Wells Fargo Advisors, LLC
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Number of employees: 15,000 Advisors Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
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Wells Fargo Advisors, LLC Employees
Wells Fargo Advisors, LLC September 1990 - Present
Education
University of Massachusetts Boston 1977 — 1981
BA, Business
Equifax Workforce Solutions November 2010 - Present
Wells Fargo Advisors, LLC October 2009 - October 2010
MasterCard March 2009 - October 2009
Edward Jones February 1988 - July 2008
Arthur Andersen January 1987 - February 1988
Skills
Software Project..., Business Analysis, Agile, COBOL, Oracle, SDLC, SQL, Visio, Requirements Analysis, Mainframe, Requirements Gathering, Process Improvement, Systems Analysis, DB2, Agile Methodologies, Testing, Program Management, Web Services, Software Documentation, Quality Assurance, .NET
Education
Webster University 2011 — 2014
MA in Information Technology Management, Academic Honors
University of Missouri-Columbia 1983 — 1987
BSBA, Business Logistics, Magna Cum Laude
Parkway Central
Parkway Central
Wells Fargo Advisors, LLC December 2011 - Present
Morgan Stanley Smith Barney October 2009 - December 2011
Smith Barney November 1995 - October 2009
Shearson / Smith Barney 1987 - 1995
Shearson 1987 - 1994
E.F. Hutton 1984 - 1987
Education
University of Massachusetts, Amherst
Wells Fargo Advisors, LLC March 1988 - Present
Davis Wright Tremaine LLP May 1986 - February 1988
Lane Powell PC May 1984 - May 1986
Skills
Asset Allocation, Retirement, Investment Strategies, Investments, Series 7, Wealth, Wealth Management..., 401k, Stocks, Insurance, Portfolio Management, Finance
Education
University of Michigan Law School 1981 — 1984
Juris Doctor, Law
University of Washington 1979 — 1981
Bachelor of Arts (BA), Psychology
Wells Fargo Advisors, LLC June 2005 - Present
Education
University of Iowa - Henry B. Tippie College of Business
Bachelors Degree, Business Administration
Wells Fargo Advisors, LLC September 2010 - Present
MetLife January 2008 - September 2010
Scottsdale Leadership 2009 - 2010
First National Bank of Arizona May 2002 - December 2007
Wells Fargo Home Mortgage October 2001 - June 2002
Bill Bradley for President 1998 - 1999
Bill Bradley for President 1998 - 1999
Education
University of Massachusetts, Amherst 1992 — 1997
B.A., Cum Laude, Communications
Wells Fargo Advisors, LLC 1985 - Present
Skills
Investments, Finance
Education
University of Minnesota-Twin Cities 1976 — 1980
Bachelor of Arts (BA), Economics
Coldwell Banker Commercial March 2014 - Present
Coldwell Banker Hubbell Briarwood August 2013 - Present
Wells Fargo Advisors, LLC November 2010 - Present
Madison Property Management December 1998 - Present
Skills
Strategic Financial..., Insurance, Retirement Planning, Asset Managment, Investments, Portfolio Management, Retirement, Wealth Management, Series 7, Asset Management, Estate Planning, Due Diligence, Marketing, Sales, Real Estate, Budgets, Mergers & Acquisitions, Customer Service, Mutual Funds, Fixed Annuities
Education
University of Michigan 1987 — 1991
B.A., History
Woodberry Forest School 1983 — 1987
1987
Wells Fargo Advisors, LLC September 2012 - Present
UBS Financial Services Inc. April 2008 - September 2012
UBS Financial Services Inc. February 1994 - April 2008
Skills
401k Rollovers, Asset Allocation, Concentrated Stock..., Estate Investment..., Fixed Income Strategies, Tax-Efficient Strategies, Investment Strategies, Retirement Planning, Insurance, Risk Management, Wealth Preservation..., Strategic Planning
Education
University of Mississippi 1976 — 1980
BPA Public Administration
Jackson Preparatory School
Wells Fargo Advisors, LLC October 2013 - Present
Wells Fargo Advisors February 2013 - October 2013
Wells Fargo Advisors August 2011 - February 2013
Skills
Financial Reporting, Financial Analysis, Financial Modeling, Finance, Roth IRA, Traditional IRA, 401k Rollovers, Mutual Funds, ETFs, Asset Allocation, Wealth Accumulation...
Education
University of Missouri-Columbia 2007 — 2011
Bachelor's degree, Finance, General
Wells Fargo Advisors, LLC October 2011 - Present
U.S. Bancorp Investments, Inc. December 1999 - October 2011
Skills
Retirement Planning, Employer Plan Rollovers, Investments, Asset Consolidation, Asset Allocation, Investment Strategies, Insurance Reviews, Investment Planning, Insurance, IRAs
Education
University of Minnesota - Carlson School of Management
Bachelor's degree, Business Administration and Management, General
Wells Fargo Advisors, LLC June 2009 - Present
Skills
Retirement Planning, Mutual Funds, Investments, Asset Allocation, Retirement, Securities, Financial Advisory
Education
University of Michigan
Wells Fargo Advisors, LLC June 2013 - Present
UBS Financial Services Inc. February 2009 - June 2013
Merrill Lynch Pierce Fenner & Smith Inc. September 1997 - February 2009
Skills
Retirement Income..., Investment Planning, 401k Rollovers, Insurance, Annuities, Asset Allocation
Education
University of Minnesota-Twin Cities 1992 — 1997
Bachelor of Arts (BA), Communications
Wells Fargo Advisors, LLC August 2008 - Present
UBS Financial Services July 2003 - August 2008
Merrill Lynch March 2000 - July 2003
Handleman Company June 1996 - March 2000
Skills
Investments, Asset Allocation, Retirement Planning, 401(k) Rollovers
Education
University of Michigan 1991 — 1995
Wells Fargo Advisors, LLC January 2007 - Present
Holdahl Company January 1997 - January 2007
Education
University of Minnesota-Twin Cities 1995 — 1999
The Blankenship Wealth Management Group of Wells Fargo Advisors, LLC March 2015 - Present
Wells Fargo Advisors, LLC June 2008 - March 2015
Skills
Event Management, Project Management, Event Planning, Marketing, Leadership, Strategic Planning, Asset Allocation, Financial Advisory, Financial Services, Investments, Relationship Management, Time Management, Wealth Preservation...
Education
University of Missouri-Columbia 2004 — 2008
Bachelor of Science (B.S.), Business Administration and Management
Wells Fargo Advisors, LLC January 2013 - August 2014
Qmaxx Products December 2011 - December 2012
Skills
Credit, Portfolio Management, Banking, Strategic Financial..., Financial Analysis, Retirement Planning, Securities, Asset Allocation, Mutual Funds, Wealth Management, Series 7, Investments, Equities, Customer Service, Financial Planning
Education
University of Missouri-Saint Louis 2012 — 2013
Wells Fargo Advisors, LLC April 2013 - Present
Luerkens Laboratories Inc. September 2011 - April 2012
Luerkens Laboratories Inc. May 2010 - September 2011
Skills
Retirement Planning, Investments, Insurance, Financial Advisory, Life Insurance, 401k, Roth IRA, 401K Rollover, Fixed Income Retirement..., College 529 Planning, Investment Planning, Roth Conversions
Education
University of Iowa 2008 — 2010
Bachelor's degree, Business, Computer Science & Entrepreneurship
University of Northern Iowa 2000 — 2005
Computer Science & Physics
iowa city west high
Wells Fargo Advisors, LLC May 2007 - Present
Smith Barney July 1999 - May 2007
Skills
Investments, Fixed Income, Securities, Financial Services, Finance, Mutual Funds, Valuation, Retirement Planning
Education
University of Maryland College Park 1976 — 1980
bachelor of science, business
Wells Fargo Advisors, LLC 1998 - Present
A.G. Edwards & Sons, Inc. 1998 - 2008
United Automotive Distributors, Inc. 1972 - 1997
US Army 1970 - 1972
Skills
Retirement Planning, Investments, Financial Analysis, Financial Advisory, Fixed Income, Securities, Insurance, Variable Annuities
Education
University of Missouri-Columbia 1964 — 1970
MBA and Bachelor's degree, Business Administration and Management, General
Wells Fargo Advisors, LLC February 2004 - Present
Morgan Stanley September 1997 - February 2004
Merrill Lynch December 1990 - September 1997
Education
University of Maryland College Park
Bachelor of Science (B.S.)
Wells Fargo Advisors, LLC February 2009 - Present
Smith Barney inc. 1999 - 2009
Prudential Securities inc. 1994 - 1999
Paine Webber Inc. 1990 - 1994
Bear Stearns & Co. 1987 - 1990
Skills
Hedge Funds, Financial Analysis, 401k, ETFs, Capital Markets, Financial Modeling, Financial Services, Risk Management
Education
UMass Lowell
Bachelor's degree, Finance, Computer Science-Minor
Wells Fargo Advisors, LLC September 2012 - Present
Morgan Stanley Wealth Management January 1990 - September 2012
E.F Hutton January 1985 - January 1990
Skills
Retirement Planning, Asset Allocation, Mutual Funds, Investments, Alternative Investments, Retirement, Investment Strategies, Securities, Equities, Fixed Income, 401k, Finance, Investment Management, FINRA
Education
University of Maine 1969 — 1973
Bachelor's degree, English and Education
Mattawamkeag High School
Wells Fargo Advisors December 2012 - Present
Wells Fargo Advisors, LLC December 2008 - December 2012
The Porch January 2005 - December 2008
AT&T Yellow Pages October 1991 - December 2004
Skills
Management, Leadership, Program Management, Finance, Strategy, Business Analysis, Project Management, Risk Management, Process Improvement, Public Speaking
Education
Webster University 1999 — 2001
Master of Arts (M.A.), Marketing
University of Missouri-Columbia
Bachelor of Arts (BA), Interdisciplinary Studies
Wells Fargo Advisors, LLC 1989 - Present
Skills
Asset Allocation, Investments, Liability Management, Education Planning, Cash Flow/Cash Reserve, Retirment Assets, Company Benefits, Charitable Giving, Risk Management, Insurance, Wealth Preservation, FINRA, Wealth Management..., Series 63, Financial Services, Financial Advisory, Financial Planning, Strategic Financial..., Life Insurance, Finance, Financial Planners, ALM, Budgets
Education
University of Kentucky 1980 — 1982
Bachelor of Business Administration, Business/Marketing
West Virginia University 1978 — 1980
Wells Fargo Advisors, LLC August 2000 - Present
Skills
Wealth Management, Series 6, Series 63, Life Insurance, CLU, Estate Planning, Financial Services, Insurance, Retirement Planning, Succession Planning, Wealth, Wealth Management...
Education
University of Maryland College Park 1997 — 2000
Bachelor of Science (BS), International Business
Wells Fargo Advisors LLC June 2004 - Present
Legg Mason 2000 - 2004
J.C. Bradford & Co. 1996 - 2000
BellSouth Mobility 1990 - 1996
Education
Ole Miss 1986 — 1990
B.A., Finance
University of Mississippi 1986 — 1990
Wells Fargo Advisors, LLC July 2015 - Present
Wells Fargo Advisors, LLC January 2014 - June 2015
Wells Fargo Advisors, LLC September 2012 - December 2013
Wells Fargo Advisors, LLC January 2011 - August 2012
Financial Services Wirehouse September 2007 - January 2011
A.G. Edwards & Sons, Inc. April 2005 - September 2007
Skills
Investments, Financial Services, Finance, Financial Analysis, Financial Advisory, Asset Allocation
Education
University of Missouri-Saint Louis 2004 — 2006
Business Administration, Finance
Wells Fargo Advisors, LLC December 2008 - Present
Skills
Financial Advisory, Asset Allocation
Education
Washington University 1997 — 1998
Master of Business Administration (M.B.A.), Finance
University of Missouri-Columbia 1974 — 1978
Bachelor of Arts (B.A.), Biology, General
Wells Fargo Advisors, LLC October 2011 - Present
JPMorgan Chase January 2010 - October 2011
Morgan Stanley 2007 - 2010
Skills
Wealth Management, Investments, Retirement Planning, Asset Allocation, Fixed Income, 401k Rollovers, IRA Rollovers, Life Insurance, Retirement, Retirement Savings, Long-term Care, Financial Advisory, Securities, Alternative Investments, Series 65, Portfolio Management, Strategic Financial..., Estate Planning, Finance, Series 7, Asset Management, Investment Strategies, 401k, Mutual Funds, FINRA, Investment Advisory, Series 63, Insurance, IRAs, Investment Management, Separately Managed..., Series 6, Financial Services, Variable Annuities, Hedge Funds, Equities, Bloomberg, Capital Markets, Uniform Combined State..., Equity Research, Wealth Management...
Education
University of Miami - School of Business
B.B.A, Finance & Entrepreneurship
Wells Fargo Advisors, LLC August 2001 - Present
Skills
Investments, Retirement Planning, Investment Strategies, Risk Management, Wealth-preservation..., Investment Planning, Tax-efficient Strategies, Retirement Savings
Education
University of Kentucky 1994 — 1998
Business Administration, Marketing
Beechwood High School 1991 — 1994
Wells Fargo Advisors LLC 1997 - Present
University of Cincinnati 1991 - 1997
University of Cincinnati 1989 - 1991
University of Cincinnati 1986 - 1989
Chicago Mercantile Exchange 1983 - 1985
United States Air Force 1976 - 1980
Skills
Investments, Retirement Planning, Mutual Funds, Retirement, Asset Allocation, 401k, Fixed Annuities, Variable Annuities, Life Insurance, Financial Analysis
Education
Western Illinois University 1985 — 1986
MS, Sport Management
University of Iowa - Henry B. Tippie College of Business 1980 — 1982
BBA, Accounting
Northeast Hamilton High School 1973 — 1976
Wunderlich Securities February 2014 - Present
Thomas McDonald Partners LLC December 2012 - February 2014
Wells Fargo Advisors, LLC March 2011 - December 2012
Brennan Financial Group, part of New England Financial January 2001 - March 2011
Clarion Capital Corp. June 1998 - January 2001
Education
Case Western Reserve University - Weatherhead School of Management 1997 — 1998
MBA, Finance, General
University of Maryland College Park 1988 — 1992
B.S., Finance
Wells Fargo Advisors, LLC January 2002 - Present
Education
University of Maryland - Robert H. Smith School of Business 1991 — 1993
BS, MANAGEMENT
Wells Fargo Advisors, LLC July 2011 - Present
UBS Wealth Management July 2010 - July 2011
UBS Wealth Management March 1998 - June 2010
PaineWebber Financial Services October 1995 - March 1998
Skills
Customer Service, Teamwork, Investment Planning, Retirement Planning, Asset Allocation, Writing, Time Management, Public Speaking, Training, Youth Development, Youth Mentoring, Microsoft Office
Education
University of Michigan 1986 — 1990
BA, Communications
Wells Fargo Advisors, LLC March 2000 - Present
Skills
Investments, Retirement, Securities, Insurance, Finance, Financial Services, Strategic Planning, Investment Strategies, Retirement Planning, Asset Allocation, College Savings Plans
Education
University of St. Thomas 2003 — 2007
Master of Business Administration (M.B.A.), Finance, General
University of Minnesota-Twin Cities 1984 — 1986
Bachelor of Arts (BA), Economics
Park High School
Wells Fargo Advisors, LLC February 2013 - Present
Commerce Bank 1994 - 2012
Mercantile Bank N.A. (merged into US Bank) 1984 - 1994
Skills
Investments, Fixed Income, Cash Management, Finance, Sales, Financial Analysis, Securities, Marketing, Investment Strategies, Retirement Savings, Corporate Bonds, Annuities, 401K Rollovers, Asset Allocation, Financial Advisory
Education
University of Missouri-Saint Louis 1976 — 1980
Bachelor of Business Administration (B.B.A.), Finance/Economics
John F. Kennedy High School, Manchester MO 1972 — 1976
University of Chicago Booth School CIMA classwork
University of Chicago Booth School CIMA classwork
University of Chicago Booth School CIMA classwork
Wells Fargo Advisors, LLC October 2008 - Present
Wachovia Securities August 2007 - October 2008
A.G. Edwards July 1996 - September 2007
Skills
Investments, Retirement Planning, IRAs, Mutual Funds, Securities, Finance, College Savings Plans, Roth IRA, Fixed Annuities, Asset Allocation, Insurance, Retirement, Investment Strategies, Financial Services, Asset Management
Education
University of Missouri-Columbia 1989 — 1993
Bachelor's degree, Agriculture Education
north callaway
Wells Fargo Advisors, LLC August 2010 - Present
Raymond James Financial Inc. January 2009 - August 2010
Morgan Stanley July 1999 - January 2009
Skills
Investments, Retirement Planning, Insurance, Mutual Funds
Education
University of Kentucky 1981 — 1985
Wells Fargo Advisors, LLC October 2012 - Present
HSBC Securities March 2003 - August 2012
AXA Advisors October 1985 - March 2003
Education
University of Miami - School of Business 1976 — 1980
Bachelor of Business Administration (BBA), Business Administration and Management, General
Colegio Santa Maria Lima - Peru 1966 — 1975
High School, Junior High/Intermediate/Middle School Education
Wells Fargo Advisors, LLC January 2010 - Present
Wachovia Securities, LLC February 2008 - January 2010
A.G. Edwards & Sons, Inc. July 2000 - February 2008
Systems Consultants, Inc. May 1988 - July 2000
Skills
Visio, Business Analysis, SDLC, Process Improvement, Unix, SQL, Enterprise Architecture, Business Intelligence, SharePoint, User Acceptance Testing, Requirements Gathering, Systems Analysis, ETL, Business Requirements, Vendor Management, SSIS, Data Warehousing, Software Documentation, Requirements Analysis, ASP.NET, Integration, Disaster Recovery, Database Design, Program Management, Oracle, SOA, Agile Methodologies
Education
University of Missouri-Columbia 1972 — 1976
B.S.
Wells Fargo Advisors, LLC January 2010 - Present
Skills
Investments, Retirement Planning, Risk Management, Fixed Annuities, IRAs, Wealth Management, Asset Allocation, Estate Planning, Investment Management, Portfolio Management, Retirement, Strategic Financial...
Education
University of Kentucky 1994 — 1998
Bachelor of Arts (B.A.), Political Science and Government
Wells Fargo Advisors, LLC September 2014 - Present
InvestorServices the brokerage team member of Metcalf Bank May 2011 - 2014
Central Bancompany 2008 - 2014
Wachovia July 2007 - July 2008
Atlas Securities 2005 - 2007
Atlas Securities 2002 - 2005
Arch Wireless 2000 - 2001
The Groves 1997 - 1998
The Groves 1997 - 1998
Skills
Retirement Planning, Mutual Funds, Life Insurance, Stocks, Unit Investment Trusts, Annuities, IRA's, Tax-Free Bonds
Education
University of Missouri-Columbia 1990 — 1994
Lee's Summit HS
Sales PRO
Wells Fargo Advisors, LLC May 2014 - Present
UBS March 2009 - March 2014
Smith Barney October 2006 - March 2009
Thorbahn Associates May 2003 - December 2003
Skills
Sales, Marketing, Customer Service, Relationship Management, Marketing Strategy
Education
Webb's Pro Fitness 1995 — 2015
Aerobics Instructor / Personal Trainer
University of Massachusetts Boston 1999 — 2002
Bachelor's degree, Business
Wells Fargo Advisors, LLC April 2013 - Present
Citi Personal Wealth Management September 2001 - April 2013
Skills
Retirement Planning, Retirement, Financial Advisory, Investment Strategies, Fixed Income, IRAs, 401k Rollovers, Long Term Care Insurance, Life Insurance, Fixed Annuities, Variable Annuities, Cash Management, Pensions, Corporate Retirement..., Beneficiary Planning, Budget Setting, Estate Planning, Wealth Accumulation, Wealth Transfer, Retirement Income..., Qualified Retirement...
Education
University of Maryland College Park 1979 — 1982
Bachelor of Science (B.S.), Advertising
Wells Fargo Advisors April 2014 - Present
Wells Fargo Advisors LLC November 2012 - April 2014
Wells Fargo Advisors LLC May 2011 - November 2012
State Street December 2010 - May 2011
Image Impact October 2010 - January 2011
Image Impact 2008 - 2010
Aflac 2006 - 2008
Education
University of Missouri-Kansas City 2008 — 2009
Master's degree, Accounting
William Jewell College 2001 — 2005
Bachelors Science, Banking & Finanace
Wells Fargo Advisors, LLC October 1991 - Present
Skills
Retirement Planning, Investments, Management, Financial Advisory, Wealth, Finance, Financial Analysis, Retirement, Insurance, Public Speaking, Customer Service, Mutual Funds, Trusts, Accounting, Team Building, Non-Conforming
Education
University of Michigan-Dearborn 1974 — 1978
BSA, Business Economics and Finance
Wells Fargo Advisors LLC March 1992 - Present
Education
University of Missouri-Columbia 1979 — 1983
Finance, Marketing, Economics
Voya Advisors, Inc. May 2015 - Present
Wells Fargo Advisors LLC. July 2011 - April 2015
Hewlett-Packard October 1988 - August 2005
HP 1999 - 2003
Hewlett-Packard January 1999 - January 2001
Hewlett-Packard 1988 - 1999
H.P./ Apollo 1986 - 1988
Education
University of Michigan 1979 — 1980
Harrison High
Wells Fargo Advisors, LLC February 2013 - Present
UBS Financial Services, Inc. April 2003 - February 2013
Credit Suisse (Donaldson, Lufkin and Jenrette) September 1995 - March 2003
Merrill Lynch February 1982 - September 1995
Skills
Investments
Education
University of Missouri-Columbia 1972 — 1976
BSBA, Accounting and Finance
Wells Fargo Advisors, LLC March 2012 - Present
SeaCrest Wealth Management 2009 - March 2012
Citi Global Markets / Smith Barney 2006 - 2009
Hilliard Lyons 2004 - 2006
Morgan Stanley 2002 - 2004
Morgan Stanley 2000 - 2002
Morgan Stanley 1996 - 2000
Skills
Series 7, Leadership, Relationship Management, Program Management, Wealth Management, Financial Advisory, Alternative Investments, Investment Advisory
Education
University of Kentucky
BBA
Wells Fargo Advisors, LLC November 2000 - Present
Skills
Executive Compensation, 10b5-1 Plans, Rule 144 Sales, Retirement Plan..., 401k Rollovers
Education
University of Massachusetts, Amherst 1975 — 2000
BA, Business Communications
Wells Fargo Advisors, LLC February 2009 - Present
Smith Barney Citigroup February 1998 - February 2009
Advest Group Inc June 1992 - February 1998
Skills
Fixed Annuities, Asset Allocation, Risk Management, Personal Finance, Liability Management, Financial Planning, Financial Modeling, Insurance, Financial Analysis, Loans, Alternative Investments, ALM, Asset Management, Banking, Investments, Life Insurance, Hedge Funds, Mutual Funds, Finance, Mortgage Lending, Estate Planning, Strategic Financial..., Retirement Planning, Management
Education
University of Maine 1979 — 1984
Bachelor's Degree, Natural Resources
University of Maine 1979 — 1981
Associate's Degree, Business Managment
Milford Area High School 1976 — 1979
Wells Fargo Advisors, LLC March 2008 - Present
Wachovia Securities March 2008 - November 2008
Preferred Resources January 2007 - March 2008
COMSYS May 2005 - January 2007
Bradford & Galt 2001 - 2003
Concord Systems, Inc 1999 - 2001
TEKsystems 1995 - 1999
Skills
Interviews, Human Resources, Recruiting, Talent Management, Strategy, Training, Program Management, Building Relationships, Team Management, Business Communications, Process Optimization, Development Training, Vendor Management, Vendor Relationships, Employee Management, Employee Training, Management, Temporary Placement, Sales, Hiring
Education
University of Missouri-Columbia 1989 — 1994
Bachleor of Arts, History
Parkway North High School 1986 — 1989
Wells Fargo Advisors, LLC March 2010 - Present
Northern Trust Securities Inc. February 1993 - March 2010
Lehman Brothers October 1991 - February 1993
Skills
Investments, Fixed Income, Retirement Planning, 401k Rollovers, Finance, Retirement, Mutual Funds, Asset Allocation, Securities, Long-term Care, Investment Strategies, Alternative Investments, Employee Benefits, Financial Services
Education
University of Michigan 1985 — 1989
BA, English
Reeths Puffer High School 1983 — 1985
Wells Fargo Advisors, LLC March 2014 - Present
Education
University of Michigan 1982 — 1988
Bachelors Degree
FINRA
Holds the FINRA Series 3, 7, 8, 63 & 65 Security Registrations
Wells Fargo Advisors, LLC April 2011 - Present
US Bancorp June 2002 - April 2011
US Bancorp July 2000 - May 2002
Skills
Investments, Retirement Planning, Strategic Financial..., Wealth Management, Mutual Funds, Comprehensive Planning
Education
University of Iowa - Henry B. Tippie College of Business 1998 — 2002
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
Wells Fargo September 2009 - Present
Wells Fargo Advisors, LLC 2001 - Present
Wells Fargo 2008 - 2009
AG Edwards 2001 - 2008
Education
University of Missouri-Rolla 1986 — 1991
BS in Computer Science, Computer Science/Engineer and Mathematics
RBC Wealth Management October 2013 - Present
RBC Wealth Management November 2012 - Present
Wells Fargo Advisors, LLC 2009 - November 2011
Wells Fargo Advisors January 2007 - November 2011
Piper Jaffray 2002 - 2006
Miller Johnson Steichen Kinnard (MJSK) March 1999 - November 2001
Piper Jaffray 1992 - 1998
Piper Jaffray 1989 - 1992
Piper Jaffray 1983 - 1989
Skills
Series 7, Business Development, Leadership Development, Recruiting, Coaching, Training, Leadership, Management, Wealth Management, Program Management, Financial Analysis
Education
University of St. Thomas 2012 — 2012
Mini Master of Project Management, Business Administration, Management and Operations
University of Minnesota-Twin Cities 1977 — 1983
BS, Women's Studies, Political Science, Economics
Wells Fargo Advisors September 2012 - Present
Wells Fargo Advisors, LLC 2009 - September 2012
Northwestern Mutual June 2007 - June 2008
Education
University of Kentucky 2003 — 2007
Bachelor of Business Administration, Finance
Universite de Neuchatel 2006 — 2006
International Business
Benjamin F. Edwards & Co. August 2012 - Present
Wells Fargo Advisors, LLC February 2009 - August 2012
A.G. Edwards February 1996 - February 2009
Ernst & Young September 1994 - February 1996
Education
University of Missouri-Columbia, College of Business 1990 — 1994
BSBA, Finance
Shawnee Mission South High School 1986 — 1989
Wells Fargo Advisors, LLC November 2001 - Present
Education
University of Minnesota - Carlson School of Management 2008 — 2012
Master of Business Administration (MBA)
Wells Fargo Advisors, LLC October 2012 - Present
Morgan Stanley Smith Barney June 2009 - October 2012
Citigroup Global Markets, Inc. aka Citi Smith Barney November 2007 - June 2009
Skills
Retirement Planning, College Education..., 401k Rollovers, Asset Allocation, Estate Planning, Investments, Insurance
Education
University of Missouri-Kansas City 1996 — 1997
BA, Biology, General
Salomon & Ludwin, LLC March 2013 - Present
Lowe, Brockenbrough & Company March 2011 - March 2013
Wells Fargo Advisors, LLC August 2009 - March 2011
Wachovia Securities, LLC April 1992 - June 2008
Banc of America Investments 1979 - 1992
Skills
Trading, Securities, Investments, Financial Services
Education
University of Mary Washington 1972 — 1976
BA, Spanish and Elementary Education
Wells Fargo Advisors, LLC October 1986 - Present
Skills
Operations Management, Billing Process, Performance Measurement, Process Improvement, Business Analysis, Team Leadership, Team Building, Customer Service, Policies & Procedures..., Training, Sales Operations, User Acceptance Testing, Risk Management, Time & Attendance, Bartending, Hospitality, Event Planning, Quality Assurance, Team Management, Portfolio Management, Credit, Mortgage Lending, Loans, Mortgage Banking, Banking
Education
University of Missouri-Saint Louis
Business Administration and Management, General
Ameriprise Financial Services, Inc. June 2009 - Present
Wells Fargo Advisors, LLC December 2003 - June 2009
Legg Mason September 1989 - December 2003
Skills
18 holes of golf is my..., Volunteering in...
Education
University of Maryland College Park 1968 — 1974
BA
Wells Fargo Advisors, LLC August 1999 - Present
Okemos, East Lansing ,and Alma Public Schools August 1994 - August 1999
Skills
Retirement Planning, Investments, Mutual Funds, Portfolio Management, Asset Allocation, Estate Planning, 401k Rollovers, Fixed Income Strategies, Risk Management, Wealth Management, Investment Planning, Multi-Generational..., Tax-efficient strategies, Wealth-preservation...
Education
University of Michigan 1990 — 1994
B.S.Ed, Education
East Lansing High 1987 — 1990
PepsiCo - Pepsi Beverages Company August 2012 - Present
Meritor June 2011 - August 2012
Wells Fargo Advisors, LLC June 2009 - June 2011
UBS Financial Services April 2005 - June 2009
Education
University of Michigan - Stephen M. Ross School of Business
Wells Fargo Advisors, LLC January 2009 - Present
Merrill Lynch Wealth Management August 1983 - January 2009
Skills
Strategic Financial..., Securities, Investment Advisory, Financial Services, Investments, Retirement Planning, Financial Analysis, Alternative Investments, Branch Management, Relationship Management, Investment Banking, Mutual Funds, Small Business, Finance, Fixed Income, Equities, Capital Markets, Private Equity
Education
University of Missouri-Columbia
BS, Accountancy
Wells Fargo Advisors, LLC May 2008 - Present
Marte Shoes May 1983 - November 2007
Daily Racing Form August 1979 - March 1983
Pro Football Weekly May 1977 - July 1979
Skills
Investments, 401k, Retirement, Fixed Income, Finance, Retirement Planning, Customer Service, Education Funding, Wealth Accumulation, Executive Benefit...
Education
Missouri School of Journalism 1973 — 1977
Bachelor of Journalism, Business
University of Missouri-Columbia 1973 — 1977
B.J. Bachelor of Journalism, Business Journalism
Parkway Central
Wells Fargo Advisors, LLC March 2003 - Present
Skills
Investments, Wealth Management, Finance, Mutual Funds, Retirement Planning, Series 7, Asset Allocation, Portfolio Management, Financial Services, Series 63, Series 65, Series 9 & 10
Education
University of Minnesota-Twin Cities 1986 — 1991
Wells Fargo Advisors, LLC November 2014 - Present
Sterneck Capital Management LLC December 2013 - October 2014
Charles Schwab & Co., Inc. June 2009 - October 2013
Fidelity Investments October 2007 - March 2009
Harris Bank, Harris Investor Services, Inc. July 2005 - November 2007
TD Waterhouse November 2004 - July 2005
Charles Schwab May 2003 - November 2004
Charles Schwab May 1999 - May 2003
Skills
CRM, Leadership, Recruiting, Business Development, Management, Training, Sales, Team Building, Coaching, Banking, Financial Services, Human Resources, Sales Process, Employee Training, Finance, Strategic Financial...
Education
University of Missouri-Saint Louis 1987 — 1992
BA, Communications
Univesity of Missouri
Wells Fargo Advisors, LLC May 2001 - Present
Sun Rise Sports & Family Chiropractic, PA 1984 - 2001
Skills
Financial Advisory, Retirement Planning, Asset Allocation, 401(k) Rollover, Financial Services, High Net Worth..., Investment Strategies, Equities, Fixed Income, Insurance, Annuities
Education
Univ of MN, St Cloud State Univ, Northwestern College of Chiropratic 1973 — 1983
Doctor of Chiropractic
University of Minnesota-Twin Cities
Wells Fargo Advisors, LLC November 2006 - Present
UBS May 2004 - November 2006
Skills
Microsoft Office, Management, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Leadership, 401k Rollovers, Asset Allocation, Business Owner Planning, Concentrated Stock..., Deferred Compensation, ESTATE INVESTMENT..., Financial Advisory, Fixed Income Strategies, Insurance, Retirement, Retirement Planning, Securities, Wealth Preservation...
Education
Western Kentucky University 2000 — 2003
Bachelor’s Degree, POLITICAL SCIENCE/BUSINESS
University of Kentucky 1998 — 2000
Political Science and Government
Wells Fargo Advisors, LLC June 2000 - Present
FJ Munter GmbH and Co KG April 1993 - October 1999
HTM Deutschland June 1988 - April 1993
Skills
Investments, Retirement Planning, IRAs, 401k Rollovers, Fixed Annuities, Asset Allocation, Mutual Funds, Retirement, Financial Advisory, Securities, 401k, Saving for Education, Employee Stock Options, Estate Planning..., Investment Advisory, Estate Planning, Team Building, Strategic Planning, Series 63, Finance
Education
University of Mannheim 1983 — 1988
Diplom - Kaufmann, Economics, Business Administration, Advertising Psychology
Pittwater House Grammar School 1972 — 1978
Higher School Certificate
Alternative Investment Solutions December 2009 - Present
Four Springs Capital LLC April 2011 - December 2013
Trimeteor Oil & Gas February 2013 - October 2013
BFS Financial, Inc. October 2009 - March 2011
Wells Fargo Advisors, LLC February 2008 - August 2009
Morgan Keegan 2005 - 2008
AmSouth Investments 2005 - 2007
Triad Advisors/Lowther & Co. Inc. 1999 - 2005
Morgan Stanley Smith Barney 1998 - 1999
Prudential Securities 1994 - 1998
Skills
Financial Planning, Financial Advisory, Portfolio Management, Alternative Investments, Asset Allocation, Retirement Planning, Real Estate, Investments, Series 63, Asset Managment, Insurance, Mutual Funds, Series 7, Securities, Investment Advisory, Wealth Management, Asset Management, Strategic Financial..., Valuation, Fixed Annuities, Leases, Finance, Investment Strategies, 401k
Education
University of Kentucky 1979 — 1983
BA, Finance and Journalism (dual degrees)
Nashua High School 1974 — 1978
High School Diploma, College Prep
Wells Fargo Advisors, LLC 2002 - Present
Morgan Stanley 2000 - 2002
Legg Mason 1983 - 1999
Palomar Financial (AMEX: PFN; later privatized) 1977 - 1982
Olinkraft, Inc (NYSE: OKF; acq. by Johns Manville who was acq. by Berkshire Hathaway) 1974 - 1977
Peat, Marwick, Mitchell & Co. (now KPMG) 1970 - 1974
Education
CBOE Options Institute
Chicago, Illinois; Diploma
University of Louisiana at Monroe 1974 — 1978
M. B. A., Management
Louisiana Tech University 1966 — 1970
B. S., Accounting, Finance, Economics
Allstate Financial Services, LLC April 2014 - September 2014
TD Ameritrade September 2011 - April 2014
wells Fargo Advisors LLC August 2010 - August 2011
Virginia Asset Management September 2008 - December 2009
Wachovia Securities March 2003 - December 2007
Wachovia Securities, LLC 2002 - 2006
Fideltiy Investments 2000 - 2003
Anderson & Strudwick February 1998 - March 2000
Capital One January 1994 - February 1998
Skills
Finance, Investments, Retirement Planning, Series 7, Mutual Funds, Wealth Management, Financial Planning, Retirement, Leadership, Financial Services, Sales, Direct Sales, New Business Development, Account Management, Account Developement
Education
University of Louisiana at Monroe 1990 — 1993
Bachelor of Arts (B.A.), Education
Benedictine High School 1985 — 1989
UMass Boston August 2014 - Present
Mosaic Research Management May 2015 - Present
Team Mizuno USA Baseball January 2012 - Present
Fidelity Investments February 2014 - April 2015
State Street Bank December 2012 - February 2014
Bases Loaded Baseball June 2010 - August 2013
State Street Bank June 2011 - December 2012
Wells Fargo Advisors, LLC December 2010 - January 2011
Skills
Microsoft Excel, Mutual Funds, Investments, Accounting, Bloomberg, Client Service Oriented, Fund Accounting, Entrepreneurship, Equities, Account Reconciliation, Foreign Markets, Athletics, Recruiting, Fundraising, Coaching, Customer Service
Education
University of Massachusetts Boston 2014 — 2016
Master of Business Administration (MBA)
University of Massachusetts Dartmouth 2007 — 2011
B.S. Finance, Economics Minor, Cum Laude
Giles McPhail Wealth Management July 2015 - Present
Wells Fargo Advisors, LLC January 2011 - July 2015
The University of Mississippi January 2006 - December 2010
Regions Bank July 2002 - December 2005
Skills
Financial Advisory, Asset Allocation, Relationship Management, 401(k) Rollover, Estate Investment..., Retirement Planning
Education
University of Mississippi 1997 — 2001
2001, Journalism
Wells Fargo Advisors, LLC March 2012 - Present
Wells Fargo Advisors August 2010 - March 2012
Edward Jones August 2009 - August 2010
Edward Jones March 2007 - August 2009
Skills
Series 7, Training, Business Development, Sales, Entrepreneurship, Leadership, Strategy, New Business Development, Coaching, Financial Services, Financial Analysis, Recruiting, Risk Management, Banking, Financial Advisory, Relationship Management, Strategic Partnerships
Education
University of Missouri-Columbia 1998 — 2002
Bachelor, Business, Psychology, French
Mary Institute St. Louis Country Day School 1994 — 1998
Wells Fargo Advisors, LLC December 2013 - Present
UBS Financial Services February 2001 - December 2013
Prudential Securities April 1997 - February 2001
Education
University of Mississippi 1982 — 1986
B.B.A., Banking & Finance
Wells Fargo Advisors, LLC February 1992 - Present
Skills
Asset Allocation, Investment Strategies, Retirement, Bonds, Finance, Mutual Funds, Securities, Retirement Planning, Retirement Income..., Educational Savings, Employee Stock Option..., Risk Management, Financial Analysis, Asset Management, Strategic Planning, Leadership
Education
University of Michigan 1987 — 1991
BS, Biology
Ricaltons Village Tavern October 2013 - Present
Delbarton School, Fathers and Friends Board June 2012 - Present
Mayo Performing Arts Center July 2011 - Present
Cornerstone Family Programs (formerly Family Services of Morris County) May 2011 - Present
Morristown Junior Colonial Youth Hockey Program June 2011 - June 2015
Wells Fargo Advisors, LLC June 2010 - November 2013
LaBranche & Co. October 2008 - January 2010
LaBranche & Co. 2006 - January 2010
New York Stock Exchange 1982 - 2005
Education
University of Massachusetts Boston
C.H. Robinson September 2014 - Present
McFarlane Media Interests December 2009 - Present
Blue Cross and Blue Shield of Minnesota December 2013 - March 2014
Helgeson Enterprises, Incorporated August 2012 - August 2013
Wells Fargo Home Mortgage April 2012 - June 2012
Airtex Design Group December 2011 - April 2012
Wells Fargo Advisors, LLC December 2009 - May 2011
Divine HealthCare Network August 2008 - July 2009
University of Minnesota Bookstores February 2006 - July 2008
State Senator Sandra Pappas (DFL-St. Paul) January 2008 - May 2008
Skills
Journalism, Writing, Editing, Data Entry, Organizational..., Able To Multi-task, Report verification, Confidentiality, Research, Issue Resolution, Local Government, Telephone Reception, Lobby reception, Mathematics, Typing, Written Communication, Verbal Communication, Cross-referencing, High Level Of Accuracy, Multi-line Phone, Microsoft Office, Filing, Business Letters, Copying, Faxing, Fax, Politics, Critical Thinking, Customer Satisfaction, Highly detail oriented, Telephone Skills
Education
University of Minnesota-Twin Cities 2004 — 2008
BA, Political Science, 3.103
Wells Fargo Advisors, LLC April 2014 - Present
Schneider National August 2013 - April 2014
Schneider National June 2013 - August 2013
Borgata Hotel Casino & Spa June 2012 - August 2012
Skills
Microsoft Excel, Microsoft Office, Strategic Planning, Transportation..., Oracle Reports, Outlook, Public Speaking
Education
Robert H. Smith School of Business 2009 — 2013
Supply Chain Management, Marketing
University of Maryland College Park 2009 — 2013
Bachelor of Applied Science (BASc), Logistics, Materials, and Supply Chain Management
Wells Fargo Advisors, LLC September 1999 - Present
R.B, Swan & Son, Inc. January 1975 - August 1999
Skills
Investments, Retirement Planning, 401k Rollovers, IRAs, Small Business, Mutual Funds, 529 Plans, Insurance, Alternative Investments, 401k, Non-profits, High Net Worth..., Retirement, IRA's, Retirement Income..., Stocks, Bonds, Wealth Preservation, Income Protection, Variable Annuities, Irrevocable Life..., Income Generation, Estate Planning...
Education
University of Maine
B.S., Natural Resource Economics
Schwab Private Client Investment Advisory, Inc., Charles Schwab & Co., Inc May 2013 - Present
Wells Fargo Advisors, LLC February 2011 - January 2013
Fidelity Investments January 2007 - January 2011
The Bank of New York September 2005 - January 2007
Charles Schwab June 2004 - August 2005
The Bank of New York February 2003 - May 2004
Charles Schwab & Co. November 1996 - December 2002
Morgan Stanley Dean Witter 1995 - 1996
Skills
Financial Services, Series 63, Wealth Management, Investments, Strategic Financial..., Portfolio Management, Fixed Income, Mutual Funds, Retirement Planning, Securities, FINRA, Retirement, Insurance, Finance, Equities, Series 7, Alternative Investments, Asset Allocation, Mortgage Lending
Education
University of Massachusetts Boston 1992 — 1992
Bachelor of Arts, Economics
Wells Fargo Advisors, LLC January 1981 - Present
Education
Red Wing High School
University of Minnesota-Duluth
Bachelor of Business, Business-Finance
Online Trading Academy October 2012 - Present
ARINC Speakeasy Toastmasters Club May 2011 - May 2014
Novartis October 2012 - October 2013
Online Trading Academy July 2011 - September 2012
Wells Fargo Advisors, LLC October 2010 - July 2011
King Pharmaceuticals August 2009 - August 2010
Merck June 2002 - April 2009
Skills
Leadership, Marketing, Team Building, Public Speaking, Sales, Coaching, Business Planning, Customer Service, New Business Development, Management, Investments, Sales Management, Training, Marketing Strategy, Social Media, Start-ups, Trading, Options, Entrepreneurship, Strategy, Stocks, Series 7, Uniform Combined State..., Business Development, Business Strategy, Lead Generation, Online Marketing, Sales Operations, Customer Relations, Roth IRA, IRAs
Education
University of Maryland College Park 1994 — 1999
Bachelor of Science, Health and Human Performance
Wells Fargo Advisors, LLC August 2010 - Present
Morgan Stanley Smith Barney June 2006 - August 2010
Skills
Retirement Planning, Investments, Finance, Financial Advisory, Insurance, Small Business, Retirement, Fixed Annuities, Mutual Funds, 401k, Long Term Care Insurance, Life Insurance, Chartered Retirement...
Education
University of Miami - School of Business 2003 — 2007
BBA, Finance, Management, Marketing
Wells Fargo Advisors, LLC June 1999 - Present
Skills
Asset Management, Professional Networking, Risk Assessment, Retirement Planning, IRA Rollovers, Insurance, IRAs, Asset Managment, Client Counseling, Finance, Manage Client..., Investments, Client Relations Skills, Client Development, Retirement, Client Liaison, Financial Services, Business Networking, Series 63
Education
University of Miami - School of Business 1995 — 1999
BBA, Finance
Wells Fargo Advisors May 2011 - Present
Wells Fargo Advisors, LLC November 2008 - May 2011
Perficient, Inc. August 2005 - October 2008
World Usability Day St. Louis June 2006 - November 2006
Lexmark International January 2005 - August 2005
University of Missouri-Rolla January 2003 - December 2004
Skills
Contextual Inquiry, Heuristic Evaluation, Information Architecture, Card Sorting, Requirements Gathering, Task Analysis, Competitive Analysis, Reviews, Usability Testing, User-centered Design, User Research, Interaction Design, Wireframes, CRM, Experience Design, User Experience Design, Business Analysis, Management, Usability, User Experience
Education
University of Missouri-Rolla 1999 — 2004
BS & MS, Psychology, Computer Science, Human Computer Interaction, Economics, IT
Shawnee Mission West High School 1996 — 1999
High School Diploma
Wells Fargo Advisors, LLC September 2001 - Present
Merrill Lynch August 1990 - September 2000
Education
University of Massachusetts, Amherst 1983 — 1986
BA
Wells Fargo Advisors, LLC 2014 - Present
Morgan Stanley 2012 - 2014
TradeStation Securities 2006 - 2011
TradeStation Securities 2003 - 2006
Legg Mason 1999 - 2003
Morgan Stanley Dean Witter 1997 - 1999
Education
University of Maryland College Park
BS
WaterFront Wealth May 2012 - Present
Wells Fargo Advisors, LLC December 1999 - May 2012
Skills
Retirement, Estate Planning, Finance, Long Term Care Insurance, Retirement Planning, Investments, Wealth Management, Small Business, 401k, Life Insurance, Insurance, Mortgage Lending, Portfolio Management, Strategic Planning, Sales Management, Loans, Mutual Funds, Financial Advisory, Wealth
Education
University of Missouri-Columbia 1994 — 1998
Bachelors, Business Management & Finance
Wells Fargo Advisors, LLC April 2011 - Present
Smith Barney July 2007 - April 2011
UBS Wealth Management July 2005 - July 2007
Carlin Financial Group January 1998 - December 2001
Timber Lake & Tyler Hill Camps September 1980 - October 1997
Skills
Retirement Planning, Investments, Insurance, Long-term Care, Philanthropy, Education Funding, Estate Planning...
Education
University of Massachusetts, Amherst 1981 — 1985
BA, Business/Marketing
Wells Fargo Advisors March 2014 - Present
Unisys April 2011 - March 2014
Wells Fargo Advisors, LLC December 2009 - April 2011
Nestle Purina December 2008 - December 2009
Maritz February 2008 - November 2008
Federal Agency March 2004 - February 2008
State of MO April 2003 - March 2004
Self-employed March 2002 - March 2003
A.G. Edwards May 2000 - February 2002
Western Pacific Technologies September 1999 - May 2000
Skills
Requirements Analysis, Software Documentation, Microsoft SQL Server, Business Analysis, SDLC, Business Intelligence, Systems Analysis, Java, J2EE Application..., JSP, Struts, MyEclipse, JBoss Developer Studio, JBoss EAP, JBoss Application Server, Websphere, DB2, MKS Integrity, ClearCase, ASP.NET, C#, SOA, Agile Methodologies, Project Management, SharePoint, SQL, Visio, XML, Vendor Management
Education
University of Missouri-Saint Louis 1998 — 2000
Bachelor, Management Information Systems
Wells Fargo Advisors, LLC September 2000 - Present
Education
University of Miami 1985 — 1987
Bachelor Of Science in Communications, Communications
Herkimer County Community College 1983 — 1985
Associates in Applied Science, Broadcasting Communications
WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC) March 2011 - Present
Wells Fargo Advisors, LLC July 2006 - Present
May Merchandising Company 2000 - 2006
Education
University of Missouri-Saint Louis 2001 — 2006
Stifel Nicolaus August 2009 - Present
Wells Fargo Advisors, LLC May 2009 - August 2009
Wachovia Securities LLC October 2007 - May 2009
A.G. Edwards & Sons, Inc. 2003 - 2007
Blackwell Sanders Peper Martin, LLP 2001 - 2003
Skills
FINRA, Corporate Law, Arbitration, Securities, Securities Regulation, Securities Litigation
Education
University of Missouri-Columbia
B.A.
Washington University in St. Louis School of Law
J.D.
TD Ameritrade February 2014 - Present
Wells Fargo Advisors, LLC May 2013 - February 2014
Fidelity Investments May 2010 - May 2013
Fidelity Investments July 2007 - May 2010
Fidelity Investments November 2005 - July 2007
GE Capital July 2004 - November 2005
Skills
Investments, Personal Financial..., Financial Services, Strategic Financial..., Relationship Management, Portfolio Management, Wealth Management, Asset Management, Securities, Finance, Alternative Investments, Financial Analysis, Fixed Income, Process Improvement, Mortgage Lending, Mutual Funds
Education
University of Kentucky 2000 — 2004
Bachelor of Arts, Economics
Wells Fargo Advisors February 2007 - Present
Fiserv 2009 - 2010
Wells Fargo Advisors, LLC 2008 - 2010
Skills
Systems Analysis, Business Analysis, DB2, Data Analysis, SQL Server, Visual C#, Perl, Trading Systems, Managed Accounts, Financial Modeling, .NET, Object Oriented Design
Education
University of Missouri-Saint Louis 2002 — 2005
Bachelor of Science (BS), Management Information Systems, General
UBS April 2014 - Present
Wells Fargo Advisors LLC April 2005 - April 2014
SunTrust Investment Services March 2001 - April 2005
Morgan Stanley 2000 - 2001
Education
University of Maryland College Park 1996 — 2000
BS, Government & Politics
Wells Fargo Advisors, LLC April 2015 - Present
Wells Fargo Advisors, LLC. January 2014 - Present
Wells Fargo Advisors, LLC. June 2008 - January 2014
Common Apparel LLC. October 2007 - April 2009
Wachovia Securities September 2000 - June 2008
Janney Montgomery Scott 1997 - 2000
Delaware Investments 1994 - 1997
Skills
Investments, Financial Advisory, Public Speaking, Retirement Plan..., Securities, Mutual Funds, Retirement Planning, Retirement, Finance, ETFs, Financial Services
Education
University of Maryland College Park 1987 — 1991
Wells Fargo Advisors, LLC April 1985 - Present
Education
University of Minnesota - Carlson School of Management 1976 — 1982
Baptist Healthcare System August 2013 - Present
Dr. Margaret Sparks, Dermatologist March 2011 - May 2012
Wells Fargo Advisors, LLC June 2004 - December 2010
Stage One October 2002 - March 2003
Junior Achievement of Kentuckiana, Inc. June 1999 - April 2002
Community Health Trust May 1996 - August 1998
US Postal Service/Brownsboro Hardware March 1994 - August 1996
Lane Bryant August 1992 - January 1994
Music Theatre of Louisville May 1992 - August 1993
Dunc's Consignments April 1992 - August 1993
Skills
Leadership, Event Planning, Sales, Time Management, Retail, Customer Service, Public Speaking, Software Documentation, Microsoft Excel, Microsoft Office, Fundraising, Nonprofits
Education
Bellarmine University 2012 — 2013
BSN, Registered Nursing/Registered Nurse
Jefferson Community College 2011 — 2012
Prerequisites, Registered Nursing/Registered Nurse
American Red Cross Louisville 2010 — 2010
CNA, Nursing Assistant Course
University of Louisville 1992 — 2001
BA, Event Planning & Production
Central High School 1989 — 1992
High School Requirements, General Studies
University of Louisville 1989 — 1992
Bachelor of Nursing, Registered Nursing/Registered Nurse
Highland Middle School 1986 — 1989
Middle School Requirements, General Studies
Wells Fargo Advisors April 2015 - Present
Merrill Lynch July 2012 - April 2015
Wells Fargo Advisors, LLC January 2008 - July 2012
Cantor Fitzgerald June 2006 - September 2007
Brown Parker & DeMarinis Advertising December 2004 - October 2005
Deutsch Advertising January 2002 - November 2004
Skills
Investments, Bonds, Asset Allocation, Securities, Equities, Fixed Income, Mutual Funds, Asset Management, Sales, Variable Annuities, Fixed Annuities, Alternative Investments, FINRA, Retirement Planning, Financial Services, Equity Trading, Retirement, CRM, Account Management, New Business Development, Asset Managment
Education
University of Miami 1997 — 2001
BBA
The Wheatley School 1993 — 1997
Wells Fargo Advisors, LLC July 2008 - Present
GMAC Insurance April 2007 - October 2007
GMAC Insurance March 2004 - March 2007
GMAC Insurance June 1986 - February 2004
Skills
Salesforce, Meeting Planning, Contract Negotiation, Coordinate Meetings, Budget Reconciliation, Vendor Relationships, Access, Analysis, Cross-functional Team..., Project Management, SDLC, Salesforce.com, Software Documentation, Visio
Education
University of Missouri-Saint Louis 2004 — 2008
Chancellor's Certificate, Microcomputer Program
Control Data Institute 1981 — 1982
Certificate of Completion, Computer Programming
Wayne State University 1973 — 1977
B.S., Elementary Education
Wells Fargo Advisors, LLC November 2008 - Present
Drury Development October 2007 - November 2008
Education
University of Missouri-Columbia 2002 — 2006
Wells Fargo Advisors, LLC July 1987 - Present
President Ford Campaign August 1975 - May 1976
US Army June 1966 - July 1969
Education
University of Miami 1960 — 1965
Bof Ed, history
American university dc 1963 — 1964
history
Edward Jones February 2013 - Present
Wells Fargo Advisors, LLC September 2009 - February 2013
Wachovia Securities January 2008 - September 2009
A.G. Edwards 2001 - 2008
Education
University of Missouri-Columbia School of Law 1996 — 1999
JD, Law
University of Missouri-Columbia
Wells Fargo Advisors, LLC March 1992 - Present
Skills
Investments, Retirement, Analysis, Mutual Funds, Risk Management, Insurance, Asset Allocation, Retirement Planning, Investment Strategies, Strategic Planning
Education
University of Minnesota-Twin Cities 1987 — 1990
Bachelors, Business & Finance
Wells Fargo Advisors, LLC May 2012 - Present
Principal Financial Group August 2008 - May 2012
Cammack LaRhette Consulting August 2000 - August 2008
Skills
Mutual Funds
Education
University of Maryland College Park 1996 — 2000
Bachelor's degree, Business Administration and Management
Horace Greeley High School 1992 — 1996
Principal Financial Group November 2010 - Present
Wells Fargo Advisors, LLC August 2008 - August 2011
Education
University of Maryland - Robert H. Smith School of Business
Bachelor's, Finance
Wells Fargo Advisors, LLC May 2001 - Present
Skills
Mutual Funds, Retirement Planning, Investments, Retirement, Asset Allocation, Investment Strategies, Financial Analysis
Education
University of Louisiana at Lafayette 1982 — 1985
BS, Finance
Ameren June 2013 - Present
Nestle Purina April 2012 - May 2013
Ameren January 2011 - April 2012
Wells Fargo Advisors, LLC December 2009 - January 2011
Anheuser-Busch InBev January 2009 - October 2009
Anheuser-Busch January 1999 - December 2008
Anheuser-Busch January 1996 - January 1999
Anheuser-Busch April 1987 - January 1996
Education
University of Missouri-Columbia 1979 — 1984
BS, Electrical Engineering
University of Missouri-Columbia 1979 — 1984
BS, Computer Engineering
Wells Fargo Advisors, LLC August 2014 - Present
UBS Financial Services, Inc. May 2004 - August 2014
Peak Pilates 2009 - 2010
Prudential Capital Group June 2002 - January 2003
Skills
Portfolio Management, Wealth Management, Investments, Securities, Equities, Alternative Investments, Mutual Funds, Finance, Fixed Income Strategies, Wealth Preservation..., Retirement Planning, Financial Services, Strategic Planning, Asset Allocation, Bonds, ETFs, Financial Advisory, Investment Strategies, Retirement
Education
University of Michigan 1998 — 2002
BBA, Business Adminstration, Finance
Wells Fargo Advisors, LLC January 1995 - Present
Alex Brown & sons October 1981 - January 1995
Skills
Portfolio Management, Financial Modeling, Financial Analysis, Investments, Banking, Credit, Series 7, Credit Analysis, Loans, Wealth Management, Financial Services, Strategic Financial..., Valuation, Equities, Finance, Capital Markets, Underwriting, Mutual Funds, Series 63, Asset Management
Education
University of Michigan 1971 — 1973
MBA, Marketing
University of North Carolina at Chapel Hill 1967 — 1971
AB, Economics (with Honors)
Wells Fargo Advisors, LLC 2009 - Present
Education
Washington University in St. Louis - Olin Business School 1986 — 1990
M.B.A., Finance
University of Missouri-Columbia 1981 — 1985
B.S.B.A., Management
Charles Schwab July 2009 - Present
Wachovia Securities, LLC September 2008 - July 2009
A.G. Edwards December 2003 - July 2009
A.G. Edwards December 2003 - July 2009
Wells Fargo Advisors, LLC 2008 - 2009
Mizzou Athletics 2000 - 2002
Education
University of Missouri-Saint Louis 2004 — 2006
MBA, Business
University of Missouri-Columbia, College of Business 1998 — 2002
Marketing
Wells Fargo Advisors, LLC January 2015 - Present
UBS Financial Services Inc November 2010 - January 2015
Gary R Weber Associates, Inc. September 2008 - March 2009
Beckett & Raeder Inc. 2003 - 2007
Johnson Hill Land Ethics Studio July 2002 - October 2003
Self Employed May 2001 - July 2002
University of Michigan January 2001 - December 2001
Land Ethics, Inc April 2000 - August 2000
Paine Webber August 1996 - March 1998
Paine Webber December 1993 - August 1996
Education
University of Michigan
MLA, Landscape Architecture
White Oak Financial Advisors, LLC December 2013 - Present
Wells Fargo Advisors, LLC August 1993 - December 2013
Education
University of Missouri-Columbia, College of Business 1985 — 1989
Finance and Real Estate
Oversize Logistics, LLC May 2015 - Present
Wells Fargo Advisors, LLC October 2012 - May 2015
First Federal of Charleston May 2004 - July 2012
Wachovia Bank August 2003 - April 2004
Citzens National Bank April 2000 - July 2003
Sequoia National Bank October 1999 - April 2000
Sandy Spring National Bank January 1997 - November 1999
Nations Bank August 1985 - January 1997
Skills
Logistics, Heavy Haul, Specialized Equipment, Freight Transportation, Freight Brokerage, Transportation Planning, Supply Chain, Supply Chain Management, Supply Chain..., Truckload, LTL, Ocean Freight, Investments, Loans, Financial Advisory, Credit, Investment Valuation, Deposit Growth, Investment Selection
Education
University of Maryland College Park 1986 — 1989
Business Administration and Management, General
DeMatha Catholic High School 1981 — 1985
Wells Fargo Advisors, LLC October 1992 - Present
Skills
Securities, Financial Advisory
Education
University of Mary Washington 1988 — 1992
B.A., Economics
Wells Fargo Advisors, LLC January 2001 - Present
Skills
Investments, Small Business, Financial Services, Financial Analysis, Finance, Retirement Planning, Financial Risk, Underwriting, Insurance, Risk Management
Education
University of Maryland College Park 1971 — 1974
Bachelor
Calvert Hall College High School 1964 — 1968
Wells Fargo Advisors, LLC April 1999 - Present
Skills
Investments
Education
University of Louisville
Wells Fargo Advisors, LLC October 2006 - Present
Morgan Keegan and Company June 1999 - October 2006
Skills
Investments, Bonds, Mutual Funds, Investment Strategies, Financial Analysis
Education
University of Mississippi 1995 — 1999
Wells Fargo Advisors, LLC September 2006 - Present
Skills
Investment Advisory, Investments, 401k, Mutual Funds, Mortgage Lending, Series 7, Finance, Asset Allocation, Investment Strategies, Uniform Combined State..., Trading, Retirement, Estate Planning, Financial Advisory, Financial Analysis, FINRA, Strategic Planning, Retirement Planning, Securities, Wealth Management, Financial Markets, Alternative Investments, Portfolio Management, Series 65, Series 6, Wealth, Equities, Fixed Annuities, Series 63, Asset Management, Strategic Financial..., Financial Planning
Education
University of Missouri-Columbia, College of Business
BSBA
Wells Fargo Advisors, LLC December 2009 - Present
A.G. Edwards & Sons, Inc. January 1992 - December 2009
Skills
Retirement Planning, Investments, Risk Management, Insurance, Strategic Planning, Securities, 401k Rollovers
Education
University of Louisiana at Monroe
MBA, Business
Plooster Real Estate Holdings, LLC July 2014 - Present
Wells Fargo Advisors, LLC October 2011 - December 2013
Burlington Capital Group Emerging Markets 2010 - 2011
Valor Equity Partners 2010 - 2010
Deutsche Bank Securities 2007 - 2010
Helzberg Angrist Capital LLC 2006 - 2006
Skills
Equities, Bloomberg, Fixed Income, Equity Research
Education
University of Michigan 2004 — 2007
Bachelor of Science (B.S.), Industrial Operations Engineering
Wells Fargo Advisors, LLC June 1988 - Present
Skills
Financial Modeling, Series 7, Financial Analysis, Investments
Education
University of Louisiana at Lafayette 1967 — 1971
BS, BUSINESS ADMINISTRATION
Wells Fargo Advisors, LLC 2000 - Present
Skills
Series 63, Investments, Sales, Asset Allocation, New Business Development, Retirement Planning, Finance, Series 7, 401k, Mutual Funds, Financial Analysis, Wealth Management, Portfolio Management, Retirement, Customer Service, Sales Management, Management
Education
Webster University 1998 — 2002
MBA, Business
University of Missouri-Columbia 1993 — 1997
BSBA, Finance
Wells Fargo Advisors, LLC January 2014 - Present
BB&T Scott & Stringfellow September 1996 - January 2014
Education
Mary Washington College 1988 — 1992
Bachelor of Science
Meadowbrook High School 1984 — 1988
J.P. Morgan October 2014 - Present
Wells Fargo Advisors, LLC June 2010 - October 2014
Education
University of Iowa - Henry B. Tippie College of Business 2005 — 2009
B.B.A., Finance
Wells Fargo Advisors, LLC 1988 - Present
Education
University of Michigan 1978 — 1982
Bachelor of Science (B.S.), Resource Policy and Management
Wells Fargo Advisors, LLC June 2009 - Present
Wells Fargo Advisors, LLC May 2006 - June 2009
Skills
Retirement Planning, Investments, Retirement, Pensions, Mutual Funds, Asset Allocation, 401k, Fixed Annuities, IRAs, Finance
Education
University of Iowa - Henry B. Tippie College of Business 2002 — 2006
MBA, Business Administration
Wells Fargo Advisors, LLC September 1995 - Present
Education
University of Minnesota-Twin Cities 1970 — 1974
BA, Economics
Wells Fargo Advisors, LLC February 1995 - Present
Skills
Retirement Planning, Investments
Education
University of Missouri-Columbia 1980 — 1984
Bachelor of Science, Agriculture Economics
Wells Fargo Advisors, LLC June 2013 - Present
Wells Fargo Advisors, LLC August 2009 - Present
Wells Fargo July 2006 - July 2009
Affinity Plus Federal Credit Union January 2005 - January 2006
Skills
Customer Service, Sales Operations, Compliance, Microsoft Word, Social Networking, Social Media, Windows, Triathlon, Animal Welfare
Education
University of Minnesota-Twin Cities 1997 — 2002
Bachelor of Arts (B.A.), Archeology
Wells Fargo Advisors, LLC August 2005 - Present
Education
University of Michigan
Bachelor of Arts (B.A.), Political Science and Economics
Wells Fargo Advisors, LLC February 2012 - Present
Leonard & Company January 2008 - February 2012
Morgan Stanley March 1993 - December 2007
Education
University of Michigan-Dearborn 1989 — 1993
Bachelor's Degree, Accounting and Finance
Wells Fargo Advisors, LLC 1987 - Present
Education
University of Minnesota - Carlson School of Management 1972 — 1976
BSB