ICS Compliance
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ICS Compliance Employees
Employee
Years
Job
Industry
Dan Higham, Esq., CRCM, CAMS Dan Higham, Esq., CRCM, CAMS's ICS Compliance Experience June 2006 - October 2009
Job Director Head of Bank Regulatory Compliance at Credit Suisse
Industry Banking
Experience
Credit Suisse July 2011 - Present
Deutsche Bank Trust Company Americas November 2010 - December 2011
Morgan Stanley October 2009 - October 2010
ICS Compliance June 2006 - October 2009
Susquehanna Bancshares January 2000 - December 2005
Susquehanna Bank April 1996 - December 2000
Skills
Certified Regulatory..., Certified Anti-Money..., KYC, AML, Banking, Regulations, Mortgage Lending, Risk Assessment, Certified Anti-Money..., Financial Services, Vendor Management, Financial Risk, Financial Institutions, Risk Management, Asset Management, Policy, Finance, Corporate Governance, Securities, Internal Controls, Loans, Training, Investment Banking
Education
University of Baltimore School of Law 1983 — 1985
JD
University of Maryland College Park 1977 — 1981
BA, Political Science
Credit Suisse July 2011 - Present
Deutsche Bank Trust Company Americas November 2010 - December 2011
Morgan Stanley October 2009 - October 2010
ICS Compliance June 2006 - October 2009
Susquehanna Bancshares January 2000 - December 2005
Susquehanna Bank April 1996 - December 2000
Skills
Certified Regulatory..., Certified Anti-Money..., KYC, AML, Banking, Regulations, Mortgage Lending, Risk Assessment, Certified Anti-Money..., Financial Services, Vendor Management, Financial Risk, Financial Institutions, Risk Management, Asset Management, Policy, Finance, Corporate Governance, Securities, Internal Controls, Loans, Training, Investment Banking
Education
University of Baltimore School of Law 1983 — 1985
JD
University of Maryland College Park 1977 — 1981
BA, Political Science
Dana Galea Dana Galea's ICS Compliance Experience 2010 - 2010
Job Client Recruitment Specialist for HSBC
Industry Financial Services
Experience
Allegis Global Solutions for HSBC March 2014 - Present
Allegis Global Solutions for HSBC August 2013 - March 2014
Fidelity National Information Services May 2012 - August 2013
ICS Risk Advisors (Was acquired by FIS) January 2011 - May 2012
ICS Compliance 2010 - 2010
A.T. Temps Ltd. 1996 - 2009
Salem Executive Search January 1996 - April 1999
Skills
Administrative Support, Temporary Staffing, Staffing Services, Recruitment/Retention, Permanent Placement, Interviewing, Payroll, Client Relationship..., MS Office Suite, Customer Service, Data Entry, Order Supplies, Administrative..., Interviews, Microsoft Office, CRM, Analysis, Training, Employee Relations, Temporary Placement, Microsoft Excel, Purchase Orders, Recruiting, Banking, Human Resources, Management, Process Scheduler, Microsoft Word, Outlook, Risk Management, Coordination, Project Management, Employee Training, Networking, Invoicing, Time Management, PeopleSoft, Process Improvement, Software Documentation, Access, Program Management, Executive Search, Leadership, Policy, Onboarding, Vendor Management, Administration, Talent Acquisition, Financial Services, Visio
Education
City University of New York-John Jay College of Criminal Justice
Allegis Global Solutions for HSBC March 2014 - Present
Allegis Global Solutions for HSBC August 2013 - March 2014
Fidelity National Information Services May 2012 - August 2013
ICS Risk Advisors (Was acquired by FIS) January 2011 - May 2012
ICS Compliance 2010 - 2010
A.T. Temps Ltd. 1996 - 2009
Salem Executive Search January 1996 - April 1999
Skills
Administrative Support, Temporary Staffing, Staffing Services, Recruitment/Retention, Permanent Placement, Interviewing, Payroll, Client Relationship..., MS Office Suite, Customer Service, Data Entry, Order Supplies, Administrative..., Interviews, Microsoft Office, CRM, Analysis, Training, Employee Relations, Temporary Placement, Microsoft Excel, Purchase Orders, Recruiting, Banking, Human Resources, Management, Process Scheduler, Microsoft Word, Outlook, Risk Management, Coordination, Project Management, Employee Training, Networking, Invoicing, Time Management, PeopleSoft, Process Improvement, Software Documentation, Access, Program Management, Executive Search, Leadership, Policy, Onboarding, Vendor Management, Administration, Talent Acquisition, Financial Services, Visio
Education
City University of New York-John Jay College of Criminal Justice
Michele Herzog's ICS Compliance Experience September 2004 - May 2010
Job Business Development Officer at William Penn Bank
Industry Banking
Experience
William Penn Bank June 2010 - Present
ICS Compliance September 2004 - May 2010
First Federal of Bucks County 1987 - 2004
Begley, Carlin & Mandio 1984 - 1987
Education
Holy Family University 2001 — 2004
Rider University 1988 — 1991
William Penn Bank June 2010 - Present
ICS Compliance September 2004 - May 2010
First Federal of Bucks County 1987 - 2004
Begley, Carlin & Mandio 1984 - 1987
Education
Holy Family University 2001 — 2004
Rider University 1988 — 1991
Linda Nelson's ICS Compliance Experience February 2011 - May 2011
Job Underwriter
Industry Banking
Experience
HomeBridge Financial Services, Inc. June 2015 - Present
Wells Fargo Home Mortgage September 2011 - May 2015
ICS Compliance February 2011 - May 2011
Allied Mortgage August 2010 - January 2011
PHH Mortgage June 2009 - August 2010
PHH Mortgage September 2006 - May 2009
PHH Mortgage May 2003 - September 2006
PHH June 2002 - May 2003
PHH Mortgage September 1998 - May 2002
Bristol Savings and Loan December 1997 - September 1998
Skills
Mortgage Lending, Loans, Refinance, Loan Origination, Residential Mortgages, Credit, FHA financing, Mortgage Underwriting, Credit Analysis, USDA, VA loans, Government Loans, FNMA, Construction Loans, Home Equity Lines of..., Home Equity Loans, Consumer Lending, Appraisals, Credit Risk, 203K, Retail Banking, Wholesale Lending, USDA Rural Housing, Underwriting, Deposits, Home Equity, Non-Conforming, FHA Financing, VA Loans
Education
Georgetown College 1983 — 1987
Bachelor of Arts (BA), Communication and Media Studies
HomeBridge Financial Services, Inc. June 2015 - Present
Wells Fargo Home Mortgage September 2011 - May 2015
ICS Compliance February 2011 - May 2011
Allied Mortgage August 2010 - January 2011
PHH Mortgage June 2009 - August 2010
PHH Mortgage September 2006 - May 2009
PHH Mortgage May 2003 - September 2006
PHH June 2002 - May 2003
PHH Mortgage September 1998 - May 2002
Bristol Savings and Loan December 1997 - September 1998
Skills
Mortgage Lending, Loans, Refinance, Loan Origination, Residential Mortgages, Credit, FHA financing, Mortgage Underwriting, Credit Analysis, USDA, VA loans, Government Loans, FNMA, Construction Loans, Home Equity Lines of..., Home Equity Loans, Consumer Lending, Appraisals, Credit Risk, 203K, Retail Banking, Wholesale Lending, USDA Rural Housing, Underwriting, Deposits, Home Equity, Non-Conforming, FHA Financing, VA Loans
Education
Georgetown College 1983 — 1987
Bachelor of Arts (BA), Communication and Media Studies
Susan Teixeira's ICS Compliance Experience February 2005 - January 2006
Job Senior Vice President, Operations at Country Bank
Industry Financial Services
Experience
Country Bank September 2015 - Present
Country Bank June 2013 - September 2015
Country Bank for Savings November 2007 - June 2013
Florence Savings Bank January 2006 - November 2007
ICS Compliance February 2005 - January 2006
Woronoco Savings Bank September 2000 - February 2005
FDIC January 1993 - September 2000
Skills
Risk Management, Management, Financial Analysis, Leadership, Strategy, Project Management, Strategic Planning, Vendor Management, Operational Risk..., Banking, Program Management, Credit, Finance, Financial Risk, Portfolio Management
Education
University of Pennsylvania - The Wharton School
Wharton Leadership Certificate
ABA Stonier Graduate School of Banking at the University of Pennsylvania 2010 — 2012
Executive Management School for the Financial Services Industry
Western New England College 1988 — 1992
Bachelor of Science in Business Administration, Marketing
Country Bank September 2015 - Present
Country Bank June 2013 - September 2015
Country Bank for Savings November 2007 - June 2013
Florence Savings Bank January 2006 - November 2007
ICS Compliance February 2005 - January 2006
Woronoco Savings Bank September 2000 - February 2005
FDIC January 1993 - September 2000
Skills
Risk Management, Management, Financial Analysis, Leadership, Strategy, Project Management, Strategic Planning, Vendor Management, Operational Risk..., Banking, Program Management, Credit, Finance, Financial Risk, Portfolio Management
Education
University of Pennsylvania - The Wharton School
Wharton Leadership Certificate
ABA Stonier Graduate School of Banking at the University of Pennsylvania 2010 — 2012
Executive Management School for the Financial Services Industry
Western New England College 1988 — 1992
Bachelor of Science in Business Administration, Marketing
Victor S. Charles, JD Victor S. Charles, JD's ICS Compliance Experience December 2010 - June 2011
Job Vice President | CIB Operations CAO Compliance | Regulatory Program Manager & Counsel at JP Morgan Chase & Co.
Industry Financial Services
Experience
JPMorgan Chase & Co. September 2015 - Present
Habib Bank Limited May 2014 - April 2015
Barclays June 2013 - May 2014
MetLife June 2011 - May 2013
ICS Compliance December 2010 - June 2011
RBC Capital Markets March 2009 - November 2010
Sumitomo Mitsui Banking Corporation May 2008 - February 2009
DTCC August 2007 - May 2008
Skills
Policy, Risk, BSA, AML, Due Diligence, Banking, Bank Secrecy Act, Corporate Governance, Compliance, Internal Audit, Audit, OFAC, Securities, SOX, Auditing, Internal Controls, Loans, Risk Mitigation, Enterprise Risk..., Mortgage, Risk Management, Risk Assessment, Compliance Audits, Legal Compliance, Dodd Frank, IT Governance, Testing, Consumer Compliance, IT Compliance, Monitoring and Testing, Training & Development, Regulatory Compliance, GLBA, Alternative Investments, Contract Negotiation, Project Management, PCI Standards, Regulatory Examinations, Vendor Contracts, Financial Risk, Employee Training, Dodd-Frank, Financial Services, USA PATRIOT Act, Equities, Capital Markets, Financial Regulation, Governance, Mortgage Lending, Fixed Income
Education
St. John's University School of Law 2000 — 2003
JD, Law
Georgetown University 1995 — 1999
BA, Psychology & Government
Roslyn High School 1991 — 1995
JPMorgan Chase & Co. September 2015 - Present
Habib Bank Limited May 2014 - April 2015
Barclays June 2013 - May 2014
MetLife June 2011 - May 2013
ICS Compliance December 2010 - June 2011
RBC Capital Markets March 2009 - November 2010
Sumitomo Mitsui Banking Corporation May 2008 - February 2009
DTCC August 2007 - May 2008
Skills
Policy, Risk, BSA, AML, Due Diligence, Banking, Bank Secrecy Act, Corporate Governance, Compliance, Internal Audit, Audit, OFAC, Securities, SOX, Auditing, Internal Controls, Loans, Risk Mitigation, Enterprise Risk..., Mortgage, Risk Management, Risk Assessment, Compliance Audits, Legal Compliance, Dodd Frank, IT Governance, Testing, Consumer Compliance, IT Compliance, Monitoring and Testing, Training & Development, Regulatory Compliance, GLBA, Alternative Investments, Contract Negotiation, Project Management, PCI Standards, Regulatory Examinations, Vendor Contracts, Financial Risk, Employee Training, Dodd-Frank, Financial Services, USA PATRIOT Act, Equities, Capital Markets, Financial Regulation, Governance, Mortgage Lending, Fixed Income
Education
St. John's University School of Law 2000 — 2003
JD, Law
Georgetown University 1995 — 1999
BA, Psychology & Government
Roslyn High School 1991 — 1995
Candace Schaller's ICS Compliance Experience February 2011 - April 2011
Job Risk Management and Internal Audit Professional
Industry Financial Services
Experience
Private Wealth Management Company October 2013 - September 2014
Wedbush, Inc. May 2012 - October 2013
OneUnited Bank December 2011 - May 2012
ICS Compliance February 2011 - April 2011
Vineyard Bank June 2004 - May 2009
Deloitte June 2003 - June 2004
Hilliard Lyons May 2000 - May 2003
Trust Company of the West 1994 - 2000
Skills
Risk Management, Internal Audit, Financial Risk, Auditing, Sarbanes-Oxley Act, Internal Controls, Enterprise Risk..., Leadership, Business Planning, Business Development, Asset Management, Business Strategy
Education
Bellarmine University 2000 — 2003
Master of Business Administration (M.B.A.)
Private Wealth Management Company October 2013 - September 2014
Wedbush, Inc. May 2012 - October 2013
OneUnited Bank December 2011 - May 2012
ICS Compliance February 2011 - April 2011
Vineyard Bank June 2004 - May 2009
Deloitte June 2003 - June 2004
Hilliard Lyons May 2000 - May 2003
Trust Company of the West 1994 - 2000
Skills
Risk Management, Internal Audit, Financial Risk, Auditing, Sarbanes-Oxley Act, Internal Controls, Enterprise Risk..., Leadership, Business Planning, Business Development, Asset Management, Business Strategy
Education
Bellarmine University 2000 — 2003
Master of Business Administration (M.B.A.)
SHARON SLATER SHARON SLATER's ICS Compliance Experience October 2005 - Present
Job CRCM
Industry Banking
Experience
ICS Compliance October 2005 - Present
Education
Saint Joseph's University 1981 — 1985
BS, MARKETING
ICS Compliance October 2005 - Present
Education
Saint Joseph's University 1981 — 1985
BS, MARKETING
Alejandra Kalman, MBA, CRCM, CAMS Alejandra Kalman, MBA, CRCM, CAMS's ICS Compliance Experience June 2009 - November 2010
Job Vice President Independent Compliance Testing American Express
Industry Banking
Experience
American Express October 2010 - Present
ICS Compliance June 2009 - November 2010
JPMorgan Chase Bank June 2006 - June 2009
Charming Shoppes, Inc. September 2004 - June 2006
PNC Bank June 2003 - September 2004
UMB Bank April 2001 - June 2003
ABN AMRO Bank November 1995 - January 1998
Skills
AML, OFAC, Financial Services, Enterprise Risk..., USA PATRIOT Act, Banking, CAMS, Operational Risk..., Financial Institutions, Loans, Investments, Bank Secrecy Act, Compliance, Risk Management, KYC, Credit, Sanction, Financial Risk, Due Diligence, Operational Risk, Fraud
Education
ICB - Institute of Certified Bankers 2007 — 2007
CRCM
Kansas State University 1999 — 2000
MBA
Universidad Católica del Uruguay 'Dámaso Antonio Larranaga' 1993 — 1998
B.S. Business Administration
ACAMS
CAMS - Certified Anti Money laundering Specialist
ACAMS
CAMS - Certified Anti Money laundering Specialist
ABA Compliance School
Crandon
American Express October 2010 - Present
ICS Compliance June 2009 - November 2010
JPMorgan Chase Bank June 2006 - June 2009
Charming Shoppes, Inc. September 2004 - June 2006
PNC Bank June 2003 - September 2004
UMB Bank April 2001 - June 2003
ABN AMRO Bank November 1995 - January 1998
Skills
AML, OFAC, Financial Services, Enterprise Risk..., USA PATRIOT Act, Banking, CAMS, Operational Risk..., Financial Institutions, Loans, Investments, Bank Secrecy Act, Compliance, Risk Management, KYC, Credit, Sanction, Financial Risk, Due Diligence, Operational Risk, Fraud
Education
ICB - Institute of Certified Bankers 2007 — 2007
CRCM
Kansas State University 1999 — 2000
MBA
Universidad Católica del Uruguay 'Dámaso Antonio Larranaga' 1993 — 1998
B.S. Business Administration
ACAMS
CAMS - Certified Anti Money laundering Specialist
ACAMS
CAMS - Certified Anti Money laundering Specialist
ABA Compliance School
Crandon
Eileen Oliveira's ICS Compliance Experience 2008 - 2010
Job VP, Operations Manager, Restructure and Recovery at Webster Bank
Industry Banking
Experience
Webster Bank July 2012 - Present
McCue Mortgage August 2010 - July 2012
ICS Compliance 2008 - 2010
Webster Bank 2005 - 2008
Webster Bank 2003 - 2005
Webster Bank 1997 - 2003
Webster Bank 1995 - 1997
Bristol Mortgage Corporation 1994 - 1997
Skills
Loan Servicing, Collections, Loss Mitigation, Project Management, System Administration, Management, Compliance Regulations, Banking
Education
Fairfield University
Bachelor of Arts (B.A.)
Webster Bank July 2012 - Present
McCue Mortgage August 2010 - July 2012
ICS Compliance 2008 - 2010
Webster Bank 2005 - 2008
Webster Bank 2003 - 2005
Webster Bank 1997 - 2003
Webster Bank 1995 - 1997
Bristol Mortgage Corporation 1994 - 1997
Skills
Loan Servicing, Collections, Loss Mitigation, Project Management, System Administration, Management, Compliance Regulations, Banking
Education
Fairfield University
Bachelor of Arts (B.A.)
Chris Rahn's ICS Compliance Experience July 2006 - September 2010
Job Compliance Examiner FDIC
Industry Financial Services
Experience
FDIC November 2011 - Present
Federal Deposit Insurance Corp September 2010 - November 2011
ICS Compliance July 2006 - September 2010
Leesport Financial Corporation September 2002 - June 2006
Skills
Bank Secrecy Act, OFAC, USA PATRIOT Act, AML, KYC, Enterprise Risk..., Banking, Financial Risk, Loans, Operational Risk, Risk Management, Privacy Law, Internal Audit, Credit, Mortgage Lending, Consumer Lending, CAMS, Commercial Lending, Operational Risk..., Financial Institutions, Financial Regulation, Securities, Regulations, Fraud, Banking Law, Financial Services, Credit Risk, Commercial Banking, Mortgage Banking, Corporate Governance, Due Diligence, Anti Money Laundering
Education
Alvernia College 1982 — 1984
BA, Accounting
Hollywood Hills High School 1969 — 1972
High School Diploma
FDIC November 2011 - Present
Federal Deposit Insurance Corp September 2010 - November 2011
ICS Compliance July 2006 - September 2010
Leesport Financial Corporation September 2002 - June 2006
Skills
Bank Secrecy Act, OFAC, USA PATRIOT Act, AML, KYC, Enterprise Risk..., Banking, Financial Risk, Loans, Operational Risk, Risk Management, Privacy Law, Internal Audit, Credit, Mortgage Lending, Consumer Lending, CAMS, Commercial Lending, Operational Risk..., Financial Institutions, Financial Regulation, Securities, Regulations, Fraud, Banking Law, Financial Services, Credit Risk, Commercial Banking, Mortgage Banking, Corporate Governance, Due Diligence, Anti Money Laundering
Education
Alvernia College 1982 — 1984
BA, Accounting
Hollywood Hills High School 1969 — 1972
High School Diploma
Maureen Hemhauser's ICS Compliance Experience 2007 - January 2013
Job Senior Vice President & Chief Compliance Officer
Industry Banking
Experience
Peapack-Gladstone Bank Private Banking since 1921 February 2015 - Present
FIS - Fidelity Information Services January 2013 - Present
ICS Risk Advisors February 2007 - January 2013
ICS Compliance 2007 - January 2013
FDIC June 1990 - July 2002
Skills
Bank Secrecy Act, OFAC, Banking, Internal Audit, KYC, Internal Controls, Enterprise Risk..., AML, Financial Risk, Risk Assessment, Sarbanes-Oxley Act, Financial Services, Risk Management, Fraud, Operational Risk..., Retail Banking, Compliance
Education
Georgian Court University 1986 — 1990
BS, Accounting
Peapack-Gladstone Bank Private Banking since 1921 February 2015 - Present
FIS - Fidelity Information Services January 2013 - Present
ICS Risk Advisors February 2007 - January 2013
ICS Compliance 2007 - January 2013
FDIC June 1990 - July 2002
Skills
Bank Secrecy Act, OFAC, Banking, Internal Audit, KYC, Internal Controls, Enterprise Risk..., AML, Financial Risk, Risk Assessment, Sarbanes-Oxley Act, Financial Services, Risk Management, Fraud, Operational Risk..., Retail Banking, Compliance
Education
Georgian Court University 1986 — 1990
BS, Accounting
Jill Ashby, CRCM's ICS Compliance Experience June 2009 - December 2009
Job Senior Regulatory Management Officer at Sandy Spring Bank
Industry Banking
Experience
Sandy Spring Bank August 2015 - Present
The Patapsco Bank September 2013 - August 2015
EagleBank September 2011 - September 2013
Essex Bank January 2010 - September 2011
ICS Compliance June 2009 - December 2009
Provident Bank November 2007 - June 2009
Annapolis Bank and Trust Company (Mercantile affiliate) September 2005 - September 2007
The Bank of Richmond, N.A. June 2001 - September 2005
eFocust September 2000 - March 2001
Citizens and Farmers Bank March 1988 - September 2000
Skills
AML, Regulations, Banking, Bank Secrecy Act, Loans, HMDA, Investments, Risk Management, Credit, Anti Money Laundering, Commercial Lending, Financial Institutions, Commercial Banking, Finance, Financial Services
Education
James Madison University 1979 — 1983
BA, French, Cum laude
ABA Graduate School of Risk Management
ABA National Compliance School
Sandy Spring Bank August 2015 - Present
The Patapsco Bank September 2013 - August 2015
EagleBank September 2011 - September 2013
Essex Bank January 2010 - September 2011
ICS Compliance June 2009 - December 2009
Provident Bank November 2007 - June 2009
Annapolis Bank and Trust Company (Mercantile affiliate) September 2005 - September 2007
The Bank of Richmond, N.A. June 2001 - September 2005
eFocust September 2000 - March 2001
Citizens and Farmers Bank March 1988 - September 2000
Skills
AML, Regulations, Banking, Bank Secrecy Act, Loans, HMDA, Investments, Risk Management, Credit, Anti Money Laundering, Commercial Lending, Financial Institutions, Commercial Banking, Finance, Financial Services
Education
James Madison University 1979 — 1983
BA, French, Cum laude
ABA Graduate School of Risk Management
ABA National Compliance School
Stacy Meisel, CRCM's ICS Compliance Experience April 2005 - 2008
Job Senior Compliance Examiner at FDIC
Industry Banking
Experience
Federal Deposit Insurance Corporation March 2013 - Present
FDIC September 2008 - Present
FDIC July 2012 - March 2013
ICS Compliance April 2005 - 2008
Skills
Privacy Law, Fairs, TILA, OFAC, RESPA, Banking, HMDA, FCRA, Banking Law, Community Reinvestment..., Regulatory Examinations, Consumer Lending, Loans, Credit, Loan Servicing, Dodd-Frank, Compliance Training, AML, Financial Risk, USA PATRIOT Act, Bank Secrecy Act, Enterprise Risk..., KYC, Anti Money Laundering, Risk Management, Mortgage Lending, Financial Services, Operational Risk, Credit Risk, Commercial Banking, Due Diligence, Commercial Lending, Financial Institutions, Operational Risk...
Education
USA Graduate School 2014 — 2015
Executive Potential Program, Leadership
Skidmore College 1984 — 1988
BA, Government
American Bankers Association
Certified Regulatory Compliance Manager
Federal Deposit Insurance Corporation March 2013 - Present
FDIC September 2008 - Present
FDIC July 2012 - March 2013
ICS Compliance April 2005 - 2008
Skills
Privacy Law, Fairs, TILA, OFAC, RESPA, Banking, HMDA, FCRA, Banking Law, Community Reinvestment..., Regulatory Examinations, Consumer Lending, Loans, Credit, Loan Servicing, Dodd-Frank, Compliance Training, AML, Financial Risk, USA PATRIOT Act, Bank Secrecy Act, Enterprise Risk..., KYC, Anti Money Laundering, Risk Management, Mortgage Lending, Financial Services, Operational Risk, Credit Risk, Commercial Banking, Due Diligence, Commercial Lending, Financial Institutions, Operational Risk...
Education
USA Graduate School 2014 — 2015
Executive Potential Program, Leadership
Skidmore College 1984 — 1988
BA, Government
American Bankers Association
Certified Regulatory Compliance Manager
John Vescovo's ICS Compliance Experience December 2010 - March 2011
Job EVP, Chief Risk Officer at Bank of Santa Clarita
Industry Banking
Experience
Bank of Santa Clarita March 2011 - Present
ICS Compliance December 2010 - March 2011
John Vescovo Internal Audit and Consulting Services December 2009 - December 2010
Pacific Western Bank, formerly Affinity Bank December 2005 - December 2009
Crowe Horwath LLP, formerly Grobstein, Horwath and Company 2004 - 2005
Hutchinson and Bloodgood, LLP 2000 - 2004
First Western Bank 1999 - 2000
Office of the Comptroller of the Currency 1984 - 1999
Skills
Private Equity, Forensic Accounting, Internal Audit, Risk Management, Compliance, Management Consulting, Bank Mergers, Regulatory Affairs, Due Diligence, Auditing, Internal Controls, Mortgage Lending, Banking, Commercial Lending, Credit, Loans, Training, Enterprise Risk..., Risk Assessment, Financial Risk, Mergers & Acquisitions, Finance, Commercial Banking, Management, Cash Management, Credit Analysis, Financial Services, Financial Analysis, Corporate Governance, Leadership, Credit Risk
Education
California State University-Northridge 1979 — 1985
B.S., Accounting and Business Administration
Van Nuys High School and Van Nuys Church of Religous Science
Van Nuys High School and Van Nuys Church of Religous Science
Van Nuys High School and Van Nuys Church of Religous Science
Bank of Santa Clarita March 2011 - Present
ICS Compliance December 2010 - March 2011
John Vescovo Internal Audit and Consulting Services December 2009 - December 2010
Pacific Western Bank, formerly Affinity Bank December 2005 - December 2009
Crowe Horwath LLP, formerly Grobstein, Horwath and Company 2004 - 2005
Hutchinson and Bloodgood, LLP 2000 - 2004
First Western Bank 1999 - 2000
Office of the Comptroller of the Currency 1984 - 1999
Skills
Private Equity, Forensic Accounting, Internal Audit, Risk Management, Compliance, Management Consulting, Bank Mergers, Regulatory Affairs, Due Diligence, Auditing, Internal Controls, Mortgage Lending, Banking, Commercial Lending, Credit, Loans, Training, Enterprise Risk..., Risk Assessment, Financial Risk, Mergers & Acquisitions, Finance, Commercial Banking, Management, Cash Management, Credit Analysis, Financial Services, Financial Analysis, Corporate Governance, Leadership, Credit Risk
Education
California State University-Northridge 1979 — 1985
B.S., Accounting and Business Administration
Van Nuys High School and Van Nuys Church of Religous Science
Van Nuys High School and Van Nuys Church of Religous Science
Van Nuys High School and Van Nuys Church of Religous Science
William Rooney's ICS Compliance Experience 2010 - 2010
Job Accounting Professional
Industry Accounting
Experience
CEIS Review Inc. January 2011 - Present
ICS Compliance 2010 - 2010
Skills
Financial Analysis, Risk Management, Banking, Finance, Due Diligence, Investments, Strategy, New Business Development
Education
St. John's University 1973 — 1975
Master's degree, Controllership
St. Francis College 1964 — 1968
BBA, Accounting
CEIS Review Inc. January 2011 - Present
ICS Compliance 2010 - 2010
Skills
Financial Analysis, Risk Management, Banking, Finance, Due Diligence, Investments, Strategy, New Business Development
Education
St. John's University 1973 — 1975
Master's degree, Controllership
St. Francis College 1964 — 1968
BBA, Accounting