Wells Fargo Private Client Services
Address: 150 E W 42nd St 42nd Flr, New York, NY 10017 Phone: (212) 214-7682Hours: : : : : : Website: : Category: Place name: Website: https://www.wellsfargo.com/the-private-bank/?utm_campaign=Local_Listings&utm_source=Google&group=Private_Bank&loc=PB106 Category: Investment service Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo.Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Wells Fargo Private Bank Posting publicly on the Web Write a review Reviews Be the first to review
Wells Fargo Private Client Services List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Wells Fargo Private Client Services. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Wells Fargo Private Client Services Salaries. You can even request information on how much does Wells Fargo Private Client Services pay if you want to. Learn about salaries, pros and cons of working for Wells Fargo Private Client Services directly from the past employees.
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Wells Fargo Private Client Services Employees
CLS Partners Retirement Services August 2012 - Present
Merrill Lynch July 2008 - August 2012
Morgan Stanley May 2007 - June 2008
California State Assembly February 2005 - December 2006
Wells Fargo Private Client Services May 2004 - January 2005
Education
San Diego State University-California State University 1999 — 2002
Bachelor's of Science
CB Capital Partners January 2014 - Present
Ecō Skin Care Inc. January 2011 - December 2013
Skin Elements USA August 2006 - December 2010
BG Financial llc. October 2002 - August 2006
Wells Fargo, Private Client Services April 1998 - October 2002
Cruttenden Roth April 1995 - April 1998
Skills
Business Development, Investments, Sales Management, Public Relations, Marketing Strategy, Social Media, Budgets, Online Advertising, Team Leadership, Sales Process, Marketing Communications, Series 7, New Business Development, Digital Marketing, Entrepreneurship, Start-ups, Product Development, Retail, Advertising, Forecasting, Public Speaking, Market Research, Business Planning, Team Building, Product Marketing, Social Media Marketing, Competitive Analysis, Brand Development, Strategic Partnerships, Market Planning, Strategy, Brand Management, Trade Shows, Sales, Marketing, Social Networking
Education
Citrus College 1985 — 1987
General Ed
Bank of the West June 2015 - Present
City National Bank September 2008 - June 2015
First Republic Bank 2004 - 2007
Wells Fargo Private Client Services September 2001 - August 2004
Skills
Wealth Management, Private Banking, Investment Management, Financial Planning, Debt Solutions, Insurance Solutions, Series 7, Series 63, Series 65, Investment Strategies, Credit, Investments, Investment Advisory, Strategic Financial..., High Net Worth..., Finance, Banking, Wealth Management..., Securities, Mutual Funds, Asset Allocation, Relationship Management, Treasury Management, Mortgage Lending, Cash Management, Estate Planning, Financial Services, Bonds, Retirement Planning, Consumer Lending, Loan Origination, Portfolio Management, Loans, Wealth, Credit Analysis, Small Business Lending, Alternative Investments, Insurance, Commercial Banking, Asset Management, Commercial Mortgages, Fixed Income, Commercial Lending, Equities, Financial Analysis, Risk Management
Education
University of San Francisco
Bachelor of Business Administration Economics
New England College, Arundel, England
Wells Fargo Advisors April 2014 - Present
Wells Fargo Advisors April 2014 - Present
Wells Fargo's Alternative Strategies Brokerage Services, Inc. May 2010 - April 2014
Oelzen Capital LLC July 2009 - May 2010
Hall Capital Partners LLC July 2008 - June 2009
Citi September 2006 - March 2008
Avera Global Partners, LP October 2001 - June 2006
Wells Fargo - Private Client Services January 2000 - September 2001
Cadinha & Co. Investment Counsel April 1997 - January 2000
Banc One Investment Advisors January 1995 - April 1997
Skills
Alternative Investments, Hedge Funds, Equities, Capital Markets, Investments, Private Equity, Fund Of Funds, Business Development, Strategy, Finance, Prime Brokerage, Hedging
Education
CFA - Institute of Chartered Financial Analysts 1994 — 1996
CFA, Chartered Financial Analyst
CMT - Market Technicians Association 2001 — 2003
CMT, Technical Analysis
University of Arizona 1982 — 1986
BA, Economics, Software Engineering
University of Texas at Dallas June 2015 - Present
Asset Management Advisors October 2011 - December 2013
Innovator VC Due Diligence March 2011 - October 2011
JP Morgan October 2009 - December 2010
Talon Asset Management, LLC Chicago, Il 2007 - 2009
UBS San Diego, CA 2003 - March 2007
Wells Fargo Private Client Services 1999 - 2003
Rice, Hall, James 1995 - 1999
Skills
Portfolio Management, Investments, Investment Strategies, Asset Allocation, Fixed Income, Alternative Investments, Hedge Funds, Mutual Funds, Investment Advisory, Financial Markets, Emerging Markets, Investment Management, Finance, Risk Assessment, Business Valuation, Strategic Financial..., Venture Capital, Due Diligence, Fundraising, Valuation, Private Equity, Strategy, Equity Valuation, Financial Risk, Asset Management, Equities, Equity Research, Wealth Management, Securities, Capital Markets, Financial Modeling, Options, Bloomberg, Derivatives, Series 7, Bonds, Wealth Management..., Entrepreneurship, Series 63, Financial Analysis, High Net Worth..., Risk Management, Economics, Analysis, Mergers & Acquisitions, Estate Planning, ETFs, Equity Derivatives, Retirement, Private Banking
Education
San Diego State University-California State University
MBA, Finance
Seattle University
Bachelor of Arts (BA), Accounting, Magna Cum Laude
UCLA Extension Program 2014 — 2014
Estate Planning Class
Get in the Act! Arts in Action September 2009 - Present
Wells Fargo Private Client Services April 2005 - April 2009
Edward Jones Investments March 2002 - April 2005
Skills
Non-profits, Project Management, Community Outreach, Press Releases, Strategic Planning, Management, Strategy, Social Media, Microsoft Office, Program Management, Customer Service, Grant Writing, Nonprofits, Finance
Education
Foundation Center-San Francisco
Proposal Writing - Marilyn Hoyt, Instructor
The Grant Professor 2010 — 2012
Grant Writing and Sustainability - Phil Johncock, Instructor
Oakton Community College
Economics
Professional Designation
Nevada Insurance License
Professional Designation
California Insurance License
Imprimis Pharmaceuticals, Inc. December 2014 - Present
Carling Communications January 2013 - December 2014
RealAge, Inc. June 2008 - December 2012
Charmed Events April 2010 - September 2012
RealAge, Inc. June 2008 - January 2012
Prudential Locations June 2007 - May 2008
StarrTech Interactive 2006 - 2007
International Convention Event Services 2004 - 2006
Internet Advancement May 2003 - August 2003
Wells Fargo - Private Client Services March 2001 - August 2002
Skills
Advertising, Marketing, Project Management, Program Management, Account Management, Revenue Recognition, Email Marketing, Event Planning, Marketing Communications, Marketing Management, Digital Marketing, Analytics, Marketing Strategy, Event Management, Digital Strategy, Online Marketing, CRM, SEM, SEO, Salesforce.com, Strategy
Education
Hawaii Pacific University 2006 — 2009
MA, Communications (Organizational Change), 3.9
Hawaii Pacific University 2002 — 2004
BA, Advertising
Highline Community College 2001 — 2003
Master's degree, Business
Bellevue Community College 1999 — 2000
Associate of Arts (AA), Business
Kingfield Construction Products April 2013 - Present
RE-Systems Group May 2005 - April 2013
USAllianz Investor Services May 2004 - May 2005
Wells Fargo Private Client Services February 2001 - March 2004
Life Links Enterprises, Wedlinks.com August 2001 - February 2003
Skills
Business Development, New Business Development, Contract Negotiation, Product Management, Waterproofing, Business Strategy, Strategic Planning, Sales, Management, Pricing, Marketing Strategy, Financial Analysis, Market Research, Cold Calling, Underground Structures, Branding & Identity, Sales Management, Leadership, Strategy, Construction, Tunnels, Grouting
Education
University of Northwestern - St. Paul 1996 — 2000
BA, International Business, Religion
Prospera 1998 — 1998
Japanese language, business and culture
Northern Trust September 2006 - Present
The Public Education Foundation 1999 - 2012
First National Wealth Management November 2004 - September 2006
Western National Trust Company February 2003 - November 2004
Wells Fargo Private Client Services November 1983 - November 2002
American Heart Association 2000 - 2002
First Interstate Bank 1995 - 1999
Skills
Wealth Management, Investments, Portfolio Management, Estate Planning, Alternative Investments, Investment Strategies, Asset Allocation, Equities, Investment Advisory, Financial Analysis, Investment Management, Loans, Strategic Planning, Asset Management, Banking, Credit, Finance, Mutual Funds
Education
UNLV 1973 — 1977
Bachelor of Science, Finance, General
Charles Schwab October 2009 - Present
Wells Fargo -Private Client Services March 2005 - November 2006
Skills
Business Strategy, Leadership, Business Analysis, Project Management, Start-ups, Executive stock plan
Education
Osmania University
Bachelor's degree, Public Administration, Political Science
Dr Antonio Dsilva Tech
WaterRock Financial, LLC 2010 - Present
The Advocate Group 2006 - 2010
Wells Fargo Private Client Services 1999 - 2006
Dowling & Partners 1997 - 1999
Skills
Investments, Strategic Financial..., Estate Planning, Asset Allocation, Retirement, Finance, Insurance, Investment Management, Financial Advisory, Leadership, Wealth, Small Business
Education
Dartmouth College 1993 — 1997
BA, Economics, Government
Mason City High School 1989 — 1993
Atherton Consulting Group, LLC November 2011 - Present
Stanford Graduate School of Business September 2013 - December 2013
Focus Consulting Group August 2010 - October 2011
University of San Francisco June 2004 - October 2011
CFA Society of San Francisco 1999 - June 2008
Wells Fargo Private Client Services June 2006 - December 2007
Wells Fargo Private Client Services May 2005 - May 2006
Bingham, Osborn & Scarborough February 2000 - June 2004
Keene Investments September 1996 - February 2000
Venture Leasing April 1992 - September 1996
Skills
Portfolio Management, Due Diligence, Mergers & Acquisitions, Alternative Investments, Strategic Planning, Wealth Management, Strategy, Business Strategy, Investments, Asset Management, Management Consulting, Finance, Management, Financial Analysis, Risk Management, Executive Coaching, Leadership Development
Education
Stanford University Graduate School of Business 2009 — 2010
Masters of Science in Management
Syracuse University - Martin J. Whitman School of Management 1976 — 1979
B.S. in Business Administration, magna cum laude
Charles Schwab November 2014 - Present
Fidelity Investments January 2014 - November 2014
Morgan Stanley Wealth Management May 2012 - January 2014
Kaiser Permanente January 2009 - April 2012
Lumetra October 2007 - August 2008
Wells Fargo Financial Products August 2005 - October 2007
Wells Fargo Private Client Services April 2004 - August 2005
Wells Fargo Bank October 2003 - March 2004
Morgan Stanley October 2000 - October 2003
Skills
Event Planning, Sales, Newsletters, Marketing Communications, Project Management, Proposal Writing, B2B Marketing, Social Media, Blogging, Internal & External..., Print and Online..., Integrated Marketing..., Communications Campaigns, Event Marketing, Event Management, Nonprofits, Market Research, Research, Social Media Marketing, Direct Marketing, Brand Development, Analytics, New Business Development, Social Networking, Internal Communications, Business Development, Business Strategy, Marketing, Strategic Communications, Integrated Marketing
Education
San Francisco State University 2014 — 2015
Executive Certificate, Financial Planning
Golden Gate University 2003 — 2007
MS, Marketing
Indiana University Bloomington 1980 — 1984
BA, English
Wells Fargo Consumer Credit Card / Customer Marketing September 2013 - February 2015
Wells Fargo Enterprise Marketing - Merger Services October 2009 - May 2012
Wells Fargo Family Wealth Group September 2005 - October 2008
Wells Fargo Private Client Services September 2003 - September 2005
Wells Fargo March 1998 - September 2003
Wells Fargo February 1991 - March 1998
Bank of San Francisco November 1987 - February 1991
Wells Fargo Bank November 1977 - November 1987
Skills
Project Management, Office Management, Risk Management, Banking, Organization &..., Highly Detailed, Meeting, Conference and..., Management, Budgets, Marketing, Relationship Management, Mergers & Acquisitions, Loans, Portfolio Management
Education
University of Oregon 1979 — 1980
Business Administration
West Valley College 1977 — 1979
AA, Business Administration
Instinet Incorporated January 2015 - Present
Simplify. January 2013 - December 2014
Western Asset Management May 2007 - March 2008
FutureTrade Technologies January 2005 - May 2007
Wells Fargo, Private Client Services May 2004 - October 2004
Washington Mutual, Financial Solutions Group June 2003 - March 2004
Bank of America July 2001 - July 2003
Chase Capital Partners February 2000 - November 2000
Deutsche Bank Private Banking October 1998 - February 2000
Oppenheimer Capital Management February 1996 - October 1998
Skills
Budgets, Integration, Management, Equities, Leadership, Analysis, Risk Management, Asset Management, Fixed Income, Program Management, Business Process, Derivatives, Asset Managment, Portfolio Management, Business Analysis, Electronic Trading, FX Options, Finance, Financial Markets, Financial Services, Hedge Funds, Operations Management, Options, SDLC, Strategy, Trading, Trading Systems
Education
University of Kansas - Graduate School of Business 1991 — 1993
MBA, Operations Management
The University of Kansas 1981 — 1985
Liberal Arts, Chemistry, Biology
Paola High School
P3 Capital Management, LLC January 2012 - Present
Arizona Wealth Advisors, LLC January 2003 - January 2012
Wells Fargo Private Client Services January 2001 - January 2003
Peacock, Hislop, Staley and Givens January 1998 - January 2001
Dean Witter Reynolds January 1996 - January 1998
Skills
Strategic Planning, Investments, New Business Development, Mergers & Acquisitions, Account Management, Sales Management, Start-ups, Strategy, Business Strategy, Business Planning, Executive Management, Contract Negotiation, Management Consulting, Strategic Partnerships, Financial Services, Management, Asset Management, Finance
Education
University of Arizona 1990 — 1994
BA English/Finance
Wells Fargo Banking Direct June 2011 - Present
Wells Fargo Private Client Services March 2008 - May 2011
Wells Fargo Private Client Services November 2001 - March 2008
Wells Fargo Private Banking October 2000 - November 2001
Wells Fargo Private Banking February 1997 - October 2000
Skills
Financial Services, Equities, Risk Management, Vendor Management, Wealth Management, Mortgage Lending, Credit Analysis, Portfolio Management, Commercial Lending, Management, Relationship Management, Finance, Software Documentation, Private Banking
Education
Diablo Valley College 1990 — 1994
Mercer County Community College 1972 — 1974
LifeShift Services March 2011 - Present
Wells Fargo Private Client Services January 1998 - October 2001
Piper Jaffray 1995 - 1998
Thomas and Associates Accounting 1993 - 1994
Morgan Stanley Smith Barney 1988 - 1993
Skills
Downsizing, Customer Service, Budgets, Marketing Strategy, Marketing Communications, Marketing, Research, Wealth Management
Education
Ripon College 1983 — 1987
Bachelor of Arts (BA), History
Allen Wealth Management January 2014 - Present
Montecito Private Asset Management April 2004 - December 2013
Wells Fargo Private Client Services December 2001 - February 2004
Skills
Asset Management, Estate Planning, Financial Planning, Financial Writing, Research, Investments, Equities, Fixed Income, Portfolio Management, Financial Markets, Alternative Investments, Wealth Management, Mutual Funds, Retirement Planning, Retirement, Valuation, Credit, Risk Management, Real Estate, Mergers, Bonds, Funding, Options, Debt, Structuring, Cash Flow, Analysis, Tax, Banking, Strategic Planning, Planning, IPO, Budgeting, Investors, New Business Development, Small Business, Marketing Strategy, Business Planning, Restructuring, Real Estate Development, Asset Managment, Investment Management, Strategic Financial..., Project Planning, Budgets, Finance, Securities, Mergers & Acquisitions, Investment Advisory, Venture Capital
Education
University of California, San Diego 1999 — 2001
MPIA, Internation Relations
Stephen F. Austin State University 1984 — 1990
BBA Finance, Finance / Investments
Atlantic Trust August 2004 - Present
Wells Fargo Private Client Services February 1999 - March 2003
Education
St. Edward's University 1996 — 1999
RBC Wealth Management April 2013 - Present
RBC Wealth Management July 2005 - April 2013
RBC Dain Rauscher December 2004 - July 2005
Wells Fargo Private Client Services June 2003 - December 2004
Piper Jaffray September 2002 - April 2003
Dorsey & Whitney LLP 1997 - 2002
Skills
Disaster Recovery, VMware, Business Requirements, Enterprise Software, Active Directory, Business Analysis, SharePoint, Microsoft Exchange, Requirements Gathering, Visio, ITIL, Vendor Management, Enterprise Architecture, IT Strategy, Requirements Analysis
Education
Capella University 2012 — 2015
IT Project Management
New York Life Insurance Company September 2014 - Present
Morgan Stanley Private Bank September 2010 - February 2013
Alexxalan Consulting LLC January 2007 - September 2010
Innercity Advisors 2007 - 2010
Wells Fargo Private Client Services October 2003 - December 2006
Oakland School for the Arts 2004 - 2005
Stanford Athletics Department November 2000 - September 2003
ANSUN Advisory Services, LLC January 1996 - October 2000
BA Securities, Inc./Bank of America September 1988 - November 1995
Manufacturers Hanover Trust Company December 1983 - August 1986
Skills
Investments, Portfolio Management, Mergers, Finance, Wealth Management, Start-ups, Strategy, Business Strategy, Management Consulting, Credit, Management, Loans, Wealth, Commercial Lending, Financial Structuring, Contract Negotiation, Program Management, Commercial Banking, Analysis, Coaching, Investment Management, Strategic Financial..., Mergers & Acquisitions, Executive Management, Leadership, Financial Advisory, Small Business, Investment Strategies, Wealth Management..., Private Equity, Financial Services, Asset Management, Securities, Alternative Investments, Due Diligence, Private Banking, Investment Banking, Financial Modeling, Asset Allocation, Fixed Income
Education
Stanford University Graduate School of Business 1986 — 1988
Masters, Business Administration. Finance concentration
Brown University 1975 — 1979
Bachelor of Arts, Mathematical Economics
The Hotchkiss School 1971 — 1975
Wells Fargo Treasury Management May 2013 - Present
Wells Fargo Treasury Management April 2006 - May 2013
Wells Fargo Investment Management June 2004 - April 2006
Wells Fargo Private Client Services July 2001 - June 2004
Wells Fargo Private Client Services October 1999 - July 2001
The Financial Relations Board/BSMG Worldwide October 1998 - October 1999
Skills
Editing, Newsletters, Financial Services, Online Advertising, Advertising, Internal Communications, Marketing, Corporate Communications, Content Strategy, Corporate Branding, Marketing Strategy
Education
University of Oregon
B.A, Journalism - Public Relations
University Studies Abroad Consortium 1994 — 1995
First Command Financial Services November 2010 - Present
GROW YOUR SALES December 2006 - August 2011
Wells Fargo Private Client Services September 2003 - November 2006
IS Connections October 2002 - August 2003
Tensoft December 2001 - October 2002
Impact Innovations ( acquired by Technisource) August 1999 - June 2001
Netigy January 2000 - May 2001
Pagemart/Weblink Wireless March 1998 - August 1999
StraightSource August 1996 - March 1998
Skills
Business Development, Strategy, Marketing, Recruiting, Financial Analysis, Contract Negotiation, Public Relations, CRM
Education
The University of Kansas
B.S., Business Administration
Wells Fargo Wealth Management March 2013 - Present
Wells Fargo Wealth Management April 2011 - February 2013
Wells Fargo Wealth Management January 2008 - April 2011
Wells Fargo Private Client Services March 2004 - December 2007
Wells Fargo Private Client Services January 1990 - March 2004
Skills
Coaching and Motivating, Sales&Marketing, Development of Diverse..., Strategic Planning, Leadership..., Risk Management, Strategic Financial..., CRM, Wealth Management, Strategy, Investments, Retirement Planning, Women of Wealth, Financial Advisory, Wealth, Wealth Management..., Leadership, Asset Management, Fiduciary Services, Relationship Management, Cross-functional Team..., Management, High Net Worth..., Finance, Financial Planners, Portfolio Management, Financial Services, Investment Advisory, Financial Risk, Loans, Sales & Marketing, Financial Planning
Education
University of San Diego 2004 — 2006
Masters of Science in Executive Leadership (MSEL), Organizational Leadership
San Diego State University-California State University 1992 — 1997
Bachelor of Science (B.S.), International Business Latin American and Spanish Language Focus
One Less Putt 2009 - Present
David Kauffman Insurance Services February 2006 - Present
Astrum Investment Management-USA October 2011 - April 2012
Wells Fargo Private Client Services September 2002 - February 2006
Banc of America Securities July 2000 - September 2002
Skills
Investments, Private Equity, Valuation, Due Diligence, Alternative Investments, Investor Relations, Asset Allocation, Asset Management, Banking, Bonds, Business Valuation, Capital Markets, Corporate Development, Corporate Finance, Equities, Finance, Financial Analysis, Financial Markets, Financial Modeling, Financial Structuring, Funding, Hedge Funds, IPO, Investment Advisory, Investment Banking, Investment Management, Investment Strategies, Mergers & Acquisitions, Mutual Funds, Portfolio Management, Private Placements, Real Estate, Real Estate Economics, Restructuring, Securities, Strategic Financial..., Venture Capital, Wealth Management, Fixed Income, Structured Finance, Series 7, Project Finance
Education
Edinboro University of Pennsylvania 1989 — 1993
BS/BA, Business Administration/Finance
North Allegheny High School 1987 — 1989
EMPOWER Retirement October 2009 - Present
Wells Fargo Advantage Funds July 2007 - September 2009
Wells Fargo Institutional Asset Advisors May 2001 - June 2007
Wells Fargo Private Client Services November 1999 - April 2001
Wells Fargo Private Client Services January 1997 - March 2001
Skills
401k, Series 63, Series 7, Mutual Funds, Asset Allocation, Investment Strategies, Retirement Planning, Wealth Management, Retirement, Investment Advisory, Investments, Portfolio Management, Financial Services, Financial Analysis, Asset Management, Investment Management, Finance, Series 6, Alternative Investments, Pensions, Securities, Bonds, Defined Benefit, Defined Contribution, ETFs, Equities, FINRA, Financial Advisory, Fixed Annuities, Fixed Income, IRAs, Relationship Management, Retirement Plan..., Separately Managed..., Series 65
Education
University of Denver - Daniels College of Business 1993 — 1995
BSBA
Cherry Creek High School
AXA Advisors May 2008 - Present
Buena Vista University January 2008 - Present
Wells Fargo Private Client Services December 2004 - December 2007
State of Iowa May 1985 - December 2004
Skills
Public Speaking
Education
Drake University 1993 — 1996
MBA, business
University of Iowa College of Law 1982 — 1984
JD, with Distinction, Law
Buena Vista University 1978 — 1982
BA, Summa Cum Laude, Political/Economic Systems
Thrivent Financial for Lutherans January 2008 - Present
Toastmasters International July 2013 - June 2014
Toastmasters International July 2012 - June 2013
Ameriprise Financial Services, Inc. October 2006 - January 2008
Financial Finesse February 2001 - October 2006
Wells Fargo Private Client Services June 1998 - February 2001
Norwest Investment Management and Trust January 1994 - June 1998
Fortis Financial Group January 1991 - December 1993
USBank 1990 - 1991
American Express Financial Advisors January 1989 - December 1990
Skills
Certified Financial..., CLU, ChFC, CTFA, Certified Divorce..., Series 7, Series 66, Designations, Annuity, Investment Products, Client Loyalty, Financial Education, Toastmasters, Member of Toastmasters, Strategic Financial..., Fixed Annuities, Variable Annuities, Annuity Sales, Retirement Planning, Wealth Accumulation, Investments, Mutual Funds, Wealth, Retirement, Recruiting, Long-term Customer..., Estate Planning, Team Building, Designation, Training, Asset Allocation, Uniform Combined State..., Marketing, Financial Services, Insurance, Team Leadership, Small Business, Series 63, Wealth Management, Finance, Sales, Leadership, Investment Advisory, Investment Strategies, Financial Planners, Strategic Planning, Portfolio Management, Financial Advisory, Investment Management
Education
Augsburg College 2010 — 2012
Master of Business Administration (M.B.A.), Business Administration
College for Financial Planning 2002 — 2006
Master of Science (MS), Master Planner Advanced Studies (MPAS)
Augsburg College 1982 — 1986
Bachelor of Arts, Management Information Systems (MIS)
John A. Johnson High School 1980 — 1982
Diploma, General
U.S. Bank April 2008 - Present
American Bankers Association September 2014 - Present
US Trust Company May 2004 - September 2006
Wells Fargo Private Client Services April 1999 - November 2003
Wells Fargo 1999 - 2003
ABN AMRO Asset Mgmt (USA) January 1998 - April 1999
U.S. Bank March 1994 - November 1997
Wells Fargo 1987 - 1993
Bank of America 1977 - 1986
Skills
Portfolio Management, Asset Managment, Wealth Management, Investments, Hedge Funds, Equities, Alternative Investments, Private Equity, Investment Strategies, Banking, Investment Management, Capital Markets, Strategic Financial..., Risk Management, Fixed Income, Public Speaking, Public Relations, Compliance, Client Development, Technical Writing, Strategic Leadership, Thought Leadership, Technical Leadership, Series 7, Asset Management, Mutual Funds, Securities, Investment Advisory, Asset Allocation, Management, Financial Services, Financial Planning, Financial Analysis
Education
University of California, Berkeley - Walter A. Haas School of Business 1987 — 1992
MBA, Finance
University of California, Davis 1975 — 1977
BS, Ag Science & Management
Airtime November 2012 - Present
K2 Media Labs March 2012 - Present
K2 Media Labs August 2011 - March 2012
Worldlink Consulting Inc. March 2007 - April 2011
Eagle Rent A Car, Inc July 2005 - February 2007
Wells Fargo Private Client Services October 2004 - June 2005
Prudential Equity Group March 2004 - July 2004
El Paso Corporation January 2002 - June 2003
Enron Corporation July 2001 - December 2001
Skills
PowerPoint, Budgeting, Financial Reporting, Financial Modeling, Forecasting, Cross-functional Team..., Portuguese, Business Strategy, Start-ups, Strategic Financial..., OneNote, Early Stage, Cash Flow Forecasting, Cash Flow Management, Budgets, Due Diligence, Valuation, Business Analysis, Microsoft Word, Financial Analysis, QuickBooks, Microsoft Excel, NetSuite, Investor Reporting, Board of Directors..., Employee Stock Options, Start-up Ventures, Leadership, Corporate Finance, Venture Capital, Strategic Planning, Accounting, Portfolio Management, Finance, Mergers & Acquisitions, Business Valuation, Cash Flow, Financial Planning
Education
University of Florida - Warrington College Of Business 2009 — 2011
MBA
University of Florida - Warrington College Of Business 1997 — 2001
BSBA, Finance
Lake Highland Prep
Private Wealth Alliance 2014 - Present
Bank of the West December 2009 - 2014
JPMorgan Chase 2008 - 2009
Wamu Investments 2002 - 2008
Wells Fargo Private Client Services 1999 - 2002
Citi 1991 - 1999
Skills
Financial Services, Underwriting, Loans, Commercial Banking, Risk Management, Credit, Mortgage Lending, Capital Markets, Credit Analysis, Strategic Financial..., Mortgage Banking, Finance, Financial Analysis, Consumer Lending, Portfolio Management, Private Banking, Loan Origination, Financial Modeling, Financial Risk, Retail Banking, Small Business Lending, Asset Management, Credit Risk, Cash Management, Financial Planning
Education
UC Berkeley
Bachelor of Arts (B.A.), Economics
Golden Gate University
Master of Business Administration (MBA), Financial Planning
Pink Jeep Tours July 2012 - Present
American Financial Network October 2011 - August 2012
AT&T September 2011 - January 2012
Wells Fargo Private Client Services August 2010 - May 2011
Sun Residential Real Estate 2008 - 2010
Equus Mortgage Corporation 1999 - 2007
Pacific Bell Yellow Pages 1977 - 1998
Skills
Strategic Planning, New Business Development, Negotiation, Contract Negotiation, Customer Relations, Loan Origination, Customer Service, Refinance, Sales Management, Real Estate, Account Management, Team Building, Mortgage, Loans, Business Strategy, Mortgage Lending, Banking, Business Planning, Consultative Selling, Public Speaking, Key Account Management, Selling, Mortgage Banking, Management, Leadership, Advertising, Finance, CRM, Forecasting
Education
San Francisco State University, College of Business
Tomboy Ventures, DBA Vom Fass Twin Cities April 2013 - Present
Touchstone Mental Health Board of Directors July 2012 - Present
TRK Commununications September 2012 - June 2013
Wells Fargo Insurance Services April 2012 - June 2012
Wells Fargo Treasury Management June 2009 - May 2012
Wells Fargo 1999 - June 2009
Wells Fargo Private Client Services 1996 - 1999
Honeywell 1995 - 1996
United Parcel Service (UPS) 1994 - 1995
Carlson School of Management 1992 - 1994
Skills
Corporate Communications, Marketing Communications, Strategic Communications, Process development, Product Life Cycle..., Marketing Management, Change Management, Change Leadership, Team Management, Cross-functional Team..., Corporate Branding, Customer Experience, Customer Satisfaction, Fun, Merger Communications, Budgeting, Business Strategy, Competitive Analysis, Risk Management, Crisis Communications, Public Relations, Leadership Development, Copywriting, Copy Editing, Intranet Strategy, Employee Relations, Mentoring, Program Management, Newsletters, Strategic Planning, Problem Solving, Teamwork, User Experience, Vendor Management, Writing, B2B, Mergers & Acquisitions, Internal Communications, Management, Budgets, CRM, Leadership, Integrated Marketing, Communications Planning, Analysis, Communication Training, Editing, Brand Awareness, Entrepreneurship, Product Management
Education
University of Minnesota - Carlson School of Management 1992 — 1995
Bachelor of Science in Business
The University of North Dakota 1990 — 1992
University of St. Thomas
Certificate
Wells Fargo Asset Management August 2013 - Present
GE Healthcare June 2012 - August 2013
Stark Investments June 2004 - April 2012
Robert W. Baird & Co. January 2003 - March 2004
Wells Fargo Private Client Services November 1999 - January 2003
Piper Jaffray January 1995 - November 1999
Skills
Event Planning, Investments, Recruiting, Financial Analysis, Sales, Strategic Planning, Human Resources, Management, Office Management, Customer Service, Team Building, Portfolio Management, Time Management, Hedge Funds, Outlook, Financial Services, Project Management, Project Planning, Trading, Event Management, Finance, Bloomberg, Risk Management, Equities, Strategy, Asset Management, Financial Modeling, Options, Analysis, Accounting, Interviews, Training, Securities, Leadership, Process Improvement, Private Equity, Mergers & Acquisitions, Business Development, Microsoft Excel, Due Diligence, Valuation, Administration, Budgets, Investor Relations
Education
University of Kansas 1989 — 1993
Art and Design
Breck School 1985 — 1989
ThinkHR September 2015 - Present
Wells Fargo Bank March 2011 - September 2015
Delta Dental July 2010 - March 2011
H.D. Vest / Wells Fargo TIG I.S. September 2005 - April 2010
PFSWEB, INC April 2004 - September 2005
WELLS FARGO PRIVATE CLIENT SERVICES July 2003 - February 2004
GALAXY MEDIA GROUP, INC April 1995 - July 2003
Skills
IIS, .NET, Microsoft SQL Server, JavaScript, Web Services, ASP, Visual Basic, XML, VBScript, ASP.NET, C#, Databases, Enterprise Software, JSP, Oracle, Perl, SDLC, SQL, Software Development, TFS, Unix, VB.NET, Visual Studio, WCF, Web Development, Windows
Education
University of North Texas
Bachelor of Science (B.S.), Computer Science
New York Private Realty Group, LLC July 2006 - Present
William B. May Co., Beekman/ Sutton April 1999 - April 2006
Wells Fargo Private Client Services 1997 - 1999
Education
Thunderbird School of Global Management 1996 — 1997
MBA, International Marketing Management
University of California, San Diego 1983 — 1988
Bachelor of Arts (B.A.), Psychology
Harvard Westlake School, Studio City, CA 1979 — 1983
U.S. Trust June 2013 - Present
Anchor Investments & Trust September 2008 - July 2012
UBS Wealth Management June 2004 - July 2008
Wells Fargo Private Client Services 1995 - 2004
First Bank System August 1986 - September 1994
Merrill Lynch January 1983 - August 1986
Skills
Series 7, Investments, Wealth Management, Strategic Financial..., Securities, Investment Management, Retirement Planning, Series 63, Portfolio Management, Asset Managment, Equities, Asset Allocation, Investment Advisory, Mutual Funds, Financial Advisory, Estate Planning, Risk Management, 401k, Retirement, Financial Analysis, Wealth Management..., Series 24, Financial Services, Investment Strategies, Relationship Management, High Net Worth..., Personal Financial..., Sales Management, Sales Management..., Building High..., Driving Sales..., Series 9 & 10, Leadership, Asset Management, Banking, Private Banking, Credit Analysis, Credit, Commercial Banking, Alternative Investments, Cash Management, Mortgage Lending, Small Business Lending, Finance, Wealth, Insurance, Commercial Lending, Lines Of Credit, Treasury Management, Financial Planning
Education
Babson College 1978 — 1982
BSBA, Finance and Investments
Cinque Partners LLC January 2012 - Present
Wells Fargo March 2003 - January 2012
Wells Fargo - Wealth Management March 1992 - January 2012
Wells Fargo Private Client Services 1998 - 2003
Education
Lehigh University 1971 — 1975
Bachelor of Science, Economics / Finance
E*TRADE Financial May 2011 - Present
Charles Schwab & Co., Schwab Bank March 2008 - September 2010
Fidelity Investments November 2005 - March 2008
Wells Fargo, Private Client Services October 2003 - November 2005
Prudential Securities, Inc September 2000 - October 2003
Lucent Technologies February 1998 - February 2000
Skills
Investments, Strategic Financial..., Portfolio Management, Wealth Management, Retirement Planning, Finance, Series 7, Start-ups, Retirement, Securities, Banking, Series 63, Investment Strategies
Education
College for Financial Planning
AAMS, CRPC, Asset Management and Retirement Planning
University of California, Santa Cruz
Bachelor of Arts, Economics
University of Phoenix
Master, Business Administration
L. Roy Papp & Associates, LLP 2005 - Present
Wells Fargo Private Client Services 1997 - 2005
Education
Arizona State University
Bachelor of Science, Finance
Christian Wealth Management April 2011 - Present
GREAT Steward Project May 2011 - Present
BRI Toolkit February 2014 - Present
Wells Fargo Private Client Services 2008 - 2011
Skills
Investments, Financial Advisory, 401k Rollovers, Retirement Planning, 401k, Biblically Responsible..., Financial Planning, Biblical Stewardship..., Technical Analysis, Insurance, Wealth Management, Fly Fishing, Mutual Funds, Retirement, Portfolio Management, Investment Advisory, Investment Strategies, Strategic Financial..., Management, Leadership, Life Insurance, IRAs, Asset Allocation, Finance, Entrepreneurship, Fixed Annuities, Wealth, Investment Management, Alternative Investments, Estate Planning, Series 63, Series 7, Asset Management, Disability Insurance, Long-term Care, Securities, Personal Finance, Financial Services, Small Business, Pensions, Variable Annuities
Education
Excelsior College 2008 — 2010
B.S., Liberal Studies
CSU Stanislaus 2000 — 2001
Wells Fargo Wealth Management Group January 2008 - Present
Wells Fargo Wealth Management Group July 2000 - December 2007
Wells Fargo Private Client Services July 1997 - July 2000
Wells Fargo Private Client Services July 1996 - June 1997
Skills
Wealth Management, Business Development, Series 7, Loans, Portfolio Management, Management, Investments, Alternative Investments, Relationship Management, Credit, Banking, Commercial Lending, Strategic Financial..., Series 63, Retirement Planning, Financial Planning
Education
Montana State University-Bozeman 1977 — 1981
BS, Finance
The College for Financial Planning
CFP Designation
San Jose State University October 2011 - Present
Atelier Frey January 2011 - October 2011
California College of the Arts December 2009 - January 2011
UC Berkeley August 2001 - October 2009
Wells Fargo Private Client Services March 1999 - August 2001
Atelier Frey April 1996 - March 1999
Skills
Illustration, Art Direction, Creative Direction, Graphic Design, Logo Design, Typography, Layout, Photography, Art, Magazines, Drawing, Fine Art, Adobe Creative Suite, Integrated Marketing, Multimedia, Visual Communication, Web Design, Blogging, Posters, Illustrator, Photoshop
Education
Ecole nationale supérieure des Beaux-Arts 1989 — 1991
Montpellier, Print making /set design
California Polytechnic State University-San Luis Obispo 1983 — 1988
BS, Applied Art
Willamette Dental Group September 2014 - Present
LivingSocial November 2011 - October 2013
ATT Interactive April 2009 - August 2011
Realty Trust and Soldera Properties September 2005 - January 2009
Wells Fargo Private Client Services June 2002 - June 2005
US Bank/Piper Jaffray September 2000 - June 2002
Skills
Market Research, Social Media, Advertising, Sales, Marketing, Email Marketing, Strategy, Real Estate, Contract Negotiation, Real Estate Transactions, Investments, SEM
Education
Duke University 1995 — 1999
Marketing, Sociology
St. Mary's Academy 1992 — 1995
Wells Fargo Private Mortgage Banking May 1992 - Present
Wells Fargo 1992 - Present
Wells Fargo Private Client Services 1992 - Present
Chase Manhattan PFS May 1989 - May 1992
Education
Minnesota State University, Mankato
Dish Network August 2009 - Present
Geneva Capital LLC November 2006 - Present
Meridian Wealth Management October 2006 - October 2007
Grand Peaks Properties January 2005 - August 2005
Wachovia Securities January 2000 - May 2005
Terremark Worldwide January 2004 - July 2004
Wells Fargo Private Client Services January 1991 - January 2000
Boettcher & Company January 1981 - January 1991
Tosco Corporation August 1979 - May 1981
Education
University of Colorado Boulder - Leeds School of Business 1979 — 1980
MBA
University of Colorado Boulder 1972 — 1979
BA
H.D. Vest Financial Services 2010 - Present
Murphy Financial Solutions August 2006 - Present
Askar Corp. November 2001 - December 2009
Firstate Investments November 2001 - August 2006
Wells Fargo Private Client Services August 1999 - October 2001
Norwest Funds July 1997 - August 1999
Norwest Funds May 1995 - July 1997
Skills
Retirement, Series 7, Wealth Management, Fixed Annuities, Retirement Planning, Mutual Funds, Insurance, 401k, Investments, Life Insurance, Asset Allocation, Estate Planning, Financial Services
Education
The University of North Dakota 1987 — 1992
BBA, Business Administration
Transition Senior Director Business Development & ServiceSOAProjects, IncDecember 2014 - September 2015
California Bank of Commerce May 2014 - December 2014
SOAProjects May 2010 - April 2014
Alchemy Search Partners November 2005 - April 2010
Wells Fargo Private Client Services January 2001 - November 2005
Management Solutions Inc. October 1995 - September 2001
San Jose National 1990 - 1995
Skills
Mergers, Marketing Strategy, Start-ups, Due Diligence, Financial Analysis, Forecasting, Mergers & Acquisitions, Executive Management, Nonprofits, New Business Development, Corporate Development, Venture Capital, Strategy, Financial Modeling, Sarbanes-Oxley Act, Financial Services, Management Consulting, Accounting, Valuation, Business Strategy, Private Equity, Financial Reporting, Business Development, Strategic Planning, Entrepreneurship, Portfolio Management, CRM, Enterprise Software, Leadership, Finance, Management, Analysis, Corporate Finance, Professional Services, Restructuring, Risk Management, Consulting, Managerial Finance
Education
University of California, Berkeley 1968 — 1973
BS
City National Bank June 2004 - Present
Wells Fargo May 1995 - January 2001
Wells Fargo - Private Client Services 1992 - 1995
Skills
Banking, Credit, Commercial Banking, Financial Risk, Commercial Lending, Risk Management, Treasury Management, Retail Banking, Credit Analysis, Relationship Management, Consumer Lending, Cash Management, Loans, Small Business Lending, Mortgage Lending, Portfolio Management
Education
Saint Mary's College of California 1997 — 1999
California State University-East Bay 1986 — 1989
Colegio de Sta. Rosa Makati 1982 — 1985
High School, College/University Preparatory and Advanced High School/Secondary Diploma Program
New York Life Insurance Company September 2014 - Present
This Side of Glory, The Movie 2013 - 2014
Morgan Stanley Private Bank 2010 - 2013
Alexxalan Consulting LLC January 2007 - September 2010
Wells Fargo Private Client Services November 2003 - December 2006
Stanford University Department of Athletics 2000 - 2003
ANSUN Advisory Services, LLC 1995 - 2000
BA Securities, Inc./Bank of America, NT&SA 1988 - 1995
Skills
Customer Service, Microsoft Office, Leadership, Investments, Sales, Financial Analysis, Finance, Insurance, Risk Management, Project Management, Marketing, Analysis
Education
Stanford University Graduate School of Business 1986 — 1988
MBA-Finance, Banking, Corporate, Finance, and Securities Law
Brown University
AB, Mathematical Economics
Lion's Share Properties LLC 2014 - Present
Wells Fargo Private Bank July 2010 - July 2014
Wells Fargo Private Client Services 2004 - 2007
Northwestern Mutual 2000 - 2005
Skills
Event Planning, Sales Support, Customer Service, Microsoft Office, New Business Development, Event Management, Team Building, Public Speaking, Public Relations, Change Management, Sales, Project Planning, Sales Operations, Business Development, Banking, Analysis, Recruiting, Training, Time Management, Strategic Planning, Strategy, Leadership
Education
UCI
TCW July 2006 - Present
Wells Fargo Private Client Services 2004 - 2006
Merrill Lynch Investment Managers 1999 - 2003
Furman Selz Capital Management 1997 - 1999
Prudential Securities 1992 - 1997
Skills
Investment Strategies, Series 7, Investment Management, Investments, Series 63, Asset Allocation, Asset Management, Mutual Funds, Asset Managment, Wealth Management, Portfolio Management, Alternative Investments, ETFs, Separately Managed..., Fixed Income, Investment Advisory
Education
San Diego State University-California State University
B.S. Business Administration - Finance
Bernstein Global Wealth Management October 2014 - Present
Tiburon Strategic Advisors April 2004 - Present
Triton Pacific Capital Partners November 2007 - October 2014
Candor Advisors April 2007 - October 2014
Lenox Advisors March 2006 - April 2007
Osborne Partners Capital Management August 2002 - November 2005
Bessemer Trust August 2001 - August 2002
Wells Fargo Private Client Services 2000 - 2001
Kayne Anderson Rudnick 1998 - 2000
Sanford C. Bernstein & Co., Inc. 1993 - 1998
Skills
Public Speaking, Fundraising, Investor Relations, Asset Management, Sales Management, Alternative Investments, Wealth Management, Investments, Asset Allocation, Retirement Planning, Financial Advisory, Portfolio Management, Hedge Funds, Private Equity, Mergers, Private Placements, Series 7, Venture Capital, Due Diligence, Capital Markets, Financial Modeling, Financial Markets, Investment Strategies, Investment Advisory, Asset Managment, Mergers & Acquisitions, Management Consulting, Investment Management, High Net Worth..., Self-driven, Business Development, Strategy, Financial Services, Corporate Development, Executive Management, Finance, Valuation, Funding, Mutual Funds, Securities, Estate Planning, Equities, LBO, Wealth Management..., Fund Of Funds, Financial Structuring, Fixed Income, Strategic Financial..., IPO, Corporate Finance
Education
University of Southern California 1982 — 1984
BS
Waterford Group Consulting December 2011 - Present
Unity Banks February 2013 - Present
BNP Paribas Bank of the West August 2008 - November 2011
TCF Bank 2005 - 2008
Wells Fargo Private Client Services 2002 - 2005
UBS 2000 - 2002
Piper Jaffray 1996 - 2000
Various Banking Positions 1986 - 1996
Skills
Investments, Banking, Loans, Commercial Banking, Private Banking, Wealth Management, Credit, Commercial Lending, Small Business Lending, Credit Analysis, Consumer Lending, Strategic Financial..., Financial Services, Retirement Planning, Credit Risk, Mortgage Lending, Wealth Management..., Retail Banking, Loan Origination, Financial Analysis, Investment Advisory, Financial Advisory, Bonds, Underwriting, High Net Worth..., Investment Strategies, Commercial Mortgages, Financial Risk, Banking Relationships, Trade Finance, Investment Management, Relationship Management, Insurance, Fixed Income, Lines Of Credit, Financial Modeling, Mutual Funds, Asset Allocation, Equities, Fixed Annuities, Private Equity, Financial Markets, Deposits, Alternative Investments, Capital Markets, Series 7, Series 63, Estate Planning, FINRA, Asset Managment
Education
Winona State University 1983 — 1987
Bachelor of Science (B.S.), Business Administration / Marketing
University of Minnesota-Twin Cities 1980 — 1982
College of Liberal Arts (Coursework)
United States Institute of Peace
Certificate: Conflict Analysis
Destination Wealth Management January 2005 - February 2014
Wells Fargo Private Client Services 1999 - 2004
Education
Michigan State University 1986 — 1990
International Relations
Grosse Pointe South
Mindseeker, Inc. September 2012 - May 2013
Bank of America April 2011 - September 2012
Bank of America September 2010 - December 2010
Bank of America May 2010 - September 2010
Bank of America March 2010 - June 2010
Bank of America September 2009 - March 2010
Bank of America March 2009 - September 2009
Bank of America September 2006 - September 2009
Wachovia May 2004 - September 2006
Wells Fargo, Private Client Services October 2001 - November 2002
Skills
Business Requirements, Banking, Metrics, SDLC, Business Process, Risk Management, Training & Development, Stakeholder Management, Program Management, Cross-functional Team..., Gap Analysis, Solution Implementation, Employee Training, Business Analysis, Training, Performance Management, Leadership, Process Improvement, PMO, Team Leadership, Project Management, Integration, Change Management, Strategy, Management, Six Sigma, Testing, Databases, Data Warehousing, CRM, Business Process..., Project Portfolio..., PMP, Business Intelligence, IT Strategy
Education
University of Phoenix 2004 — 2006
Bachelor of Science, Information Technology
University of Colorado at Boulder
Environmental Science
Rally Health August 2012 - Present
CPP, Inc. March 2012 - August 2012
Independent Contractor March 2011 - February 2012
SKOW Advertising March 2009 - May 2011
SKOW Advertising January 2007 - February 2009
Self Employed August 2006 - December 2006
Macromedia September 2004 - April 2006
Wells Fargo - Private Client Services December 2000 - August 2004
pets.com January 2000 - November 2000
Palace Press International June 1999 - December 1999
Skills
Information Architecture, User Interface Design, User Research, User Experience Testing, Functional..., Product Requirement..., Front-end Development, Content Strategy, Web Content Management, Digital Marketing, Demand Generation, Product Launches, Online Advertising, Digital Photography, Web Producing, Studio Lighting, Agile & Waterfall..., Interactive Project..., Print Management, Project Management, Advertising, Wireframes, Social Media Marketing, Integrated Marketing, Usability, Email Marketing, Information Design, Web Design, Copywriting, User Interface, Graphic Design, Marketing, Strategy, Usability Testing, Interaction Design, Web Development, Experience Design, User Experience, Creative Direction, Web Technologies, Product Launch, Flash, Front-end
Education
San Francisco State University 2007 — 2009
Coursework in Information Design, Interaction Design, Flash
University of Pennsylvania 1994 — 1998
BA, English Literature
Northwestern Mutual Financial Network January 2008 - Present
Senior Financial Advisors Inc. October 2005 - December 2007
Wells Fargo Private Client Services 2002 - 2005
Ragen MacKenzie 1998 - 2002
GE Capital Assurance 1994 - 1997
Great Northern Annuity 1992 - 1994
Skills
Portfolio Management, Series 7, Financial Planning, Wealth Management, Retirement Planning, Insurance, Retirement, Asset Allocation, Annuities, Long Term Care, Investment Advisory, Certified Financial...
Education
College for Financial Planning 2001 — 2003
CFP ® Certification Professional Education Program
University of Montana 1986 — 1990
BA, Political Science, (Emphasis in Public Administration)
FDIC October 2011 - Present
FDIC August 2010 - October 2011
Pepperwood Partners December 2007 - August 2010
Mudigi February 2006 - December 2007
Barron Moore Inc. April 2005 - February 2006
Bank of America Private Bank November 2003 - November 2004
Wells Fargo Private Client Services May 1998 - November 2003
Skills
Portfolio Management, Financial Analysis, Financial Regulation, Due Diligence, Finance, Investments, Leadership, Banking, Executive Management, Credit, Loans, Entrepreneurship, Management, Business Planning, Mergers, Mergers & Acquisitions, Analysis, Financial Modeling, Corporate Finance, Risk Management, Capital Markets, Valuation, Financial Risk, Asset Management, Credit Analysis, Private Equity, Investment Banking, Credit Risk, Commercial Lending, Financial Services, Commercial Banking, Structured Finance
Education
New York University
International Banking Risk and Regulation
Cameron University 1994 — 1998
Bachelor’s Degree, Finance
Opes Advisors March 2005 - Present
Wells Fargo Investments September 1994 - March 2005
Wells Fargo 1994 - 2005
Wells Fargo Private Client Services 1994 - 2005
Skills
Bonds
Education
Dartmouth College 1979 — 1983
Wealth Management Partners LLC March 2003 - Present
MML Investors Services, Inc., March 2003 - Present
Wells Fargo Private Client Services 1997 - 2003
HRSource, Inc. July 1994 - October 1997
Segwick Noble Loundes March 1980 - July 1993
Mutual Benefit Group 1974 - 1980
Skills
Insurance, Estate Planning, Retirement Planning, Succession Planning, Wealth Management, Small Business, Wealth, Finance, Retirement, Financial Planners, Mergers, Employee Benefits, Tax, Pensions, Financial Services, Estate Tax Planning, 401k, Retirement Plan..., Fixed Annuities, Strategic Financial..., Estate Law, Series 63, ERISA, Trusts, Disability Insurance, Personal Finance, Defined Benefit, Trust Services, High Net Worth..., Asset Allocation, Mutual Funds, Long-term Care, Mergers & Acquisitions, Wealth Management..., Life Insurance, Securities
Education
New York University School of Law 1973 — 1974
Masters, Taxation
The Ohio State University Moritz College of Law 1970 — 1973
J.D., Law
Denison University 1966 — 1970
Bachelor of Arts (B.A.), History
Upper Arlington 1961 — 1965
Ridan Flooring March 2006 - Present
JG Carpet & Drapery Co. January 2006 - Present
Wells Fargo Private Client Services March 2000 - December 2005
Bank of America February 1997 - February 2000
Skills
Carpet, Construction, Tiles, Flooring, Hardwood, Hardwood Flooring, VCT, Laminating, Ceramic, Custom Homes, Bathrooms, Vinyl, Green Building, Interior Design, Renovation, Budgets, Team Building, Contract Negotiation, Negotiation, Management, Strategic Planning, Commercial Real Estate, New Business Development, Leadership, Real Estate
Education
Loyola Law School, Loyola Marymount University 2003 — 2006
JD
University of California, Santa Barbara 1988 — 1992
Bachelor's Degree, English, Law & Society
Windsor Financial Group February 2008 - Present
Geraty Investments February 2006 - February 2008
Wells Fargo Private Client Services April 2002 - February 2006
Skills
Portfolio Management, Equity Research, Equities, Fixed Income, Asset Allocation, Asset Management, Alternative Investments, Mutual Funds, Investments
Education
University of Minnesota-Duluth 1997 — 2001
Bachelor of Business Administration (BBA), Finance
Wells Fargo Private Client Services February 2004 - Present
Print Grass January 2000 - December 2009
Skills
E-commerce, Online Marketing, Social Media Marketing, Optimization, B2C, Securities, Series 7
Education
California State University-Northridge 2002 — 2008
Marketing
FantasySpar March 2015 - Present
OfertaSimple November 2011 - December 2014
OfertaSimple.com January 2010 - December 2014
Mister Archer February 2009 - December 2011
TV A La Carte 2010 - 2010
Viv June 2009 - September 2009
Roost December 2007 - January 2009
MHS Capital June 2006 - September 2006
Wells Fargo Alternative Asset Mgmt December 2001 - July 2005
Wells Fargo Private Client Services August 1999 - December 2001
Skills
E-commerce, Start-ups, Managing Start-ups, Strategic Leadership, Lean Startup, Product Management, Business Development, Sales Management, Email Marketing, User Experience, Corporate Branding, Financial Analysis, Financial Modeling, Entrepreneurship, SEO, Strategy, Analytics, Mobile Applications, Business Strategy, Strategic Partnerships, Marketing Strategy, SEM, Online Advertising, Digital Marketing, Business Planning, Competitive Analysis, Online Marketing, Digital Strategy, Mobile Devices, Mobile Marketing, Sales, Web Analytics, Digital Media, Product Marketing, Sports Management, Sports Marketing, Fantasy Football, Football, SaaS, Corporate Development
Education
Stanford University Graduate School of Business 2005 — 2007
MBA, Business
Stanford University 1995 — 1999
AB, Economics
Miramonte High School 1991 — 1995
Pharmaca Integrative Pharmacy January 2013 - Present
Sports Authority November 2011 - September 2012
Walmart.com July 2011 - October 2011
Walmart.com November 2010 - August 2011
Walmart.com October 2009 - November 2010
Walmart.com September 2007 - October 2009
PayPal November 2005 - August 2007
Wells Fargo Consumer Deposits November 2004 - November 2005
Wells Fargo Private Client Services April 2002 - November 2004
Accenture June 1998 - July 1999
Skills
E-commerce, Multi-channel Marketing, Online Marketing, Product Launches, Digital Marketing, Online Advertising, Product Launch, Product Marketing, Sales Management, Marketing Strategy, Strategic Planning, Marketing, Sales, Cross-functional Team..., Strategy, Strategic Partnerships, Email Marketing, Analytics, Product Development, Content Strategy, Competitive Analysis, Pricing
Education
University of Michigan - Stephen M. Ross School of Business 1999 — 2001
MBA, Marketing, Strategy
University of Vermont
BA, French, Business
Advisor Products Inc. February 2015 - Present
Index Strategy Advisors July 2013 - February 2015
Index Strategy Advisors March 2013 - February 2015
Creative Management Group, Inc. October 2011 - June 2012
Financial Services Consultancy 2007 - 2011
UBS Financial Services 2004 - 2007
Wells Fargo Institutional Securities 2001 - 2002
Wells Fargo Private Client Services 1998 - 2001
Skills
Investments, Portfolio Management, Financial Advisory, ETFs, Strategy, Management Consulting, Wealth Management, Series 7, Investment Advisory..., Fixed Income, Finance, Investment Strategies, Retirement Planning, 401k, Series 65, Mutual Funds, Investment Advisory, Investment Management, Asset Allocation, Alternative Investments, Securities, FINRA, Asset Management, Retirement, Personal Finance, Series 24, Series 63, Wealth Management..., Financial Services, Uniform Combined State..., Estate Planning, Wealth, Fixed Annuities, Financial Planners, Strategic Financial..., High Net Worth..., Hedge Funds, Retirement Plan..., Bonds, Variable Annuities, Equities, Options, Institutional..., Financial Planning
Education
The George Washington University 1980 — 1982
Master of Arts, Education and Human Development
University of Massachusetts, Amherst 1976 — 1980
Bachelor of Arts, Political Science and Government
Wells Fargo, One Wells Fargo Strategic Planning June 2008 - Present
Wells Fargo, Private Client Services October 2003 - June 2008
Wells Fargo, Business Banking Group 2002 - 2003
ATTIK 2001 - 2002
Charles Schwab 2000 - 2001
Zatso 2000 - 2000
Skills
Analytics, SAS, Data Mining, SQL, Teradata, VBA, Data Analysis, MapReduce, Big Data, Tableau, Databases, Oracle, Microsoft Excel, Ad Hoc Reporting, Reports, SQL Server, DB2, Informix, Access, Microsoft Office, Data Modeling, Strategy, Analysis, Microsoft SQL Server, Management
Education
University of Pennsylvania - The Wharton School
University of California, Berkeley
University of Hawaii at Manoa
Bachelor of Arts, Psychology
Investment Management Consultants January 2005 - Present
Montage Deer Valley November 2010 - December 2011
The Lodges at Deer Valley/Silver Baron Lodge November 2009 - April 2010
Stein Eriksen Lodge, Upper Deer Valley October 2007 - November 2008
The Chateaux at Silver Lake, Upper Deer Valley November 2005 - September 2007
Wells Fargo Private Client Services April 2002 - December 2004
Prudential Securities October 1981 - April 2002
IBM Corporation December 1969 - December 1979
Skills
Investments, Customer Service, Securities, Financial Analysis, Customer Relations, Financial Planning, Asset Management
Education
Westminster College 1990 — 1997
MBA, International Business
College for Financial Planning - Denver, CO 1984 — 1987
CFP®, CERTIFIED FINANCIAL PLANNER™ Professional
University of Nevada-Reno 1965 — 1969
BS, Secondary Business Education; Economics
State of Minnesota January 2013 - Present
Singing Hills Dairy 2009 - Present
St. Paul Corner Drug November 2001 - November 2011
Wells Fargo Private Client Services January 1997 - January 2001
Cottage Small January 1994 - January 1997
Minnesota Waldorf School January 1993 - January 1995
Aveda Corporation January 1992 - January 1993
Skills
Research, Public Health, Social Media, Agriculture, Wellness, Nutrition, Healthcare, Teamwork, Teaching, Event Planning, Nutritional Counseling, Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Public Speaking, Fitness, Cpr Certified, Outlook, Community Outreach
Education
Augsburg College 1977 — 1981
BA Curriculum, English
Hennepin County Technical College - Nursing Assistant
Certified Nursing Assistant
Prosourse Educational Services 2000 — 2001
MS Word, Windows
Aveda Corporation
Wells Fargo Consumer Financial Services May 2013 - Present
Wells Fargo Bank Wealth Management March 2008 - April 2013
Wells Fargo Private Client Services December 2005 - March 2008
Wells Fargo Technoglogy Information Group October 2001 - December 2005
Skills
Business Analysis, SDLC, Agile Methodologies, Software Project..., PMP, Vendor Management, Business Requirements, Business Process, Project Management, Analysis, Management, Project Portfolio..., Program Management, Quality Assurance, Software Documentation, Leadership, Requirements Analysis, MS Project, Banking, Change Management, Project Planning, PMO, Governance, Process Improvement, Requirements Gathering, Strategic Planning, Integration, Enterprise Software, Business Intelligence, Business Process...
Education
University of Phoenix 2005 — 2007
MBA, Masters Business Administration
University of Phoenix 2004 — 2005
Bachelors IT Management, Information Technology
PMP Cert Tech Class
UnitedHealthcare February 2012 - Present
Prime Therapeutics June 2009 - January 2012
Wells Fargo Institutional Brokerage February 2009 - June 2009
Wells Fargo Private Client Services January 2008 - February 2009
Wells Fargo Institutional Brokerage June 2006 - January 2008
U.S. Trust Company May 2001 - June 2006
US Trust May 1999 - May 2001
Norrell, (Prudential Insurance Co November 1998 - May 1999
Norwest Bank February 1998 - November 1998
Skills
Financial Analysis, Securities, Management, Marketing, Business Process..., Financial Services, Portfolio Management, Process Improvement, Equities, Vendor Management, Fixed Income, Customer Service, SAS, SSAS 2008, Visio, Bloomberg, Intrader, MS Office, Baseline, Morningstar, Performance Station, TPG
Education
Minnesota State University, Mankato 1994 — 1997
BS, Economics
Wells Fargo April 2015 - Present
Wells Fargo December 2002 - April 2015
Wells Fargo Private Client Services January 2000 - December 2002
Wells Fargo Bank January 1996 - December 1999
Wells Fargo Bank May 1994 - January 1996
Artsmarketing Services Inc. June 1993 - February 1994
Skills
Technical Writing, Banking, Copy Editing, Leadership, Risk Management, Management, Editing, Project Management, Sales, Technical Documentation, Process Improvement, Writing, Internal Communications, Web Design, Analysis, Marketing
Education
Gustavus Adolphus College
B.A., Organizational Management, Music
Rehmann June 2007 - Present
Wells Fargo - Private Client Services November 2004 - June 2007
Skills
Wealth Management
Education
Hillsdale College 1990 — 1994
Finance
BNY Mellon Investment Management March 2015 - Present
Payden & Rygel Investment Management April 2006 - February 2015
First American Capital Management / First American Trust August 2003 - December 2005
Asset Strategy Consulting (later became InvestorForce) February 2000 - June 2003
Wells Fargo Private Client Services October 1998 - February 2000
Bernstein Global Wealth Management 1994 - 1998
Skills
Asset Allocation, Series 7, Fixed Income, Portfolio Management, Asset Managment, Investment Management, Mutual Funds, Investments, Series 63, Alternative Investments, Wealth Management, Equities, Securities, Investment Strategies, Bonds, Wealth Management..., Separately Managed..., Investment Advisory, Asset Management, Strategy, Retirement, FINRA, High Net Worth..., Retirement Planning, Financial Advisory, Valuation, Financial Markets, Investment Banking, Currency, 401k, Derivatives, Finance, Emerging Markets, Client Services, Financial Services, Strategic Financial..., Institutional..., Estate Planning, Financial Modeling, Trading, Series 24, Capital Markets, ETFs, Wealth, Private Equity, Pensions, IRAs, Fund Of Funds, Series 65, Uniform Combined State...
Education
University of Southern California
Bachelor's degree, Marketing
University of Southern California - Marshall School of Business
MBA, Finance
Bank of the West Wealth Management January 2014 - Present
Boulder County Estate Planning Council November 2013 - Present
Bank of the West Wealth Management Division January 2009 - December 2013
Estate Planning Council of SE Denver 2008 - 2011
Centennial Estate Planning Council January 2009 - January 2010
Bank of the West 2007 - 2009
First National Bank of Colorado 2006 - 2007
Wells Fargo Private Client Services 2000 - 2006
Wells Fargo Audit Services. 1991 - 2000
Deloitte and Touche 1990 - 1991
Skills
Investment Management, Estate Planning, Trust Services, Banking, New Business Development, Wealth Management, Forecasting, Private Banking, Loans, Series 7, Consumer Lending, Asset Allocation, Strategic Planning, Retirement Planning, Securities, Investment Advisory, Mutual Funds, Financial Services, Portfolio Management, Investments, High Net Worth..., Wealth Management...
Education
University of Colorado Denver 1995 — 1998
MS, Finance
Uniwersytet im. Adama Mickiewicza w Poznaniu 1990 — 1990
Finance and Economics
Doane College 1986 — 1990
BA, Finance: minor Economics and Accounting
University of California, Hastings College of the Law 2013 - 2013
Ravenswood Education Foundation September 2010 - 2013
Lucile Packard Foundation for Children's Health August 2009 - December 2009
Adiri, Inc. April 2006 - June 2008
East Bay Community Foundation April 2001 - January 2003
Wells Fargo, Private Client Services May 1999 - April 2001
Merrill Lynch Trust Co. June 1997 - April 1999
Education
Golden Gate University, School of Law (LL.M. in Taxation) 1999 — 2001
LL.M., Tax
University of California, Hastings College of the Law (J.D.) 1991 — 1994
J.D.
University of California, San Diego 1987 — 1991
B.A., Communications
Flintridge Preparatory School 1981 — 1987
Nationwide Financial June 2008 - Present
Bremer Trust, NA - Institutional Trust Services 2007 - 2008
Wells Fargo - Private Client Services 2007 - 2007
Hays Companies, Inc. April 2005 - December 2006
Alerus Retirement Solutions (formerly Pension Solutions) January 1996 - March 2005
Seabury & Smith, Inc. July 1994 - December 1995
Northwestern Mutual Financial Services January 1986 - June 1994
Skills
Retirement, Profit Sharing, 401k, Employee Benefits, Small Business, Retirement Planning, Pensions, Mutual Funds, Investments, Series 63, ERISA, Qualified Retirement..., Fiduciary Services, Series 66, Series 7, 403b, Public Speaking, 403 b
Education
Iowa State University 1981 — 1985
Bachelor of Business Administration, Finance
Solutions Advisory Group 2009 - Present
Consulting Client 2009 - Present
ReachLocal 2010 - 2010
Increase Local Visibility 2009 - 2009
Fieldstone Communities 2006 - 2008
Sunset Coast Capital 2005 - 2006
Wells Fargo Private Client Services 2002 - 2005
Skills
Series 7, Series 66, Life & Health Insurance..., Life Insurance, Lead Generation, Online Advertising, Social Media Marketing, Uniform Combined State..., Business Development, Sales Process, Sales, SEO, Strategic Partnerships, PPC, Online Marketing, Advertising, Strategy, Web Marketing, Small Business, Management, SEM, Leadership, Sales Management, Marketing, Start-ups, Digital Marketing, Account Management, Marketing Strategy, Customer Retention, Sales Presentations, New Business Development, B2B, E-commerce, Customer Acquisition, Direct Marketing, Social Networking, Mergers, Direct Sales, SMO, SaaS, Marketing Communications, Strategic Planning, Google Adwords, Multi-channel Marketing, Team Building, Web Analytics, Keyword Research, Analytics, Digital Media, Digital Strategy
Education
California State University-Hayward - School of Business and Economics 1997 — 2000
Bachelors, Finance
Wells Fargo & Company March 2010 - Present
Wells Fargo - Wealth, Brokerage & Retirement June 2009 - March 2010
Wells Fargo Funds Management October 2005 - May 2009
Wells Fargo Funds Management May 2002 - January 2005
Wells Fargo Private Client Services July 1999 - May 2002
Textainer 1992 - 1997
Education
University of California, Santa Barbara 1972 — 1976
B.A., English Literature
San Francisco State University
M.A., English Literature
U.S. Bancorp Investments, Inc. and U.S. Bancorp Insurance Services, LLC December 2010 - Present
Chase Investments June 2004 - December 2010
Wells Fargo Private Client Services January 2000 - January 2004
Bank of America January 1988 - January 2000
Bank of America January 1988 - January 1990
Great Western Financial Securities January 1985 - January 1988
Education
California State University-Chico 1977 — 1980
Bachelor of Arts Degree, Political Science
Home Helpers & Direct Link May 2008 - Present
M&I Wealth Management February 2004 - March 2008
Wells Fargo Private Client Services January 2000 - February 2004
Education
Concordia University-St. Paul
Organizational Management & Communications
Glacier Eye Clinic August 2010 - Present
Alkar Human Resources August 2008 - September 2010
Leading Edge Marketing and Planning October 2003 - June 2004
Wells Fargo Private Client Services March 2000 - August 2000
Zerbe, Buck, Lewis and Mallett July 1999 - February 2000
Bookette Software Company January 1999 - January 2000
Skills
Data Entry, Filing, Invoicing, Office Management, Microsoft Word, Time Management, Medical Billing, Customer Service, Marketing, Spreadsheets, Administrative..., Process Scheduler, Telephone Skills, CPT
Education
University of California, Davis 1991 — 1994
Biological Sciences and Comparative Literature
Mechanics Bank 2008 - Present
US Trust Bank of America Private Wealth Management 2006 - 2008
Union Bank of California 2005 - 2006
Wells Fargo Private Client Services 2001 - 2005
Northern Trust Corporation 1997 - 2001
Education
Boston University School of Law 1995 — 1996
Master of Laws (LLM), Banking and Fianancial Law
Whittier Law School 1991 — 1995
Doctor of Law (JD)
California Polytechnic State University-San Luis Obispo 1989 — 1991
Master of Business Administration (MBA)
University of California, Santa Barbara 1985 — 1989
Bachelor of Arts (BA), Economics
McGladrey Wealth Management LLC April 2007 - Present
Wells Fargo Private Client Services 1999 - 2007
Skills
Wealth Management..., Retirement Planning, Investment Management, Personal Financial..., Social Security Income...
Education
Concordia College
BA, Cum Laude, Economics
The American College
CFP® Certification Curriculum
City National Bank May 2014 - Present
Union Bank December 2012 - May 2014
Santa Barbara Bank & Trust November 2011 - November 2012
Wells Fargo Private Bank 2006 - November 2011
Wells Fargo Wealth Management Group 2002 - 2006
Wells Fargo Wealth Management Group 2001 - 2002
Wells Fargo Private Client Services 1999 - 2001
Wells Fargo Private Client Services 1999 - 2000
Skills
Investments, Portfolio Management, Wealth Management, Asset Allocation, Investment Management, Series 7, Financial Advisory, Management, Leadership, Loans, Banking, Credit, Commercial Lending, Asset Management, Commercial Banking
Education
University of California, Santa Barbara 1981 — 1985
American Road Maintenance/Midwest Tar Sealer April 2014 - Present
Northern Trust April 2012 - March 2014
Wells Fargo Private Bank September 2009 - April 2012
Wells Fargo Private Client Services August 2009 - April 2012
LaSalle Bank September 2002 - August 2009
Skills
Commercial Lending, Commercial Banking, Loans, Banking, Portfolio Management
Education
Ferris State University 1972 — 1973
Accounting
JPMorgan Chase Bank, N.A. November 2008 - Present
Wells Fargo Private Client Services June 1998 - August 2002
Education
Arizona State University
Global Business, Marketing
Northland Securities August 2011 - Present
Wells Fargo Private Client Services November 1999 - July 2011
Piper Jaffray, Inc January 1985 - November 1999
Skills
Series 7
Education
University of Minnesota-Twin Cities 1963 — 1965
economics
University of Colorado at Boulder, 1960-1962 College of Liberal Arts
Cushman & Wakefield May 2007 - Present
Wells Fargo Private Client Services June 2002 - November 2005
Professional Resource Screening January 2000 - June 2002
Skills
Property Management, Corporate Real Estate, Commercial Real Estate, Leases, Lease Administration, Tenant, Disposition, Real Estate, Investment Properties, Landlords, Real Estate Economics, Lease Negotiations, Location Intelligence
Education
Heald College 1997 — 1999
AS, Computer Office Administration
Acme Bread Company June 2012 - Present
Acme Bread Company February 2007 - Present
Wells Fargo Private Client Services September 2003 - October 2005
San Francisco Redevelopment Agency March 2002 - March 2003
ADP March 1997 - May 2001
Skills
Customer Service
Education
Alfred University
Bachelor of Fine Arts, Ceramics
University of Massachusetts, Amherst
Self Employed 2011 - Present
Passage Events May 2006 - January 2007
Edelweiss Lodge and Resort April 2004 - May 2005
Wells Fargo, Private Client Services September 1999 - April 2004
Education
Portland State University 1999 — 2004
Bachelor of Science, Communications
Heritage Oaks Bank July 2015 - Present
Heritage Oaks Bank March 2013 - Present
National Notary Association March 2007 - Present
Brazil Properties November 2011 - March 2013
Wells Fargo Private Client Services November 2007 - June 2010
Mid-State Bank & Trust September 2005 - November 2006
Skills
Banking, Retail Banking, Home Equity Lines of..., Small Business Lending, Unsecured Loans, Residential Mortgages, Accounting, Office Administration, Corporations, Team-oriented, Loan Origination, Team Building, Financial Services, Marketing, Customer Service, Credit, Customer Service..., Typing, Organization, Property Management, Problem Solving, Financial Accounting, Home Equity Loans, Business Loans, LLC, Partnerships, Team Motivation, Account Management, Loans, Credit Analysis, Financial Analysis, Mortgage Lending, Management, Sales
Education
University of La Verne 2015 — 2019
Organizational Leadership
Allan Hancock College
General Studies
The Private Bank at Colorado State Bank and Trust February 2007 - Present
Wells Fargo Private Client Services August 2005 - February 2007
Skills
Banking, Financial Analysis, Finance, Fiduciary Services, Fiduciary Management, Financial Planning, Estate Administration, Estate Planning, Account Management, Budgeting, Marketing, Financial Services, Financial Goals, Trustee, Charitable Trusts, Probate Administration, Team Management, Trusts
Education
Colorado State University 1993 — 1995
Master's degree, Business Administration, Finance
Colorado State University 1988 — 1992
Bachelor's degree, Business Administration, Marketing Concentration
Cannon Financial Institute
Trust School I, II, III, Trust Administration