BNY Mellon Capital Markets, LLC
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BNY Mellon Capital Markets, LLC Employees
Protective Life July 2015 - Present
BNY Mellon Capital Markets LLC May 2013 - April 2015
William Blair and Company July 2011 - May 2013
FTN Financial July 2004 - April 2010
Bank One July 1993 - June 2004
Skills
Fixed Income, Capital Markets, Equities, Portfolio Management, Series 7, Asset Management, Hedge Funds, Trading, Securities, Bloomberg, Series 63
Education
Harvard University, John F. Kennedy School of Government 1991 — 1993
MPP, Political Economy
Princeton University 1976 — 1980
Bachelor of Arts (BA), Political Science and Government
BNY Mellon Capital Markets LLC April 2001 - December 2011
Skills
Leadership, Customer Service, Event Planning, Management, Marketing, Microsoft Excel, Microsoft Office, Public Speaking, Research, Social Media, Social Networking, Strategic Planning, Time Management, Sales, Team Building
Education
Pace University - Lubin School of Business
BNY Mellon Capital Markets, LLC March 2015 - Present
MBSC Securities Corp & Dreyfus Family of Funds, BNY Mellon companies January 2012 - Present
UBS Investment Bank October 2010 - March 2012
UBS Investment Bank March 2010 - November 2010
Citi July 2005 - April 2009
Northwestern Mutual September 2004 - January 2005
Skills
AML, Compliance, Due Diligence, Risk, Financial Risk, Hedge Funds, Credit, Banking, Investments, KYC, Asset Managment, Securities, Mutual Funds, OFAC, Equities, FINRA, Financial Services, Financial Regulation, Series 7, Options, Series 63, Retail Banking, Bank Secrecy Act, Fraud, Wealth Management, Alternative Investments, Auditing, Asset Management, Derivatives, Finance, Fixed Income, Internal Audit, Investment Banking, Portfolio Management
Education
Molloy College 2008 — 2010
MBA, Management
Hofstra University 2002 — 2005
Bachelors of Business Administration, Finance
Erasmus Universiteit Rotterdam 2004 — 2004
BBA Concentration in Finance, International Finance
Study Abroad: Erasmus University Rotterdam 2004 — 2004
Farmingdale High School 1997 — 2001
BB&T June 2014 - Present
AFCO Credit Corporation June 2014 - Present
BNY Mellon Capital Markets, LLC January 2013 - June 2014
Cornerstone Acquisition & Management Company June 2008 - January 2013
Centaur Performance Group, LLC June 2008 - January 2013
Centaur Performance Group (formerly Argent Funds Group) January 2006 - June 2008
Cornerstone Acquisition & Management Company January 2006 - June 2008
LGFCU December 2004 - December 2005
RBC Liberty Life Insurance March 2004 - December 2004
Mellon Financial August 1999 - March 2004
Skills
Hedge Funds, Financial Analysis, Private Equity, Mutual Funds, Mergers, Risk Management, Alternative Investments, Investments, Finance, Derivatives, Investment Strategies, Portfolio Management, Asset Management, Mergers & Acquisitions, Equities, Asset Managment
Education
Robert Morris University 2001 — 2004
MBA, Finance
University of Pittsburgh 1995 — 1999
BS, Business/Accounting
BNY Mellon Capital Markets, LLC June 2013 - July 2015
Gleacher & Company Securities, Inc. February 2008 - April 2013
BNY Capital Markets, Inc. April 2004 - February 2008
Cantor Fitzgerald & Co., Inc. May 1996 - September 2001
Skills
Microsoft Excel, Microsoft Word, Customer Service, English, Windows, Outlook, AML, Microsoft Office, Portfolio Management, PowerPoint
Education
The George Washington University College of Professional Studies 2011 — 2013
Masters, Paralegal Studies
Fordham University - Graduate School of Business Administration
MBA, Marketing
New York University
B.A., Political Science
BNY Mellon Capital Markets, LLC May 2009 - Present
Morgan Stanley January 1994 - February 2009
Skills
Pricing, Financial Analysis, Negotiation, Financial Modeling, Fixed Income, Series 7, Capital Markets, Finance, Trading, Bloomberg, Securities, Hedge Funds, Derivatives, Bonds, Alternative Investments, Portfolio Management, Asset Management, Structured Products, Financial Markets, Mutual Funds, Investment Banking, Series 63, Options, Wealth Management, FINRA, Investments, Asset Allocation, Electronic Trading
Education
University of Maryland College Park 1991 — 1993
B.A.
Providence College 1989 — 1991
BNY Mellon Capital Markets LLC 2006 - Present
Bear Stearns 2003 - 2006
Merrill Lynch 1991 - 2001
Education
St. John's University, The Peter J. Tobin College of Business 1995 — 2001
National Australia Bank June 2015 - Present
BNY Mellon Capital Markets, LLC 2012 - Present
UBS 2010 - 2011
UBS 2005 - 2010
UBS 2003 - 2005
Skills
High Yield, Fixed Income, Series 7, Bloomberg, Bonds, Equities, Capital Markets, Special Situations, Trading, Credit Derivatives, Asset Management, Derivatives, Investment Banking, Investments, Leveraged Finance, Securities, Structured Products
Education
New York University 2008 — 2010
Diploma in Credit Analysis
University of Pennsylvania 1999 — 2003
BA, Economics
BNY Mellon Capital Markets, LLC October 2007 - Present
Investment Technology Group (ITG) 2005 - 2007
State Street Global Markets, LLC 2000 - 2004
Chase Securities 1992 - 2000
Skills
Fixed Income, Series 63, Equities, Hedge Funds, Series 7, Derivatives, Analysis, Treasury, Securities, Series 24, Bloomberg, Start-ups, Venture Capital, Capital Markets, Currency, Alternative Investments, Asset Management, FINRA, Trading, Portfolio Management, Investments
Education
Fordham University - Graduate School of Business Administration 1992 — 1995
MBA
Stonehill College 1979 — 1983
BS, Marketing
St. Mary's Preparatory
BNY Mellon Capital Markets, LLC September 2002 - Present
BNY Mellon Capital Markets LLC September 2002 - October 2011
Fleet Securities February 1999 - August 2002
Skills
Trading, Equity Trading, Fixed Income, Capital Markets, Securities, Bloomberg, Electronic Trading, Financial Markets, FX Options, Trading Systems, Investments, Bonds, Risk Management, ETFs, Series 24, Prime Brokerage, Equity Derivatives, Structured Products, Emerging Markets, Financial Services, Options, Series 7, Derivatives, Equities, Hedge Funds, Alternative Investments, Series 63, FINRA, Proprietary Trading, Trading Strategies, Hedging, Market Risk, Finance, Middle Office, Foreign Exchange, Settlement, Currency, Mutual Funds
Education
Temple University
Albert Fried & Company 2011 - Present
BNY Mellon Capital Markets, LLC 2008 - 2011
HSBC Securities 1996 - 2008
Hang Seng Bank Limited 1995 - 1996
Skills
General Ledger, Auditing, Accounting, Risk Management, Account Reconciliation, Financial Services, Business Analysis, Finance, Analysis, Financial Accounting, Financial Reporting
Education
City University of New York-Baruch College
Bachelor of Business Administration, Accounting
BNY MELLON CAPITAL MARKETS, LLC October 1997 - January 2011
THE BANK OF NEW YORK July 1995 - October 1997
DONALDSON, LUFKIN & JENRETTE, SECURITIES CORPORATION February 1995 - June 1995
DONALDSON, LUFKIN & JENRETTE, SECURITIES CORPORATION April 1994 - February 1995
DONALDSON, LUFKIN & JENRETTE, SECURITIES CORPORATION August 1992 - April 1994
Education
Baruch College
BBA, Human Resources Management
BNY Mellon Capital Markets, LLC June 2015 - Present
BNY Mellon Capital Markets, LLC June 2013 - May 2015
Bank of New York Mellon February 2011 - May 2013
Bank of New York Mellon July 2007 - February 2011
Skills
Fixed Income, Securities, Analysis, Trading, Process Improvement, Back Office, Hedge Funds, Middle Office, Bloomberg, Risk Management, Account Reconciliation, Microsoft Excel, Investments, Accounting, Financial Services, Finance, Financial Reporting, Mutual Funds, Fund Accounting, Derivatives, Financial Risk, Asset Management, Equities, Credit, Operations Management, PnL, Agency MBS, Financial Analysis, Settlement, Securities Lending, Business Analysis, Cash Management, Business Process..., Data Analysis, Asset Allocation, Operational Risk..., Financial Markets, Bonds, Operational Risk, FINRA Series 99, Credit Analysis, Funding, Collateral Management, Customer Service
Education
University of Florida - Warrington College Of Business 2010 — 2012
MBA
University of Central Florida - College of Business Administration 2003 — 2005
Masters of Science, Human Resource Management
University of Florida 1998 — 2002
Bachelors of Science, Human Resource Development
Astoria Bank August 2014 - Present
Maxim Group January 2013 - May 2013
BNY MELLON CAPITAL MARKETS LLC April 2002 - July 2012
PERSHING CAPITAL MARKETS, LLC April 1994 - April 2002
Skills
Series 7, Series 24, Series 63, Fixed Income, Prime Brokerage, Securities, Bloomberg, Bloomberg Trading, Capital Markets, Electronic Trading, Trading, Investments, Asset Management, Hedge Funds, Banking, MBS, Equities, Bonds, Investment Management, Structured Products, FINRA, Alternative Investments, Derivatives, Options, Financial Markets, Investment Banking
Education
Hofstra University 1985 — 1989
Bachelor of Business Administration, Business Administration and Management, General
Milestone Financial Advisory Services June 2014 - January 2015
BNY Mellon Capital Markets LLC February 2007 - March 2014
MR Beal & Company February 2006 - February 2007
SW Bach and Company March 2003 - February 2006
Sumitomo Mitsui Banking Corporation Securities, Inc. January 1998 - February 2003
Skills
Finance, Financial Analysis, Capital Markets, Financial Reporting, Internal Controls, Financial Accounting, Variance Analysis, Cash Management, Sarbanes-Oxley Act, General Ledger, Account Reconciliation, Financial Statements, US GAAP, Cash Flow, Derivatives, Accounting
Education
Adelphi University
Master of Science (M.S.), Accounting
Pace University - Lubin School of Business
Bachelor of Business Administration (B.B.A.), Accounting