Wells Fargo Brokerage Services, LLC

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Wells Fargo Brokerage Services, LLC Employees

Employee
Years
Job
Industry
Cynthia Chamberlain Smith, CTP, MBA Cynthia Chamberlain Smith, CTP, MBA Greater Minneapolis-St. Paul Area Details
Cynthia Chamberlain Smith, CTP, MBA's Wells Fargo Brokerage Services, LLC Experience January 1998 - January 2004
Job Group Senior Credit Officer at Bremer Bank
Industry Banking
Experience
Bremer Bank  November 2014 - Present
TCF Bank  April 2012 - July 2014
Wells Fargo Bank NA  January 2009 - November 2011
Wells Fargo Bank NA  January 2006 - October 2009
Wells Fargo Bank  January 2004 - January 2006
Wells Fargo Brokerage Services, LLC   January 1998 - January 2004
Norwest Bank  January 1987 - January 1998

Skills
Banking, Risk Management, Commercial Banking, Loans, Credit, Credit Analysis, Negotiation, Coaching, Process Improvement, Cross-functional Team..., Customer Service, Finance, Business Development, Mentoring, Cross Selling, Deal Structuring, Strategic Planning, Portfolio Management, Financial Analysis

Education
University of Wisconsin-Madison   1984 — 1986
MBA, Marketing, Finance

Hope College   1979 — 1983
BA, History

Suzanne (Koch) Carrington Suzanne (Koch) Carrington Greater Minneapolis-St. Paul Area Details
Suzanne (Koch) Carrington's Wells Fargo Brokerage Services, LLC Experience May 2004 - June 2005
Job Business Systems Consultant Release Manager, Wells Fargo
Industry Investment Management
Experience
Wells Fargo Bank  January 2011 - Present
Wells Fargo Securities  July 2007 - April 2011
Wells Fargo Brokerage Services, LLC--Public Finance Division   July 2005 - July 2007
Wells Fargo Brokerage Services, LLC   May 2004 - June 2005
Tele Atlas  January 2001 - July 2003
ProMap corp   2000 - 2000

Skills
SDLC, Business Analysis, Financial Services, Requirements Gathering, Visio, Project Management, Release Management, Project Governance, Risk Management

Education
University of St. Thomas - Opus College of Business   2003 — 2005
MBA

Iowa State University   1995 — 1999

Toui Mohlke Toui Mohlke Greater Minneapolis-St. Paul Area Details
Toui Mohlke's Wells Fargo Brokerage Services, LLC Experience 1998 - 2001
Job EBusiness Consultant at Wells Fargo Bank
Industry Financial Services
Experience
Carleton College  March 2015 - Present
Wells Fargo Bank  July 2014 - February 2015
Wells Fargo Securities  October 2006 - June 2014
Wells Fargo Brokerage Services, LLC   1998 - 2001
Piper Jaffray, Inc.   1996 - 1998
Piper Jaffray, Inc.   1995 - 1996
Piper Jaffray, Inc.   1993 - 1995

Skills
Fixed Income, Series 7, Series 63, Analysis, Oracle BI EE, Salesforce.com

Education
University of Minnesota-Duluth
Bachelor of Science (B.S.), Mathematics

Ethan Wiggins Ethan Wiggins Greater Minneapolis-St. Paul Area Details
Ethan Wiggins's Wells Fargo Brokerage Services, LLC Experience May 1998 - August 2000
Job Forecast Analyst at Target
Industry Financial Services
Experience
Target  November 2011 - Present
Wells Fargo Advisors  August 2001 - October 2011
Wells Fargo Investments LLC  August 2000 - August 2001
Wells Fargo Brokerage Services, LLC   May 1998 - August 2000
Accountemps  June 1995 - May 1998

Skills
Operations Management, Strategic Planning, Team Building, Critical Thinking, Call Center, Series 7, Series 63, Workforce Management, Process Improvement, Customer Service, Risk Management, Strategic Financial..., Business Analysis, Vendor Management, Analysis, Forecasting, Mutual Funds, Business Process..., Change Management, Financial Analysis, Call Centers, Leadership, Management

Education
University of Saint Thomas   1994 — 1997
Bachelor of Arts, Accounting

University of Minnesota-Duluth   1991 — 1994

Jennifer (Mowdy) Curtis Jennifer (Mowdy) Curtis Minneapolis, Minnesota Details
Jennifer (Mowdy) Curtis's Wells Fargo Brokerage Services, LLC Experience July 2007 - June 2009
Job Vice President, Fixed Income Sales
Industry Financial Services
Experience
Wells Fargo Securities, LLC  July 2009 - Present
Wells Fargo Brokerage Services, LLC   July 2007 - June 2009
Wells Fargo Brokerage Services, LLC   January 2004 - June 2007
Norwest Investment Services, Inc   July 1996 - December 2003

Skills
Series 7, Series 63, Securities, Fixed Income, Investments, Bloomberg, Bonds, Financial Services, Equities, Portfolio Management

Education
University of Minnesota Duluth   1992 — 1996
Bachelor, Finance

Mark Lasswell Mark Lasswell La Vista, Nebraska Details
Mark Lasswell's Wells Fargo Brokerage Services, LLC Experience 2000 - 2000
Job SVP / CCO at Securities America, Inc.
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   January 2014 - Present
Wells Fargo  2009 - January 2014
Wells Fargo Securities, LLC  2000 - 2009
Wells Fargo Brokerage Services, LLC   2000 - 2000
The Prudential Insurance Company of America  1998 - 2000
Norwest Investment Services, Inc.   1993 - 1998
Norwest Investment Services, Inc.   1990 - 1993
Norwest Bank  1988 - 1990
KPMG Peat Marwick  1985 - 1988

Skills
Brokerage Compliance, Compliance, Board of Director..., Change Management, Collaborative Leadership, Communication Skills, Executive Coaching, Financial Analysis, FINRA, Investments, Investment Brokerage, Offshore Outsourcing, P&L Responsibility, Presenter, Risk Management, Strategic Planning, Technical Writing, Series 7, Series 24, Series 4, Series 53, Series 65, Series 27, Series 63, CPA (inactive), State of Minnesota..., Brokerage, Budgets, Board of Directors, Process Improvement, Fixed Income, Leadership, Management, P&L Management, Capital Markets, Banking, Wealth Management, Retirement, Mutual Funds, Relationship Management, Bonds, Operations Management, Training

Education
St. John's University   1981 — 1985
Bachelor of Science (B.S.), Accounting, minor in Business Administration

University of St. Thomas   1997 — 2000
Master of Business Administration (MBA), Marketing

University of St. Thomas   2003 — 2003
Mini Master of Information Technology

Jeffrey Schuh, CPA (inactive) Jeffrey Schuh, CPA (inactive) Greater Minneapolis-St. Paul Area Details
Jeffrey Schuh, CPA (inactive)'s Wells Fargo Brokerage Services, LLC Experience April 2007 - June 2009
Job CFO & COO at Fintegra, LLC
Industry Financial Services
Experience
Fintegra, LLC   June 2009 - Present
Wells Fargo Brokerage Services, LLC   April 2007 - June 2009
Residential Funding Securities Corp.   April 2004 - April 2007
GMAC (RFC) RESCAP   2004 - 2007
Marquette Financial Group   1982 - 2001

Skills
Finance, Investments, Financial Reporting, Auditing, Securities, Management, FINRA, Variance Analysis, Mortgage Lending, Securitization, AML, Strategic Financial..., Due Diligence, Strategic Planning, Financial Analysis, Sales, Mergers, Mergers & Acquisitions

Education
University of Northern Iowa   1974 — 1978
BA, Accounting, Minor in Economics

Thomas Gannon Thomas Gannon San Antonio, Texas Area Details
Thomas Gannon's Wells Fargo Brokerage Services, LLC Experience 1998 - 2004
Job at Verus Consulting Group LLC
Industry Financial Services
Experience
Verus Consulting Group LLC  May 2009 - Present
Ameriprise Financial  January 2006 - May 2009
SunGard  June 2004 - 2006
Wells Fargo Brokerage Services LLC  1998 - 2004
ADP Securities Industry Software (Broadridge)   January 1996 - March 1998
Howe Barnes Investments Inc.   June 1989 - January 1996
Rose & Company Discount Brokerage   January 1986 - June 1989

Skills
Mutual Funds, Fixed Income, Back Office, Series 7, Securities, Financial Services, FINRA, Mergers & Acquisitions, Wealth Management, Corporate Actions, Asset Management, Financial Markets, Portfolio Management, Business Analysis, Equities, Options, Market Data, Finance, Bonds, Investments, Series 63, Trading, Risk Management, Management, Capital Markets, Middle Office, Derivatives, Hedge Funds, Settlement, Trading Systems, Prime Brokerage, FX Options, Alternative Investments, Bloomberg, Investment Banking, AML, Relationship Management

Education
DePaul University
Mt. Carmel High School

Bruce Ring, CFA,CTP Bruce Ring, CFA,CTP Jefferson City, Missouri Details
Bruce Ring, CFA,CTP's Wells Fargo Brokerage Services, LLC Experience October 1992 - April 2004
Job Director of Investments at Missouri State Treasurer
Industry Government Administration
Experience
Missouri State Treasurer   July 2010 - Present
Zesto Drive-in South   April 2004 - April 2011
Wells Fargo Brokerage Services, LLC   October 1992 - April 2004

Skills
Portfolio Management, Fixed Income, Program Management, Investment Banking, Bonds, Management, Risk Management, Financial Analysis, Finance, Banking, Financial Modeling, Strategy, Valuation, Chartered Financial...

Education
University of Rochester - William E. Simon Graduate School of Business Administration   1986 — 1988
MBA, Finance

Central Missouri State University   1983 — 1986
BSBA, Management/Finance