, Investments, Analysis, Valuation
Education
California State University-Long Beach 2000 — 2004
Business Finance and International Business
Jay Spitzer's Wedbush Securities Experience 2013 - 2015
Job Manager
Industry Financial Services
Experience
Wedbush Morgan November 2013 - Present
Wedbush Securities 2013 - 2015
Wedbush Securities 2013 - 2015
Wedbush Securities 2013 - 2015
STP Advisory Services, LLC January 2012 - October 2013
Newedge USA Equity Clearing March 2001 - December 2011
Depository Trust Company January 1996 - March 2001
Depository Trust Company January 1992 - January 1996
Depository Trust Company January 1985 - January 1989
Skills
Corporate Actions, Settlements, DTC, Prime Brokerage, Collateral Management, Securities, Back Office, Bloomberg, Equities, Reconciliations, Transaction Processing, Trading Systems, Reconciliation, Brokerage, Asset Management, Dividends, Confirmations, Client Service, ETFs, Confirmation, Account Reconciliation, Settlement, Investments, Fixed Income, Financial Services, Trading, Mutual Funds, Asset Managment, Currency, FX Options, Electronic Trading, Middle Office, Market Data, Financial Markets, Equity Trading, Options, Relationship Management, Bonds, Global Custody, Operational Risk, Structured Products
Education
Brooklyn College 1971 — 1976
BA, Economics
City University of New York-Brooklyn College 1971 — 1976
BA, Economics
Wedbush Morgan November 2013 - Present
Wedbush Securities 2013 - 2015
Wedbush Securities 2013 - 2015
Wedbush Securities 2013 - 2015
STP Advisory Services, LLC January 2012 - October 2013
Newedge USA Equity Clearing March 2001 - December 2011
Depository Trust Company January 1996 - March 2001
Depository Trust Company January 1992 - January 1996
Depository Trust Company January 1985 - January 1989
Skills
Corporate Actions, Settlements, DTC, Prime Brokerage, Collateral Management, Securities, Back Office, Bloomberg, Equities, Reconciliations, Transaction Processing, Trading Systems, Reconciliation, Brokerage, Asset Management, Dividends, Confirmations, Client Service, ETFs, Confirmation, Account Reconciliation, Settlement, Investments, Fixed Income, Financial Services, Trading, Mutual Funds, Asset Managment, Currency, FX Options, Electronic Trading, Middle Office, Market Data, Financial Markets, Equity Trading, Options, Relationship Management, Bonds, Global Custody, Operational Risk, Structured Products
Education
Brooklyn College 1971 — 1976
BA, Economics
City University of New York-Brooklyn College 1971 — 1976
BA, Economics
Sophie Ruiz's Wedbush Securities Experience 2008 - 2011
Job Investment Securities Operations
Industry
Experience
Northwestern Mutual December 2013 - Present
Wedbush Securities 2008 - 2011
Southwest Securities 2003 - 2008
Education
American River College 2000 — 2003
Kaplan University
Finance and Financial Management Services
Northwestern Mutual December 2013 - Present
Wedbush Securities 2008 - 2011
Southwest Securities 2003 - 2008
Education
American River College 2000 — 2003
Kaplan University
Finance and Financial Management Services
Sumera Chhipa's Wedbush Securities Experience February 2006 - Present
Job Human Resources
Industry Financial Services
Experience
Wedbush Securities February 2006 - Present
California State University September 2005 - December 2005
Skills
Human Resources, Recruiting, Employee Benefits, Onboarding, Employee Relations, PeopleSoft, Data Entry, Interviews, Management, Customer Service, Program Management, Policy, Editing, Databases, Open Enrollment, Ceridian
Education
California State University-Los Angeles 2000 — 2005
Bachelors, Business Administration/HR Mgmt
Wedbush Securities February 2006 - Present
California State University September 2005 - December 2005
Skills
Human Resources, Recruiting, Employee Benefits, Onboarding, Employee Relations, PeopleSoft, Data Entry, Interviews, Management, Customer Service, Program Management, Policy, Editing, Databases, Open Enrollment, Ceridian
Education
California State University-Los Angeles 2000 — 2005
Bachelors, Business Administration/HR Mgmt
Laurie Marthaler's Wedbush Securities Experience 1999 - 2006
Job Customer Support and Contract Specialist at Computer Services, Inc.
Industry Executive Office
Experience
UBS Wealth Management 2006 - 2012
First Quadrant 2006 - 2006
Wedbush Securities 1999 - 2006
Skills
Investments, Outsourcing, Banking, Customer Service, Series 7, Financial Analysis, Financial Services, Management, Sales, Leadership, Business Development, CRM, Risk Management, Portfolio Management
Education
California State University-Northridge
Bachelor of Science (B.S.), Business Administration, Finance
UBS Wealth Management 2006 - 2012
First Quadrant 2006 - 2006
Wedbush Securities 1999 - 2006
Skills
Investments, Outsourcing, Banking, Customer Service, Series 7, Financial Analysis, Financial Services, Management, Sales, Leadership, Business Development, CRM, Risk Management, Portfolio Management
Education
California State University-Northridge
Bachelor of Science (B.S.), Business Administration, Finance
Cora Rule's Wedbush Securities Experience January 1988 - January 1992
Job Currently Unemployed/Looking for a Job
Industry Financial Services
Experience
Bank of New York-Mellon June 2011 - October 2011
Southwest Securities/M L Stern & Company January 1996 - January 2009
J B Oxford and Company January 1992 - January 1996
Wedbush Securities January 1988 - January 1992
Skills
Microsoft Excel, Microsoft Word, Outlook, PowerPoint, Data Entry, Medical Terminology, Phlebotomists, Typing, Filing
Education
Webster Career College 1987 — 1988
Medical Assistant, Phlebotomist
Centro Escolar University
Associate's degree, Psychology
High School Graduate
Associate's Degree, Psychology
Bank of New York-Mellon June 2011 - October 2011
Southwest Securities/M L Stern & Company January 1996 - January 2009
J B Oxford and Company January 1992 - January 1996
Wedbush Securities January 1988 - January 1992
Skills
Microsoft Excel, Microsoft Word, Outlook, PowerPoint, Data Entry, Medical Terminology, Phlebotomists, Typing, Filing
Education
Webster Career College 1987 — 1988
Medical Assistant, Phlebotomist
Centro Escolar University
Associate's degree, Psychology
High School Graduate
Associate's Degree, Psychology
Rohit Chopra's Wedbush Securities Experience January 2006 - February 2014
Job Director Equity Research at The Buckingham Research Group
Industry Financial Services
Experience
The Buckingham Research Group April 2014 - Present
Wedbush Securities January 2006 - February 2014
Hibernia Southcoast Capital 2004 - 2005
Asiatone 2002 - 2004
Deutsche Bank Securities 2000 - 2002
SunTrust Robinson Humphrey 1998 - 2000
Deutsche Bank Securities (Alex. Brown & Sons) 1997 - 1998
Bell Sygma 1994 - 1997
Skills
Equities, Equity Valuation, Equity Research, Finance, Valuation, Telecommunications, Financial Modeling, Investments, Capital Markets, Investment Banking, Asset Management, Hedge Funds, Bloomberg, Corporate Finance, Financial Analysis
Education
Northeastern University - Graduate School of Business Administration 1992 — 1994
Master of Business Administration (MBA), Accounting and Finance
Carleton University 1988 — 1991
Bachelor of Commerce (B.Com.), Finance
The Buckingham Research Group April 2014 - Present
Wedbush Securities January 2006 - February 2014
Hibernia Southcoast Capital 2004 - 2005
Asiatone 2002 - 2004
Deutsche Bank Securities 2000 - 2002
SunTrust Robinson Humphrey 1998 - 2000
Deutsche Bank Securities (Alex. Brown & Sons) 1997 - 1998
Bell Sygma 1994 - 1997
Skills
Equities, Equity Valuation, Equity Research, Finance, Valuation, Telecommunications, Financial Modeling, Investments, Capital Markets, Investment Banking, Asset Management, Hedge Funds, Bloomberg, Corporate Finance, Financial Analysis
Education
Northeastern University - Graduate School of Business Administration 1992 — 1994
Master of Business Administration (MBA), Accounting and Finance
Carleton University 1988 — 1991
Bachelor of Commerce (B.Com.), Finance
Mauri Hendrickson's Wedbush Securities Experience October 2008 - Present
Job Financial Advisor at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities October 2008 - Present
Skills
Series 7, Investments, Series 63, Mutual Funds, Retirement Planning, Portfolio Management, Equities, Securities, Strategic Financial..., Investment Advisory, Asset Allocation, Fixed Income, Asset Management
Education
Wharton Business School 1995 — 1996
Advanced Portfolio Management and Advanced Portfolio Theory
California State University-Long Beach 1975 — 1980
Finance and Financial Management Services
Wedbush Securities October 2008 - Present
Skills
Series 7, Investments, Series 63, Mutual Funds, Retirement Planning, Portfolio Management, Equities, Securities, Strategic Financial..., Investment Advisory, Asset Allocation, Fixed Income, Asset Management
Education
Wharton Business School 1995 — 1996
Advanced Portfolio Management and Advanced Portfolio Theory
California State University-Long Beach 1975 — 1980
Finance and Financial Management Services
Douglas Charchenko's Wedbush Securities Experience June 2004 - January 2012
Job Senior Vice President at Montague DeRose and Associates, LLC
Industry Investment Banking
Experience
Montague DeRose and Associates, LLC February 2012 - Present
Wedbush Securities June 2004 - January 2012
RBC Capital Markets 2001 - 2004
Sutro and Co. 1995 - 2001
Kidder Peabody 1993 - 1995
Prudential Securities 1987 - 1993
Shearson Lehman Brothers 1983 - 1987
Various California cities 1970 - 1982
Skills
Financial Analysis, Strategic Financial..., Port, Airport and..., General Government..., Finance, Public Finance
Education
California Polytechnic State University-San Luis Obispo
Bachelor of Science (BS)
California State University-Long Beach
Master of Public Administration (MPA)
Montague DeRose and Associates, LLC February 2012 - Present
Wedbush Securities June 2004 - January 2012
RBC Capital Markets 2001 - 2004
Sutro and Co. 1995 - 2001
Kidder Peabody 1993 - 1995
Prudential Securities 1987 - 1993
Shearson Lehman Brothers 1983 - 1987
Various California cities 1970 - 1982
Skills
Financial Analysis, Strategic Financial..., Port, Airport and..., General Government..., Finance, Public Finance
Education
California Polytechnic State University-San Luis Obispo
Bachelor of Science (BS)
California State University-Long Beach
Master of Public Administration (MPA)
Matt Marine's Wedbush Securities Experience December 2013 - Present
Job Treasury analyst at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities December 2013 - Present
Reserve Studies Inc. September 2012 - December 2013
RadioShack June 2006 - November 2012
Skills
Series 7
Education
CSUN 2011 — 2013
Bachelor's degree, Finance, General
CFA Institute
Passed CFA level 2 June 2015
Wedbush Securities December 2013 - Present
Reserve Studies Inc. September 2012 - December 2013
RadioShack June 2006 - November 2012
Skills
Series 7
Education
CSUN 2011 — 2013
Bachelor's degree, Finance, General
CFA Institute
Passed CFA level 2 June 2015
Michael W. Menefee, MS, AWMA®'s Wedbush Securities Experience 2013 - Present
Job Vice President, Investments Wedbush Securities
Industry Investment Management
Experience
Wedbush Securities 2013 - Present
Raymond James Financial Inc. 2004 - 2013
Edward Jones 2001 - 2004
United States Marine Corps 1971 - 2001
Skills
Wealth Management, Investment Management, Asset Allocation, Investments, Retirement Planning, 401k Rollovers, Portfolio Management, Trend Analysis, Quantitative Risk..., Stocks, Bonds, Mutual Funds, MLPs, Variable Annuities, ETFs, UITs, Life Insurance, Public Speaking, Series 7, Series 66, Series 63, Investment Advisory, Leadership, Valuation, Securities, Wealth Management..., Strategic Planning, Strategic Financial..., Investment Strategies, Financial Risk, Retirement, Wealth, Strategy, Finance, Asset Management, Risk Management, Management, Alternative Investments, Equities, Financial Analysis
Education
National Intelligence University 1994 — 1996
Postgraduate Intelligence Program Diploma, Strategic Intelligence
Central Michigan University 1992 — 1995
Master of Science in Administration (MSA)
The University of the State of New York (Albany) 1976 — 1978
Bachelor of Science (BS)
Texas Tech University 1968 — 1970
Wedbush Securities 2013 - Present
Raymond James Financial Inc. 2004 - 2013
Edward Jones 2001 - 2004
United States Marine Corps 1971 - 2001
Skills
Wealth Management, Investment Management, Asset Allocation, Investments, Retirement Planning, 401k Rollovers, Portfolio Management, Trend Analysis, Quantitative Risk..., Stocks, Bonds, Mutual Funds, MLPs, Variable Annuities, ETFs, UITs, Life Insurance, Public Speaking, Series 7, Series 66, Series 63, Investment Advisory, Leadership, Valuation, Securities, Wealth Management..., Strategic Planning, Strategic Financial..., Investment Strategies, Financial Risk, Retirement, Wealth, Strategy, Finance, Asset Management, Risk Management, Management, Alternative Investments, Equities, Financial Analysis
Education
National Intelligence University 1994 — 1996
Postgraduate Intelligence Program Diploma, Strategic Intelligence
Central Michigan University 1992 — 1995
Master of Science in Administration (MSA)
The University of the State of New York (Albany) 1976 — 1978
Bachelor of Science (BS)
Texas Tech University 1968 — 1970
Doug Smoot's Wedbush Securities Experience 2012 - 2013
Job Financial Professional
Industry Financial Services
Experience
AXA Advisors November 2014 - Present
Wedbush Securities 2012 - 2013
Sterne Agee 2011 - 2012
Dahlman Rose & Co. (Acquired by Cowen Group, Inc.) 2010 - 2011
Oppenheimer & Co. 2010 - 2010
Capstone Sales Advisors 2007 - 2009
Jefferies LLC 2005 - 2007
Knight Securities 2003 - 2005
Chilton Investment Company 2000 - 2003
Smith Barney 1993 - 2000
Skills
Derivatives, Equity..., Equities, Hedge Funds, Asset Management, Derivatives, Fixed Income, Options, Trading, Mutual Funds, Finance, Bonds
Education
Bucknell University 1978 — 1982
Bachelor of Arts (BA), Economics
Bucknell University 1978 — 1982
Bachelor's degree, Economics
AXA Advisors November 2014 - Present
Wedbush Securities 2012 - 2013
Sterne Agee 2011 - 2012
Dahlman Rose & Co. (Acquired by Cowen Group, Inc.) 2010 - 2011
Oppenheimer & Co. 2010 - 2010
Capstone Sales Advisors 2007 - 2009
Jefferies LLC 2005 - 2007
Knight Securities 2003 - 2005
Chilton Investment Company 2000 - 2003
Smith Barney 1993 - 2000
Skills
Derivatives, Equity..., Equities, Hedge Funds, Asset Management, Derivatives, Fixed Income, Options, Trading, Mutual Funds, Finance, Bonds
Education
Bucknell University 1978 — 1982
Bachelor of Arts (BA), Economics
Bucknell University 1978 — 1982
Bachelor's degree, Economics
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.