Wells Fargo Investments, LLC
Industry: Company
DescriptionHeadquarters: San Francisco, CA Founded: 2000 Parent organization: Wells Fargo
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Wells Fargo Investments, LLC Employees
Employee
Years
Job
Industry
Cary Rosenfeld Cary Rosenfeld's Wells Fargo Investments, LLC Experience 2009 - 2010
Job TBA
Industry Law Practice
Experience
Arbitech, LLC December 2012 - June 2013
Chase Investment Services 2010 - 2011
Wells Fargo Investments, LLC 2009 - 2010
Banc of America Investment Services January 2004 - May 2009
Skills
Financial Advisory, Sales Process, Professional Mentoring, Law Enforcement..., Legal Compliance, Writing, Compliance, Voice Over, Life Coaching, Communication Training, Problem Solving, Wealth Management, Business Continuity..., Key Person Insurance, Charitable Gift Planning, Charitable Trusts, Trust Services, Consultative Sales..., Oral & Written..., Cross-functional Team..., Public Speaking, Estate Planning, Sales, Management
Education
Pepperdine University School of Law 1990 — 1993
Juris Doctor (J.D.), Law
UCLA 1985 — 1989
Bachelor of Arts (B.A.), Political Science
Arbitech, LLC December 2012 - June 2013
Chase Investment Services 2010 - 2011
Wells Fargo Investments, LLC 2009 - 2010
Banc of America Investment Services January 2004 - May 2009
Skills
Financial Advisory, Sales Process, Professional Mentoring, Law Enforcement..., Legal Compliance, Writing, Compliance, Voice Over, Life Coaching, Communication Training, Problem Solving, Wealth Management, Business Continuity..., Key Person Insurance, Charitable Gift Planning, Charitable Trusts, Trust Services, Consultative Sales..., Oral & Written..., Cross-functional Team..., Public Speaking, Estate Planning, Sales, Management
Education
Pepperdine University School of Law 1990 — 1993
Juris Doctor (J.D.), Law
UCLA 1985 — 1989
Bachelor of Arts (B.A.), Political Science
Colin Seibert Colin Seibert's Wells Fargo Investments, LLC Experience 2001 - 2005
Job Managing Director and SVP, Investments / Branch Manager at Seibert Lewis Wealth Group of Raymond James
Industry Investment Management
Experience
Seibert Lewis Wealth Group of Raymond James 2012 - Present
Morgan Keegan & Co, Inc 2005 - 2012
Wells Fargo Investments, LLC 2001 - 2005
Bank United Securities Corp 1995 - 2001
Skills
Wealth Management, Investments, Portfolio Management, Retirement Planning, Investment Advisory, Financial Services, Asset Allocation, Strategic Financial..., Securities, Finance, Financial Advisory, Investment Management, Series 7, Insurance, Wealth
Education
University of Mississippi 1990 — 1994
Bachelor of Business Administration (BBA), Managerial Finance
Louisiana State University
Paul M Hebert School of Law
Seibert Lewis Wealth Group of Raymond James 2012 - Present
Morgan Keegan & Co, Inc 2005 - 2012
Wells Fargo Investments, LLC 2001 - 2005
Bank United Securities Corp 1995 - 2001
Skills
Wealth Management, Investments, Portfolio Management, Retirement Planning, Investment Advisory, Financial Services, Asset Allocation, Strategic Financial..., Securities, Finance, Financial Advisory, Investment Management, Series 7, Insurance, Wealth
Education
University of Mississippi 1990 — 1994
Bachelor of Business Administration (BBA), Managerial Finance
Louisiana State University
Paul M Hebert School of Law
Clark Pingree Clark Pingree's Wells Fargo Investments, LLC Experience January 2002 - October 2007
Job Senior Vice President / National Affluent Sales Development Director
Industry Financial Services
Experience
Wells Fargo Bank March 2010 - Present
National Adoption Center December 2011 - May 2012
Wells Fargo Wealth Management Group October 2007 - March 2010
Wells Fargo Investments, LLC January 2002 - October 2007
General Mills July 2001 - June 2002
American Society to Prevent Blindness January 1999 - January 2001
Skills
FINRA Series 9, FINRA Series 10, Social Justice, Series 66, Series 24, Series 7
Education
College for Financial Planning 2005 — 2007
AAMS, CFP in Process
Brigham Young University 1997 — 2001
Bachelor of Science, Finance
Wells Fargo Bank March 2010 - Present
National Adoption Center December 2011 - May 2012
Wells Fargo Wealth Management Group October 2007 - March 2010
Wells Fargo Investments, LLC January 2002 - October 2007
General Mills July 2001 - June 2002
American Society to Prevent Blindness January 1999 - January 2001
Skills
FINRA Series 9, FINRA Series 10, Social Justice, Series 66, Series 24, Series 7
Education
College for Financial Planning 2005 — 2007
AAMS, CFP in Process
Brigham Young University 1997 — 2001
Bachelor of Science, Finance
Mathew Coyle, CFP® Mathew Coyle, CFP®'s Wells Fargo Investments, LLC Experience August 2004 - May 2008
Job President, Sovereign Wealth Solutions, Inc.
Industry Financial Services
Experience
Sovereign Wealth Solutions, Inc. October 2007 - Present
Wells Fargo Investments, LLC August 2004 - May 2008
Education
Drake University 1995 — 1999
Finance, Corporate Finance / Insurance
University of St. Thomas - Opus College of Business
Wayzata
Sovereign Wealth Solutions, Inc. October 2007 - Present
Wells Fargo Investments, LLC August 2004 - May 2008
Education
Drake University 1995 — 1999
Finance, Corporate Finance / Insurance
University of St. Thomas - Opus College of Business
Wayzata
Sheri Johnson's Wells Fargo Investments, LLC Experience October 2008 - May 2010
Job Financial Services Professional
Industry Financial Services
Experience
Wells Fargo Shareowner Services May 2010 - March 2013
Wells Fargo Investments, LLC October 2008 - May 2010
Wells Fargo Investments, LLC June 2002 - October 2008
Wells Fargo Investments, LLC March 2001 - June 2002
US Bancorp Piper Jaffray June 1999 - March 2001
Skills
Financial Services, Investments, Series 7, Banking, FINRA, Microsoft Excel, Equities, Financial Analysis, Risk Management, Securities
Education
Century College
Associate of Arts
Wells Fargo Shareowner Services May 2010 - March 2013
Wells Fargo Investments, LLC October 2008 - May 2010
Wells Fargo Investments, LLC June 2002 - October 2008
Wells Fargo Investments, LLC March 2001 - June 2002
US Bancorp Piper Jaffray June 1999 - March 2001
Skills
Financial Services, Investments, Series 7, Banking, FINRA, Microsoft Excel, Equities, Financial Analysis, Risk Management, Securities
Education
Century College
Associate of Arts
Rick Polenske, CFP, CTFA Rick Polenske, CFP, CTFA's Wells Fargo Investments, LLC Experience April 2001 - January 2009
Job Vice President SR Trust and Fiduciary Specialist at Wells Fargo
Industry Financial Services
Experience
Wells Fargo Wealth Managment May 2012 - Present
Learning Lab Idaho June 2008 - Present
Harley Owners Group Intermountain Chapter 2008 - Present
Wells Fargo Advisors, LLC January 2009 - April 2012
Wells Fargo Investments, LLC April 2001 - January 2009
American Express Financial Advisors July 1987 - April 2001
Ameriprise Financial Advisors 1987 - 2001
Skills
Wealth Management, Series 7, Retirement Planning, Asset Allocation, Wealth Management..., Finance, Investments, Financial Services, Wealth, Insurance, Investment Advisory, Investment Strategies, Portfolio Management, Employee Benefits, Mutual Funds, Financial Risk, Strategic Financial..., Financial Planning
Education
American Bankers Association 2014 — 2015
Certified Trust and Financial Advisor ( CTFA), Trust and financial planning
College of Financial Planning 1990 — 1994
Certified Financial Planner ( CFP), Financial Planning and Services
California State University-Sacramento 1978 — 1980
BS, Pre Physical Therapt
Wells Fargo Wealth Managment May 2012 - Present
Learning Lab Idaho June 2008 - Present
Harley Owners Group Intermountain Chapter 2008 - Present
Wells Fargo Advisors, LLC January 2009 - April 2012
Wells Fargo Investments, LLC April 2001 - January 2009
American Express Financial Advisors July 1987 - April 2001
Ameriprise Financial Advisors 1987 - 2001
Skills
Wealth Management, Series 7, Retirement Planning, Asset Allocation, Wealth Management..., Finance, Investments, Financial Services, Wealth, Insurance, Investment Advisory, Investment Strategies, Portfolio Management, Employee Benefits, Mutual Funds, Financial Risk, Strategic Financial..., Financial Planning
Education
American Bankers Association 2014 — 2015
Certified Trust and Financial Advisor ( CTFA), Trust and financial planning
College of Financial Planning 1990 — 1994
Certified Financial Planner ( CFP), Financial Planning and Services
California State University-Sacramento 1978 — 1980
BS, Pre Physical Therapt
Edward Karels Edward Karels's Wells Fargo Investments, LLC Experience June 2001 - January 2011
Job US fixed income Fed Settlement at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities July 2013 - Present
Wells Fargo Advisors January 2013 - March 2013
Wells Fargo Advisors July 2012 - December 2012
Wells Fargo Advisors January 2011 - July 2011
Wells Fargo Investments LLC June 2001 - January 2011
Skills
Securities, Mutual Funds, Risk Management, Banking, Financial Services, Investments, Process Improvement, FINRA, Business Analysis, Equities, Retirement Planning, Portfolio Management, Customer Service, Call Center, Visio, Fixed Income, Financial Analysis, Analysis, Microsoft Excel, Retirement, Asset Management, Series 7, Financial Risk, Trading
Education
St. John's University 1993 — 1994
1 year going for Masters, Theology
University of St. Thomas 1990 — 1993
Bachealor of Arts, Philosphy
Wells Fargo Securities July 2013 - Present
Wells Fargo Advisors January 2013 - March 2013
Wells Fargo Advisors July 2012 - December 2012
Wells Fargo Advisors January 2011 - July 2011
Wells Fargo Investments LLC June 2001 - January 2011
Skills
Securities, Mutual Funds, Risk Management, Banking, Financial Services, Investments, Process Improvement, FINRA, Business Analysis, Equities, Retirement Planning, Portfolio Management, Customer Service, Call Center, Visio, Fixed Income, Financial Analysis, Analysis, Microsoft Excel, Retirement, Asset Management, Series 7, Financial Risk, Trading
Education
St. John's University 1993 — 1994
1 year going for Masters, Theology
University of St. Thomas 1990 — 1993
Bachealor of Arts, Philosphy
Adam Keil Adam Keil's Wells Fargo Investments, LLC Experience October 2002 - August 2009
Job Analyst at Vision A & D Energy Advisors, LLC
Industry Oil & Energy
Experience
Vision A & D Energy Advisors, LLC 2010 - Present
Wells Fargo Investments, LLC October 2002 - August 2009
Education
University of Houston 2004 — 2011
International Business, International Trade Law & Finance
Vision A & D Energy Advisors, LLC 2010 - Present
Wells Fargo Investments, LLC October 2002 - August 2009
Education
University of Houston 2004 — 2011
International Business, International Trade Law & Finance
Jennifer Schulze Jennifer Schulze's Wells Fargo Investments, LLC Experience October 2003 - July 2008
Job Planned Giving Professional
Industry Financial Services
Experience
Kaspick & Company March 2012 - Present
Bank of the West June 2010 - January 2011
Wells Fargo Investments, LLC October 2003 - July 2008
Wells Fargo Bank July 1997 - September 2003
Coastal Banc ssb May 1995 - May 1997
Skills
Administrative..., Access, Event Planning, PowerPoint, Projects, Employee Training, Customer Service, Outlook, Banking, Financial Services, Leadership, Microsoft Excel, Salesforce.com, Risk Management, Microsoft Office, Change Management, Policy, Sales
Education
University of the Incarnate Word
MBA, 2003
Southwestern University
B.A, Liberal Arts
San Angelo Central High School
Kaspick & Company March 2012 - Present
Bank of the West June 2010 - January 2011
Wells Fargo Investments, LLC October 2003 - July 2008
Wells Fargo Bank July 1997 - September 2003
Coastal Banc ssb May 1995 - May 1997
Skills
Administrative..., Access, Event Planning, PowerPoint, Projects, Employee Training, Customer Service, Outlook, Banking, Financial Services, Leadership, Microsoft Excel, Salesforce.com, Risk Management, Microsoft Office, Change Management, Policy, Sales
Education
University of the Incarnate Word
MBA, 2003
Southwestern University
B.A, Liberal Arts
San Angelo Central High School
Ryan Palenske Ryan Palenske's Wells Fargo Investments, LLC Experience August 2009 - January 2011
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors January 2011 - Present
Wells Fargo Bank March 2006 - February 2012
Wells Fargo Investments, LLC August 2009 - January 2011
Education
San Jose State University 2003 — 2006
Business Administration and Management, General
Wells Fargo Advisors January 2011 - Present
Wells Fargo Bank March 2006 - February 2012
Wells Fargo Investments, LLC August 2009 - January 2011
Education
San Jose State University 2003 — 2006
Business Administration and Management, General
Petra Mayr-Brown Petra Mayr-Brown's Wells Fargo Investments, LLC Experience September 2005 - May 2007
Job Communications Business Partner at Liberty Diversified International
Industry Public Relations and Communications
Experience
True Talent Group August 2015 - September 2015
UnitedHealthcare November 2012 - September 2014
Syngenta July 2011 - May 2012
Ameriprise Financial May 2007 - February 2011
Wells Fargo Investments, LLC September 2005 - May 2007
Wells Fargo Investments, LLC January 2004 - September 2005
ING Financial Partners, Inc. April 2001 - December 2003
John G. Kinnard & Co., Inc. February 2000 - November 2000
MCG Healthcare Compensation (now known as Stratford Fidelity) November 1992 - January 1999
Skills
Internal Communications, Corporate Communications, Business Communications, Strategic Communications, Newsletters, Web Content, Technical Writing, Project Management, Training Material, Messaging, Speech Writing, Marketing Communications, Training, Financial Services, Editing, Leadership, Management, Change Management, Communications Planning, Corporate Branding, Creative Direction, Strategy
Education
St. Olaf College
Bachelor’s Degree, Psychology, German
True Talent Group August 2015 - September 2015
UnitedHealthcare November 2012 - September 2014
Syngenta July 2011 - May 2012
Ameriprise Financial May 2007 - February 2011
Wells Fargo Investments, LLC September 2005 - May 2007
Wells Fargo Investments, LLC January 2004 - September 2005
ING Financial Partners, Inc. April 2001 - December 2003
John G. Kinnard & Co., Inc. February 2000 - November 2000
MCG Healthcare Compensation (now known as Stratford Fidelity) November 1992 - January 1999
Skills
Internal Communications, Corporate Communications, Business Communications, Strategic Communications, Newsletters, Web Content, Technical Writing, Project Management, Training Material, Messaging, Speech Writing, Marketing Communications, Training, Financial Services, Editing, Leadership, Management, Change Management, Communications Planning, Corporate Branding, Creative Direction, Strategy
Education
St. Olaf College
Bachelor’s Degree, Psychology, German
Jamie Manjarrez Jamie Manjarrez's Wells Fargo Investments, LLC Experience October 2008 - September 2010
Job Daycare Owner and Teacher
Industry Primary/Secondary Education
Experience
Rosey Cheeks Daycare February 2012 - Present
The Children's Place October 2011 - February 2012
Wells Fargo Investments, LLC October 2008 - September 2010
Wells Fargo October 2004 - September 2008
Wells Fargo July 1998 - September 2004
Laura Mercier December 2001 - January 2003
Christian Dior December 2001 - January 2003
Skills
Cosmetics, Public Speaking, Sales, Customer Service, Coaching, Fundraising, Small Business, Team Building, Event Planning, Training
Education
CSU Sacramento 1998 — 2003
Bachelor of Science, International Business
California State University-Sacramento
CBEST Passed
Rosey Cheeks Daycare February 2012 - Present
The Children's Place October 2011 - February 2012
Wells Fargo Investments, LLC October 2008 - September 2010
Wells Fargo October 2004 - September 2008
Wells Fargo July 1998 - September 2004
Laura Mercier December 2001 - January 2003
Christian Dior December 2001 - January 2003
Skills
Cosmetics, Public Speaking, Sales, Customer Service, Coaching, Fundraising, Small Business, Team Building, Event Planning, Training
Education
CSU Sacramento 1998 — 2003
Bachelor of Science, International Business
California State University-Sacramento
CBEST Passed
Kris (Jones) DesMarais Kris (Jones) DesMarais's Wells Fargo Investments, LLC Experience November 2000 - February 2003
Job Financial Services Professional/Customer Service Rep
Industry Financial Services
Experience
First National Bank of Elk River July 2005 - July 2012
Gap Inc./Old Navy June 2003 - March 2005
Wells Fargo Investments, LLC November 2000 - February 2003
Kunard, Barnett, Kakeldey & Gates LTD November 1995 - September 2000
Skills
Reception, Customer Satisfaction, Customer Service, Sales Operations, Administrative..., Office Administration, Interpersonal Skill, Organizational Skills, Service Orientation
Education
South Central College
Sales, Retail & Marketing Management, Sales, Retail & Marketing Management, GPA 3.97
First National Bank of Elk River July 2005 - July 2012
Gap Inc./Old Navy June 2003 - March 2005
Wells Fargo Investments, LLC November 2000 - February 2003
Kunard, Barnett, Kakeldey & Gates LTD November 1995 - September 2000
Skills
Reception, Customer Satisfaction, Customer Service, Sales Operations, Administrative..., Office Administration, Interpersonal Skill, Organizational Skills, Service Orientation
Education
South Central College
Sales, Retail & Marketing Management, Sales, Retail & Marketing Management, GPA 3.97
Pablo Ricardo King Ortiz's Wells Fargo Investments, LLC Experience January 2006 - July 2007
Job Financial Advisor
Industry Financial Services
Experience
U.S. Bancorp Investments, Inc. & U.S. Bancorp Insurance Services, LLC. August 2012 - Present
Wells Fargo Advisors April 2012 - August 2012
Wells Fargo Advisors July 2007 - April 2012
Wells Fargo Investments, LLC January 2006 - July 2007
Wells Fargo Bank September 2003 - January 2006
Education
Metropolitan State University of Denver 2013 — 2014
Certificate in Financial Planning
Humboldt State University 1998 — 2006
Bachelor’s Degree, Interdisciplinary Studies with an emphasis in International Business
Universidad Americana (CR) 2001 — 2002
Diseno Publicitario
U.S. Bancorp Investments, Inc. & U.S. Bancorp Insurance Services, LLC. August 2012 - Present
Wells Fargo Advisors April 2012 - August 2012
Wells Fargo Advisors July 2007 - April 2012
Wells Fargo Investments, LLC January 2006 - July 2007
Wells Fargo Bank September 2003 - January 2006
Education
Metropolitan State University of Denver 2013 — 2014
Certificate in Financial Planning
Humboldt State University 1998 — 2006
Bachelor’s Degree, Interdisciplinary Studies with an emphasis in International Business
Universidad Americana (CR) 2001 — 2002
Diseno Publicitario
Amanda Peetz, CPPM Amanda Peetz, CPPM's Wells Fargo Investments, LLC Experience August 2005 - January 2007
Job Global Middle Office Support Specialist at Piper Jaffray
Industry Financial Services
Experience
Piper Jaffray May 2013 - Present
Wells Fargo Investments, LLC /Wells Fargo Advisors, LLC January 2007 - March 2013
Wells Fargo Investments, LLC August 2005 - January 2007
Wells Fargo Investments, LLC July 2004 - August 2005
Wells Fargo Investments, LLC April 2003 - July 2004
Wells Fargo Trust November 1999 - April 2003
Norwest/Wells Fargo Home Mortgage August 1998 - November 1999
Skills
Investments, Training, Financial Services, Process Improvement, Brokerage, Securities, Leadership, Operations Management, Management, Operational Risk, Microsoft Office, Microsoft Excel, Access, Outlook, Account Reconciliation, Staff Management, Project Coordination, Compliance, Mergers, Service Level Management, Quality Control, Microsoft Word, Series 7, Hiring Employees, Dividends, SharePoint, Time Management, FINRA, Process Modeling, Situational Leadership, Fixed Income, Back Office, Wealth Management..., Series 63
Education
North Hennepin Community College
Piper Jaffray May 2013 - Present
Wells Fargo Investments, LLC /Wells Fargo Advisors, LLC January 2007 - March 2013
Wells Fargo Investments, LLC August 2005 - January 2007
Wells Fargo Investments, LLC July 2004 - August 2005
Wells Fargo Investments, LLC April 2003 - July 2004
Wells Fargo Trust November 1999 - April 2003
Norwest/Wells Fargo Home Mortgage August 1998 - November 1999
Skills
Investments, Training, Financial Services, Process Improvement, Brokerage, Securities, Leadership, Operations Management, Management, Operational Risk, Microsoft Office, Microsoft Excel, Access, Outlook, Account Reconciliation, Staff Management, Project Coordination, Compliance, Mergers, Service Level Management, Quality Control, Microsoft Word, Series 7, Hiring Employees, Dividends, SharePoint, Time Management, FINRA, Process Modeling, Situational Leadership, Fixed Income, Back Office, Wealth Management..., Series 63
Education
North Hennepin Community College
Oliver Choy Oliver Choy's Wells Fargo Investments, LLC Experience August 2002 - April 2011
Job Financial Advisor at Ameriprise Financial Services
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. March 2011 - Present
Wells Fargo Investments, LLC August 2002 - April 2011
Education
San Francisco State University 1997 — 2001
Ameriprise Financial Services, Inc. March 2011 - Present
Wells Fargo Investments, LLC August 2002 - April 2011
Education
San Francisco State University 1997 — 2001
Barry Hoyer, Jr. Barry Hoyer, Jr.'s Wells Fargo Investments, LLC Experience September 2007 - July 2011
Job Sr. Financial Analyst at Dish Network
Industry Telecommunications
Experience
Dish Network June 2013 - Present
Dish Network May 2012 - August 2012
Wells Fargo Investments, LLC September 2007 - July 2011
Wells Fargo January 2006 - September 2007
Skills
Options, Trading, Finance, Sales, Training, Customer Service, Financial Risk, Valuation, Spanish, Data Analysis, Microsoft Excel, Corporate Finance, Strategic Planning, Management, Microsoft Office
Education
Indiana University - Kelley School of Business 2011 — 2013
Master of Business Administration (MBA), Finance and Business Analytics
California State Polytechnic University-Pomona
B.S, Business Administration; Finance Major
Dish Network June 2013 - Present
Dish Network May 2012 - August 2012
Wells Fargo Investments, LLC September 2007 - July 2011
Wells Fargo January 2006 - September 2007
Skills
Options, Trading, Finance, Sales, Training, Customer Service, Financial Risk, Valuation, Spanish, Data Analysis, Microsoft Excel, Corporate Finance, Strategic Planning, Management, Microsoft Office
Education
Indiana University - Kelley School of Business 2011 — 2013
Master of Business Administration (MBA), Finance and Business Analytics
California State Polytechnic University-Pomona
B.S, Business Administration; Finance Major
Tyler Thostenson Tyler Thostenson's Wells Fargo Investments, LLC Experience May 2010 - August 2010
Job Leasing Services Specialist II at CoBank Farm Credit Leasing
Industry Financial Services
Experience
CoBank - Farm Credit Leasing July 2013 - Present
CoBank March 2013 - July 2013
Kinship of Greater Minneapolis February 2012 - May 2012
Northwestern Mutual Financial Network April 2011 - August 2011
Wells Fargo Investments, LLC May 2010 - August 2010
Skills
Management, Time Management, Agricultural Finance, Spanish, Project Management, Customer Service, Equipment Finance, Leadership, Documentation, Social Media, Marketing, Teamwork, Microsoft Office, CRM, PowerPoint, Microsoft Excel, Risk Management, Microsoft Word, Training, Process Improvement, Agriculture, Agribusiness, Team Building, Banking, Finance, Emergency Services, Public Speaking, Pricing, Vehicle Leasing, Fleet Leasing, Leasing, Farm Equipment, Farm Credit System, Loans, Leadership Development, Committees, Social Responsibility
Education
University of Saint Thomas 2008 — 2012
Bachelor of Arts (B.A.), Business Administration-Marketing, Hispanic Linguistics, 3.6
Universidad Complutense de Madrid 2010 — 2010
Spanish, Business
University of Minnesota-Twin Cities 2008 — 2008
English
Mounds View High School 2004 — 2008
CoBank - Farm Credit Leasing July 2013 - Present
CoBank March 2013 - July 2013
Kinship of Greater Minneapolis February 2012 - May 2012
Northwestern Mutual Financial Network April 2011 - August 2011
Wells Fargo Investments, LLC May 2010 - August 2010
Skills
Management, Time Management, Agricultural Finance, Spanish, Project Management, Customer Service, Equipment Finance, Leadership, Documentation, Social Media, Marketing, Teamwork, Microsoft Office, CRM, PowerPoint, Microsoft Excel, Risk Management, Microsoft Word, Training, Process Improvement, Agriculture, Agribusiness, Team Building, Banking, Finance, Emergency Services, Public Speaking, Pricing, Vehicle Leasing, Fleet Leasing, Leasing, Farm Equipment, Farm Credit System, Loans, Leadership Development, Committees, Social Responsibility
Education
University of Saint Thomas 2008 — 2012
Bachelor of Arts (B.A.), Business Administration-Marketing, Hispanic Linguistics, 3.6
Universidad Complutense de Madrid 2010 — 2010
Spanish, Business
University of Minnesota-Twin Cities 2008 — 2008
English
Mounds View High School 2004 — 2008
Martin G. Talarico Martin G. Talarico's Wells Fargo Investments, LLC Experience 2001 - 2006
Job Regional Branch Supervisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC September 2011 - Present
Wells Fargo Advisors, LLC 2006 - September 2011
Wells Fargo Investments, LLC 2001 - 2006
Ragen MacKenzie 1992 - 2000
Gibraltar Savings Bank 1985 - 1998
Kidder Peabody 1988 - 1992
Skills
Investments, Securities, Mutual Funds, Equities, Fixed Income, ETFs, Bonds
Education
The University of Montana - School of Business Administration 1983 — 1985
BS, Management, Finance
Montana State University-Bozeman 1980 — 1982
Wells Fargo Advisors, LLC September 2011 - Present
Wells Fargo Advisors, LLC 2006 - September 2011
Wells Fargo Investments, LLC 2001 - 2006
Ragen MacKenzie 1992 - 2000
Gibraltar Savings Bank 1985 - 1998
Kidder Peabody 1988 - 1992
Skills
Investments, Securities, Mutual Funds, Equities, Fixed Income, ETFs, Bonds
Education
The University of Montana - School of Business Administration 1983 — 1985
BS, Management, Finance
Montana State University-Bozeman 1980 — 1982
Alexander Shrifteylik Alexander Shrifteylik's Wells Fargo Investments, LLC Experience November 2008 - March 2010
Job DailyMonthly Accountant, Financial Market Trader
Industry Financial Services
Experience
Wells Fargo October 2013 - Present
Wells Fargo - Trust Operations July 2011 - December 2012
Wells Fargo - Trust Operations March 2010 - July 2011
Wells Fargo Investments, LLC November 2008 - March 2010
Education
University of Minnesota - Carlson School of Management 2004 — 2008
Bachelor of Science in Business, Finance
Wells Fargo October 2013 - Present
Wells Fargo - Trust Operations July 2011 - December 2012
Wells Fargo - Trust Operations March 2010 - July 2011
Wells Fargo Investments, LLC November 2008 - March 2010
Education
University of Minnesota - Carlson School of Management 2004 — 2008
Bachelor of Science in Business, Finance
Gloria Curling Gloria Curling's Wells Fargo Investments, LLC Experience July 2005 - January 2011
Job Financial Consultant at Charles Schwab
Industry Financial Services
Experience
Charles Schwab September 2011 - Present
Wells Fargo Advisors January 2011 - September 2011
Wells Fargo Investments, LLC July 2005 - January 2011
Education
University of Pennsylvania 1999 — 2003
Bachelor of Arts (B.A.), History and Economics
The Hotchkiss School 1995 — 1999
Charles Schwab September 2011 - Present
Wells Fargo Advisors January 2011 - September 2011
Wells Fargo Investments, LLC July 2005 - January 2011
Education
University of Pennsylvania 1999 — 2003
Bachelor of Arts (B.A.), History and Economics
The Hotchkiss School 1995 — 1999
Marc Ackerman Marc Ackerman's Wells Fargo Investments, LLC Experience July 2000 - October 2007
Job Senior Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC November 2012 - Present
Morgan Stanley Smith Barney October 2007 - November 2012
Wells Fargo Investments, LLC July 2000 - October 2007
Skills
Investments, Retirement Planning
Education
University of California, Santa Barbara
Wells Fargo Advisors, LLC November 2012 - Present
Morgan Stanley Smith Barney October 2007 - November 2012
Wells Fargo Investments, LLC July 2000 - October 2007
Skills
Investments, Retirement Planning
Education
University of California, Santa Barbara
GREGG S. SHERMAN, CFP® GREGG S. SHERMAN, CFP®'s Wells Fargo Investments, LLC Experience 2008 - 2011
Job Financial Advisor at U.S. BANCORP INVESTMENTS, INC.
Industry Financial Services
Experience
U.S. BANCORP INVESTMENTS, INC. July 2013 - Present
Wells Fargo Advisors, LLC 2011 - 2013
Wells Fargo Investments, LLC 2008 - 2011
Wells Fargo Bank, N.A. 2006 - 2008
Skills
Leadership, Sales, Investments, Insurance, Certified Financial..., Financial Planning, Retirement Planning
Education
Metropolitan State University of Denver 2013 — 2014
Personal Financial Planning Certificate
Vanguard University of Southern California 2007 — 2011
Master's degree
Chapman University 2003 — 2006
Bachelor's Degree
Saddleback College 2001 — 2003
Associate's Degree
U.S. BANCORP INVESTMENTS, INC. July 2013 - Present
Wells Fargo Advisors, LLC 2011 - 2013
Wells Fargo Investments, LLC 2008 - 2011
Wells Fargo Bank, N.A. 2006 - 2008
Skills
Leadership, Sales, Investments, Insurance, Certified Financial..., Financial Planning, Retirement Planning
Education
Metropolitan State University of Denver 2013 — 2014
Personal Financial Planning Certificate
Vanguard University of Southern California 2007 — 2011
Master's degree
Chapman University 2003 — 2006
Bachelor's Degree
Saddleback College 2001 — 2003
Associate's Degree
Curtis Purington's Wells Fargo Investments, LLC Experience July 2002 - August 2010
Job INVESTMENT MANAGEMENT THAT IS FREE FROM CONFLICTS OF INTEREST. 6122347233
Industry Investment Management
Experience
Safe Harbor Capital Management, LLC August 2012 - Present
Oppenheimer & Co. September 2010 - August 2012
Wells Fargo Investments, LLC July 2002 - August 2010
Piper Jaffray April 1989 - July 2002
Merrill Lynch April 1982 - April 1989
Skills
Wealth Management, Portfolio Management, Fiduciary, Investment Advisory, Trading Systems, Investment Strategies, Asset Managment, Trading, Financial Advisory, Risk Management, Investments, Investment Management, Series 65, Retirement Planning, Mutual Funds, Asset Allocation, Options, Finance, Strategic Financial..., ETFs, Series 63, Loans, Series 7, Fixed Income, Financial Markets, Management, Capital Markets, Alternative Investments, Hedge Funds, Banking, Asset Management
Education
University of Iowa
Bettendorf High School
Safe Harbor Capital Management, LLC August 2012 - Present
Oppenheimer & Co. September 2010 - August 2012
Wells Fargo Investments, LLC July 2002 - August 2010
Piper Jaffray April 1989 - July 2002
Merrill Lynch April 1982 - April 1989
Skills
Wealth Management, Portfolio Management, Fiduciary, Investment Advisory, Trading Systems, Investment Strategies, Asset Managment, Trading, Financial Advisory, Risk Management, Investments, Investment Management, Series 65, Retirement Planning, Mutual Funds, Asset Allocation, Options, Finance, Strategic Financial..., ETFs, Series 63, Loans, Series 7, Fixed Income, Financial Markets, Management, Capital Markets, Alternative Investments, Hedge Funds, Banking, Asset Management
Education
University of Iowa
Bettendorf High School
Andrew Laws Andrew Laws's Wells Fargo Investments, LLC Experience August 2003 - April 2004
Job Investment Advisor Representative at Transamerica Financial Advisors, Inc., Transamerica Financial Group Division
Industry Financial Services
Experience
Transamerica Financial Advisors, Inc., Transamerica Financial Group Division January 2012 - Present
World Group Securities, Inc. June 2004 - January 2012
Wells Fargo Investments, LLC August 2003 - April 2004
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets
Education
Bucknell University 1997 — 2001
Bachelor of Arts (B.A.), Economics
Transamerica Financial Advisors, Inc., Transamerica Financial Group Division January 2012 - Present
World Group Securities, Inc. June 2004 - January 2012
Wells Fargo Investments, LLC August 2003 - April 2004
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets
Education
Bucknell University 1997 — 2001
Bachelor of Arts (B.A.), Economics
Scott Shinnick's Wells Fargo Investments, LLC Experience October 2001 - October 2003
Job Portfolio Manager and Head of Fixed Income Trading at Stonebridge Capital Advisors
Industry Investment Management
Experience
Stonebridge Capital Advisors October 2012 - Present
Abbot Downing October 2003 - October 2012
Wells Fargo Investments, LLC October 2001 - October 2003
Jundt Associates, Inc June 2000 - October 2001
Skills
Asset Management, Investments, Trading, Fixed Income, Portfolio Management, Securities, Wealth Management, Series 7, Investment Advisory, Valuation, Financial Analysis, Risk Management, Investment Management, Bonds, Equity Trading
Education
Hamline University 2010 — 2011
Masters of Business Administration, Finance
Saint John's University 1996 — 2000
Bachelor of Arts, Business Management
Stonebridge Capital Advisors October 2012 - Present
Abbot Downing October 2003 - October 2012
Wells Fargo Investments, LLC October 2001 - October 2003
Jundt Associates, Inc June 2000 - October 2001
Skills
Asset Management, Investments, Trading, Fixed Income, Portfolio Management, Securities, Wealth Management, Series 7, Investment Advisory, Valuation, Financial Analysis, Risk Management, Investment Management, Bonds, Equity Trading
Education
Hamline University 2010 — 2011
Masters of Business Administration, Finance
Saint John's University 1996 — 2000
Bachelor of Arts, Business Management
Matthew Tipton, CRPC® Matthew Tipton, CRPC®'s Wells Fargo Investments, LLC Experience October 2009 - July 2010
Job Insurance Wholesaler
Industry Financial Services
Experience
The Prudential Insurance Company of America April 2014 - Present
Tipton Diversifed January 2013 - March 2014
Wells Fargo October 2013 - November 2013
Ameriprise Financial October 2010 - December 2012
Wells Fargo Investments, LLC October 2009 - July 2010
Wells Fargo Investments, LLC December 2006 - September 2009
Northland Inn & Conference Center 1998 - 2001
Skills
Retirement Planning, Sales, Insurance, Estate Planning, Investment Strategies, Investment Analysis, Investments, Wealth Management, Securities, Life Insurance, Asset Allocation, Retirement, Disability Insurance, Mutual Funds, Portfolio Management, Financial Advisory, Asset Management, Investment Advisory, Fixed Annuities, Uniform Combined State..., Financial Modeling, Investment Management, Fixed Income, 401k, Options, Pensions, Stocks, Long-term Care, Long Term Care Insurance, Variable Annuities, IRAs, Finance, 401k Rollovers
Education
College for Financial Planning 2011 — 2011
CHARTERED RETIREMENT PLANNING COUNSELOR AND CRPC®
University of Minnesota Duluth 2000 — 2005
BBA, Finance
The Prudential Insurance Company of America April 2014 - Present
Tipton Diversifed January 2013 - March 2014
Wells Fargo October 2013 - November 2013
Ameriprise Financial October 2010 - December 2012
Wells Fargo Investments, LLC October 2009 - July 2010
Wells Fargo Investments, LLC December 2006 - September 2009
Northland Inn & Conference Center 1998 - 2001
Skills
Retirement Planning, Sales, Insurance, Estate Planning, Investment Strategies, Investment Analysis, Investments, Wealth Management, Securities, Life Insurance, Asset Allocation, Retirement, Disability Insurance, Mutual Funds, Portfolio Management, Financial Advisory, Asset Management, Investment Advisory, Fixed Annuities, Uniform Combined State..., Financial Modeling, Investment Management, Fixed Income, 401k, Options, Pensions, Stocks, Long-term Care, Long Term Care Insurance, Variable Annuities, IRAs, Finance, 401k Rollovers
Education
College for Financial Planning 2011 — 2011
CHARTERED RETIREMENT PLANNING COUNSELOR AND CRPC®
University of Minnesota Duluth 2000 — 2005
BBA, Finance
Brandon Foxx Brandon Foxx's Wells Fargo Investments, LLC Experience August 2004 - November 2007
Job Business Systems Consultant
Industry Financial Services
Experience
Wells Fargo Insurance Services May 2013 - Present
Financial Industry Technical Services, Inc. (FITS-Inc.) June 2011 - October 2012
Ameriprise Financial Services, Inc. March 2012 - July 2012
Securian Financial Group June 2011 - February 2012
Galliard Capital Management November 2007 - November 2010
Wells Fargo Investments, LLC August 2004 - November 2007
Wells Fargo and Company October 2003 - July 2004
Financial Markets Program (UMD) September 2003 - May 2004
Skills
Excel, Lotus Notes, Mutual Funds, Securities, Microsoft Office, Bloomberg, PAM, SEI, AWR, Word, RightFax, Fixed Income, Outlook, Microsoft Excel, PowerPoint, Financial Reporting, Access, Banking, Financial Services, Investments, Hedge Funds, Trading, Fund Accounting, User Acceptance Testing, Time Management, Data Analysis, Business Requirements, Business Analysis, Back Office, Account Reconciliation, Corporate Actions, Financial Markets, Analysis, Finance
Education
University of Minnesota Duluth 1999 — 2004
BBA, Finance, Economics
Blaine High School 1995 — 1999
Wells Fargo Insurance Services May 2013 - Present
Financial Industry Technical Services, Inc. (FITS-Inc.) June 2011 - October 2012
Ameriprise Financial Services, Inc. March 2012 - July 2012
Securian Financial Group June 2011 - February 2012
Galliard Capital Management November 2007 - November 2010
Wells Fargo Investments, LLC August 2004 - November 2007
Wells Fargo and Company October 2003 - July 2004
Financial Markets Program (UMD) September 2003 - May 2004
Skills
Excel, Lotus Notes, Mutual Funds, Securities, Microsoft Office, Bloomberg, PAM, SEI, AWR, Word, RightFax, Fixed Income, Outlook, Microsoft Excel, PowerPoint, Financial Reporting, Access, Banking, Financial Services, Investments, Hedge Funds, Trading, Fund Accounting, User Acceptance Testing, Time Management, Data Analysis, Business Requirements, Business Analysis, Back Office, Account Reconciliation, Corporate Actions, Financial Markets, Analysis, Finance
Education
University of Minnesota Duluth 1999 — 2004
BBA, Finance, Economics
Blaine High School 1995 — 1999
Colin Igawa, CFP®, ChFC® Colin Igawa, CFP®, ChFC®'s Wells Fargo Investments, LLC Experience September 2008 - September 2009
Job Private Client Advisor at JPMorgan Chase Bank, N.A.
Industry Financial Services
Experience
JPMorgan Chase Bank, N.A. September 2015 - Present
J.P. Morgan Securities LLC July 2011 - September 2015
Chase Investment Services Corp. July 2011 - October 2012
MetLife Securities, Inc. October 2009 - July 2011
Wells Fargo Investments, LLC September 2008 - September 2009
Wells Fargo Bank September 2005 - September 2009
Wells Fargo Financial September 2004 - September 2005
Education
Seattle University 2000 — 2004
Bachelor of Arts Degree, Business Administration; Finance & Business Economics
JPMorgan Chase Bank, N.A. September 2015 - Present
J.P. Morgan Securities LLC July 2011 - September 2015
Chase Investment Services Corp. July 2011 - October 2012
MetLife Securities, Inc. October 2009 - July 2011
Wells Fargo Investments, LLC September 2008 - September 2009
Wells Fargo Bank September 2005 - September 2009
Wells Fargo Financial September 2004 - September 2005
Education
Seattle University 2000 — 2004
Bachelor of Arts Degree, Business Administration; Finance & Business Economics
Jeremy Woodbeck Jeremy Woodbeck's Wells Fargo Investments, LLC Experience March 2004 - April 2007
Job Trade and Processing Specialist at UBS Investment Bank
Industry Investment Banking
Experience
UBS Investment Bank February 2015 - Present
UBS Investment Bank October 2010 - Present
Financial Industry Technical Services, Inc. (FITS) August 2009 - October 2010
KBC Bank August 2009 - October 2010
UBS Investment Bank September 2007 - February 2009
Ameriprise Financial, Inc. July 2007 - August 2007
Wells Fargo Investments LLC March 2004 - April 2007
Caledonia Specialists, LLC February 2003 - May 2003
Caledonia Specialists, LLC April 2002 - July 2002
Garden State Securities, Inc. March 2000 - April 2002
Skills
Settlements, Trading, Trading Systems, Electronic Trading, Operations, International Operations, Financial Accounting, Excel, MS Office Suite, Thomson One, NASDAQ, Market Making, Business Analysis, Business Objects, International Business, Professional Networking, Business Process..., Middle Office, Economics, Language Skills, Team Leadership, Team Oriented, Attention To Detail, Detailed Analysis, Account Reconciliation, Reconciliations, Payments, Payment Systems, System Testing, User Acceptance Testing, Quality Assurance, Financial Systems..., Implementing Processes, Derivatives, Credit Derivatives, Interest Rate..., Cash Management, Microsoft Excel, Settlement, Bonds, Securities, Swaps, Options
Education
Universita Per'Stranieri Dante Alighieri 2009 — 2009
Lingua Italiana e Cultura
University of Minnesota-Twin Cities 2004 — 2007
Niagara University 1997 — 1997
Accounting
Frankfort Schuyler Central School
Mt Zion Christian Academy
UBS Investment Bank February 2015 - Present
UBS Investment Bank October 2010 - Present
Financial Industry Technical Services, Inc. (FITS) August 2009 - October 2010
KBC Bank August 2009 - October 2010
UBS Investment Bank September 2007 - February 2009
Ameriprise Financial, Inc. July 2007 - August 2007
Wells Fargo Investments LLC March 2004 - April 2007
Caledonia Specialists, LLC February 2003 - May 2003
Caledonia Specialists, LLC April 2002 - July 2002
Garden State Securities, Inc. March 2000 - April 2002
Skills
Settlements, Trading, Trading Systems, Electronic Trading, Operations, International Operations, Financial Accounting, Excel, MS Office Suite, Thomson One, NASDAQ, Market Making, Business Analysis, Business Objects, International Business, Professional Networking, Business Process..., Middle Office, Economics, Language Skills, Team Leadership, Team Oriented, Attention To Detail, Detailed Analysis, Account Reconciliation, Reconciliations, Payments, Payment Systems, System Testing, User Acceptance Testing, Quality Assurance, Financial Systems..., Implementing Processes, Derivatives, Credit Derivatives, Interest Rate..., Cash Management, Microsoft Excel, Settlement, Bonds, Securities, Swaps, Options
Education
Universita Per'Stranieri Dante Alighieri 2009 — 2009
Lingua Italiana e Cultura
University of Minnesota-Twin Cities 2004 — 2007
Niagara University 1997 — 1997
Accounting
Frankfort Schuyler Central School
Mt Zion Christian Academy
Nancy Kempainen's Wells Fargo Investments, LLC Experience April 2004 - February 2010
Job Product Manager at Wells Fargo Home Mortgage
Industry Financial Services
Experience
Wells Fargo Home Mortgage March 2010 - Present
Wells Fargo Investments, LLC April 2004 - February 2010
Wells Fargo Home Mortgage 2003 - 2004
Franklin Templeton Investments 1997 - 2003
Skills
Mutual Funds, Process Improvement, Management, Cross-functional Team..., Leadership, Sales, Risk Management, Financial Services, Banking, Mortgage Lending, Loans
Education
California State University-Sacramento 1991 — 1994
BA, Government
Wells Fargo Home Mortgage March 2010 - Present
Wells Fargo Investments, LLC April 2004 - February 2010
Wells Fargo Home Mortgage 2003 - 2004
Franklin Templeton Investments 1997 - 2003
Skills
Mutual Funds, Process Improvement, Management, Cross-functional Team..., Leadership, Sales, Risk Management, Financial Services, Banking, Mortgage Lending, Loans
Education
California State University-Sacramento 1991 — 1994
BA, Government
Julie Patin's Wells Fargo Investments, LLC Experience September 2008 - December 2010
Job Vice President, Product Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2011 - Present
Wells Fargo Investments, LLC September 2008 - December 2010
Wells Fargo Investments, LLC August 2007 - September 2008
Wells Fargo Investments, LLC January 2001 - August 2007
PrimeVest Financial Services 2000 - 2001
Washington Square Securities, INC 1998 - 2000
Skills
Mutual Funds, Series 7, Series 63, Series 65, Series 24, Relationship Management, Product Development, Leadership, Project Management, Business Analysis, Microsoft Office, PowerPoint
Education
St. Cloud State University 1992 — 1997
Bachelors of Science, Major in Finance, Minor in Economics
Park Rapids High School
Wells Fargo Advisors, LLC January 2011 - Present
Wells Fargo Investments, LLC September 2008 - December 2010
Wells Fargo Investments, LLC August 2007 - September 2008
Wells Fargo Investments, LLC January 2001 - August 2007
PrimeVest Financial Services 2000 - 2001
Washington Square Securities, INC 1998 - 2000
Skills
Mutual Funds, Series 7, Series 63, Series 65, Series 24, Relationship Management, Product Development, Leadership, Project Management, Business Analysis, Microsoft Office, PowerPoint
Education
St. Cloud State University 1992 — 1997
Bachelors of Science, Major in Finance, Minor in Economics
Park Rapids High School
Robyn Shiroff's Wells Fargo Investments, LLC Experience 2001 - 2003
Job Project Manager at Atmosphere Commercial Interiors
Industry Design
Experience
Atmosphere Commercial Interiors May 2012 - Present
Uson Design Solutions September 2009 - May 2012
Target Commercial Interiors August 2008 - September 2009
Target Commercial Interiors November 2003 - August 2008
Wells Fargo Investments LLC 2001 - 2003
Skills
Project Management, Customer Service, Problem Solving, Leadership, Budgets, Microsoft Office, Interior Design, Space planning, Account Management, Retail, Project Planning, Sales, New Business Development
Education
Dakota County Technical College 2008 — 2009
AAS, Interior Design
University of Minnesota-Twin Cities 2006 — 2007
Project Management, Certificate
University of Michigan 1997 — 2001
Bachelor of Science (BS), Biopsychology
Jamesville DeWitt High School 1993 — 1997
Atmosphere Commercial Interiors May 2012 - Present
Uson Design Solutions September 2009 - May 2012
Target Commercial Interiors August 2008 - September 2009
Target Commercial Interiors November 2003 - August 2008
Wells Fargo Investments LLC 2001 - 2003
Skills
Project Management, Customer Service, Problem Solving, Leadership, Budgets, Microsoft Office, Interior Design, Space planning, Account Management, Retail, Project Planning, Sales, New Business Development
Education
Dakota County Technical College 2008 — 2009
AAS, Interior Design
University of Minnesota-Twin Cities 2006 — 2007
Project Management, Certificate
University of Michigan 1997 — 2001
Bachelor of Science (BS), Biopsychology
Jamesville DeWitt High School 1993 — 1997
Bill Tanem's Wells Fargo Investments, LLC Experience 2004 - 2008
Job Compliance Consultant at Wells Fargo Bank
Industry Financial Services
Experience
Wells Fargo Bank January 2010 - Present
Wells Fargo Investments, LLC 2004 - 2008
FIRE Solutions 2000 - 2004
Banc of America Investments 1997 - 1999
NASD 1995 - 1997
Skills
Series 7, Securities, FINRA, Series 24, AML, Mutual Funds, Investments
Education
Saint Mary's College of California 1992 — 1994
MBA, Finance
University of California, Davis 1975 — 1979
Wells Fargo Bank January 2010 - Present
Wells Fargo Investments, LLC 2004 - 2008
FIRE Solutions 2000 - 2004
Banc of America Investments 1997 - 1999
NASD 1995 - 1997
Skills
Series 7, Securities, FINRA, Series 24, AML, Mutual Funds, Investments
Education
Saint Mary's College of California 1992 — 1994
MBA, Finance
University of California, Davis 1975 — 1979
Andrew Brink's Wells Fargo Investments, LLC Experience June 2008 - August 2010
Job Sales Content Specialist at Tableau Software | Helping people see and understand data
Industry Libraries
Experience
Tableau Software March 2015 - Present
Vulcan, Inc. January 2013 - March 2015
BlackRock June 2012 - January 2013
Vulcan, Inc. March 2012 - June 2012
University of Washington Libraries August 2011 - May 2012
NBBJ January 2012 - March 2012
San Francisco Zen Center June 2011 - July 2011
Wells Fargo Investments, LLC June 2008 - August 2010
Iowa State University Foundation June 2007 - June 2008
Cityview May 2006 - July 2007
Skills
Cataloging, Editing, Research, Writing, Library Science, Metadata, Social Media, Qualitative Research, Fundraising, Grant Writing, Collection Development, Data Analysis, Nonprofits, Presentation Development, Reference Services, Information Analysis, Quantitative Research, Competitive Intelligence, Grants, Management, Databases, Non-profits, HTML, Search, Relational Databases, Grant Management, Reader's Advisory, Metadata Management, Metadata Standards, Taxonomy, Resource Description &..., AACR2, MARC21, Information Science, Tableau, Leadership, Public Speaking, Project Management, Libraries
Education
University of Washington 2010 — 2012
MLIS, Library and Information Science
Beloit College 1995 — 1999
Bachelor of Arts, Creative Writing and Literary Studies
National University of Ireland, Galway 1998 — 1998
Semester abroad, Irish Literature
Tableau Software March 2015 - Present
Vulcan, Inc. January 2013 - March 2015
BlackRock June 2012 - January 2013
Vulcan, Inc. March 2012 - June 2012
University of Washington Libraries August 2011 - May 2012
NBBJ January 2012 - March 2012
San Francisco Zen Center June 2011 - July 2011
Wells Fargo Investments, LLC June 2008 - August 2010
Iowa State University Foundation June 2007 - June 2008
Cityview May 2006 - July 2007
Skills
Cataloging, Editing, Research, Writing, Library Science, Metadata, Social Media, Qualitative Research, Fundraising, Grant Writing, Collection Development, Data Analysis, Nonprofits, Presentation Development, Reference Services, Information Analysis, Quantitative Research, Competitive Intelligence, Grants, Management, Databases, Non-profits, HTML, Search, Relational Databases, Grant Management, Reader's Advisory, Metadata Management, Metadata Standards, Taxonomy, Resource Description &..., AACR2, MARC21, Information Science, Tableau, Leadership, Public Speaking, Project Management, Libraries
Education
University of Washington 2010 — 2012
MLIS, Library and Information Science
Beloit College 1995 — 1999
Bachelor of Arts, Creative Writing and Literary Studies
National University of Ireland, Galway 1998 — 1998
Semester abroad, Irish Literature
Ethan Wiggins's Wells Fargo Investments, LLC Experience August 2000 - August 2001
Job Forecast Analyst at Target
Industry Financial Services
Experience
Target November 2011 - Present
Wells Fargo Advisors August 2001 - October 2011
Wells Fargo Investments LLC August 2000 - August 2001
Wells Fargo Brokerage Services, LLC May 1998 - August 2000
Accountemps June 1995 - May 1998
Skills
Operations Management, Strategic Planning, Team Building, Critical Thinking, Call Center, Series 7, Series 63, Workforce Management, Process Improvement, Customer Service, Risk Management, Strategic Financial..., Business Analysis, Vendor Management, Analysis, Forecasting, Mutual Funds, Business Process..., Change Management, Financial Analysis, Call Centers, Leadership, Management
Education
University of Saint Thomas 1994 — 1997
Bachelor of Arts, Accounting
University of Minnesota-Duluth 1991 — 1994
Target November 2011 - Present
Wells Fargo Advisors August 2001 - October 2011
Wells Fargo Investments LLC August 2000 - August 2001
Wells Fargo Brokerage Services, LLC May 1998 - August 2000
Accountemps June 1995 - May 1998
Skills
Operations Management, Strategic Planning, Team Building, Critical Thinking, Call Center, Series 7, Series 63, Workforce Management, Process Improvement, Customer Service, Risk Management, Strategic Financial..., Business Analysis, Vendor Management, Analysis, Forecasting, Mutual Funds, Business Process..., Change Management, Financial Analysis, Call Centers, Leadership, Management
Education
University of Saint Thomas 1994 — 1997
Bachelor of Arts, Accounting
University of Minnesota-Duluth 1991 — 1994
Karoline Enger's Wells Fargo Investments, LLC Experience 1999 - 2009
Job Independent Presenter at Younique Products
Industry Financial Services
Experience
Younique Products March 2014 - Present
of Nu Skin products October 2012 - Present
Metamorphosis Landscaping 1998 - 2013
Wells Fargo Investments, LLC 1999 - 2009
Dain Bosworth December 1978 - August 1997
Skills
Marketing Communications, Internal Communications, Corporate Communications, Financial Services, Strategic Communications, sales, Sales Process, Customer Service, Advertising, Direct Marketing, Email Marketing, Event Planning, Leadership, Management, Marketing, Marketing Management, Marketing Strategy, Media Relations, Newsletters, Online Marketing, Sales, Integrated Marketing, Social Media, Social Networking
Education
Augustana University (SD) 1974 — 1978
Younique Products March 2014 - Present
of Nu Skin products October 2012 - Present
Metamorphosis Landscaping 1998 - 2013
Wells Fargo Investments, LLC 1999 - 2009
Dain Bosworth December 1978 - August 1997
Skills
Marketing Communications, Internal Communications, Corporate Communications, Financial Services, Strategic Communications, sales, Sales Process, Customer Service, Advertising, Direct Marketing, Email Marketing, Event Planning, Leadership, Management, Marketing, Marketing Management, Marketing Strategy, Media Relations, Newsletters, Online Marketing, Sales, Integrated Marketing, Social Media, Social Networking
Education
Augustana University (SD) 1974 — 1978
Alex Ray's Wells Fargo Investments, LLC Experience October 2008 - February 2011
Job San Francisco Mortgage Loan Officer, NMLSR ID 690395
Industry Banking
Experience
Wells Fargo Home Mortgage March 2011 - Present
Wells Fargo Investments, LLC October 2008 - February 2011
Wells Fargo Bank, N.A. October 2006 - February 2011
12 Threads September 2007 - December 2010
IDEAL English Academy September 2004 - June 2006
IDEAL English Academy March 2002 - August 2004
ELC International November 2000 - March 2002
Skills
Loans, Teaching, Financial Services, Credit, Banking, Curriculum Design, Mortgage Banking, Customer Service, Recruiting, Refinance, Employee Relations, Strategic Planning, Management, Mortgage Lending, Training, Outlook, Credit Analysis, Analysis, Event Planning, English, Human Resources, FHA
Education
New World Teachers 2000 — 2000
TEFL Certificate, English as a Foreign Language
University of California, Berkeley 1987 — 1992
Bachelor's Degree (dual), Film Studies and German Language
Wells Fargo Home Mortgage March 2011 - Present
Wells Fargo Investments, LLC October 2008 - February 2011
Wells Fargo Bank, N.A. October 2006 - February 2011
12 Threads September 2007 - December 2010
IDEAL English Academy September 2004 - June 2006
IDEAL English Academy March 2002 - August 2004
ELC International November 2000 - March 2002
Skills
Loans, Teaching, Financial Services, Credit, Banking, Curriculum Design, Mortgage Banking, Customer Service, Recruiting, Refinance, Employee Relations, Strategic Planning, Management, Mortgage Lending, Training, Outlook, Credit Analysis, Analysis, Event Planning, English, Human Resources, FHA
Education
New World Teachers 2000 — 2000
TEFL Certificate, English as a Foreign Language
University of California, Berkeley 1987 — 1992
Bachelor's Degree (dual), Film Studies and German Language
Stephen Saladrigas, CFP, ChFC's Wells Fargo Investments, LLC Experience January 2005 - January 2009
Job Financial Services Professional
Industry Financial Services
Experience
Waddell & Reed Financial Services 2009 - Present
Wells Fargo Investments, LLC January 2005 - January 2009
Education
University of Colorado Boulder 1985 — 1990
BA, Political Science
Waddell & Reed Financial Services 2009 - Present
Wells Fargo Investments, LLC January 2005 - January 2009
Education
University of Colorado Boulder 1985 — 1990
BA, Political Science
Jennifer Hike's Wells Fargo Investments, LLC Experience June 2010 - November 2010
Job Administrative Assistant III at Wells Fargo Corporate Finance
Industry Banking
Experience
Wells Fargo Corporate Finance November 2011 - Present
Wells Fargo Home Mortgage November 2010 - November 2011
Wells Fargo Investments, LLC June 2010 - November 2010
MedNet Solutions, Inc. September 2008 - March 2009
Applebee's International April 2007 - June 2008
Pete Tacheny Roofing & Siding, Inc. 2008 - 2008
Skills
Payroll, Microsoft Office, Administrative..., Customer Service, QuickBooks, Data Analysis, Employee Relations, Access, Travel Arrangements, Data Entry, Onboarding, PowerPoint, Office Management, Human Resources, Accounts Receivable, Leadership, Microsoft Excel, Insurance, Outlook, Office Administration, Spreadsheets, Business Analysis
Education
Minneapolis Business College 2004 — 2006
AAS, Office Administration
University of Minnesota Duluth 2002 — 2004
none, Business
Wells Fargo Corporate Finance November 2011 - Present
Wells Fargo Home Mortgage November 2010 - November 2011
Wells Fargo Investments, LLC June 2010 - November 2010
MedNet Solutions, Inc. September 2008 - March 2009
Applebee's International April 2007 - June 2008
Pete Tacheny Roofing & Siding, Inc. 2008 - 2008
Skills
Payroll, Microsoft Office, Administrative..., Customer Service, QuickBooks, Data Analysis, Employee Relations, Access, Travel Arrangements, Data Entry, Onboarding, PowerPoint, Office Management, Human Resources, Accounts Receivable, Leadership, Microsoft Excel, Insurance, Outlook, Office Administration, Spreadsheets, Business Analysis
Education
Minneapolis Business College 2004 — 2006
AAS, Office Administration
University of Minnesota Duluth 2002 — 2004
none, Business
John Lawien's Wells Fargo Investments, LLC Experience January 2008 - April 2009
Job Senior Vice President Financial Advisor at RBC
Industry Financial Services
Experience
RBC May 2009 - Present
Wells Fargo Investments, LLC January 2008 - April 2009
Wells Fargo January 2005 - December 2007
Wells Fargo January 1990 - December 2004
Education
University of Minnesota-Duluth 1981 — 1985
Bachelor's degree, Accounting, Cum Laude
RBC May 2009 - Present
Wells Fargo Investments, LLC January 2008 - April 2009
Wells Fargo January 2005 - December 2007
Wells Fargo January 1990 - December 2004
Education
University of Minnesota-Duluth 1981 — 1985
Bachelor's degree, Accounting, Cum Laude
Sheldon Sanvik's Wells Fargo Investments, LLC Experience July 2007 - September 2009
Job at US Bank Investments & Insurance
Industry Investment Banking
Experience
US Bank Investments & Insurance June 2010 - Present
Wells Fargo Investments, LLC July 2007 - September 2009
Wells Fargo Investments, LLC April 2006 - July 2007
Wells Fargo Investments, LLC July 2000 - April 2006
Federal Reserve Bank September 1995 - July 2000
Richfield Bank & Trust Co October 1991 - September 1995
Skills
Financial Services, Customer Service, Securities, Relationship Management, Microsoft Excel, Investments, Sales Management, Bloomberg, Finance
Education
American Institute of Banking (AIB)
University of Minnesota-Duluth
Bachelor of Arts, Communication
US Bank Investments & Insurance June 2010 - Present
Wells Fargo Investments, LLC July 2007 - September 2009
Wells Fargo Investments, LLC April 2006 - July 2007
Wells Fargo Investments, LLC July 2000 - April 2006
Federal Reserve Bank September 1995 - July 2000
Richfield Bank & Trust Co October 1991 - September 1995
Skills
Financial Services, Customer Service, Securities, Relationship Management, Microsoft Excel, Investments, Sales Management, Bloomberg, Finance
Education
American Institute of Banking (AIB)
University of Minnesota-Duluth
Bachelor of Arts, Communication
Patti Shopneck's Wells Fargo Investments, LLC Experience VP, Regulatory Exams, ComplianceWells Fargo Advisors, LLC2002 - Present
Job Sr. Regulatory Affairs Analyst at Wells Fargo Investments, LLC
Industry Financial Services
Experience
Wells Fargo Investments, LLC VP, Regulatory Exams, ComplianceWells Fargo Advisors, LLC2002 - Present
Charles Schwab 1993 - 2001
Skills
Regulatory Affairs, Financial Services, Investments
Education
University of Colorado at Boulder
Bachelor of Science (BS), Accounting and Business/Management
University of Denver College of Law
Juris Doctor, Law
Wells Fargo Investments, LLC VP, Regulatory Exams, ComplianceWells Fargo Advisors, LLC2002 - Present
Charles Schwab 1993 - 2001
Skills
Regulatory Affairs, Financial Services, Investments
Education
University of Colorado at Boulder
Bachelor of Science (BS), Accounting and Business/Management
University of Denver College of Law
Juris Doctor, Law
Tina Weiss's Wells Fargo Investments, LLC Experience August 2009 - November 2010
Job Community Manager at Community Development Inc
Industry Management Consulting
Experience
Associa April 2013 - July 2015
Wells Fargo Advisors July 2011 - July 2012
Wells Fargo Home Mortgage November 2010 - July 2011
Wells Fargo Investments LLC August 2009 - November 2010
Wells Fargo Investments September 2008 - August 2009
Wells Fargo Bank January 2007 - September 2008
Skills
Series 7, Microsoft Office, Microsoft Excel, Microsoft Word, Brokerage, Operational Excellence, Customer Satisfaction, Analysis, Investments, Banking, Process Improvement, Leadership, Customer Service, Mutual Funds, Securities, Operations Management, Risk Management, Account Reconciliation, Financial Services, FINRA
Education
Rasmussen College-Minnesota 2011 — 2012
Business Management
St. Cloud State University 2004 — 2006
General Courses
Associa April 2013 - July 2015
Wells Fargo Advisors July 2011 - July 2012
Wells Fargo Home Mortgage November 2010 - July 2011
Wells Fargo Investments LLC August 2009 - November 2010
Wells Fargo Investments September 2008 - August 2009
Wells Fargo Bank January 2007 - September 2008
Skills
Series 7, Microsoft Office, Microsoft Excel, Microsoft Word, Brokerage, Operational Excellence, Customer Satisfaction, Analysis, Investments, Banking, Process Improvement, Leadership, Customer Service, Mutual Funds, Securities, Operations Management, Risk Management, Account Reconciliation, Financial Services, FINRA
Education
Rasmussen College-Minnesota 2011 — 2012
Business Management
St. Cloud State University 2004 — 2006
General Courses
Michelle Chester's Wells Fargo Investments, LLC Experience September 2002 - April 2006
Job Client Specialist at Robert W. Baird
Industry Financial Services
Experience
Robert W. Baird & Co. September 2013 - Present
JPMorgan Chase Bank, N.A September 2006 - September 2013
Stifel, Nicolaus & Co., Inc May 2006 - June 2006
Wells Fargo Investments, LLC September 2002 - April 2006
Skills
Equities, Series 7, Banking, Investments, Trading
Education
Miami University 1997 — 2002
Bachelor of Arts (B.A.), English Language and Literature, General
Miami University 1997 — 2002
Bachelor of Arts, English Literature
Robert W. Baird & Co. September 2013 - Present
JPMorgan Chase Bank, N.A September 2006 - September 2013
Stifel, Nicolaus & Co., Inc May 2006 - June 2006
Wells Fargo Investments, LLC September 2002 - April 2006
Skills
Equities, Series 7, Banking, Investments, Trading
Education
Miami University 1997 — 2002
Bachelor of Arts (B.A.), English Language and Literature, General
Miami University 1997 — 2002
Bachelor of Arts, English Literature
Javad Esfandiary's Wells Fargo Investments, LLC Experience January 2007 - Present
Job I hold my brokerage position concurrently with my Assistant Manager position.
Industry Financial Services
Experience
WELLS FARGO INVESTMENTS, LLC January 2007 - Present
Wells Fargo Bank January 2005 - Present
HOME DEPOT January 2001 - January 2002
Ace Hardware January 1999 - January 2000
Education
University of California, Santa Barbara 2000 — 2005
Bachelors of Science, Physical Geography
WELLS FARGO INVESTMENTS, LLC January 2007 - Present
Wells Fargo Bank January 2005 - Present
HOME DEPOT January 2001 - January 2002
Ace Hardware January 1999 - January 2000
Education
University of California, Santa Barbara 2000 — 2005
Bachelors of Science, Physical Geography
Lewis Jacobson's Wells Fargo Investments, LLC Experience 2005 - December 2010
Job Compliance Consultant AVP at Wells Fargo Investments, LLC
Industry Financial Services
Experience
Wells Fargo Investments, LLC 2005 - December 2010
Legacy Financial Services, Inc. 1999 - 2005
Legacy Financial Services, Inc. 1997 - 1999
Prudential Securities, Inc. 1994 - 1997
Education
California State University-Hayward - School of Business and Economics 1991 — 1993
MBA, Finance
Humboldt State University 1981 — 1983
BS, Business - Marketing
Wells Fargo Investments, LLC 2005 - December 2010
Legacy Financial Services, Inc. 1999 - 2005
Legacy Financial Services, Inc. 1997 - 1999
Prudential Securities, Inc. 1994 - 1997
Education
California State University-Hayward - School of Business and Economics 1991 — 1993
MBA, Finance
Humboldt State University 1981 — 1983
BS, Business - Marketing
Loretta Karnes's Wells Fargo Investments, LLC Experience August 2008 - August 2010
Job Implementation Consultant at Wells Fargo Shareowner Services
Industry Financial Services
Experience
Wells Fargo Shareowner Services August 2010 - Present
Wells Fargo Investments, LLC August 2008 - August 2010
Wells Fargo Investments, LLC March 2005 - August 2008
Prodigy Asset Management, LLC June 2003 - February 2005
Wells Fargo Investments, LLC October 2001 - April 2003
Piper Jaffray April 2000 - October 2001
Skills
Series 7, Series 6, Series 9/10, Series 24
Education
The University of North Dakota 1993 — 1998
BA, Psychology
Wells Fargo Shareowner Services August 2010 - Present
Wells Fargo Investments, LLC August 2008 - August 2010
Wells Fargo Investments, LLC March 2005 - August 2008
Prodigy Asset Management, LLC June 2003 - February 2005
Wells Fargo Investments, LLC October 2001 - April 2003
Piper Jaffray April 2000 - October 2001
Skills
Series 7, Series 6, Series 9/10, Series 24
Education
The University of North Dakota 1993 — 1998
BA, Psychology
Vivian Bustillos's Wells Fargo Investments, LLC Experience July 2000 - January 2011
Job Financial Services
Industry Financial Services
Experience
Wells Fargo Advisors January 2011 - July 2012
Wells Fargo Investments, LLC July 2000 - January 2011
Ragen MacKenzie 2000 - 2001
Skills
Risk Management, Securities, Investments, Banking
Education
Bellevue College 2012 — 2013
Associate's Degree, Accounting, 3.82
Wells Fargo Advisors January 2011 - July 2012
Wells Fargo Investments, LLC July 2000 - January 2011
Ragen MacKenzie 2000 - 2001
Skills
Risk Management, Securities, Investments, Banking
Education
Bellevue College 2012 — 2013
Associate's Degree, Accounting, 3.82
ANN BOTKA's Wells Fargo Investments, LLC Experience 2001 - 2011
Job Registered Client Associate | Customer Service | Administrative Assistant
Industry Financial Services
Experience
Boulanger's Barberie 2012 - Present
Ann G. Botka, CMT 2002 - Present
Wells Fargo Bank, N.A. November 2013 - February 2014
The Children's Dispensary, Inc. March 2013 - July 2013
Wells Fargo Advisors, LLC 2011 - 2012
Wells Fargo Investments, LLC 2001 - 2011
Skills
Securities, Mutual Funds, Investments, Series 7, Wealth Management..., Financial Services, Finance, Banking, Customer Service, FINRA, Series 63, Uniform Combined State..., Equities, Series 65, State of Indiana/Life,..., ThomsonOne, Appointment Scheduling, SmartStation Brokerage..., Fixed Income, Managed Products, Compliance
Education
Indiana University South Bend
Bachelor of Arts (B.A.), History
Blue Heron Academy
Massage Therapist
Boulanger's Barberie 2012 - Present
Ann G. Botka, CMT 2002 - Present
Wells Fargo Bank, N.A. November 2013 - February 2014
The Children's Dispensary, Inc. March 2013 - July 2013
Wells Fargo Advisors, LLC 2011 - 2012
Wells Fargo Investments, LLC 2001 - 2011
Skills
Securities, Mutual Funds, Investments, Series 7, Wealth Management..., Financial Services, Finance, Banking, Customer Service, FINRA, Series 63, Uniform Combined State..., Equities, Series 65, State of Indiana/Life,..., ThomsonOne, Appointment Scheduling, SmartStation Brokerage..., Fixed Income, Managed Products, Compliance
Education
Indiana University South Bend
Bachelor of Arts (B.A.), History
Blue Heron Academy
Massage Therapist
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY