Deutsche Bank Trust Company Americas
Customer service: 1 (212) 250-9100 Founded: 1903 Subsidiaries: DB Private Wealth Mortgage Ltd., Parent organizations: Deutsche Bank, Deutsche Bank Trust Corporation
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Deutsche Bank Trust Company Americas Employees
Wilmington Trust, National Association July 2007 - Present
3&1 Design Group Inc December 2010 - Present
Law Debenture Trust Company of New York 2004 - 2007
US Bank N.A. 2001 - 2004
The Bank of Tokyo-Mitsubishi 1999 - 2000
Deutsche Bank Trust Company Americas 1998 - 2000
The Bank of New York 1995 - 1998
Skills
Cross-border..., High Yield Bonds, Escrow, Collateral Agent, Default, Document Review, Team Management, English Law and New..., New Business Development, Mergers & Acquisitions, Structured Finance, Capital Markets, Securities, Banking, Corporate Governance, Relationship Management, Restructuring, Due Diligence, Bonds, Corporate Finance, Loans
Education
Hofstra University 1992 — 1995
BBA, Banking and Finance
Morgan Stanley June 2013 - Present
Financial Services January 2012 - Present
HTK March 2013 - May 2013
Allstate Financial Services September 2006 - December 2011
Financial Industry Regulatory Authority May 2004 - September 2006
UBS Financial Services Inc. February 2004 - May 2004
Deutsche Bank Trust Company Americas August 2003 - November 2003
Datek Online Holdings Corp. December 2000 - April 2003
Alliance Capital March 2000 - December 2000
DAC Planning Group Inc. October 1996 - March 2000
Skills
Compliance, Securities, FINRA, Securities Regulation, Series 7, Series 24, Series 63, Supervisory Skills, Auditing, Insurance, Investments, Equities, Mutual Funds, Coaching, Staff Training, Fundraising, Public Speaking, Presentation Skills..., Deadline Driven, Financial Regulation, Financial Services, Relationship Management, Territory Management, Surveillance, Books and Records..., E-Mail Review, Training, Leadership, AML, Options, Finance, Fixed Annuities, Risk Management, Uniform Combined State..., KYC, Hedge Funds, Trading, OFAC
Education
Montclair State University 1990 — 1996
BA in Liberal Arts, Political Science
Bergen Catholic High School 1986 — 1990
PwC LLP, Promontory Risk Review LLC, UBS Wealth Management Americas November 2014 - July 2015
Deutsche Bank Trust Company Americas February 2014 - October 2014
JPMC, AmStock, K2 Intelligence, and National Bank of Kuwait October 2012 - November 2013
MORGAN STANLEY SMITH BARNEY April 2011 - September 2011
THE GARDEN AT ST. ANN’S CHURCH June 2009 - September 2010
NEW YORK JUNIOR LEAGUE January 2005 - 2010
BANK OF NEW YORK MELLON August 2007 - January 2008
EMIGRANT COMMERCIAL MORTGAGE CORP. April 2007 - June 2007
LEHMAN BROTHERS November 2006 - March 2007
DEUTSCHE BANK February 2006 - September 2006
Education
New York University 1999 — 2001
Paralegal Certificate, Paralegal Studies
Westminster College (PA) 1980 — 1984
BA, Political Science
Deutsche Bank Trust Company Americas July 2006 - Present
JPMorgan Chase May 2005 - July 2006
OCBC Bank January 2004 - May 2005
Skills
Securities, Investment Banking, Equities, Project Finance, Derivatives, Capital Markets, bonds, Loan Servicing, Agency Agreements
Education
State University of New York at Buffalo 1998 — 2002
Bachelor of Science (B.S.), Finance and MIS
Credit Suisse July 2011 - Present
Deutsche Bank Trust Company Americas November 2010 - December 2011
Morgan Stanley October 2009 - October 2010
ICS Compliance June 2006 - October 2009
Susquehanna Bancshares January 2000 - December 2005
Susquehanna Bank April 1996 - December 2000
Skills
Certified Regulatory..., Certified Anti-Money..., KYC, AML, Banking, Regulations, Mortgage Lending, Risk Assessment, Certified Anti-Money..., Financial Services, Vendor Management, Financial Risk, Financial Institutions, Risk Management, Asset Management, Policy, Finance, Corporate Governance, Securities, Internal Controls, Loans, Training, Investment Banking
Education
University of Baltimore School of Law 1983 — 1985
JD
University of Maryland College Park 1977 — 1981
BA, Political Science
West Elm Advisors, LLC February 2010 - Present
West Elm Group, LLC January 2010 - Present
LifeOptions, LLC September 2008 - December 2009
Life Options, LLC March 2006 - September 2008
Deutsche Bank Trust Company Americas 2004 - 2005
Brittany Capital Group, LLC 2000 - 2004
Glenoit Corporation 1998 - 2000
The Chart Group, LLP 1995 - 1998
Citicorp Securities, Inc 1992 - 1995
Prudential Securities Incorporated 1988 - 1990
Skills
Corporate Finance, Capital Raises, IPO, LBO, Profitability..., Debt Structuring, Business Relationship..., Private Equity, Life Insurance, Health Insurance, Annuities, Life Settlements, Fundraising, Financial Transactions, Growth Capital, Bank Negotiations, Financial Responsibility, Principal Investing, Leveraged Finance, High Yield, Recapitalizations, Selling Businesses, Turn-around Situations, Turn Around Specialist, Increasing Profitability, Company Turnaround, Joint Ventures, Turnaround Consulting
Education
Columbia University - Columbia Business School 1979 — 1980
MBA, Finance/Accounting
Princeton University 1970 — 1975
BA, Economics and Art History
Goldman Sachs February 2010 - Present
HSBC Private Bank August 2008 - October 2009
UBS Wealth Management January 2007 - August 2008
Deutsche Bank Trust Company Americas October 2001 - January 2007
Deutsche Bank Securities, Inc. March 2000 - October 2001
Skills
Private Banking, Credit Risk, Credit Analysis, Loans, Private Equity, Wealth Management, Finance, Hedge Funds, Financial Analysis, Banking, Credit, Derivatives, Financial Markets, Financial Risk, Fixed Income, High Net Worth..., Portfolio Management, Risk Management, Structured Finance
Education
City University of New York-Baruch College - Zicklin School of Business 1997 — 2000
MBA, Master of Business Administration in Finance & Investments
Commercial Real Estate, Retail Food Services and Agriculture Industries 2004 - Present
Deutsche Bank Trust Company Americas 2004 - 2006
M. Rothman 2003 - 2004
Lafarge 2002 - 2003
Morgan Stanley 2000 - 2002
Skills
Leadership, Management, Research, Sales, Microsoft Excel, Government Treasury..., Interest Rate Swaps, Microsoft Word, Capital Markets, Metal and Energy Markets, Property Management, Banking Laws, Training and Development, Geopolitics, Frequencies, Agribusiness, Astrobiology, Cymatics, Healthcare, Theology
Education
Rutgers, The State University of New Jersey-Newark
Bachelor of Science (BS), Finance, General
Computershare Trust Company, N.A. August 2014 - Present
Deutsche Bank Trust Company Americas February 2013 - March 2014
Law Debenture Trust Company of New York February 2009 - February 2013
The Bank of New York Mellon October 2006 - November 2007
JPMorgan Chase Bank, N.A. June 1999 - October 2006
Chemical Bank January 1991 - June 1999
Manufacturers Hanover Trust Company August 1983 - June 1985
Skills
Structured Finance, Corporate Actions, Corporate Trust, Trusteeship, Trust Services, Escrow, Relationship Management, Administration, Indentures, Capital Markets, Fixed Income, Bonds, Money Market, Document Review, Contract Negotiation, ABS, Customer Service, Agency Agreements, Creditor Representation, Bankruptcy, Restructuring, Loans Administration, Securities, Financial Services, Asset Management, Banking, High Yield
Education
New York University
Bachelor of Science
Chaminade High School
Deutsche Bank Trust Company Americas April 2007 - Present
Antifora USA LLC October 2002 - April 2007
SANTANDER PRIVATE BANKING April 2000 - November 2002
Bank Degroof September 1992 - March 2000
Skills
Alternative Investments, Bloomberg, Business Planning, Business Strategy, Derivatives, Due Diligence, Equities, Financial Markets, Financial Services, Financial Structuring, Fixed Income, Hedge Funds, Venture Capital, Wealth Management, Risk Management, Private Equity, Private Banking, Portfolio Management, Investments, Securities, Capital Markets
Education
Babson College 1989 — 1992
BS, Finance
CDL 1980 — 1985
Alethea Capital Management, LLC April 2015 - Present
Deutsche Bank Trust Company Americas April 2014 - Present
Deutsche Bank November 2011 - April 2014
Deutsche Bank February 2007 - December 2011
Milestone Advisors October 2008 - August 2009
SIRVA June 2004 - December 2006
TPA Horwath April 2003 - September 2003
Skills
Business Analysis, Emerging Markets, Business Development, Management, Program Management, Financial Analysis, Operational Risk, Financial Modeling, Strategic Planning, Structured Finance, Prime Brokerage, Project Management, Strategic Financial..., Strategic Partnerships, International Business..., Regional Planning, Eastern Europe, Latin America, Operations Management, Financial Operations, Operational Excellence, Lean Transformation, Business Process..., Sales Operations, Exchange Traded..., Exotic Derivatives, Financial Regulation, Securities Regulation, Global Regulatory..., Compliance, B2B Marketing, Sales Presentations, Internal Communications, Marketing Communications, Strategic Communications, Project Control, Internal Controls, Cost Control, Design Control, Disaster Recovery, Change Control, Staff Management, Staff Supervision, Staff Development, Human Resource Planning, Human Resource..., MS Project, PowerPoint, Volunteering, Capital Markets
Education
Indiana University - Kelley School of Business 1999 — 2004
BS, Business
St. Louis University High 1995 — 1999
High School Diploma, General Studies, 3.6 GPA
DZ BANK AG June 2011 - Present
The Bank of Tokyo-Mitsubishi UFJ, Ltd. February 2010 - June 2011
Deutsche Bank Securities Inc February 2007 - December 2009
Deutsche Bank Trust Company Americas October 2006 - February 2007
Hudson Castle Group Inc March 2003 - September 2006
Deutsche Bank Trust Company Americas September 1999 - March 2003
Asset Based Lending June 1997 - September 1999
Skills
Bloomberg, Securities, Funding, Fixed Income, Securitization, Finance, Credit, Loans, Financial Services, Structured Finance, Capital Markets, Derivatives, Investment Banking, Structured Products, Financial Structuring, Trading
Education
Iona College 1993 — 1997
Bachelor of Business Administration, Finance
Citibank, N.A. August 2011 - Present
Deutsche Bank Trust Company Americas August 2005 - July 2011
Deutsche Bank Trust Company Americas August 2003 - January 2007
Education
The George Washington University
Deutsche Bank Trust Company Americas February 2000 - Present
Education
Cornell University 1995 — 1999
Deutsche Bank, AG, New York Branch October 2014 - Present
Deutsche Bank April 2013 - September 2014
Deutsche Bank, AG, New York Branch July 2012 - March 2013
Deutsche Bank Securities Inc. August 2010 - June 2012
Deutsche Bank Americas Holding Corp. March 2007 - July 2010
Deutsche Bank Trust Company Americas July 1997 - February 2007
Deutsche Bank AG, Singapore Branch March 1995 - June 1997
Skills
Project Management -..., Operations and IT..., Regulatory and..., Organizational..., Multitasker, Self Starter, Business Analysis, Software Quality..., Investment Banking, SDLC, Banking, IT Outsourcing, Risk Management, Derivatives, Requirements Analysis, Management, Securities, Project Management, Start-ups, AML, Equities, Fixed Income, FX Options, Trading Systems, Market Risk, Financial Services
Education
Ateneo de Manila University
Bachelor of Science, Management Engineering
Morgan Stanley February 2014 - August 2014
Stamford Public Schools January 2007 - June 2013
Deutsche Bank Trust Company Americas January 2000 - October 2006
J.P. Morgan Asset Management 1994 - 1999
Vantage Global Advisors 1991 - 1994
TSA Capital Management 1985 - 1991
Education
University of California, Berkeley - Walter A. Haas School of Business 1983 — 1985
M.B.A, Finance
University of California, Los Angeles 1977 — 1981
B.S., Business-Economics
Progressive Insurance October 2013 - Present
Progressive Insurance February 2012 - October 2013
Progressive Insurance September 2010 - February 2012
Progressive Insurance October 2008 - September 2010
Progressive Insurance October 2007 - October 2008
McMaster-Carr 2006 - 2007
Deutsche Bank Trust Company Americas September 2003 - October 2006
Deutsche Bank Securities June 2001 - August 2003
Morgan Stanley June 2000 - August 2000
Skills
Financial Modeling, Process Improvement, Data Analysis, Financial Analysis, Forecasting, Business Analysis, Analysis, Iso 9000, Problem Management, Incident Management, Diversity & Inclusion, Software Development..., Quality Management, Application Performance..., Foundation Certificate..., IT Management, IT Service Management, Software Documentation, Management, Strategy, Disaster Recovery, Banking, Budgets, Internal Audit, Portfolio Management, Financial Reporting, Valuation, Due Diligence, Risk Management, IT Strategy, SDLC, Requirements Gathering
Education
Cleveland State University 2009 — 2012
Master of Business Administration (MBA)
Lehigh University 1997 — 2001
BS, Finance
Lehigh University - College of Business and Economics 1997 — 2001
BS, Finance
Apollo Global Management LLC February 2015 - Present
Goldman Sachs September 2006 - January 2015
Control Services Group, Inc. June 2005 - March 2006
Deutsche Bank/State Street Bank & Co April 2002 - March 2004
Deutsche Bank Trust Company Americas April 2001 - March 2002
Bankers Trust Company March 1998 - April 1999
The Korea Development Bank – NY Branch March 1997 - March 1998
Skills
Equities, Hedge Funds, Securities, Equity Capital Markets, Microsoft Excel, Mutual Funds, Private Equity, Portfolio Management, Accounting, Structured Finance, Fixed Income
Education
Fordham University - Graduate School of Business Administration 2003 — 2005
MBA, Finance and Management, 3.8
Rensselaer Polytechnic Institute 1990 — 1995
Bachelor of Science (B.S.), Environmental Engineering
The Bronx High School of Science 1987 — 1990
Hanover Street Capital, LLC March 2013 - Present
Deutsche Bank Trust Company Americas March 1997 - March 2013
Citibank December 1989 - March 1997
Skills
Valuation, Financial Modeling, Private Equity, Due Diligence, Investments, Financial Analysis, Loans, Strategic Planning, Entrepreneurship, Investment Banking, Fixed Income, Capital Markets
Education
Fordham University 1985 — 2000
BS, Finance
Morgan Stanley Wealth Management July 2008 - Present
Deutsche Bank Trust Company Americas July 2007 - December 2007
The Bank of New York June 2002 - June 2007
United States Trust Company of New York May 2000 - June 2002
The Bank of New York April 1997 - May 2000
United States Air Force November 1984 - July 1992
Skills
Securities, Mutual Funds, Fixed Income, MBS, Corporate Trust, Bloomberg, Asset Managment, Investments, Asset Management, Finance, Structured Products, Financial Services, Corporate Actions, Structured Finance, Settlement, Capital Markets, Bonds, Derivatives, Hedge Funds, Investment Banking, Equities, Alternative Investments, Series 7, Financial Markets, Bloomberg Terminal, Securitization, Trading, Credit Derivatives, Back Office, ETFs, Equity Derivatives, Portfolio Management, Swaps, Asset Allocation, Emerging Markets, Fund Administration
Education
Mercy College
Bachelor of Science, Banking and Business Administration specializing in the securities industry
New York Institute of Finance
Bessemer Trust January 2015 - Present
Bessemer Trust January 2013 - December 2014
Bessemer Trust January 2012 - December 2012
Bessemer Trust June 2010 - December 2011
Deutsche Bank Trust Company Americas November 2007 - November 2009
Deutsche Bank Trust Company Americas August 2005 - November 2007
UBS June 2004 - August 2004
Skills
Investments, Asset Allocation, Portfolio Management, Alternative Investments, Equities, Series 7, Investment Management, Wealth Management, Hedge Funds, Series 63, Bloomberg, Asset Managment, Investment Strategies, Financial Services, High Net Worth..., Retirement Planning, Private Banking, Financial Advisory, Estate Planning, Trusts, Asset Management, Mutual Funds, Investment Advisory, Fixed Income, ETFs, Derivatives, Wealth Management..., Financial Analysis, Finance, Bloomberg Terminal, Strategic Financial..., CTFA
Education
Hofstra University - Frank G. Zarb School of Business 2006 — 2009
Master of Business Administration (M.B.A.)
State University of New York at Buffalo - School of Management 2001 — 2005
Bachelor of Science, Business Administration; Finance
Syosset High School 1997 — 2001
Deutsche Bank Trust Company Americas January 2011 - Present
Bank of New York 2002 - 2007
State Street 1991 - 2002
Skills
Bonds, Capital Markets, Fixed Income, Securities, Portfolio Management
Education
Saint Michael's College
BS, Business Administration
Millbrook Physical Therapy January 2012 - Present
Deutsche Bank Trust Company Americas October 2005 - November 2009
Deutsche Bank Trust Company Americas February 2005 - September 2005
Deutsche Bank Trust Company Americas June 2004 - January 2005
Deutsche Bank Trust Company Americas June 2002 - May 2004
Reuters America, Inc., New York February 2001 - May 2002
Instinet.com (subsidiary of Reuters America, Inc., NY) March 2000 - January 2001
KPMG Consulting LLC, White Plains, NY May 1999 - February 2000
Union Bank of Switzerland September 1986 - July 1998
Education
Dutchess Community College 2011 — 2012
Associate of Science (A.S.), Exercise Science and Wellness
City University of New York-John Jay College of Criminal Justice 1982 — 1983
31 credits needed for completion of degree, Criminal Justice
Voorhees College 1981 — 1982
n/a, undeclared
Pacific International Capital, LLC January 2012 - Present
Deutsche Bank Trust Company Americas October 2004 - Present
Citibank N.A. March 2003 - February 2004
Skills
Enterprise Valuation, CDO, Corporate Trust, Corporate Finance, Analysis, Asset Managment, Banking, Finance, Financial Accounting, Financial Analysis, Financial Modeling, Financial Statement..., Investments, Loans, Mergers, Risk Management, Credit, Asset Management, Leadership
Education
Chapman University, The George L. Argyros School of Business and Economics 2010 — 2012
MBA, Finance Concentration
Ateneo de Manila University 1999 — 2004
Bachelor of Science, Management Information Systems
HSBC August 2015 - Present
BNY Mellon December 2014 - August 2015
Ascensus April 2014 - December 2014
Deutsche Bank Trust Company Americas July 2005 - September 2013
Deutsche Bank Trust Company Americas April 2001 - July 2005
Skills
Portfolio Management, Securities, Investments, Financial Services, Valuation, Analysis, Accounting, Mutual Funds, Trading, Financial Risk, Insurance, Sales
Education
St. John's University 1997 — 2000
BS, Finance