Wells Fargo Brokerage Services, LLC
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10 Wells Fargo Brokerage Services, LLC employees in database. Find out everything there's to know about Wells Fargo Brokerage Services, LLC employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Wells Fargo Brokerage Services, LLC Employees
Bremer Bank November 2014 - Present
TCF Bank April 2012 - July 2014
Wells Fargo Bank NA January 2009 - November 2011
Wells Fargo Bank NA January 2006 - October 2009
Wells Fargo Bank January 2004 - January 2006
Wells Fargo Brokerage Services, LLC January 1998 - January 2004
Norwest Bank January 1987 - January 1998
Skills
Banking, Risk Management, Commercial Banking, Loans, Credit, Credit Analysis, Negotiation, Coaching, Process Improvement, Cross-functional Team..., Customer Service, Finance, Business Development, Mentoring, Cross Selling, Deal Structuring, Strategic Planning, Portfolio Management, Financial Analysis
Education
University of Wisconsin-Madison 1984 — 1986
MBA, Marketing, Finance
Hope College 1979 — 1983
BA, History
Wells Fargo Bank January 2011 - Present
Wells Fargo Securities July 2007 - April 2011
Wells Fargo Brokerage Services, LLC--Public Finance Division July 2005 - July 2007
Wells Fargo Brokerage Services, LLC May 2004 - June 2005
Tele Atlas January 2001 - July 2003
ProMap corp 2000 - 2000
Skills
SDLC, Business Analysis, Financial Services, Requirements Gathering, Visio, Project Management, Release Management, Project Governance, Risk Management
Education
University of St. Thomas - Opus College of Business 2003 — 2005
MBA
Iowa State University 1995 — 1999
Carleton College March 2015 - Present
Wells Fargo Bank July 2014 - February 2015
Wells Fargo Securities October 2006 - June 2014
Wells Fargo Brokerage Services, LLC 1998 - 2001
Piper Jaffray, Inc. 1996 - 1998
Piper Jaffray, Inc. 1995 - 1996
Piper Jaffray, Inc. 1993 - 1995
Skills
Fixed Income, Series 7, Series 63, Analysis, Oracle BI EE, Salesforce.com
Education
University of Minnesota-Duluth
Bachelor of Science (B.S.), Mathematics
Target November 2011 - Present
Wells Fargo Advisors August 2001 - October 2011
Wells Fargo Investments LLC August 2000 - August 2001
Wells Fargo Brokerage Services, LLC May 1998 - August 2000
Accountemps June 1995 - May 1998
Skills
Operations Management, Strategic Planning, Team Building, Critical Thinking, Call Center, Series 7, Series 63, Workforce Management, Process Improvement, Customer Service, Risk Management, Strategic Financial..., Business Analysis, Vendor Management, Analysis, Forecasting, Mutual Funds, Business Process..., Change Management, Financial Analysis, Call Centers, Leadership, Management
Education
University of Saint Thomas 1994 — 1997
Bachelor of Arts, Accounting
University of Minnesota-Duluth 1991 — 1994
Wells Fargo Securities, LLC July 2009 - Present
Wells Fargo Brokerage Services, LLC July 2007 - June 2009
Wells Fargo Brokerage Services, LLC January 2004 - June 2007
Norwest Investment Services, Inc July 1996 - December 2003
Skills
Series 7, Series 63, Securities, Fixed Income, Investments, Bloomberg, Bonds, Financial Services, Equities, Portfolio Management
Education
University of Minnesota Duluth 1992 — 1996
Bachelor, Finance
Securities America, Inc. Member FINRA/SIPC January 2014 - Present
Wells Fargo 2009 - January 2014
Wells Fargo Securities, LLC 2000 - 2009
Wells Fargo Brokerage Services, LLC 2000 - 2000
The Prudential Insurance Company of America 1998 - 2000
Norwest Investment Services, Inc. 1993 - 1998
Norwest Investment Services, Inc. 1990 - 1993
Norwest Bank 1988 - 1990
KPMG Peat Marwick 1985 - 1988
Skills
Brokerage Compliance, Compliance, Board of Director..., Change Management, Collaborative Leadership, Communication Skills, Executive Coaching, Financial Analysis, FINRA, Investments, Investment Brokerage, Offshore Outsourcing, P&L Responsibility, Presenter, Risk Management, Strategic Planning, Technical Writing, Series 7, Series 24, Series 4, Series 53, Series 65, Series 27, Series 63, CPA (inactive), State of Minnesota..., Brokerage, Budgets, Board of Directors, Process Improvement, Fixed Income, Leadership, Management, P&L Management, Capital Markets, Banking, Wealth Management, Retirement, Mutual Funds, Relationship Management, Bonds, Operations Management, Training
Education
St. John's University 1981 — 1985
Bachelor of Science (B.S.), Accounting, minor in Business Administration
University of St. Thomas 1997 — 2000
Master of Business Administration (MBA), Marketing
University of St. Thomas 2003 — 2003
Mini Master of Information Technology
Fintegra, LLC June 2009 - Present
Wells Fargo Brokerage Services, LLC April 2007 - June 2009
Residential Funding Securities Corp. April 2004 - April 2007
GMAC (RFC) RESCAP 2004 - 2007
Marquette Financial Group 1982 - 2001
Skills
Finance, Investments, Financial Reporting, Auditing, Securities, Management, FINRA, Variance Analysis, Mortgage Lending, Securitization, AML, Strategic Financial..., Due Diligence, Strategic Planning, Financial Analysis, Sales, Mergers, Mergers & Acquisitions
Education
University of Northern Iowa 1974 — 1978
BA, Accounting, Minor in Economics
Verus Consulting Group LLC May 2009 - Present
Ameriprise Financial January 2006 - May 2009
SunGard June 2004 - 2006
Wells Fargo Brokerage Services LLC 1998 - 2004
ADP Securities Industry Software (Broadridge) January 1996 - March 1998
Howe Barnes Investments Inc. June 1989 - January 1996
Rose & Company Discount Brokerage January 1986 - June 1989
Skills
Mutual Funds, Fixed Income, Back Office, Series 7, Securities, Financial Services, FINRA, Mergers & Acquisitions, Wealth Management, Corporate Actions, Asset Management, Financial Markets, Portfolio Management, Business Analysis, Equities, Options, Market Data, Finance, Bonds, Investments, Series 63, Trading, Risk Management, Management, Capital Markets, Middle Office, Derivatives, Hedge Funds, Settlement, Trading Systems, Prime Brokerage, FX Options, Alternative Investments, Bloomberg, Investment Banking, AML, Relationship Management
Education
DePaul University
Mt. Carmel High School
Missouri State Treasurer July 2010 - Present
Zesto Drive-in South April 2004 - April 2011
Wells Fargo Brokerage Services, LLC October 1992 - April 2004
Skills
Portfolio Management, Fixed Income, Program Management, Investment Banking, Bonds, Management, Risk Management, Financial Analysis, Finance, Banking, Financial Modeling, Strategy, Valuation, Chartered Financial...
Education
University of Rochester - William E. Simon Graduate School of Business Administration 1986 — 1988
MBA, Finance
Central Missouri State University 1983 — 1986
BSBA, Management/Finance