Wells Fargo Advisors, LLC
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Number of employees: 15,000 Advisors Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
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Wells Fargo Advisors, LLC Employees
Wells Fargo Advisors, LLC May 2015 - Present
Wells Fargo Advisors, LLC May 2014 - May 2015
Education
Aquinas College 2010 — 2014
Bachelor of Science (BS), Mathematics
Wells Fargo Advisors LLC June 2010 - Present
BB&T August 2009 - June 2010
Colonial Bank January 2007 - August 2009
Education
Auburn University, College of Business 1999 — 2003
Bachelor of Business Administration (BBA), Finance
Wells Fargo Advisors, LLC September 1994 - Present
Skills
Retirement Planning, Wealth Management, Investment Strategies, Portfolio Management, 401k Rollovers, Estate Investment..., Strategic Financial..., Asset Allocation, Retirement Plan..., Risk Management, Wealth, Financial Analysis, Fixed Annuities, Financial Services
Education
Arizona State University, W. P. Carey School of Business 1976 — 1981
Bachelor of Science in Business
Wells Fargo Advisors, LLC February 2014 - Present
Morgan Stanley Wealth Management May 2008 - February 2014
Smith Barney April 2005 - May 2008
The First National Bank in Sioux Falls 2002 - 2004
Skills
401k Rollovers, Investments, Retirement Planning, Wealth Preservation..., Retirement Plan..., Asset Allocation, Concentrated Stock..., Securities, Fixed Income Strategies
Education
Augustana College (SD) 1996 — 2001
B.A., Professional Accountancy
Wells Fargo Advisors, LLC December 2005 - Present
Citi June 2003 - December 2005
Skills
Investments, Finance, Insurance, Investment Strategies, Financial Services, Retirement, Securities, Retirement Planning, Mutual Funds, Financial Analysis
Education
Asian Institute of Management 1993 — 1995
Master of Business Administration (M.B.A.), Finance
UP 1986 — 1992
Bachelor's Degree, Industrial Engineering
Wells Fargo Advisors, LLC August 2014 - Present
Intellectual Ventures July 2011 - February 2014
Sparta Asset Management, LLC April 2009 - April 2011
Principal Financial Group (Edge Asset Management) February 1998 - April 2009
Education
Allegheny College
Bachelor's Degree, Economics
University of Washington
Master of Business Administration (M.B.A.), Business Administration; Finance and Entrepreneurship
Wells Fargo Advisors, LLC November 2011 - Present
Education
Arizona State University, W. P. Carey School of Business 2011 — 2013
Bachelor of Arts (B.A.), Legal Studies, General
Mesa Community College 2009 — 2011
Associate's degree
Wells Fargo Advisors, LLC April 2015 - Present
Wells Fargo Advisors, LLC January 2014 - April 2015
Wells Fargo Advisors, LLC September 2009 - December 2013
Morgan Stanley Smith Barney July 1999 - September 2009
Washington Investment 1995 - 1998
Skills
Management, Securities, Investments, Mutual Funds, Asset Allocation, Equities, Alternative Investments
Education
The Johns Hopkins University - Carey Business School 2004 — 2006
MBA, MBA
American University 1991 — 1995
Bachelor of Arts (B.A.), International Relations joint with Economics
Grosse Pointe South High School 1988 — 1991
High School
Wells Fargo Advisors, LLC April 2013 - Present
Morgan Stanley April 2004 - April 2013
State Farm April 1999 - April 2004
Skills
Securities, Uniform Combined State..., Fixed Income, Equities, Wealth Management, Retirement Planning, Mutual Funds, Investments, Portfolio Management, FINRA, Asset Allocation, Series 7, Life Insurance, Customer Service
Education
Algonquin College of Applied Arts and Technology
Cegep de L'Outaouais
Wells Fargo Advisors, LLC July 2010 - Present
formerly Wachovia Securities October 2009 - August 2010
Wachovia Securities October 2006 - November 2009
A.G. Edwards March 2005 - October 2006
A.G. Edwards September 2002 - March 2005
A.G. Edwards January 2000 - September 2002
Skills
SharePoint, HTML, XML, Dreamweaver, JavaScript, Flash, Photoshop, CMS, Instructional Design, Project Management, E-Learning, ActionScript, Web Development, Web Design, Content Management, CSS, HTML 5, Graphics, Technical Writing, Requirements Gathering, PowerPoint, jQuery, Requirements Analysis, Multimedia, Captivate, Website Development, Mobile Applications, Adobe Creative Suite, PMP, Training, Visio, Newsletters, Editing, SDLC, Software Documentation, Usability, Web Project Management, Financial Services, Agile Methodologies, E-commerce, User Experience, Business Analysis, Usability Testing, Analytics, Web Analytics, User Interface Design, SEO, HTML5
Education
Ashford University 2013 — 2014
Master's degree, Organizational Management, 4.0
Ashford University 2008 — 2010
Bachelor's degree, Organizational Mgmt (Emphasis in Information Technology)
University of Phoenix 2005 — 2007
Information Technology
Wells Fargo Advisors, LLC November 2013 - Present
Charles Schwab and Company May 2012 - November 2013
Skills
Investments, Retirement Planning, Customer Service, Public Speaking, Small Business, Time Management, Leadership, Team Building, Marketing Strategy, Social Networking, Mutual Funds, Investment Panning, Wealth Management, Financial Planning
Education
Arizona State University - W. P. Carey School of Business 1989 — 1992
B.S., Accounting
AmeriGas December 2014 - Present
AmeriGas Propane October 2013 - Present
Wells Fargo Advisors, LLC June 2011 - September 2012
Private Funding International, Inc February 2004 - June 2011
Hayden Ministries, Inc January 2008 - October 2009
Butte Community Bank March 2002 - June 2004
Skills
Marketing, Management, Consulting, Finance, Social Media Marketing, Public Speaking, Photography, Event Planning, Wordpress, Creative Direction, Public Relations, Graphic Design, Illustrator, Web Design, Photoshop, Sales, Customer Service, Strategy, Small Business, Entrepreneurship, Team Building, Strategic Planning, Marketing Strategy, Leadership, New Business Development, Training, Sales Management, WordPress
Education
National Career Education 1999 — 2000
Certification, Chiropractic Assistant/Physical Therapy Aid
Berean Bible School
Certification of Ministry, Bible/Biblical Studies
Naval Training Center
Wells Fargo Advisors Financial Network, LLC August 2015 - Present
Wells Fargo Advisors, LLC May 2014 - August 2015
Wells Fargo Advisors, LLC January 2012 - May 2014
Beracha Concepts LLC September 2007 - January 2013
Copia Urban Winery April 2011 - December 2011
Copia Urban Winery June 2010 - April 2011
Study Abroad Office at the University of Missouri-St Louis June 2010 - December 2010
Belas Artes Multicultural Center October 2009 - August 2010
Skills
Customer Service, Event Planning, Event Management, Microsoft Office, French, Marketing, Management, Investments, Budgets, Microsoft Word, Leadership, PowerPoint, Team Building, Microsoft Excel, Project Planning, Finance, Strategic Planning
Education
University of Missouri-Saint Louis 2006 — 2010
Bachelor of Science, Business Administration
Auckland University of Technology 2009 — 2009
Merrill Lynch Wealth Management October 2014 - Present
Wells Fargo Advisors, LLC June 2012 - October 2014
Fisher Communications July 2008 - May 2012
CBS Radio Seattle 2006 - 2008
Bonneville 2004 - 2005
Arizona State University 2002 - 2005
Education
Arizona State University 2002 — 2005
Journalism and Mass Communication
Wells Fargo Advisors, LLC August 2013 - Present
Cedar Health, LLC May 2012 - Present
Jackson Hole Supper Rotary Club January 2011 - Present
Jackson Hole Farmers Market on the Square January 2012 - September 2013
Wells Fargo October 2008 - August 2013
Jackson State Bank and Trust March 2006 - October 2008
Skills
Investments, Strategic Planning, Financial Analysis, Financial Advisory, Fixed Income Strategies, Retirement Planning
Education
University of California, Berkeley 2003 — 2005
Undergraduate, Political Science and Economics
American University of Beirut 2002 — 2003
Wells Fargo Advisors, LLC July 2013 - Present
U.S. Bancorp Investments Inc July 2008 - July 2013
Sit Investment Associates January 2006 - March 2008
Skills
Microsoft Excel, Financial Modeling, Microsoft Studio 2008, Visual Basic, Word, Power Point, Beta Systems, FTP Servers, PeopleSoft, Bloomberg Terminal, Morningstar Advisor..., Rumba A/S 400, Minne Tab, Outlook, Lotus Notes, Fusion, Hogan, Smart Station
Education
Saint Marys University of Minnesota-Twin Cities 2009 — 2017
Masters, Project Management Current
Augsburg College 2000 — 2004
B.S. Finance, Minor Management Information Systems
Eden Prairie High School 1993 — 1997
Wells Fargo Advisors, LLC November 2006 - Present
Bank of America October 2002 - November 2006
Citi May 1996 - October 2002
Citi October 1986 - May 1996
Home Life Insurance May 1984 - October 1986
Texaco September 1980 - May 1984
Skills
Estate Planning, Certified Financial..., Retirement, Investments, Finance, Financial Advisory, Banking, Wealth, Wealth Planning, Portfolio Analysis, Securities, Wealth Management
Education
American University 1976 — 1980
Bachelor of Science (B.S.), Accounting
Wells Fargo Advisors, LLC November 2013 - Present
RLK & Associates, Inc. March 2012 - November 2013
Humane Society of Missouri April 2010 - February 2012
G2 Communications June 2009 - September 2009
Nordstrom October 2008 - March 2009
Liezl & Co. March 2007 - August 2008
Clear Channel Radio July 2006 - May 2007
Skills
Email Marketing, Social Media Marketing, Advertising, Marketing, Social Media, Marketing Strategy, Digital Marketing, Facebook, Marketing Communications, Strategy, Market Research, Copywriting, SEO, Project Management, E-commerce, Account Management, Graphic Design, Website Development, Loyalty Marketing, Small Business Marketing, Web Content Management, Adobe Creative Suite, Promotional Advertising
Education
Arizona State University
Bachelor’s Degree, Marketing, Communications
Webster University
Master’s Degree, Advertising & Marketing Communication
Parkway Central High School 1996 — 2000
Cherokee Tobacco Company / Firebird Manufacturing Co November 2013 - Present
Wells Fargo Advisors, LLC June 2012 - November 2013
Best Textiles Acquisition, LLC October 2008 - March 2011
Dan River Inc. July 1986 - September 2008
Skills
Financial Analysis, Retirement Planning, Investment Strategies, Financial Reporting, Financial Accounting, Budgeting, Forecasting, Budgets, Financial Goals
Education
Averett University 1982 — 1986
Bachelor of Science (BS), Accounting
George Washington High School 1980 — 1982
Wells Fargo Advisors, LLC April 2005 - Present
Wachovia Securities April 1999 - May 2005
First Union Securities April 1998 - April 1999
Morgan Stanley/Dean Witter May 1997 - March 1998
Skills
Series 7, Investments, Finance, Mergers & Acquisitions
Education
Appalachian State University 1989 — 1993
BA, Finance and Real Estate
Wells Fargo Advisors, LLC April 2015 - Present
Wells Fargo Bank February 2008 - Present
Wells Fargo Advisors October 2009 - February 2015
Wells Fargo Bank January 2010 - January 2011
Skills
Investments, Relationship Management, Insurance, Customer Service, Mutual Funds, Asset Allocation, Brokerage, Charitable Remainder..., Financial Advisory, Financial Planning, Cultivating..., Insurance Planning, Permanent Life Insurance, Defined Benefit, Business Acquisition..., Trusted Business Advisor, Customer Satisfaction, Wealth, Irrevocable Life...
Education
Arizona State University, W. P. Carey School of Business 2006 — 2009
finance
Wells Fargo Advisors, LLC February 1977 - Present
Texoma Regional Planning Commission June 1973 - December 1976
Skills
Retirement Planning, Investments, Finance, Asset Allocation, Mutual Funds, Estate Planning, Alternative Investments, Equities, Fixed Annuities, IRAs, Life Insurance, Long-term Care, Risk Management, Sales, Retirement, Investment Strategies, Asset Management, Insurance, Accredited Asset..., Financial Advisor, Multi-Dimensional..., Wealth Management, Series 7, Financial Planning, Portfolio Management
Education
Austin College 1971 — 1975
Bachelor's degree, Business Administration/Economics
La Jolla High School 1963 — 1966
High School Diploma, Being a Teenager!!
La Jolla High School, La Jolla, California
Wells Fargo Advisors, LLC September 1984 - Present
Skills
Investment Strategies, Investments, Financial Markets, Securities, Stocks, Asset Allocation, Alternative Investments, Mutual Funds, Equities, Trading, ETFs, Hedging, Commodity
Education
Baruch College, City University of New York (CUNY) 1976 — 1983
Bachelors, Finance
Adelphi University
Certified Financial Planner TM Certificant, Financial Planning and Services
The DiFede Agency January 2013 - Present
DiFede Enterprises 2013 - August 2014
Wells Fargo Advisors, LLC October 2010 - January 2013
Wells Fargo August 2008 - October 2010
Comerica Bank 2000 - 2007
JPMorgan Chase 2003 - 2004
Banc of America Investments November 1992 - April 1999
Skills
Investments, Wealth Management, Portfolio Management, Banking, Financial Services, Finance, Sales, Retirement Planning, Insurance
Education
University of Houston
Business Administration
Austin Community College
Wells Fargo Advisors, LLC 2008 - Present
UBS September 2002 - December 2008
Morgan Stanley Smith Barney October 1987 - September 2002
Education
American University 1982 — 1984
BA, International Studies
Wittenberg University 1980 — 1982
Political Science
Wells Fargo Advisors September 2015 - Present
Wells Fargo January 2014 - September 2014
Wells Fargo Advisors November 2011 - January 2014
Wells Fargo Advisors, LLC May 2008 - November 2010
Strayer University November 2007 - May 2008
Wachovia Securities, LLC February 2005 - November 2007
Skills
Series 7, Financial Analysis, Portfolio Management, Financial Services, Mutual Funds, Relationship Management, Banking, Marketing, Securities, Wealth Management, Management, Leadership, Process Improvement, Finance, Analysis
Education
American InterContinental University 2005 — 2007
BSB
Johnson and White Wealth Management, LLC. May 2014 - Present
Wells Fargo Advisors, LLC March 2010 - May 2014
Education
College for Financial Planning 2011 — 2015
Master of Science, Personal Financial Planning
Appalachian State University 2002 — 2006
Bachelor of Science in Business Administration, Management
Wells Fargo Advisors, LLC September 1991 - Present
Skills
Retirement Planning, Retirement, Investments, Financial Advisory, Insurance, 401k Rollovers, Wealth Preservation..., Asset Allocation, Retirement Plan..., Retirement Savings, Investment Planning, Investment Strategies, Wealth Planning
Education
Angelo State University 1974 — 1978
Bachelor of Science (BS), Physical Education/Business
Wells Fargo Advisors, LLC September 2013 - Present
Fusaro Food Market Inc. 1995 - 2015
Morgan Stanley Smith Barney September 1996 - September 2013
Skills
Defined Benefit, Retirement Planning, Financial Advisory, Investment Strategies, Insurance
Education
College for Financial Planning 2008 — 2008
CRPC®, Retirement Planning
Adelphi University 1990 — 1993
MBA, Banking and the Financial Markets
Rensselaer Polytechnic Institute 1983 — 1987
B.S. Electrical Engineering
walt whitman high school
Wells Fargo Advisors June 2014 - Present
Wells Fargo Advisors, LLC September 2008 - Present
Star Manufacturing Intl. Inc. 2006 - 2007
J.A. Glynn & Company 2000 - 2006
Investment Counselors Incorporated 1990 - 2000
Skills
Project Management, Human Resources, Budgets, Sales, Process Improvement, SharePoint, Customer Service, Marketing, Analysis, Strategy, Program Management
Education
Ashford University 2009 — 2011
PR/Marketing, Bachelors, Marketing/Project Management
Southwestern Illinois College
Associate of Arts
Wells Fargo Advisors, LLC April 2008 - Present
Education
Henderson State University 1987 — 1989
MBA
Arkansas State University 1982 — 1986
Bachelor's degree, Accounting and Finance
Wells Fargo Advisors, LLC May 2009 - May 2014
Wells Fargo Advisors 2014 - 2014
Wells Fargo Advisors, LLC January 2006 - May 2009
Wachovia Securities, LLC January 1998 - December 2005
Education
Appalachian State University 1987 — 1991
Bachelor's degree
Wells Fargo Advisors, LLC
Education
University of Chicago 1981 — 1983
MFA, Fine Art
Antioch College 1975 — 1980
BFA, Art, Philosophy
Taipei Language Institute 1984 — 1986
Mandarin Chinese
Wells Fargo Advisors, LLC April 2008 - Present
Nalco Company March 2000 - March 2008
United States Navy November 1987 - December 1995
Education
Auburn University 1996 — 2000
Bachelor, Chemical Engineering
GET SMART Professional Learning Center October 2013 - Present
Wells Fargo Advisors, LLC November 2011 - June 2014
Bankers Retirement Solutions June 2002 - October 2011
Skills
Securities Exam Prep, Life, Health, and..., Success Coaching, Mutual Funds, Bonds, Stock Market, Investments, Unit Investment Trusts, Finance, Coaching, Indexed Annuities, Management, Customer Service, Leadership, Training, Sales, Public Speaking, Team Building
Education
Messenger College
Chemical Bank Wealth Management March 2014 - Present
Wells Fargo Advisors, LLC October 2012 - March 2014
Saginaw Public School System July 1999 - September 2012
Foremost Insurance May 1997 - August 1999
Education
University of Cincinnati 2005 — 2007
Master of Educational Leadership
Aquinas College 1998 — 2000
Master of Education (M.Ed.)
Calvin College
Bachelor of Arts (B.A.)
Rogers High School
Wells Fargo Advisors, LLC October 2000 - Present
Paine Webber August 2000 - October 2000
J.C. Bradford & Co. September 1991 - August 2000
Prudential Financial August 1989 - September 1991
Thompson McKinnon Securities November 1981 - August 1989
Skills
Retirement Planning, Asset Allocation, Investments, Fixed Annuities, Retirement Income..., Diversification, Traditional IRA, Roth IRA, Simple IRA, SEP IRA, 401k, 401k Rollovers, Stocks, Bonds, Mutual Funds, ETFs, Unit Trusts, College Savings Plans, College Education..., Life Insurance, Variable Annuities, Indexed Annuities
Education
Appalachian State University 1968 — 1972
Mt. Airy High School
Wells Fargo Advisors, LLC January 2014 - Present
Marsh & McLennan Companies, Inc. 2009 - 2011
American Equity July 2005 - September 2007
Principal Financial Group May 2003 - May 2005
Principal Financial Group January 1998 - May 2003
Skills
Insurance, Customer Service, Microsoft Excel, Outlook, Access, Sales, Loans, Retirement
Education
AIB College of Business 1999 — 2003
Associate of Arts (AA), Business, Management, Marketing, and Related Support Services, 3.0
Des Moines Area Community College 1991 — 1995
Associate of Arts and Sciences (AAS), Consumer Merchandising/Retailing Management, 3.0
Financial Independence Group May 2012 - Present
Wells Fargo Advisors, LLC March 2007 - May 2012
Education
Appalachian State University
Bachelor's degree, Public Relations, Advertising, and Applied Communication
Wells Fargo Advisors, LLC May 2000 - Present
Skills
Retirement Planning, Investments, Retirement, Business Services, Insurance, Wealth, Finance, Financial Advisory, IRAs, Education Funding & 529..., IRAs & IRA Rollovers, Mutual Funds, Investment Strategies, Fixed Annuities, Asset Allocation, ETFs, 401k Rollovers
Education
American University 1976 — 1980
BS/BA Business Administration, Marketing
John F. Kennedy High School, Plainview , NY
Regions Financial Corporation April 2015 - Present
Wells Fargo Advisors, LLC April 2014 - April 2015
Wells Fargo Advisors, LLC December 2012 - April 2014
Regions Financial Corporation June 2010 - December 2012
Regions Financial Corporation November 2008 - June 2010
Skills
Wealth Management, Asset Allocation, 401k Rollovers, IRAs, Retirement Planning, College Savings Plans, Roth IRA, Investments, Securities, Financial Guidance
Education
University of Alabama 2012 — 2014
Master's Degree, Human Environmental Sciences with a Specialization in Family Financial Planning and Counseling
University of Alabama at Birmingham 2008 — 2009
Bachelor of Science (B.S.), Business Administration; Finance; Investments and Institutions
Auburn University 2004 — 2007
Wells Fargo Advisors, LLC April 2011 - Present
Barker Capital, LLC January 2006 - March 2011
Hayloft Property Management Co. July 2004 - December 2005
NorthWestern Energy January 2001 - October 2002
Specialized Card Services July 1999 - December 2000
Deloitte October 1993 - June 1999
Skills
Investments, Risk Management, Financial Services, Retirement Planning, Insurance, Strategic Planning, Retirement Savings, 401(k) Rollovers, Asset Allocation, Financial Advisory, Mutual Funds, Annuities, Investment Planning, Investment Strategies, Retirement, Securities, Bonds, Tax-efficient Strategies, Financial Reporting, Relationship Management, Financial Planning, Accounting, Financial Analysis, Strategy, Finance, Mergers
Education
The University of South Dakota 1990 — 1993
BSBA, Accounting
Arizona State University 1989 — 1990
General studies
Wells Fargo Advisors, LLC February 2011 - Present
JP Morgan Chase February 1991 - February 2011
Education
Adelphi University
B.B.A., Management, Marketing
Garden City HS
Mann Lake LTD February 2014 - Present
Wells Fargo Advisors LLC February 2012 - August 2013
Wells Fargo Advisors LLC August 2010 - September 2011
Wells Fargo Wealth Management Group July 2002 - August 2010
Skills
Change Management, Project Management, Project Coordination, Organizational..., Teamwork, Strategic Planning, Problem Solving, Microsoft Office, Event Management, Software Training, Web Design, Staff Training, Staff Supervision, Staff Development, Staff Mentoring, SharePoint, Live Meeting, Event Planning, Coaching, Management, Risk Management, Banking, Financial Services
Education
American InterContinental University 2007 — 2008
Bachelor's Degree, Business/Professional Project Management, 4.0
Wells Fargo Advisors, LLC 2009 - March 2011
Skills
Retirement, Tax, Wealth, Investments, Portfolio Management, Financial Advisory, Bonds, Estate Planning, Credit, Mergers & Acquisitions, Trusts, Finance, Business Strategy, Forecasting, Wealth Management, Analysis, Wealth Accumulation, Risk Management, Business Planning, Strategic Planning, Insurance, Pensions, IRAs, Access, Investment Strategies, Budgets, Leadership, Process Improvement, Management, Roth IRA, Equities, Retirement Planning, Financial Analysis, Customer Service, Financial Services, Small Business, Strategic Financial...
Education
College for Financial Planning 2010 — 2012
Master's degree, PERSONAL FINANCIAL PLANNING, 3.75
Arizona State University, W. P. Carey School of Business 1980 — 1984
BACHELORS OF SCIENCE, FINANCE/ACCOUNTING
Wells Fargo Advisors, LLC 1981 - Present
Education
Case Western Reserve University 1964 — 1968
Bachelor's Degree, Politcal Science
American University
Master's Degree, Urban Planning
Wells Fargo Advisors, LLC September 2008 - Present
Ferris, Baker, Watts 2004 - 2008
Skills
Customer Service, 401k, Accounting, Credit, Estate Planning, Event Planning, Finance, Financial Analysis, Financial Modeling, Fixed Annuities, Investments, Leadership, Leadership Development, Loans, Management, Mergers, Mortgage Lending, Mutual Funds, Nonprofits, Public Relations, Public Speaking, Risk Management
Education
Albion College 1960 — 1964
B.A,, History, Economics
Loyola University of Chicago
History
UnitedEX Worldwide Express Corp. June 2015 - Present
DeskCenter USA May 2012 - September 2014
DeskCenterUSA May 2012 - September 2014
Wells Fargo Advisors May 2000 - November 2011
Wells Fargo Advisors LLC January 2000 - November 2011
Systemax Computers April 1996 - May 2000
Systemax Computers January 1996 - January 2000
Skills
Sales, Selling, New Business Development, Account Management, Digital Archiving, Digital Printing, Cloud Computing, Internet M, Seminar Marketing, Cold Calling, PowerPoint, Microsoft Office, Cross Selling, Customer Service, Loan Origination, Mortgage Lending, Credit, Loans, Series 63, Series 6, Banking, Series 7, Mortgage Banking, Outlook, Microsoft Excel, Consumer Lending, Uniform Combined State..., Management, FHA, Business Development, Finance, Networking, Salesforce.com, Disaster Recovery, Business Networking, Microsoft Word, Marketing, Marketing Communications, Online Marketing, Digital Marketing, Solution Selling, Sales Process, Direct Sales, B2B, Sales Operations, Channel Partners, Enterprise Software, Strategic Partnerships, SaaS, Sales Management
Education
Adelphi University 1995 — 1996
Certificate, Paralegal Studies
Long Island University, C.W. Post Campus 1992 — 1995
B.A, Business Administration/ Marketing
Farmingdale State University 1990 — 1992
AAS, Business Administration
Wells Fargo Advisors, LLC February 2009 - Present
Morgan Stanley January 1988 - January 2009
Skills
Mutual Funds, Asset Allocation, Investment Strategies, Investments, Retirement Planning, Alternative Investments, Financial Advisory, Portfolio Management
Education
Arizona State University
Bachelor’s Degree, General Business/Economics
Michigan State University
University of California, San Diego
Graduate School
Financially $avvy Women December 2014 - Present
HEINYScott Investment Group, LLC November 2012 - Present
Wells Fargo Advisors, LLC February 2008 - September 2012
A. G. Edwards & Sons July 2005 - February 2008
Alderson-Broaddus College August 2000 - February 2003
Skills
Securities, Retirement Planning, Asset Allocation, 401k Rollovers, Retirement, Saving for Education, Social Security Benefit..., Women's Financial Health, Financial Planning for..., Maximizing Social..., Work-place Financial..., Retirement Income..., Public Speaking, Financial Literacy..., Wealth Preservation..., Insurance Planning, Virtual Financial..., Estate Planning, Financial Advisory, Portfolio Management, Insurance, Financial Services, Series 7, Series 66, Small Business, Strategic Financial..., Life Insurance, Investment Management, Alternative Investments, Long-term Care, Asset Management, Equities, 401k, Variable Annuities, Fixed Income, Roth IRA, College Savings Plans, Wealth Management..., Personal Finance
Education
Alderson-Broaddus College 1997 — 2000
Bachelor's Degree, Management of Information, 3.36
Alderson-Broaddus College 1997 — 1999
Associate's Degree, Business Administration and Management, General, 3.75
Egg Harbor Township High School 1983 — 1984
High School
Oakcrest High School 1982 — 1983
High School
Redwood High School 1982 — 1982
High School
Poway High School 1980 — 1982
High School
Wells Fargo Advisors, LLC March 2014 - Present
Merrill Lynch September 2011 - March 2014
Wells Fargo July 2008 - September 2011
Skills
Investments, 401k Rollovers, Asset Allocation, Business Owner Planning, Succession Planning, Deferred Compensation, Estate Investment..., Insurance, Relationship Management, Retirement Planning, Annuities, Tax-Efficient Strategies, Wealth Preservation..., Mutual Funds, Estate Planning, Customer Service, Portfolio Management, 401k, Financial Advisory, Fixed Annuities, Securities, Series 7, Banking, Series 63, High Net Worth..., Financial Analysis, Loans
Education
Angelo State University 1998 — 2002
Bachelor's Business Administrative
Wells Fargo Advisors, LLC November 1991 - Present
Boettcher and Company May 1987 - November 1991
Skills
Entrepreneurship, Public Speaking, Retirement Planning, Creative Direction, Resume Writing, Film Production, Golf, Sailing, Guest Lecturing, Planetary Science, College Football, Seminars, Trusted Advisor, Investing, World Events
Education
Colorado School of Mines 1978 — 1979
Graduate Studies
The University of Georgia 1974 — 1975
Bachelor of Science (B.S.)
Auburn University 1971 — 1973
Admiral Farragut Academy 1970 — 1971
Diploma, Navy/Marine ROTC, Naval Science and Operations
Wells Fargo Advisors, LLC July 2014 - Present
Wells Fargo Home Mortgage January 1999 - July 2014
Skills
Financial Planning, Retirement Plan..., Retirement Savings, 401k Rollovers, IRAs, Investments, College Savings Plans, Insurance, Customer Service, Volunteer Recruiting, Volunteer Management, Mortgage Lending, Networking, FHA, Loan Origination, Mortgage Banking, Loans, Reverse Mortgages, Residential Mortgages, First Time Home Buyers, Consumer Lending, Refinance, Sales, FHA financing, USDA, Finance, Credit, Government Loans, Home Equity Loans, Construction Loans, Certified Mortgage..., Leadership, VA Loans
Education
University of New Orleans 1987 — 1992
MBA, Finance/Management
University of Wales Trinity Saint David 1986 — 1987
Louisiana State University 1984 — 1985
Wells Fargo Advisors, LLC April 2012 - Present
Rickmeier Corporation May 1990 - Present
Northwestern Mutual Financial Network (Sheboygan, WI Office) March 1999 - March 2012
Skills
Retirement, Retirement Planning, Finance, Insurance, Financial Advisory, Investments, Securities, Financial Analysis, Investment Strategies
Education
Arizona State University 1987 — 1990
Bradley University 1985 — 1987
Kohler High School 1981 — 1985
Wells Fargo Advisors LLC October 2010 - Present
Education
American University - Kogod School of Business 1992 — 1994
Boston University 1987 — 1991
BS, Communication
Wells Fargo Advisors, LLC November 2008 - Present
Merrill Lynch September 1991 - November 2008
E.F. Hutton June 1986 - September 1991
Education
Augustana College 1971 — 1975
B.A.
The University of Kansas 1978 — 1980
Graduate Studies
Gail Frances January 2011 - Present
Neighbor Network January 2013 - August 2015
ICOSA Magazine 2012 - 2014
Leading Edge Advisors August 2011 - September 2013
Douglas County School District January 2011 - November 2011
Wells Fargo Advisors, LLC April 2001 - September 2010
Merrill Lynch 1999 - 2001
Merrill Lynch 1997 - 1999
Capital Group/American Funds 1991 - 1994
The College for Financial Planning 1988 - 1991
Skills
Public Speaking, Leadership, Social Networking, Public Relations, Project Planning, Editing, Community Outreach, Marketing Communications, Nonprofits, Grant Writing, Social Media Marketing, Event Planning, Public Policy, Social Media, Small Business, Newsletters, Fundraising, Creative Branding, Research, Investments, Strategic Financial..., Strategy, Contributing Writer, Marketing Strategy, New Business Development, Entrepreneurship, Strategic Planning, Advertising, Strategic Communications, Politics, OS X, Writing Skills, Political Affairs, Mac OS X, Microsoft Office, Financial Planning, Mutual Funds, Sales, Pension Administration, Speech Writing, Fundraising Campaign..., Grassroots Fundraising
Education
University of Colorado Denver 2003 — 2005
MPA, Graduate School of Public Affairs
University of Denver 2001 — 2002
Technical Writing
North Harris College 1995 — 1996
Graphic Design
Metropolitan State University of Denver
B.A., Biology/Art
Arapahoe Community College
California State University-Long Beach
Golden West College
Long Beach City College
A.A., Biology
Los Angeles Valley College
Wells Fargo Advisors, LLC May 2011 - Present
Skills
Credit, Banking, Mortgage Lending, Loans, Marketing Strategy, Retirement Planning, Investments, Customer Service, Strategic Financial..., Social Media, Marketing, Sales Management, Negotiation
Education
Adelphi University
SeaCrest Wealth Management September 2012 - Present
Wells Fargo Advisors, LLC September 2002 - September 2012
Citibank May 1989 - September 1996
Skills
Investments, Portfolio Management, Financial Analysis, Strategic Financial..., Mortgage Lending, Loans, Credit, Banking, Asset Managment, Finance, Credit Analysis, Wealth Management, Series 7, Mortgage Banking, Loan Origination
Education
Jâmi'at Al-Qiddis Yussuf 1980 — 1984
Bachelor of Business Administration (BBA), Business/Commerce, General
Wells Fargo Advisors LLC February 2006 - Present
Education
Kaplan University 2008 — 2009
Master’s Degree, Financial Planning Certificate, Financial Planning
Auburn University 1992 — 1997
Bachelor’s Degree, Bachelor of Science (B.S.), Industrial and Systems Engineering, 3.7 (Magna Cum Laude)
Wells Fargo Advisors, LLC January 2014 - Present
Wells Fargo December 2008 - December 2013
Wells Fargo May 2005 - December 2008
Skills
Investment Strategies, Financial Services, ETFs, Retirement, 401k Rollovers, Asset Allocation, Relationship Management, Retirement Planning, Wealth Preservation..., Estate Planning..., High Net Worth Planning, Investments, Finance
Education
Arizona State University 1999 — 2003
Bachelor of Science (BS), Finance, General
Wells Fargo Advisors LLC October 2013 - Present
JPMorgan Chase 2009 - October 2013
Chase investment services corp December 2009 - September 2012
Smith Barney December 1998 - December 2009
Education
Aix-Marseille Université 1989 — 1996
DEA, Droit International
University of California, Berkeley 1983 — 1988
Bachelor's, Rhetoric
JL
Wells Fargo Advisors, LLC October 2012 - Present
The Global Hustle LLC 2008 - 2013
Village Roadshow Pictures 2010 - 2010
Deloitte & Touche January 2007 - March 2008
Merrill Lynch 2006 - 2006
Skills
Strategic Partnerships, Client Relationship..., Social Media, Strategy, Entertainment Industry, Financial Guidance, Marketing Strategy, Data Analysis, Business Development, Budgets, CRM, Microsoft Excel, Budget Management, Excel, PowerPoint, High Net Worth..., Market Research, Strategic Planning, Management, Finance, Leadership, Start-ups, Financial Analysis
Education
Harvard University 2015 — 2015
Professional Development Program
Arizona State University, W. P. Carey School of Business 2009 — 2011
MBA
Northeastern University 2001 — 2006
BS
Suntrust investment Services, Inc January 2013 - June 2014
Wells Fargo Advisors, LLC February 2008 - January 2013
Edward Jones 2001 - 2008
BB&T Capital Markets 1997 - 2000
Education
Adelphi University 1982 — 1983
Paralegal Certification - Litigation
State University of New York at Stony Brook 1980 — 1982
BA with Honors
Wells Fargo Advisors LLC November 2005 - Present
Advest, Inc. January 2003 - November 2005
Domestic Securities January 2002 - November 2003
Skills
Series 7, Insurance, Series 63, Series 55, Investments, Securities, Mutual Funds, Equities
Education
City University of New York-John Jay College of Criminal Justice 1995 — 1998
Legal Professions and Studies
Alabama State University 1994 — 1995
Political Science and Government
Jamaica HIgh School 1991 — 1993
High School, Political Science and Government
Wells Fargo Advisors, LLC December 2009 - Present
Wells Fargo Advisors June 1999 - January 2010
DataSoft Technologies January 1998 - June 1999
Syntel June 1996 - March 1998
Skills
Banking, Vendor Management, SDLC, Portfolio Management, Business Process..., Product Management, Program Management, Six Sigma, Series 7, Agile Methodologies, Risk Management, Strategy, Management, Product Development, Financial Services, Project Portfolio..., Leadership, Quality Assurance, Business Analysis, Process Improvement, Project Management
Education
Andhra University 1992 — 1996
Bachelors
Wells Fargo Advisors, LLC March 2012 - Present
Edward Jones June 2011 - March 2012
Moneycorp Inc February 2009 - December 2010
TTT Moneycorp Ltd November 2004 - January 2009
Skills
CRM, Negotiation, Marketing Strategy, Financial Services, Finance, Account Management, Strategic Planning, Leadership, Project Planning, Marketing, New Business Development, Public Speaking, Investments, Business Development, Sales Management
Education
College of Financial Planning 2014 — 2014
Chartered Retirement Planning Counselor, Financial Planning and Services
University of Wales, Aberystwyth 2000 — 2004
Economics & Marketing, Economics & Marketing
Benjamin F. Edwards & Co. September 2012 - Present
Wells Fargo Advisors, LLC November 2004 - September 2012
Skills
Retirement Planning, Wealth Management, Investment Advisory, Financial Planners, Finance, Asset Allocation, Risk Management, Wealth Management..., Mutual Funds, Retirement, Estate Planning, Strategic Financial..., Life Insurance, Long Term Care Insurance, College Education..., College Savings Plans, 401k Rollovers, Wealth Preservation...
Education
Stockton University 1989 — 1993
BA, Accounting
Rutgers University-New Brunswick 1981 — 1985
Coursework
Atlantic Cape Community College
Associate of Science (A.S.), Business Administration and Management, General
Southern Regional High School
Wells Fargo Advisors, LLC January 2014 - Present
Wells Fargo Home Mortgage March 2013 - January 2014
ReMax at Hershey December 2012 - April 2013
Fulton Financial Corporation January 2001 - February 2012
Clermont Wealth Strategies a division of Fulton Financial Corp July 2007 - July 2011
First Union National Bank June 1994 - December 2000
Skills
Sales, Investments, Sales Management, New Business Development, Public Speaking, Project Management, Training, Negotiation, Investment Properties, Financial Advisory, Finance
Education
Palmyra Area High School 1986 — 1990
Albright College
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
RBC Wealth Management September 2014 - Present
Merrill Lynch December 2013 - September 2014
Wells Fargo Advisors, LLC April 2005 - June 2013
SHAPE Dancewear July 1989 - January 2000
The Sports Club/LA August 1984 - December 1992
Skills
Management, Financial Advisory, Sales, Budgets, Finance, Sales Management, Retail, Insurance, Mutual Funds, Investments, FINRA, Leadership, Customer Retention, Business Development, Banking, Strategic Planning, Customer Service, Team Building, Financial Analysis, New Business Development, Marketing Strategy, Account Management, Risk Management, Series 7, Series 65
Education
California State University-Northridge 1984 — 1986
Business
Antelope Valley College 1979 — 1981
AA
Wells Fargo 2008 - Present
Wells Fargo Advisors, LLC 1995 - Present
Wells Fargo July 1988 - Present
Wachovia Corporation 1988 - Present
Wachovia Bank 1988 - Present
Wells Fargo (Wachovia) 1988 - Present
Wachovia / Wells Fargo 1988 - Present
Wachovia Securities 1988 - 2008
Skills
Investments, Series 7, Wealth, Wealth Management, Financial Services
Education
Auburn University 1984 — 1988
BS, Marketing
Advisors Asset Management, Inc. November 2014 - Present
Pacific Life Insurance Company October 2010 - October 2014
USAA March 2010 - September 2010
Wells Fargo Advisors, LLC June 2008 - March 2010
ING U.S. Investment Management October 2006 - June 2008
AIG VALIC November 2005 - October 2006
Skills
Advanced Sales, Asset Allocation, Business Planning, Concept Knowledge, Consultative Sales, Estate Planning, Executive Benefits, Family Protection, Financial Products, Income Planning, Life Insurance, Long-Term Care, Public Speaking, Retirement, Retirement Plans, Retirement Planning, Retirement Strategies, Sales, Series 7, Series 63, Survivorship Life, Term Life Insurance, Territory Management, Mutual Funds, Unit Investment Trusts, Separately Managed..., Series 65
Education
Arizona State University, W. P. Carey School of Business
Bachelors Degree
Thomas Jefferson HS
Wells Fargo Advisors, LLC October 2009 - Present
Skills
Mergers & Acquisitions, Investments, Retirement Planning, Sales Management, Financial Analysis, Alternative Investments, Equities, Customer Service, Sales
Education
Arizona State University
Wells Fargo Advisors, LLC March 2012 - Present
Merrill Lynch January 1995 - February 2012
Skills
Wealth, Retirement, Financial Planners, Wealth Management, Financial Advisory, Wealth Management..., High Net Worth..., Finance
Education
Auburn University 1981 — 1985
Bachelor's degree, Mechanical Engineering
Troy University 1988 — 1989
Master of Business Administration (M.B.A.)
Wells Fargo Advisors, LLC April 2003 - Present
Merrill Lynch 2002 - 2003
Federated Investors, Inc. 1998 - 2002
Skills
Retirement Planning, Insurance, Financial Guidance, Estate Planning..., Education Funding
Education
Allegheny College 1994 — 1998
Bachelor of Science (B.S.), Mathematics
Wells Fargo Advisors, LLC September 2013 - Present
J.P. Morgan April 2010 - September 2013
Wells Fargo Advisors January 2007 - May 2010
ELS 2005 - 2008
Skills
Corporate Finance, Finance, Insurance, Investments, Series 7, Portfolio Management, Retirement Planning, Wealth Management, Mutual Funds, Financial Services
Education
Ashford University 2011 — 2014
Finance
De Anza College 1998 — 2000
Films / Marketing
Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney March 2001 - March 2009
Morgan Stanley Dean Witter December 1997 - March 2001
Skills
Retirement, Investments, Wealth Management, Investment Advisory, Retirement Planning, Mutual Funds, Strategic Financial..., Asset Allocation, Investment Planning, Insurance, Wealth Preservation..., Concentrated Stock..., Financial Services, Asset Management, Stock Analysis
Education
Abilene Christian University 1994 — 1997
Bachelor's Degree, Finance
Wells Fargo Advisors, LLC August 2013 - Present
Raymond James December 2011 - June 2013
Fifth Avenue Advisors LLC October 2011 - December 2011
Nature's Select January 2011 - August 2011
Concert Wealth Management, Inc. December 2009 - August 2010
Morgan Stanley Smith Barney August 2008 - December 2009
Wachovia Securities September 2006 - August 2008
Nature's Select August 2003 - August 2006
Education
Arizona State University 2002 — 2006
Bachelor of Science, Business Administration
MB Financial Bank June 2013 - Present
Wells Fargo Advisors, LLC October 2011 - May 2013
ACIA / AAA October 2003 - August 2011
WorldCom 1999 - 2001
Skills
401k, Retirement, Wealth Management, Mutual Funds, Fixed Income, Asset Allocation, Investment Advisory, Life Insurance, 401k Rollovers, Financial Advisory, Investment Strategies, Managed Money, Socially Responsible..., exchange traded funds, Series 7, Retirement Planning, Series 63, IRAs, Uniform Combined State..., Equity Indexed Annuities, Market Linked CDs
Education
North Park University 1996 — 1998
B.A., Sociology
Carl Sandburg College 1994 — 1996
Augustana College 1990 — 1992
Economics, Swedish
Galesburg High School 1986 — 1990
Wells Fargo Advisors, LLC January 2011 - Present
Legal Source March 2009 - October 2010
Merrill Lynch July 2007 - February 2009
Corporate Executive Board September 2006 - May 2007
United States House of Representatives June 2004 - June 2006
United States House of Representatives September 2002 - June 2004
Education
Louisiana State University, Paul M. Hebert Law Center
Juris Doctorate
Auburn University
Bachelor of Science, International Business
Wells Fargo Advisors, LLC February 1994 - Present
U.S. Air Force June 1979 - February 1992
Education
Arizona State University 2014 — 2018
Doctor of Philosophy (PhD), Political Science
Seattle University 2006 — 2008
Master of Science, Finance
Utah State University - Jon M. Huntsman School of Business 1991 — 1993
MBA, Business
University of Southern California 1980 — 1982
Master of Arts, International Relations
University of California, Berkeley 1973 — 1977
Bachelor of Arts, Political Science
Antelope Valley High School
Wells Fargo Advisors, LLC September 2014 - Present
UBS Financial Services, Inc 1999 - 2014
Dun & Bradstreet Corp 1993 - 1999
Skills
Asset Allocation, Municipal Bonds, Corporate Bonds, Mutual Funds, Closed-end Funds, Retirement Planning, Liability Management, Financial Planning, Cash Flow Management
Education
West Chester University of Pennsylvania 1986 — 1989
Bachelors, Marketing
Eastern New Mexico University 1985 — 1986
Business
Notre Dame of Marbel University 1984 — 1985
Eco-Man
Wells Fargo Advisors, LLC May 2006 - Present
Skills
Investments, Equities
Education
Arizona State University 1990 — 1994
Bachelor of Science (B.S.), Marketing
Wells Fargo Advisors, LLC July 2009 - Present
Wachovia Securities, LLC October 2007 - July 2009
A.G.Edwards & Sons, Inc. July 2001 - October 2007
Skills
Asset Allocation, Series 7, Retirement Planning, Investments, Finance, Wealth Management, Mutual Funds
Education
Anderson University 1996 — 2000
BA, Finance
Wells Fargo Advisors, LLC January 2008 - Present
Merrill Lynch August 1998 - January 2008
Skills
Investments, Asset Allocation, Retirement Planning, Mutual Funds, Alternative Investments, Strategic Planning, Financial Analysis, Asset Management, Retirement, Insurance, Fixed-Income Strategies, Tax–Efficient Strategies, Stock Analysis, Business-Owner Planning, Business-Succession..., Concentrated Stock..., 401(k) Rollovers
Education
Arizona State University 1994 — 1998
B.A., Economics
Wells Fargo Advisors, LLC December 2008 - Present
Morgan Stanley Wealth Management September 2002 - December 2008
Skills
Financial Services, Finance, Mutual Funds, Retirement Planning, Strategy, Asset Allocation, 401k Rollovers, Fixed Income, Stock Market Analysis
Education
Adelphi University 2005 — 2006
Master of Business Administration (MBA), Finance
Drexel University 2000 — 2004
Bachelor of Science in Business Administration, Finance
Wells Fargo Advisors, LLC September 2011 - Present
Wells Fargo Advisors, LLC 2004 - 2011
Prudential Securities 1999 - 2004
Skills
Overall Market..., Practice Management, Retain and Attract..., New Business Development, Relationship Management, Training & Development, Risk Management
Education
American University - Kogod School of Business 1985 — 1990
BSBA, Marketing Major
Goodwater Wealth Management Group of Raymond James November 2013 - Present
Wells Fargo Advisors, LLC July 2006 - October 2013
Education
Alma College 1996 — 2000
Teva Pharmaceuticals 2012 - Present
Wells Fargo Advisors, LLC 2008 - 2012
Wyeth March 2003 - April 2008
Schering-Plough January 1997 - October 2002
Skills
Sales Operations, Sales, Marketing, Pharmaceutical Sales, Managed Care, Customer Service, Sales Management, Pharmaceutical Industry, Coaching, Insurance, Strategic Financial..., Strategic Planning, Credit, Leadership, Financial Analysis
Education
Arkansas State University 1990 — 1994
Bus Adm, Business, Speech Communication
Jonesboro High School 1987 — 1990
MFS Investment Management July 2012 - May 2015
MFS Investment Management March 2012 - July 2012
MFS Investment Management July 2010 - March 2012
Wells Fargo Advisors, LLC December 2008 - January 2009
Skills
Series 6, Series 63, Mutual Funds, Separately Managed..., New Client Acquisitions, Investment Strategies, Business Development, Public Speaking, Telephone Skills, Sales Presentations, Sales
Education
Babson College - Franklin W. Olin Graduate School of Business 2015 — 2016
Candidate for Master of Business Administration, Expected Graduation Date of May, 2016
Providence College 2006 — 2010
Bachelor of Science (B.S.), Finance, General
Longmeadow High School 2002 — 2006
CEDA REALTY April 2013 - Present
Wells Fargo Advisors, LLC February 2011 - August 2012
William Davis Realty September 2009 - March 2011
Fisher Investments October 2009 - July 2010
RE/MAX December 2002 - February 2010
Raytheon January 2000 - July 2002
Education
Abilene Christian University 1995 — 1999
Bachelor of Business Adminstration, Finance
SunTrust Bank January 2013 - September 2013
Wells Fargo Advisors, LLC January 2009 - April 2012
Wachovia Securities Financial Network January 2007 - December 2009
BrownGreer 2006 - 2006
Skills
Series 7, Securities, Fixed Income, Equities
Education
Albright College 1991 — 1993
Bachelor of Science (B.S.), Mathematics and Physics
Wells Fargo Advisors, LLC October 2009 - Present
Regal Worldwide Consulting Group, LLC November 2002 - Present
Wachovia Securities February 2008 - February 2009
Metavante Corp. December 2005 - February 2007
BETA Systems 1987 - 2006
The Thomson Corporation March 1997 - December 2005
Skills
Business Analysis, Business Strategy, Collaboration, Project Management, Business Planning, Visio
Education
Alverno College 2000 — 2004
BA, Business Administration
Cardinal Stritch University 1998 — 2001
MBA, Information Technology
Warren Cat July 2013 - Present
NorAm Power Systems June 2011 - July 2013
NorAm Power Systems August 2010 - June 2011
Wells Fargo Advisors, LLC June 2001 - August 2010
AVW Audio Visual January 1998 - December 1999
La Mera Inc dba Santafe Junction May 1995 - December 1997
Skills
Management, Power Generation, Project Management, Customer Service, Forecasting, Project Planning, Team Building, Strategic Planning, New Business Development, Operations Management, Contract Negotiation, Budgets, Product Development, Account Management, Leadership, Manufacturing, Strategy, Process Improvement, Business Development, Team Leadership, Risk Management, Product Management, Marketing, Marketing Strategy
Education
University of Texas of the Permian Basin 2000 — 2001
BBA
Angelo State University 1986 — 1996
Wells Fargo Advisors, LLC March 2006 - Present
A.G. Edwards February 2001 - March 2006
Skills
Interaction Design, User Experience, CSS, Dreamweaver, AJAX, Photoshop, JavaScript, Flash, ActionScript, Adobe Creative Suite
Education
Art Institute of Pittsburgh 2006 — 2010
BS, Interactive Media and Web Design
Southwestern Illinois College 2000 — 2004
AAS, Web Development and Administration
Wells Fargo Advisors, LLC November 2005 - Present
Morgan Stanley May 1997 - November 2005
Education
Arizona State University 1998 — 2001
B.S., Business Finance
Arizona State University - W. P. Carey School of Business 1997 — 2001
B.S. - Finance
Wells Fargo Advisors, LLC June 2002 - Present
Fiorella Insurance August 2001 - May 2002
Gary Financial Group August 1997 - August 2001
Skills
401(k) Rollovers, Asset Allocation, Business-owner Planning, Financial Advisory, Financial Services, Insurance, Investment Strategies, Relationship Management, Retirement Planning, Risk Management, Annuities, Strategic Planning, Tax-efficient Strategies, Wealth-preservation...
Education
Barry University - Adrian Dominican School of Education 1996 — 2003
MS, Human Resources Development & Administration
Florida International University - College of Business 1994 — 1997
BBA, Management
Indian River State College 1982 — 1984
AA
Babson College 1981 — 1982
Business
Staples High School 1978 — 1981
Coleytown
Wells Fargo Advisors, LLC February 2007 - Present
UBS Wealth Management March 1997 - February 2007
Best Buy 1989 - 1995
Skills
Asset Allocation, Mutual Funds, Investments, Insurance, Retirement Planning, Investment Strategies, Alternative Investments
Education
Azusa Pacific University 1998 — 2000
BS, Applied Management
Wells Fargo Advisors, LLC March 2003 - Present
Education
Augustana College 1998 — 2002
Marketing/Mngmt/Spanish
Hodges Regulatory Compliance July 2014 - Present
SSA Marine June 2011 - July 2014
Wells Fargo Advisors, LLC 2007 - March 2011
CUNA Mutual September 2009 - 2010
Jackson Hewitt Tax Service October 2002 - July 2006
Petro Stopping Centers 1999 - 2002
Love's Travel Stops 1997 - 1998
Skills
Training
Education
Texas Tech University 1990 — 1994
BA, History
Angelo State University 1989 — 1990
None, Undecided
West Texas A&M University 1988 — 1989
None, Undecided
Wells Fargo Advisors, LLC April 2009 - Present
UBS Wealth Management May 2001 - April 2009
Merrill Lynch June 1998 - May 2001
Skills
Asset Allocation, Retirement Planning, Corporate Retirement..., ERISA, Investment Advisory, Series 7, Investments, Portfolio Management
Education
Arizona State University
Bachelor of Science (B.S.), Finance
Parousia Life Matters, LLC June 2014 - Present
Wells Fargo Advisors, LLC November 2012 - June 2014
Center for Independent Research December 2011 - July 2012
Kellogg Company July 2004 - March 2011
Save the Children (UK) February 1999 - May 2001
Block Hotels Kenya September 1997 - February 1999
Skills
Financial Services, Wealth Management, Retirement Planning, Investment Management, College Education..., Multigenerational..., Collaborative Financial..., Sudden Wealth Advisory, Risk Management, Business Strategy, Leadership, Business Planning, Life and Health..., Variable Life and..., Series 7, Series 66, Investment Strategies, Relationship Management, Asset Allocation, 401k Rollovers, Business succession..., Accounting, Financial Analysis, Finance, Financial Planning
Education
The American College 2015 — 2016
Certification in Financial Planning, CFP and ChFC
College for Financial Planning 2013 — 2014
Accredited Wealth Management Advisor, Finance and Financial Management Services
Change Guides LLC 2011 — 2011
Certificate, Change Manangement
Western Michigan University - Haworth College of Business 2002 — 2004
MBA, Finance
University of Eastern Africa Baraton 1988 — 1992
BBA, Accounting
Wells Fargo Advisors, LLC December 2007 - Present
Commerce Capital Markets February 2001 - December 2007
Skills
Retirement Planning, Investments, Asset Allocation, Retirement, Insurance, Finance, 401k, Securities, Sales, Mutual Funds, Financial Analysis, Investment Strategies, Asset Management, Financial Services, Risk Management
Education
Villanova University 1999 — 2001
Master of Business Administration (M.B.A.)
American University 1994 — 1994
Public and Constitutional Law
Lycoming College 1990 — 1994
Bachelor's Degree, Political Science and Biology
Wells Fargo Advisors, LLC May 2000 - Present
Education
American University 1976 — 1980
BS/BA Business Administration, Marketing
Wells Fargo Advisors, LLC June 2009 - Present
Education
Arizona State University
Bachelor's degree
Wells Fargo Advisors, LLC June 2013 - Present
Wells Fargo Advisors, LLC May 2011 - May 2013
Wells Fargo Advisors, LLC September 2008 - May 2011
Wells Fargo July 2005 - September 2008
Qwest Communications February 2003 - March 2005
Delta Air Lines January 1999 - February 2003
Skills
Credit, Financial Services, Portfolio Management, Mutual Funds, Management, Wealth Management, Process Improvement, Risk Management, Investments, Mortgage Lending, Finance, Loans, Strategic Financial..., Asset Management, Retirement Planning, Strategy, Team Leadership, Customer Service, Series 7, Banking, Sales Management, Leadership, Microsoft Office, Team Building, Coaching, Securities, Financial Planning
Education
Ashford University
Bachelor's degree, Organizational Management
Salt Lake Community College
Associate's degree, General Studies
Wert Investment Consulting Group of Wells Fargo Advisors, LLC March 2014 - Present
Wells Fargo Bank N.A. October 2013 - March 2014
Wells Fargo October 2012 - October 2013
Wells Fargo Advisors, LLC September 2002 - October 2012
Skills
Microsoft Excel, Microsoft Office
Education
Alvernia College 2010 — 2012
Master of Business Administration (MBA)
Alvernia College 2007 — 2009
Bachelor of Science (B.S.), Accounting
Wells Fargo Advisors, LLC July 1988 - Present
Education
Arizona State University
B.S., Criminal Justice
Wells Fargo Advisors, LLC November 2011 - Present
Morgan Stanley 1987 - 2011
Paine Webber 1985 - 1987
Boettcher & Co. 1981 - 1985
Skills
Securities, Risk Management, Financial Services, Insurance, Retirement Planning
Education
Arizona State University
Master of Business Administration (M.B.A.), Finance and Financial Management Services
University of Idaho
Bachelor's degree-Cum Laude, Banking, Corporate, Finance, and Securities Law
Wells Fargo Advisors, LLC October 2004 - Present
Ameriprise Financial 2002 - 2004
Education
Appalachian State University 1985 — 1988
BS, Finance & Insurance
Medsource LLC August 2012 - Present
WELLS FARGO ADVISORS, LLC March 2010 - August 2011
J and J Service and Repair June 2005 - June 2011
Skills
Customer Service, Marketing, Sales, Leadership, Motivation, Employee Training, Networking, Event Planning, Data Entry, Public Speaking, Social Media, Social Networking, Time Management
Education
Aurora University 2006 — 2010
Marketing
Kaneland High School 2003 — 2006
High School Diploma
Wells Fargo Advisors LLC July 2011 - Present
JPMorgan Chase March 1994 - July 2011
JPMorgan Chase March 1994 - July 2011
Union Trust Company 1979 - 1983
Skills
Retirement Planning, Investments, Asset Allocation, Mutual Funds, Securities, Equities, 401k, Retirement, Strategic Planning, Financial Advisory
Education
Albertus Magnus College
BA, History
TIAA-CREF July 2010 - Present
Wells Fargo Advisors, LLC October 2009 - September 2010
Starwood Hotels & Resorts Worldwide, Inc. March 2008 - October 2009
Auto-Owners Insurance February 2005 - November 2006
ARIBA BUYER March 2004 - February 2005
ELECTRONIC DATA INTERCHANGE April 2002 - November 2002
Ariba Contract Compliance March 2001 - March 2002
Softpath System LLC February 1998 - January 2001
Skills
Quality Center, QTP, Software Quality..., Visio, User Acceptance Testing, Test Management, SDLC, Quality Control, Performance Center, Unix, Quality Assurance, Oracle, Software Project..., Requirements Analysis, Requirements Gathering, Test Planning
Education
Nagarjuna University 1993 — 1997
Bachelor's in Technology
HSBC Retail Banking and Wealth Management March 2013 - May 2014
Wells Fargo Advisors LLC June 2010 - March 2013
Carret Asset Management 2003 - 2008
Trust Company of the West 2001 - 2003
SG Cowen Asset Management 1995 - 2001
BNY Mellon 1985 - 1992
Skills
Portfolio Management, Finance, Investments, Equities, Mutual Funds, Asset Management, Management, Fixed Income, Asset Allocation, Securities, Series 7, Wealth Management
Education
Adelphi University 1985 — 1987
MS, Finance
LIU Post 1974 — 1977
BS Finance, Finance, General
Wells Fargo Advisors, LLC April 2014 - Present
Evolve Promos November 2011 - June 2014
Wells Fargo Advisors, LLC June 2013 - April 2014
Fidelity Investments November 2006 - March 2010
Skills
Business Development, Marketing Strategy, Marketing, Account Management, Business Strategy, Strategic Planning, Financial Markets, Certified Financial..., Retirement Planning, Investments, Small Business, 401k Rollovers, Insurance, Financial Services, Retirement, Finance, Financial Planning, Portfolio Management, Estate Planning, Risk Management, Mutual Funds, Customer Service, Wealth Management
Education
Assumption College
Bachelor of Economics
Wells Fargo Advisors, LLC November 1992 - Present
KeyBanc Capital Markets March 1991 - March 1992
Merrill Lynch August 1990 - February 1991
Skills
Financial Services, Series 7, Series 63, Uniform Combined State..., Wealth Management, Retirement Planning, Asset Allocation, Series 65, Securities, Mutual Funds, Investments, 401k Rollovers, FINRA, SERIES 7 LICENSED
Education
Akron School of Practical Nursing
Nursing Education
UNIVERSITY OF AKRON
Wells Fargo Advisors, LLC November 2014 - Present
UBS Financial Services Inc. February 2007 - November 2014
Morgan Stanley January 1995 - February 2007
Kemper Securities 1990 - January 1995
Prudential Securities December 1982 - 1990
Skills
Asset Allocation, Retirement Planning, Alternative Investments, Investment Strategies, Investments, Mutual Funds, Securities, Equities
Education
Adelphi University 1971 — 1973
Bachelor of Arts (B.A.), Psychology
Northeastern University 1969 — 1970
Accounting
Voya Financial Advisors September 2014 - Present
ING Financial Partners December 2013 - September 2014
Wells Fargo Advisors, LLC June 2010 - November 2013
Silverleaf Country Club May 2006 - April 2011
Education
Arizona State University, W. P. Carey School of Business
Bachelor of Science (B.S.), Finance
Challenge Unlimited, Inc. September 2014 - Present
Wells Fargo Advisors, LLC January 2001 - February 2014
Skills
Management, Strategy, Marketing, Financial Services, Analytics, Portfolio Management, Project Management, Business Development, Risk Management, Banking, Business Analysis, Analysis, Product Marketing, Newsletters, Investments, Financial Analysis, Strategic Financial..., Process Improvement, Series 7, Proposal Writing, Government Proposals, Proposal Management
Education
Ashford University 2009 — 2011
Masters, MBA with Project Management
Southern Illinois University, Edwardsville 1998 — 2000
Bachelors, Liberal Studies
Capgemini January 2014 - Present
Duke Energy Corporation August 2011 - January 2014
Principle Solutions Group August 2011 - January 2014
Wells Fargo Advisors, LLC 2009 - August 2011
Infosys December 2005 - August 2011
Skills
Unix Shell Scripting, Data Warehousing, ETL, Informatica, DB2, Microsoft SQL Server, Autosys, Data Modeling, Requirements Analysis, SQL Server Management..., SQL Tuning, Business Analysis, Workload Automation, Quality Center, Teradata Data Warehouse, Shell Scripting, Big Data Analytics, Hive, Hadoop
Education
Andhra University 2001 — 2005
BE, Mechanical Engineering
Wells Fargo Advisors, LLC July 2013 - Present
Vanguard June 2012 - July 2013
The Vanguard Group May 2011 - June 2012
Red Ventures December 2010 - March 2011
Skills
Customer Service, Project Management, CRM, Advertising, PowerPoint
Education
Appalachian State University 2005 — 2009
Bachelor of Science (B.S.) Business Administration, International Business and German Lnaguage
Wells Fargo Advisors, LLC March 2007 - Present
Oppenheimer & Co. July 1994 - February 2007
Barclays Bank October 1984 - July 1994
Grupo Juncal de Seguros 1980 - 1981
Education
Babson College 1981 — 1984
Bachelor Science, Finance, Investments, Economics
St. George's College 1970 — 1979
High School, Bachillerato and O Levels
Wells Fargo Advisors, LLC January 1996 - Present
Education
Arizona State University 1992 — 1994
Bachelor of Applied Science (B.A.Sc.), Finance, General
Wells Fargo Advisors, LLC January 2001 - Present
Skills
Retirement Planning, Mutual Funds, Asset Allocation, Investments, Investment Strategies, Securities, Customer Service, Public Speaking
Education
Arizona State University 1988 — 1992
BS, Marketing
Sentinel High School 1984 — 1988
General Studies
Wells May 2012 - Present
Wells Fargo Advisors, LLC July 2009 - September 2011
Wells Fargo Investments August 2009 - July 2010
Wells Fargo Advisors, LLC 2009 - 2010
Wells Fargo Bank 2008 - 2009
Wells Fargo Bank 2008 - 2009
Washburn Computer Group 2006 - 2008
Wells Fargo Phone Bank 2003 - 2005
Skills
Series 7, Series 63, Mutual Funds, Uniform Combined State..., Securities, Investments, FINRA, 401k, Options, Wealth Management, Banking, Retirement, Bonds, Brokerage, Equities, IRAs
Education
Anoka Ramsey Community College
International Business, Business & Economics
Wells Fargo Advisors. LLC January 2009 - Present
Wachovia Securities Financial Network May 2007 - January 2009
A.G. Edwards & Sons, Inc. January 1993 - May 2007
Oberweis Securities Inc March 1983 - January 1993
Skills
401(k) Rollovers
Education
Aurora University 1982 — 1984
Economic Theory, Economics
Waubonsee Community College 1979 — 1981
Associate of Arts (AA), Liberal Arts
East Aurora High 1976 — 1979
Aurora Central Catholic High School 1975 — 1976
Our Lady of Good Counsel 1967 — 1975
Wells Fargo Advisors, LLC
Skills
Investments, Retirement Planning, Securities, Wealth Management, Investment Advisory, IRAs, Mutual Funds, Series 7, Asset Allocation, Portfolio Management, Retirement
Education
Hofstra University
Certificate in Non-Profit Management, Non-Profit
Adelphi University
CFP®, Financial Planning
New York University
Masters credits, Banking and Finance
Saint John's University
BBA, Finance
Wells Fargo Advisors, LLC RepresentativeMetLife ResourcesJuly 2005 - June 2007
Education
Avila University 1980 — 1984
M.S., Psychology and Mental Health Services
The University of Kansas 1973 — 1975
B.S.N., Nursing
Marquette University 1964 — 1969
A.B., Psychology and Elementary Education
Wells Fargo Advisors, LLC March 1995 - Present
Education
Albright College
BA, Economics
Temple University
MBA, Marketing and Finance
Wells Fargo Advisors, LLC Interior DesignerRobb & Stucky InteriorsJuly 2006 - January 2008
Education
Art Institute of Fort Lauderdale 2003 — 2003
bachelors, Interior Design
Wells Fargo Advisors, LLC June 1996 - Present
Education
Ashford University 2012 — 2015
Bachelor of Arts Program, Accounting, 3.0
Stifel Nicolaus May 2014 - Present
Wells Fargo Advisors LLC April 2011 - May 2014
Synovus Bank May 2010 - February 2011
Russell Lands January 2007 - August 2007
Skills
Retirement Planning, Event Planning, Investment Advisory, Real Estate, Fixed Annuities, Mutual Funds, Finance, Credit, Asset Allocation, Financial Services, Sales, Investments, Wealth Management
Education
Auburn University 2006 — 2009
Bachelor of Business Administration (B.B.A.), Finance
Benjamin Russell High School
Wells Fargo Advisors, LLC December 2006 - Present
Education
Appalachian State University
Bachelor of Science, Business Administration (Finance)
Morgan Stanley April 2014 - September 2015
Wells Fargo Advisors, LLC July 2011 - April 2014
Wells Fargo Advisors July 2011 - April 2012
Natixis North America October 2010 - May 2011
Skills
Finance
Education
Université de la Méditerranée (Aix-Marseille II) 2002 — 2005
Bachelor's degree, Economics
Akademia Wychowania Fizycznego im. Eugeniusza Piaseckiego w Poznaniu 2000 — 2005
Master's degree, Business Management
Wells Fargo Advisors, LLC February 1995 - Present
Skills
Retirement, Investments, Retirement Planning, Asset Allocation, Mutual Funds, Securities, Investment Strategies, Alternative Investments, Equities, Fixed Income, Financial Advisory, Fixed Annuities, Strategic Investment...
Education
Albion College 1978 — 1982
Bachelor of Arts (B.A.), Economics and Management
Wells Fargo Advisors, LLC March 2009 - Present
Morgan Stanley May 2003 - March 2009
Skills
Wealth Management, Investments, Retirement Planning, Portfolio Management, Mutual Funds, Financial Analysis, Equities, Banking, Securities, Asset Allocation, Retirement, Investment Advisory
Education
Ateneo de Manila University 1999 — 2002
Master of Business Administration (MBA)
Wells Fargo Advisors, LLC November 1988 - Present
Piper, Jaffray, and Hopwood August 1978 - November 1988
Education
Arizona State University 1974 — 1976
Bachelor's degree, Business Administration
Wells Fargo Advisors, LLC June 2007 - Present
UBS Financial Services June 2003 - June 2007
Skills
Customized Investment..., Retirement Planning, Annuities, Long Term Care Insurance, Corporate & Executive..., Alternative Investments, Financial Services, I can offer access to...
Education
University of Miami 1998 — 2002
Bachelor of Business Administration (B.B.A.), Finance
Campbell Hall High School 1994 — 1998
International University of Monaco
International Business & Finance