Wellington Shields
Industry: Company
DescriptionFounded: 1982 Parent organization: Wellington Shields Holdings, Llc Subsidiaries: Dudack Research Group, FeedbackDisclaimer Claim this knowledge panel Knowledge ResultSee photos See outsideMoved, closed, or was never hereReportWellington Shields & Co LlcWebsiteDirections Saved (0) Saved Save Stock broker in New York City, New York Address: 140 Broadway #4400, New York, NY 10005 Phone: (212) 732-6800Category: : : : Hours: Place name: : : : Website: Website: http://www.wellingtonshields.com/ Category: Stock broker Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Wellington Shields & Co Llc Posting publicly on the Web Write a review Reviews Be the first to review
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Wellington Shields Employees
Employee
Years
Job
Industry
Mark Merolli Mark Merolli's Wellington Shields Experience October 1996 - March 2003
Job Owner
Industry Leisure, Travel & Tourism
Experience
Dolphin Marine Rentals December 2009 - December 2014
JPMorgan Chase & Co. March 2008 - March 2009
Brookstreet Securities Corp March 2003 - August 2008
Interactive Brokers August 2006 - July 2007
Gunn Allen 2007 - 2007
Gunn Allen 2007 - 2007
Gunn Allen 2007 - 2007
Wellington Shields October 1996 - March 2003
Skills
Customer Service, Strategic Planning, Sales Management, Social Media, Sales, Investments, Marketing Strategy, Social Media Marketing, Contract Negotiation, Research
Education
University of Dayton 1989 — 1993
Bachelor's Degree, Finance and Financial Management Services
Dolphin Marine Rentals December 2009 - December 2014
JPMorgan Chase & Co. March 2008 - March 2009
Brookstreet Securities Corp March 2003 - August 2008
Interactive Brokers August 2006 - July 2007
Gunn Allen 2007 - 2007
Gunn Allen 2007 - 2007
Gunn Allen 2007 - 2007
Wellington Shields October 1996 - March 2003
Skills
Customer Service, Strategic Planning, Sales Management, Social Media, Sales, Investments, Marketing Strategy, Social Media Marketing, Contract Negotiation, Research
Education
University of Dayton 1989 — 1993
Bachelor's Degree, Finance and Financial Management Services
Qian Zhang Qian Zhang's Wellington Shields Experience May 2014 - September 2014
Job Investment Planning and Consulting Intern at Wellington Shields &Co., LLC
Industry Financial Services
Experience
Wellington Shields May 2014 - September 2014
Tallahassee Community College January 2013 - January 2014
Skills
Financial Analysis, Teamwork, Public Speaking, Mandarin, Leadership, Driving Results, Social Media, Financial Reporting, Internal Controls, Auditing, Microsoft Excel, Accounting, Facebook, Event Planning, Time Management, Social Networking, Analysis, Finance, Social Media Marketing
Education
Florida State University 2012 — 2015
Bachelor of Science (BS), Accounting and Finance, 3.6
Tianjin Foreign Studies University 2004 — 2008
Bachelor of Science (BS), International Finance
Wellington Shields May 2014 - September 2014
Tallahassee Community College January 2013 - January 2014
Skills
Financial Analysis, Teamwork, Public Speaking, Mandarin, Leadership, Driving Results, Social Media, Financial Reporting, Internal Controls, Auditing, Microsoft Excel, Accounting, Facebook, Event Planning, Time Management, Social Networking, Analysis, Finance, Social Media Marketing
Education
Florida State University 2012 — 2015
Bachelor of Science (BS), Accounting and Finance, 3.6
Tianjin Foreign Studies University 2004 — 2008
Bachelor of Science (BS), International Finance
John Pappas III John Pappas III's Wellington Shields Experience January 2010 - June 2014
Job Sales Consultant at Luxury and Beach Realty
Industry Real Estate
Experience
Luxury and Beach Realty September 2014 - Present
J.W. Cole Financial, Inc. June 2014 - Present
Wellington Shields January 2010 - June 2014
Skills
Financial Analysis, Asset Management, Portfolio Management, Investments, Mutual Funds, Mortgage Lending, Real Estate, Finance, Strategic Financial..., Investment Properties, Loans, Financial Modeling, Real Estate Transactions, Investors, REO, Valuation, FHA, Commercial Lending, Credit, Financial Advisory, First Time Home Buyers, Foreclosures, Financial Planning, Sellers
Education
University of Houston 1982 — 1985
Luxury and Beach Realty September 2014 - Present
J.W. Cole Financial, Inc. June 2014 - Present
Wellington Shields January 2010 - June 2014
Skills
Financial Analysis, Asset Management, Portfolio Management, Investments, Mutual Funds, Mortgage Lending, Real Estate, Finance, Strategic Financial..., Investment Properties, Loans, Financial Modeling, Real Estate Transactions, Investors, REO, Valuation, FHA, Commercial Lending, Credit, Financial Advisory, First Time Home Buyers, Foreclosures, Financial Planning, Sellers
Education
University of Houston 1982 — 1985
Rebecca Swedberg Rebecca Swedberg's Wellington Shields Experience July 2015 - Present
Job Equity Analyst at Wellington Shields
Industry Capital Markets
Experience
Wellington Shields July 2015 - Present
Garantum Wealth & Securities Management AB May 2012 - July 2015
LIU Post September 2014 - November 2014
Skills
Foreign Languages, Swedish, English, Norwegian, Spanish, Lundalogik Lime, Microsoft Office, Customer Service, Event Planning, Microsoft Excel, Microsoft Word, PowerPoint
Education
LIU Post 2014 — 2015
Master of Business Administration (M.B.A.), Finance, General, 3.8
LIU Post 2011 — 2014
Bachelor's Degree, Finance, General, 3.8
Wellington Shields July 2015 - Present
Garantum Wealth & Securities Management AB May 2012 - July 2015
LIU Post September 2014 - November 2014
Skills
Foreign Languages, Swedish, English, Norwegian, Spanish, Lundalogik Lime, Microsoft Office, Customer Service, Event Planning, Microsoft Excel, Microsoft Word, PowerPoint
Education
LIU Post 2014 — 2015
Master of Business Administration (M.B.A.), Finance, General, 3.8
LIU Post 2011 — 2014
Bachelor's Degree, Finance, General, 3.8
Fiona Carson Fiona Carson's Wellington Shields Experience February 2007 - June 2010
Job EA to C Suite 15+ years of experience.
Industry Financial Services
Experience
Hearst September 2015 - Present
ING December 2014 - July 2015
Food Bank For New York City October 2014 - November 2014
Mutual of America May 2014 - September 2014
Burberry Corporation September 2013 - February 2014
Brookside Building Services Ltd August 2013 - September 2013
Tranen Capital Ltd. January 2011 - November 2011
Wellington Shields February 2007 - June 2010
Moody's Investors Service January 2006 - January 2007
IntercontinentalExchange Inc., (ICE), February 2003 - December 2005
Skills
Risk Management, Operations Management, Change Management, Banking, Asset Management, Executive Level..., Executive..., Bloomberg Terminal, Bloomberg, Electronic Trading, Hedge Funds, Life Settlements, Life Insurance, Inventory Management, Financial Markets, Microsoft Office, Thompson One, SmartStation, Advent, Financial Reporting, Accounts Receivable, Office Administration, Expense Reports, Executive Support, International Travel, Outlook, Travel Arrangements, Expense Management, Expenses, Investments, Administrative..., Securities, Confidentiality, Human Resources, Management, Interviews, Administrative..., Microsoft Excel, Finance, Sourcing, Customer Service, Microsoft Word, PowerPoint
Education
CUNY New York City College of Technology 2007 — 2010
3 Years Completed of Bachelor of Science, Biology, General
Hearst September 2015 - Present
ING December 2014 - July 2015
Food Bank For New York City October 2014 - November 2014
Mutual of America May 2014 - September 2014
Burberry Corporation September 2013 - February 2014
Brookside Building Services Ltd August 2013 - September 2013
Tranen Capital Ltd. January 2011 - November 2011
Wellington Shields February 2007 - June 2010
Moody's Investors Service January 2006 - January 2007
IntercontinentalExchange Inc., (ICE), February 2003 - December 2005
Skills
Risk Management, Operations Management, Change Management, Banking, Asset Management, Executive Level..., Executive..., Bloomberg Terminal, Bloomberg, Electronic Trading, Hedge Funds, Life Settlements, Life Insurance, Inventory Management, Financial Markets, Microsoft Office, Thompson One, SmartStation, Advent, Financial Reporting, Accounts Receivable, Office Administration, Expense Reports, Executive Support, International Travel, Outlook, Travel Arrangements, Expense Management, Expenses, Investments, Administrative..., Securities, Confidentiality, Human Resources, Management, Interviews, Administrative..., Microsoft Excel, Finance, Sourcing, Customer Service, Microsoft Word, PowerPoint
Education
CUNY New York City College of Technology 2007 — 2010
3 Years Completed of Bachelor of Science, Biology, General
LeeAnn Caragiulo LeeAnn Caragiulo's Wellington Shields Experience January 2001 - October 2011
Job Client Fulfillment Specialist at rewired.solutions
Industry Internet
Experience
rewired.solutions May 2014 - Present
Coldwell Banker LBK May 2013 - June 2014
Wells Fargo Advisors September 2012 - April 2013
Michael Saunders & Company February 2012 - September 2012
Wellington Shields January 2001 - October 2011
Wellington Shields February 2007 - August 2009
Wellington Shields December 1993 - January 2001
Skills
Uniform Combined State..., Real Estate, New Business Development, Investments, Wealth Management, Condos, Estate Planning, Insurance, Team Building, Retirement Planning, Strategic Planning, Relocation, Strategic Financial..., Customer Service, Alternative Investments, Portfolio Management, Asset Management, Negotiation, Investors, Waterfront, Real Estate Transactions, Investment Properties, Single Family Homes, Vacation Homes, Real Property, REO, SFR, Business Development, Marketing, Sales, Small Business, Management, Finance, Leadership
Education
Florida State University 1990 — 1992
Bachelor of Science (B.S.), Criminology
Manatee Community College 1987 — 1990
Associate of Arts (A.A.)
rewired.solutions May 2014 - Present
Coldwell Banker LBK May 2013 - June 2014
Wells Fargo Advisors September 2012 - April 2013
Michael Saunders & Company February 2012 - September 2012
Wellington Shields January 2001 - October 2011
Wellington Shields February 2007 - August 2009
Wellington Shields December 1993 - January 2001
Skills
Uniform Combined State..., Real Estate, New Business Development, Investments, Wealth Management, Condos, Estate Planning, Insurance, Team Building, Retirement Planning, Strategic Planning, Relocation, Strategic Financial..., Customer Service, Alternative Investments, Portfolio Management, Asset Management, Negotiation, Investors, Waterfront, Real Estate Transactions, Investment Properties, Single Family Homes, Vacation Homes, Real Property, REO, SFR, Business Development, Marketing, Sales, Small Business, Management, Finance, Leadership
Education
Florida State University 1990 — 1992
Bachelor of Science (B.S.), Criminology
Manatee Community College 1987 — 1990
Associate of Arts (A.A.)
Paul Seroka Paul Seroka's Wellington Shields Experience February 2015 - Present
Job Strategic Marketing Communications Advisor to Executives, Investors and Entrepreneurs
Industry Management Consulting
Experience
The Seroka Group. Inc. 1983 - Present
Wellington Shields February 2015 - Present
Innovation Leadership Associates May 2011 - Present
Apple Inc. 2009 - 2012
Fine Host Corporation March 2002 - March 2003
Greenwich Technology Partners October 1998 - March 2002
Fine Host Corporation October 1996 - February 1998
Champion Energy Corporation July 1995 - October 1996
Skills
Marketing Communications, Marketing Strategy, Market Analysis, Business Analysis, Business Strategy, Business Planning, New Business Development, Small Business, Revenue Management, Revenue Recognition, Driving Revenue, Increasing Revenue, Increasing Profitability, Corporate Communications, Internal Communications, International Business, International Marketing, Project Planning, Project Implementation, Project Coordination, Apple Macintosh, Apple Software, iPhone, Mac OS X, Macroeconomics, Microsoft Works, iWork, Marketing, Strategy, Leadership, Product Management, Sales, Public Relations, Mac, Entrepreneurship, Change Management, Increased Profitability, Management, Start-ups, Leadership Development, OS X, Integrated Marketing, Social Media, Training, Advertising, Management Consulting
Education
New York University Stern School of Business, MBA 2003 — 2005
TRIUM
Fordham University, MA Public Affairs
HEC School of Management, MBA
London School of Economics and Political Science, MBA
Mamaroneck High School
New York University - Leonard N. Stern School of Business
Executive Education
New York University, Certificate in E-Commerce
Certificate
New York University, Certificate in Executive Coaching
New York University
State University of New York College at Oswego
B.S.
The Seroka Group. Inc. 1983 - Present
Wellington Shields February 2015 - Present
Innovation Leadership Associates May 2011 - Present
Apple Inc. 2009 - 2012
Fine Host Corporation March 2002 - March 2003
Greenwich Technology Partners October 1998 - March 2002
Fine Host Corporation October 1996 - February 1998
Champion Energy Corporation July 1995 - October 1996
Skills
Marketing Communications, Marketing Strategy, Market Analysis, Business Analysis, Business Strategy, Business Planning, New Business Development, Small Business, Revenue Management, Revenue Recognition, Driving Revenue, Increasing Revenue, Increasing Profitability, Corporate Communications, Internal Communications, International Business, International Marketing, Project Planning, Project Implementation, Project Coordination, Apple Macintosh, Apple Software, iPhone, Mac OS X, Macroeconomics, Microsoft Works, iWork, Marketing, Strategy, Leadership, Product Management, Sales, Public Relations, Mac, Entrepreneurship, Change Management, Increased Profitability, Management, Start-ups, Leadership Development, OS X, Integrated Marketing, Social Media, Training, Advertising, Management Consulting
Education
New York University Stern School of Business, MBA 2003 — 2005
TRIUM
Fordham University, MA Public Affairs
HEC School of Management, MBA
London School of Economics and Political Science, MBA
Mamaroneck High School
New York University - Leonard N. Stern School of Business
Executive Education
New York University, Certificate in E-Commerce
Certificate
New York University, Certificate in Executive Coaching
New York University
State University of New York College at Oswego
B.S.
Davis Flowers Davis Flowers's Wellington Shields Experience June 2014 - August 2014
Job Investment Banking Analyst at SunTrust Robinson Humphrey
Industry Investment Banking
Experience
Wellington Shields June 2014 - August 2014
Delta Air Lines September 2012 - May 2014
Skills
Public Speaking, Financial Analysis, Event Planning, Analysis, Marketing, Leadership, Customer Service, Capital IQ, Research
Education
Georgia Institute of Technology 2010 — 2015
BS, Business Administration
Wellington Shields June 2014 - August 2014
Delta Air Lines September 2012 - May 2014
Skills
Public Speaking, Financial Analysis, Event Planning, Analysis, Marketing, Leadership, Customer Service, Capital IQ, Research
Education
Georgia Institute of Technology 2010 — 2015
BS, Business Administration
Eric Alexander's Wellington Shields Experience 2012 - Present
Job Co Founder at Mad and Wall
Industry Marketing and Advertising
Experience
Mad and Wall September 2015 - Present
Negotium Partners, LLC January 2011 - Present
Wellington Shields 2012 - Present
Emerson College 2004 - Present
Wall Street Access May 1990 - January 2011
Public Relations January 1979 - May 1990
Skills
Business Development, Strategy, Start-ups, Integrated Marketing, Marketing Strategy, Portfolio Management, Entrepreneurship, Financial Services, Public Relations, Event Planning, Strategic Communications, Asset Management, Investments, Public Speaking, Project Management, Leadership, Digital Strategy, Strategic Planning, Online Advertising, Finance, Marketing, Digital Marketing
Education
Emerson College 1975 — 1979
Bachelor of Science, Speech
Mad and Wall September 2015 - Present
Negotium Partners, LLC January 2011 - Present
Wellington Shields 2012 - Present
Emerson College 2004 - Present
Wall Street Access May 1990 - January 2011
Public Relations January 1979 - May 1990
Skills
Business Development, Strategy, Start-ups, Integrated Marketing, Marketing Strategy, Portfolio Management, Entrepreneurship, Financial Services, Public Relations, Event Planning, Strategic Communications, Asset Management, Investments, Public Speaking, Project Management, Leadership, Digital Strategy, Strategic Planning, Online Advertising, Finance, Marketing, Digital Marketing
Education
Emerson College 1975 — 1979
Bachelor of Science, Speech
Christian Stahlman Christian Stahlman's Wellington Shields Experience June 2012 - July 2012
Job Private Wealth
Industry Financial Services
Experience
Baystate Financial May 2015 - September 2015
Morgan Stanley Wealth Management May 2014 - August 2014
Barclays Wealth and Investment Management May 2013 - July 2013
Wellington Shields June 2012 - July 2012
NOAA June 2010 - June 2010
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2015 — 2016
Master's Degree
Bentley University 2011 — 2015
Bachelor’s Degree
University of London 2013 — 2013
Naples High School 2007 — 2011
Baystate Financial May 2015 - September 2015
Morgan Stanley Wealth Management May 2014 - August 2014
Barclays Wealth and Investment Management May 2013 - July 2013
Wellington Shields June 2012 - July 2012
NOAA June 2010 - June 2010
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2015 — 2016
Master's Degree
Bentley University 2011 — 2015
Bachelor’s Degree
University of London 2013 — 2013
Naples High School 2007 — 2011
David Nestor's Wellington Shields Experience May 2008 - June 2009
Job Law Clerk at Davis Polk & Wardwell LLP
Industry Law Practice
Experience
Davis Polk & Wardwell LLP September 2013 - Present
US Securities and Exchange Commission January 2013 - April 2013
Davis Polk & Wardwell LLP May 2012 - August 2012
Davis Polk & Wardwell LLP June 2009 - June 2010
Wellington Shields May 2008 - June 2009
Education
Duke University School of Law 2010 — 2013
J.D., Law
Tufts University 2004 — 2008
Bachelor of Arts (B.A.), Economics
Davis Polk & Wardwell LLP September 2013 - Present
US Securities and Exchange Commission January 2013 - April 2013
Davis Polk & Wardwell LLP May 2012 - August 2012
Davis Polk & Wardwell LLP June 2009 - June 2010
Wellington Shields May 2008 - June 2009
Education
Duke University School of Law 2010 — 2013
J.D., Law
Tufts University 2004 — 2008
Bachelor of Arts (B.A.), Economics
Jennifer Orban's Wellington Shields Experience May 2005 - August 2009
Job Lean Deployment Manager at Liberty Mutual Insurance
Industry Insurance
Experience
Liberty Mutual Insurance June 2015 - Present
Liberty Mutual Insurance April 2014 - June 2015
Novartis Vaccines and Diagnostics September 2013 - April 2014
Novartis Vaccines and Diagnostics February 2012 - April 2014
Novartis Vaccines and Diagnostics August 2009 - March 2012
Wellington Shields May 2005 - August 2009
Robert Half International May 2004 - May 2005
Professional Advantage Financial Group September 2001 - May 2004
Skills
Leadership, Recruiting, Finance, Sales, Strategy, Accounting, Project Management, Management, Pharmaceutical Industry, Temporary Placement, Temporary Staffing, Administrative..., Analysis, Budgets, Business Planning, SAP, Cross-functional Team..., Forecasting, Process Improvement, Team Building, PowerPoint, Healthcare, Contract Management, Customer Service, Onboarding, Human Resources, Account Management, Applicant Tracking..., Biotechnology, Business Analysis, Coaching, Contract Negotiation, Project Coordination, Project Planning, Financial Analysis, Financial Services, Program Management, Salesforce.com, Software Documentation, Competitive Analysis, Organizational..., Sarbanes-Oxley Act, Financial Reporting, CRM, Change Management, Lean Process Improvement
Education
Emmanuel College
Masters, Business Management
University of Massachusetts Boston
BS, Finance w/ minor in psychology
Northeastern University 1998 — 2001
Nursing and Finance
Liberty Mutual Insurance June 2015 - Present
Liberty Mutual Insurance April 2014 - June 2015
Novartis Vaccines and Diagnostics September 2013 - April 2014
Novartis Vaccines and Diagnostics February 2012 - April 2014
Novartis Vaccines and Diagnostics August 2009 - March 2012
Wellington Shields May 2005 - August 2009
Robert Half International May 2004 - May 2005
Professional Advantage Financial Group September 2001 - May 2004
Skills
Leadership, Recruiting, Finance, Sales, Strategy, Accounting, Project Management, Management, Pharmaceutical Industry, Temporary Placement, Temporary Staffing, Administrative..., Analysis, Budgets, Business Planning, SAP, Cross-functional Team..., Forecasting, Process Improvement, Team Building, PowerPoint, Healthcare, Contract Management, Customer Service, Onboarding, Human Resources, Account Management, Applicant Tracking..., Biotechnology, Business Analysis, Coaching, Contract Negotiation, Project Coordination, Project Planning, Financial Analysis, Financial Services, Program Management, Salesforce.com, Software Documentation, Competitive Analysis, Organizational..., Sarbanes-Oxley Act, Financial Reporting, CRM, Change Management, Lean Process Improvement
Education
Emmanuel College
Masters, Business Management
University of Massachusetts Boston
BS, Finance w/ minor in psychology
Northeastern University 1998 — 2001
Nursing and Finance
George Samuel Samman's Wellington Shields Experience May 2008 - July 2014
Job CMO at Fuzo
Industry Investment Management
Experience
Bitcoin Technical Analysis Trading Show June 2015 - Present
Fuzo April 2015 - Present
itBit April 2015 - Present
CoinTelegraph November 2014 - Present
BTC.sx October 2013 - October 2014
Wellington Shields May 2008 - July 2014
Isogon Corporation January 2002 - February 2005
KPMG LLP September 2000 - September 2001
Skills
blockchain, Bitcoin, Equities, Portfolio Management, Investments, Securities, Technical Analysis, Trading, Derivatives, Equity Research, Series 7, Asset Allocation, Alternative Investments, Bloomberg, Hedge Funds, Competitive Analysis, Financial Markets, Capital Markets, Commodity, Options, Asset Management, Fixed Income, Analysis, Hedging, Trading Strategies, FX Options, Trading Systems, Currency, Mergers & Acquisitions, Financial Advisory, ETFs, Equity Trading, Investment Strategies, Series 63, Valuation, Equity Derivatives, Bonds, Global Macro, Investment Advisory, Mutual Funds, Investment Management, Electronic Trading, Emerging Markets, Equity Valuation, Risk Management, Market Research, Online Research, Industry Analysis
Education
Columbia University - School of International and Public Affairs
M.I.A., International Finance
INDUSTRY
University of Delaware
B.A., Latin American Studies/Political Science
Bitcoin Technical Analysis Trading Show June 2015 - Present
Fuzo April 2015 - Present
itBit April 2015 - Present
CoinTelegraph November 2014 - Present
BTC.sx October 2013 - October 2014
Wellington Shields May 2008 - July 2014
Isogon Corporation January 2002 - February 2005
KPMG LLP September 2000 - September 2001
Skills
blockchain, Bitcoin, Equities, Portfolio Management, Investments, Securities, Technical Analysis, Trading, Derivatives, Equity Research, Series 7, Asset Allocation, Alternative Investments, Bloomberg, Hedge Funds, Competitive Analysis, Financial Markets, Capital Markets, Commodity, Options, Asset Management, Fixed Income, Analysis, Hedging, Trading Strategies, FX Options, Trading Systems, Currency, Mergers & Acquisitions, Financial Advisory, ETFs, Equity Trading, Investment Strategies, Series 63, Valuation, Equity Derivatives, Bonds, Global Macro, Investment Advisory, Mutual Funds, Investment Management, Electronic Trading, Emerging Markets, Equity Valuation, Risk Management, Market Research, Online Research, Industry Analysis
Education
Columbia University - School of International and Public Affairs
M.I.A., International Finance
INDUSTRY
University of Delaware
B.A., Latin American Studies/Political Science
John Pappas III's Wellington Shields Experience January 2010 - Present
Job Financial Advisor at Wellington Shields
Industry Financial Services
Experience
Wellington Shields January 2010 - Present
Oppenheimer & Co. October 2006 - January 2010
Education
University of Houston 1980 — 1984
Bachelor of Arts, Political Science
Wellington Shields January 2010 - Present
Oppenheimer & Co. October 2006 - January 2010
Education
University of Houston 1980 — 1984
Bachelor of Arts, Political Science
P. Andrew Irish's Wellington Shields Experience August 2014 - Present
Job Wellington Shields & Co LLC.
Industry Financial Services
Experience
Wellington Shields August 2014 - Present
Mogavero Lee & Co. Inc. August 2002 - April 2013
Advest Inc. 1999 - 2001
HSBC Securities 1998 - 1999
UBS Securities 1987 - 1998
Skills
ETFs, Proprietary Trading, Risk Management, Equity Derivatives, Equity Capital Markets, Trading, Series 7, Equity Trading, Securities, Hedge Funds, Capital Markets, Trading Systems, Series 63, Equities, 63 Licenses, Hold Series 7, Asset Allocation, Structured Products, Investment Advisory, Hedging, Financial Services, Finance, Technical Analysis, Trading Strategies, Investment Management, Strategy, Investment Strategies
Education
Lycoming College 1977 — 1981
Bachelor of Arts, Business Administration.
Chatham High School 1973 — 1977
Far Brook School
Wellington Shields August 2014 - Present
Mogavero Lee & Co. Inc. August 2002 - April 2013
Advest Inc. 1999 - 2001
HSBC Securities 1998 - 1999
UBS Securities 1987 - 1998
Skills
ETFs, Proprietary Trading, Risk Management, Equity Derivatives, Equity Capital Markets, Trading, Series 7, Equity Trading, Securities, Hedge Funds, Capital Markets, Trading Systems, Series 63, Equities, 63 Licenses, Hold Series 7, Asset Allocation, Structured Products, Investment Advisory, Hedging, Financial Services, Finance, Technical Analysis, Trading Strategies, Investment Management, Strategy, Investment Strategies
Education
Lycoming College 1977 — 1981
Bachelor of Arts, Business Administration.
Chatham High School 1973 — 1977
Far Brook School
Max Georgatos's Wellington Shields Experience November 2011 - Present
Job Investment Banking at Wellington Shields
Industry Financial Services
Experience
Wellington Shields November 2011 - Present
Bishop, Rosen & Co., Inc., New York, NY January 2008 - May 2009
Maxim Group LLC, New York, NY December 2007 - January 2008
Gilford Securities Inc., New York NY August 2006 - December 2007
Skills
Equities, Investments, Portfolio Management, Private Equity, Mergers & Acquisitions
Education
Quinnipiac University - School of Business 2002 — 2006
Bachelors, Finance
Wellington Shields November 2011 - Present
Bishop, Rosen & Co., Inc., New York, NY January 2008 - May 2009
Maxim Group LLC, New York, NY December 2007 - January 2008
Gilford Securities Inc., New York NY August 2006 - December 2007
Skills
Equities, Investments, Portfolio Management, Private Equity, Mergers & Acquisitions
Education
Quinnipiac University - School of Business 2002 — 2006
Bachelors, Finance
Jennifer Hong's Wellington Shields Experience June 2014 - Present
Job Account Manager | Client Relations
Industry Financial Services
Experience
Wellington Shields June 2014 - Present
SIS International Research September 2012 - October 2012
New York University June 2012 - August 2012
SIS International Research January 2012 - June 2012
Gold Apple Bilingual School July 2011 - August 2011
3U Silk Company, Ltd. May 2011 - June 2011
Skills
Microsoft Office, Social Media, Google Adwords, Market Research, Competitive Intelligence, Research, Data Analysis, SPSS, Quantitative Research
Education
New York University 2010 — 2014
Bachelor of Arts (B.A.), Economics
New York University in Shanghai 2012 — 2012
Fall Study Abroad, Business
Wellington Shields June 2014 - Present
SIS International Research September 2012 - October 2012
New York University June 2012 - August 2012
SIS International Research January 2012 - June 2012
Gold Apple Bilingual School July 2011 - August 2011
3U Silk Company, Ltd. May 2011 - June 2011
Skills
Microsoft Office, Social Media, Google Adwords, Market Research, Competitive Intelligence, Research, Data Analysis, SPSS, Quantitative Research
Education
New York University 2010 — 2014
Bachelor of Arts (B.A.), Economics
New York University in Shanghai 2012 — 2012
Fall Study Abroad, Business
Theodore Knoop's Wellington Shields Experience August 2012 - March 2014
Job VP of Compliance at Medley
Industry Financial Services
Experience
Medley March 2014 - Present
Wellington Shields August 2012 - March 2014
John Thomas Financial January 2010 - December 2011
Capital One 2007 - 2010
Morgan Stanley March 2007 - August 2007
Skills
Series 7, 63, 24, 65,..., Series 63, Series 24, Series 7, Securities, FINRA, Bank Secrecy Act, Asset Management, Investments, Investment Advisory, SEC, Trading, Wealth Management, Retirement Planning, Securities Regulation, Equities, Mutual Funds, Capital Markets, Financial Services, AML, Financial Risk, Investment Strategies
Education
Colorado State University 1993 — 1998
liberal Arts, Social Sciences
Ponderosa
Medley March 2014 - Present
Wellington Shields August 2012 - March 2014
John Thomas Financial January 2010 - December 2011
Capital One 2007 - 2010
Morgan Stanley March 2007 - August 2007
Skills
Series 7, 63, 24, 65,..., Series 63, Series 24, Series 7, Securities, FINRA, Bank Secrecy Act, Asset Management, Investments, Investment Advisory, SEC, Trading, Wealth Management, Retirement Planning, Securities Regulation, Equities, Mutual Funds, Capital Markets, Financial Services, AML, Financial Risk, Investment Strategies
Education
Colorado State University 1993 — 1998
liberal Arts, Social Sciences
Ponderosa
Alexander Cripps, CFA's Wellington Shields Experience December 2014 - Present
Job Portfolio Manager at Wellington Shields
Industry Investment Management
Experience
Wellington Shields December 2014 - Present
Wellington Shields October 2005 - Present
Melhado Flynn October 2002 - June 2005
Crader & Associates June 2000 - August 2002
Skills
Portfolio Management, Equity Research, Compliance, Investment Advisory, Series 7, Series 24, Series 86/87, Series 63, CFA, Equities, Investments, Valuation, Asset Management, Asset Allocation, Alternative Investments, Capital Markets, Hedge Funds, Mergers & Acquisitions, Bloomberg, Mutual Funds
Education
Reed College 1994 — 1999
Bachelor's degree, Biology, Genetics
Northern Arizona University 1997 — 1997
Accounting
MILTON ACADEMY 1991 — 1994
St B's
Wellington Shields December 2014 - Present
Wellington Shields October 2005 - Present
Melhado Flynn October 2002 - June 2005
Crader & Associates June 2000 - August 2002
Skills
Portfolio Management, Equity Research, Compliance, Investment Advisory, Series 7, Series 24, Series 86/87, Series 63, CFA, Equities, Investments, Valuation, Asset Management, Asset Allocation, Alternative Investments, Capital Markets, Hedge Funds, Mergers & Acquisitions, Bloomberg, Mutual Funds
Education
Reed College 1994 — 1999
Bachelor's degree, Biology, Genetics
Northern Arizona University 1997 — 1997
Accounting
MILTON ACADEMY 1991 — 1994
St B's
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY