Citicorp Investment Services
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Citicorp Investment Services Employees
Employee
Years
Job
Industry
Yuechun Ivy Li Yuechun Ivy Li's Citicorp Investment Services Experience June 2004 - September 2004
Job Sr. Staff Accountant at GL Consolidation and Technical Accounting at SanDisk
Industry Accounting
Experience
SanDisk July 2014 - Present
Seagate Technology August 2011 - July 2014
PwC January 2007 - August 2011
Amgen Inc June 2006 - September 2006
KSCI-TV LA 18, International Media Group July 2005 - November 2005
Citicorp Investment Services June 2004 - September 2004
Skills
ADI, Oracle 11i, MS..., Hyperion Essbase, JD Edwards, Bilingual (Fluent in..., Internal Controls, Sarbanes-Oxley Act, Essbase, Monthly Close, Financial Analysis, Oracle, Revenue Recognition, Accounting, Financial Statements, Consolidation, General Ledger, Account Reconciliation
Education
University of California, Los Angeles 2004 — 2006
B.A.
University of California, Los Angeles
Business Economics, Minor in Accounting
SanDisk July 2014 - Present
Seagate Technology August 2011 - July 2014
PwC January 2007 - August 2011
Amgen Inc June 2006 - September 2006
KSCI-TV LA 18, International Media Group July 2005 - November 2005
Citicorp Investment Services June 2004 - September 2004
Skills
ADI, Oracle 11i, MS..., Hyperion Essbase, JD Edwards, Bilingual (Fluent in..., Internal Controls, Sarbanes-Oxley Act, Essbase, Monthly Close, Financial Analysis, Oracle, Revenue Recognition, Accounting, Financial Statements, Consolidation, General Ledger, Account Reconciliation
Education
University of California, Los Angeles 2004 — 2006
B.A.
University of California, Los Angeles
Business Economics, Minor in Accounting
Natalie Carr's Citicorp Investment Services Experience January 2003 - January 2005
Job Business Operations and Compliance Consultant
Industry Financial Services
Experience
NZ JARRELL & ASSOCIALTES January 2010 - Present
Ameriprise Financial Services, Inc. January 2007 - January 2010
XCU Capital Corporation January 2005 - January 2006
Citicorp Investment Services January 2003 - January 2005
H&R Block Financial Advisors January 2002 - January 2003
NZ JARRELL & ASSOCIATES January 2001 - January 2002
Scudder Weisel Capital January 2000 - January 2001
TD Waterhouse Inc./Jack White & CO.. January 1992 - January 2000
Jack White & Company/ TD Water4house 1992 - 2000
Skills
Series 7, Series 63, Retirement Planning, Financial Advisory, Fixed Annuities, Life Insurance, Financial Services, Investments, Securities, Mutual Funds, Wealth Management, Strategic Financial..., Asset Allocation, Asset Management, Series 24, Series 65, Series 9, Series 10, California Insurance..., Excellent in research..., Professional trainer..., Business Risk Analyst, FINRA
Education
University of Phoenix
Business Administration and Management, General
NZ JARRELL & ASSOCIALTES January 2010 - Present
Ameriprise Financial Services, Inc. January 2007 - January 2010
XCU Capital Corporation January 2005 - January 2006
Citicorp Investment Services January 2003 - January 2005
H&R Block Financial Advisors January 2002 - January 2003
NZ JARRELL & ASSOCIATES January 2001 - January 2002
Scudder Weisel Capital January 2000 - January 2001
TD Waterhouse Inc./Jack White & CO.. January 1992 - January 2000
Jack White & Company/ TD Water4house 1992 - 2000
Skills
Series 7, Series 63, Retirement Planning, Financial Advisory, Fixed Annuities, Life Insurance, Financial Services, Investments, Securities, Mutual Funds, Wealth Management, Strategic Financial..., Asset Allocation, Asset Management, Series 24, Series 65, Series 9, Series 10, California Insurance..., Excellent in research..., Professional trainer..., Business Risk Analyst, FINRA
Education
University of Phoenix
Business Administration and Management, General
Francis Somsel Francis Somsel's Citicorp Investment Services Experience January 1998 - December 2001
Job Sales Associate at Coldwell Banker Residential Brokerage
Industry Information Technology and Services
Experience
Coldwell Banker Residential Brokerage December 2014 - Present
Utelogy Corporation February 2014 - November 2014
Embarcadero YMCA January 2014 - April 2014
Conferencing Advisors October 2006 - October 2013
Nolo 2006 - 2006
NF Communications 2002 - 2005
Titan Advisors 2002 - 2002
Citicorp Investment Services January 1998 - December 2001
Merrill Lynch January 1997 - January 1998
New York Life Insurance Company 1995 - 1997
Skills
Telepresence, Video Conferencing, Telecommunications, Unified Communications, Channel, IP, Digital Signage, Video, Collaboration Solutions, Unified Messaging, Tandberg, New Business Development, Sound, Webinars, Managed Services, VoIP, Solution Selling, Channel Partners, H.323, SIP, SaaS, Salesforce.com, Sales Engineering, Lead Generation, MPLS, Sales Process, Hosted Services, Streaming Media, Audio Conferencing, Sales Operations, AV, Team Leadership, Financial Analysis, Efficiency
Education
University of California, Berkeley 1992 — 1994
Bachelor of Arts (BA), History
Coldwell Banker Residential Brokerage December 2014 - Present
Utelogy Corporation February 2014 - November 2014
Embarcadero YMCA January 2014 - April 2014
Conferencing Advisors October 2006 - October 2013
Nolo 2006 - 2006
NF Communications 2002 - 2005
Titan Advisors 2002 - 2002
Citicorp Investment Services January 1998 - December 2001
Merrill Lynch January 1997 - January 1998
New York Life Insurance Company 1995 - 1997
Skills
Telepresence, Video Conferencing, Telecommunications, Unified Communications, Channel, IP, Digital Signage, Video, Collaboration Solutions, Unified Messaging, Tandberg, New Business Development, Sound, Webinars, Managed Services, VoIP, Solution Selling, Channel Partners, H.323, SIP, SaaS, Salesforce.com, Sales Engineering, Lead Generation, MPLS, Sales Process, Hosted Services, Streaming Media, Audio Conferencing, Sales Operations, AV, Team Leadership, Financial Analysis, Efficiency
Education
University of California, Berkeley 1992 — 1994
Bachelor of Arts (BA), History
Jeffrey Biernat Jeffrey Biernat's Citicorp Investment Services Experience 1989 - 1995
Job CEO | Unique Money Management. Independent Advice.
Industry Financial Services
Experience
Gwynedd Wealth Partners 2012 - Present
Bank of New York Mellon 2005 - 2011
Curian Capital 2002 - 2005
J.P. Morgan 1999 - 2001
SEI Investments 1995 - 1999
Citicorp Investment Services 1989 - 1995
Skills
Asset Managment, Equities, Mutual Funds, Asset Management, Investments, Hedge Funds, Asset Allocation, Portfolio Management, Investment Advisory, Investment Management, Fixed Income, Private Equity, Strategic Financial..., ETFs, Money Management, Retirement Planning, Financial Planning, Financial Services, Finance
Education
University of Denver - Daniels College of Business 1980 — 1984
BSBA, Finance
Gwynedd Wealth Partners 2012 - Present
Bank of New York Mellon 2005 - 2011
Curian Capital 2002 - 2005
J.P. Morgan 1999 - 2001
SEI Investments 1995 - 1999
Citicorp Investment Services 1989 - 1995
Skills
Asset Managment, Equities, Mutual Funds, Asset Management, Investments, Hedge Funds, Asset Allocation, Portfolio Management, Investment Advisory, Investment Management, Fixed Income, Private Equity, Strategic Financial..., ETFs, Money Management, Retirement Planning, Financial Planning, Financial Services, Finance
Education
University of Denver - Daniels College of Business 1980 — 1984
BSBA, Finance
Karen Quan's Citicorp Investment Services Experience May 2005 - September 2005
Job Senior Financial Analyst, Global IS Finance at IngramMicro
Industry Financial Services
Experience
IngramMicro October 2012 - Present
Raytheon Company July 2011 - October 2012
Raytheon Company February 2009 - July 2011
Raytheon Company August 2007 - February 2009
Citicorp Investment Services May 2005 - September 2005
Skills
Financial Analysis, Earned Value Management, Financial Modeling, Variance Analysis, Forecasting, Management, Six Sigma, Budgets, Financial Forecasting, Finance, Leadership, SAP, Program Management, Process Improvement, Microsoft Excel, Strategic Planning
Education
University of California, Irvine - The Paul Merage School of Business 2014 — 2017
Master of Business Administration (MBA)
California State University
BS, Business Administration; Finance Management
IngramMicro October 2012 - Present
Raytheon Company July 2011 - October 2012
Raytheon Company February 2009 - July 2011
Raytheon Company August 2007 - February 2009
Citicorp Investment Services May 2005 - September 2005
Skills
Financial Analysis, Earned Value Management, Financial Modeling, Variance Analysis, Forecasting, Management, Six Sigma, Budgets, Financial Forecasting, Finance, Leadership, SAP, Program Management, Process Improvement, Microsoft Excel, Strategic Planning
Education
University of California, Irvine - The Paul Merage School of Business 2014 — 2017
Master of Business Administration (MBA)
California State University
BS, Business Administration; Finance Management
Anthony Bosco Anthony Bosco's Citicorp Investment Services Experience August 1997 - September 2001
Job Regional Director at Liberty Mutual
Industry Financial Services
Experience
Liberty Mutual August 2007 - Present
PNC Investments September 2004 - August 2007
Nationwide Financial September 2001 - September 2004
Citicorp Investment Services August 1997 - September 2001
Skills
Annuities, Series 7, Series 63, Financial Advisory, Annuity, Retirement Planning, Investment Products, Retirement, Insurance, Mutual Funds, IRA's, Wealth Transfer, Cross Selling, Wealth Management, Fixed Annuities, IRAs, Life Insurance, Wealth, Finance, Whole Life, Investments, Variable Annuities, Securities, Term Life Insurance, Series 6, 401k, Asset Allocation
Education
University at Albany, SUNY 1991 — 1995
BA, English
Stuyvesant High School 1988 — 1991
Liberty Mutual August 2007 - Present
PNC Investments September 2004 - August 2007
Nationwide Financial September 2001 - September 2004
Citicorp Investment Services August 1997 - September 2001
Skills
Annuities, Series 7, Series 63, Financial Advisory, Annuity, Retirement Planning, Investment Products, Retirement, Insurance, Mutual Funds, IRA's, Wealth Transfer, Cross Selling, Wealth Management, Fixed Annuities, IRAs, Life Insurance, Wealth, Finance, Whole Life, Investments, Variable Annuities, Securities, Term Life Insurance, Series 6, 401k, Asset Allocation
Education
University at Albany, SUNY 1991 — 1995
BA, English
Stuyvesant High School 1988 — 1991
Jeff Savage Jeff Savage's Citicorp Investment Services Experience January 1989 - July 1991
Job National Senior Director for Specialized Wealth Services at Wells Fargo
Industry Financial Services
Experience
Wells Fargo March 2013 - Present
Wells Fargo June 2011 - March 2013
Wells Fargo March 2007 - June 2011
Wells Fargo January 1998 - March 2007
Wells Fargo July 1991 - January 1998
Citicorp Investment Services January 1989 - July 1991
Skills
Knowledge of global..., Knowledge of all asset..., Public speaker, Alternative Investments, Wealth Management, Public Speaking, Asset Allocation, Investment Strategies, Investments, Investment Management, Portfolio Management, Asset Management, Series 7, Wealth Management..., Hedge Funds, Retirement Planning, Mutual Funds, Fixed Income, Investment Advisory
Education
University of Sioux Falls 1982 — 1986
MBA, BS, Business/Managerial Economics
Wells Fargo March 2013 - Present
Wells Fargo June 2011 - March 2013
Wells Fargo March 2007 - June 2011
Wells Fargo January 1998 - March 2007
Wells Fargo July 1991 - January 1998
Citicorp Investment Services January 1989 - July 1991
Skills
Knowledge of global..., Knowledge of all asset..., Public speaker, Alternative Investments, Wealth Management, Public Speaking, Asset Allocation, Investment Strategies, Investments, Investment Management, Portfolio Management, Asset Management, Series 7, Wealth Management..., Hedge Funds, Retirement Planning, Mutual Funds, Fixed Income, Investment Advisory
Education
University of Sioux Falls 1982 — 1986
MBA, BS, Business/Managerial Economics
Ryan Lee, CFP® Ryan Lee, CFP®'s Citicorp Investment Services Experience October 2000 - May 2007
Job VP Private Client / Senior Account Executive
Industry Financial Services
Experience
Korean-American Youth Assistance Coalition August 2013 - Present
Fidelity Investments May 2012 - Present
Merrill Lynch October 2009 - April 2012
Banc of America Investment Services July 2008 - October 2009
Citi-Smithbarney May 2007 - July 2008
Citicorp Investment Services October 2000 - May 2007
Janney Montgomery Scott LLC January 2000 - October 2000
Education
University of California, Irvine
Bachelor of Arts, Social Science
Korean-American Youth Assistance Coalition August 2013 - Present
Fidelity Investments May 2012 - Present
Merrill Lynch October 2009 - April 2012
Banc of America Investment Services July 2008 - October 2009
Citi-Smithbarney May 2007 - July 2008
Citicorp Investment Services October 2000 - May 2007
Janney Montgomery Scott LLC January 2000 - October 2000
Education
University of California, Irvine
Bachelor of Arts, Social Science
Jim Freese, CIMA's Citicorp Investment Services Experience June 1993 - September 1996
Job Assistant Vice President, Business Development at Cambridge Investment Research
Industry Financial Services
Experience
Cambridge Investment Research April 2013 - Present
Cambridge Investment Research May 2012 - April 2013
INVESCO January 2001 - May 2012
Nationwide Insurance September 1996 - January 2001
Citicorp Investment Services June 1993 - September 1996
Skills
Series 7, Mutual Funds, ETFs, Investments, Wholesaling
Education
University of Iowa
Cambridge Investment Research April 2013 - Present
Cambridge Investment Research May 2012 - April 2013
INVESCO January 2001 - May 2012
Nationwide Insurance September 1996 - January 2001
Citicorp Investment Services June 1993 - September 1996
Skills
Series 7, Mutual Funds, ETFs, Investments, Wholesaling
Education
University of Iowa
Paul Allee Paul Allee's Citicorp Investment Services Experience October 2003 - October 2004
Job Stock Operator
Industry Capital Markets
Experience
Altrion Trading Group April 2010 - Present
Trident Way Capital, LLC August 2007 - Present
Citicorp Investment Services October 2003 - October 2004
Morgan Stanley & Co. September 1999 - September 2003
Van Kasper & Co. August 1998 - August 1999
The Boston Group, L.P. October 1995 - July 1998
Education
University of California, San Diego 1991 — 1995
B.S., Management Science in Economics
Altrion Trading Group April 2010 - Present
Trident Way Capital, LLC August 2007 - Present
Citicorp Investment Services October 2003 - October 2004
Morgan Stanley & Co. September 1999 - September 2003
Van Kasper & Co. August 1998 - August 1999
The Boston Group, L.P. October 1995 - July 1998
Education
University of California, San Diego 1991 — 1995
B.S., Management Science in Economics
M. Tess Abalos's Citicorp Investment Services Experience April 2000 - December 2003
Job Licensed Massage Therapist & Health Coach at CT Massage & Bodywork, LLC
Industry Health, Wellness and Fitness
Experience
www.CTOrganicSkincare.com October 2011 - Present
CT Massage & Bodywork, LLC October 2003 - Present
New Earth 1996 - Present
Wild Oats Markets December 2003 - April 2006
Citicorp Investment Services April 2000 - December 2003
Paine Webber September 1999 - December 2000
Merrill Lynch September 1997 - September 1999
Mortgage Companies - various October 1994 - September 1997
Skills
Pregnancy Massage, Chair Massage, Health, Coaching, Healing, sports massage, Deep Tissue, Public Speaking, Wellness Coaching, Natural Health, Qigong, Energy Healing, Nutrition Education, Therapeutic Massage, Deep Tissue Massage, Holistic Health, Alternative Medicine, Strength Training, Swedish, Wellbeing, Stress Management, Pain Management, Wellness, Nutrition, Stress, Treatment, Fitness, Supplements, Nutritional Counseling, Bodywork, Small Business, Lifestyle, Skin Care, Yoga, Healthcare, Energy Work, Social Networking, Beauty Industry, Training, Personal Development, Health Education, Marketing, Prevention, Traditional Chinese..., Pregnancy, Motivational Speaking, Relaxation, Lifestyle Coaching, Employee Wellness, Mindfulness
Education
Institute for Integrative Nutrition 2006 — 2007
Certificate
CT Center for Massage Therapy 2002 — 2003
Certificate
University of Bridgeport 1983 — 1988
BS
Stamford High School 1978 — 1982
Diploma
Institute for Applied Biophoton Sciences
www.CTOrganicSkincare.com October 2011 - Present
CT Massage & Bodywork, LLC October 2003 - Present
New Earth 1996 - Present
Wild Oats Markets December 2003 - April 2006
Citicorp Investment Services April 2000 - December 2003
Paine Webber September 1999 - December 2000
Merrill Lynch September 1997 - September 1999
Mortgage Companies - various October 1994 - September 1997
Skills
Pregnancy Massage, Chair Massage, Health, Coaching, Healing, sports massage, Deep Tissue, Public Speaking, Wellness Coaching, Natural Health, Qigong, Energy Healing, Nutrition Education, Therapeutic Massage, Deep Tissue Massage, Holistic Health, Alternative Medicine, Strength Training, Swedish, Wellbeing, Stress Management, Pain Management, Wellness, Nutrition, Stress, Treatment, Fitness, Supplements, Nutritional Counseling, Bodywork, Small Business, Lifestyle, Skin Care, Yoga, Healthcare, Energy Work, Social Networking, Beauty Industry, Training, Personal Development, Health Education, Marketing, Prevention, Traditional Chinese..., Pregnancy, Motivational Speaking, Relaxation, Lifestyle Coaching, Employee Wellness, Mindfulness
Education
Institute for Integrative Nutrition 2006 — 2007
Certificate
CT Center for Massage Therapy 2002 — 2003
Certificate
University of Bridgeport 1983 — 1988
BS
Stamford High School 1978 — 1982
Diploma
Institute for Applied Biophoton Sciences
David Lipshutz David Lipshutz's Citicorp Investment Services Experience 1992 - 1994
Job Executive Director, Quantitative Strategist at JP Morgan Asset Management
Industry Investment Management
Experience
JP Morgan Asset Management 2010 - 2014
AlphaCode Strategies 2008 - September 2010
Equinox Capital Management 2000 - 2008
Morgan Stanley 1996 - 1999
Dean Witter 1994 - 1996
Citicorp Investment Services 1992 - 1994
Shearson Lehman Brothers 1984 - 1990
Lehman Brothers 1981 - 1984
Interactive Data 1978 - 1981
Skills
Quantitative Analytics, Equity Research, Portfolio Management, Financial Modeling, Equities, Investment Strategies, Asset Allocation, Asset Management, Trading Strategies, Quantitative Research, Bloomberg, Valuation, Investments, Asset Managment, Hedge Funds, Conceptual Modeling, Fundamental Analysis, Trading, Macroeconomics, Alpha Generation, Equity Trading, sas, stata, r programming language, investment strategy, secuirites analysis, risk analysis, optimization, Northfield, Compustat, Capital Markets, Alpha Testing, Securities, Financial Markets, options, barra, high dividend yield..., backtesting, multifactor modeling, factor timing models, portfolio construction, Factset, smart beta, Finance, Financial Analysis, Derivatives, Analysis, R
Education
New York University - Leonard N. Stern School of Business 1991 — 1992
MBA, Finance & Statistics
University of Pennsylvania 1974 — 1978
B.S. Engineering, Computer Science
University of Pennsylvania - The Wharton School 1974 — 1978
Business, Decision Science, Jerome Fisher Program in Management & Technology (M&T) - dual degrees in Engineering and Business
JP Morgan Asset Management 2010 - 2014
AlphaCode Strategies 2008 - September 2010
Equinox Capital Management 2000 - 2008
Morgan Stanley 1996 - 1999
Dean Witter 1994 - 1996
Citicorp Investment Services 1992 - 1994
Shearson Lehman Brothers 1984 - 1990
Lehman Brothers 1981 - 1984
Interactive Data 1978 - 1981
Skills
Quantitative Analytics, Equity Research, Portfolio Management, Financial Modeling, Equities, Investment Strategies, Asset Allocation, Asset Management, Trading Strategies, Quantitative Research, Bloomberg, Valuation, Investments, Asset Managment, Hedge Funds, Conceptual Modeling, Fundamental Analysis, Trading, Macroeconomics, Alpha Generation, Equity Trading, sas, stata, r programming language, investment strategy, secuirites analysis, risk analysis, optimization, Northfield, Compustat, Capital Markets, Alpha Testing, Securities, Financial Markets, options, barra, high dividend yield..., backtesting, multifactor modeling, factor timing models, portfolio construction, Factset, smart beta, Finance, Financial Analysis, Derivatives, Analysis, R
Education
New York University - Leonard N. Stern School of Business 1991 — 1992
MBA, Finance & Statistics
University of Pennsylvania 1974 — 1978
B.S. Engineering, Computer Science
University of Pennsylvania - The Wharton School 1974 — 1978
Business, Decision Science, Jerome Fisher Program in Management & Technology (M&T) - dual degrees in Engineering and Business
Kenneth Chiu Kenneth Chiu's Citicorp Investment Services Experience April 2003 - January 2005
Job Investment Advisor and Branch Office Supervisor at Transamerica Financial Advisors, Inc.
Industry Insurance
Experience
Transamerica Financial Advisors, Inc. March 2013 - Present
Transamerica Investment Advisor May 2012 - Present
Bank of America November 2010 - December 2011
RE/MAX October 2008 - November 2010
Cathay Bank July 2006 - July 2008
Wells Fargo Bank January 2005 - July 2006
Citicorp Investment Services April 2003 - January 2005
Wells Fargo Investments March 2002 - April 2003
Merrill Lynch International Private Client Group January 2000 - October 2001
Citibank, F.S.B. January 1996 - January 2000
Skills
Investments, Commercial Mortgages, Strategic Financial..., Credit, Loans, Wealth Management, Banking, Finance, Real Estate, Portfolio Management, Underwriting, Business Analysis, Accounting, Insurance, Commercial Lending, Credit Analysis
Education
University of Guelph 1980 — 1983
Bachelor Degree, Management and Economics Double Major
Transamerica Financial Advisors, Inc. March 2013 - Present
Transamerica Investment Advisor May 2012 - Present
Bank of America November 2010 - December 2011
RE/MAX October 2008 - November 2010
Cathay Bank July 2006 - July 2008
Wells Fargo Bank January 2005 - July 2006
Citicorp Investment Services April 2003 - January 2005
Wells Fargo Investments March 2002 - April 2003
Merrill Lynch International Private Client Group January 2000 - October 2001
Citibank, F.S.B. January 1996 - January 2000
Skills
Investments, Commercial Mortgages, Strategic Financial..., Credit, Loans, Wealth Management, Banking, Finance, Real Estate, Portfolio Management, Underwriting, Business Analysis, Accounting, Insurance, Commercial Lending, Credit Analysis
Education
University of Guelph 1980 — 1983
Bachelor Degree, Management and Economics Double Major
David Hinman David Hinman's Citicorp Investment Services Experience 2005 - 2007
Job SVP, Retail Banking Director at Fifth Third Bank
Industry Banking
Experience
Fifth Third Bank October 2011 - Present
Citibank Asia Pacific Region October 2009 - October 2011
Citibank 1986 - October 2009
Citicorp Investment Services 2005 - 2007
Security Trust Company 1979 - 1986
Education
The University of Chicago Booth School of Business 2007 — 2009
University of Rochester - Simon Business School 1980 — 1983
Fifth Third Bank October 2011 - Present
Citibank Asia Pacific Region October 2009 - October 2011
Citibank 1986 - October 2009
Citicorp Investment Services 2005 - 2007
Security Trust Company 1979 - 1986
Education
The University of Chicago Booth School of Business 2007 — 2009
University of Rochester - Simon Business School 1980 — 1983
Diane Woodward, CFP®, RICP®'s Citicorp Investment Services Experience August 1992 - February 1995
Job CERTIFIED FINANCIAL PLANNER™ at Oak Tree Wealth Management
Industry Financial Services
Experience
Oak Tree Wealth Management November 2008 - Present
Stahlschmidt Financial Group October 2004 - October 2008
Citicorp Investment Services August 1992 - February 1995
IDS (Now Ameriprise) January 1989 - July 1992
Skills
Wealth Management, Strategic Financial..., Investments, Wealth, Personal Finance, Securities, Financial Goals, Financial Services, Estate Planning, Retirement Planning, Insurance, Investment Advisory, Asset Managment, Portfolio Management, Public Speaking, Widows, Divorce, Investment Management, Investment Strategies, Financial Advisory, Personal Financial..., Certified Financial..., Financial Coaching, Social Security
Education
University of California, Santa Barbara 1985 — 1987
BA, Economics
University of New Hampshire 1983 — 1985
Economics
Oak Tree Wealth Management November 2008 - Present
Stahlschmidt Financial Group October 2004 - October 2008
Citicorp Investment Services August 1992 - February 1995
IDS (Now Ameriprise) January 1989 - July 1992
Skills
Wealth Management, Strategic Financial..., Investments, Wealth, Personal Finance, Securities, Financial Goals, Financial Services, Estate Planning, Retirement Planning, Insurance, Investment Advisory, Asset Managment, Portfolio Management, Public Speaking, Widows, Divorce, Investment Management, Investment Strategies, Financial Advisory, Personal Financial..., Certified Financial..., Financial Coaching, Social Security
Education
University of California, Santa Barbara 1985 — 1987
BA, Economics
University of New Hampshire 1983 — 1985
Economics
Brian Chinn, CFP® Brian Chinn, CFP®'s Citicorp Investment Services Experience October 2003 - February 2005
Job Managing Director, First Republic Private Wealth Management
Industry Financial Services
Experience
First Republic Private Wealth Management February 2014 - Present
First Republic Private Wealth Management June 2009 - February 2014
Fidelity Investments March 2005 - February 2009
Citicorp Investment Services October 2003 - February 2005
Skills
Wealth Management, Investments, Asset Allocation, Investment Advisory, Variable Annuities, Life Insurance, 529 Plans, Personal Financial..., Donor Advised Funds, Guaranteed Lifetime..., Asset Management, Charitable Giving, Portfolio Management, Strategic Financial..., Finance, Insurance, Retirement Planning, Financial Planners, Banking, Series 7
Education
University of Oregon 1996 — 1998
Bachelor's degree, Political Science and Government
First Republic Private Wealth Management February 2014 - Present
First Republic Private Wealth Management June 2009 - February 2014
Fidelity Investments March 2005 - February 2009
Citicorp Investment Services October 2003 - February 2005
Skills
Wealth Management, Investments, Asset Allocation, Investment Advisory, Variable Annuities, Life Insurance, 529 Plans, Personal Financial..., Donor Advised Funds, Guaranteed Lifetime..., Asset Management, Charitable Giving, Portfolio Management, Strategic Financial..., Finance, Insurance, Retirement Planning, Financial Planners, Banking, Series 7
Education
University of Oregon 1996 — 1998
Bachelor's degree, Political Science and Government
Corinne Koch Corinne Koch's Citicorp Investment Services Experience January 1993 - January 1995
Job Fund Administrator at International Painters and Allied Trades Industry Pension Fund
Industry Government Administration
Experience
International Painters and Allied Trades Industry Pension Fund April 2015 - Present
International Painters and Allied Trades Industry Pension Fund April 2014 - March 2015
District of Columbia Retirement Board March 2011 - March 2014
EL PASO FIREMEN & POLICEMEN'S PENSION FUND October 2008 - February 2010
SOUTH DAKOTA RETIREMENT SYSTEM December 1997 - May 2008
FIRST BANK OF SOUTH DAKOTA November 1995 - November 1997
Citicorp Investment Services January 1993 - January 1995
CITIBANK NA January 1993 - January 1995
Citibank NA January 1988 - January 1993
Skills
Employee Benefits, Policy, Benefits Administration, Defined Benefit, Investments, Pensions, Pension Administration, Interviews, 401k, Strategic Planning, Retirement, Public Speaking, Government, Human Resources, Leadership, ERISA, Performance Management, Customer Service, Coaching, Organizational..., Leadership Development, Employee Relations, Change Management, Fundraising, Recruiting, Non-profits, Series 7, Project Management, Business Process..., Pension Funds, Retirement Benefits, Nonprofits
Education
The University of South Dakota 1992 — 1994
MBA, Masters in Business Administration
The University of South Dakota 1985 — 1989
BA, English
International Painters and Allied Trades Industry Pension Fund April 2015 - Present
International Painters and Allied Trades Industry Pension Fund April 2014 - March 2015
District of Columbia Retirement Board March 2011 - March 2014
EL PASO FIREMEN & POLICEMEN'S PENSION FUND October 2008 - February 2010
SOUTH DAKOTA RETIREMENT SYSTEM December 1997 - May 2008
FIRST BANK OF SOUTH DAKOTA November 1995 - November 1997
Citicorp Investment Services January 1993 - January 1995
CITIBANK NA January 1993 - January 1995
Citibank NA January 1988 - January 1993
Skills
Employee Benefits, Policy, Benefits Administration, Defined Benefit, Investments, Pensions, Pension Administration, Interviews, 401k, Strategic Planning, Retirement, Public Speaking, Government, Human Resources, Leadership, ERISA, Performance Management, Customer Service, Coaching, Organizational..., Leadership Development, Employee Relations, Change Management, Fundraising, Recruiting, Non-profits, Series 7, Project Management, Business Process..., Pension Funds, Retirement Benefits, Nonprofits
Education
The University of South Dakota 1992 — 1994
MBA, Masters in Business Administration
The University of South Dakota 1985 — 1989
BA, English
Karen L. Murphy, CFP® Karen L. Murphy, CFP®'s Citicorp Investment Services Experience 2003 - 2005
Job Executive Director at JPMorgan Securities, LLC
Industry Financial Services
Experience
JP Morgan Securities LLC July 2014 - Present
JPMorgan Chase Bank NA July 2013 - June 2014
JPMorgan Chase Bank NA August 2010 - June 2013
ALAN (K)IZOR & PARTNERS CONSULTING, LLC May 2009 - June 2010
Union Bank of California March 2006 - December 2008
Citicorp Investment Services 2003 - 2005
Wells Fargo Investments 1991 - 2003
Education
University of Nevada Las Vegas Lee Business School
BS, Marketing
JP Morgan Securities LLC July 2014 - Present
JPMorgan Chase Bank NA July 2013 - June 2014
JPMorgan Chase Bank NA August 2010 - June 2013
ALAN (K)IZOR & PARTNERS CONSULTING, LLC May 2009 - June 2010
Union Bank of California March 2006 - December 2008
Citicorp Investment Services 2003 - 2005
Wells Fargo Investments 1991 - 2003
Education
University of Nevada Las Vegas Lee Business School
BS, Marketing
Jon Rothenberg Jon Rothenberg's Citicorp Investment Services Experience December 1998 - December 1999
Job Director, Operations at Cetera Financial Specialists
Industry Financial Services
Experience
Cetera Financial Specialists April 2012 - Present
Genworth Financial Investment Services June 2008 - December 2012
Genworth Financial Investment Services April 2005 - June 2008
GE Capital May 2003 - April 2005
GE Capital June 2001 - April 2003
GE Capital December 1999 - June 2001
Citicorp Investment Services December 1998 - December 1999
Merrill Lynch March 1995 - December 1998
McBee Systems September 1992 - March 1995
Skills
Series 7, Mutual Funds
Education
University of Bridgeport 1999 — 2001
MBA, Business Administration
University of Maine 1989 — 1992
Bachelors, Business Administration
Cetera Financial Specialists April 2012 - Present
Genworth Financial Investment Services June 2008 - December 2012
Genworth Financial Investment Services April 2005 - June 2008
GE Capital May 2003 - April 2005
GE Capital June 2001 - April 2003
GE Capital December 1999 - June 2001
Citicorp Investment Services December 1998 - December 1999
Merrill Lynch March 1995 - December 1998
McBee Systems September 1992 - March 1995
Skills
Series 7, Mutual Funds
Education
University of Bridgeport 1999 — 2001
MBA, Business Administration
University of Maine 1989 — 1992
Bachelors, Business Administration
James Fredrikson James Fredrikson's Citicorp Investment Services Experience February 2003 - January 2005
Job Regional Investment Manager at Fifth Third Bank
Industry Financial Services
Experience
Fifth Third Bank January 2007 - Present
Citibank January 2005 - January 2007
Citicorp Investment Services February 2003 - January 2005
Smith Barney May 1992 - February 2003
Education
Syracuse University - Martin J. Whitman School of Management 1984 — 1987
BS, Finance
Fifth Third Bank January 2007 - Present
Citibank January 2005 - January 2007
Citicorp Investment Services February 2003 - January 2005
Smith Barney May 1992 - February 2003
Education
Syracuse University - Martin J. Whitman School of Management 1984 — 1987
BS, Finance
Karen Bobb's Citicorp Investment Services Experience August 1997 - January 2001
Job Substitute Teacher NY & NJ K12
Industry Education Management
Experience
NYC Department of Education May 2014 - Present
Caribbean LGBT, Inc. August 2011 - Present
Source4Teachers September 2013 - April 2014
American Cancer Society January 2006 - April 2006
Standard & Poor's November 2005 - January 2006
CP Interior Design February 2001 - April 2005
Sizzle Productions, LLC. August 2004 - December 2004
Citicorp Investment Services August 1997 - January 2001
Skills
Creative Writing, Editorial, Nonprofits, Blogging, Advertising, Editing, Event Management, Event Planning, Product Development, Public Speaking, Recruiting, Sales Operations, Social Media, Social Media Marketing, Social Networking, Fundraising, Public Relations, Community Outreach, Grant Writing, Marketing Strategy, Content Strategy, Program Development, Creative Direction, Strategic Communications
Education
University of Rochester 1995 — 1997
B.A., Political Science
NYC Department of Education May 2014 - Present
Caribbean LGBT, Inc. August 2011 - Present
Source4Teachers September 2013 - April 2014
American Cancer Society January 2006 - April 2006
Standard & Poor's November 2005 - January 2006
CP Interior Design February 2001 - April 2005
Sizzle Productions, LLC. August 2004 - December 2004
Citicorp Investment Services August 1997 - January 2001
Skills
Creative Writing, Editorial, Nonprofits, Blogging, Advertising, Editing, Event Management, Event Planning, Product Development, Public Speaking, Recruiting, Sales Operations, Social Media, Social Media Marketing, Social Networking, Fundraising, Public Relations, Community Outreach, Grant Writing, Marketing Strategy, Content Strategy, Program Development, Creative Direction, Strategic Communications
Education
University of Rochester 1995 — 1997
B.A., Political Science
Chip Reed's Citicorp Investment Services Experience July 2001 - August 2002
Job Restaurateur and Entrepreneur
Industry Food & Beverages
Experience
Roll On Sushi Diner July 2011 - Present
Reed Partners Group LLC 2008 - Present
Abundance Home Mortgage, LLC February 2010 - June 2011
BNI - Business Builders Network 2004 - June 2011
Level Funding, LLC September 2008 - January 2010
Broadloans, Inc August 2004 - August 2008
Wholesale Subprime Mortgage Lending December 2003 - July 2004
Wealth Management ServicesPlains Capital Wealth Management September 2002 - September 2003
Citicorp Investment Services July 2001 - August 2002
Wells Fargo Investments October 2000 - June 2001
Skills
Mortgage Lending, Investments, Strategic Financial..., Loans, Retirement Planning, New Business Development, Banking, Sales, Investment Properties, Start-ups, Insurance, Financial Services
Education
Texas Tech University 1993 — 1999
Bachelor of Science, Family Financial Planning
Roll On Sushi Diner July 2011 - Present
Reed Partners Group LLC 2008 - Present
Abundance Home Mortgage, LLC February 2010 - June 2011
BNI - Business Builders Network 2004 - June 2011
Level Funding, LLC September 2008 - January 2010
Broadloans, Inc August 2004 - August 2008
Wholesale Subprime Mortgage Lending December 2003 - July 2004
Wealth Management ServicesPlains Capital Wealth Management September 2002 - September 2003
Citicorp Investment Services July 2001 - August 2002
Wells Fargo Investments October 2000 - June 2001
Skills
Mortgage Lending, Investments, Strategic Financial..., Loans, Retirement Planning, New Business Development, Banking, Sales, Investment Properties, Start-ups, Insurance, Financial Services
Education
Texas Tech University 1993 — 1999
Bachelor of Science, Family Financial Planning
Daniel Lacugna Daniel Lacugna's Citicorp Investment Services Experience July 1996 - August 1998
Job Senior Leader in Product, Marketing and Operations Management
Industry Banking
Experience
Patriot National Bank February 2015 - Present
RBS Citizens Financial Group August 2012 - October 2014
RBS Citizens Financial Group October 2008 - August 2012
RBS Citizens Financial Group July 2005 - September 2008
RBS Citizens Financial Group March 2002 - July 2005
Merrill Lynch August 2000 - September 2001
Citicorp Investment Services July 1996 - August 1998
Muriel Siebert & Co., Inc. February 1993 - July 1996
Skills
Strategy, Marketing, Product Management, Banking, Credit Cards, Direct Marketing, CRM, Leadership, Management, Risk Management, Customer Acquisition, Business Analysis, Financial Services, Analysis, Credit Risk, Project Management, Product Development, Sales Operations, Vendor Management, Program Management, Marketing Strategy, Portfolio Management, Riak Management, Process Improvement, Customer Experience, Strategic Planning, Strategic Partnerships, Financial Analysis, Analytics, Market Analysis, Forecasting, Online Marketing, SDLC, Product Marketing, Product Launch, Market Research, Email Marketing
Education
Case Western Reserve University - Weatherhead School of Management 1998 — 2000
Master of Business Administration (MBA), Marketing, Finance and Banking
University of Rochester 1986 — 1991
BA, Political Science
Patriot National Bank February 2015 - Present
RBS Citizens Financial Group August 2012 - October 2014
RBS Citizens Financial Group October 2008 - August 2012
RBS Citizens Financial Group July 2005 - September 2008
RBS Citizens Financial Group March 2002 - July 2005
Merrill Lynch August 2000 - September 2001
Citicorp Investment Services July 1996 - August 1998
Muriel Siebert & Co., Inc. February 1993 - July 1996
Skills
Strategy, Marketing, Product Management, Banking, Credit Cards, Direct Marketing, CRM, Leadership, Management, Risk Management, Customer Acquisition, Business Analysis, Financial Services, Analysis, Credit Risk, Project Management, Product Development, Sales Operations, Vendor Management, Program Management, Marketing Strategy, Portfolio Management, Riak Management, Process Improvement, Customer Experience, Strategic Planning, Strategic Partnerships, Financial Analysis, Analytics, Market Analysis, Forecasting, Online Marketing, SDLC, Product Marketing, Product Launch, Market Research, Email Marketing
Education
Case Western Reserve University - Weatherhead School of Management 1998 — 2000
Master of Business Administration (MBA), Marketing, Finance and Banking
University of Rochester 1986 — 1991
BA, Political Science
Scott Berka Scott Berka's Citicorp Investment Services Experience September 2006 - June 2007
Job Marketing & Sales Associate at McKinsey & Company
Industry Management Consulting
Experience
McKinsey & Company August 2013 - Present
Ogilvy Public Relations Worldwide June 2012 - August 2012
Cows In Trees July 2008 - July 2011
Queue Marketing Group June 2007 - July 2008
Citicorp Investment Services September 2006 - June 2007
University of Illinois at Urbana-Champaign August 2003 - May 2006
Noble May 2005 - August 2005
Skills
Advertising, Business Strategy, New Business Development, Project Management, Marketing Strategy, Presentation Development, Competitive Analysis, Team Management, Strategic Planning, Brand Architecture, PowerPoint, Data Analysis, Program Management, Digital Strategy, Marketing, Leadership, Direct Marketing, CRM, Management Consulting, Strategic Brand..., Organizational..., Consumer Insights, Organizational Design, Innovation, Brand Development, Client Development, Brainstorm Facilitation, Strategy, Market Research, Customer Insight
Education
Yale School of Management 2011 — 2013
Master of Business Administration (MBA), Marketing and Strategy
University of Illinois at Urbana-Champaign 2002 — 2006
BS, Business Administration: Marketing
McKinsey & Company August 2013 - Present
Ogilvy Public Relations Worldwide June 2012 - August 2012
Cows In Trees July 2008 - July 2011
Queue Marketing Group June 2007 - July 2008
Citicorp Investment Services September 2006 - June 2007
University of Illinois at Urbana-Champaign August 2003 - May 2006
Noble May 2005 - August 2005
Skills
Advertising, Business Strategy, New Business Development, Project Management, Marketing Strategy, Presentation Development, Competitive Analysis, Team Management, Strategic Planning, Brand Architecture, PowerPoint, Data Analysis, Program Management, Digital Strategy, Marketing, Leadership, Direct Marketing, CRM, Management Consulting, Strategic Brand..., Organizational..., Consumer Insights, Organizational Design, Innovation, Brand Development, Client Development, Brainstorm Facilitation, Strategy, Market Research, Customer Insight
Education
Yale School of Management 2011 — 2013
Master of Business Administration (MBA), Marketing and Strategy
University of Illinois at Urbana-Champaign 2002 — 2006
BS, Business Administration: Marketing
Aurora Riley Aurora Riley's Citicorp Investment Services Experience November 1992 - May 1996
Job AML Compliance Officer
Industry Banking
Experience
BNP Paribas June 2015 - Present
Citi May 2010 - June 2015
Royal Bank of Scotland February 2009 - May 2010
Deutsche Bank Americas September 2005 - December 2008
Wachovia, NA January 2004 - August 2005
Goldman Sachs August 2003 - December 2003
Allianz Group March 2002 - August 2003
Bank Leumi March 1998 - March 2002
Lewco Securities Corp May 1996 - March 1998
Citicorp Investment Services November 1992 - May 1996
Skills
Specialties: Microsoft..., Banking, Risk Management, Anti Money Laundering, Financial Services, KYC, Equities, Analysis, Portfolio Management, Financial Risk, Internal Audit
Education
Thomas Edison State College
Bachelor's Degree, Criminal Justice
BNP Paribas June 2015 - Present
Citi May 2010 - June 2015
Royal Bank of Scotland February 2009 - May 2010
Deutsche Bank Americas September 2005 - December 2008
Wachovia, NA January 2004 - August 2005
Goldman Sachs August 2003 - December 2003
Allianz Group March 2002 - August 2003
Bank Leumi March 1998 - March 2002
Lewco Securities Corp May 1996 - March 1998
Citicorp Investment Services November 1992 - May 1996
Skills
Specialties: Microsoft..., Banking, Risk Management, Anti Money Laundering, Financial Services, KYC, Equities, Analysis, Portfolio Management, Financial Risk, Internal Audit
Education
Thomas Edison State College
Bachelor's Degree, Criminal Justice
Aaron Schulman-Marcus Aaron Schulman-Marcus's Citicorp Investment Services Experience June 2006 - August 2006
Job Financial Associate at Lexin Capital
Industry Real Estate
Experience
Lexin Capital September 2014 - Present
AIG July 2013 - September 2014
Centerline Capital Group July 2011 - July 2013
PricewaterhouseCoopers July 2009 - July 2011
PwC June 2008 - August 2008
Citicorp Investment Services June 2006 - August 2006
Education
University of Maryland College Park 2005 — 2009
Bachelor of Science, Accounting & Finance
Lexin Capital September 2014 - Present
AIG July 2013 - September 2014
Centerline Capital Group July 2011 - July 2013
PricewaterhouseCoopers July 2009 - July 2011
PwC June 2008 - August 2008
Citicorp Investment Services June 2006 - August 2006
Education
University of Maryland College Park 2005 — 2009
Bachelor of Science, Accounting & Finance
Maria M. Holmes, MBA, CFP Maria M. Holmes, MBA, CFP's Citicorp Investment Services Experience 2000 - 2003
Job President BBVA Wealth Solutions and Executive Vice President, Director of Asset Management and Trust
Industry Financial Services
Experience
BBVA Compass August 2014 - Present
Santander Investment Services August 2013 - August 2014
Fifth Third Private Bank August 2009 - August 2013
Citi 2008 - 2009
Citibank 2005 - 2008
Citicorp Investment Services and Smith Barney 2003 - 2008
Citicorp Investment Services 2000 - 2003
Citibank 1997 - 2000
Skills
Wealth Management..., Portfolio Management, Investment Advisory, Risk Management, Investments, Financial Modeling, Cross-functional Team..., Wealth Management, Equities, Banking, Asset Managment, Mutual Funds, Finance, Credit, Series 7, Retail Banking, Financial Services, Financial Advisory, Series 63, Wealth, Insurance, Leadership, Relationship Management, Retirement Planning, Corporate Finance, Women Leaders, Strategic Planning, Business Relationship..., Private Banking, Capital Markets
Education
The University of Chicago - Booth School of Business
MBA, Finance
BBVA Compass August 2014 - Present
Santander Investment Services August 2013 - August 2014
Fifth Third Private Bank August 2009 - August 2013
Citi 2008 - 2009
Citibank 2005 - 2008
Citicorp Investment Services and Smith Barney 2003 - 2008
Citicorp Investment Services 2000 - 2003
Citibank 1997 - 2000
Skills
Wealth Management..., Portfolio Management, Investment Advisory, Risk Management, Investments, Financial Modeling, Cross-functional Team..., Wealth Management, Equities, Banking, Asset Managment, Mutual Funds, Finance, Credit, Series 7, Retail Banking, Financial Services, Financial Advisory, Series 63, Wealth, Insurance, Leadership, Relationship Management, Retirement Planning, Corporate Finance, Women Leaders, Strategic Planning, Business Relationship..., Private Banking, Capital Markets
Education
The University of Chicago - Booth School of Business
MBA, Finance
Madeleine Groff Madeleine Groff's Citicorp Investment Services Experience January 1999 - January 2002
Job Administrative Professional at BlackRock
Industry Financial Services
Experience
BlackRock July 2011 - Present
Melville Lane LLC July 2010 - July 2011
Citibank February 2002 - March 2009
Citicorp Investment Services January 1999 - January 2002
Morgan Stanley January 1994 - January 1999
Skills
Microsoft Excel, PowerPoint, Project Planning, Investments, Strategic Planning, Process Improvement, Portfolio Management, Outlook, Banking, Securities, Strategic Financial..., Financial Services, Strategy, Wealth Management, Due Diligence, Risk Management, Financial Analysis, Management, System Administration, Equities, Product Management, Mutual Funds, Asset Management, Financial Modeling, Alternative Investments, Leadership, Finance, Hedge Funds, Strategic Partnerships, Financial Advisory, Executive Management, Fixed Income
Education
The Juilliard School 1979 — 1985
Bachelor of Fine Arts
New York University
liberal arts
BlackRock July 2011 - Present
Melville Lane LLC July 2010 - July 2011
Citibank February 2002 - March 2009
Citicorp Investment Services January 1999 - January 2002
Morgan Stanley January 1994 - January 1999
Skills
Microsoft Excel, PowerPoint, Project Planning, Investments, Strategic Planning, Process Improvement, Portfolio Management, Outlook, Banking, Securities, Strategic Financial..., Financial Services, Strategy, Wealth Management, Due Diligence, Risk Management, Financial Analysis, Management, System Administration, Equities, Product Management, Mutual Funds, Asset Management, Financial Modeling, Alternative Investments, Leadership, Finance, Hedge Funds, Strategic Partnerships, Financial Advisory, Executive Management, Fixed Income
Education
The Juilliard School 1979 — 1985
Bachelor of Fine Arts
New York University
liberal arts
Adrienne Rothstein Grace Adrienne Rothstein Grace's Citicorp Investment Services Experience 1997 - 2007
Job Financial Transitions Planner; Certified Divorce Financial Analyst
Industry Financial Services
Experience
ARG Transitions Planner/ Davis Financial January 2014 - Present
Girl Scout Council of WNY 2013 - 2015
The Buffalo Agency, MassMutual Financial Services July 2010 - January 2014
MassMutual Financial Group July 2010 - January 2014
Landmark Education 2004 - 2012
Metropolitan Life Insurance Company November 2008 - July 2010
HSBC Securities July 2007 - November 2008
Citicorp Investment Services 1997 - 2007
Skills
Strategic Financial..., Wealth Management, Financial Advisory, Finance, Investments, Retirement Planning, Financial Services, Small Business, Insurance, Estate Planning, Securities, Financial Planners, Retirement, Mutual Funds, Financial Analysis, Investment Advisory, Financial Planning, Personal Finance, Marketing, Budgets, Life Transitions
Education
College for Financial Planning
CFP, Financial Planning
American University
MA, with Distinction, Spanish Studies
State University of New York at Buffalo
BA, Magna cum Laude, Spanish, Minor Linguistics
Oceanside High School
ARG Transitions Planner/ Davis Financial January 2014 - Present
Girl Scout Council of WNY 2013 - 2015
The Buffalo Agency, MassMutual Financial Services July 2010 - January 2014
MassMutual Financial Group July 2010 - January 2014
Landmark Education 2004 - 2012
Metropolitan Life Insurance Company November 2008 - July 2010
HSBC Securities July 2007 - November 2008
Citicorp Investment Services 1997 - 2007
Skills
Strategic Financial..., Wealth Management, Financial Advisory, Finance, Investments, Retirement Planning, Financial Services, Small Business, Insurance, Estate Planning, Securities, Financial Planners, Retirement, Mutual Funds, Financial Analysis, Investment Advisory, Financial Planning, Personal Finance, Marketing, Budgets, Life Transitions
Education
College for Financial Planning
CFP, Financial Planning
American University
MA, with Distinction, Spanish Studies
State University of New York at Buffalo
BA, Magna cum Laude, Spanish, Minor Linguistics
Oceanside High School
Tammy Jarzombek Tammy Jarzombek's Citicorp Investment Services Experience July 1997 - January 2005
Job Wealth Management Relationship Manager at USAA
Industry Financial Services
Experience
USAA January 2005 - Present
Citicorp Investment Services July 1997 - January 2005
Skills
Asset Allocation, Banking, Customer Service, Financial Planning, Insurance, Investments, Management, Mutual Funds, Retirement Planning, Risk Management, Series 7, Training, Wealth Management, Finance, Financial Services, Retirement
Education
The University of Texas at San Antonio 1997 — 1999
General Business
USAA January 2005 - Present
Citicorp Investment Services July 1997 - January 2005
Skills
Asset Allocation, Banking, Customer Service, Financial Planning, Insurance, Investments, Management, Mutual Funds, Retirement Planning, Risk Management, Series 7, Training, Wealth Management, Finance, Financial Services, Retirement
Education
The University of Texas at San Antonio 1997 — 1999
General Business
Harrison Grady's Citicorp Investment Services Experience 1990 - 1992
Job Software Designer/Systems Engineer
Industry Computer Software
Experience
StatusPro 2004 - Present
Deutsche Bank May 1996 - Present
Deutsche Bank 1996 - 2004
Citicorp Investment Services 1990 - 1992
Skills
Product Management, Software Project..., Strategy, Business Analysis, Enterprise Software, Integration, SaaS, Start-ups, Business Process..., Consulting, Customer Service, Project Management
Education
University of Washington 1973 — 1974
Biochemistry
The University of Montana 1969 — 1973
Great Falls Central 1966 — 1969
High School, HS diploma
StatusPro 2004 - Present
Deutsche Bank May 1996 - Present
Deutsche Bank 1996 - 2004
Citicorp Investment Services 1990 - 1992
Skills
Product Management, Software Project..., Strategy, Business Analysis, Enterprise Software, Integration, SaaS, Start-ups, Business Process..., Consulting, Customer Service, Project Management
Education
University of Washington 1973 — 1974
Biochemistry
The University of Montana 1969 — 1973
Great Falls Central 1966 — 1969
High School, HS diploma
Richard Arthur's Citicorp Investment Services Experience August 2000 - February 2001
Job AVP CoDA
Industry Financial Services
Experience
MUFG Americas April 2015 - Present
JPMorgan Chase June 2014 - Present
Oppenheimer & Co. December 2005 - Present
TD Waterhouse June 2004 - November 2005
Investex Securities June 2003 - May 2004
Joseph Stevens & Company January 2001 - May 2002
Citicorp Investment Services August 2000 - February 2001
Cantor Fitzgerald September 1998 - January 1999
Skills
Investment Banking, Due Diligence, Wealth Management, Series 7, Fixed Income, Series 24, Asset Management, USA PATRIOT Act, Banking, Series 63, Valuation, Capital Markets, Bonds, Financial Modeling, Risk Management, Credit, Equities, Financial Analysis, Bloomberg Terminal, AML, Private Equity, Bank Secrecy Act, Derivatives, Trading, Securities, Hedge Funds, Bloomberg, Investments, OFAC, Portfolio Management, Corporate Finance, Mutual Funds, Financial Risk, Economics, Anti Money Laundering
Education
University at Buffalo
Bachelor's degree
MUFG Americas April 2015 - Present
JPMorgan Chase June 2014 - Present
Oppenheimer & Co. December 2005 - Present
TD Waterhouse June 2004 - November 2005
Investex Securities June 2003 - May 2004
Joseph Stevens & Company January 2001 - May 2002
Citicorp Investment Services August 2000 - February 2001
Cantor Fitzgerald September 1998 - January 1999
Skills
Investment Banking, Due Diligence, Wealth Management, Series 7, Fixed Income, Series 24, Asset Management, USA PATRIOT Act, Banking, Series 63, Valuation, Capital Markets, Bonds, Financial Modeling, Risk Management, Credit, Equities, Financial Analysis, Bloomberg Terminal, AML, Private Equity, Bank Secrecy Act, Derivatives, Trading, Securities, Hedge Funds, Bloomberg, Investments, OFAC, Portfolio Management, Corporate Finance, Mutual Funds, Financial Risk, Economics, Anti Money Laundering
Education
University at Buffalo
Bachelor's degree
Randy Fox's Citicorp Investment Services Experience 2001 - 2006
Job VP & Chief Compliance Officer
Industry Financial Services
Experience
ATEL Securities Corporation April 2007 - Present
Citicorp Investment Services 2001 - 2006
Skills
Asset Based Lending, Series 7, Asset Management, Series 63, Alternative Investments, Credit Analysis, Securities, Investments, Mutual Funds, Asset Managment, Portfolio Management, Finance, Wealth Management, Financial Services, Due Diligence, Asset Allocation, Investment Advisory, Uniform Combined State..., Private Equity, Financial Risk
Education
University of North Carolina at Charlotte 1983 — 2001
Bachelor’s Degree, Economics
Alexander Central 1981 — 1983
ATEL Securities Corporation April 2007 - Present
Citicorp Investment Services 2001 - 2006
Skills
Asset Based Lending, Series 7, Asset Management, Series 63, Alternative Investments, Credit Analysis, Securities, Investments, Mutual Funds, Asset Managment, Portfolio Management, Finance, Wealth Management, Financial Services, Due Diligence, Asset Allocation, Investment Advisory, Uniform Combined State..., Private Equity, Financial Risk
Education
University of North Carolina at Charlotte 1983 — 2001
Bachelor’s Degree, Economics
Alexander Central 1981 — 1983
Peyling Yap's Citicorp Investment Services Experience 2000 - 2001
Job Broker at Bay Area Financial Services
Industry Real Estate
Experience
Bay Area Financial Services March 2012 - Present
Atlantic & Pacific Real Estate February 2010 - February 2011
London Real Estate & Loan 2003 - 2010
Morgan Stanley January 2000 - February 2001
Citicorp Investment Services 2000 - 2001
Skills
Real Estate, Short Sales, Foreclosures, Investment Properties, First Time Home Buyers, Sellers, REO, Investors, Residential Homes, Relocation, Buyer Representation, Condos, Mortgage Lending
Education
University of Nebraska-Lincoln 1992 — 1994
B.S, MIS
Bay Area Financial Services March 2012 - Present
Atlantic & Pacific Real Estate February 2010 - February 2011
London Real Estate & Loan 2003 - 2010
Morgan Stanley January 2000 - February 2001
Citicorp Investment Services 2000 - 2001
Skills
Real Estate, Short Sales, Foreclosures, Investment Properties, First Time Home Buyers, Sellers, REO, Investors, Residential Homes, Relocation, Buyer Representation, Condos, Mortgage Lending
Education
University of Nebraska-Lincoln 1992 — 1994
B.S, MIS
Leng Lo's Citicorp Investment Services Experience August 2005 - May 2006
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Citi Personal Wealth Management August 2005 - Present
Citi Personal Wealth Mgmt/ Formerly Smith Barney 2005 - Present
SmithBarney 2005 - 2008
Citicorp Investment Services August 2005 - May 2006
Skills
Wealth Management, Series 7, Investments, Retirement Planning, Mutual Funds, Portfolio Management, Series 63, Equities, Investment Advisory, Asset Allocation, Strategic Financial..., Asset Managment, Securities, Fixed Annuities, Alternative Investments, Retirement, Credit, Options, Trading, Capital Markets, Financial Markets, Financial Services
Education
University of California, Riverside 2001 — 2005
Bachelor of Arts (B.A.)
Citi Personal Wealth Management August 2005 - Present
Citi Personal Wealth Mgmt/ Formerly Smith Barney 2005 - Present
SmithBarney 2005 - 2008
Citicorp Investment Services August 2005 - May 2006
Skills
Wealth Management, Series 7, Investments, Retirement Planning, Mutual Funds, Portfolio Management, Series 63, Equities, Investment Advisory, Asset Allocation, Strategic Financial..., Asset Managment, Securities, Fixed Annuities, Alternative Investments, Retirement, Credit, Options, Trading, Capital Markets, Financial Markets, Financial Services
Education
University of California, Riverside 2001 — 2005
Bachelor of Arts (B.A.)
Robert Steger's Citicorp Investment Services Experience 1991 - 1994
Job VP Sales Folio Institutional at FOLIOfn
Industry Financial Services
Experience
FOLIOfn June 2010 - Present
Broadcort Correspondent Clearing, Merrill Lynch April 2007 - June 2010
National Financial December 2004 - April 2006
Correspondent Services Corporation May 2001 - December 2004
Scudder Investments 1997 - 1999
Citicorp Investment Services 1991 - 1994
Skills
Strategy, Start-ups, Investments, Sales, Securities, Executive Management, Budgets, Training, Mutual Funds, Financial Services, Wealth Management
Education
University of California, Santa Barbara 1981 — 1985
Bachelor of Arts (B.A.), History
FOLIOfn June 2010 - Present
Broadcort Correspondent Clearing, Merrill Lynch April 2007 - June 2010
National Financial December 2004 - April 2006
Correspondent Services Corporation May 2001 - December 2004
Scudder Investments 1997 - 1999
Citicorp Investment Services 1991 - 1994
Skills
Strategy, Start-ups, Investments, Sales, Securities, Executive Management, Budgets, Training, Mutual Funds, Financial Services, Wealth Management
Education
University of California, Santa Barbara 1981 — 1985
Bachelor of Arts (B.A.), History
Jane VanderWerf's Citicorp Investment Services Experience December 1991 - May 1998
Job Relationship Manager
Industry Financial Services
Experience
EMPOWER Retirement August 2008 - Present
Diversified Retirement Corporation June 2004 - August 2008
Transamerica June 2001 - August 2008
Morgan Stanley March 1999 - March 2001
Citicorp Investment Services December 1991 - May 1998
Skills
Series 6, Series 63, 401k, Retirement Plan..., Mutual Funds, Defined Contribution, Retirement, Pensions, Profit Sharing, Retirement Planning, Spanish, Public Speaking, Non-profits, FINRA
Education
University of South Carolina-Columbia
MBA, International Business
Virginia Tech
Bachelor of Business Administration (BBA), Business Administration and Management, General
Abingdon High School, Abingdon, VA
EMPOWER Retirement August 2008 - Present
Diversified Retirement Corporation June 2004 - August 2008
Transamerica June 2001 - August 2008
Morgan Stanley March 1999 - March 2001
Citicorp Investment Services December 1991 - May 1998
Skills
Series 6, Series 63, 401k, Retirement Plan..., Mutual Funds, Defined Contribution, Retirement, Pensions, Profit Sharing, Retirement Planning, Spanish, Public Speaking, Non-profits, FINRA
Education
University of South Carolina-Columbia
MBA, International Business
Virginia Tech
Bachelor of Business Administration (BBA), Business Administration and Management, General
Abingdon High School, Abingdon, VA
Gary Boccio's Citicorp Investment Services Experience June 2002 - July 2007
Job Bank Investment Risk and Supervision Officer Citi Personal Wealth Management
Industry Financial Services
Experience
Citi Personal Wealth Management July 2012 - Present
UBS April 2010 - July 2012
Citi Personal Wealth Management December 2009 - April 2010
Citigroup- NRI Division July 2007 - April 2009
Citicorp Investment Services June 2002 - July 2007
Citicorp Investment Services March 1991 - June 2002
Global America Inc. August 1989 - March 1991
EF Hutton August 1980 - January 1988
Skills
Series 7, Compliance, Risk, Internal Audit, Series 63, FINRA, Mutual Funds, Risk Management, Securities, Series 24, Series 65, Investment Operations, Regulatory Risk, KYC, Wealth Management, Due Diligence, Financial Risk, Strategic Financial..., Asset Managment, Equities, Financial Services, AML, Banking, Regulations, Capital Markets, Auditing, Hedge Funds, Financial Analysis, Relationship Management, Corporate Governance, Operational Risk..., Operational Risk, Executive Management, Financial Markets, Investments, Internal Controls, Asset Management, Trading, Fixed Income, Derivatives, Alternative Investments, Investment Banking, Finance, Credit, Portfolio Management, Financial Advisory, Anti Money Laundering
Education
University at Albany, SUNY 1975 — 1979
BS, Business Administration
Citi Personal Wealth Management July 2012 - Present
UBS April 2010 - July 2012
Citi Personal Wealth Management December 2009 - April 2010
Citigroup- NRI Division July 2007 - April 2009
Citicorp Investment Services June 2002 - July 2007
Citicorp Investment Services March 1991 - June 2002
Global America Inc. August 1989 - March 1991
EF Hutton August 1980 - January 1988
Skills
Series 7, Compliance, Risk, Internal Audit, Series 63, FINRA, Mutual Funds, Risk Management, Securities, Series 24, Series 65, Investment Operations, Regulatory Risk, KYC, Wealth Management, Due Diligence, Financial Risk, Strategic Financial..., Asset Managment, Equities, Financial Services, AML, Banking, Regulations, Capital Markets, Auditing, Hedge Funds, Financial Analysis, Relationship Management, Corporate Governance, Operational Risk..., Operational Risk, Executive Management, Financial Markets, Investments, Internal Controls, Asset Management, Trading, Fixed Income, Derivatives, Alternative Investments, Investment Banking, Finance, Credit, Portfolio Management, Financial Advisory, Anti Money Laundering
Education
University at Albany, SUNY 1975 — 1979
BS, Business Administration
Mark Gillelen's Citicorp Investment Services Experience October 1991 - November 1994
Job Partner at McKinley Financial Group
Industry Investment Management
Experience
McKinley Financial Group May 2012 - Present
Morgan Stanley March 2008 - May 2012
Banc America Investment Services November 1994 - February 2008
Citicorp Investment Services October 1991 - November 1994
Dean Witter Reynolds July 1989 - October 1991
Education
University of California, Santa Barbara 1985 — 1988
BS, LIberal Studies, Political Science & History
McKinley Financial Group May 2012 - Present
Morgan Stanley March 2008 - May 2012
Banc America Investment Services November 1994 - February 2008
Citicorp Investment Services October 1991 - November 1994
Dean Witter Reynolds July 1989 - October 1991
Education
University of California, Santa Barbara 1985 — 1988
BS, LIberal Studies, Political Science & History
Hamoon Piroozmand's Citicorp Investment Services Experience May 1998 - February 1999
Job Director of Client Relations at Goldin Group LLC
Industry Accounting
Experience
Goldin Group LLC January 2008 - Present
Pro Funds June 2002 - April 2005
Citicorp Investment Services May 1998 - February 1999
Skills
Strategic Planning, Contract Negotiation, New Business Development, Non-profits, Management Consulting, Negotiation, Social Media, Small Business, Public Speaking, Public Relations, Marketing Strategy, Budget, Business Development, Team Building, Social Media Marketing, Budgets, Nonprofits, Financial Analysis, Start-ups, Business Planning, Entrepreneurship, Strategy, Online Marketing, Marketing, Lead Generation, Account Management, Strategic Partnerships, CRM, Leadership
Education
University of Maryland, University College, Rockville, Maryland 1999 — 2000
Web Design and Maintenance Certificate, Web Design
University of Maryland College Park 1990 — 1995
Bachelor of Arts, Economics
Goldin Group LLC January 2008 - Present
Pro Funds June 2002 - April 2005
Citicorp Investment Services May 1998 - February 1999
Skills
Strategic Planning, Contract Negotiation, New Business Development, Non-profits, Management Consulting, Negotiation, Social Media, Small Business, Public Speaking, Public Relations, Marketing Strategy, Budget, Business Development, Team Building, Social Media Marketing, Budgets, Nonprofits, Financial Analysis, Start-ups, Business Planning, Entrepreneurship, Strategy, Online Marketing, Marketing, Lead Generation, Account Management, Strategic Partnerships, CRM, Leadership
Education
University of Maryland, University College, Rockville, Maryland 1999 — 2000
Web Design and Maintenance Certificate, Web Design
University of Maryland College Park 1990 — 1995
Bachelor of Arts, Economics
Marilyn J. Ramsook-Lilly, CFP®'s Citicorp Investment Services Experience February 1993 - July 1999
Job Wealth Advisor at USAA
Industry Financial Services
Experience
USAA July 1999 - Present
Citicorp Investment Services February 1993 - July 1999
Skills
Retirement Planning, Estate Planning, Financial Planning, Certified Financial..., Insurance, Banking, Customer Service, Tax, Life Insurance, Sales, Financial Services, Wealth Management
Education
The University of Texas at San Antonio
Bachelor of Business Administration (B.B.A.), Information Systems
USAA July 1999 - Present
Citicorp Investment Services February 1993 - July 1999
Skills
Retirement Planning, Estate Planning, Financial Planning, Certified Financial..., Insurance, Banking, Customer Service, Tax, Life Insurance, Sales, Financial Services, Wealth Management
Education
The University of Texas at San Antonio
Bachelor of Business Administration (B.B.A.), Information Systems
David Bossert, CFP®'s Citicorp Investment Services Experience 1998 - 2006
Job Financial Advisor Vice PresidentInvestments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC 2006 - Present
Citicorp Investment Services 1998 - 2006
Bank of Boston-Florida 1996 - 1997
Skills
Investments, Certified Financial..., Mutual Funds, Financial Advisory, Retirement Planning, Wealth Management, Asset Allocation, Investment Advisory, Securities, Finance, Insurance, Private Banking, Loans, Wealth, Management, Investment Strategies, Asset Management, Estate Planning, New Business Development, Wealth Management..., 401k, Life Insurance, Retirement, Strategic Financial..., IRAs, High Net Worth..., Fixed Annuities, FINRA, ETFs, Alternative Investments
Education
State University of New York at Albany 1977 — 1981
Bachelor of Arts (BA), Sociology, Business Administration
Wells Fargo Advisors, LLC 2006 - Present
Citicorp Investment Services 1998 - 2006
Bank of Boston-Florida 1996 - 1997
Skills
Investments, Certified Financial..., Mutual Funds, Financial Advisory, Retirement Planning, Wealth Management, Asset Allocation, Investment Advisory, Securities, Finance, Insurance, Private Banking, Loans, Wealth, Management, Investment Strategies, Asset Management, Estate Planning, New Business Development, Wealth Management..., 401k, Life Insurance, Retirement, Strategic Financial..., IRAs, High Net Worth..., Fixed Annuities, FINRA, ETFs, Alternative Investments
Education
State University of New York at Albany 1977 — 1981
Bachelor of Arts (BA), Sociology, Business Administration
Lii Shin (Mike) Wu, CAMS, CFE's Citicorp Investment Services Experience January 2004 - December 2004
Job Assistant Director Risk Management
Industry Financial Services
Experience
Abacus Federal Savings Bank October 2012 - Present
Abacus Federal Savings Bank June 2011 - October 2012
Abacus Federal Savings Bank October 2010 - June 2011
Citibank, N.A. January 2005 - September 2007
Citicorp Investment Services January 2004 - December 2004
Citicorp Investment Services September 2001 - December 2003
Skills
AML, KYC, Banking, Risk Management, USA PATRIOT Act, OFAC, Bank Secrecy Act, Anti Money Laundering, Certified Fraud Examiner
Education
Stony Brook University 1996 — 2000
BA, Economics
Abacus Federal Savings Bank October 2012 - Present
Abacus Federal Savings Bank June 2011 - October 2012
Abacus Federal Savings Bank October 2010 - June 2011
Citibank, N.A. January 2005 - September 2007
Citicorp Investment Services January 2004 - December 2004
Citicorp Investment Services September 2001 - December 2003
Skills
AML, KYC, Banking, Risk Management, USA PATRIOT Act, OFAC, Bank Secrecy Act, Anti Money Laundering, Certified Fraud Examiner
Education
Stony Brook University 1996 — 2000
BA, Economics
Charles Hollister's Citicorp Investment Services Experience September 1998 - February 2001
Job Realtor
Industry Real Estate
Experience
Realty ONE Group March 2003 - Present
Real Estate and Finance 1995 - 2013
Citicorp Investment Services September 1998 - February 2001
Merrill Lynch July 1997 - September 1998
Skills
Finance, Real Estate Transactions, Refinance, Investments, Real Estate
Education
University of New Hampshire 1982 — 1982
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
United States Air Force Academy
Bachelor of Science (B.S.), Business Management and Finance
Realty ONE Group March 2003 - Present
Real Estate and Finance 1995 - 2013
Citicorp Investment Services September 1998 - February 2001
Merrill Lynch July 1997 - September 1998
Skills
Finance, Real Estate Transactions, Refinance, Investments, Real Estate
Education
University of New Hampshire 1982 — 1982
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
United States Air Force Academy
Bachelor of Science (B.S.), Business Management and Finance