American Stock Exchange
NYSE American, formerly known as the American Stock Exchange, and more recently as NYSE MKT, is an American stock exchange situated in New York City, New York. AMEX was previously a mutual organization, owned by its members. Until 1953, it was known as the New York Curb Exchange. Address: 74 Trinity Pl, New York, NY 10006, USA Currency: United States Dollar Owner: Intercontinental Exchange Phone: +1 212-896-2830: Place name: : Hours: Category: : : : : Website: Website: http://nyse.com/ Category: Historical landmark Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThank you for sharing!Your photo will be posted publicly on Google.Contribute MoreFinishedUpload public photos of American Stock Exchange Posting publicly on the Web Write a review Reviews 9 Google reviews
American Stock Exchange List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at American Stock Exchange. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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American Stock Exchange Employees
IntercontinentalExchange - NYSE March 2009 - Present
American Stock Exchange September 2006 - March 2009
AIM SECURITIES CO April 2005 - September 2006
American Stock Exchange April 2004 - April 2005
American Stock Exchange August 2000 - April 2004
Skills
Risk Management, Troubleshooting, Analysis, Management, Time Management, Strategic Planning, Networking, Equity Trading, PowerPoint, Business Process, Capital Markets, Financial Markets, Microsoft Excel, Security, Trading, Trading Systems, Testing
Education
St. Francis College
Businees Management
CPI 2014 - Present
HSP - Henkel Search Partners 2011 - 2014
The Walt Disney Company 2010 - 2011
The Walt Disney Company 2009 - 2009
New York Stock Exchange 2004 - 2008
American Stock Exchange 2001 - 2004
Skills
Corporate Finance, Business Development, Strategic Planning, Finance, Digital Media, Private Equity, Strategy, Asset Management, Financial Services, Hedge Funds, Recruiting, Asset Managment, Leadership, Mergers & Acquisitions, Investments, Strategic Partnerships, Analytics, Investment Banking, Microsoft Excel, Business Strategy, Financial Modeling, Valuation, Venture Capital, Financial Analysis
Education
University of Southern California - Marshall School of Business 2008 — 2010
MBA
Providence College 1997 — 2001
Bachelor of Science (BSc), Marketing
Self-employed January 1994 - Present
Katy's Personalized Placement March 1994 - June 2005
Oak Hollow Nursing Center September 1995 - March 1996
Brunswick Hospital January 1994 - January 1996
Ground Round Restaurant March 1981 - March 1992
American Stock Exchange September 1977 - January 1979
Skills
Reiki I and II Certified, Hospitals, EMR, Critical Care, Medical Terminology
Education
Vocational Education and Extension Board 1992 — 1993
Diploma in Practical Nursing, LPN
Suffolk County Community College 1980 — 1982
Associate of Arts and Sciences (A.A.S.), Practical Nursing, Vocational Nursing and Nursing Assistants
Michael's Invitations May 2011 - Present
ASM Design 1996 - 2012
Kingswood Advertising 1994 - 1996
American Stock Exchange 1986 - 1993
Skills
Macintosh - Adobe..., Graphic Design, Typography, Illustrator, InDesign, Layout, Posters, Corporate Identity, Adobe Creative Suite, Brochures, Illustration, Graphics, Art Direction, Web Design, Photoshop, Business Cards, Flyers, QuarkXPress, Dreamweaver, Packaging, Image Manipulation
Education
Hunterdon Central 1973 — 1977
The College of New Jersey
Bachelor of Arts (B.A.), Commercial and Advertising Art
Temple University
Website Design
New York University
Writing for the Non-Writer Professional I & II
Parson's School of Design
Magazine Design and Grid Design
Center for the Book Arts
Bookbinding by Hand I & II, Fabric Marbling, Photo Album & Slipcase; Popup Paper Structures and Box
Cantor Fitzgerald November 2013 - Present
JMP Securities May 2007 - September 2013
Etrade March 2006 - April 2007
Susquehanna International Group May 2004 - February 2006
Charles Schwab 2002 - 2004
NDB Capital Markets August 1996 - March 2002
Cantor Fitzgerald July 1995 - July 1996
First Fidelity Bank April 1993 - June 1995
American Stock Exchange September 1989 - March 1993
Skills
Series 63, Series 24, Series 7, Trading, Bloomberg, Equity Trading, Hedge Funds, Electronic Trading, Investment Sales, Equities, Trading Systems, Securities, Capital Markets, Options, FINRA, Financial Markets, Fixed Income, Investments
Education
University of Delaware 1985 — 1989
rhs
Coldwell Banker May 2013 - Present
American Stock Exchange 1992 - 1995
Skills
Social Media, Selling, Sales, Editing, Negotiation, Online Advertising, Advertising, Marketing, Real Estate, Publishing, Social Media Marketing, Marketing Strategy, Blogging, Customer Service, Finance, Investment Properties, Forecasting, Project Management, Residential Homes, Risk Management
Education
St. John's University 1979 — 1982
Bachelor of Science (B.S.), Accounting
AIG April 2015 - Present
Marsh & McLennan Companies, Inc. November 2006 - April 2015
Fiduciary Trust Company August 1998 - September 2006
American Stock Exchange May 1988 - August 1998
Skills
Human Resources, Recruiting, Diversity & Inclusion, Strategy, Leadership, Talent Management, Applicant Tracking..., Workforce Planning, Training, Management Consulting, Strategic Partnerships, College Recruiting, Employee Relations, Management, Talent Acquisition, Onboarding, Vendor Management, Benefits Negotiation, Performance Management, Team Building, HR Policies
Education
State University of New York at Albany
BA, Psychology and Business Administration
Nationwide Insurance December 2012 - Present
American Stock Exchange June 1989 - August 2000
Philadelphia Stock Exchange January 1986 - December 1993
Skills
Life Insurance, Retirement Planning, Strategic Financial..., Fixed Annuities, Insurance, Term Life Insurance, Retirement
Education
Temple University 1975 — 1979
"BS", Accounting
Father Judge High School 1971 — 1975
Stribling & Associates April 2014 - Present
New York Stock Exchange July 2010 - February 2014
New York Stock Exchange October 2008 - July 2010
American Stock Exchange October 2005 - October 2008
Morris Duffy Alonso & Faley LLP January 2003 - October 2005
Skills
Microsoft Office, Notary, Outlook, Microsoft Excel, PowerPoint, Executive..., Microsoft Word, Travel Arrangements, Spreadsheets, Calendaring, Administration, Typing
Education
Tottenville High School 1994 — 1998
Swedish Institute a College of Health Sciences
Massage Therapy/Therapeutic Massage
The Hartford July 2013 - Present
ING May 2006 - July 2013
Cendant March 2003 - April 2006
Merrill Lynch December 2000 - March 2003
Prudential Financial July 1996 - December 2000
American Stock Exchange December 1994 - January 1996
Skills
Business Intelligence, SOA, High Performance..., Derivatives Trading..., Grid Computing, Program Management, Software Development, Enterprise Risk..., Market Risk, Credit Risk, Market Data, Actuarial Systems, Quantitative Development, Data Warehousing
Education
Pace University - Lubin School of Business 1997 — 2001
MBA, CIS
Pace University 1992 — 1996
BBA, Finance
Harvard University 1975 - Present
Program on International Financial Systems 1986 - Present
CCMR 2006 - Present
Lazard 2006 - Present
The Bretton Woods Committee 2012 - Present
Council on Global Financial Regulation 2010 - Present
Princeton University 2004 - 2005
American Stock Exchange 2002 - 2005
NYSE Euronext 2000 - 2002
International Academy of Commercial and Consumer Law 1984 - 1988
Skills
Banking Law & Regulation, Capital Markets..., Faculty Expert: Asia..., Finance & International..., International Business..., International Law, Payments System, Sovereign Debt, Multiple Congressional...
Education
University of Chicago Law School 1969 — 1972
Doctor of Law (J.D.)
Stanford University 1965 — 1969
Master of Arts (M.A.), Political Science
Princeton University 1961 — 1965
Bachelor of Arts (B.A.), Woodrow Wilson School of Public and International Affairs
Chicago Latin School (Secondary) 1958 — 1961
RonLouis DESIGNs June 2011 - Present
The Container Store December 2004 - Present
CHAMPS SPORTS (FOOTLOCKER) June 2002 - November 2004
Pax Clearing Corporation May 2000 - June 2002
NATIONAL DISCOUNT BROKERS February 1999 - May 2000
American Stock Exchange January 1987 - October 1997
THE BROOKLYN TABERNACLE CHURCH August 1991 - August 1995
THE BROOKLYN TABERNACLE CHURCH June 1985 - August 1991
FAIRCHILD AEROSPACE INCORPORATION May 1986 - December 1987
Skills
Coaching, Creative Direction, Customer Service, Leadership, Management, Merchandising, Organizational..., Public Speaking, Research, Sales, Training, Visual Merchandising, Retail, Marketing, Event Planning, Microsoft Office
Education
Greico Financial Training Institute 1999 — 2000
Series 7/63 Study Program
St. Francis College 1985 — 1999
BS, Aviation Business Studies, Aviation, Minor History
College of Aeronautics 1983 — 1985
Aerospace Engineering Airframe Technology
Aviation High School 1980 — 1982
Aviation Mechanics
VML June 2011 - Present
Delta Phi Chi Sorority, Inc January 1996 - Present
UMC Company November 2010 - June 2011
Deep Focus December 2006 - October 2010
Deep Focus, Inc. April 2006 - December 2006
American Stock Exchange October 2005 - March 2006
HBO, Inc June 2004 - May 2005
Mount Sinai Medical Center (MSH) March 1999 - March 2004
SUNY OLD WESTBURY 1995 - 1998
Skills
Operations, Finance, HR, Budgeting, Event Planning, Microsoft Office, Social Networking, Customer Relations, PowerPoint, Word, Excel, Outlook, Negotiation, Administration, Human Resources, Online Marketing, Microsoft Word, Public Speaking, Event Management, Budgets, Photoshop, Online Advertising, Email Marketing, Public Relations, Marketing, Management, Customer Service, Account Management, Advertising, Microsoft Excel, Social Media Marketing, System Administration, Research, HTML, Strategic Planning, Integrated Marketing, Training, Facebook, Social Media, Editing, Marketing Communications, Digital Marketing, Digital Media, Digital Strategy
Education
State University of New York - System 1994 — 1998
BA
State University of New York College at Old Westbury 1994 — 1998
Bachelor of Arts Degree
Cathedral High School 1990 — 1994
High School
Blessed Sacrament 1983 — 1990
Quest Financial services, August 2014 - Present
Insight Financial Services LLC-Securties offered through LPL Financial FINRA/SIPC Member January 2012 - Present
Lincoln Financial Group September 2005 - January 2012
Morgan Stanley February 1994 - August 2005
American Stock Exchange 1991 - 1994
Manuafctures Hanover Trust 1989 - 1991
Manufactures Hanover Trust 1988 - 1989
Chase Manhattan Bank 1986 - 1988
Skills
Retirement, Wealth Management..., Wealth Management, Estate Planning, Credit, Securities, Comprehensive Wealth..., Comprehensive Planning
Education
Convent of Jesus and Mary, New Delhi, India 1977 — 1979
High School, Accounting and Finance
SUNY Stony Brook
BS, Applied Mathematics & Statistics
ROKA Wealth Strategists.com June 2006 - Present
H&R Block Financial Advisors 2003 - 2006
E*TRADE Financial 1999 - 2003
American Stock Exchange 1982 - 1988
CBOE 1978 - 1982
Chicgo Board of Trade 1975 - 1978
Skills
Wealth Management, Investments, Retirement Planning, Strategic Financial..., Portfolio Management, Mutual Funds, Investment Advisory, Asset Managment, Equities, Retirement, Estate Planning, Series 7, Asset Allocation, Financial Advisory, Financial Analysis, Insurance, Investment Strategies, Pensions, Investment Banking, Securities, Wealth
Education
Southern Illinois University, Carbondale
Bachelor of Science (BS), Agriculture, General
World-Wide Advisory Partners LLC July 2013 - Present
Four Springs Capital LLC October 2011 - Present
Self-employed December 2004 - Present
American Stock Exchange 1998 - 2004
Skills
financial new products, new product development, Business Analysis, Finacial, Consultation, Mergers & Acquisitions, Product Development, Strategic Consulting, Business Strategy, Entrepreneurship, Strategic Planning, Risk Management, Asset Management, Finance, Valuation, Private Equity, Business Development, Due Diligence, Financial Modeling, Alternative Investments, Mutual Funds, Venture Capital, Portfolio Management, Hedge Funds, Capital Markets, Securities, Fixed Income, Equities, Trading, Options
Education
Princeton University 1957 — 1961
Bachelor of Arts (B.A.), History
The Lawrenceville School 1954 — 1957
Chartered FIinancial Analyst
C.F.A.
Independence Capital Asset Partners 2006 - Present
Gil Berman January 1990 - Present
American Stock Exchange October 1983 - July 1990
Skills
Valuation, Options, Public Speaking, Research, Strategic Planning, Financial Analysis, Strategy, Nonprofits, Investments, Risk Management, Portfolio Management, Underwriting, Entrepreneurship, Executive Management, Private Equity, Mergers & Acquisitions, Start-ups, Leadership, Bloomberg, Asset Management
Education
UCLA Anderson School of Management 1980 — 1982
Master of Business Administration (MBA), Finance, General
UC Berkeley 1975 — 1979
Bachelor of Arts (BA), Mathematics
REMAX Accord Bay Area May 2004 - Present
Pacific Exchange January 1989 - December 2001
American Stock Exchange June 1987 - January 1989
Skills
Real Estate, Real Estate Transactions, Investment Properties, Short Sales, Buyer Representation, REO, Sellers, First Time Home Buyers, Relocation, Single Family Homes, Foreclosures, Condos, Listings, New Home Sales, Investors, Referrals, SFR, Residential Homes, Selling, Townhomes, Move Up Buyers, ABR, Buyers, Vacation Homes, Seller Representation, Sales, Negotiation, FHA, Investments, Real Property, Contract Negotiation, Real Estate Development
Education
Susquehanna University 1981 — 1985
Bachelor of Arts (B.A.), Political Science, Business and Economic
Transworld Systems July 2010 - Present
PRP Wine International April 2005 - January 2010
American Stock Exchange January 1996 - February 2002
Chicago Board Options Exchange May 1980 - December 1995
Skills
Customer Service, Account Management, Problem Solving, Cash Flow Management, Accounts Receivable, Strategic Planning, Customer Relations, Public Speaking, New Business Development, Healthcare, Selling, Sales Management, Cost Reduction, Education Receivables, property management..., dental collection, dental accounts..., Debt Collection...
Education
Saint Bonaventure University 1976 — 1980
BBA, Marketing
Available for Employment 2015 - Present
Deutsche Bank January 2011 - December 2014
Deutsche Bank April 2008 - December 2010
American Stock Exchange August 2005 - April 2008
Instinet March 1994 - August 2005
Instinet Corporation March 2000 - June 2001
Skills
Project Management, Program Management, Electronic Trading, Trading Systems, Market Data, Trading System, Exchange Connectivity, Enterprise Software, Integration, Equities, Options, Trading, Virtualization, Product Management, System Architecture, Requirements Analysis, MySQL, Vendor Management, Systems Engineering, System Administration, Business Intelligence, IT Management, Enterprise Architecture
Education
Saint Joseph's College 2005 — 2009
Organizational Management/CIS, Management Information Systems, General
RHI 1999 - 2002
Xansa 1999 - 2000
Banco Santander 1998 - 1999
Citicorp 1996 - 1998
BNP Paribas 1992 - 1996
Goldman Sachs,and Company, New York 1986 - 1992
American Stock Exchange 1983 - 1986
Skills
Financial Reporting, Financial Analysis, Forecasting, Accounting, Financial Modeling, Finance, Auditing, Analysis, Budgets, General Ledger, Accounts Receivable, Accounts Payable, Management, Access, Payroll, Fixed Assets, Data Analysis, Essbase, Financial Services, Cognos
Education
Rutgers, The State University of New Jersey-Newark
BA, Accounting/Economics
Credit Suisse July 2011 - January 2013
Credit Suisse June 2010 - August 2010
Project Health September 2008 - June 2009
American Stock Exchange February 2007 - March 2007
Education
The George Washington University 2007 — 2011
BA, Economics
AIS
Citibank August 2009 - Present
NASDAQ OMX Group, Inc. June 1993 - August 2008
American Stock Exchange September 1983 - May 1993
Harper & Row, Publishers, Inc. September 1980 - September 1983
Education
New York University - Leonard N. Stern School of Business 1985 — 1990
Wayne State University 1976 — 1980
B.A., Mass Communications
University of London 1979 — 1979
Mass Communications
Lincoln Financial Advisors September 2005 - Present
Morgan Stanley Smith Barney February 1994 - August 2005
American Stock Exchange 1991 - 1993
Manufacture Hanover Trust December 1989 - March 1991
Education
Stony Brook University 1982 — 1986
BS, Applied Mathematics and Statistics
Washington State Bar Association March 2013 - Present
Transportation Choices Coalition 2009 - 2012
Washington State University 2007 - 2009
TD Ameritrade (formerly TD Waterhouse) 2003 - 2005
American Stock Exchange 2002 - 2003
FleishmanHillard 1999 - 2002
Makovsky 1997 - 1999
Skills
Public Relations, Strategic Communications, Corporate Communications, Media Relations, Internal Communications, Message Development, Crisis Communications, Community Development, Community Outreach, Volunteer Management, Leadership Development, Leadership, Strategic Planning, Program Management, Program Development, Public Affairs, Public Speaking, Policy Analysis, Government, Civic Engagement, Social Media, Event Management, Fundraising, Nonprofits, Magazines
Education
Syracuse University
BA
Ranbaxy Pharmaceuticals 2002 - 2007
American Stock Exchange 1997 - 2001
Education
The University of the Arts
B.F.A.
RBC Capital Markets October 2010 - Present
Largo, Inc. March 2000 - August 2014
Barclays Capital March 2010 - May 2010
Shell Energy North America February 2009 - October 2009
Credit Suisse July 2005 - December 2008
Goldman Sachs April 2000 - April 2004
i-Deal LLC 2004 - 2004
Chase Investment Services Corp. 1999 - 2000
American Stock Exchange May 1997 - April 1999
Skills
Project Management, Business Analysis, Business Strategy, New Business Development, Business Process..., Test Case Generation, Commodity Markets, Energy Derivatives, Capital Markets, Business Process..., New Product..., Trading Systems, Derivatives, Software Development, SDLC, Commodity, Risk Management, Equities, Strategy, Financial Risk, Portfolio Management, Valuation, Requirements Gathering, Swaps
Education
Pace University - Lubin School of Business 1996 — 1999
MBA
Pace University - Lubin School of Business 1992 — 1996
BBA
1234 1981 — 1991
AIG SunAmerica January 2000 - Present
Garban Securities 1994 - 1999
JPMorgan Chase 1993 - 1994
Citigroup 1987 - 1993
American Stock Exchange 1986 - 1987
Education
State University of New York College at Oneonta 1982 — 1986
BS, Business-Economics
GE Capital March 2005 - Present
Lehman Brothers March 1993 - March 2005
American Stock Exchange March 1990 - March 1993
Education
New York University - Leonard N. Stern School of Business 1992 — 1993
APCA, Accounting
The University of Chicago Booth School of Business 1987 — 1988
MBA, Finance, International Business
The University of Chicago 1983 — 1987
BA, Economics
ScanAvert, Inc. March 2002 - Present
NASD/FINRA March 2002 - Present
NYSE 1988 - 1996
E F Hutton 1987 - 1988
American Stock Exchange 1985 - 1987
NASDAQ 1984 - 1985
J J Lowrey & Co 1983 - 1984
Education
State University of New York College at Oneonta 1979 — 1983
BS
CHSN
Clarkstown High School South
WallachBeth Capital, LLC September 2010 - Present
Kellogg Group November 2007 - September 2010
Kellogg Specialist Group November 2007 - September 2010
Susquehanna International Group (SIG) 2001 - 2007
American Stock Exchange 1980 - 2005
Aldony Trading - Mirage Securities 1997 - 2001
TAHOE Trading 1999 - 2000
Meehan-Wallach Specialists February 1993 - May 1997
Isreal Englander & Co 1987 - 1990
Skills
Options, Series 7, ETFs, Equities, Mortgage Servicing, Trading, Securities, Equity Trading, Valuation, FINRA, Trading Systems, Equity Research, Asset Management, Mutual Funds, Hedge Funds, Electronic Trading, Structured Products, Commodity, Fixed Income, Investments, Asset Allocation, Bloomberg Terminal, Financial Markets, Investment Strategies, Proprietary Trading, Swaps, Bonds, Series 63, Hedging, Bloomberg, Trading Strategies, Portfolio Management, Equity Derivatives, Capital Markets, Financial Services, Alternative Investments, Settlement, Derivatives, Series 24, Prime Brokerage, Investment Banking, Risk Management
Education
State University of New York College at Plattsburgh 1974 — 1979
History, Political Science
Cardinal Spellman
Warner Music Group September 2015 - Present
Warner Music Group July 2010 - September 2015
American Express May 2008 - July 2010
American Stock Exchange November 2007 - May 2008
QBE the Americas August 2004 - October 2007
Skills
Cash Management, Liquidity Management, Internal Controls, Banking Relationships, Journal Entries, Cash, Relationship Management, Sarbanes-Oxley, Corporate Treasury, Commercial Paper, Hedging, FX, Swaps, Netting Bank...
Education
Pace University - Lubin School of Business 2000 — 2004
BBA, Finance
Douglas Elliman Property Management May 2010 - Present
American Stock Exchange April 1999 - April 2009
Trump International Hotel and Tower, NYC April 1996 - April 1999
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets, Negotiation, Editing, C++, C, Java, Project Management, Contract Negotiation, Time Management, Contract Management, Facilities Management, Construction, HVAC, Process Scheduler, Team Building
Education
SUNY Delhi 1990 — 1993
Associate of Science (AS), Mechanical Engineering
State University of New York at Delhi 1990 — 1993
Associate's degree, Engineering
Family August 2010 - Present
Weinstein JCC August 1998 - February 2008
American Stock Exchange September 1981 - February 1983
Education
Strayer University (VA) 2000 — 2001
LHA, Inc. 1998 - Present
Sheffield Medical Technologies/Pharmaceuticals 1996 - 1998
American Stock Exchange 1995 - 1996
UBS Securities January 1994 - December 1994
Value Line 1992 - 1994
Merrill Lynch 1982 - 1984
Skills
Investor Relations, Corporate Communications, Capital Markets, Mergers, Public Relations, Mergers & Acquisitions, Investment Banking, Corporate Development, Press Releases, Strategy, IPO, Leadership, Equities, Investments, Financial Analysis, Start-ups, Financial Modeling, Venture Capital, Private Equity, Valuation, M&A experience, Capital, Alternative Investments, Private Placements, Divestitures, Equity Research, Hedge Funds, Financial Structuring, Investment Management, Capital Raising, Asset Management, Due Diligence, Equity Capital Markets, Joint Ventures, Executive Management, Venture Financing, Corporate Finance, Emerging Markets, Equity Valuation, Message Development, Securities Regulation
Education
Pace University - Lubin School of Business
MBA, International Business/Finance
State University of New York at Albany
B.A., English, Theater
Visa February 2012 - Present
Citi July 2006 - February 2012
Jackson Hewitt Tax Service October 2004 - June 2006
Financial Resources Federal Credit Union February 2003 - July 2004
TransitCenter, Inc. March 2002 - January 2003
American Express May 1998 - January 2002
American Stock Exchange October 1995 - May 1998
Port Authority of New York & New Jersey October 1992 - September 1995
Skills
Credit Cards, Cards, Strategy, Payments, Analysis, Management, Business Development, Mobile Payments, Product Management, Electronic Payments, Start-ups, Program Management, Payment Card Processing, Leadership, Customer Acquisition, Financial Analysis, Portfolio Management, Banking, Team Leadership
Education
Rutgers, The State University of New Jersey-Newark 1990 — 1992
MPA, Public Administration
York College of Pennsylvania 1986 — 1990
Dow Jones and Company June 2015 - Present
Dow Jones and Company January 2005 - Present
The Wall Street Journal January 2005 - Present
CBS MarketWatch January 2004 - January 2005
Screaming Media April 2000 - January 2004
American Stock Exchange April 1992 - December 1999
American Stock Exchange September 1989 - April 1992
American Stock Exchange February 1988 - August 1989
Skills
Fluent in Spanish, Salesforce.com, Digital Media, Finance, Invoicing, Online Advertising, Account Management, CRM, Financial Modeling, Accounting, Accounts Payable, Management, Managerial Finance, Budgets, Financial Analysis
Education
Pace University
Business/ Finance
Becker & Poliakoff LLP March 2011 - Present
Greenbaum, Rowe, Smith & Davis LLP March 2008 - March 2011
Budd Larner P.C. 2005 - 2006
American Stock Exchange 1997 - 2001
Skills
Marketing Communications, Team Building, Organizational..., Community Association..., Strategy, Civil Litigation, Entrepreneurship, Legal Writing, Real Estate, Arbitration, Contract Negotiation, Litigation, Commercial Litigation, Construction Law, Real Estate Transactions, Appeals, Mediation, Corporate Law, Courts
Education
Seton Hall University School of Law 2001 — 2005
J.D., Law
University of Missouri-Columbia 1991 — 1995
BJ, BA, Journalism, History; minor, religious studies
Jefferson Township High School 1987 — 1991
Citigroup Global Markets Incorporated December 2014 - Present
Financial Industry Regulatory Authority November 2012 - December 2014
Lightspeed Financial October 2010 - November 2012
MOG Capital/Alphabet Funds May 2005 - September 2010
American Stock Exchange November 1991 - August 2008
The Bank of New York March 1986 - November 1991
Skills
Options, Financial Risk, Financial Markets, ETFs, Electronic Trading, Trading Systems, Finance, Portfolio Management, Trading, Sales, Investment Banking, Series 63, Equities, Hedge Funds, Bloomberg, Equity Trading, Risk Management, Trading Strategies, FINRA, Bonds, Series 7, Proprietary Trading, Securities, Mutual Funds, Derivatives, Fixed Income, Capital Markets, Commodity, FX Options, Strategic Planning, Technical Analysis, Asset Management, Hedging, FX trading, Equity Derivatives, Alternative Investments, Investments, Business Strategy, Financial Modeling, Management, Traders, Mergers & Acquisitions, Series 24, Financial Analysis, Start-ups, Investment Strategies, Entrepreneurship, Currency, Financial Services
Education
State University of New York at Buffalo 1979 — 1983
Bachelor of Science, Business Management
Lester Schwab Katz & Dwyer May 2014 - Present
Mintz Group November 2008 - May 2014
Herzfeld & Rubin, P.C. December 2006 - November 2008
Cleary Gottlieb Steen & Hamilton LLP July 1995 - January 2006
American Stock Exchange June 1989 - July 1995
Skills
Fraud, Accounting, Microsoft Excel, Financial Analysis, Financial Reporting, Accounts Payable, Outlook, Contract Negotiation, Accounts Receivable, CPA, Budgets, Auditing, Policy, Due Diligence, Management, Tax, Managerial Finance, Finance, Strategic Planning, Analysis, Customer Service, Internal Controls, Litigation Support, Customer Lifecycle..., Leadership
Education
University at Albany, SUNY 1985 — 1989
Bachelor of Science (BS), Accounting
Erik Liik and Associates August 2012 - Present
Poliwogg January 2014 - May 2015
Teucrium Trading LLC January 2013 - June 2013
FocusShares March 2007 - July 2012
American Stock Exchange January 2001 - July 2006
Funds Distributor Inc. January 1996 - December 2000
Bank Julius Baer 1993 - 1995
Skills
Alternative Investments, Asset Managment, Asset Allocation, Commodity, Mutual Funds, ETFs, Options, Sales Management, Strategic Planning, Problem Solving, Market Planning, Investments, Equities, Closed-end Funds, Investment Banking, Series 7, Separately Managed..., Equity Research, Asset Management, Private Equity, Finance, Derivatives, Equity Derivatives, Series 63, Fixed Income, FINRA, Securities, Unit Investment Trusts, Financial Services, Emerging Markets, Hedge Funds, Investment Strategies, Equity Trading, Bonds, Investment Management, Funding, Market Making, Electronic Trading, Financial Markets, Capital Markets, Portfolio Management, Wealth Management, Trading Systems, Bloomberg, Financial Advisory, FX Options, Investment Advisory, Financial Structuring, Prime Brokerage, Series 24
Education
The New School for Social Research 1978 — 1979
Ramapo College of New Jersey 1975 — 1978
BS
Davies-Mandel/Uranium (formerly Bibli.olo.try) February 2012 - Present
Lit Crawl NYC June 2011 - Present
Vignette 12 Book Development 2009 - 2012
White & Case LLP November 2003 - December 2005
American Stock Exchange June 2001 - November 2003
IMEDIA 2000 - 2001
The James Group March 1997 - December 1999
US WEST Technologies 1994 - October 1996
Education
University of Denver 1992 — 1994
Master of Science, Mass Communications (Advertising & Public Relations)
Metropolitan State University of Denver 1985 — 1990
Bachelor of Arts, Speech Communications (Communication Theory)
The Blackstone Group February 2008 - Present
American Stock Exchange May 2006 - February 2008
Skills
Disaster Recovery, Enterprise Architecture, Vendor Management, Data Center, IT Strategy, Cloud Computing, Business Analysis, SDLC, Security, Hedge Funds, Team Leadership, Virtualization, Solution Architecture, IT Management, IT Operations, Technical Leadership, Windows Server, Integration, SaaS, ITIL, Outsourcing, Strategy, Process Improvement, Infrastructure, VMware, Network Architecture, Business Continuity, Servers, Financial Services, Storage Area Networks, IT Service Management, Project Management, Information Security, Trading Systems, Risk Management, Enterprise Software, Software Development, SAN
Education
SUNY Albany
Business Administration
The Flavor Chronicles/ Chef's in Motion April 2014 - Present
Red Bank Green/ Piehole April 2014 - Present
Black Eyed Susan's Kitchen July 2004 - Present
Smith Barney and Gallagher 1978 - 1982
American Stock Exchange 1975 - 1978
Merrill Lynch 1973 - 1975
Skills
Marketing Communications, Social Media, Payroll Taxes, Customer Service, Blogging, Social Networking, Social Media Marketing, Event Planning, Cooking, Editing, Strategic Planning, Writing, Marketing, Restaurants, Sales, Food, Facebook
Education
Freeport High School
Queensborough Community College
AIG July 2013 - March 2014
Independent Consultant February 2013 - July 2013
HSBC Securities (USA), Inc. September 2011 - February 2013
Fidessa January 2009 - August 2011
JPMorgan Chase August 2008 - October 2008
Bear, Stearns & Co. Inc. May 2007 - October 2008
American Stock Exchange January 2006 - May 2007
HSBC May 2005 - January 2006
BNP Paribas September 2001 - April 2005
SG Cowen 1999 - 2001
Skills
Trading Systems, Trading, Electronic Trading, Equity Trading, Quality Assurance, Market Data, Business Analysis, IT Management, Equities, Testing, Options, Hedge Funds, Financial Services, Investment Banking, Fidessa, Financial Markets, Low Latency, Algorithmic Trading..., Middle Office, FIX, Requirements Gathering, Cross-functional Team..., Team Leadership, Exchange Connectivity, Software Project..., Reference Data, Production Support, Back Office, Prime Brokerage, Equity Derivatives, Order Management, SDLC, Sybase, Interest Rate..., Fixed Income, Settlement, Securities, IT Strategy, Capital Markets, Credit Derivatives, FX Options, Bloomberg, Commodity, Bonds, Management, Project Management
Education
University of Notre Dame - Mendoza College of Business 1983 — 1985
MBA, Finance and MIS
Stevens Institute of Technology 1979 — 1983
BEChE, Chemical Engineering
Bernards High School 1974 — 1979
High School Diploma, Pre-College - Science
CDPHP April 2013 - September 2014
NYSE Euronext October 2008 - March 2012
American Stock Exchange November 2006 - October 2008
SIAC October 1999 - October 2006
Automated Concepts Inc. October 1997 - October 1999
Citibank July 1995 - October 1997
Bankers Trust Co December 1982 - April 1995
Skills
Project Coordination, Project Planning, Enterprise Risk..., Risk Assessment, Infrastructure Planning, Software Project..., PMP, Program Management..., Project Management, Risk Management, ITIL, Infrastructure, SDLC, Disaster Recovery, Electronic Trading, PMO, Program Management, Software Development, Data Center, Vendor Management, Leadership, Management, IT Strategy
Education
Purchase College, SUNY 1972 — 1977
BA, Liberal Arts
Bloomberg Tradebook May 2010 - Present
AGS Specialists LLC 1992 - October 2010
AGS Specialist Partners 1991 - 1992
American Stock Exchange 1990 - 1991
Skills
Derivatives, Equities, Options, Equity Derivatives, Trading, Financial Markets, Equity Trading
Education
University of Colorado Boulder 1986 — 1990
BA, Economics
Spanish-American Institute for Foreign Study 1988 — 1989
International Economics
International Securities Exchange 2008 - 2012
American Stock Exchange January 2006 - January 2008
Securities Industry Automation Corporation May 1988 - January 2006
Skills
Market Data, Leadership, Process Improvement, Visio, IT Operations, Recruiting, Vendor Management, Management, SDLC, Disaster Recovery, Data Center, Change Management, IT Management, ITIL, Unix, Troubleshooting, Trading Systems, IT Service Management, Risk Management, Business Analysis, Incident Management, Business Continuity, PMP
Education
Pace University - Lubin School of Business 1983 — 1988
Bachelor of Business Administration (BBA), Management Information Systems, General
Brooklyn Technical High School 1980 — 1983
Bank of New York Mellon September 2010 - Present
BNY Mellon September 2010 - Present
Midtown Partners 2008 - 2010
American Stock Exchange 1991 - 2008
Skills
Product Development, Derivatives, Equities, Product Management, Capital Markets, Customer Relations, Fixed Income, Financial Markets, Trading, Banking, Portfolio Management, Risk Management, ETFs, Options, Hedge Funds, New Business Development, Corporate Finance, Investment Banking, Relationship Management, Securities, Bloomberg, Series 7, Alternative Investments
Education
The University of Connecticut 1981 — 1985
Bachelor of Science (BS), Finance, General
Township of Harding 2014 - Present
Hartley Farms Partners, LLP October 1987 - Present
FTI Consulting March 2009 - May 2011
Rodman & Renshaw 2007 - 2009
CNC Communications & Network Consulting AG January 2002 - 2005
Ogilvy Public Relations Worldwide 2000 - 2001
Burson-Marsteller 1997 - 2000
Robinson Lerer & Montgomery 1995 - 1997
Novatel Communications, LTD. 1993 - 1995
American Stock Exchange 1983 - 1993
Skills
Mergers, Corporate Finance, Private Equity, Venture Capital, Investor Relations, Due Diligence, Strategy, Capital Markets
Education
Columbia University 1976 — 1978
MA, Economics
Skidmore College
BA
Addison January 2008 - Present
Cady Communications February 2000 - January 2009
Warner Chilcott September 1999 - January 2001
Alpharma October 1996 - October 1998
Ply Gem Industries (acquired 1996) March 1987 - October 1996
American Stock Exchange 1981 - 1987
Skills
Public Relations, Event Planning, Shareholder..., Corporate Communications, Corporate Social..., Annual Reports, Internal Communications, Strategic Communications, Stakeholder Engagement, Executive Communications, Plain English, project management, Investor Relations, Client Relationship..., Client Service, Corporate Governance, Plain Language, Communication Training, Strategic Planning, Marketing Communications, Project Management, Brand Development, Newsletters, Corporate Branding, Financial Services, Media Relations, CRM, Press Releases, Fundraising, Integrated Marketing, Strategy, Shareholder, Communications Planning, Client Services, Crisis Communications
Education
University of California, Santa Barbara 1975 — 1978
B.S., bioscience
Prescott College 1972 — 1974
biology
Human Capital Solutions (HCS) January 2013 - Present
MBC ( Morgan Borszcz Consulting) January 2012 - January 2013
Kforce, Inc. October 2002 - November 2011
Susquehanna Partners 2000 - 2002
American Stock Exchange 1997 - 2000
Nasdaq Stock Market 1995 - 2000
Skills
DoD, Program Management, Government, Proposal Writing, FAA, New Business Development, Capture Management, Teaming Agreements, Business Development, Government Contracting, Security Clearance, Applicant Tracking..., Business Process..., Leadership, Technical Recruiting, Military, Project Management, Strategic Planning, Process Improvement, Strategy, Defense, Systems Engineering, Direct Sales, Non-disclosure..., Team Building, Recruiting, Talent Management, Human Resources, Sourcing, ERP, Information Technology, Requirements Analysis, Contract Negotiation, Management, Supply Chain Management, Networking, Integration, Cross-functional Team..., CRM, Project Planning, Analysis, Sales, Negotiation, Interviews, Cloud Computing, Executive Management, Consulting, Training, Security, Temporary Placement
Education
University of Cincinnati 1989 — 1993
Computer Science, Computer Science
CV Brokerage, Inc. May 2014 - Present
FT Options November 2013 - Present
Livevol, Inc August 2010 - October 2013
Ronin Capital January 2010 - June 2010
Siena College Board of Associate Trustees June 2004 - June 2010
Harrison Trading Group, LLC January 2008 - January 2010
Hudson Derivatives, LLC April 2006 - January 2008
OMMA(Option Market Makers Association) January 2001 - January 2008
American Stock Exchange January 1997 - January 2008
American Stock Exchange January 1997 - January 2008
Skills
Options, Derivatives, Trading, Equities, Proprietary Trading, Arbitrage, Hedging, Electronic Trading, Commodity, Trading Systems, ETFs, Risk Management, Equity Derivatives, Equity Trading, Valuation, Hedge Funds, Series 7, Financial Markets, Series 63, Software Sales, Pricing, Portfolio Management, Trading Strategies, Volatility Arbitrage, Market Making, FX Options, Asset Management, FINRA, Introducing Broker, Securities, Options Trading..., Commodities Trading, Execution and Clearing, Options Strategies, Capital Markets, Alternative Investments, Traders, Volatility, Software Industry, Market Data, Interest Rate Swaps, Accounting, Algorithm Design, Sales
Education
Siena College 1990 — 1994
Bachelor of Science, Economics
St. Anthony's High School 1986 — 1990
New York Stock Exchange April 2005 - June 2014
American Stock Exchange February 1998 - April 2005
Guardian Life Insurance Company April 1996 - February 1998
Bankers Trust Company February 1992 - April 1996
Skills
Internal Reporting, Internal Financial..., Management Reporting, Reporting & Analysis, Financial Analysis, Quantitative Analytics, Analysis, Corporate Finance, Strategic Financial..., Strategic Planning, Financial Planning, Forecasting, Budgets, Budgeting, Operating Budgets, Capital Budgeting, Relationship Management, Strategic Partnerships, Financial Stewardship, Financial Acumen, Leadership, Financial Modeling, Finance, Accounting, Financial Services, Capital Markets, Financial Markets, Variance Analysis, Mergers & Acquisitions, Investor Relations, Change Management, Allocations, Unit Costing, Client Profitability, Product Profitability, Expense Control, Re-engineering, Business Process..., Organizational...
Education
Pace University 1987 — 1991
BBA
Bronx High School Of Science 1983 — 1987
Saint Barnabas 1975 — 1983
Wolters Kluwer Health May 2005 - Present
McGraw Hill July 2004 - April 2005
American Stock Exchange October 2003 - July 2004
BusinessWeek TV September 2002 - October 2003
Skills
Publishing, Advertising, Video, Digital Media, CRM, Publications, Broadcast, Editing, Proofreading, Magazines, Copy Editing, Strategy
Education
Quinnipiac University 1998 — 2002
BA, Mass Communication/Media Studies
Undisclosed June 2014 - Present
CV Brokerage May 2013 - August 2013
Forty4 Asset Management September 2011 - February 2013
GBOX Trading, LLC December 2010 - April 2011
Knight Capital Group November 2009 - December 2010
Trinity Derivatives Group, LLC June 2009 - November 2009
SJB Derivatives January 2008 - May 2009
AGS Specialists LLC 2001 - 2008
American Stock Exchange 1999 - 2008
J Streicher & Co April 1999 - September 2001
Skills
Excel, Knitting, Bloomberg, Equity Derivatives, Equities, Fixed Income, Futures, Portfolio Management, Data Analysis, Financial Modeling, Risk Management, Public Speaking, Trading, MySQL, Market Structure, Volatility Arbitrage, Special Situations, Alternative Investments, Investment Strategies, Asset Allocation, Fundamental Research, Proprietary Trading, Commodity Markets, Hedging, Financial Markets, Microsoft Excel, Options, FINRA, Trading Systems, Derivatives, Electronic Trading, Capital Markets, Equity Trading, Series 7, Market Making, Investments, Hedge Funds, ETFs, Trading Strategies, Securities, Commodity, Currency, Market Data, Structured Products, Volatility
Education
State University of New York at Stony Brook 1995 — 1998
Applied Math & Statistics
Chaminade High School 1991 — 1995
HS, Liberal Arts
New York Life Insurance Company July 2014 - Present
MetLife June 2011 - February 2014
SCOR Global Life Re Insurance Company April 2010 - June 2011
Guardian Life Insurance Company of America September 1995 - December 2009
John Alden Life Insurance Company 1991 - 1995
Prudential Life Insurance Company 1988 - 1991
American Stock Exchange August 1987 - March 1988
Skills
Financial System..., Retirement Product..., Post-Acquisition..., Functional..., Leadership, Retirement, Financial Analysis, Accounting, Strategic Financial..., Forecasting, Internal Controls, Financial Reporting, Auditing, Finance, Internal Audit, Analysis, Corporate Finance, Strategy, Financial Modeling, Budgets, Mergers & Acquisitions, Project Management, Insurance, Business Planning, Financial Services, Management, Business Process..., Product Design, General Ledger, Due Diligence, Executive Management, IFRS, Mutual Funds, Risk Management, Financial Statements, GAAP, Tax, Sarbanes-Oxley, Sarbanes-Oxley Act, Accounts Receivable, Financial Risk, Managerial Finance, Enterprise Risk..., SEC filings, Pricing, Start-ups, Financial Planning
Education
Rutgers, The State University of New Jersey-New Brunswick 1989 — 1991
Master of Business Administration (M.B.A.), Finance
Villanova University 1983 — 1987
Bachelor of Arts (B.A.), Business, Philosophy minor
Dignity Health 2007 - 2011
Sutter Health July 2007 - July 2010
Martin Luther King Hospital 2008 - 2008
Charlotte Hungerford Hospital 2004 - 2005
Thomas Jefferson University Hospital July 2001 - June 2004
Baystate Health July 2000 - June 2001
Sutter Health 1993 - 1996
Bank of America 1986 - 1993
American Stock Exchange 1985 - 1987
Skills
Medicine, Public Speaking, Emergency Medicine, Research, Medical Education, Hospitals, Board Certified, Clinical Research, Public Health, Internal Medicine, Healthcare, Healthcare Management, Physicians
Education
Thomas Jefferson University 1996 — 2000
Doctor, Medicine
University of California, Davis 1993 — 1996
Post Bac, Pre-Med
University of Colorado Boulder 1981 — 1984
BA, Economics, cum laude
US Navy Reserve December 2003 - Present
UBS April 2004 - July 2010
American Stock Exchange February 2002 - April 2004
Skills
Defense, DoD, Military, Security Clearance, Government, Navy, Military Operations, Securities, Military Experience
Education
Penn State University
Bachelor of Arts (B.A.), Political Science and Government
Seton Hall Law School
Doctor of Law (JD)
Johnny Mac Tennis Project/ Sportime June 2014 - Present
Broadway Technology February 2012 - June 2014
Washington Kastles October 2010 - February 2012
Sportime at Randall's July 2010 - October 2010
NY Sportimes May 2010 - August 2010
Washington Capitals September 2009 - May 2010
Washington Kastles May 2008 - August 2009
THE GEORGE WASHINGTON UNIVERSITY LERNER HEALTH AND WELLNESS CENTER May 2007 - June 2008
American Stock Exchange December 2006 - January 2007
Skills
Event Management, Corporate Communications, Sponsorship, Marketing, Sports Marketing, Fundraising, Management, Sports, Newsletters, Community Outreach, Community Development, Internal Communications
Education
The George Washington University - School of Business 2005 — 2010
Bachelor of Business Administration, Sport, Event and Hospitality Management
The George Washington University
Masters, Tourism Administration, Sport Management
IntercontinentalExchange - NYSE AMEX Options September 2009 - Present
American Stock Exchange October 1987 - September 2009
Skills
Electronic Trading, Trading Systems, Options, Trading, Equity Trading, Equities, ETFs, Derivatives, Equity Derivatives, Proprietary Trading, Series 7, Market Data, Market Making, Risk Management, Securities, Financial Markets, Trading Strategies, Vendor Management, Fixed Income, Bloomberg, Capital Markets, Asset Allocation, Financial Services, FINRA, Asset Management, Series 24, Hedge Funds
Education
Sacred Heart University 1984 — 1986
BS Business Management & Marketing, Business
ClaimFox, Inc. July 2015 - Present
ClaimFox, Inc. August 2014 - January 2015
Premier Supplies October 2013 - July 2014
Mr. Bar-B-Q, Inc. February 2012 - October 2013
BrightGrid Solar, Inc. October 2011 - February 2012
VMS September 2009 - September 2011
Corporate Accounting Solutions March 2009 - September 2009
NYSE June 2008 - April 2009
American Stock Exchange March 2008 - April 2009
ATC Healthcare November 2005 - March 2008
Skills
Great Plains Software, Financial Reporting, General Ledger, Accounting, Microsoft Dynamics SL, Process Improvement, Revenue Recognition, GAAP, Payroll, Pivot Tables, ERP, Management, Financials, FRx, Project Accounting, Mas 90, Financial Analysis, Microsoft Dynamics..., FRX Financial Reporting, Microsoft Certified..., Year-end Close, ADP Payroll, Due Diligence, Start-ups, Multi-State Sales Tax, Account Reconciliation, Accruals, Microsoft Dynamics, Variance Analysis, Journal Entries, Mergers & Acquisitions, Employee Benefits, SEC filings, Microsoft Office, QuickBooks, Internal Controls, Financial Statements, Finance, Accounts Receivable, Sarbanes-Oxley Act, Accounts Payable, Auditing, Human Resources, Invoicing, US GAAP, Cash Management, Strategy, Forecasting, Tax, Business Process
Education
Microsoft/Prometric 2014 — 2014
Certified Microsoft Dynamics Great Plains Financial 2013
Microsoft/Prometric 2011 — 2011
MS Certified Professional - Dynamics Great Plains, Dynamics GP Financial
Microsoft Great Plains FRX Training 2000 — 2000
Certificate, Advanced programming Microsoft FRX financial reporting software
Queens College
Bachelors, Accounting
YouTube May 2015 - Present
YouTube January 2013 - May 2015
Taproot Foundation January 2008 - March 2013
Google November 2010 - January 2013
Nuveen Investments June 2007 - November 2010
UBS Global Asset Management May 2005 - July 2007
American Stock Exchange September 2004 - May 2005
Institute for the Quantitative Study of Society (SIQSS) July 2003 - July 2004
Skills
Equities, Analysis, Portfolio Management, Valuation, Investments, Quantitative Analytics, Digital Media, Financial Markets, Mutual Funds, Financial Modeling, Microsoft Excel, Market Analysis, Management, SQL, Strategy, Digital Strategy, Analytics, Finance, Digital Marketing, Online Advertising, Strategic Planning, Business Strategy, Marketing, Advertising, Program Management
Education
Northwestern University - Kellogg School of Management 2009 — 2011
MBA, Finance, Marketing
Stanford University 2003 — 2004
MA, Media Studies
Stanford University 1999 — 2003
BA, Economics/Public Policy
Thomson Reuters July 2014 - Present
Thomson Reuters November 2006 - July 2014
American Stock Exchange January 2005 - November 2006
Skills
Financial Markets, Market Data, Unix, Sybase, Solaris, Scripting, Data Center, Trading Systems, SDLC, Monitoring, Trading Platforms, Linux, Electronic Trading..., Enterprise Architecture, Disaster Recovery, Shell Scripting, Unix Shell Scripting, TCP/IP, Vendor Management
Education
Pace University 2000 — 2005
Computer Sciense
Pace University-New York 2000 — 2005
Business Management
London Stock Exchange Group 2014 - Present
RBS Global Banking & Markets 2011 - Present
PricewaterhouseCoopers 2008 - 2011
American Stock Exchange January 2007 - July 2008
Credit Suisse 2005 - 2007
Instinet Group 1999 - 2005
Skills
Business Continuity, Crisis Management, Disaster Recovery, Risk Management, Operational Risk..., Business Continuity..., Physical Security, IT Audit, Management, Operational Risk, Governance, Enterprise Risk..., Risk Assessment, Financial Risk, Program Management, Information Security..., Commercial Insurance
Education
Pace University
MBA
University at Albany, SUNY
BS
Capital District Physicians Health Plan (CDPHP) February 2013 - Present
XL Capital / XL America August 2009 - 2013
Dun & Bradstreet November 2008 - July 2009
XL Capital / XL Global Services May 2007 - November 2008
American Stock Exchange February 2005 - May 2007
SIAC January 2002 - February 2005
American Stock Exchange January 2000 - December 2001
NASD October 1998 - December 1999
Bankers Trust Co. October 1997 - October 1998
SIAC January 1990 - October 1997
Skills
Project Planning, Operations Management, Analysis, Information Systems, Strategies, Organization, Cost Accounting, Vendor Management, Data Center, Business Continuity, Program Management, Project Management, IT Strategy, Access, Change Management, Disaster Recovery, PMO, Outsourcing, Management, Risk Management, Cloud Computing, Software Development, ITIL, SDLC, Business Analysis, IT Operations, Infrastructure, Information Technology, Leadership, IT Management, Information Security, Networking, PMP, Enterprise Architecture, Service Management
Education
The Catholic University of America
BA, Psychology
Morgan Stanley July 2013 - Present
Miami International Holdings April 2012 - July 2013
E*TRADE Financial May 2011 - March 2012
Credit Suisse July 2007 - April 2011
American Stock Exchange June 2006 - July 2007
eRT July 2001 - June 2006
Baltros March 1999 - March 2001
Skills
C++, Linux Kernel, TCP/IP, UDP, Oracle SQL, Electronic Trading, FIX, Ultra Low Latency, Low Latency Trading, x86 Assembly, Microarchitecture, Linux, Unix Shell Scripting, SQL, Unix, PL/SQL, Oracle, Algorithms, STL, JDBC, Database Design, Trading Systems
Education
Peter the Great St.Petersburg Polytechnic University 1993 — 1999
Master, Computer Engineering
Псковский технический лицей 1991 — 1993
XL Catlin June 2007 - Present
American Stock Exchange June 1995 - May 2007
SIAC July 1995 - April 1998
United Technology Sikorsky Division June 1994 - September 1994
Skills
HP-UX, VMware ESX, Windows Server, System Architecture, Project Planning, Data Center, Cisco Nexus, Clariion, RedHat, solaris, Storage Management, Cisco Switches, Data Center Architecture, VMAX, SDLC, Unix, Disaster Recovery, Solaris, Storage, Servers, System Administration, Infrastructure, SAN, ITIL, Linux, Troubleshooting, High Availability, Operating Systems, Enterprise Architecture, Symmetrix
Education
Polytechnic Institute of New York University 2000 — 2004
MS, Management of Technology
Polytechnic Institute of New York University 1996 — 2000
MS, Computer Science
State University of New York College at Plattsburgh 1990 — 1994
BS, Computer Science
Reboot USA August 2012 - Present
RiverArts September 2010 - Present
Studio A LLC October 2007 - Present
IPC Systems, Inc. February 2012 - September 2012
World Education Services 2010 - July 2012
International AIDS Vaccine Initiative July 2008 - February 2010
Netsolace, Inc. August 2008 - November 2009
Global Crossing 1999 - 2007
American Stock Exchange 1997 - 1999
Knoll International 1990 - 1997
Skills
Typography, Art Direction, Web Design, Posters, Brochures, Project Management, Interaction Design, Creative Direction, Advertising, Corporate Branding, Adobe Creative Suite, Graphic Design, Annual Reports, Direct Mail, Illustration, Art, Photography
Education
Pratt Institute
BFA, Communications Design
Cognizant Technology Solutions March 2014 - Present
International Securities Exchange October 2006 - September 2013
American Stock Exchange January 2005 - September 2006
Assent LLC., January 2004 - January 2005
Hold Brothers On-line Investment Services, LLC January 2000 - August 2002
Optimark Technologies December 1999 - November 2000
Goldman Sachs March 1999 - November 1999
Montgomery Prime Brokerage January 1998 - February 1999
ILX Systems January 1995 - November 1998
Skills
Market Data, Equities, Trading Systems, User Acceptance Testing, Requirements Gathering, Analysis, Electronic Trading, Derivatives, Integration, Securities, Strategic Financial..., Customer Service, Compliance, FINRA, OATS, Financial Regulation, Securities Regulation, Business Process..., ACT Reporting, Fixed Income, SDLC, SQL, Risk Management, Unix
Education
Pace University 1990 — 1995
Management Information Systems, General
TabletTV April 2015 - Present
NBCUniversal, Inc. June 2013 - March 2015
The Daily May 2012 - March 2013
CNBC February 2009 - November 2009
CNBC January 2008 - January 2009
ABC News Radio Network October 2006 - January 2008
American Stock Exchange April 2006 - October 2006
News 12 Long Island March 2003 - March 2006
Skills
Television, Final Cut Pro, Broadcast, Editing, Communication, Video, Quality Assurance, Storytelling, Editorial, Sound, Content Management, Video Production, Digital Media, Multimedia, New Media, Web Video, Video Editing
Education
Quinnipiac University
Bachelor of Arts, Mass Communications
New York Life Insurance Company September 2012 - Present
New York Life Insurance Company May 2011 - September 2012
ACTIV Financial Systems, Inc. April 2010 - May 2011
NYSE Euronext October 2008 - November 2009
American Stock Exchange November 2006 - October 2008
Securities Industry Automation Corporation March 2001 - November 2006
SIAC March 1994 - March 2001
Skills
ITIL, Unix, BMC Remedy, Solaris, Technology Management, Software, Hardware, COBOL, Microsoft Excel, VMS, Market Data, Trading Systems, Disaster Recovery, Data Center, Business Analysis, Management, IT Operations, Software Documentation, IT Service Management, Enterprise Software, Quality Assurance, System Administration, Shell Scripting
Education
Queens College 1986 — 1988
Computer Science
Bloomberg Tradebook February 2009 - Present
Bloomberg Tradebook January 2006 - January 2009
OTA LLC March 2000 - December 2005
American Stock Exchange September 1997 - February 2000
Skills
Electronic Trading, Equities, Trading Systems, Bloomberg, Derivatives, Financial Markets, Options, Trading, Fixed Income, Hedge Funds, Series 7, Equity Trading, Trading Strategies, Investments, Securities, Bloomberg Terminal, Equity Derivatives, Capital Markets, FINRA, ETFs, FX Options, Series 63, Commodity, Alternative Investments, Back Office, Bonds, Market Data, Prime Brokerage, Middle Office, Technical Analysis
Education
State University of New York at Albany 1992 — 1996
Bachelor of Arts (B.A.), American History (United States)
CJ2 Communication Strategies Assistant to PresidentAmerican Express International Bank1983 - 1985
American Stock Exchange 1975 - 1980
Shearson 1975 - 1978
Education
Pace University
Wells Fargo Advisors, LLC January 2009 - Present
Perimeter Financial October 2007 - February 2009
American Stock Exchange October 2005 - 2007
Tradition Asiel September 2003 - October 2005
Puink Zielgel 2002 - 2004
Robb Peck McCooey January 1991 - August 2002
Drexel Burnham Lambert 1986 - 1990
Drexel Burnham Lambert 1986 - 1990
Education
Pace University - Lubin School of Business 1988 — 1990
Ramapo College of New Jersey 1982 — 1986
Economics
Frelinghuysen Middle School
Frelinghuysen Middle School
Morristown High School
Sirius XM Radio Inc. July 2015 - Present
JPMorgan Chase & Co. June 2014 - May 2015
Bank of America May 2011 - May 2014
Virtusa Corp October 2010 - April 2011
Bank of America November 2009 - September 2010
Fortress Investment Group December 2008 - October 2009
Lehman Brothers October 2007 - October 2008
American Stock Exchange November 2006 - October 2007
Merrill Lynch July 2005 - November 2006
iGATE - GE NBC 1999 - 2005
Skills
Data Warehousing, Data Modeling, SDLC, Informatica, Enterprise Architecture
Education
Sathyabama University 1993 — 1997
B.E., Computer Science
St. Marys,Chennai
Ullink September 2014 - Present
NYSE Euronext December 2009 - September 2014
NYFIX September 2008 - December 2009
American Stock Exchange May 2006 - August 2008
SIAC January 2001 - May 2006
Skills
Low Latency, Trading Systems, Equities, Electronic Trading, Disaster Recovery, Market Data, Options, SDLC, Unix, Software Development, Requirements Analysis, Enterprise Architecture, Business Analysis, Vendor Management
Education
Stevens Institute of Technology 2005 — 2007
M.S., Cyber Security
SPC Trading Inc August 2013 - Present
Opus Trading Fund February 1994 - April 2013
American Stock Exchange September 1991 - August 1993
Skills
Proprietary Trading, Equity Trading, Traders, Trading, Trading Strategies, Market Making, Electronic Trading
Education
University of Delaware 1985 — 1990
Bachelor of Science (BS), Finance, General
American Stock Exchange 1987 - 2006
Skills
ETFs, Trading Strategies, Proprietary Trading, Trading Systems, Trading, Options, Electronic Trading, Equity Trading, Market Making, Securities, Equities, Volatility, Financial Markets, Series 7, Risk Management, Derivatives, Equity Derivatives, Hedging, FINRA, Hedge Funds, Series 63, Options Strategies, Bloomberg
Education
Pace University - Lubin School of Business 1981 — 1988
HealthLabs of America March 2014 - Present
LifeScience Logistics August 2006 - Present
American Stock Exchange 1997 - 2007
Skills
Trading, Team Building, Options, Strategic Planning, Operations Management, Process Improvement, Project Management, Marketing Strategy, Customer Service, Equities, Securities, Trading Systems, Logistics, Biotechnology, Supply Chain, Hedging, Asset Management, Recruiting, Leadership, Training
Education
Stanford University
TMX Group August 2005 - Present
Accenture August 2002 - July 2005
KPMG October 2000 - September 2002
Basis 100 Inc. December 1999 - September 2000
Merrill Lynch May 1999 - October 1999
Mellon Bank February 1999 - May 1999
ESPN June 1997 - January 1999
American Stock Exchange February 1996 - May 1997
Skills
Quality Assurance, SDLC, Quality Center, Trading Systems, SQL, Equities, System Testing, Electronic Trading, Test Planning, Trading, Market Data, Test Automation, Requirements Analysis, Derivatives, Linux, Visual Basic, Java, HP QC, Options, BMC Remedy, Investment Banking, FIX, Fixed Income, TCL, Smart Order Routing, Team Building, HP ALM, Test Management, OTC, Market Risk, Agile Methodologies
Education
City University of New York-Queens College 1991 — 1995
Bachelor of Science (BS), Computer Science
Squarespace February 2014 - Present
43Bytes September 2013 - Present
Stackpop January 2012 - Present
Critical Mention August 2011 - December 2011
CDNetworks February 2009 - February 2011
Panther Express April 2008 - February 2009
American Stock Exchange April 2006 - March 2008
Stevens Institute of Technology January 2000 - April 2006
Skills
Contract Negotiation, Cloud Computing, Data Center, Vendor Management, Project Management, Telecommunications, Product Management, Business Process, Infrastructure, Strategic Partnerships, Information Technology, Networking, Strategy, Integration, SaaS, IT Management, Security, Enterprise Software, Virtualization, Wireless, Linux, Start-ups, Disaster Recovery, Professional Services, Managed Services
Education
Stevens Institute of Technology 2002 — 2004
MS in Telecommunication Management
Universiteti Politeknik i Tiranës
BS in Electrical Engineering
Brooklyn Navy Yard Development Corporation February 2007 - Present
Brooklyn Navy Yard Development Corporation February 2007 - April 2009
Insurance Servicing and Adjusting Company 2004 - 2006
African American Chamber of Commerce of Central FL 2001 - 2004
American Stock Exchange 2000 - 2001
Consultants for Talent Payment 1989 - 1995
Wachs Bros Paper Company 1984 - 1989
Skills
FileMaker, Non-profits, Nonprofits, Event Planning, Teaching, Training, Research, Payroll, Negotiation, Fundraising, Customer Service, Time Management, Teamwork, Analysis, Team Building, Strategic Planning, Budgets
Education
State University of New York Empire State College 2014 — 2016
Master's Degree, Community and Economic Development
State University of New York Empire State College 2011 — 2014
Bachelor's Degree, Non-Profit Managmeent and the Arts
Aaron Copland School of Music/Queens College-CUNY 1980 — 1984
B.A. Music, Instrumental Performance-Cello
Fiorello H. LaGuardia High School of Music and Art 1976 — 1980
Diploma, Music Performance, Cello
FINRA, Department of Enforcement June 2011 - Present
Herrick Feinstein LLP September 2004 - June 2011
Anapol, Schwartz Weiss Cohan Feldman & Smalley, PC April 2003 - September 2004
NASD March 2002 - April 2003
American Stock Exchange May 1999 - March 2002
Prudential Securities January 1994 - February 1999
Skills
Arbitration, Civil Litigation, Commercial Litigation, Corporate Law, Enforcement, Hedge Funds, Litigation, Securities, Securities Litigation, Securities Regulation
Education
Seton Hall University School of Law 1998 — 2002
Doctor of Law (JD)
Rutgers University-New Brunswick 1995 — 1997
BS, Finance, Spanish
Capital Communications FCU April 2012 - Present
Capital Communications FCU January 2009 - April 2012
Union College February 2005 - January 2009
Sunmark Federal Credit Union June 2002 - February 2005
Regeneron Pharmaceuticals January 2002 - June 2002
American Stock Exchange June 2000 - September 2000
Skills
HTML, CSS, jQuery, JavaScript, Android, PHP, CMS, MySQL, Mobile Device Management, iPhone, SEO, AJAX, iPad, Remote Deposit Capture, RDBMS, SAP MDM, Linux System..., Apache, IIS, SASS, Joomla, Scrum, Extreme Programming, SEM, Tortoise SVN, Disaster Recovery, Business Continuity, Agile Methodologies, Monitoring Performance, LESS, Penetration Testing, Load Balancing, Threat & Vulnerability..., Banking, Customer Service, Google Analytics, Web Design, Windows Server, Social Media Marketing, Web Development, Process Improvement
Education
University at Albany, SUNY 1998 — 2002
BA, Information Science / Economics
Fordham Preparatory School 1994 — 1998
Sudler & Hennessey 1996 - 2013
VP Creative Director at IntraMed Sudler & Hennessey 1996 - 2010
American Stock Exchange 1988 - 1996
Bloomingdale's 1987 - 1988
Saks Fifth Avenue 1986 - 1988
Education
School of Visual Arts 1978 — 1982
NYSE Euronext Sr. Technical DirectorSecurities Industry Automation Corporation1996 - Present
Securities Industry Automation Corporation (SIAC) 1996 - Present
SIAC 1996 - Present
American Stock Exchange 1996 - 2006
Legent Corporation 1993 - 1995
ITT Worldcom 1982 - 1988
Education
University of California, Berkeley
New York Stock Exchange November 2007 - May 2009
SIAC April 1998 - February 2008
American Stock Exchange March 1982 - February 2008
Secured Site 2000 - 2007
Education
State University of New York - System
BPS, Computer Science, Electronics
American Stock Exchange November 1987 - May 2007
Education
Queens College 1981 — 1984
Marsh May 2006 - Present
Marsh & Mclennan 2006 - Present
Marsh 2006 - 2008
American Stock Exchange 2004 - 2005
Instinet Corporation 2001 - 2005
PSE&G 1998 - 1999
PSE&G 1998 - 1999
Deloitte Consulting 1997 - 1998
AT&T 1996 - 1997
Education
ADHIYAMAAN 1988 — 1992
University of Madras 1988 — 1992
BE, Computer Science Engineering
Lynn Foss January 2009 - Present
American Stock Exchange 1999 - 2008
Skills
Photoshop, Adobe Creative Suite, PowerPoint, Event Planning, Visual Communication, Vector Illustration, Posters, Typography, Corporate Identity, Business Cards, Flyers, Layout, Digital Illustration, Graphics, Marketing Communications, Image Manipulation, Environmental Graphics, Information Graphics, Book Design, Type Design, Invitations
Education
Parsons School of Design
Intercontinental Exchange January 2013 - Present
NYSE Euronext October 2008 - January 2013
American Stock Exchange 2006 - October 2008
American Stock Exchange 2002 - 2006
American Stock Exchange 1998 - 2002
Skills
Options, Trading Systems, Derivatives, Electronic Trading, Equities, Marketing, Trading, Leadership, Management, Product Development, Hedge Funds, ETFs, Financial Risk, Bloomberg, Equity Derivatives, Team Building, Securities, Financial Markets, Analysis
Education
University at Albany, SUNY 1987 — 1991
Oceanside High School 1983 — 1987
SGS Overbrook Group 2008 - Present
Moodys Investor Services January 2007 - December 2007
RBC Capital Markets February 2004 - January 2007
American Stock Exchange 2001 - 2004
NASD August 1993 - December 2001
Philadelphia Stock Exchange 1982 - 1993
Skills
Securities, Options, Equities, Series 63, Capital Markets, Financial Services, Financial Markets, Series 7, Trading, FINRA, Portfolio Management, Securities Regulation, Equity Trading, Hedge Funds, Derivatives, Fixed Income, Investments, Trading Systems, Risk Management, FX Options, Financial Regulation, Electronic Trading, AML, Alternative Investments
Education
Rowan University 1974 — 1978
VMS Management Services LLC January 2006 - Present
Screen Actors Guild - Producers Pension & Health Plans June 2003 - Present
BNY Mellon July 2011 - December 2011
EMC September 2010 - January 2011
HP August 2010 - August 2010
American Stock Exchange March 2006 - April 2009
NYSE Euronext 2008 - 2009
Read-Rite Corporation 2000 - 2002
Skills
VMS, Disaster Recovery, Application Development, Data Center, Storage, Systems Management, Software Development, Cluster, SAN, Solaris
Education
University of California, Berkeley 1971 — 1975
Bachelor of Arts (BA), Political Science and Government
Bank of America January 2015 - Present
J.P. Morgan October 2013 - December 2014
Morgan Stanley 2005 - September 2013
American Stock Exchange 2004 - 2005
D'Amato & Lynch, LLP 2001 - 2004
Skills
Hedge Funds, Alternative Investments, Securities Lending, Prime Brokerage, Derivatives Clearing, Collateral Management
Education
Governor Livingston
High School
Rutgers College
Bachelor of Arts (BA), Political Science and Government
Seton Hall Law School
J.D.
Standard Chartered Bank September 2011 - December 2014
Yuanta Securities January 2009 - September 2011
Macquarie Group March 2008 - January 2009
Bear Stearns May 2005 - March 2008
American Stock Exchange 2002 - 2003
Education
University of Virginia Darden School of Business 2004 — 2006
Master of Business Administration (M.B.A.)
Shanghai University of Finance and Economics 1990 — 1994
Bachelor’s Degree, Economics
UBS Financial Services Inc. October 2003 - Present
UBS 2003 - Present
Prudential Securities 2002 - 2003
American Stock Exchange 1992 - 2002
Muriel Siebert & Co., Inc. 1986 - 1988
Muriel Siebert & Co., Inc. 1986 - 1988
Skills
Capital Markets, FINRA, Series 7, Securities, Equities, Securities Regulation, Fixed Income, Risk Management, Series 24, Legal Writing, Corporate Governance, AML, Hedge Funds
Education
Seton Hall University 1998 — 2002
Seton Hall University School of Law 1998 — 2001
Susquehanna University 1980 — 1984
BS, Finance
Jefferies & Company December 2003 - Present
Broadview International July 1997 - December 2003
American Stock Exchange March 1994 - July 1997
Skills
Business Analysis, Financial Analysis, IT Strategy, Project Management, Vendor Management, Mergers, SDLC, Disaster Recovery, Market Data, Investment Banking, Financial Services, Cloud Computing, Infrastructure, Finance, Asset Managment, Portfolio Management, Risk Management
Education
Stevens Institute of Technology 2007 — 2009
Master of Science (MS), Management Information Systems, General
BlackRock September 2008 - Present
Morgan Stanley Investment Management 2002 - 2008
Prudential Securities April 1999 - August 2001
American Stock Exchange June 1997 - April 1999
Education
New York University - Leonard N. Stern School of Business 2001 — 2003
MBA, Finance and Accounting
Penn State University 1993 — 1997
BS, Finance
Dorothy Drummer & Associates 1992 - Present
Spencer Stuart 1987 - 1992
American Business Conference 1980 - 1987
American Stock Exchange 1975 - 1982
Skills
Executive Search, Strategic Planning, Start-ups, Management Consulting, Leadership Development, Organizational..., Non-profits
Education
Rutgers University School of Law - Newark
J.D.
Smith College
A.B.
SLG GLOBAL August 2012 - Present
American Stock Exchange 1982 - 2007
Skills
Strategic Planning, Team Building, Marketing Strategy, Customer Service, Sales, New Business Development, Sales Management, Management, Marketing, Negotiation, Retail, Small Business
Education
cresskill high school 1973 — 1997
Susquehanna University 1978 — 1981
Bachelor of Science (BS), Business/Commerce, General
IHS December 2014 - Present
JOC Group Inc. (acquired by IHS, December 2014) April 2013 - December 2014
UBM Global Trade 2009 - April 2013
Commonwealth Business Media September 2005 - December 2008
Chase Bank October 1999 - July 2002
Chemical Bank March 1988 - May 1993
American Stock Exchange July 1986 - March 1988
RKO General June 1985 - July 1986
Skills
Change Management, Workforce Planning, Onboarding, Training, Talent Acquisition, HRIS, Affirmative Action, International HR, Benefits Administration, Succession Planning, FMLA, Employee Relations, Organizational..., Multiple Sites, Leadership Development, Performance Management, Strategic Policy..., Human Resources, Salary, Personnel Management, Employee Engagement, Management, Employment Law, Career Development, Employee Handbooks, Talent Management, HR Policies, Recruiting, New Hire Orientations
Education
University of Illinois at Urbana-Champaign
Bachelor of Arts (BA), Speech Communication
NYSE Euronext March 1999 - September 2008
American Stock Exchange March 1997 - March 1999
SIIA March 1996 - March 1997
NASDAQ February 1988 - March 1996
Skills
Business Strategy, Business Development, Capital Markets, Financial Markets, Investor Relations, Strategic Planning, IPO, Trading, Strategy, Investment Banking, Asset Managment, Equities, Securities, Equity Trading, Market Data, Asset Management, Options
Education
University of Maryland University College 1990 — 1994
Ohio University 1982 — 1987
B.B.A.
Tuck-it-away-storage October 2007 - August 2009
Garban InterCapital April 2002 - July 2005
American Stock Exchange April 1997 - May 2001
Federal Reserve Bank of New York February 1996 - March 1997
FINRA Financial Services (afn) NASD August 1989 - September 1994
Education
State University of New York College at Geneseo 1975 — 1979
Bachelor of Arts, Economics, Philosophy
JP Morgan Chase 2002 - Present
JPMorgan Chase 1992 - Present
American Stock Exchange August 1987 - August 1992
Education
New York University - Leonard N. Stern School of Business 1993 — 1997
MBA, Finance
University of Florida 1982 — 1986
B.S., Finance
Wolfson High School 1979 — 1982
HS
TradeKing May 2005 - Present
American Stock Exchange 2002 - 2005
SURETRADE May 1997 - May 2000
Quick & Reilly December 1991 - May 1997
Skills
Investments, Series 7, Equities, Securities, Asset Management, Trading, Mutual Funds, Series 63, Fixed Income, Options, Financial Services, Risk Management, Series 24, Portfolio Management, Start-ups
Education
The Catholic University of America, Columbus School of Law 1988 — 1991
JD
University of Notre Dame 1984 — 1988
Government & International Relations, Bachelor of Arts
Cinnober Americas Inc July 2014 - Present
Cinnober Financial Technology May 2001 - Present
Cinnober Americas Inc July 2003 - July 2014
Cinnober Financial Technology January 2012 - June 2014
Cinnober Financial Technology December 2008 - December 2011
American Stock Exchange July 2003 - December 2008
SEB Merchant Banking 1999 - 2001
Skills
Agile Methodologies, Trading Systems, Market Data, JIRA, Low Latency, JUnit, Unix, Multithreading, Continuous Integration, Electronic Trading, Solaris, Spring Framework, CVS, Software Development, SQL, Maven, Linux, Test Driven Development, Scrum, Eclipse
Education
University of Stockholm 1995 — 1999
Bachelor degree in Computer Science, Computer Science
University of Stockholm 1995 — 1999
Bachelor degree in Economics, Economics
Morgan Stanley & Co. July 2002 - Present
Morgan Stanley 2002 - 2012
American Stock Exchange August 1999 - July 2002
Skills
Equities, Investment Banking, Series 7, Capital Markets, Hedge Funds, Derivatives, Prime Brokerage, Trading Systems, Fixed Income, Dodd-Frank, Public Speaking, Series 55, Trade Reporting
Education
Pace University - Lubin School of Business 2001 — 2004
Master of Business Administration (MBA), Finance
Siena College 1995 — 1999
Bachelor of Science (BSc), Banking, Corporate, Finance, and Securities Law
International Securities Exchange June 2008 - Present
American Stock Exchange February 2003 - June 2008
Education
Rochester Institute of Technology 1995 — 2001
BS, Information Technology
Clara Barton 1991 — 1995
Columbia University in the City of New York October 2014 - Present
Barnard College April 2007 - Present
Columbia University July 2002 - April 2007
Columbia University 2002 - 2007
United States Tennis Association 2000 - 2002
Manulife Financial April 1996 - July 2000
American Stock Exchange 1981 - 1996
Xerox June 1980 - November 1981
Skills
Non-profits, Nonprofits, Research, Microsoft Excel, Accounting, Analysis, Microsoft Office, Fundraising, Higher Education, Grants, Data Analysis, Training, Public Speaking, Human Resources, Budgets, Policy, Event Planning, Grant Writing, Access, Strategic Planning, Community Outreach, Staff Development, Program Management, Leadership, Certified Public...
Education
Rochester Institute of Technology 1981 — 1984
MBA, Business Administration and Management, General
State University of New York at Buffalo - School of Management 1977 — 1980
Bachelor of Science (BS), Accounting
State University of New York at Buffalo - School of Management 1977 — 1980
Bachelor of Science (BS), Accounting
University at Buffalo 1977 — 1980
BS, Accounting
University at Buffalo 1977 — 1980
BS, ACCOUNTING
Syosset High School 1974 — 1978
Convergex October 2007 - Present
American Stock Exchange May 1999 - October 2007
ICAP (Garban) July 1988 - April 1999
Skills
Market Data, Project Management, Financial Analysis, Capital Markets, Equities, Electronic Trading, Business Analysis, Financial Markets, SDLC, Vendor Management, Trading Systems, Derivatives
Education
Seton Hall University 1992 — 1996
MBA, MBA - Information Systems
Norwich University 1984 — 1988
BS, Computer Science Engineering
UBP Asset Management LLC 2012 - Present
Nexar Capital Group 2009 - 2012
Société Générale Asset Management Inc. 2005 - 2009
Federal Reserve Bank of New York 2000 - 2005
American Stock Exchange 1996 - 1998
Education
Princeton University 1998 — 2000
MPA, Woodrow Wilson School of Public & International Affairs
Columbia College, Columbia University 1991 — 1995
A.B., Economics and Political Science
PD Properties, Real Estate NYC December 2011 - Present
Società Alinari – 24 Ore s.p.a. March 2012 - March 2013
DUO MEDIA LLC January 2009 - February 2013
Viola Club New York 2009 - 2010
Corcos Srl February 2005 - December 2008
Mr.Wolf February 2006 - April 2008
American Stock Exchange January 2005 - December 2005
Skills
Equities, Due Diligence, Financial Analysis, Financial Modeling, Business Planning, Mergers, Strategic Planning, Corporate Finance, Mergers & Acquisitions, Marketing, Commercial Real Estate, Investment Properties, Sales, Microsoft Office, Start-ups, Business Strategy, Competitive Analysis, Management Consulting, Social Media, Customer Service
Education
Università degli Studi di Firenze 1996 — 2002
PhD, Economics
Liceo Classico Dante Alighieri 1990 — 1995
Bachelor's degree, Classics and Classical Languages, Literatures, and Linguistics
Deloitte & Touche LLP November 2014 - Present
National Stock Exchange July 2012 - July 2014
Seward & Kissel LLP May 2011 - June 2012
ESP Technologies Corp. March 2008 - April 2011
Cadwalader, Wickersham & Taft LLP October 2006 - February 2008
Davis Polk & Wardwell LLP July 2005 - October 2006
US Securities and Exchange Commission September 2002 - June 2005
American Stock Exchange 2001 - 2002
Skills
Securities Regulation, Market Regulation, Broker-Dealer Compliance, Trading Systems, Securities, Derivatives, Corporate Governance, FINRA, Hedge Funds, AML, Capital Markets, Financial Regulation, Options, Broker-Dealer, Equities, Due Diligence, Private Equity, Mergers & Acquisitions
Education
University of Detroit Mercy School of Law 1995 — 1998
JD
Texas Association of Vietnam Veterans Austin Chapter December 2010 - Present
Vietnam Veterans of America Chapter 915 Austin, TX April 2009 - Present
American Legion Elmhurst-Jackson Heights Post 298 November 1999 - June 2007
Queens Veterans Foundation Inc. April 1995 - June 2007
NASD June 2004 - May 2007
American Stock Exchange April 1978 - June 2004
Vietnam Veterans of America Chapter #32 Queens, NY Inc. April 1994 - April 1998
NASD September 1976 - March 1978
US Army July 1968 - May 1970
Skills
Risk Management, Broker-Dealer, Capital Markets, Financial Modeling, Portfolio Management, Financial Regulation, Equities, Bloomberg, Finance, Trading, Financial Markets, Investments, Series 7, Financial Analysis, Hedge Funds, Derivatives, Securities, Options, Fixed Income
Education
Queen's College 1965 — 1976
BA, Accounting and Information Systems
Chapdelaine & Co. Brokeramerican stock exchange1990 - 2009
american stock exchange 1990 - 2009
Skills
Options, Electronic Trading, Trading, Series 7, Equities, Financial Markets, Equity Trading, Derivatives, ETFs, FINRA, Trading Systems, Bonds, Capital Markets, Bloomberg, Proprietary Trading, Asset Management, Equity Derivatives, Hedging, Investments, Alternative Investments, Trading Strategies, Hedge Funds, Series 24, Fixed Income, Structured Products, Brokerage, Currency
Education
Saint Peter's University 1987 — 1989
bs, Management
Kabler Thomas Financial Group October 2010 - Present
TF Asset Management October 1994 - May 2009
T.F. ASSET MANAGEMENT/THREE RIVERS CONSULTING (previously Tiberius Fund LLC) January 1999 - January 2009
TF Asset Management October 1994 - January 2007
American Stock Exchange January 1999 - January 2001
Education
Slippery Rock University of Pennsylvania 1984 — 1988
BS, Communication
SLIPPERY ROCK UNIVERSITY
Bachelors of Science, Communication
Bishop Carroll High School 1980 — 1984
Guardian Life Insurance May 2006 - Present
Bertelsmann Media Systems/Doubleday Direct/Bookspan July 1998 - May 2006
American Stock Exchange July 1994 - July 1998
Skills
Data Modeling, Data Warehousing, DB2, SDLC, Data Analysis, Business Analysis, Oracle, Business Intelligence, Enterprise Architecture, SQL, Unix, Requirements Analysis, PL/SQL, Visio, Database Design, Architecture, IT Management, Systems Analysis, Databases, ETL
Education
Pace University - Lubin School of Business 2009 — 2013
Masters of Business Administration (M.B.A), Investment Management
Pace University - Seidenberg School of Computer Science 1999 — 2001
Master of Science (M.S.), Computer Science
College of Aeronautics 1988 — 1991
Bachelor of Technology (B.Tech.), Aircraft Maintenance Engineering
Aviation High School 1985 — 1988
High School, Aircraft Maintenance Technology
AdCap Securities, LLC June 2014 - Present
Blueprint Regulatory Consulting June 2013 - June 2014
Intercam Securities, Inc January 2013 - June 2013
ITA Financial Services, LLC September 2011 - December 2012
Patagonia Securities, LLC. February 2011 - September 2011
Souza Barros Securities, Inc March 2008 - February 2011
FINRA January 1998 - April 2008
Salomon Smith Barney 1997 - 1998
American Stock Exchange 1985 - 1998
Skills
FINRA, AML, USA PATRIOT Act, OFAC, Securities Regulation, Securities, Broker-Dealer, Bank Secrecy Act, Series 24, Series 7, SEC, Fraud, KYC, Compliance Testing, Financial Services, Trading, Hedge Funds, Anti Money Laundering, Investments, Fixed Income
Education
Pace University 1995 — 2005
BA, Business Administration/International Management
Pace University - Lubin School of Business 1994 — 2005
ACN June 2011 - Present
Douglas Elliman Property Management April 2010 - Present
American Stock Exchange October 1999 - April 2009
Trump International Hotel & Tower 1997 - 1999
Trump Internantional Hotel & Tower 1997 - 1999
Education
State University of New York at Delhi 1990 — 1993
Engineering
New York Stock Exchange 2008 - 2009
American Stock Exchange 2007 - 2009
Skills
Options
Education
Stony Brook University
Master of Science, Applied Mathematics & Statistics (Operations Research)
J.P. Morgan 2014 - Present
JPMorgan Chase & Co. 2013 - 2014
JPMorgan Chase & Co. 2011 - 2013
JPMorgan Chase & Co. 2007 - 2011
American Stock Exchange 2001 - 2007
Scapa 1993 - 2000
Skills
Fixed Income, Securities, Capital Markets, Risk Management, Equities, Financial Services, Structured Products, Financial Markets, Financial Modeling, Investment Banking, Valuation, Finance, Derivatives, Credit Risk, Financial Analysis, Banking, Bloomberg, Hedge Funds, Portfolio Management
Education
University of Hartford
Bachelor's Degree, Chemistry, Cum Laude
University of Hartford, Barney School of Business
Master of Business Administration (M.B.A.), Finance
Fitch Ratings July 1997 - Present
American Stock Exchange 1986 - 1996
Skills
Compensation, Benefits, Employment Law, AAP, Performance Management, Talent Acquisition, HRIS, Deferred Compensation, Employee Benefits, Recruiting, Employee Relations, Succession Planning, Onboarding, Talent Management, Employee Engagement, Management, Organizational Design, Personnel Management, Organizational..., Applicant Tracking...
Education
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Arts, Communication
Seton Hall University School of Law
JD, Employment Law
Dyax Corp. March 2014 - Present
Dyax Corp March 2013 - Present
Dyax Corp January 2012 - March 2013
Dyax Corp January 2008 - December 2011
Dyax Corp June 2004 - December 2007
Prince Lobel Tye LLP September 1999 - June 2004
Nutter McClennen & Fish LLP September 1996 - September 1999
American Stock Exchange January 1992 - August 1993
American Stock Exchange June 1990 - December 1991
Skills
FDA, Venture Capital, Due Diligence, Pharmaceutical Industry, Licensing, Intellectual Property, Strategy, Technology Transfer, Biotechnology, Regulatory Affairs, Lifesciences, Clinical Trials, Biopharmaceuticals, Patents, Commercialization, Life Sciences
Education
The George Washington University Law School 1993 — 1996
Doctor of Law (JD)
University of Massachusetts, Amherst 1984 — 1988
Bachelor of Business Administration (B.B.A.), Finance and Economics
Victory Worldwide Transportation November 2002 - Present
Spartan Solutions, LLC March 2009 - July 2011
Atlantic Express Transportation Corporation April 2000 - November 2002
Moore Stephens January 1997 - November 1999
American Stock Exchange June 1986 - January 1997
Skills
Auditing, SEC filings, Internal Controls, Financial Reporting, Sarbanes-Oxley Act, Finance, Accounting, Financial Analysis, Mergers & Acquisitions, Forecasting, Consolidation, Due Diligence, Financial Modeling, Cash Management, US GAAP, Financial Accounting, Microsoft Excel, GAAP, General Ledger, Budgets, Process Improvement, Accounts Receivable, Executive Management, Internal Audit, Managerial Finance, Corporate Finance, Tax, Variance Analysis, Operations Management, Change Management, Acquisition Integration, Revenue Recognition, Account Reconciliation, Treasury, QuickBooks, Accruals, Journal Entries, Tax Preparation, CPA, Accounts Payable, Cash Flow Forecasting, Sarbanes-Oxley, Cost Accounting, Working Capital..., Analysis, Cash Flow, IPO, Financial Audits, Financial Forecasting, Business Planning
Education
Rutgers University
Master of Business Administration (MBA)
New York University, Stern School of Business 1982 — 1986
Bachelor of Science (BS), Accounting
St. Peters Prep
Guardian Life August 2013 - Present
The Guardian Life Insurance Company of America March 2001 - July 2013
The Guardian Life Insurance Company of America July 1996 - March 2001
American Stock Exchange January 1989 - July 1996
Skills
SDLC, Requirements Gathering, Business Analysis, Requirements Analysis, Visio, Business Requirements, SharePoint, User Acceptance Testing, Software Project..., SQL, Process Improvement, Agile Methodologies, Business Process
Education
University of Phoenix 2009 — 2011
Bachelor of Science (B.S.), Information Technology
Queens College
American Stock Exchange 1997 - 2006
amex 1997 - 2006
charlton specialists November 1988 - December 2005
Education
Stony Brook University
BA, ECO/POL SCI
Cantor Fitzgerald September 2007 - Present
Cantor Fitzgerald September 2007 - Present
Cantor Fitzgeralde September 2007 - Present
New York Stock Exchange January 2007 - May 2007
BAYCREST CAPITAL October 2006 - December 2006
New York Stock Exchange January 1996 - January 2002
New York Stock Exchange January 1992 - January 1996
American Stock Exchange January 1989 - January 1992
Skills
Series 7
Education
Norwalk Community College
Associates, Communications
National Financial Network LLC September 2009 - Present
AXA Advisors LLC September 2007 - September 2009
AllianceBernstein LLC January 2007 - September 2007
American Stock Exchange July 2006 - December 2006
Education
The George Washington University
B.B.A. 2005, International Business
COOKINGHAM INTERNATIONAL ASSOCIATES, LLC 2011 - Present
JPMorgan Chase June 2000 - June 2011
Royal Bank of Scotland Commodities April 2006 - June 2010
National Association of Security Dealers (NASD) May 1998 - May 2000
American Stock Exchange March 1995 - June 1998
Skills
Certified Anti Money..., Certified Fraud Examiner, Certified Financial..., Certified Protection..., Certified Forensic..., Hedge Funds, Derivatives, Risk Management, Trading, Mergers, Risk, Internal Audit, Commodities, Energy, International Trade, Mining, Oil, Equities, Compliance, Options, Due Diligence, AML, Policy, Risk Mitigation, FCPA, KYC, Operational Risk, Sanctions, Compliance Management, Investigations, Risk Assessment, OFAC, USA PATRIOT Act, Enterprise Risk..., Bank Secrecy Act, Fraud Investigations, Regulatory Risk, Fraud, Investment Banking
Education
CCU 1995 — 1998
Ph.D., Business
The University of Connecticut 1985 — 1988
Master of Busines Administration, Accounting
DEPOSITORY TRUST & CLEARING CORP. (DTCC) March 2012 - Present
DEPOSITORY TRUST & CLEARING CORP. (DTCC) March 2008 - March 2012
AMERICAN STOCK EXCHANGE November 2006 - February 2008
CREDIT SUISSE October 2004 - November 2006
Skills
SDLC, Business Analysis, PMO, Project Portfolio..., Risk Management, Software Project..., PMP, Vendor Management, Project Management, Requirements Analysis, Program Management, Financial Services, IT Strategy, ITIL, Visio
Education
University at Buffalo 1990 — 1994
Bachelor of Arts (B.A.), Psychology
United Recovery Systems LP October 2000 - Present
Temporary Employment Agencies January 1998 - January 2000
U.S. Census Bureau 2000 - 2000
Columbia Energy 1999 - 2000
American Stock Exchange October 1987 - January 1998
Mental Health Unit October 1974 - May 1978
Skills
Microsoft Office, Customer Service, Excel, Word, Research, Administrative Support, PowerPoint, Outlook, Data Entry, Spreadsheets, Access, Typing, Invoicing, Telephone Skills, Accounts Payable, Fax, Lotus Notes, Accounts Receivable, Payroll, Administrative..., Analysis
Education
University of Houston 1986 — 1986
Accounting
Houston Community College; USAF Community College
Massey Business College
Certificate, Business Programming
University of Houston
Business major
Carrandi Ltd 1997 - Present
Krannich Solar USA 2012 - 2012
Krannich Solar USA 2012 - 2012
American Stock Exchange June 1987 - July 2002
Ocwen Trading 1983 - 1987
EFHutton 1982 - 1983
Donaldson, Lufkin & Jenrette 1981 - 1982
Pershing, a BNY Mellon company September 1980 - April 1981
Skills
Creative Fine Art, Fine art appraisal, Risk Management, Market Risk, Knowledge of the Solar...
Education
State University of New York at Albany 1976 — 1980
Bachelor of Arts (B.A.), Economics and History, Honors
Financial Industry Regulatory Authority (FINRA) December 2012 - Present
FINRA July 2007 - December 2012
Stamford Hospital March 2004 - July 2007
american stock exchange October 1993 - October 2002
K-Mart October 1992 - October 1993
F.W. Woolworth Co. June 1985 - August 1987
Herzfeld & Stern June 1984 - June 1985
Skills
Troubleshooting, Data Center, ITIL, Vendor Management, Disaster Recovery, Solution Architecture, Service Delivery, System Deployment, System Administration, VMware, Firewalls, Switches, IT Management, Call Center, Telecommunications, VoIP, Security, Visio, Integration, Network Security, Network Administration, Servers, IT Strategy, VPN, Infrastructure, IP, Networking, Business Continuity, Call Centers
Education
Queensborough Community College 1999 — 2001
Associate of Arts (AA), Liberal Arts and Sciences, General Studies and Humanities, 3.84
Intercontinental Exchange NYSE October 2008 - Present
American Stock Exchange July 1995 - October 2008
Skills
Market Data, Equities, Management, Business Analysis, Risk Management, Financial Analysis, Securities, Electronic Trading, Financial Markets
Education
St. Peter's College 1991 — 1995
Bachelor's degree, Accounting
NYSE Euronext September 2009 - Present
NYSE Euronext September 2007 - September 2009
American Stock Exchange October 2006 - September 2007
Skills
Incident Management, ITIL, Problem Management, IT Service Management, IT Operations, Service Delivery, Service Management, Disaster Recovery, Service Desk, BMC Remedy, Trading Systems, IT Management, Data Center, Unix
Education
SUNY at Buffalo 1991 — 1996
Bachelor of Science (BS), Computer Science
QSAC Quality Services for the Autism Community November 2013 - Present
Buckley Day Camp June 2009 - August 2013
New York Stock Exchange March 1992 - March 2006
American Stock Exchange March 1986 - March 1992
Skills
Microsoft Office, Microsoft Excel, Public Speaking, PowerPoint, Research, Customer Service, Microsoft Word, Teaching, Editing, Team Leadership, Leadership, Team Building, Coaching, Social Media, Strategic Planning
Education
City University of New York-Queens College 2011 — 2015
Master of Arts (M.A.), Psychology
Queens College 2012 — 2013
Advanced Certificate Applied Behavior Analysis, ABA
SEIDEL & SHAW LLC November 2005 - Present
American Stock Exchange April 1970 - December 1992
Skills
Securities, Due Diligence, Corporate Governance, AML, Securities Regulation, Risk Management, Mutual Funds, FINRA, Corporate Law
Education
JAMES MONROE HS 1956 — 1960
Pace University
Deutsche Bank Securities Inc July 2013 - Present
Deutsche Bank Securities Inc August 1998 - June 2013
Smith Barney April 1996 - August 1998
American Stock Exchange September 1987 - April 1996
Dean Witter Reynolds December 1985 - September 1987
Discount Brokerage Corp of America August 1983 - December 1985
Skills
Legal Compliance, Series 24, Prime Brokerage, Securities, FINRA, Enterprise Risk..., SEC, Electronic Trading, Investment Advisory, Equity Trading, Bank Secrecy Act, OFAC, AML, Market Data, Dodd-Frank, Broker-Dealer, Structured Products, Equity Derivatives, ETFs, Bloomberg, Anti Money Laundering, Hedge Funds
Education
Rutgers, The State University of New Jersey-New Brunswick
Parsippany High School
News Corp June 2014 - Present
Samson Investment Partners June 2013 - May 2014
Natixis 2010 - 2013
Various Temporary Assignments March 2009 - November 2010
Macquarie Capital Partners September 2008 - March 2009
Citi November 2000 - August 2008
LexiQuest March 1999 - November 2000
American Stock Exchange February 1998 - March 1999
Crédit Agricole CIB September 1996 - February 1998
Skills
Management, Research, French, Leadership, Microsoft Office, Project Management, Editing, Spanish, Translation, Public Speaking, Teamwork, Creative Writing, Business Writing, Travel Planning
Education
SUNY Geneseo
Bachelor of Arts (B.A.), French
Université Paris Sorbonne (Paris IV)
The Mary Louis Academy
High School
Université de Caen Basse Normandie