Drexel Burnham Lambert
Industry: Investment banking
DescriptionDrexel Burnham Lambert was an American investment bank that was forced into bankruptcy in February 1990 due to its involvement in illegal activities in the junk bond market, driven by Drexel employee Michael Milken. At its height, it was a Bulge Bracket bank, as the fifth-largest investment bank in the United States. Founder: I W "Tubby" Burnham Founded: 1935, New York City, New York, United States Ceased operations: 1994 Headquarters: New York City, New York, United States Key person: Michael Milken Subsidiaries: Drexel, Burnham, Lambert, Puerto Rico,
Drexel Burnham Lambert List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Drexel Burnham Lambert. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Drexel Burnham Lambert Salaries. You can even request information on how much does Drexel Burnham Lambert pay if you want to. Learn about salaries, pros and cons of working for Drexel Burnham Lambert directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
738 Drexel Burnham Lambert employees in database. Find out everything there's to know about Drexel Burnham Lambert employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Drexel Burnham Lambert Employees
BusinessEase Inc. August 2002 - Present
Ann & Robert H. Lurie Children's Hospital of Chicago October 2010 - March 2013
Children's Memorial Hospital October 2008 - October 2010
Engineering Animation, Inc. July 1996 - November 1998
Bristol-Myers Squibb August 1989 - July 1995
Drexel Burnham Lambert May 1985 - August 1988
TCD - Ello Furniture July 1978 - November 1981
Skills
Office Management, Organizational..., Management, Administrative..., Public Speaking, Training, Process Improvement, Social Media, Healthcare, Team Building, Event Planning, Microsoft Office, Account Management, Sales, Change Management, Business Communications, Executive Calendar..., Constant Contact, Customer Service, Database implementation..., Electronic Document..., E-mail Maintenance, Quickbooks Data Entry, Filing Systems, Meeting Planning, Office Organizing, PowerPoint..., Paper/Records Management, Spreadsheets, Web-based Research, Learning Management..., Inventory Management, Technical Support, Computer Software..., Financial Reporting, Vendor Relationships, Budget Reconciliation, Client Liaison, Purchasing Processes, Contract Negotiation, Notary Public, Newsletters, Marketing Mailings, Mail Merge, Virtual Assistance, QuickBooks Financial..., Quicken, MailChimp, File Systems, Budgets
Education
Moraine Valley Community College 2010 — 2011
Business
Nicholas Senn 1968 — 1972
College Prep
Mary Ann Liebert, Inc. September 2015 - Present
Mary Ann Liebert, Inc. June 2013 - September 2015
Mary Ann Liebert, Inc September 2012 - June 2013
Mary Ann Liebert, Inc. September 2011 - September 2012
Flexible Management Solutions, Inc January 2000 - September 2011
eparttimejobs.com May 2000 - April 2002
J.G. Woolf and Associates 1991 - 2000
Beth Israel Medical Center 1989 - 1991
Drexel Burnham Lambert 1986 - 1989
Phone Check - technology consulting firm 1985 - 1986
Skills
Business Intelligence, New Business Development, Team Building, Business Analytics, Customer Relations, Marketing, Creative Thinking, Competitive Intelligence, Creativity, Customer Service, Strategy, Sales, Management, Start-ups, Market Research, Business Development, Competitive Analysis, Email Marketing, Business Strategy, Entrepreneurship, Recruiting, Social Media Marketing, Product Management, Online Marketing, Online Advertising, Salesforce.com, Integrated Marketing, Social Networking, Digital Marketing
Education
Northeastern University 1978 — 1983
BS BA, Marketing/Management
NYU 2009 — 2011
LEED Certification
Seaport Global Securities 2009 - Present
Monterey Support Group / TPG Growth 2008 - 2009
Chanin Capital Partners 2003 - 2007
Westar Capital 1996 - 2002
Bear Stearns 1994 - 1996
Deutsche Bank 1990 - 1994
Drexel Burnham Lambert 1989 - 1990
Kidder Peabody 1984 - 1989
Skills
Accounting, Acquisition Integration, Acquisitions, Board Development, Board of Directors, Board Governance, Building Relationships, Business Analysis, Business Development, Business Strategy, Compensation Structures, Consumer Products, Corporate Finance, Corporate Tax, Debt & Equity Financing, Debt Restructuring, Divestitures, Due Diligence, Energy, Equities, Finance, Financial Analysis, Financial Modeling, Financial Reporting, Financial Services, Healthcare, International Business, Investment Banking, Investments, Leveraged Finance, LBO, Management, Mergers & Acquisitions, Portfolio Management, Private Equity, Restructuring, SaaS, Shipping, Special Situations, Statistics, Turnaround Experience, Valuation
Education
Northwestern University
BA, Mathematics & Economics (double major)
Northwestern University - Kellogg School of Management
MBA, Finance, Accounting
Northwestern University School of Law
JD
VALIC April 2014 - Present
QU Trading & Insurance December 2012 - March 2014
MetLife March 2012 - November 2012
MB Financial Bank January 2010 - February 2012
VERITRUST FINANCIAL January 2009 - January 2010
Waddell & Reed November 2005 - December 2008
CHICAGO MERCANTILE EXCHANGE January 1984 - October 2005
Drexel Burnham Lambert January 1982 - December 1985
Skills
NASD Series 7 and 66..., Division of Insurance,..., Chartered Retirement..., Banking, Sales Management, Licensing, Investments, Financial Analysis, Risk Management, Trading, Insurance, Health Insurance, Retirement, Account Management, Negotiation, Marketing, Financial Services, Strategic Financial..., New Business Development, Commodity, Wealth Management, Securities, Portfolio Management, Series 7, Finance, Management, Financial Planning
Education
Northern Illinois University
Bachelor of Science, Marketing
Kennedy
Walmart July 2012 - Present
Xcitek Consulting Services Inc. May 2009 - August 2009
Xcitek Consulting Services Inc. March 2008 - March 2009
Xcitek Consulting Services Inc. February 2007 - March 2008
Xcitek Consulting Services Inc. April 2005 - December 2006
Xcitek Consulting Services Inc. January 2004 - March 2005
JPMorgan Chase January 2003 - September 2003
JPMorgan Chase October 1986 - September 2003
Drexel Burnham Lambert March 1985 - July 1986
Skills
Microsoft Word, Access, Bloomberg, Microsoft Excel, PowerPoint, Software Lifecycle, IBM iSeries, Banking, Mutual Funds, Equities, Securities, Account Reconciliation, Trading, Fixed Income, Portfolio Management, Corporate Actions, Mergers, Financial Modeling, Management, Asset Managment, Settlement, Risk Management, Process Improvement, Investment Banking, Capital Markets, Corporate Finance, Credit, Financial Risk, Investments, Financial Analysis, Data Analysis, Financial Services, Asset, Strategic Financial..., AML, Cash Management, Back Office, Insurance, Options, Asset Management, Due Diligence, Loans, Relationship Management, Asset Allocation, Series 7, Finance, Training, Accounting, Mergers & Acquisitions, Sales
Education
Kingsborough Community College 1987 — 1989
None, Business Administration
Timberline Consulting Services 1994 - Present
Truckee Group Individual and Family Counseling January 1995 - July 2000
Tahoe Women's Services 1992 - 1994
Drexel Burnham Lambert and B.T. Rocca, Jr. & Co 1978 - 1987
Drexel Burnham Lambert 1977 - 1978
Skills
Strategic Planning, Executive Coaching, Influence Training, Facilitative Leadership, Alternative Dispute..., Leadership Development, Behavioral Change, Training Facilitation, Facilitation, Negotiation (Harvard..., Training, Workshop Facilitation, Leadership, Organizational..., Culture Change, Talent Management, Project Planning, Personal Development, Management, Executive Development, 360 Feedback, Management Development, Strategy, Emotional Intelligence, Coaching
Education
Harvard University, John F. Kennedy School of Government 2013 — 2013
Master Class, The Art and Practice of Leadership
Pacifica Graduate Institute 2000 — 2006
Doctor of Philosophy (Ph.D.), Analytical Psychology/Cultural Mythologies
Columbia University in the City of New York July 2014 - Present
St. Joseph's University August 2013 - Present
Elon University April 2010 - August 2013
New York Univeristy September 2000 - June 2010
Jefferies and Company April 2003 - June 2008
ING Nederland May 2002 - June 2003
Deutsche Bank May 1996 - April 1998
Salomon Brothers June 1993 - May 1996
Barclays Investment Bank March 1989 - April 1993
Drexel Burnham Lambert June 1979 - March 1989
Skills
Higher Education, Student Development, University Teaching, Student Affairs, Teaching, Research, Academic Advising, Science, Lecturing, Public Speaking, Statistics, Curriculum Design, Curriculum Development, College Teaching, Distance Learning, Equities, SPSS, Hedge Funds
Education
Pace 2012 — 2015
Doctor of Philosophy (Ph.D.), Finance, General
University of Miami - School of Business 1985 — 1986
Master of Business Administration (MBA), Finance, General
New York University 1980 — 1983
Bachelor of Arts (B.A.), Economics and International Relations
Private Investment Advisors 2010 - Present
Proprietary consulting, education and trading ventures 2010 - Present
AIG 1999 - 2010
S&P Capital IQ 1996 - 1999
ING 1989 - 1996
Drexel Burnham Lambert 1986 - 1989
Harvest Investments, Ltd. 1900 - 1905
Skills
Investment Strategies, Equity Research, Trading, Financial Modeling, Hedge Funds, Asset Management, Equity Option Trading, High Yield Bonds, Econometrics, Financial Statement..., Alternative Investments, Convertible Bonds, Series 7, Mutual Funds, Credit Analysis, Income Taxation, Financial Planning and..., Financial Reporting, Fund Of Funds, Equity Derivatives, Strategic Planning, Corporate Bond Ratings, Financial Accounting, Time Series Analysis, World History, Literature, Comedy, Baseball, Golf, Soccer Coaching, Chartered Financial..., Capital Markets, Equities
Education
New York University - Leonard N. Stern School of Business
Master of Business Administration (MBA), Finance, Economics
Hofstra University
Bachelor of Business Administration (BBA) Accounting, double major with B.A. - History
Crescent Capital Consulting, LLC September 2010 - Present
Equitas Capital Advisors, LLC September 2002 - September 2010
Prudential Securities 1990 - 2002
Drexel Burnham Lambert 1984 - 1990
Paine Webber (now UBS/PaineWebber) 1982 - 1984
Skills
Private Wealth..., Investments, Investment Advisory, Wealth Management, Financial Advisory, Equities, Portfolio Management, Hedge Funds, Asset Allocation, Alternative Investments, Fixed Income, Mutual Funds, Securities, Retirement Planning, Investment Strategies, Retirement, 401k, Investment Management, Management Consulting
Education
Loyola University New Orleans 1971 — 1973
B.A., Liberal Arts
De La Salle High School 1966 — 1970
Kovack Securities Inc. August 2014 - Present
UBS Wealth Management Americas July 2007 - August 2014
UBS Asset Management July 2005 - July 2007
Santander Securities April 2003 - March 2005
UBS / PaineWebber January 1987 - April 2003
Drexel Burnham Lambert August 1985 - January 1987
Banco Comercial de Mayaguez August 1983 - August 1985
Touche Ross July 1980 - August 1983
Skills
Fixed Income, Asset Management, Auditing, Strategic Planning, Financial Markets, Equities, Wealth Management, Portfolio Management, Finance, Investments, Capital Markets, Series 7, Financial Services, Due Diligence, Investment Banking, Financial Advisory, Business Strategy, Securities, Financial Analysis, Insurance, Asset Managment, Credit, Private Banking, Management, Alternative Investments, Risk Management, Budgets, Banking, Team Leadership, FINRA, Asset Allocation, Trading, Financial Planning, Mutual Funds, Structured Finance
Education
Jacksonville University 1976 — 1978
Bachelor of Science (BS), Business Administration and Management, General
St. John's School, San Juan, PR 1965 — 1972
High School
DLX Financial Group, LLC February 2012 - Present
Metropolitan West Securities April 1992 - April 2007
TSG Securities May 1990 - May 1992
Drexel Burnham Lambert October 1984 - February 1990
Skills
Strategic Financial..., Wealth Management, Equities, Portfolio Management, Mutual Funds, Financial Analysis, Hedge Funds, Broker Dealer, Institutional...
Education
Harvard University 1980 — 1984
Bachelor of Arts (B.A.), Economics
The Hotckiss School 1979 — 1980
Post Graduate
Thomas Jefferson High School 1975 — 1979
High School
Beverly Hills Fitness 2012 - Present
Fitness Brands, Inc. 2008 - Present
Amazing Goods, LLC October 2003 - July 2008
Web-Ideals 2001 - 2003
TV Shop Europe 1999 - 2001
TV Shop Euorpe 1997 - 1999
Pacific Market Concpets 1993 - 1996
Economist Intelligence Unit 1988 - 1992
Drexel Burnham Lambert 1986 - 1988
Deloitte Haskins & Sells 1984 - 1986
Education
New York University 1984 — 1987
MBA, Finance
Princeton University 1980 — 1984
AB, Economics
RGIS 2009 - Present
Societe Generale January 2005 - October 2008
UBS Investment Bank 1999 - 2005
Spear Leeds and Kellogg 1997 - 1998
CHASE/CHEMICAL BANK January 1996 - January 1997
Bank Leumi January 1995 - January 1996
GRUNTAL AND COMPANY INCORPORATED January 1994 - June 1995
DTCC 1986 - 1994
Drexel Burnham Lambert 1982 - 1986
Paine Webber 1981 - 1982
Skills
Account Reconciliation, Banking, Accounting, General Ledger, Auditing, Derivatives, Accounts Payable, Financial Statements, PeopleSoft, Fixed Income, Equities, Financial Analysis, Internal Audit, Securities, Budgets, Financial Services, Finance, Analysis, FX Options, Process Improvement, Cash, Trading, Forecasting, Cash Management, Back Office, Options, Bank Reconciliation, Accruals, Business Analysis, Bonds, Accounts Receivable, Monthly Close, Oracle, Brokerage, Internal Controls, Treasury Management, Spreadsheets, Financial Reporting, Journal Entries, GAAP, Cash Flow, Financial Accounting, Variance Analysis, Cost Accounting, Cognos ReportNet, Operations Analyst, Trade Support, Futures, Workflow, cash reconciliation
Education
City University of New York The College of Staten Island 1991 — 1993
Bachelor of Science Degree, Accounting
Kingsborough Community College 1977 — 1980
Associate of Arts (AA), Liberal Arts and Sciences/Liberal Studies
Stern Brothers August 2013 - Present
Childers Sotheby's International Realty May 2013 - Present
George k. Baum & Co. 1990 - 2012
Drexel Burnham Lambert March 1984 - February 1990
Skills
Investment Properties, Real Estate Transactions, Real Estate Development, Property Management, Condos, Relocation, Negotiation, Investors, Valuation, Single Family Homes, Asset Management, Bonds, Contract Negotiation, New Home Sales, Alternative Investments, Investments, Securities, Golf, Due Diligence, Fixed Income, Selling, Investment Banking
Education
Middlebury College 1975 — 1976
Master of Arts (MA), Spanish Language and Literature
New England College 1971 — 1973
BA, Economics
Christian Missionary Fellowship November 1991 - Present
Drexel Burnham Lambert January 1988 - June 1990
Skills
Volunteer Management, Spanish, Spiritual Direction, Research, Microsoft Office, Editing, Curriculum Development, Cross Cultural..., Leadership, Team Building, Customer Service, Microsoft Word, Microsoft Excel, Evangelism, Higher Education, Youth Ministry, Social Media, Coaching, Program Development, Social Networking, Pastoral Counseling, Religion, Gospel, Marketing, Public Relations, Staff Development, Church Events, Religious Studies
Education
Hope International University 1988 — 1990
Master of Arts (M.A.), Missions/Missionary Studies and Missiology, A
Hope International University 1984 — 1987
BA, International Studies
The Family Lodge January 2014 - Present
Victor Hotel Miami Beach November 2005 - November 2006
OlA Miami September 2004 - September 2005
GFI Group 1989 - 2002
Drexel Burnham Lambert 1985 - 1989
Skills
Latin Fusion, Italian...
Education
Johnson & Wales University 2003 — 2004
Culinary Arts
Hofstra University 1982 — 1985
BCIS, Information Systems and Business
Garden City High School
21st Century Digital Media, Inc January 2010 - Present
30DC, Inc (OTCQB: TDCH) July 2003 - Present
GHL Group, Ltd January 1998 - Present
Infinity Capital Group, Inc July 2003 - September 2010
Origin Investment Group, Inc May 1999 - February 2002
Whale Securities 1994 - 1997
Lehman Brothers 1989 - 1992
Drexel Burnham Lambert 1988 - 1989
Skills
Exit Strategies, Investor Relations, Venture Capital, IPO, Mergers, Corporate Finance, Investments, Investment Banking, Private Placements, Mergers & Acquisitions, Strategy, Finance, Due Diligence, Business Development, Capital, Securities, M&A experience, Private Equity, Valuation, Trading, Corporate Development, Start-ups, Leadership, Emerging Markets, Entrepreneurship, Mutual Funds, Executive Management, Angel Investing, Capital Raising, Funding
Education
Lafayette College
BS Engineering
SG Market Strategy & Research, LLC July 2013 - Present
MetLife 2012 - 2013
MetLife 2003 - 2011
MetLife 2000 - 2003
MetLife 1996 - 2000
Sanwa Securities (USA) Co. L.P. 1992 - 1995
EJV Partners, LLC 1990 - 1992
Drexel Burnham Lambert 1986 - 1990
Skills
Trading, Portfolio Management, Asset Allocation, Relative Value, Economics, Economic Policy, Financial Modeling, Technical Analysis, Statistics, Quantitative Analysis, Programming, Haver Analytics, CQG, Eviews, Microsoft Excel, Market Technical..., Elliott Wave Analysis, Market Profile Analysis, Foreign Currency, Structured Finance, Global Macro, Macro Analysis, Macroeconomics, Bloomberg, Oral & Written..., Fed Policy, Monetary Policy, Fiscal Policy, Asset Liability..., Insurance, Risk Management, Investment Strategies, Yield Curve Analysis, Economic Theory, Derivatives, Credit Markets, Capital Markets, Valuation, Fixed Income, Equities, Research, Hedging, Trading Systems, Retirement Planning, Wealth Management, Policy Analysis, Excel Modeling, Written & Oral...
Education
Northeastern University 1984 — 1986
MBA, Finance
University of Rochester 1979 — 1983
B.S., Neuroscience
Badger Flats, LLC January 1973 - Present
Smith Barney Harris Upham, Beverly Hills, Ca. September 1980 - December 1983
Salvage II April 1980 - August 1980
Drexel Burnham Lambert November 1977 - December 1979
Apollo Lunar Productions January 1975 - October 1977
Kenpo Karate Phoenix Arizona May 1973 - 1975
Skills
Executive Search, Talent Acquisition, Business Development, Sourcing, New Business Development, Healthcare, Recruiting, Technical Recruiting, Competitive Intelligence, Talent Management, Management Consulting, Market Research, Applicant Tracking..., Pharmaceutical Industry, Strategic Planning
Education
Northern Arizona University 1970 — 1973
Credit Suisse June 2014 - Present
Intervest Bancshares Corporation March 2012 - Present
Independent Consultant 2010 - May 2014
Credit Suisse 2000 - March 2009
Donaldson, Lufkin & Jenrette 1996 - 2000
Bear Stearns November 1994 - November 1996
Kidder Peabody March 1993 - November 1994
Montgomery Securities 1991 - 1993
Drexel Burnham Lambert 1986 - 1988
Skills
Equity Research, Corporate Strategy..., Financial Analysis, Valuation, Equities, Corporate Finance, Strategy, Financial Services, Investor Relations, Business Strategy, Asset Management, Investment Banking, Capital Markets, Finance, Hedge Funds, Investments, Thought Leadership
Education
Harvard Business School 1988 — 1990
MBA, General Management
University of Pennsylvania - The Wharton School 1982 — 1986
Bachelor of Science in Economics, magna cum laude, Accounting and Finance
Longnook Capital Management January 2013 - Present
Baltimore Capital Management June 2008 - September 2012
Longnook Capital Management October 2002 - January 2008
ING Barings October 1997 - September 2000
Furman Selz June 1991 - October 1997
Drexel Burnham Lambert 1983 - 1990
Alex Brown & Sons 1979 - 1983
Skills
Insurance, Asset Management, Investment Banking, Financial Analysis, Financial Modeling, Equity Research, Report Writing, Financial Planning, Asset Allocation, Securities, Investments, Equities, Capital Markets, Valuation, Finance
Education
The University of Chicago Booth School of Business 1978 — 1980
MBA, Finance
Northwestern University 1973 — 1974
MA, English
Rutgers, The State University of New Jersey-New Brunswick 1969 — 1973
BA, English
Sotheby's International Realty 2012 - Present
Killington Mountain School 2009 - Present
Cushing Academy 2005 - 2008
DLS Consulting 1990 - 1996
Drexel Burnham Lambert 1985 - 1990
Morgan Guaranty Trust Company of New York 1981 - 1983
Skills
Real Estate Sales, Residential Real Estate, Corporate Governance, Client Relationship..., Financial Modeling, Financial Analysis, Risk Management, Strategic Planning, Sarbanes-Oxley Act, Finance, Budget Development and..., Board of Directors, Board of Trustees, Policy and Procedure..., Policy, Residential Homes, Real Estate, Due Diligence, Investment Properties, Real Estate Transactions, Negotiation, Corporate Finance, Leadership, Relocation, Private Equity
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1983 — 1985
MBA
Lehigh University 1977 — 1981
Bachelor of Science
Parkland High School 1974 — 1977
New York University January 2010 - Present
Bank of America / Merrill Lynch November 1992 - June 2013
Drexel Burnham Lambert February 1982 - September 1990
Skills
Capital Markets, Fixed Income, Project Portfolio..., Equities, Program Management, Change Management, Hedge Funds, IT Strategy, SDLC, Risk Management, PMO, Derivatives, Securities, Portfolio Management, Financial Services, Bloomberg, Options, Investment Banking
Education
Pace University - Lubin School of Business 1984 — 1988
MBA, Finance
LIU Post 1975 — 1979
BS, Accounting
Kiwanis Club of Galesburg, IL 2007 - Present
Chicago Transit Authority December 1978 - December 2003
William G. Ceas & Co. 1976 - 1978
University of Chicago 1974 - 1976
Drexel Burnham Lambert 1972 - 1974
National Opinion Research Center 1970 - 1972
Army Security Agency 1963 - 1964
Skills
Auditing, Quicken, Payroll, Training, Internal Audit, Mergers & Acquisitions, Budgets, Forecasting
Education
University of Chicago 1968 — 1971
Master of Business Administration (MBA), Accounting and Finance, 2.5
Iowa State University 1960 — 1967
Bachelor of Science (BS), English & Speech (started in Architecture), 2.12
Army Language School 1963 — 1964
graduated, Korean language, B+
Havas Worldwide December 2011 - Present
TuneSat, LLC June 2009 - November 2011
Business Dynamics Limited September 2008 - June 2009
CCSI April 2006 - August 2008
TMNG April 2005 - April 2006
Broadview Networks April 2000 - April 2005
Verizon 1990 - 2000
Fossett/Legend Securities 1988 - 1990
Drexel Burnham Lambert July 1987 - July 1988
Skills
Visio, Access, SharePoint, Leadership, Management, Cross-functional Team..., MS Project, Budgets, Windows Server, Business Development, Strategic Planning, MySQL, Operating Systems, Cisco Technologies, Analysis, Business Analysis, Business Strategy
Education
Long Island University, Brooklyn Campus 1995 — 1997
MBA, Finance
New York Institute of Technology-Old Westbury 1982 — 1987
Finance
COEX Partners January 2014 - Present
Newedge USA November 2010 - November 2013
Calyon Financial 1990 - 2008
Carr Futures 1990 - 2008
Drexel Burnham Lambert 1987 - 1990
Skills
Options, Commodity, Trading, Electronic Trading, Derivatives, Equities, Fixed Income, Financial Markets, Trading Systems, Hedge Funds, Hedging, Trading Strategies, Capital Markets, Securities, Proprietary Trading, Series 7, Investment Banking, Technical Analysis, Brokerage, Financial Risk, Bloomberg, Asset Management, Investments, FINRA
Education
Illinois State University 1981 — 1985
BS, Agricultural Business
sycamore high 1977 — 1981
GMPM Enterprises LLC September 2012 - Present
Dahlman Rose & Co. February 2010 - March 2011
Fox-Pitt, Kelton March 1995 - December 2009
Smith Barney Shearson (Citi Group) September 1993 - March 1995
Lehman Brothers January 1987 - September 1993
Drexel Burnham Lambert May 1985 - January 1987
Skills
Electronic Trading, Trading Systems, Series 7, Fidessa, Stocks, Equity Trading, Bloomberg, Customer Relations, Order Management, ETFs, Series 63, series 55, series 24, Trading Strategies, FINRA, Equities, Series 24, Trading, Market Data, Securities, Hedge Funds, Bonds, Equity Research, Capital Markets, Financial Markets, Equity Derivatives, Investment Banking, Asset Management, Fixed Income, Customer Service
Education
Monmouth University 1981 — 1985
BS, Finance(Major), Management (Minor)
Ithaca College October 2014 - Present
Ithaca College August 2011 - Present
KPMG LLP April 2011 - Present
KPMG 1998 - Present
The Secura Group 1990 - 1998
Ryan, Beck & Co 1988 - 1990
Drexel Burnham Lambert 1987 - 1988
Ryan, Beck & Co 1984 - 1987
First Bank & Trust of Ithaca 1981 - 1984
Skills
Enterprise Risk..., Financial Modeling, Corporate Finance, Capital Markets, Risk Management, Sarbanes-Oxley Act, Management Consulting, Due Diligence, Financial Risk, Valuation, Mergers & Acquisitions, Financial Institutions, Market Risk, Credit, Credit Risk, Investment Banking, Banking, Process Improvement
Education
Ithaca College 1978 — 1981
BS, Finance
University of Tampa 1977 — 1978
Accounting
Coldwell Banker Residential Brokerage April 2009 - Present
Coldwell Banker Residential Brokerage March 2009 - Present
Drexel Burnham Lambert November 1981 - September 1989
Skills
REO, Sellers, First Time Home Buyers, Single Family Homes, Top 100 agents SF Bay..., Buyer Representation, Residential Homes, Condos, Relocation, Listings, Selling, Investments, Foreclosures, Townhomes, Investors, New Home Sales, Real Property, Referrals, SFR, e-PRO, Vacation Homes, Sales
Education
New Mexico Military Institute 1963 — 1965
University of Missouri
Bachelor of Arts (B.A.)
Lightspeed Trading December 2014 - Present
Professional Trading Solutions March 2014 - Present
Potamus Trading LLC April 2014 - Present
Apex Clearing September 2012 - March 2014
Belzberg Technologies 2010 - 2012
International Securities Exchange 2006 - 2009
Fidelity Capital Markets 2003 - 2006
Credit Suisse First Boston 1996 - 2002
Morgan Stanley 1990 - 1996
Drexel Burnham Lambert 1979 - 1990
Skills
Trading, Electronic Trading, Trading Systems, Equity Trading, Equities, Capital Markets, Options, Derivatives, Hedge Funds, Equity Derivatives, Fixed Income, Securities, Financial Markets, Market Data, Bloomberg, Risk Management, Portfolio Management, Equity Research, Investments, Asset Management, Series 63, Mutual Funds, Series 7, Alternative Investments, FX Options, Financial Services, Investment Banking, Proprietary Trading, ETFs, Valuation, Hedging, Back Office, Trading Strategies, Commodity, Bonds, FINRA, Prime Brokerage, Swaps, Turnaround Specialist, Investment Management, Technical Analysis, FX trading, Emerging Markets, Credit Derivatives, Currency, Financial Risk, Interest Rate..., Investment Strategies, Market Risk, Bloomberg Terminal
Education
Northwestern University 1975 — 1979
HCM July 2008 - Present
Concept Capital 2006 - 2008
Drexel Burnham Lambert 1978 - 1989
Skills
Accounting, Economics, Fixed Income, Marketing, Non-profits, New Business Development, Asset Managment, Film Production, Hotels, Innovation, Leadership, Negotiation, Strategic Planning, Trading, Strategic Thinking, Entertainment, Travel, Broadcast Television, Problem Solving, Investment Banking, Marketing Strategy, Investments, Start-ups, Private Equity, Hedge Funds, Asset Management, Mergers & Acquisitions, Portfolio Management, Public Relations, Nonprofits, Strategy, Venture Capital, Bloomberg, Investment Strategies, Entrepreneurship, Alternative Investments, Social Media Marketing, Management, Marketing Communications, Advertising, Sales, Digital Media, Business Development, Digital Marketing, Financial Analysis, Integrated Marketing, Finance, Strategic Partnerships, Financial Modeling, Due Diligence
Education
Northwestern University - Kellogg School of Management
MBA, Finance, Marketing, Accounting
Penn State University
BA, Economics
Charles Schwab October 1998 - April 2009
Airports Commission-City & County of San Francisco 1998 - 1998
Williams-Sonoma, Inc. 1997 - 1998
Bay Counties District Council of Carpenters 1991 - 1997
Drexel Burnham Lambert 1987 - 1990
Skills
Management, Process Improvement, Vendor Management, Leadership, Risk Management, Budgets, Program Management, Recruiting, SDLC
Education
Macomb Community College 1968 — 1970
Exit Realty Signature Properties April 2010 - Present
Newark Public Radio,Inc./WBGO FM 2006 - October 2011
Exit Realty Signature Properties 2010 - 2011
Weichert Realtors 2007 - 2009
American Stock Exchange 1998 - 2007
Republic National Bank 1994 - 1998
Republic Bank 1993 - 1998
Republic National Bank of NY 1992 - 1997
Mercadian Capital 1990 - 1993
Drexel Burnham Lambert 1987 - 1990
Education
Massachusetts Institute of Technology 1971 — 1975
4P Asset Management May 2012 - Present
Institutional Access February 2004 - May 2012
Firefly Capital December 2001 - January 2004
William Blair & Company July 1994 - August 2001
PaineWebber June 1989 - July 1994
Drexel Burnham Lambert September 1987 - June 1989
Skills
Equities, Portfolio Management, Investments, Hedge Funds, Asset Management, Capital Markets, Alternative Investments, Derivatives, Trading, Quantitative Investing, Statistical Modeling
Education
Miami University
Miami University Luxembourg
Basso Capital Management, L.P. July 1994 - Present
Smith Barney March 1990 - April 1994
Drexel Burnham Lambert 1989 - 1990
Cohen Feit & Co./Lipco June 1985 - October 1989
Skills
Hedge Funds, Alternative Investments, Investments, Asset Managment, Trading, Portfolio Management, Fixed Income, Valuation, Risk Management, Derivatives, Credit, Angel Investing, Convertible Bonds, Green Technology, Venture Capital, Options, Bloomberg, Asset Management, Commodity, Private Equity, Equities, Bonds, Equity Derivatives
Education
University of Pennsylvania - The Wharton School 1977 — 1981
B.S.E. Accounting and Finance
Harvard University
Advanced Leadership Initiative
Trigemina, Inc. September 2011 - Present
Aubrey Capital Partners October 2010 - September 2014
Seaphantom International 2011 - 2012
Portal Group Holdings September 2006 - May 2011
Frenkel & Co., Inc. September 2002 - September 2005
iBenefits/Ultralink 2000 - 2001
Hales & Company January 1994 - January 2000
Yeomans Robinson & Co. April 1990 - January 1994
Drexel Burnham Lambert October 1986 - February 1990
US Navy January 1980 - September 1984
Skills
Finance, Insurance, Investment Banking, Financial Services, Biotechnology, Insurance Brokerage, Merchant Banking, Leadership, Strategy, Equities, Employee Benefits, Mergers, Venture Capital, Strategic Planning, Business Development, Start-ups, Business Strategy, Corporate Finance, Mergers & Acquisitions, Management
Education
Stanford University Graduate School of Business 1984 — 1986
MBA, Finance and Strategy
The University of Texas at Austin 1978 — 1979
Classics
Kenyon College 1974 — 1978
A.B., Classics, Political Science
MidOcean Partners January 2013 - January 2015
FlightAware March 2008 - May 2012
FlightAware March 2008 - February 2012
West Valley Flying Club January 2006 - April 2008
Madison Capital December 2004 - January 2006
Betzold Research and Trading March 2003 - October 2004
Deutsche Bank Alex. Brown May 1994 - December 1999
Citicorp Securities February 1992 - May 1994
BT Securities February 1990 - January 1992
Drexel Burnham Lambert April 1986 - February 1990
Skills
Strategic Planning, Leadership, Sales, Aviation, Sales Management, Business Development, Start-ups, Strategy, New Business Development, Team Leadership, Business Strategy, Contract Negotiation, Operations Management, Account Management, Analysis, Management
Education
New York University - Leonard N. Stern School of Business 1980 — 1982
MBA, Finance/International Business
Montclair State University 1976 — 1980
BA, Economics/Political Science
ADRIAN EAST January 2014 - Present
DESIGNERS BEST BUYING 2010 - Present
East Lane Enterprises, Inc. dba "ADRIAN EAST" (formerly Fiersons) December 2002 - Present
DESIGNER'S BEST FOR KIDS 2011 - January 2014
DESIGNER BRIDE INC. 2008 - October 2010
EASTTECH.COM March 2000 - May 2002
SALOMON SMITH BARNEY March 1993 - February 2000
ADRIAN LANE ASSOCIATES, INC 1998 - 2000
SHEARSON LEHMAN HUTTON 1987 - 1993
Drexel Burnham Lambert 1982 - 1985
Skills
Business Analysis, Apparel, Sales, Entrepreneurship, Analysis, Project Planning, SDLC, Merchandising, Integration, Textiles, Databases, Luxury Goods, Product Marketing, Social Media, Real Estate Transactions, Fashion Design, Interior Design, Fashion Buying, Marketing, Management, Retail, Marketing Strategy, Fashion, Project Management
Education
New York School of Interior Design 2007 — 2009
Interior Design
New York University 1978 — 1980
BFA, Tisch School of The Arts
Kerry Capital Advisors, Inc. 2011 - Present
KaBloom January 2014 - Present
Coral Reef Capital 2012 - 2012
Lincolnshire Management 2002 - 2010
Triumph Capital Group 1990 - 2001
Drexel Burnham Lambert 1988 - 1990
Credit Suisse 1986 - 1988
Lazard 1984 - 1986
Bain & Company 1980 - 1983
Skills
Private Equity, Venture Capital, Mergers, Investments, Due Diligence, Valuation, Alternative Investments, Asset Managment, Investment Banking, Corporate Finance, Start-ups, Hedge Funds, Financial Modeling, Equities, Business Strategy, Entrepreneurship, Corporate Development, Capital Markets, Portfolio Management, Private Placements, Asset Management, Emerging Markets, Finance, LBO, Mergers & Acquisitions, Restructuring, Equity Research, Investment Management, M&A experience, Leveraged Finance, Financial Structuring, Investor Relations, Capital Raising, IPO, Capital, Growth Capital, Deal Sourcing, Fund Of Funds, Structured Finance, Business Valuation
Education
Harvard Business School
MBA, Finance, General, Century Club
Harvard University
AB, Cum Laude, Government, History, Magna Cum Laude, Senior Thesis
Lincoln-Sudbury High School
National Merit Scholar
Coldwell Banker residential brokerage Hoboken NJ January 2013 - Present
La Corsa Tours January 1992 - Present
Wachovia Securities, LLC October 1989 - September 2004
Drexel Burnham Lambert 1985 - 1989
Skills
Real Estate, Relocation, Sellers, First Time Home Buyers, Investment Properties, Condos, New Home Sales, REO, Single Family Homes, Due Diligence, Listings, Foreclosures, Rentals, Referrals, Buyers, Luxury, Investors, Property, Buyer Representation, Martial Arts, Selling, Short Sales, Residential Homes, Real Estate Transactions
Education
Northeastern University 1973 — 1978
BS, Accounting
American Te Heaven and Earth Society
Citi Executive Services 1996 - Present
Lehman Brothers 1989 - 1995
Drexel Burnham Lambert 1983 - 1989
Skills
Vendor Management, Food & Beverage, Strategic Planning, Support Services..., Outsourcing Management, Project Management, Expense Management, Process Engineering, Contract Negotiation, Management, Food Service, Leadership, Operations Management, Team Building, Change Management, Training, P&L Management, Customer Service, Forecasting, Cross-functional Team..., Team Leadership, Process Improvement, Income Statement, Food, Purchasing, P&L, Inventory Management, Customer Satisfaction, Budgets, Hospitality, Restaurants, Catering
Education
The Culinary Institute of America 1978 — 1980
AOS, Culinary Arts
Hofstra University 1972 — 1974
BA, Humanitites
NC State University Foundation December 2011 - Present
Panamax Capital November 1998 - Present
Nomura Capital 1995 - 1998
General Re Financial Products 1992 - 1995
Kemper Derivative Products Group 1990 - 1992
Drexel Burnham Lambert 1985 - 1990
First Boston 1983 - 1985
Amoco Production Company 1981 - 1983
Skills
Capital Markets, M&A experience, Principal Investing, Trade Finance, Cross-border..., Securitization, Credit Derivatives, Structured Products, Corporate Finance, Strategic Partnerships, Portfolio Management, Risk Management, Marketing, Business Strategy, Marketing Strategy, Venture Capital, Private Equity, Fixed Income, Investment Banking, Hedge Funds, Mergers & Acquisitions, Due Diligence, Asset Management, Investments, Emerging Markets, Private Placements, Financial Services, Structured Finance, Valuation, Options, Alternative Investments, IPO, Finance, Strategy, Strategic Planning, Financial Structuring, Investor Relations, Securities, Start-ups, Mergers, Financial Risk, Derivatives, Financial Modeling, Corporate Development, Executive Management, International Business, Equities, Restructuring, Trading, Investment Management
Education
Tulane University, Graduate School of Engineering 1981 — 1983
Petroleum Engineering
North Carolina State University - College of Management 1979 — 1981
Operations Research Graduate Program
North Carolina State University - College of Physical and Mathematical Sciences 1974 — 1979
BS, Mathematics
StoneCastle Partners, LLC February 2014 - Present
Emerging Managers Group, LP February 2009 - February 2014
Reserve Management February 2006 - February 2009
New York Life Investment Management April 1996 - June 2005
Alliance Capital Management April 1988 - April 1996
Drexel Burnham Lambert May 1986 - April 1988
Lexington Management Corporation October 1983 - May 1986
Peat Marwick Mitchell & Co. September 1981 - October 1983
Skills
Money Market, Mutual Funds, Equities, System Administration, Securities, Asset Managment, Fixed Income, Audit Committee, Accounting, Financial Services, Investments, Hedge Funds, Recruiting, Offshore Funds, Alternative Investments, Asset Management, Banking, Auditing, Valuation, Fund Of Funds, Portfolio Management, Finance
Education
Manhattan College 1977 — 1981
BS, Accounting
Community Funding Corp. 1998 - Present
Drexel Burnham Lambert March 1986 - October 1990
Skills
Negotiation, Investment Properties, Financial Analysis, Strategic Planning, Business Development, Real Estate, Public Speaking, Operations Management, Contract Negotiation, Residential Homes, Real Estate Development, New Business Development, Real Estate Transactions, Sales, Budgets, Insurance, Leases, Due Diligence, Marketing, Property Management, Mergers & Acquisitions, Marketing Strategy, Management, Sales Management, Investments, Leadership, Team Building, Account Management, Asset Management, Customer Service
Education
Kenyon College 1969 — 1973
BA, English Psychology
JMMé Enterprises, LLC January 2014 - Present
Tycheros Advisors, LLC January 2010 - Present
Suoritus Partners, LLC January 2001 - 2010
Kenmar 1991 - 2000
Kenmar Advisory Corp 1991 - 2000
Drexel Burnham Lambert 1988 - 1989
Skills
Investments, Portfolio Management, Hedge Funds, Alternative Investments, Equities, Private Equity, Asset Management, Trading, Finance, Fixed Income, Valuation, Capital Markets, Due Diligence, Pensions, Securities, Start-ups, Venture Capital, Entrepreneurship, Management, Financial Modeling, Mergers & Acquisitions
Education
New York Institute of Technology-Old Westbury 1988 — 1990
BS, Finance, Math
Virginia Polytechnic Institute and State University 1985 — 1988
Electrical Engineering, Math
Citigroup September 2009 - February 2012
Citigroup September 2004 - September 2009
Citi 1998 - 2004
Citigroup July 1992 - June 1998
Citigroup August 1989 - June 1992
Drexel Burnham Lambert October 1987 - August 1989
Pershing June 1985 - October 1987
Skills
Equities, Back Office, Settlements, Fixed Income, Securities, Bloomberg, Middle Office, Transfer Agency, Supervising, Research, Break Reconilation, Problem Solving, Break, Settlement, DTC, Euroclear, Prime Brokerage, Bonds, Options, Derivatives, Finance, Trading, Corporate Actions, Capital Markets, Financial Services
Education
LIU Brooklyn 1990 — 1994
M.B.A., Finance
Pace University - Lubin School of Business 1986 — 1989
B.B.A., Management
Neuberger Berman September 2008 - Present
The Maritime Aquarium at Norwalk July 2012 - Present
CFA Institute 2005 - 2011
NYSSA 2001 - 2011
David J. Greene and Company September 1992 - September 2008
Paine Webber 1989 - 1992
Drexel Burnham Lambert 1984 - 1989
Skills
Alternative Investments, Investment Strategies, Asset Managment, Fixed Income, Portfolio Management, Equities, Investments, Asset Allocation, Equity Research, Bloomberg, Series 7, Bonds, Mutual Funds, Hedge Funds, Capital Markets, Securities, Investment Management, Finance, Investment Banking, Asset Management, Wealth Management, Investment Advisory, Valuation, Financial Modeling
Education
Ithaca College 1980 — 1984
BS, Business Management/ Econ minor
Rye Country Day School 1979 — 1980
Scarsdale HS 1977 — 1978
Haidar Capital Management April 1997 - Present
Credit Suisse First Boston March 1994 - March 1997
Lehman Brothers February 1989 - March 1994
Drexel Burnham Lambert April 1986 - March 1989
Skills
Derivatives, Hedging, Options, Currency, Fixed Income, Global Macro, Hedge Funds, Trading, Alternative Investments, Investments, Asset Management, Managed Futures, Structured Products, Portfolio Management, Proprietary Trading, Trading Strategies
Education
The University of Chicago 1983 — 1986
Economics
Harvard University 1979 — 1983
AB/AM, Economics
Central High School of Philadelphia 1975 — 1979
BA
Institutional Analyst Inc. January 1995 - Present
Chicago Stock & Bond Club January 2005 - 2014
Drexel Burnham Lambert 1985 - 1989
Skills
Equities, Private Equity, Investor Relations, Trading, Investments, Mergers, Investment Banking, Valuation, Venture Capital, Financial Analysis, Corporate Finance, Capital Markets, Mergers & Acquisitions, Portfolio Management, Hedge Funds, Securities, Private Placements, Financial Modeling, Start-ups
Education
University of California, Los Angeles 1979 — 1981
Finance
Loyola University Chicago 1978 — 1979
Finance
Southern Illinois University, Carbondale 1976 — 1977
Finance
PNC/Hawthorn April 2012 - Present
Private Foundation 1999 - Present
Reykjavik University September 2005 - December 2013
CFA Institute July 2010 - March 2012
Boston University School of Management June 2002 - March 2012
Prudential Investments June 2002 - May 2007
Boston University School of Management 2001 - 2002
MFS Investment Management July 1989 - December 2000
Drexel Burnham Lambert January 1987 - June 1989
Fuqua School of Business September 1983 - December 1986
Skills
Fixed Income, Portfolio Management, Asset Managment, Derivatives, Investments, Asset Allocation, Capital Markets, Investment Strategies, Valuation, Investment Management, Economics, Financial Markets, Wealth Management, Macroeconomics, Asset Management, Hedge Funds, Financial Advisory, Finance
Education
Harvard University 1977 — 1983
Ph.D., Economics
Northwestern University 1973 — 1977
BA, Economics
Speed Capital January 2015 - Present
Capital Formation Group January 1999 - Present
Strategic Capital Management January 2002 - December 2014
Daiwa Securities Capital Markets January 1986 - January 1994
Drexel Burnham Lambert January 1983 - January 1986
Skills
Strategic Planning, Customer Relations, Negotiation, Business Strategy, Marketing Strategy, Investments, New Business Development, Asset Management, Business Planning, Real Estate, Capital, Due Diligence, Risk Management, Mergers & Acquisitions, Business Development, Customer Service, Strategy, Marketing, Contract Negotiation, Management Consulting, Start-ups, Entrepreneurship, Finance, Valuation, Trading, Selling, Financial Analysis, Bonds, Small Business, Leadership, Budgets, Fundraising, Public Speaking, Management, Portfolio Management, Sales
Education
The University of Chicago 1982 — 1984
MBA, Finance and Marketing
Northwestern University 1976 — 1980
BSIE, Industrial Engineering, Mathematics
Weatherford College Jazz March 2010 - Present
CMEGROUP 1979 - 2007
consolidated beef producers 2001 - 2002
Team Kpy Land,Livestock,Commodities July 1992 - January 2001
drexel burnham lambert 1978 - 1979
thompson mckinnon securities 1977 - 1978
kroger 1975 - 1977
dubuque packing 1970 - 1975
Skills
Commodity, Trading, Portfolio Management, Nonprofits, Start-ups, Sales
Education
Northeastern University 1971 — 1972
assoc, bus.adm
Onondaga Community College 1969 — 1970
assoc, lib arts/music
Syracuse University 1965 — 1970
Associate's degree Music Performance,Jazz, MUSIC/JAZZ
nottingham 1965 — 1968
Yes, coll prep
AdPrime Media January 2015 - Present
ContextMedia, Inc. January 2012 - January 2015
Probity Medical January 2010 - December 2011
SIH Corp June 2007 - January 2010
NBC Universal / ION Media Networks September 2005 - August 2007
NBC Universal / GE Healthcare May 2001 - September 2005
Osprey Capital January 1996 - December 2001
Ladenburg Thalmann January 1989 - December 1995
Drexel Burnham Lambert October 1983 - December 1988
Skills
Marketing Experiment, o, Point Of Care Marketing, Start-ups, Advertising, Healthcare, Forecasting, Digital Media, Point of Care, Marketing, Digital Marketing, Integrated Marketing, Strategy, New Business Development, Business Development, Strategic Planning, Entrepreneurship, Sales, Digital Strategy, Selling, Product Launch, Strategic Partnerships, Team Leadership, SEO, Management, Marketing Strategy, Leadership, Online Advertising, Social Media Marketing, Cross-functional Team..., Competitive Analysis
Education
Jacksonville University 1979 — 1983
BS, Business Finance
IONA Prep 1974 — 1978
Guilder Group LLC 2013 - Present
AllianceBernstein 2011 - 2012
Bessemer Trust 2008 - 2010
Clay Finlay Inc 2002 - 2008
Scudder Stevens and Clark / Zurich Scudder Investments (Now Deutsche Asset Management) 1994 - 2002
US Trust 1991 - 1994
Drexel Burnham Lambert 1987 - 1990
Skills
Portfolio Management, Equities, Equity Research, Wealth Management, Strategy, Financial Services, Risk Management, Asset Allocation, Economics, Chartered Financial..., Thought Leadership, Research Management, Client Relations Skills, options, public speaking, Client Presentation, research manage, Meditation, Mutual Funds, ETFs, Investment Strategies, Asset Management
Education
New York University
MA
New York University
BA
Self-employed September 1997 - Present
Tamara's Interiors LLC January 1997 - Present
Bear Stearns May 1994 - December 1996
Mayo Clinic June 1990 - August 1995
Drexel Burnham Lambert September 1986 - December 1989
Skills
Graphic Design, Social Media, Web Design, Photoshop, Photography, Advertising, Marketing Strategy, Public Speaking, Public Relations, Microsoft Office, Strategic Planning, Project Management, Marketing, Investments, Sales, Email Marketing, Social Media Marketing, Marketing Communications
Education
New York University 2012 — 2012
certificate of Appraisal, decorative arts
Spring Hill College 1983 — 1986
Masters degree, International Relations and Affairs
Western Golf Association & Evans Scholars Foundation January 2011 - Present
Kingore Partners, LLC August 2007 - January 2011
Liquidity Direct Technology, LLC 2002 - 2004
Heidrick & Struggles 1998 - 2000
Wilmington Securities, Inc. April 1990 - May 1995
Drexel Burnham Lambert December 1984 - September 1988
Goldman Sachs June 1982 - December 1984
Skills
Leadership, Fundraising, Business Strategy, Marketing Communications, Public Speaking, Financial Services, Change Management, Program Development, Entrepreneurship, Leadership Development
Education
Marquette University 1978 — 1982
Bachelor of Arts (B.A.), Major in Communications. Minor in Business Administration
BCT Partners October 2014 - Present
DSCI September 2013 - August 2014
Engineering Solutions & Products, LLC April 2008 - August 2013
Structure Tone April 2007 - April 2008
Sharbell Development Corp November 1997 - March 2007
Richard A Eisner & Co December 1994 - November 1997
US Army Audit Agency February 1992 - December 1994
Equitable Capital Management Corp October 1990 - February 1992
Drexel Burnham Lambert June 1987 - May 1990
Nidisco electronics 1979 - 1987
Skills
Financial Reporting, Accounting, Auditing, Cost Accounting, General Ledger, Finance, Financial Statements, Internal Controls, GAAP, Account Reconciliation, Internal Audit, Management, Government Contracting, Budgets, Accounts Payable, Financial Analysis, Process Improvement, Deltek, Fixed Assets, Payroll, Analysis, Employee Relations, Business Analysis, Tax, Financial Audits, Bank Reconciliation, General Ledger..., Revenue Recognition, Journal Entries, Unanet, Costpoint, CPA,CGMA, CAS and FAR Compliance, Construction accounting, Not for Profit..., Software Conversions...
Education
New Jersey City University 1987 — 1992
Bachelor of Science (BS), Business Administration/Accounting
New Jersey City University 1982 — 1985
Bachelor's degree, English
Hudson Catholic High School 1976 — 1980
HS Diploma, College prep, 9 college credits, College Preparation
Commerzbank AG January 2009 - September 2010
Dresdner Bank AG December 2000 - December 2008
Paine Webber January 1996 - November 2000
Schroder Wertheim July 1990 - December 1995
Drexel Burnham Lambert June 1986 - February 1990
Yasuda Trust Europe September 1985 - June 1986
Skills
Trading, Fixed Income, Capital Markets, Derivatives, Emerging Markets, Portfolio Management, Structured Finance, Asset Management, Money Market, Banking, Credit, Bonds
Education
Loughborough University 1982 — 1985
Banking and Finance
Stowe School 1976 — 1981
Wells Fargo Advisors January 2012 - Present
Morgan Stanley June 2002 - December 2011
Prudential Securities April 1988 - May 2002
Drexel Burnham Lambert August 1986 - April 1988
Skills
Retirement Planning, 401k Rollovers, Asset Allocation, Retirement Income..., Market Risk, Tax Advantage Income, Investment Planning, Cash Management, Insurance, Investments
Education
Jacksonville University 1976 — 1980
BS, Economics/Management
ECPI University November 2014 - Present
ECPI University November 2008 - October 2014
AMC Technology, L.L.C. August 2007 - September 2008
Acision (formerly LogicaCMG) July 2001 - July 2007
Cisco Systems, Inc. April 1999 - 2001
Ericsson 1992 - 1999
Spectrum Communications and Electronics, Inc. (SCE) 1988 - 1992
General Instrument 1987 - 1988
Drexel Burnham Lambert 1982 - 1987
Skills
Program Management, Product Management, Strategy, Marketing, Telecommunications, Product Marketing, Go-to-market Strategy, Wireless, Strategic Partnerships, Strategic Planning, Training, Higher Education, Cross-functional Team..., Team Building, Team Leadership, Enterprise Software, Leadership, Staff Development, Public Speaking, Mobile Devices, E-Learning, Marketing Strategy, VoIP, Executive Management, Management, Team Management, CRM, Educational Technology, New Business Development, Communication, Product Development, Electronics, Engineering, Education, Education Management, Software Engineering, Leadership Development, Networking, Business Strategy, Data Analysis, Integration, Consulting
Education
Virginia Commonwealth University 2011 — 2013
Ph.D., Electrical and Computer Engineering
New York University 1993 — 1994
(Was Polytechnic University) MS, Electrical Engineering
University of Rhode Island 1983 — 1987
BSEE, Electrical Engineering
Stuyvesant High School 1980 — 1983
WallachBeth Capital October 2013 - Present
I A Englander Options Floor January 2013 - October 2013
Kota Global Securities May 2009 - December 2012
Westrock Advisors November 2008 - March 2009
Aeneas Capital Management March 2000 - June 2007
SAC Capital January 1998 - March 2000
Israel A. Englander & Co. December 1989 - December 1997
Drexel Burnham Lambert September 1985 - December 1989
Education
Mercyhurst University 1981 — 1985
Guggenheim Partners 2012 - Present
Australian Trade Commission 2010 - 2012
American Australian Association 2007 - 2011
Mount Kellett 2008 - 2010
Brentwood School 2006 - 2008
TCW Group 1996 - 2008
Goldman Sachs 1994 - 1996
Chanin Capital Partners 1990 - 1994
Drexel Burnham Lambert 1987 - 1989
Skills
Private Equity, Investments, Investment Banking, Equities, LBO, Valuation, Hedge Funds, Financial Modeling, Venture Capital, High Yield, Management, Growth Capital, Corporate Finance, Capital Markets, Strategic Planning, Due Diligence, Alternative Investments
Education
Macquarie University 1989 — 1990
MA
Harvard University 1983 — 1987
AB
SFCC January 1996 - Present
Hambrecht & Quist LLC March 1981 - December 1990
Drexel Burnham Lambert March 1979 - March 1981
Reynolds Securities, Inc February 1973 - June 1978
Computer Sciences Corporation 1970 - 1972
Skills
Business Strategy, Editing, Public Relations, Marketing Strategy, Strategy, Business Development, Teaching, Microsoft Office, Team Building, Fundraising, Event Management, Strategic Planning, Management Consulting, Organizational..., Entrepreneurship, Project Management
Education
Pepperdine University 1974 — 1976
MBA
McGill University 1967 — 1969
International Economics
Venable LLP January 2012 - Present
Howrey LLP September 1996 - April 2011
AEG Staples Center October 2003 - January 2011
Nederlander Concerts - Greek Theatre April 2002 - October 2006
Loeb & Loeb LLP April 1994 - August 1996
Howarth & Smith January 1994 - March 1994
Greenfield & Chimicles April 1990 - December 1993
Drexel Burnham Lambert January 1989 - February 1990
Skills
Microsoft Word
Education
Los Angeles City College 1989 — 1990
Business Administration
Trinity Lutheran School
Trinity Lutheran School
Trinity Lutheran School
Trinity Lutheran School
Trinity Lutheran School
Trinity Lutheran School
PIMCO 2013 - Present
Morgan Stanley Smith Barney 2009 - 2013
Citigroup Global Markets Inc. 2008 - 2009
Citigroup Global Markets Inc. 1998 - 2007
Salomon Smith Barney 1993 - 1998
Shearson Lehman Brothers 1988 - 1993
Drexel Burnham Lambert 1986 - 1988
Skills
Mutual Funds, Alternative Investments, Annuities, Brokerage, Fixed Annuities, 529 Plans, Fixed Income, Back Office, Relationship Management, Investments, Asset Allocation, Project Management, Middle Office, Retirement Planning, Asset Management, Business Analysis, Risk Management, Program Management, Securities, Equities, 401k, Portfolio Management, Bonds, Financial Services, Financial Risk, Trading Systems, Wealth Management, Insurance, Investment Advisory, Investment Management, Management, Financial Markets, Trading, Banking, Finance, Financial Advisory, Budgets, Retirement
Education
College of Engineering, Madras
B.S, Engineering
New York University
IT
Furlocity, Inc. June 2014 - Present
W.R. Valentine, LLC April 2010 - Present
China Industrial Steel, Inc. January 2010 - Present
Winthorp Capital Group, LLC January 2000 - Present
F.E. DiBacco, Inc. February 2004 - November 2012
Breen Capital Group May 1996 - December 1999
First Fidelity Bank December 1987 - May 1996
Drexel Burnham Lambert October 1985 - December 1987
Phillips, Appel & Walden June 1982 - October 1985
Skills
Venture Capital, Mergers, Private Equity, Business Strategy, Due Diligence, Investments, Financial Modeling, Corporate Finance, Investment Banking, Start-ups, Banking, Finance, Securities, Portfolio Management, Entrepreneurship, Strategic Partnerships, New Business Development, Management, Analysis, Financial Structuring, Negotiation, Private Placements, Structured Finance, Funding, Financial Services, Joint Ventures, Mergers & Acquisitions, IPO, Board of Directors, Project Finance, Strategy, Corporate Development, Valuation, Equities, Executive Management, Capital, Investor Relations, Business Planning, Restructuring, Emerging Markets, Trading, Asset Management, Capital Markets, M&A experience, Financial Advisory, LBO, Alternative Investments, Cash Management
Education
Kean University 1978 — 1982
Bachelor of Science, Management Science
Stevens Institute of Technology 1976 — 1978
Chemical Engineering
Roselle Catholic 1972 — 1976
HS, College Prepatory
Nordex September 2011 - Present
CH Energy Group, Inc. December 2007 - September 2011
International Investment Group, Inc. March 1993 - December 2007
Pace Global Energy Services November 2003 - August 2005
Optiglobe February 2000 - July 2001
EnergyWorks July 1997 - February 2000
Overseas Private Investment Corporation August 1987 - March 1993
Drexel Burnham Lambert December 1985 - July 1987
The Chase Manhattan Bank September 1978 - March 1986
Skills
Project Finance, Renewable Energy, Mergers & Acquisitions, Start-ups, Energy, Wind, Business Development, Venture Capital, Sustainable Energy, Finance, Investments, Biomass, Management, Project Management, Leadership
Education
Harvard University 1981 — 1982
Ed M, International Development
Stetson University College of Law 1977 — 1978
J.D., Law
New College of Florida 1971 — 1974
B.S., Philosphy
William Pitt Sotheby's International Realty 2008 - Present
Brenner Securitites 1992 - 1994
Miller Tabak Hirsch 1990 - 1992
Drexel Burnham Lambert 1984 - 1990
Skills
Real Estate, Negotiation, Investment Properties, Marketing Strategy, Sellers, Condos, Relocation, Real Estate Transactions, Sales, Buyer Representation, Marketing, Single Family Homes, First Time Home Buyers, Construction, Short Sales, Public Speaking, Listings, New Home Sales, Foreclosures, Waterfront, Luxury
Education
New York University 1980 — 1984
Bachelor of Arts (B.A.), Psychology
Staples High School, Westport, CT
Thornapple Associates, Inc. October 1983 - Present
Conner Capital Corporation 1983 - 1998
Prudential Insurance Company of North America 1980 - 1983
Pace University, Graduate School of Business 1980 - 1983
Drexel Burnham Lambert 1979 - 1980
Donaldson, Lufkin & Jenrette 1977 - 1979
University of California, Santa Barbara September 1971 - June 1973
US Army 1966 - 1971
IBM, San Jose, California June 1965 - August 1966
Skills
Securities, Litigation, Arbitration, Mediation, Options, Suitability, Index Options, Trading, Portfolio Management, Equities, Margin, Damages, Prime Brokerage, Clearing, Futures Trading, Hedge Funds, Derivatives, Arbitrage, Statistical Arbitrage, Volatility Arbitrage, Index Arbitrage, Mutual Funds, Investment Advisory, International..., Convertible Bonds, Preferred Stock, Investments, Risk Analysis, Securities Regulation, Securities Litigation, Business Litigation, Hedging, Corporate Law, White Collar Criminal..., Corporate Governance, Class Actions
Education
Harvard Business School 1975 — 1977
MBA, Finance & Real Estate emphasis
Harvard University, John F. Kennedy School of Government 1973 — 1977
M.P.A., Foreign Policy, Economics & Statistics
Massachusetts Institute of Technology 1973 — 1975
N/A, Government & Economics
University of California, Santa Barbara 1971 — 1973
B.S., History & Political Science
U.S. Institute for Advanced Russian & East European Studies, Garmisch, Germany 1969 — 1969
N/A, Russian language immersion; Soviet intelligence
University of Maryland, West Berlin, Germany 1968 — 1969
N/A, U.S. & Soviet Foreign Policy Studies
University of Miami, Coral Gables, Florida 1964 — 1966
N/A, Marine Biology, Russian, Mathematics
Camden HIgh School, San Jose, California 1962 — 1964
Diploma, Science and Math, Spanish
Northport High School, Northport, L.I., NY 1960 — 1962
N/A, Science and Math, Spanish
Xurge Capital Partners, LLC April 2015 - Present
Britton Hill Capital July 2011 - September 2014
Morgan Joseph TriArtisan LLC 2003 - 2010
Kemper / Everen Securities 1990 - 2000
Drexel Burnham Lambert 1983 - 1990
Skills
CPA, Accounting, Financial Analysis, Financial Reporting, Strategic Financial..., Auditing, Tax, Financial Modeling, Internal Controls, Financial Accounting, Financial Planners, QuickBooks, Banking, Risk Management, Budgets, Corporate Finance, Investment Banking, Private Equity, Capital Markets, Financial Planning, Fixed Income, Valuation, Asset Management, Bonds, Equities, Financial Risk, Hedge Funds, Mergers & Acquisitions
Education
Long Island University, C.W. Post Campus
BS, Accounting and Finance
Interactive Data May 2014 - Present
TradingScreen January 2013 - April 2014
Benchmark Solutions April 2010 - January 2013
Tradeweb August 2007 - March 2010
Thomson Financial March 2006 - August 2007
Bloomberg, LP September 2001 - March 2006
Bloomberg, LP July 1990 - September 2001
Drexel Burnham Lambert 1985 - 1990
Skills
Electronic Trading, Market Data, Fixed Income, Derivatives, Bloomberg, Business Analysis, Credit, Risk, Pricing, Credit Derivatives
Education
New York Institute of Technology 1983 — 1985
MS
Iona College 1977 — 1981
BA
Paloma Partners Management Company October 2013 - Present
KCM LLC January 2011 - Present
Zeus Capital LLC September 1997 - Present
JP Morgan August 1993 - July 1997
Merrill Lynch 1990 - 1993
Drexel Burnham Lambert 1987 - 1990
Skills
Hedge Funds, Trading, Investment Banking, Private Equity, Quantitative Investing, Investments, Capital Markets, Venture Capital, Valuation, Financial Modeling, Alternative Investments, Due Diligence
Education
Syracuse University - Martin J. Whitman School of Management 1985 — 1987
MBA, Finance
Shri Ram College of Commerce 1981 — 1984
B Com, Business
Modern School 1969 — 1981
Commerce
Visa May 2004 - Present
Wright Express 2001 - 2004
UNUM 1990 - 1999
Drexel Burnham Lambert February 1986 - July 1988
Skills
Business Analysis, Integration, Business Requirements, SDLC, EAI, Testing, Databases, Software Project..., Agile Methodologies, Credit Cards, Leadership, Quality Assurance, Requirements Analysis, Business Process, Analysis, Systems Analysis, Enterprise Architecture, SOA
Education
New York University 1985 — 1986
Computer Programming Certificate
Westminster Choir College 1969 — 1973
Bachelor of Music
Shelter Capital Partners February 2000 - Present
Main Street Advisors December 1992 - February 2000
Schroder Wertheim 1990 - 1996
Drexel Burnham Lambert May 1985 - February 1990
Skills
Strategic Partnerships, Management, Start-ups, Venture Capital, Entrepreneurship, Private Equity, Strategy, Digital Media
Education
Loyola Marymount University 1985 — 1988
Bachelor's degree, Business Administration and Management, General
Marymount Palos Verdes College 1983 — 1985
Associate of Arts (A.A.), General Studies
Sacred Heart of Mary
Learning Tree International June 2015 - Present
ESI International 1999 - June 2015
Exchange Analytics 1998 - 1999
QMW Capital 1997 - 1998
Salomon Smith Barney 1992 - 1997
Rodman & Renshaw 1989 - 1992
Drexel Burnham Lambert 1985 - 1989
Chicago Board of Trade 1983 - 1985
Skills
Sales, Coaching, Leadership Development, Training Delivery, Team Building, Salesforce.com, New Business Development, Program Management, Account Management, Solution Selling, Change Management, Project Management, Training, Business Development, Strategic Partnerships, Business Analysis, Management, Vendor Management, CRM, Leadership, Management Consulting, Strategy, Cross-functional Team..., Consulting, Team Leadership, Sales Process, Strategic Planning
Education
Michigan State University
Ridgecrest Capital, Inc 1992 - Present
Secured Capital Corp 1990 - 1991
Drexel Burnham Lambert 1987 - 1990
Kenneth Leventhal & Co 1986 - 1987
EY 1982 - 1985
Skills
Chartered Financial..., State Bar of California, CPA, Real Estate Broker, Licensed Securities..., Venture Capital, Private Equity, Asset Managment, Financial Modeling, Valuation, Equity Research, Real Estate Economics, Investment Advisory, Portfolio Management, Series 63, Investment Banking, Fixed Income, Asset Management, Capital Markets, Business Valuation, High Net Worth..., DCF, Due Diligence, Securities, Financial Analysis, Emerging Markets, Asset Allocation, Bonds, Private Placements, Acquisitions, Restructuring, Investment Management, Licensing, Structured Finance, Real Estate Transactions, Real Estate Financing, Corporate Finance, Investments, Disposition, Finance, Mutual Funds, Hedge Funds, Investment Strategies, Commercial Real Estate, Alternative Investments, Bloomberg, Wealth Management, Mergers & Acquisitions, Financial Structuring, Equities
Education
University of California, Los Angeles - School of Law 2000 — 2003
JD, Law
Massachusetts Institute of Technology 1991 — 1992
Master of Science (M.S.), Real Estate Development
University of Southern California 1987 — 1990
Master of Business Taxation (MBT), Taxation
University of Southern California - Marshall School of Business
Master of Business Administration (MBA), Corporate and Real Estate Finance
University of Southern California - Marshall School of Business
Bachelor of Business Administration (BBA), Accounting and Finance
Port Authority of NY & NJ April 2015 - Present
The Louis Berger Group 2007 - April 2015
Forest City Ratner Companies March 2006 - July 2007
The New York Times February 1995 - December 2005
Parson Brinckerhoff 1993 - 1995
Gensler 1991 - 1993
KAJIMA International 1990 - 1991
Drexel Burnham Lambert 1987 - 1989
Skills
Document Management, Software Documentation, Microstation, Management, SharePoint, CAD, Construction, Project Coordination, Livelink, Leadership, Access, Construction Management, Revit, Photoshop, Knowledge Management, Project Estimation, Active Directory, ProjectWise, Engineering, Prolog, Crystal Reports, Electronic Document..., Project Planning, meridian proliance, ecm, Enterprise Content..., MicroStation, Project Management, Contract Management
Education
Hope College
JLR Group Inc. May 1990 - Present
Merrill Lynch May 1987 - May 1990
Drexel Burnham Lambert 1983 - 1987
Gibraltar Securities August 1980 - March 1983
Organon Pharmaceuticals June 1973 - May 1976
Skills
Series 7, Wealth Management, Financial Services, Fixed Income, Bonds, Asset Management, Hedge Funds, Portfolio Management, Securities, Investments, Project Management, Software Project...
Education
Montclair State University 1971 — 1973
BS, Administrative Sciences
Expedition Wines & Spirits 2014 - Present
Lux Marketing, Summit Wine Tastings 2014 - 2015
Blissful Design August 2011 - December 2014
Arbonne International LLC January 2007 - July 2011
Various - See Below 1996 - 2009
Aubrey Lanston/Industrial Bank of Japan March 1990 - October 1996
GNP/Banque Indosuez Carr May 1986 - March 1990
Drexel Burnham Lambert September 1984 - July 1985
Skills
Sales Management, New Business Development, Customer Service, Sales Operations, Management, Time Management, Account Management, Marketing, Public Relations, Direct Sales, B2B, Project Management, Vendor Relationships, Apparel, Marketing Strategy, Logo Merchandising, Sustainable Design, Risk Management, Volunteer Management, Non-profit Volunteer
Education
Northern Illinois University 1980 — 1984
BA,Finance, Economics, Minor
continental industries group July 2007 - Present
DAYBROOK FISHERIES INC February 2003 - July 2007
Greater China Technology 2000 - 2001
Nidera May 1998 - May 2000
risk limited 2000 - 2000
ConAgra Foods March 1997 - April 1998
Ferruzzi Trading USA November 1989 - December 1995
Montedison USA 1990 - 1995
Continental Grain Company March 1976 - February 1989
Drexel Burnham Lambert March 1973 - March 1976
Skills
Risk Management, Financial Analysis, Finance, Leadership, Project Management, Management, Strategic Planning, Business Strategy, Entrepreneurship, Accounting, Financial Services, Commodity, Internal Controls, Negotiation, Mergers & Acquisitions, Human Resources, Corporate Finance, Due Diligence, Financial Modeling, Trading, Forecasting, Budgets, Investments, Strategy, Business Planning, Capital Markets, International Business, Managerial Finance, Commodity Markets, Strategic Financial..., Hedging, New Business Development, Mergers, Financial Reporting, Financial Futures
Education
New York University 1973 — 1977
mba, FINANCE
LIU Post 1966 — 1967
AMERICAN COLLEGE IN SWITZERLAND 1964 — 1966
AA, LIBERAL ARTS
ecole international de geneve 1961 — 1964
hs
international school of geneva 1961 — 1964
Mosaic Real Estate Investors April 2015 - Present
USC Marshall School of Business August 2014 - Present
Fitwall Ventures January 2013 - Present
CB Richard Ellis Investors March 2008 - March 2012
Offroad Capital 1999 - 2001
Never Compromise (putters) 1997 - 1999
Nomura February 1993 - September 1998
Morgan Stanley September 1987 - December 1991
Drexel Burnham Lambert February 1986 - September 1987
Skills
Real Estate Economics, Disposition, Real Estate, Investment Properties, Real Estate Development, Brokerage, Real Estate Transactions, Valuation, Real Estate Financing, Location Intelligence, Acquisitions, Leases, Mergers & Acquisitions, Investments, Structured Finance, Asset Managment, Private Equity, Commercial Real Estate, Finance, Corporate Real Estate, Tenant, Asset Management, Property Management, Portfolio Management, Due Diligence, Real Estate Private..., Financial Modeling, Financial Structuring, Capital Markets, Financial Analysis, Landlords, Lease Administration, Property, CMBS, Lease Negotiations, Tenant Representation, Land Acquisition, Shopping Centers, Appraisals, Mezzanine, International Real..., Entitlements, Apartments, Commercial Leasing, Commercial Mortgages, Joint Ventures, Investment Sales, Investors, Capital, Transaction Management
Education
NYU 1978 — 1982
Bachelor of Science (BS), Finance, General
Linclon H.S.
Target Media Partners 1998 - Present
Recycler Classifieds January 1994 - April 1998
Drexel Burnham Lambert 1985 - 1989
Skills
Publishing, Strategy, Digital Media, Strategic Planning, Executive Management, Online Advertising, New Business Development, Mergers & Acquisitions, Business Strategy, Budgets, Strategic Partnerships, Start-ups, B2B, Marketing, Marketing Strategy, Private Equity, Due Diligence
Education
Harvard Business School 1978 — 1980
MBA, business
University of Richmond 1972 — 1976
Business
System Solutions June 1992 - Present
Piper Jaffray 1999 - 2011
Trust Company of the West October 1990 - June 1992
Drexel Burnham Lambert June 1983 - October 1990
Education
New York University 1981 — 1985
New York University - Leonard N. Stern School of Business 1981 — 1985
Garden City Hotel LLC January 2011 - Present
MCH Group LLC & Garden City Hotel LLC 2004 - December 2010
MCH Group LLC and Garden City Hotel LLC 2004 - December 2010
Drexel Burnham Lambert 1983 - 1992
Skills
Financial Analysis, Accounting, Cash Management, Hospitality, Financial Reporting, Payroll, Budgets, Hospitality Industry, Income Statement, Negotiation, Contract Negotiation
Education
Hofstra University 1976 — 1980
Bachelor of Business Administration (BBA), Accounting
Emerging Growth Equities August 2012 - Present
Boenning & Scattergood June 2006 - August 2012
Emerging Growth Equities 2001 - 2006
Pennsylania Merchant Group 1993 - 2001
Prudential Securities November 1989 - November 1993
Drexel Burnham Lambert November 1986 - November 1989
Prudential Bache-Elkins Stroud Supplee September 1980 - November 1986
Skills
Financial Analysis, Equities, Equity Research, Investment Strategies, Alpha Capture..., Alternative Investments, Capital Markets, Bloomberg Terminal, Excel Models, Microsoft Word
Education
La Salle University 1978 — 1981
Associate of Arts (A.A.), English Language and Literature, General
LaSalle College High School 1968 — 1971
High School
Montgomery County Community College
Specialty Certificate in Software Engineering, Computer Science
Easton Volunteer Fire Company 2010 - Present
JPMorgan February 2001 - Present
GE 1995 - 2001
Prudential Securities 1994 - 1995
Lehman Brothers 1989 - 1994
Drexel Burnham Lambert 1986 - 1989
Education
Iona College 1980 — 1984
Tortoise Capital Advisors 2002 - Present
Fountain Capital Management 1990 - January 2009
Drexel Burnham Lambert 1986 - 1989
F. Martin Koenig & Co. 1983 - 1986
Peat Marwick 1981 - 1983
Skills
Asset Management, Investments, Alternative Investments, Equities, Portfolio Management, Valuation, Financial Modeling, Financial Analysis, Hedge Funds, Private Equity, Fixed Income
Education
New York University 1983 — 1985
MBA, Finance
University of Notre Dame 1977 — 1981
BBA, Accounting
KLD Training Associates LLC May 2011 - Present
Morgan Stanley January 2008 - May 2011
Merrill Lynch June 2006 - January 2008
Trepp LLC April 2005 - June 2006
Thomson Financial April 2003 - April 2005
Moneyline Telerate January 2001 - April 2003
Goldman Sachs August 1996 - January 2001
CS First Boston January 1992 - March 1995
Bloomberg March 1990 - December 1991
Drexel Burnham Lambert March 1988 - February 1990
Skills
Fixed Income, Capital Markets, Equities, Derivatives, Bloomberg, Financial Markets, Securities, Financial Services, Market Data, Structured Products, Economics, Finance, Prime Brokerage, Investment Banking, Trading, Asset Managment, Electronic Trading, Trading Systems, Hedge Funds, Series 7, Alternative Investments, Investments, Bonds, Valuation, Mutual Funds, Risk Management, Private Equity, Commodity, FX Options, Options, Equity Trading, Series 63, Emerging Markets, Portfolio Management, Investment Management, FINRA, Equity Research, Investment Advisory, Wealth Management
Education
New York University 2006 — 2011
MS, Real Estate Finance
New York University 2002 — 2004
Graduate Certificate, Marketing
University at Albany, SUNY 1981 — 1985
BS, Mathematics
The Bank of New York Mellon May 2010 - Present
Federated Investors November 2009 - May 2010
Drexel Burnham Lambert 1983 - 1990
Skills
Equities, Mutual Funds, Hedge Funds, Asset Managment, Derivatives, Trading Systems, Business Analysis, Securities, Risk Management, Capital Markets, Trading, Portfolio Management, Financial Markets, Financial Services, Electronic Trading, Asset Management, Bloomberg, Alternative Investments, Market Data, Requirements Gathering, SDLC, Fixed Income
Education
New York University 1977 — 1978
B.A., English
Sikich LLP 1999 - Present
Technology Solutions Corporation 1995 - 1998
Zenith Electronics 1989 - 1994
Drexel Burnham Lambert 1986 - 1988
Skills
ERP, Management Consulting, Cross-functional Team..., Corporate Finance, Business Intelligence, Cloud Computing, Strategic Planning, Business Process, Finance, Business Analysis, Financial Services, Leadership, Microsoft Dynamics, Professional Services, Consulting, Enterprise Software, SAP, CRM, Software Implementation, Integration, NetSuite, Account Management, SaaS, Strategic Partnerships, Microsoft CRM, Accounting, Business Process..., New Business Development, Manufacturing, Solution Selling, Management, Salesforce.com
Education
Northern Illinois University 1987 — 1989
MBA/MS, Finance
Illinois State University 1982 — 1986
BA, Economics/Accounting
Hillcrest High School
Mergermarket April 2014 - Present
Dealreporter August 2006 - Present
Freelance Writer July 2000 - July 2006
New Japan Securities International September 1994 - June 2000
The Unicorn Group June 1989 - August 1994
Drexel Burnham Lambert March 1987 - May 1989
Skills
Journalism, Publishing, Publications
Education
Muhlenberg College 1982 — 1986
BA, Economics/Finance
Chessiecap Securities 2003 - Present
Grotech Capital Group 2000 - 2002
Legg Mason 1997 - 2000
Ferris, Baker Watts 1990 - 1997
Drexel Burnham Lambert 1988 - 1990
First Chicago 1985 - 1988
Skills
Mergers, Private Placements, Valuation, Strategic Consulting, Fairness Opinions, Corporate Finance, Investment Banking, Strategic Partnerships, Restructuring, Business Valuation
Education
Yale University - Yale School of Management 1983 — 1985
MPPM, Management, Finance
Harvard University 1972 — 1976
AB, English Literature
UMB Fund Services April 2012 - Present
PNC Advisors February 2001 - February 2012
Prudential Securities October 1997 - December 2000
Prudential Securities March 1995 - October 1997
Prudential Securities July 1989 - March 1995
Prudential Securities October 1987 - July 1989
Drexel Burnham Lambert 1986 - 1987
Skills
Mutual Funds, Financial Services, Settlement, Capital Markets, Pricing, Securities, Series 7, Alternative Investments, Investments, Wealth Management, Asset Managment, Bloomberg, Back Office, Asset Management, Fixed Income, Fund Accounting, Strategic Financial..., Account Reconciliation, Risk Management, Financial Risk, Equities, Global Custody, Investment Banking, Hedge Funds, Middle Office, Options, Corporate Actions, Asset Allocation, Trading, Portfolio Management, Investment Management, Relationship Management, Series 63, Fund Of Funds
Education
Juniata College 1982 — 1986
BS, Business
Bergen Catholic High School 1978 — 1982
Franklin Templeton Investments 1998 - Present
Franklin Templeton 1991 - Present
Templeton Global Advisers, Nassau, Bahamas 1993 - 1998
Drexel Burnham Lambert 1986 - 1989
Skills
Investments, Investment Banking, Mergers & Acquisitions, Series 63, Asset Allocation, Portfolio Management, Equities, Financial Modeling, Securities, Mutual Funds, Asset Management, Institutional..., Alternative Investments, Finance, Hedge Funds, Series 7, Corporate Finance, Equity Trading, Bonds, Management, Venture Capital
Education
UCLA Anderson School of Management 1989 — 1991
MBA, UCLA, Economics & International Finance
Northwestern University 1982 — 1986
BA, Economics/Political Science Dbl. Mjr.
JLWare Inc. January 2010 - Present
Nomura Securities Intl January 2009 - January 2010
Pallium Investment Management, LLC May 2003 - July 2008
Banc of America Securities June 2004 - April 2005
Lehman Brothers March 1998 - November 2002
Merrill Lynch 1997 - 1997
Morgan Stanley January 1991 - April 1995
Shearson Lehman Hutton October 1989 - January 1991
Drexel Burnham Lambert February 1985 - October 1989
Rockefeller University April 1982 - September 1984
Education
University of California, Berkeley 1977 — 1981
B.A., Chemistry
New York University 1984 — 1985
Diploma, Computer Programming
Fire Department Cost Recovery System April 2014 - Present
Freedom OSS December 2010 - July 2013
Freedom OSS April 2010 - December 2010
Broadridge Financial Solutions January 1998 - October 2009
Broadridge January 1994 - January 1998
ADP January 1990 - January 1994
Drexel Burnham Lambert January 1987 - January 1990
National Financial Services January 1985 - January 1987
Depository Trust Company January 1983 - January 1985
Skills
Sales, Management, Prime Brokerage, CRM, Financial Services, Analysis, Executive Management, Vendor Management, Finance, Fixed Income, Software Documentation, Strategy, Equities, Customer Satisfaction, Project Management
Education
Kingsborough Community CollegeDale Carnegie Certificate
Bachelor's degree
Kingsborough Community College 1982 — 1984
computer science
Cope Vocational Institutional
Computer Science
Self Employed January 2002 - Present
McKinsey and Company August 1989 - July 1990
Drexel Burnham Lambert June 1985 - July 1987
Education
Westchester Center for the Study of Psychoanalysis and Psychotherapy 2001 — 2005
Certificate in Psychoanalysis, and Psychotherapy
New York University 1991 — 1992
M.S.W., Social Work
University of Pennsylvania - The Wharton School 1987 — 1989
M.B.A., Marketing
University of Pennsylvania - The Wharton School 1981 — 1985
B.S., Economics
Merit Capital Advisors April 2012 - Present
Dexia Global Structured Finance 2002 - April 2012
PricewaterhouseCoopers Securities 1998 - 2002
PaineWebber 1995 - 1997
Kidder Peabody 1993 - 1995
ICF Resources 1990 - 1993
Drexel Burnham Lambert 1987 - 1990
Pennsylvania Department of Public Welfare 1983 - 1986
Pennsylvania Governors Energy Council 1981 - 1983
Skills
M&A experience, Project Finance, Electric Power, Valuation, Equities, Corporate Development, Emerging Markets, Structured Finance, Business Valuation, Private Equity, Divestitures, Private Placements, Business Strategy, Leveraged Finance, Due Diligence, Financial Modeling, Corporate Finance
Education
Yale University - Yale School of Management 1986 — 1988
Masters in Public and Private Management (MPPM)
Harvard University 1977 — 1981
AB, Economics
Central Bucks High School West 1974 — 1977
UBS Investment Bank March 2001 - Present
Donaldson, Lufkin & Jenrette 1998 - 2001
Citibank 1995 - 1998
NatWest 1991 - 1995
Bankers Trust March 1990 - May 1991
Drexel Burnham Lambert July 1988 - February 1990
Shearson Lehman 1987 - 1988
Education
Indiana University - Kelley School of Business 1982 — 1986
B.S, Marketing/Advertising
Central High School
Clyde Printing Company January 1989 - Present
Drexel Burnham Lambert March 1984 - January 1989
Skills
Digital Printing, Strategic Planning, Human Resources, New Business Development, Account Management, Social Media, Direct Mail, Event Planning, Recruiting, Marketing Strategy, Start-ups, Offset Printing, Public Speaking, Networking, Marketing, Event Management, Time Management, Marketing Communications, Sales, Sales Management, Customer Service, Color Printing, Nonprofits, Advertising, Fundraising
Education
Loras College 1979 — 1983
BA business and BA marketing, business
Campion Trading Partners, LLC July 2013 - Present
Quarry Hill Partners LLC June 2006 - June 2013
Landmark Partners February 2000 - June 2006
Mac-Gray Corporation April 1996 - January 1999
American Capital Strategies January 1992 - March 1996
Drexel Burnham Lambert 1983 - 1990
United States Marine Corps April 1972 - September 1980
Skills
Private Equity, Venture Capital, Hedge Funds, Alternative Investments, Equities, Mergers & Acquisitions, Valuation, Due Diligence, Investments, Corporate Finance, Capital Markets, Investment Banking, Portfolio Management, Financial Modeling, Corporate Development, Private Placements, Mutual Funds, Research, Trading
Education
Harvard Business School 1981 — 1983
Master of Business Administration (MBA)
Purdue University 1974 — 1977
Applied Mathematics
Sidoti & Company, LLC CEOSidoti & Company, LLC1999 - 2009
Schroders 1997 - 1999
NatWest Markets 1990 - 1997
Drexel Burnham Lambert 1985 - 1990
Value Line 1979 - 1985
Education
New York University - Leonard N. Stern School of Business 1978 — 1979
MBA, Finance
New York University 1975 — 1978
BS, Accounting
Chaminade High School 1971 — 1975
Realty Pros Assured May 2013 - Present
Watson Realty Corp 2002 - April 2013
USA Networks 1989 - 2000
Drexel Burnham Lambert 1986 - 1989
Macy's 1979 - 1986
Skills
Renewable Energy, Market Research, Real Estate, Sellers, Golf and Gated..., Light..., Waterfront Properties, Short Sales, Selling, Property Management, Property, Residential Homes
Education
Nassau Community College 1969 — 1972
AAS, Business Systems
RBC Capital Markets November 2000 - Present
Kidder Peabody and GE/PW November 1990 - December 2000
Drexel Burnham Lambert October 1981 - October 1989
Merrill Lynch June 1976 - October 1981
Education
Merrimack College 1972 — 1976
Economics, Economics
Natick High School 1969 — 1972
Jefferies LLC May 2002 - Present
Bear Stearns June 1994 - June 2001
Drexel Burnham Lambert August 1988 - March 1994
Skills
Investment Banking, Management, Capital Markets, Private Equity, Valuation, Equities, Hedge Funds, Financial Modeling, LBO, Corporate Finance, Venture Capital, Mergers & Acquisitions
Education
Northwestern University - Kellogg School of Management 1986 — 1988
MBA, Finance & Marketing
University of Pennsylvania - The Wharton School 1981 — 1984
BS in Economics, Finance
ADP August 1999 - July 2009
alliance capital 1998 - 1999
Lewco Securities 1996 - 1997
Alexander & Alexander Consulting Group 1988 - 1995
Drexel Burnham Lambert 1983 - 1988
Manfacturers Hanover Trust Company 1981 - 1983
Education
Hofstra University 1981 — 1986
MBA, Management
LIU Post 1977 — 1981
BS, Management & Marketing
Diamond Wealth Strategies January 2007 - Present
Pinnacle Capital Growth February 1993 - November 2006
Bear Stearns & Company February 1990 - January 1993
Drexel Burnham Lambert October 1986 - January 1990
Skills
Mergers, Investments, Insurance, Alternative Investments, Strategy, Entrepreneur, Corporate Governance, Portfolio Management, Life Insurance, Management Consulting, Valuation, Fixed Annuities, Business Strategy, Estate Planning, Asset Managment, Life Insurance..., Unusual Estate Planning..., Life Insurance Policy..., Private Placement Life..., Life Insurance Premium..., Split-Dollar..., Private Equity, Asset Management, Entrepreneurship, Retirement Planning, Wealth, Mergers & Acquisitions, Due Diligence, Financial Advisory, Finance, Equities, Wealth Management...
Education
Northwestern University 1982 — 1986
Bachelor of Arts (B.A.), Economics
Highland Park High School
Mattel March 2012 - April 2014
Benjamin Franklin international School, Barcelona, Spain March 2011 - June 2012
Groupo Intercom April 2011 - July 2011
Wild Planet Toys May 2006 - November 2006
LexisNexis October 2005 - May 2006
LeapFrog 2000 - 2003
Mattel Interactive/The Learning Company 1999 - 2000
The Pillsbury Company 1994 - 1999
Kraft Foods August 1991 - August 1993
Drexel Burnham Lambert 1987 - 1989
Skills
Product Development, Product Marketing, Marketing Strategy, Integrated Marketing, Product Management, Strategic Planning, Customer Insight, Positioning, Competitive Analysis, Consumer Products, Market Research, Marketing Communications, Marketing..., Project Management, Advertising, Promotions, Problem Solving, Analysis, Business Analysis, Cross-functional Team..., Business Planning, Marketing Research, Business Development, Marketing, Management, New Business Development, E-commerce, Strategy, Segmentation, Start-ups, P&L Management, FMCG
Education
Northwestern University - Kellogg School of Management 1989 — 1991
MM, Marketing, Finance, Management
Northwestern University 1983 — 1987
BA, Political Science
Starview Capital Management November 1999 - June 2005
Drexel Burnham Lambert 1986 - 1990
Skills
Fund Of Funds, Hedge Funds, Strategic Financial..., Equities, Alternative Investments, Mutual Funds, Securities, Fixed Income, Wealth Management, Bloomberg, Series 7, Capital Markets
Education
Lehigh University - College of Business and Economics 1973 — 1975
MBA, Accounting, Finance
Culver City Unified School District September 2006 - Present
Sony Imagesoft 1994 - 1995
Drexel Burnham Lambert 1986 - 1988
Skills
Teaching, Secondary Education, Educational Technology, ESL, Differentiated..., Lesson Planning, Classroom Management, Editing, Research, Microsoft Word, Technology Integration, Tutoring, PowerPoint, Literacy, Classroom, Instructional Technology, Instructional Design
Education
Pepperdine University 2006 — 2007
M.A., Education
Juniata College 1975 — 1979
B.A., Anthropology
South Dakota State University July 2012 - Present
Texas A&M University August 2002 - July 2012
Virginia Tech April 1989 - August 2002
Drexel Burnham Lambert April 1987 - April 1988
Skills
Research, Agribusiness, Teaching, Higher Education, Entrepreneurship, Statistics, Data Analysis, Analysis, PowerPoint, Microsoft Office, market institutions in..., traceability and..., food and agribusiness..., University Teaching, Agriculture, Risk Management, Science, Qualitative Research, Grant Writing, Public Speaking, Econometrics, Stata
Education
Harvard Agribusiness Seminar 2006 — 2009
Texas A&M University 1982 — 1987
PhD, Agricultural Economics
North Carolina State University 1977 — 1979
Master of Science (MS), Horticultural Crops
University of Bath 1973 — 1977
BSc, Horticulture
Mesirow Financial May 2011 - Present
Cantor Fitzgerald February 2010 - May 2011
Depfa Bank September 2007 - March 2009
First Albany Capital March 1995 - September 2007
George K. Baum & Company March 1990 - March 1995
Drexel Burnham Lambert 1987 - 1990
Skills
Capital Markets, Fixed Income, Bloomberg, Securities, Series 7, Equities, Alternative Investments, Series 63, Bonds, Asset Management, Mutual Funds
Education
Hobart and William Smith Colleges 1982 — 1986
Bachelor of Arts, History
Hopkins School 1978 — 1982
Terrie O"Connor Realtor's February 2012 - Present
Richard D'Amico, MD, FACS August 2010 - October 2011
Lantis Merchandising June 2007 - February 2008
Allergy & Asthma Specialists June 2003 - June 2005
Rodman Publishing February 2001 - February 2002
Nielsen Marketing Research September 1988 - February 1992
Drexel Burnham Lambert August 1980 - May 1988
Skills
Sales, Customer Service, CRM, Market Research, Retail, Marketing, Real Estate Transactions, New Business Development, Selling, Microsoft Office, Condos, Contract Negotiation, Negotiation, Residential Homes, Relocation, Sales Management, Investment Properties, Sellers, Rentals
Education
Tufts University 1978 — 1980
Bachelor of Arts, Economics
Mount Holyoke College 1976 — 1977
Bronxville High School 1972 — 1976
College Prep.
Spectra FX Solutions (Formerly Louis Capital FX, LLC. ) June 2009 - Present
UBS Investment Bank April 2007 - June 2009
Bank Julius Baer Co Ltd March 2000 - April 2007
American International Group February 1990 - March 2000
Drexel Burnham Lambert July 1988 - February 1990
Skills
FX Options, Options, Trading, Hedge Funds, FX trading, Derivatives, Currency, Proprietary Trading, Equities, Electronic Trading, Capital Markets, Trading Systems, Bloomberg, Financial Markets, Currency Futures, Currency Exchange, Futures Trading, Managed Futures, Emerging Markets, Foreign Exchange, Fixed Income, Swaps, Futures, Commodity, Asset Management, Technical Analysis, Structured Products, Sales Management, Hedging, Commodity Markets, Equity Trading, CTAs, Equity Derivatives, Risk Management, Alternative Investments, Trading Strategies, Bonds, Precious Metals, Prime Brokerage, Market Data, Investment Management, Commodity Pools, Commodity Pricing, Securities, Series 7, Series 63, Financial Risk, Financial Analysis
Education
Iona College 1982 — 1986
BBA, Marketing, Finance
Home 2008 - Present
Bear Stearns 1993 - 2008
Bear Stearns International 1993 - 2005
Drexel Burnham Lambert 1986 - 1990
Skills
Fixed Income, Hedge Funds
Education
Northwestern University 1978 — 1981
Bachelor of Arts (B.A.)
Mound Westonka
University of Chicago Graduate School of Business
Master of Business Administration (M.B.A.)
Thomson Reuters August 2009 - Present
JPMorgan June 2008 - July 2009
Bear Stearns 2001 - 2008
Barra 1996 - 2000
Lehman Brothers 1992 - 1996
Prudential Securities 1990 - 1992
Drexel Burnham Lambert 1986 - 1990
Skills
Financial Structuring, Structured Products, Capital Markets, Valuation, Securitization, Structured Finance, MBS, Fixed Income, Derivatives
Education
New York University - Leonard N. Stern School of Business
MBA, Finance, Management
Hofstra University 1984 — 1986
BBA, Finance
Financial Industry Regulatory Authority (FINRA) April 2015 - Present
Financial Industry Regulatory Authority (FINRA) July 2009 - March 2015
UBS Financial Services Inc. July 2006 - April 2009
UBS Chairman's Office July 2001 - June 2006
Bear Stearns April 1993 - July 2001
Fidelity Investments 1988 - 1993
Spicer & Oppenheim 1987 - 1987
Drexel Burnham Lambert 1982 - 1986
Dreyfus 1980 - 1980
Skills
FINRA, Internal Audit, Series 24, Brokerage Operations, Correspondent Clearing, Regulatory Reporting, Investment Advisory, Mutual Funds, Operational Risk, Enterprise Risk..., Series 27, Financial Accounting, Financial Analysis, Financial Audits, Financial Risk, Financial Markets, Managerial Finance, Certified Fraud Examiner, Chartered Financial..., system, CISA, Securities, Risk Management, AML, Auditing, Capital Markets, Due Diligence, Operational Risk..., Internal Controls, Asset Management, Investment Banking, Derivatives, Brokers, Hedge Funds, Series 7, Accounting, Financial Services, Financial Regulation, Fixed Income, Equities, Investment Management, Corporate Governance, KYC, Sarbanes-Oxley Act, Anti Money Laundering
Education
Pace University - Lubin School of Business 1981 — 1984
MBA, Financial Management
Hofstra University 1976 — 1979
BBA, Accounting
Oceanside High School
Monday Properties March 2013 - Present
Pollack Family Investments / Mascot Capital June 2008 - Present
First New York Securities September 2009 - April 2010
Triangle Development January 2005 - May 2008
BULLDOG CAPITAL MANAGEMENT February 1992 - December 2004
Monitor Group January 2002 - June 2004
Feshbach Brothers April 1987 - February 1992
Drexel Burnham Lambert September 1986 - April 1987
Goldman Sachs September 1983 - September 1986
Skills
Hedge Funds, Asset Management, Corporate Finance, Real Estate, Private Equity, Member New York Bar, FINRA Series 7, Equities, Investment Banking, Series 7, Asset Managment, Valuation, Funding, Trading, Strategy, Investment Management, Portfolio Management, Fixed Income, Bloomberg, Investments, Options, Bonds, Capital, Alternative Investments, Venture Capital, Securities Regulation, Financial Advisory, Mergers & Acquisitions, Equity Research, Management Consulting, Private Placements, Financial Modeling, Emerging Markets, Corporate Development, Wealth Management, Mutual Funds, Investment Strategies, Financial Services, Investor Relations, Financial Markets, Equity Trading, Derivatives, Hedging, Commodity, Securities, Investment Advisory, Financial Structuring, Structured Finance, Capital Markets, Due Diligence
Education
Harvard Business School 1980 — 1983
Master, Business Administration
Harvard Law School 1979 — 1983
Juris Doctor, Securities
Yale University 1975 — 1979
Bachelor of Arts, Economics & Political Science
Detroit Country Day School 1969 — 1975
Anreder & Company April 1991 - Present
Drexel Burnham Lambert 1984 - 1991
Barron's 1970 - 1984
Skills
Private Equity, Investor Relations, Crisis Communications, Strategy, Management, Capital Markets, Leadership, Risk Management, Public Relations, Hedge Funds, Fixed Income
Education
New York University
BS Cum Laude, Journalism and Economics
New York University
MA, Economics
Cowen March 2013 - Present
Dahlman Rose & Company July 2010 - March 2013
Jesup & Lamont November 2008 - June 2010
Citi January 2007 - July 2008
The Benchmark Company May 2003 - January 2007
Buckingham Research Group January 1998 - May 2003
Smith Barney December 1994 - November 1997
Lehman Brothers July 1987 - July 1994
Drexel Burnham Lambert 1985 - 1987
Skills
Strategic Planning, Airlines, Air Freight, Aircraft Leasing, Equities, Valuation, Financial Modeling, Trading, Portfolio Management, Equity Research, Mergers, Financial Analysis, Capital Markets, Private Equity, Investment Banking, Investments, Venture Capital, Restructuring, Bloomberg, Fixed Income, Leveraged Finance, Finance, Securities, Mergers & Acquisitions, Hedge Funds, Due Diligence, Equity Valuation, Structured Finance, Emerging Markets, Series 7, Financial Services, Financial Markets, Alternative Investments, Equity Trading
Education
New York University - Leonard N. Stern School of Business 1981 — 1984
MBA, Finance
Montclair State University 1975 — 1979
BA, Speech & Theater, Marketing
Citi April 2004 - Present
Merrill Lynch December 2003 - April 2004
Merrill Lynch March 1990 - August 2003
Drexel Burnham Lambert December 1985 - February 1990
Hunter College September 1983 - December 1985
Taiwanese Marine Corps November 1977 - October 1979
Skills
COBOL, SQL, DB2 Performance and..., Project Management, Requirements Analysis, Vendor Management, Enterprise Architecture, DB2, Business Analysis, SDLC, Software Project..., Program Management, IT Strategy, IT Management, Change Management
Education
Queens College 1980 — 1983
Master's degree, Computer Science
National Taiwan University 1973 — 1977
Bachelor's degree, Polical Science
Dattel & Co. 1990 - 2007
Drexel Burnham Lambert 1985 - 1990
Hafter's Dept Store 1982 - 1985
Dattel Planting Company 1975 - 1981
Education
Louisiana State University 1970 — 1974
BA degree, History
Fortis Investments 2005 - 2009
Residential Funding Corp 2002 - 2005
Prudential Securities 1995 - 2001
Smith Barney 1990 - 1995
Drexel Burnham Lambert 1985 - 1990
Education
The University of Texas at Austin - Red McCombs School of Business 1983 — 1985
MBA, Finance
Middlebury College
BA, American History
Wells Fargo Advisors, LLC July 2013 - Present
Wells Fargo Advisors, LLC March 2004 - July 2013
Drexel Burnham Lambert May 1988 - June 1990
Drexel Burnham Lambert May 1981 - May 1988
Skills
Operations Management, Customer Service, Microsoft Office
Education
New York University
Tullett Prebon March 2007 - Present
LaBranche & Co. March 2006 - March 2007
Commerzbank Capital Markets Corp March 2000 - March 2006
Schroder & Co. 1994 - 2000
Drexel Burnham Lambert 1984 - 1994
Education
Niagara University 1975 — 1979
BBA, Accounting
St John's University
MBA, Management
Rabobank June 2010 - Present
HSBC Securities (USA) Inc. April 2006 - August 2009
Banc of America Securities June 1999 - November 2005
BNP Paribas April 1995 - April 1999
PaineWebber May 1990 - April 1995
Drexel Burnham Lambert May 1981 - February 1990
Skills
Risk Management, Management, Financial Services, Capital Markets, Training, Banking, Financial Risk, Equities, Quality Assurance, Leadership, Securities, AML, Investments, Series 7, Investment Banking, Alternative Investments, Fixed Income, Financial Markets, Trading, Policy, Derivatives, Financial Analysis, Corporate Finance, Finance, Wealth Management
Education
Montclair State University 1973 — 1977
BA, Communication Sciences and Disorders
FCB (Foote, Cone, and Belding) February 2014 - Present
Interpublic Group of Companies January 2013 - February 2014
FCB (Foote, Cone and Belding) March 2012 - December 2012
Scholastic September 2002 - January 2012
Merrill Lynch May 1990 - December 2001
Drexel Burnham Lambert 1989 - 1989
Citibank 1987 - 1989
Skills
PeopleSoft, Data Warehousing, HR Shared Services, IT Strategy, IT Service Management, Success Factors, Cornerstone, Taleo, Onboarding, Oracle Applications, Portal Technologies, HR Transformation, Kronos, Ceridian, Sarbanes Oxley..., HRIS, Cloud Computing, Shared Services, Corporate Governance, Human Resources, Workday, Agency Services, Talent Acquisition, Sarbanes-Oxley, Vendor Management, IT Management, Management, Project Management, Change Management, Leadership, Cross-functional Team..., SaaS, SDLC, Enterprise Software, Outsourcing, Business Process..., Business Process, Personnel Management, Organizational..., CRM, Business Analysis, ERP, Business Intelligence, Consulting, Security, Integration, SharePoint, Requirements Analysis, Process Improvement, Project Portfolio...
Education
Hofstra University 1984 — 1988
BS, Computer Science
NAI / Merin Hunter Codman March 2014 - Present
MIchael R. Bowden, Broker January 1999 - Present
Wholesale Mortgage - Subprime January 1997 - December 1998
Ocwen Financial Corporation April 1994 - June 1996
Ocwen Financial Corporation April 1994 - March 1995
HSBC / Marine Midland Bank October 1991 - February 1994
Mutual Benefit Life December 1988 - September 1991
Howard Savings Bank December 1988 - November 1989
Drexel Burnham Lambert November 1986 - November 1987
Skills
Real Estate, Foreclosures, REO, Investment Properties, Listings, Sellers, Short Sales, Investors, Buyer Representation, New Home Sales, Single Family Homes, Residential Homes, Property, Disposition, Valuation, Commercial Real Estate, Loans, Leases, Negotiation
Education
New York University 1990 — 1991
Diploma in Real Estate - Concentration in Investment Analysis, Real Estate
Villanova University 1982 — 1986
BS, Accounting
CBA, Lincroft NJ 1978 — 1982
Cardinal Consultants July 2008 - Present
TA Associates January 1989 - July 2008
Drexel Burnham Lambert September 1974 - April 1979
Skills
Investments, Valuation, Entrepreneurship, Asset Management, Mergers
Education
Massachusetts Institute of Technology - Sloan School of Management 1970 — 1973
MBA, Finance
Stanford University 1965 — 1969
BS, Mathematics
Citi October 2014 - Present
Mitsubishi UFJ Trust and Banking Corporation May 1988 - September 2014
Drexel Burnham Lambert 1986 - 1988
Manufacturers Hanover Trust 1983 - 1986
Skills
Credit Risk, Bloomberg, Equities, Financial Risk, Risk Management, Information Security..., Market Risk, Liquidity Risk, Stress Testing, Counterparty Risk, Fixed Income, Structured Finance, FX Options, Swaps, Investment Banking, Capital Markets, Derivatives, Hedge Funds, Credit Analysis, Options, Banking, Enterprise Risk..., Credit, Management, Finance, Internal Audit, Strategy, Operational Risk, Corporate Finance, Analysis, Financial Markets, Commercial Banking, Auditing, Operational Risk..., Valuation, Trading, Due Diligence, Anti Money Laundering, Funding, Financial Services, Securities, Vendor Management, Investments
Education
New York University 1979 — 1983
BS, Accounting
Pace University
UBS Wealth Management July 2007 - Present
Morgan Stanley May 1994 - July 2007
Prudential Financial May 1992 - May 1994
Raymond James Financial Inc. December 1990 - May 1992
Drexel Burnham Lambert October 1989 - December 1990
Education
Iona College 1986 — 1989
Bachelors, Finance
Elizabeth Seton University 1985 — 1986
economics
Harrison High School 1981 — 1985
CIT Group Inc. February 2002 - Present
Merrill Lynch 1991 - 2001
Marine Midland Bank 1989 - 1991
Drexel Burnham Lambert 1986 - 1989
EF Hutton 1983 - 1986
Skills
Financial Modeling, Hyperion Enterprise, Cash Management, Restructuring, Accounting, Mergers, Forecasting, Financial Accounting, Income Statement, Financial Analysis, Budgets, Corporate Finance, Outsourcing, Strategic Financial...
Education
New York University - Leonard N. Stern School of Business 1986 — 1989
MBA, Finance and International Business
Ithaca College 1978 — 1982
BS, Finance and Management
Mc Roberts Protctive Agency June 2012 - Present
J.C. DISTRIBUTOR June 2002 - June 2012
The MDE Group, Inc March 2000 - September 2001
Lync Consulting LLC December 1998 - February 2000
HAN DELTA FLEET CORP January 1997 - October 1998
Aubrey G Lanston September 1992 - December 1996
Prudential securities 1990 - 1992
Drexel Burnham Lambert July 1986 - 1990
Education
New Jersey City University 1982 — 1987
Bachelor of Arts (B.A.)
Allstate 2006 - Present
Allstate 2002 - 2006
Encompass Insurance 1996 - 2002
CNA Insurance 1995 - 1996
First National Bank of Chicago 1995 - 1995
Edward Jones 1992 - 1995
MetLife 1990 - 1992
Allstate 1986 - 1990
Shand Morahan & Company 1985 - 1985
Drexel Burnham Lambert 1984 - 1985
Skills
Training, Insurance, Property & Casualty..., Leadership, Performance Management, Liability, Claim, Leadership Development, Call Centers, Instructional Design, Process Improvement, Claims Management, Coaching, Needs Analysis, Health Insurance, Employee Benefits, Customer Service, Risk Management, Analysis, General Insurance, Employee Training, Project Management, Negotiation, Casualty, Life Insurance, Claim Investigation, Team Building, Commercial Insurance, Underwriting, Culture Change, Casualty Insurance
Education
Northern Illinois University 2006 — 2009
Master of Science (M.S.), Adult Education & Instructional Design, 4.0
Northern Illinois University 1980 — 1983
B.S. Criminal Justice, Sociology
Western Illinois University 1978 — 1979
Business Administration and Management, General
Crownbridge Asset Management January 1999 - Present
Donaldson, Lufkin & Jenrette February 1991 - December 1998
UBS February 1990 - January 1991
Drexel Burnham Lambert September 1988 - February 1990
Education
New York University 1985 — 1987
M.B.A., Marketing and Finance
Tufts University 1979 — 1983
B.S. Electrical Engineering, Engineering
One Main Financial September 2015 - Present
LOWES HOME IMPROVEMENT August 2014 - Present
Weichert Realtors, Rumson NJ September 2012 - July 2013
Barclays Capital December 2008 - August 2011
N/A July 1988 - August 2011
Lehman Brothers May 1998 - December 2008
Lehman Brothers July 1988 - May 1998
Drexel Burnham Lambert April 1984 - May 1988
Skills
FX, Options, Client Service, Commodities, Series 3, Back Office, Middle Office, Capital Markets, Settlement, FINRA, FX Options, Banking, Prime Brokerage, Investment Banking, Commodity, Bonds, Financial Services, Trading, Equities, Electronic Trading, Client Services, Fixed Income
Education
Kingsborough Community College 1979 — 1982
Associate in Arts and Sciences, Communications
Retired August 2013 - Present
Guardian Life Insurance 1997 - July 2013
Goldman Sachs 1993 - 1997
Prudential Securities 1989 - 1993
Drexel Burnham Lambert 1986 - 1989
Skills
Fixed Income Analysis, Series 7, Fixed Income, Securities, Investments, Asset Allocation
Education
University of California, Berkeley
MBA, Finance
Polytechnic University
BS - Chem. Eng.
Sylvan Learning - KCI Enterprises, Inc September 2013 - Present
Anshe Emet Day School 1998 - 2012
Management Reports & Services and Precision Tune 1988 - 1992
Drexel Burnham Lambert 1979 - 1984
Skills
Anticipate & solve..., Sales, Communication, Motivation, Planning, Time Management, Performance Evaluation, Anticipating Needs, Creative Problem Solving, Resolving Conflicts, Contingency Planning, Meeting Deadlines, Organization
Education
Northwestern University 1971 — 1975
Bachelor of Science (BS) and Master of Arts in Teaching (MAT)
City University of New York July 2012 - Present
New York City Housing Authority February 2001 - July 2009
New York City Housing Authority September 1995 - January 2001
New York City Department of Finance December 1988 - August 1995
Drexel Burnham Lambert 1985 - 1988
Skills
Investments, Treasury Management, Management, Social Services, Banking, Microsoft Excel, Policy, Internal Audit, Public Speaking, Microsoft Office, Human Resources, Treasury, Cash Management, Accounting, Cash Flow, Outlook, Payroll, Payments, Forecasting, Program Development, Community Outreach
Education
Long Island University 1988 — 1991
Certificate; M.B.A, Finance
Pace University 1981 — 1985
B.B.A, Management
Xaverian H.S. 1977 — 1981
High School Diploma, English and Mathematics
Xaverian H.S.
KMAC Trading Corp June 2009 - Present
KMAC Trading Corp. 2009 - Present
Mick Energy October 2003 - June 2009
Self employed April 2000 - September 2003
Merrill Lynch August 1991 - April 2000
Drexel Burnham Lambert May 1989 - June 1991
Star Futures December 1985 - May 1989
Star Futures September 1983 - December 1985
Skills
Commodity Markets, Trading, Commodity
Education
Iona College
BBA, Marketing
Iona College
BBA, Marketing
Oppenheimer & Co. Inc. 2002 - Present
John G. Kinnard and Co. 1989 - 2001
ISD 622 1994 - 1997
Drexel Burnham Lambert 1985 - 1989
Education
Minnesota State University, Mankato 1972 — 1975
BS, Elementary Ed
Lincoln-Hubbard School September 2011 - Present
Information Express July 2010 - December 2011
L.C. Johnson Summit Middle School, Summit, NJ September 2010 - December 2010
Hillside Elementary School, Livingston, NJ January 2010 - May 2010
Burnet Hill Elementary School, Livingston, NJ March 2009 - June 2009
Global Advanced Technology February 1991 - November 1996
Drexel Burnham Lambert April 1986 - February 1990
Skills
Collection Development, Curriculum Design, Educational Technology, Instructional Technology, Leadership, Library, Research
Education
Rutgers, The State University of New Jersey-New Brunswick 2008 — 2011
Master of Library and Information Science (MLIS)
Lehigh University - College of Business and Economics
B.S., Finance
Technichris Corporation October 2000 - Present
Mitsui Bussan Commodities 1992 - 2000
Merrill Lynch 1989 - 1992
Dean Witter Reynolds June 1988 - June 1989
Paine Webber January 1987 - June 1988
E F Hutton January 1986 - January 1987
Non Ferrous Intl. subsidary of Mitsubishi International March 1984 - January 1986
Gill & Duffus Commodities September 1983 - March 1984
Johnson Matthey & Wallace March 1983 - September 1983
Drexel Burnham Lambert 1978 - 1983
Skills
Commodity, Metals, Aluminum, Hedging, Mining, Trading, Gold, Commodity Markets, Steel, Minerals, Options, Derivatives, Metallurgy, Coal, Risk Management, Business Strategy, International Trade, Negotiation, Hedge Funds, Investments, International Business, Base Metals, Bonds, Precious Metals, Technical Analysis, Financial Risk, Brokerage, Finance, Trading Systems, Financial Markets, Alternative Investments, FX Options, Capital Markets, Investment Banking, Private Equity, Equities, Due Diligence, Asset Management, Valuation, Corporate Finance, Financial Modeling, Fixed Income, Securities, Mergers & Acquisitions, Strategic Financial..., Financial Analysis, Traders, Economics, Proprietary Trading, Portfolio Management
Education
NYU 1966 — 1971
Bachelor of Science
New York University 1966 — 1971
Bachelor of Science (B.S.), Accounting
Diversified Investment Advisors April 1989 - Present
Drexel Burnham Lambert July 1986 - April 1989
Skills
401k
Education
Mercy College
BS, Finance, General
Westwood Management Corp. 1990 - Present
Westwood Holdings Group 1990 - Present
Drexel Burnham Lambert 1987 - 1990
Skills
Equities, Alternative Investments, Asset Management, Portfolio Management, Investment Advisory
Education
University of Michigan Business School
Master of Business Administration (MBA), Finance, General
Indiana University Bloomington
MAT, Mathematics
Indiana University Bloomington
AB, Mathematics
Wells Fargo Advisors February 1997 - Present
Rodman & Renshaw May 1992 - February 1997
Drexel Burnham Lambert May 1985 - May 1992
Education
Illinois State University 1984 — 1985
Bachelor's degree, Computer Science
Joliet Junior College 1982 — 1983
Associate of Science (A.S.), Computer Science
HSBC Securities March 2001 - September 2012
Gerald Inc. February 1993 - May 1998
Lonray Coffee International, Inc. August 1990 - January 1993
Drexel Burnham Lambert June 1978 - June 1990
Skills
Accounting, Account Reconciliation, Finance, Auditing, Financial Analysis, Corporate Finance, Financial Risk, Accounts Payable, Cash Flow, Cash Management, Capital Markets, Portfolio Management, Financial Services, Strategic Financial..., Equities, Derivatives, Risk Management, Bank Reconciliation, Financial Statements, Asset Management, Accounts Receivable, Banking, Securities, Analysis, Fixed Income
Education
Saint John's University 1979 — 1982
Masters, Quantitative Analysis
Manhattan College 1974 — 1978
Bachelor of Science, Accounting
TJM Brokerage September 2011 - January 2015
MF Global 2010 - 2011
Red Cedar Trading 2004 - December 2009
Susquehanna International Group, LLP (SIG) September 1999 - December 2003
CBOE January 1990 - September 1999
Drexel Burnham Lambert 1984 - 1990
Skills
Emerging Markets, Mergers & Acquisitions, Bonds, Business Development, Currency, Commercial Real Estate, Finance, Financial Services, Sales, FX trading, Options, Trading, Financial Markets, Derivatives, Electronic Trading, Equities, Equity Trading, Proprietary Trading, Trading Systems, Securities, Equity Derivatives, Trading Strategies, Series 7, Investments, Hedging, Portfolio Management, Swaps, Series 63, FX Trading, Traders, Asset Management
Education
Indiana University Bloomington
Business/finance
Indiana University Bloomington
Finance, General
Marrone Financial January 2007 - Present
Credit Suisse 2004 - 2007
Roth Capital Partners 1998 - 2004
Merrill Lynch 1997 - 1998
Sutro & Co 1991 - 1998
Drexel Burnham Lambert 1986 - 1989
Bateman Eichler 1982 - 1986
Skills
Investments, Management, Financial Modeling, Finance, Asset Management, Equities, Valuation
Education
UCLA
Political Science
Loyola Marymount University
Political Science
Crespi High School