Financial Network Investment Corporation, Member SIPC
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Financial Network Investment Corporation, Member SIPC Employees
DeJong Financial Group September 2011 - Present
DeJong Business Center March 2014 - Present
Financial Network Investment Corporation, Member SIPC December 1999 - September 2011
Skills
Securities, Finance, Series 7, Investments
Education
California State University Stanislaus 1997 — 2000
B.S., Finance
Klein Investment Services April 1996 - Present
Financial Network Investment Corporation, Member SIPC June 1993 - April 1996
Skills
Portfolio Management, Wealth Accumulation..., Retirement Planning, Wealth Management, Wealth Preservation..., Risk Assessment
Education
St. Olaf College 1988 — 1992
Bachelor of Arts, Economics
ServiceMaster by Hedden/Superior Construction Services August 2013 - Present
Superior Construction Services August 2013 - Present
Cedar Valley Exteriors, Inc. May 2002 - March 2013
Cedar Valley Exteriors, Inc. May 2004 - January 2013
Cedar Valley Exteriors, LP April 2008 - June 2009
Simply Benefits, LLC 2000 - 2002
Financial Network Investment Corporation, Member SIPC April 1998 - May 2000
Spectrum Financial Group 1995 - 1998
Skills
Computers, Information Technology, Auditing, Accounting, Change Management, Operations Management, Leadership, Contract Management, Contractors, Customer Service, Management, Construction, Forecasting, Insurance, Construction Management, Strategic Planning, Contract Negotiation, Team Building, Budgets, Business process mapping, Organizational Charts, New Business Development, Risk Management, Business Development, Business Process Mapping, Process Improvement, Account Management
Education
University of Denver 1991 — 1994
Bachelor of Business Administration (B.B.A.), International Business
Totino Grace High School 1987 — 1990
High School
USAA January 2014 - Present
Wells Fargo Advisors, LLC May 2012 - January 2014
JPMorgan Chase January 2009 - May 2012
SWBC Wealth Management January 2007 - December 2008
Financial Network Investment Corporation, Member SIPC January 2006 - December 2006
AXA Advisors 2004 - December 2006
Skills
Investments, Wealth Management, Retirement Planning, Asset Allocation, Asset Managment
Education
The University of Texas at El Paso 1999 — 2004
Bachelor of Business Administration (B.B.A.), Accounting and Finance
Benson Wealth Management, Inc. October 2012 - Present
Wells Fargo Advisors, LLC 2009 - September 2012
Wachovia Securities Financial Network 2008 - 2009
A.G. Edwards & Sons, Inc. (a predecessor firm of Wells Fargo Advisors,LLC) 2007 - 2008
LPL Financial 2005 - 2007
Financial Network Investment Corporation, Member SIPC 2003 - 2005
Education
Pacific Union College 1997 — 2001
B.S., Marketing
Morgan Stanley Wealth Management February 2005 - Present
Financial Network Investment Corporation, Member SIPC January 1999 - February 2005
Skills
Series 7, series 66
Education
California State University-Hayward
Bachelor of Arts (B.A.), Mass Communication/Media Studies
Intacct Corporation July 2015 - Present
Lahlouh September 2014 - July 2015
Levelthree Solutions May 2014 - August 2014
levelthree solutions April 2013 - May 2014
levelthree solutions November 2012 - April 2013
Golden Harvest Catering June 2010 - March 2013
Nicole Tao July 2012 - October 2012
Financial Network Investment Corporation, Member SIPC February 2012 - June 2012
Skills
Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, Customer Service, Event Planning, Statistics, Time Management, Account Management, Outlook, Facebook, Problem Solving, Public Speaking, Mathematics, Research, Social Networking, Social Media, Matlab, Accounts Payable, Creative Problem Solving, Sales, Vietnamese, Inventory Management, Warehouse Management, Troubleshooting
Education
University of California, Santa Barbara 2008 — 2012
Bachelor's Degree, Financial Mathematics and Statistics
Central Desktop January 2015 - Present
QuickSchools, Inc. April 2014 - December 2014
UC Santa Barbara August 2011 - June 2013
ADP February 2013 - March 2013
Financial Network Investment Corporation, Member SIPC October 2012 - January 2013
The Men's Wearhouse, Inc February 2011 - December 2012
Skills
Customer Service, Marketing, Sales
Education
University of California, Santa Barbara 2009 — 2014
B.A, International/Global Studies
Glendora
BGM TruNorth Wealth Partners October 2013 - Present
Women's Foundation of Minnesota January 2014 - Present
United Way Women's Leadership Council January 2010 - December 2014
TruNorth May 2012 - October 2013
Citizens League December 2011 - December 2012
JRA Financial Advisors October 2001 - May 2012
Financial Network Investment Corporation, Member SIPC 1999 - May 2012
One Percent Club 2009 - 2010
Word of Peace Lutheran Church November 2006 - January 2009
Financial Planning Association September 2001 - December 2003
Skills
Wealth, Finance, IRAs, Mutual Funds, Financial Planners, Event Management, Investments, Fixed Annuities, Series 63, Investment Strategies, Securities, 401k
Education
Metropolitan State University 2003 — 2012
History
The American College 2003 — 2004
CFP, Financial Planning
Gigya July 2014 - Present
Gigya March 2014 - July 2014
NAACP Economic Department June 2013 - August 2013
UC Santa Barbara Student-Faculty on Student Conduct Committee September 2012 - June 2013
UC Santa Barbara Political Science Department October 2011 - June 2012
Financial Network Investment Corporation, Member SIPC October 2010 - February 2011
Hilmar High School June 2010 - September 2010
Skills
Research, Customer Service, Public Speaking, Community Outreach, Microsoft Excel, Social Media, Microsoft Office, Social Networking, Political Science, Event Planning, Teamwork, Writing, Salesforce.com, Qualitative Research, PowerPoint, Advocacy, Social Media Marketing, Dog Training, Technical Writing, Legal Writing, Microsoft Word, Management, OpenAir, Grammar Stylistics, Development Economics, Creative Writing, salesforce, Clarizen, SaaS
Education
University of California, Santa Barbara
Bachelor's Degree, Political Science, Public Service Emphasis
University of California, Santa Barbara
Bachelor of Arts (B.A.), Political Science, Emphasis in Public Service
State Farm June 2013 - Present
Sunovion Pharmaceuticals Inc. October 2006 - May 2013
Eli Lilly and Company October 2003 - October 2006
Financial Network Investment Corporation, Member SIPC 1998 - 2003
U.S. Army, USA 1991 - 1998
Skills
Business Analysis, Business Strategy, Business Management, New Business Development, Sales Management, Outside Sales, Inside Sales, Management, Negotiation, Pharmaceutical industry, Allergy, Sales Operations, Neurology, Pharmaceutical Sales, Product Launch, Urology, Primary Care, Cross-functional Team..., Rheumatology, Medical Devices, Pulmonology, Selling, Pharmaceutical Industry, Psychiatry, Endocrinology, Leadership, Sales
Education
Capella University 2010 — 2012
Master of Business Administration (MBA), Health/Health Care Administration/Management
University of Houston, C.T. Bauer College of Business 1988 — 1991
Bachelor of Business Administration (BBA), Finance and Financial Management Services
Gemini Fund Services January 2014 - Present
RTG Medical March 2013 - December 2013
Mutual of Omaha September 2012 - March 2013
Financial Network Investment Corporation, Member SIPC January 2009 - August 2012
Financial Network Investment Corporation, Member SIPC August 2004 - December 2008
Skills
Investments, Mutual Funds, Retirement, Wealth Management, Retirement Planning, Customer Service, Finance, Valuation, Fixed Annuities
Education
University of Nebraska at Omaha 2004 — 2008
BSBA, Finance, Banking, Investment Sciences and Portfolio Management
Cambridge Investment Research June 2009 - Present
Financial Moxie 2009 - Present
The Learning House 2010 - 2011
Financial Network Investment Corporation, Member SIPC November 2007 - June 2009
Skills
Divorce Planning
Education
California Lutheran University 2006 — 2008
Financial Planning Certificate, Financial Planning
California State University-Northridge
MBA, Business
University of California, Irvine
BA, Spanish ESL and Business
NettWorth Financial Group January 2004 - Present
FSC Securities Corporation January 2004 - Present
Joseph Giangiulio,CPA/PFS, CFP 1982 - Present
Financial Network Investment Corporation January 1989 - December 2003
Financial Network Investment Corporation, Member SIPC July 1983 - December 1989
Skills
Strategic Financial..., Financial Planners, Finance, Financial Services, Portfolio Management, Asset Management, Small Business, Personal Finance, CPA, Retirement, Customer Service, Investments, Executive Positions, Retirement Planning, Tax, Management Consulting, Asset Managment, IRAs, Financial Advisory
Education
Shippensburg University of Pennsylvania 1971 — 1975
Bachelor of Applied Science (BASc), Business Administration and Management, General
Vault Investment Properties, LLC April 2012 - Present
Aitchison & Adams Real Estate Team - Keller Williams January 2012 - Present
Financial Network Investment Corporation, Member SIPC June 2008 - July 2010
Skills
Investments, Real Estate, First Time Home Buyers, Investment Properties, Luxury, Short Sales, Sellers, Relocation, Foreclosures, New Home Sales, Listings, Negotiation, Social Media, SFR
Education
University of California, Santa Barbara 2006 — 2010
Sociology and Sport Management, Globalization and Sports Administration
University of California, Santa Barbara
ClearSlide February 2014 - Present
ClearSlide, Inc. March 2013 - February 2014
Financial Network Investment Corporation, Member SIPC October 2012 - February 2013
San Ysidro Ranch June 2012 - December 2012
UC Santa Barbara September 2011 - June 2012
UC Santa Barbara March 2011 - December 2011
Skills
Customer Service, Teamwork, Team Leadership, Microsoft Excel, Social Media, Start-ups, ClearSlide, Salesforce.com, Networking, SaaS, Technical Support, Acquisition Integration, PowerPoint, Halloween Costume
Education
University of California, Santa Barbara 2008 — 2012
Bachelor of Arts (BA), Business/Managerial Economics
Cetera Advisor Networks LLC February 2005 - Present
KLM Investment February 2005 - Present
Financial Network Investment Corporation, Member SIPC 2005 - 2009
Carson Wealth Management Group January 2000 - February 2005
Skills
Mutual Funds, Investments, Wealth Management, Portfolio Management, Options, Stocks, Bonds, 529 Plans, Estate Planning, Tax-advantaged..., Risk Management, Financial Advisory, Long-term Care, Strategic Financial..., Series 7, Disability Insurance, Investment Advisory, Fixed Income, Fixed Annuities, Mortgage Lending, 401k, Insurance, Financial Analysis, Financial Services, Investment Strategies, Retirement Planning, Investment Management, Asset Allocation, Uniform Combined State..., Equities, Term Life Insurance, Financial Planners, Securities, Financial Modeling, Finance, Wealth, Trading, FINRA, Asset Management, Retirement, Alternative Investments, Banking, Series 24, Life Insurance, CRM, Series 63, IRAs, Series 6, Series 65, ETFs
Education
University of Nebraska-Lincoln 1991 — 1995
Finance
University of Nebraska at Omaha
BS-Business Administration, Banking & Financial Markets, Investment Sciences & Portfolio Management
Wealth By Design, LLC June 2013 - Present
Wealth By Design, LLC February 2012 - Present
Cambridge Investment Research February 2009 - Present
Lighthouse Financial group, LLC January 2007 - March 2014
Howard Financial Resources December 1991 - April 2013
Financial Network Investment Corporation, Member SIPC January 2007 - February 2009
ING Financial Partners May 2001 - January 2007
Principal Financial Group January 1991 - May 2001
Skills
Strategic Financial..., Wealth Management, Investments, Financial Advisory, Financial Planners, Holistic Health, Retirement Planning, Series 7, IRAs, Asset Managment, I help you create an..., Facilitate small group..., Walk clients through a..., Help you gain clairty..., Filter through..., Help clients create..., Educate and assist..., Work with a team to..., Discern the proper...
Education
Colorado State University 1980 — 1984
BA, Business
Money Quotient Financial Life Planning
Holistic Financial Life Planning
College for Financial Planning
Certified Financial Planner™ professional, Comprehensive financial planning
Baxter Credit Union April 2013 - Present
Financial Network Investment Corporation, Member SIPC July 2011 - April 2013
James L. Kastner September 2010 - July 2011
Burnham & Flower Insurance Group June 2006 - September 2010
Burnham & Flower Insurance Group January 2005 - May 2006
Burnham & Flower Insurance Group December 2003 - December 2004
John Hancock Financial Services July 2000 - November 2003
Eastman Kodak June 1980 - July 1994
Skills
Financial Planning, Financial Services, Mutual Funds, Finance, Retirement Planning, Investments, Portfolio Management, Asset Allocation, Securities, Fixed Annuities
Education
College for Financial Planning 1997 — 1999
Financial Planning
Francis Marion University 1994 — 1997
BBA, Finance
Rochester Institute of Technology 1990 — 1994
AAS, Mechanical Engineering
Consultant 2013 - 2014
Teva Pharmaceuticals 2012 - 2013
Teva Pharmaceuticals 2000 - 2012
Teva Pharmaceuticals 1998 - 1999
Teva Pharmaceuticals 1997 - 1998
VHA 1996 - 1997
VHA 1994 - 1996
Fujisawa 1992 - 1994
Fujisawa 1989 - 1992
Financial Network Investment Corporation, Member SIPC 1984 - 1989
Skills
Biopharmaceuticals, Biotechnology, Business Development, Business Planning, Business Strategy, CAPA, Clinical Development, Clinical Research, Commercialization, Cross-functional Team..., Drug Delivery, Drug Development, FDA, GLP, GMP, Generic Programming, Healthcare, Managed Care, Marketing, Marketing Strategy, Medical Devices, Oncology, Pharmaceutical Industry, Pharmacy, Product Development, Product Launch, Regulatory Affairs, Sop, Strategy, Technology Transfer, Validation
Education
College for Financial Planning
CFP, Personal Financial Planning
Loyola Marymount University, College of Business Administration
MBA, Management, Finance
University of Southern California
MPA, Health Care Administration
University of Arizona 1971 — 1976
BS, Pharmacy
LPL Financial November 2008 - Present
Burns & Bynum, CPA, PA 2004 - Present
Financial Network Investment Corporation, Member SIPC 2002 - 2008
Kathy R. Burns, CPA 1997 - 2004
Blue Cross Blue Shield of NC 1987 - 1997
RSM McGladrey 1983 - 1987
Education
East Carolina University 1980 — 1983
Bachelor of Science in Business Administration, Accounting
LandMark Financial Network June 2001 - Present
Cetera Advisor Networks, Member SIPC June 2001 - Present
Rainbow Days, Inc. 2008 - Present
Financial Network Investment Corporation, Member SIPC 2001 - 2012
Skills
Series 7, Securities, Business Planning, Mutual Funds, Investments, Financial Advisory, Wealth Management, Finance, Series 24
Education
St. Mary's University
The University of Texas at Austin
Financial Network Investment Corporation, Member SIPC June 2009 - Present
Ameriprise Financial Services, Inc. 2003 - 2009
Skills
Investment Management, Securities, Financial Advisory, Retirement Planning, Estate Planning, Asset Allocation, Investments, Mutual Funds
Education
Santa Clara University 1999 — 2003
Bachelor's degree, Finance, General
Spanish Ministry of Education September 2014 - Present
EF Education First April 2013 - August 2014
Morinaga Nutritional Foods, Inc. September 2012 - January 2013
Financial Network Investment Corporation, Member SIPC April 2012 - June 2012
UC Santa Barbara September 2010 - June 2011
Best Buddies November 2006 - June 2008
Skills
Proficient in..., Multilingual, Mac/PC proficient, Microsoft Office Suite, Time Management, Management, Marketing, Sales, Editing, Spanish, English, Teamwork, Teaching, Facebook, Accounting, Creative Writing, Social Media, Social Networking, Event Planning, PowerPoint, Public Speaking, Microsoft Word, Microsoft Excel, Data Entry, Databases, Administrative..., Higher Education..., International Relations, International Education
Education
UCSB 2008 — 2012
Bachelors, Global Studies and Japanese
Los Angeles Harbor College 2005 — 2008
Coursework, Physics, Economics, and Business Administration
Smith-Mottini Financial Advisors, Inc. January 1991 - Present
Cetera Financial Group January 2011 - Present
BAR Financial, LLC January 2011 - Present
Financial Network Investment Corporation, Member SIPC January 2011 - December 2012
Morgan Stanley February 1993 - January 2000
Skills
Investments, Retirement Planning, Estate Planning, Tax planning, Tax Deferral Planning, Fund Administration, Middle Market, Financial Planners, Wealth Management, Project Planning, Retirement, Strategic Planning, Securities, Wealth, Tax
Education
Arizona State University 1990 — 1995
BS, RFC, CEA, FOS, Accounting
Ameriprise Financial Services, Inc. August 2012 - Present
Financial Network Investment Corporation, Member SIPC February 2009 - August 2012
MassMutual Financial Group July 2006 - February 2009
PFIC Securities Corporation January 1996 - July 2006
Education
College for Financial Planning 2006 — 2008
Master of Science in Personal Financial Planning, Financial Planning
St. Norbert College 1992 — 1995
BBA in Accounting/Finance, Accounting and Finance
Summit Financial Resources, Inc. July 2005 - Present
Cadaret Grant, Inc - Stonebridge Capital Management June 1998 - July 2005
Certified Financial Services June 1995 - July 1998
Financial Network Investment Corporation, Member SIPC July 1993 - March 1995
Compass Financial Planning June 1992 - July 1993
Education
University of Delaware 1988 — 1992
Bachelors, Business Admin
College for Financial Planning 1993 — 1994
CFP®, Tax, Retirement Planning, Investments, Insurance, Estate Planning and General Financial Planning
Fairleigh Dickinson University 1992 — 1993
Certified Financial Planner, Financial Planning and Services
University of Delaware - Lerner College of Business and Economics 1988 — 1992
Bachelors, Finance
Arbor Research and Trading November 2011 - Present
Bessemer Trust August 2009 - November 2011
Financial Network Investment Corporation, Member SIPC July 2008 - August 2009
Skills
Microsoft Office, Microsoft Excel, Series 7, Series 63, Customer Service, Investment Management, Asset Allocation, Mutual Funds, Wealth Management, Fixed Income, Investment Advisory, Alternative Investments, Equities, Asset Managment, Investments, Securities, Retirement Planning, Portfolio Management, Strategic Financial..., Uniform Combined State..., Financial Markets, Asset Management
Education
Northern Illinois University - College of Business 2004 — 2008
Bachelor of Science in Business, Finance
USAdvisors Network July 2014 - Present
USAdvisors Wealth Management July 2014 - Present
Protective Life July 2007 - July 2014
Transamerica Retirement Management March 2007 - July 2007
Allianz Life March 2005 - March 2007
Thrivent Financial for Lutherans September 2003 - March 2005
First Bank September 2001 - April 2003
Financial Network Investment Corporation, Member SIPC January 1998 - June 2001
Financial Network Investment Corporation, Member SIPC June 1996 - January 1998
Skills
Retirement Planning, Leadership, Sales, Series 6, Variable Annuities, Life Insurance, Financial Advisory, Investments, Sales Management, Fixed Annuities, Training, Series 7, Retirement, Public Speaking, Long-term Care, Series 63, Customer Service, Mutual Funds, Series 65, Insurance
Education
St. Olaf College 1992 — 1995
BA, German
Shattuck School
Lincoln Financial Securities October 2014 - Present
American Financial Network LLC October 2014 - Present
New York Life Insurance Company June 2009 - October 2014
Eagle Strategies LLC June 2009 - October 2014
New York Life Insurance Company June 2009 - October 2014
Financial Network Investment Corporation, Member SIPC October 2001 - June 2009
Rue Insurance February 2001 - June 2009
Merrill Lynch February 2000 - February 2001
Rue Insurance August 1996 - February 2000
Skills
Insurance, Retirement Planning, Life Insurance, Investments, Securities, Fixed Annuities, Disability Insurance, Retirement, College Savings Plans, 401k Rollovers, IRAs
Education
Rutgers, The State University of New Jersey-New Brunswick 1992 — 1995
Bachelors
William Paterson University of New Jersey
Raymond James Financial Services, Inc. October 2014 - Present
LPL Financial January 1997 - October 2014
Financial Network Investment Corporation, Member SIPC January 1984 - December 1996
Ford Financial Associates July 1981 - December 1983
Skills
Retirement Planning, Wealth Management, Finance, Mutual Funds, FINRA, Series 7, Series 63, Insurance, Investment Advisory, Process Improvement
Education
Hartwick College 1975 — 1979
BA, Economics
Creative Financial Insurance May 2014 - Present
The Delaware County Bank & Raymond James Financial Services March 2008 - November 2013
Lincoln Financial Advisors May 2007 - December 2007
Financial Network Investment Corporation, Member SIPC September 2000 - April 2007
Skills
Retirement, Series 7, Retirement Planning, Wealth Management, Fixed Income, Mutual Funds, FINRA, Investment Advisory, Securities, 401k, 529 Plans, Fixed Annuities, Asset Allocation, IRAs
Education
The Ohio State University 2001 — 2002
Business & Finance
Columbus State Community College 1999 — 2000
Business Administration
BOSC, Inc., A subsidiary of BOK Financial Corp. April 2013 - Present
Financial Network Investment Corporation, Member SIPC August 2010 - March 2013
CFP Board of Standards January 2007 - December 2010
Strategic Compliance Concepts August 2009 - August 2010
HighTower August 2008 - July 2009
BKD Wealth Advisors, LLC October 2006 - August 2008
Financial Planning Association (FPA) 2002 - 2004
1st Global January 2000 - June 2001
Cambridge Investment Research September 1996 - December 1999
Long Grove Trading Company 1989 - 1996
Skills
Investment Advisory, Securities, Asset Management, Compliance, Series 7, Series 24, Risk Management, High-Impact..., Leadership, Series 65, Financial Operations..., Consulting, Expert Witness, FINRA, Fiduciary
Education
Indiana University-Purdue University at Indianapolis 1980 — 1983
BS, Policy & Administration
Hall & Burns Wealth Management, LLC November 2008 - Present
Financial Network Investment Corporation, Member SIPC 2005 - 2008
Cook Group Financial Advisors August 2003 - June 2005
Skills
Financial Planning, Alternative Investments, Estate Planning, Portfolio Management, Equity Compensation..., Stock Option Analysis, Risk Management, Restricted Stock..., Concentrated Stock-Sale..., Portfolio Stress-Testing, Education Planning, Tax Planning, Trust Planning, Charitable Giving..., Retirement Planning, Retirement Income..., Wealth Management, Investments, Asset Allocation, Life Insurance, Investment Advisory, 401k Rollovers, Investment Management, Personal Financial..., Certified Financial..., College Savings Plans, Tax, 401k, IRAs, Independent Financial..., Finance, Options, Strategic Financial..., Securities, FINRA, Mutual Funds, Wealth
Education
East Carolina University - College of Business 2002 — 2003
MBA
East Carolina University 1998 — 2001
Bachelor of Arts
University of North Carolina at Charlotte 1997 — 1998
Clarfeld Financial Advisors December 2012 - Present
Financial Network Investment Corporation, Member SIPC November 2007 - December 2012
Skills
Investments, Wealth Management, Asset Allocation, Mutual Funds, Investment Strategies, Retirement Planning, Investment Advisory, Portfolio Management, Alternative Investments, Strategic Financial..., Equities, Retirement, Securities, Investment Management, Fixed Income
Education
Queens College 2005 — 2008
Bachelor of Arts (B.A.), Psychology
East End Financial Group January 1998 - Present
Financial Network Investment Corporation, Member SIPC March 1996 - December 1997
Skills
Retirement Planning, Wealth Management, Finance, Investments, Mutual Funds, Investment Advisory, Wealth Accumulation, Series 7, Retirement, Estate Planning, Wealth, Business Planning
Education
Lafayette College 1991 — 1995
BA, Business & Economics
Clear Financial Strategies, Ltd May 2006 - Present
Wealth Preservers, LLC February 2006 - Present
Cetera Advisors LLC March 2011 - September 2013
Financial Network Investment Corporation, Member SIPC 1991 - 2006
Skills
Wealth Management, 401k, Pensions, Employee Benefits, Estate Planning, Retirement, Asset Management, Investment Strategies, Investments, Retirement Planning, Investment Advisory, Wealth, Securities, Mutual Funds, Strategic Financial..., Asset Allocation, Financial Advisory, Financial Services, Financial Planning, Portfolio Management, IRAs, Series 7, Series 63, Alternative Investments, Fixed Annuities, Insurance, Trust Services, Asset, Long Term Care, Group Benefits, Annuities, IRA's, Equities, Disability Insurance, Wealth Accumulation, Finance
Education
Southern Illinois University, Carbondale 1981 — 1985
Business Finance, Computer Science, Electrical Engineering
Howe Military Acadamy 1979 — 1981
Arizona State University September 2013 - Present
Independent Financial Group LLC February 2012 - August 2013
Financial Network Investment Corporation, Member SIPC April 2010 - February 2012
Krebs-Stoudt Insurance Agency August 2008 - April 2010
Tax Deferred Solutions April 2007 - August 2008
Skills
Wealth Management, Retirement, Investments, IRAs, Financial Advisory, Retirement Planning, Estate Planning, Strategic Financial..., Life Insurance, 401k, Fixed Annuities, Series 7, 401k Rollovers, HTML, HTML 5, Python, CSS3, CSS, CSS Javascript, Advanced CSS, CSS Sprites, CalSTRS, Personnel Management, Long Term Care Insurance, jQuery, jQuery UI, jQuery Mobile, Java, JavaScript, C++, C++ Language, CRM, Algorithms, Alternative Investments, Website Development, Web Design, Email Marketing, HTML emails, Website Updating, Website Building, Fixed Income Portfolio..., Equity Valuation, Equities, Financial Calculations, User Experience, User Interface Design, Databases, Database Design, Database Administration, Data Mining
Education
Arizona State University
Technological Entrepreneurship & Management
San Francisco State University
Financial Network Investment Corporation, Member SIPC January 2011 - Present
Cetera Advisor Networks LLC January 2011 - Present
Financial Planning Association 2012 - 2013
Continental Airlines 1979 - 2005
Continental Airlines 1979 - 2004
Skills
Wealth Management, Retirement Planning, Retirement, Strategic Financial..., Investments, Asset Allocation, Financial Advisory, Investment Advisory, Estate Planning, Portfolio Management, Series 7, Asset Management, Fixed Annuities, Insurance, Life Insurance, Risk Management, Disability Insurance, Financial Analysis, Term Life Insurance, Employee Benefits
Education
California Lutheran University
Master of Business Administration (M.B.A.), Financial Planning
UCLA
Bachelor's degree, History
GK Skaggs October 2013 - Present
Idea Hall April 2013 - August 2013
Tallgrass Pictures LLC September 2012 - January 2013
UC Santa Barbara October 2010 - January 2012
Financial Network Investment Corporation, Member SIPC December 2009 - August 2010
Sole Technology October 2007 - August 2009
La Jolla Group LLC April 2006 - September 2007
Vans July 2005 - April 2006
Skills
Public Relations, Marketing Communications, Social Media Marketing, Events Coordination, Microsoft Excel, PowerPoint, Customer Service, English, Photoshop, Budgets, Public Speaking, Writing, Team Leadership, Photography, Adobe Creative Suite, Marketing, Brand Management
Education
University of California, Santa Barbara 2010 — 2013
Bachelor of Arts (B.A.), Political Science and Government
University of Sydney
Government and International Relations
Taylor Financial Group March 2011 - Present
Hackensack Scoop March 2013 - Present
Rotary Youth Leadership Award (RYLA) of Rotary District 7490 2007 - 2013
Financial Network Investment Corporation August 2008 - February 2011
Financial Network Investment Corporation, Member SIPC May 2008 - September 2009
Skills
Wealth Management, Investment Management, Estate Planning, Trusts, Personal Financial..., Asset Allocation, Strategic Financial..., Retirement Planning, Investments, Asset Managment
Education
Boston University Questrom School of Business
BSBA, Finance
Advantage Wealth Advisors October 2003 - Present
First Allied Securities, Inc. September 2007 - March 2015
Financial Network Investment Corporation, Member SIPC June 2004 - September 2007
Wachovia Securities Financial Network October 2003 - June 2004
UBS August 2002 - October 2003
Morgan Stanley January 1998 - August 2002
PaineWebber August 1996 - January 1998
Skills
Wealth Management, Retirement Planning, Financial Planning, Asset Management, Portfolio Management, Investments, Insurance, Securities, Investment Strategies, Annuities, Alternative Investments, Fixed Income, Series 7, Wealth, Finance, Series 63, Mutual Funds, Asset Allocation, Financial Services, Investment Advisory, Uniform Combined State...
Education
Pepperdine University 1994 — 1996
Business Administration / Finance
Loyola Marymount University 1994 — 1995
Air Science / AFROTC
University of California, Berkeley 1993 — 1994
Pre-Business
Dorion Gray Retirement Planning, Inc. March 2009 - Present
Habitat for Humanity of McHenry County March 2008 - Present
Financial Network Investment Corporation, Member SIPC May 2005 - March 2009
Skills
Investment Advisory, Strategic Financial..., Retirement Planning, IRAs, Investments, Securities, Estate Planning, Wealth Management, Series 7, Series 63, Mutual Funds, Asset Management, Portfolio Management, Strategic Planning, Retirement, Fixed Annuities, Options, 401k, Finance, Asset Allocation
Education
DePauw University 1997 — 1999
The Salter Friedman Group March 2007 - Present
Alliance Consulting Group February 2004 - July 2008
Spherion April 2000 - March 2003
Financial Network Investment Corporation, Member SIPC March 1998 - April 2000
AppleOne Employment Services January 1997 - March 1998
Siena Construction Corp, Cambridge, Ma July 1994 - December 1996
Skills
Staffing Industry, Full-cycle Recruiting, Staffing Services, Temporary Staffing, Talent Management, Internet Recruiting, Technical Recruiting, SDLC, Industrial Sector, Talent Acquisition
Education
Clemson University 1991 — 1994
Bachelors, Psychology, French
Russell Investments January 2012 - Present
Russell Investments November 2004 - January 2012
Russell Investments November 2007 - April 2008
Russell Investments August 2007 - November 2007
Russell Investments March 2006 - August 2007
Russell Investments November 2004 - April 2006
Russell Investments January 2006 - March 2006
The Commerce Bank of Washington June 1997 - October 2004
Financial Network Investment Corporation, Member SIPC January 2003 - July 2003
West Coast Bank October 1992 - August 1995
Education
Pacific Lutheran University 1995 — 1997
Business, Finance & New Venture Management
Debbie Leaman December 2004 - Present
Financial Network Investment Corporation, Member SIPC April 1999 - July 2004
MassMutual Financial Group March 1998 - April 1999
Wood-Logan Associates June 1995 - May 1996
Nathan & Lewis Securities November 1983 - November 1993
MFS Investment Management April 1981 - October 1983
Skills
Mutual Funds, Marketing, Management, Financial Advisory, Public Speaking, Sales, Newsletters, Magazines, Finance, Due Diligence, Fundraising, Event Planning, Writing, Editing, Investments, Leadership, Web Content, Sales Brochures, Developmental editing, Wealth Management
Education
Tufts University 1976 — 1980
B.A., liberal arts, magna cum laude
Kemper Specialty 2010 - Present
Align General Insurance Agency 2008 - 2009
CSAA (AAA Northern California, Nevada and Utah) 2004 - 2008
Yellow Book, USA 2003 - 2004
Servpro 2002 - 2003
Financial Network Investment Corporation, Member SIPC 1998 - 2002
Education
Marist College
BA, Communications
First Allied Securities January 2012 - Present
First Allied Securities January 2007 - July 2012
First Allied Securities January 2010 - February 2012
First Allied Securities July 2004 - January 2007
Josephthal and Co 1997 - 2002
Financial Network Investment Corporation, Member SIPC 1993 - 1996
First Affiliated Securities 1989 - 1993
Skills
Series 7, Wealth Management, Alternative Investments, Investment Advisory, Investments, Series 63, Asset Allocation, Securities, Asset Managment, Financial Advisory, Mutual Funds, Investment Strategies, Asset Management, Strategy, Equities, Leadership, Financial Services, Financial Modeling, Investment Management
Education
Brigham Young University 1973 — 1979
B.S., Business, English, Biology
Costco Wholesale July 2015 - Present
Costco Wholesale November 2001 - Present
Sentinel Investments January 1995 - June 1999
Financial Network Investment Corporation, Member SIPC March 1990 - January 1995
Skills
Customer Service, Microsoft Excel, Sales, Microsoft Office, Microsoft Word, Outlook, Investments, Office Administration, Payroll, Payroll Taxes, Accounts Payable, Accounts Receivable, Analysis, Event Planning, Team Leadership
Education
College of DuPage 2004 — 2006
Associates of Applied Science, Business Management, Graduate
San Diego Workforce Partnership January 2011 - Present
Financial Network Investment Corporation, Member SIPC June 2008 - May 2010
Skills
Strategic Planning, Project Management, Budgets, Performance Management, Team Building, Policy, Microsoft Office, Microsoft Word, Analysis, Project Planning, Business Development, Social Networking, Non-profits, Microsoft Excel, Process Improvement, Contract Management, Contract Negotiation, Community Outreach, Customer Service, Leadership Development, Nonprofits, Training, Program Management
Education
University of California, Santa Barbara 2006 — 2010
BA, Sociology
Petersen Hastings Investment Management July 2010 - Present
Russell Investments September 2009 - May 2010
PlanB Group Holdings June 2009 - August 2009
Financial Network Investment Corporation, Member SIPC August 2008 - December 2008
Petersen Hastings Investment Management June 2008 - August 2008
Skills
Financial Analysis, Financial Reporting, Financial Planning, Microsoft Excel, Financial Modeling, Forecasting, Investments, Wealth Management, Equities, Fixed Income, Naviplancentral, Microsoft Office, Account Reconciliation, Retirement Planning, Strategic Financial..., Asset Management, Series 65, Retirement, Investment Advisory, Investment Strategies, Portfolio Management
Education
2016 Level III CFA Candidate
Passed Level I of the CFA Program
College for Financial Planning
CFP Professional Education Program
Pacific Lutheran University 2006 — 2010
BBA - Finance, BA - Economics
Sunnyside Christian High School
Passed Level II of the CFA Program
SharpHat, Inc. 2005 - Present
NASA - National Aeronautics and Space Administration April 2013 - January 2014
Aleph Global Inc. 2011 - 2012
Ness Technologies January 2006 - March 2006
Financial Network Investment Corporation, Member SIPC 2002 - 2005
Skills
Microsoft SQL Server, C#, VB.NET, Project Management, JavaScript, XML, Access, WPF, Business Analysis, Database Design, ASP.NET, Web Services, HTML, Databases, Enterprise Architecture, Requirements Analysis, Program Management, Consulting, Change Management
Education
Columbia University in the City of New York 2012 — 2014
Master of Science (MS), Information and Knowledge Strategy
National Aviation University
Bachelor of Science (BS), Computer Engineering
Waller Financial Coaching, LLC October 2014 - Present
The H Group, Inc. August 2009 - Present
Financial Network Investment Corporation, Member SIPC August 2009 - December 2011
Ameriprise Financial Services, Inc. April 2000 - August 2009
Franklin Templeton Investments 1998 - 2000
Skills
Personal Financial..., Strategic Financial..., Personal Tax Planning, Investment Advisory, Wealth Management, Financial Advisory, Estate Planning, Portfolio Management, Wealth Accumulation, Retirement Planning, Asset Managment, Retirement, IRAs, Financial Planners
Education
University of California, Davis 1999 — 2001
Personal Financial Planning Program (Certificate Program), Personal Financial Planning
California State University-Chico 1996 — 1998
Bachelor of Science (B.S.), Business Administration - Strategic Management
Merced College 1993 — 1996
Associate of Arts (AA), Business Administration
Shirey Capital Management, Inc. March 2002 - Present
Financial Network Investment Corporation, Member SIPC July 1990 - January 2000
Shirey Manufacture Company. June 1957 - January 1984
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1978 — 1980
Bachelor of Business Administration (B.B.A.), Economics and Finance
Woodward & Eskew, P.C. September 1987 - Present
Financial Network Investment Corporation, Member SIPC 2000 - 2002
Skills
Tax Accounting, Financial Accounting, Personal Financial..., Tax Preparation, Income Tax, Tax Returns, Partnership Taxation, Corporate Tax, S Corporations, CPA, Tax, Accounting, Compilation, Bookkeeping, QuickBooks, Financial Advisory, Trusts
Education
The University of New Mexico - Robert O. Anderson School of Management 1983 — 1987
Bachelor of Business Administration (B.B.A.), Accounting
Advisors Asset Management, Inc. December 2005 - Present
Financial Network Investment Corporation, Member SIPC August 2002 - December 2003
McDonald Investments July 1989 - July 2002
McDonald Investments October 1986 - July 1989
Municipal Advisory Council of Texas December 1984 - October 1986
M. L. Stern and Co 1984 - 1985
Skills
Series 7, Fixed Income, Bonds, Portfolio Management, FINRA, Investment Management, Asset, Series 63, Investment Advisory, Securities, Mutual Funds, Alternative Investments, Wealth Management, Finance, Uniform Combined State..., Investments
Education
University of North Texas 1980 — 1983
Bachelors of Business Administration, Marketing
San Jacinto College 1978 — 1980
undergraduate studies
The University of Texas at Austin 1977 — 1978
undergraduate studies
Clear Lake High School 1973 — 1977
Smart Insurance Agency, Inc. October 2012 - Present
Kovack Securities June 2009 - Present
Financial Network Investment Corporation, Member SIPC 2003 - 2008
RD Capital Group September 2000 - August 2003
Santander Securities 1998 - 1999
Morgan Stanley Dean Witter 1995 - 1998
Skills
Series 7, Retirement Planning, Securities, Financial Advisory, Alternative Investments, Investments, Strategic Financial..., Finance, Risk Management, Series 63, Financial Services, Life Insurance, Wealth Management, Insurance, FINRA, Financial Analysis, Mutual Funds, Asset Allocation, Retirement, Employee Benefits, Portfolio Management, Fixed Annuities, Investment Advisory, Series 24, 401k, IRAs, Series 65, Uniform Combined State..., Investment Strategies, Asset Management, Disability Insurance, Estate Planning, Long-term Care, Variable Annuities, Equities, Financial Planners, Bonds, Fixed Income, Wealth Management..., Series 6, Separately Managed..., Options, ETFs, Personal Financial..., Long Term Care Insurance, Qualified Retirement..., Term Life Insurance, Trading, Retirement Plan..., Investment Management
Education
Universidad Del Sagrado Corazón 1989 — 1993
Bachelors, Marketing & Accounting
American University - Kogod School of Business 1988 — 1989
Colegio San José 1982 — 1988
Weber-Stephen Products Company March 2013 - Present
Follett Software February 2006 - March 2013
McHenry County College October 2005 - February 2006
Gateway Marketing International May 2003 - January 2005
Financial Network Investment Corporation, Member SIPC April 2002 - May 2003
TRAIAN Internet Products July 2000 - March 2001
Ameritech May 1997 - January 2000
Ameritech July 1996 - May 1997
Skills
Marketing, Corporate Events, Marketing Strategy, Event Planning, Account Management, Events, Event Management, Sales, Strategic Planning, Advertising, Direct Marketing, CRM, Project Management, Trade Shows, Management, Sales Management, Designing, Product Marketing, Lead Generation, Time Management, Leadership, Budgets, B2B, Integrated Marketing, Email Marketing, Marketing Communications, Sales Operations, Strategic Partnerships
Education
National-Louis University 1998 — 1999
Bachelors, Business Management
Southern Illinois University, Carbondale 1993 — 1996
Associate, Applied Science
CLS Financial Services, Direct Lender May 2015 - Present
Hedge Marketing Support Services January 2011 - Present
Antares Corporation January 1999 - October 2010
Financial Network Investment Corporation, Member SIPC September 1987 - January 1999
Skills
Marketing Solutions, Concept Development, Marketing Production, Project Management, Presentations, Presentations -..., Event Planning, Marketing, Online Advertising, Team Leadership, Social Media, Leadership Development, Entrepreneurship, Small Business, Customer Service, Strategic Planning, Social Networking, Sales Management, Management, Selling, Marketing Communications, Training, New Business Development, Start-ups, Marketing Strategy, Advertising, Sales, Event Management, Strategy, Business Planning, Online Marketing, Team Building, Coaching, Business Development, Contract Negotiation, Public Speaking, Public Relations, Account Management, Business Strategy, Leadership
Education
Fashion Institute of Design & Merchandising
Associate of Arts (A.A.), Interior Design
Cetera Advisors Network LLC January 2013 - Present
McDaniel Knutson Financial Partners 1998 - Present
Financial Network Investment Corporation, Member SIPC January 2009 - January 2013
Skills
Salesforce.com, Investments, Series 24, Series 7, Series 65, Life & Health Insurance..., Retirement, Series 53, Securities
Education
The University of Kansas 1993 — 2000
BA, Anthropology
QualStaff Resources January 2015 - Present
Build.com October 2013 - November 2014
Governors Office September 2013 - October 2013
Financial Network Investment Corporation, Member SIPC June 2012 - May 2013
Skills
Gift Baskets, Soft Skills, Recruiting, Customer Service, Sales, Cold Calling, Time Management, Public Speaking, Marketing, Account Management, Salesforce.com, Microsoft Office, Talent Acquisition, Lead Generation, Social Media, Microsoft Excel, Microsoft Word, Logistics Management, Distribution Logistics, Logistics, Sourcing, Geronimo, Relationship Building, Impromptu Speaking, Social Networking, Tap Dance, Persuasive Speaker, Building Bridges, Motivational Speaking, Jam, Hip-Hop Dance
Education
California State University-Chico 2009 — 2013
Bachelor's Degree, Communication Studies, Minor in Buisness Marketing, Senior
Da Vinci High School 2006 — 2009
High School
Eagle Creek Financial Advisors, LLC June 2015 - Present
Eagle Creek Financial Advisors June 2015 - Present
Stevens Foster Financial Advisors December 2007 - May 2015
LPL Financial February 2008 - June 2014
ING National Trust July 2006 - December 2007
Financial Network Investment Corporation, Member SIPC April 2001 - July 2006
Chase Taylor Financial February 2001 - July 2006
Wells Fargo Advisors August 1999 - February 2001
Wells Fargo Advisors September 1987 - July 1996
Skills
Investments, Retirement Planning, Series 7, Strategic Financial..., Financial Planning, Mutual Funds, Management, FINRA, Branch Management, Securities, Wealth Management, Portfolio Management, High Net Worth..., Insurance, Compliance, Banking, Financial Services, Financial Advisory, Registered Investment..., Relationship Building, Investment Management, Investment Strategies, Collaborative Practice, Holistic Financial...
Education
Bethel University
Bachelor of Arts (B.A.), Business Management
Edison High School Minneapolis, MN
Minnesota State University, Mankato
Financial Planning Certificate, CFP Board-Registered Program
GlobeMed at Rutgers University January 2014 - August 2014
Electronics Design Group, Inc. January 2013 - March 2014
Susan Lehman Cullman Lab for Cancer Research December 2012 - January 2013
Financial Network Investment Corporation, Member SIPC June 2011 - May 2012
RE/MAX Best Realty January 2011 - December 2011
Skills
Social Media, Microsoft Office, Public Speaking, PowerPoint, Microsoft Excel, Microsoft Word, HTML, Social Networking, Event Planning, Facebook, Research, Access
Education
Rutgers, The State University of New Jersey-New Brunswick 2010 — 2014
BSN, Nursing, 3.2
Rutgers, The State University of New Jersey-New Brunswick 2010 — 2014
Journalism & Media Studies, Communication, Journalism, and Related Programs, 3.75
National Basketball Association (NBA) April 2015 - Present
National Basketball Association (NBA) January 2015 - April 2015
940ESPN, Jewel fm 99.3, KYNO 1430 790ESPN The Deuce April 2013 - May 2014
Cumulus Broadcasting August 2011 - November 2012
Golden State Warriors February 2009 - November 2012
Katz Media Group June 2010 - August 2011
San Jose Sharks January 2010 - June 2010
Associate Students, Inc January 2010 - June 2010
Associate Students, Inc June 2009 - January 2010
Financial Network Investment Corporation, Member SIPC April 2007 - December 2009
Skills
Social Media, Coaching, Project Management, Event Planning, Sports Marketing, Social Media Marketing, Media Relations, Advertising, Facebook, Digital Marketing, Marketing, Management, Microsoft Office, Online Marketing, Sports, Online Advertising, Press Releases, Blogging, Journalism, Editing, Email Marketing, Marketing Strategy, Public Relations, Leadership, Sales, Broadcast, Social Networking, Nonprofits, Radio
Education
California State University-East Bay 2006 — 2010
Bachelor of Arts, Communication
Cetera Advisor Networks, Member SIPC August 2008 - Present
Fox-Smith Wealth Management, LLC November 2006 - Present
Financial Network Investment Corporation, Member SIPC March 1997 - Present
Lighthouse Financial, LLC March 1997 - July 2007
Skills
Retirement Planning, Series 7, Asset management and..., Asset Allocation, Series 63, Mutual Funds
Education
The American College 2002 — 2005
ChFC, Finance
Radius Group January 2014 - March 2014
Berkshire Hathaway HomeServices September 2013 - December 2013
LPL Financial January 2013 - June 2013
Financial Network Investment Corporation, Member SIPC October 2012 - January 2013
UCSB Facilities Management October 2012 - December 2012
Creekside Elementary School Extended School Services October 2010 - June 2011
Papa John’s September 2010 - June 2011
Skills
Administrative..., Facilities Management, Call Center, Database Administration, Asset Allocation, Financial Analysis, Account Management, Marketing
Education
UCSB 2011 — 2014
Bachelor of Arts (B.A.), Economics
Mt. Carmel High School 2007 — 2011
High School Diploma
Trinity Capital Asset Management, LLC January 2010 - Present
Womack Investment Advisers, Inc. January 2000 - Present
Womack Investment Advisers, Inc. January 2000 - Present
Womack Advisers, LLC January 2000 - Present
Cambridge Investment Research January 2007 - December 2009
Financial Network Investment Corporation, Member SIPC November 1990 - December 2006
Metropolitan Life March 1987 - November 1990
Skills
Investment Advisory, Wealth Management, Investments, Mutual Funds, Securities, Disability Insurance, Life Insurance, Retirement Planning, Public Speaking, IRAs, Financial Advisory, Alternative Investments, Estate Tax Planning, Registered Investment..., Tax, Insurance Policies, Inheritance Tax Planning, Charitable Gift Planning, Asset Protection, Published Author, Technical Analysis, Investment Management, Wealth, Financial Planners, Charitable Trusts, Financial Services, Strategic Financial..., Former Butcher/Meat..., Estate settlment, Tax Reduction Strategies, Sudden Wealth Planning, Gold Investments, Investment Strategies, Estate Planning, Small Business, Asset Allocation, Portfolio Management, Insurance, Certified Financial..., Series 7, Equities, Fixed Annuities, Wealth Management..., Series 63, Term Life Insurance, Wealth Accumulation, Email Marketing, Mortgage Lending, Personal Financial..., 401k
Education
College for Financial Planning 1991 — 1993
Certified Financial Planner, Financial Planning
University of Central Oklahoma 1985 — 1986
Commercial Art
Southern Nazarene University 1981 — 1982
Commercial Art
Umpqua Bank Home Lending December 2012 - Present
Comstock Mortgage July 2012 - December 2012
Financial Network Investment Corporation, Member SIPC June 2006 - December 2012
Skills
Residential Real Estate..., Loans, Real Estate, Real Estate Financing, Portfolio Management
Education
College for Financial Planning 2007 — 2008
CFP designation, Financial Planning and Services
CSU Chico 1978 — 1982
Bachelor of Arts (BA), Business Administration and Management, General
Smith-Mottini Financial Advisors, Inc. January 1991 - Present
Cetera Financial Group January 2011 - Present
BAR Financial, LLC January 2011 - Present
Financial Network Investment Corporation, Member SIPC January 2011 - December 2012
Principal Financial Group June 1996 - December 1997
GE Capital May 1990 - June 1996
Skills
Estate Planning, Series 7, Investments, Retirement, Retirement Planning, 401k, Small Business, Financial Planners, Financial Advisory, Customer Service, Pensions, Portfolio Management, Investment Advisory, Securities, Life Insurance, Mutual Funds, Series 63, IRAs, Fixed Annuities, Insurance, Disability Insurance, Finance, Wealth Accumulation, Financial Services, Asset Management, Asset Allocation
Education
American College of Financial Planning 1991 — 1995
CLU, ChFC, RHU, LUTCF, Financial Services
Fresno State 1989 — 1991
Paramedic, Emergency Medical Technology/Technician (EMT Paramedic)
College of the Sequoias 1987 — 1989
EMT, Emergency Care Attendant (EMT Ambulance)
Enduring Wealth Advisors® May 2001 - Present
Financial Network Investment Corporation, Member SIPC September 1993 - April 2001
Skills
Retirement Planning, Wealth Management, Securities, Retirement, FINRA, Series 7, Wealth, Series 63, Portfolio Management, Investment Advisory, Estate Planning, IRAs, Retirement Plan..., 401k, Education Funding
Education
California State University-Long Beach - College of Business Administration 1986 — 1989
MBA, Business
Franklin & Marshall College 1975 — 1978
BA, Accounting
Stroudsburg Area HS
Health Enterprises of Iowa September 2013 - Present
Elderkin & Pirnie, P.L.C. December 2010 - September 2013
St. Mark's Lutheran Church December 2008 - December 2010
Rockwell Collins July 2006 - December 2008
Coe College March 2003 - July 2006
Willow Creek Community Church December 1999 - March 2003
Financial Network Investment Corporation, Member SIPC December 1996 - December 1999
Rudnick & Wolfe August 1988 - December 1996
Skills
Administrative..., Office Management, Data Entry, Outlook, Event Planning, Non-profits, Fundraising, Volunteer Management, PowerPoint, Microsoft Word, Research, Teaching, Microsoft Office, Leadership, Leadership Development, Public Speaking, Nonprofits, Management, Human Resources, Training, Editing, Strategic Planning, Newsletters
Education
Kirkwood Community College 2012 — 2012
Associate of Arts (A.A.), Paralegal Studies (Phi Theta Kappa)
Kirkwood Community College 2008 — 2010
Associate of Arts (A.A.), Liberal Arts and Sciences/Liberal Studies
TriWorth April 2012 - Present
Mas Tec December 2011 - April 2012
Charles Schwab September 2011 - December 2011
Waste Connections, Inc. March 2011 - June 2011
DIRECTV May 2009 - January 2011
Clifton Gunderson LLP April 2008 - March 2009
Lakeshore Staffing 2006 - 2008
Financial Network Investment Corporation, Member SIPC 2000 - 2004
Careers Limited 1995 - 1998
Skills
Talent Acquisition, Hiring, Employee Relations, Onboarding, Recruiting, Applicant Tracking..., Technical Recruiting, Cold Calling, RPO, Sourcing, Team Building, Employee Benefits, College Recruiting, Internet Recruiting, Organizational..., Taleo, Executive Search, Temporary Placement, Customer Service, Staffing Services, Interviews, Benefits Negotiation, Contract Recruitment, Talent Management, Human Resources, Resume Writing, Temporary Staffing, Screening Resumes, Corporate Recruiting
Education
University of Northern Colorado 1980 — 1985
Bachelor of Arts, Speech Communications
Weill Cornell Medical College October 2014 - Present
Latch, So, and Hipp Chiropratic July 2013 - July 2014
Financial Network Investment Corporation, Member SIPC February 2012 - August 2012
David Chui for Mayor Campaign June 2011 - August 2011
Skills
Mandarin, Chinese, Community Outreach, PowerPoint, Microsoft Excel, Public Speaking, Microsoft Word, Tutoring, Microsoft Office, Statistics, Customer Service, Creative Writing, Market Research, Translation, Cantonese
Education
University of California, Santa Barbara 2008 — 2012
Bachelor of Arts (B.A.), Chinese Language and Literature, International Relations, 3.5
Peking University 2010 — 2011
B.A., Chinese; Mandarin Chinese, 3.7
Saint Ignatius College Preparatory 2004 — 2008
High School Diploma
Ironwood Builders January 2006 - Present
Financial Network Investment Corporation, Member SIPC January 2004 - January 2006
Skills
Insurance, Investments, Team Building, Customer Service, Financial Analysis, Strategic Planning, Real Estate, New Business Development, Contract Negotiation, Sales Management, Entrepreneurship, Selling, Business Planning, Marketing, Small Business
Education
University of Nebraska-Lincoln 2000 — 2004
Business, Finance & Economics
First National Wealth Management September 2012 - Present
Morgan Stanley November 2010 - August 2012
LPL November 2001 - November 2010
Financial Network Investment Corporation, Member SIPC January 2000 - November 2001
University of Nebraska-Lincoln August 1993 - December 2000
NFL Players Association April 1987 - September 1993
University of Nebraska-Lincoln June 1983 - May 1987
Skills
Investments, Wealth Management, Financial Services, Financial Planning, Mutual Funds, Financial Advisory, Estate Planning, Series 7, Investment Management, Management
Education
Columbia Southern University 2008 — 2009
MBA, E-Business and Technology
Kaplan University 2005 — 2006
Wealth Management Specialist, Wealth Management
College for Financial Planning 2002 — 2003
CMFC, CHARTERED MUTUAL FUND COUNSELOR
University of Nebraska-Lincoln 1983 — 1987
Bachelor of Science Degree, Criminology with a Minor in Sociology
AIG February 2012 - Present
Research Affiliates June 2010 - February 2012
Research Affiliates July 2008 - June 2010
Wilshire Associates September 2007 - June 2008
Financial Network Investment Corporation, Member SIPC March 2005 - September 2007
AIG SunAmerica October 1998 - February 2005
Skills
Auditing, Quality Assurance, Variable Annuities, Securities, Mutual Funds, Series 7, Investments, FINRA, Asset Managment, Risk Management, AML, Series 24, Due Diligence, Portfolio Management, Series 63, Asset Management, Financial Services, Finance, Investment Advisory, Alternative Investments, Fixed Annuities, Series 6, Investment Management, Equities, Fixed Income, Wealth Management, Management
Education
Pepperdine University School of Law 2011 — 2012
Certificate in Dispute Resolution, The Straus Institute for Dispute Resolution
Pepperdine University, The George L. Graziadio School of Business and Management 2010 — 2012
MBA, Finance & Dispute Resolution
Pepperdine University, The George L. Graziadio School of Business and Management 2007 — 2009
Bachelor of Science, Management
York University - Joseph E. Atkinson Faculty of Liberal and Professional Studies 1994 — 1997
Business Administrative Studies
Ephrata National Bank June 2009 - Present
Financial Network Investment Corporation, Member SIPC June 2009 - Present
Stevens Wealth Management, LLC September 2004 - March 2009
Ameriprise Financial September 2001 - September 2004
Ameriprise Financial June 1999 - August 2001
Education
The University of Texas at Dallas 1996 — 1999
BA, International Relations
Oracle June 2015 - Present
Oracle January 2014 - Present
Financial Network Investment Corporation, Member SIPC February 2012 - June 2012
UCSB Recreational Sports October 2011 - May 2012
Lonewolf Media May 2011 - August 2011
Actors for Autism August 2008 - December 2008
Romans Restaurant June 2006 - August 2008
Skills
Social Media, Sales, Marketing Strategy, Public Speaking, Social Networking, Social Media Marketing, Microsoft Excel, Financial Analysis, Marketing, Retirement, Facebook, Strategy, IT Strategy, Cloud Computing, Pre-Sales Technical..., Sun Hardware, Servers, Inside Sales, Converged Infrastructure, CRM, Leadership, PowerPoint, Microsoft Office, Advertising
Education
University of California, Santa Barbara 2011 — 2013
Bachelor of Arts, History
Viewpoint School
ZocDoc February 2014 - Present
ZocDoc August 2013 - January 2014
Left Right June 2013 - August 2013
University of Maryland August 2010 - May 2013
Words and Pictures Creative Service, Inc. June 2012 - August 2012
Financial Network Investment Corporation, Member SIPC December 2011 - January 2012
Unilever May 2011 - August 2011
Premiere Response June 2008 - August 2011
Left Right June 2010 - August 2010
Skills
Photoshop, Access, Microsoft Excel, Research, Customer Service, SPSS, Social Networking, Windows, Editing, Outlook, Teamwork, Wordpress, Team Leadership, Dreamweaver, Budgets, English, Sports Marketing, Leadership, SAP ERP, Human Resources, Production Assistance, Pivot Tables, Reality, Sales, Cold Calling, Medical Terminology, Salesforce.com, Time Management
Education
University of Maryland College Park 2009 — 2013
Bachelor of Science, Marketing, Graduate
University of Maryland College Park 2009 — 2013
Bachelor of Science, Supply Chain Management, Graduate
PwC February 2012 - Present
Financial Network Investment Corporation, Member SIPC January 2008 - February 2012
Lincoln Financial Advisors May 2006 - January 2008
Skills
Financial Planning, Estate Planning, Investments, Retirement, Retirement Planning, Tax Planning &...
Education
St. Francis College 1989 — 1993
Accounting, Accounting & Economics
Internet Brands March 2015 - Present
Internet Brands May 2012 - March 2015
Internet Brands June 2010 - June 2012
Takenaka Partners March 2007 - June 2010
Financial Network Investment Corporation, Member SIPC January 2005 - August 2006
Skills
Financial Modeling, Mergers, Valuation, Business Development, Mergers & Acquisitions, Budgets, Due Diligence, Strategic Partnerships, Strategy
Education
Claremont McKenna College 2000 — 2004
Economics
INC Research April 2012 - Present
Military Officers Association of America - Austin June 2011 - June 2012
Financial Network Investment Corporation, Member SIPC November 2009 - March 2012
US Army June 2008 - October 2009
US Army February 2007 - June 2008
US Army July 2005 - January 2007
US Army February 2005 - June 2005
Stephen F. Austin State University October 2003 - May 2004
InfoNXX 1999 - 2003
Skills
Project Management, Program Management, Leadership, Management, Microsoft Excel, Customer Service, Data Analysis, Microsoft Office, Military, Telecommunications, Business Analysis, Time Management, Team Leadership, Business Process..., Finance, Budgets, Databases, Risk Assessment, Team Building
Education
Stephen F. Austin State University 2000 — 2004
BBA, General Business
Voya Financial Advisors June 2006 - Present
Financial Network Investment Corporation March 2003 - May 2006
Locust Street Securities June 1995 - March 2003
Financial Network Investment Corporation, Member SIPC November 1994 - May 1995
Midland Savings Bank December 1991 - October 1994
Midland Savings Bank April 1988 - December 1991
Merrill Lynch March 1987 - April 1988
Dain Bosworth May 1985 - March 1987
Education
Iowa State University 1979 — 1981
BS, Business Administration
Central College 1977 — 1979
Accounting & German
Cedar Rapids Jefferson High School 1976 — 1977
Urbandale High School 1973 — 1976
Financial Network Investment Corporation, Member SIPC June 2006 - Present
Executive West Funding Corp 1993 - 2009
Skills
Retirement Planning, Estate Planning, Life Insurance Planning, Long Term Care, Portfolio Analysis and..., Asset Management, College Savings Plans, Budget Management, Mortgage Planning
Education
California State University-Chico 1978 — 1982
Lamorinda Organizing January 2015 - Present
Self-employed May 2011 - Present
Financial Network Investment Corporation, Member SIPC July 2008 - May 2011
U.S. Department of State May 2006 - March 2008
Hunters Creek Middle School August 2004 - May 2005
Skills
Community Outreach, Public Speaking, Research, Spanish, Strategic Financial..., Entrepreneurship, Editing, Event Planning, Leadership, Management, Marketing, Nonprofits, Social Media, Strategic Planning
Education
University of California, Los Angeles 2005 — 2007
PFP Certificate, Personal Financial Planning
University of Colorado Boulder 1996 — 2000
BA, Spanish for Business
JWE Group January 2012 - Present
JWE Group October 2013 - Present
Financial Network Investment Corporation, Member SIPC April 1996 - December 2011
Skills
Retirement Planning, Employee Benefits, Medicare, Estate Planning, Life Insurance, Strategic Financial..., IRAs, Fixed Annuities, Obamacare, Financial Planning, Long Term Care, Annuities, Wealth Management, IRA's, Investment Advisory, Series 63, Wealth Accumulation, Wealth, Disability Insurance, Insurance, Series 65, Securities, Risk Management, Retirement, Mutual Funds, Investments, Financial Planners, Series 7, Pensions, Financial Advisory, Long-term Care, Uniform Combined State..., Finance, 401k, Small Business
Education
University of California, Irvine 1994 — 1996
Certificate, Personal Financial Planning
Westmont College 1976 — 1980
BA
Financial Network Investment Corporation, Member SIPC July 1990 - Present
Capital Solution, Inc August 1984 - Present
Education
University of North Texas 1970 — 1973
Bachelor of Business Administration (B.B.A.), Banking and Finance
Texas A&M University-Commerce 1969 — 1970
Music
Cetera Advisor Networks LLC, Securities and advisory services offered through Cetera Advisor Network 2013 - Present
Wood-Wilson Company, Inc. 1992 - Present
Financial Network Investment Corporation, Member SIPC 1999 - 2013
Paul Revere Insurance 1989 - 1992
Blake Hull & Associates 1986 - 1989
Case-Dunlap Promotional Products 1984 - 1986
Hanover Products 1981 - 1984
Skills
Disability Insurance, Retirement Planning, Retirement, Series 6, Public Speaking, Mutual Funds, Marketing, Life Insurance, Finance, Financial Services, Series 63, Small Business, Investment Advisory, Series 7, Insurance, Fixed Annuities, Employee Benefits
Education
Austin College
Southern Methodist University
University of North Texas
BA, Management/Marketing
Clear Water Bidets December 2014 - Present
Intellicheck Mobilisa November 2013 - November 2014
Intellicheck Mobilisa October 2011 - November 2013
Home Depot Exteriors October 2008 - September 2011
Videojet February 2005 - March 2007
Weber Packaging Solutions, Inc. August 2001 - March 2005
Xcell Community Services 1999 - 2002
Financial Network Investment Corporation, Member SIPC January 2001 - August 2001
LPL Financial January 1997 - January 2001
Morgan Stanley Smith Barney January 1994 - January 1997
Skills
Account Management, Budgeting, Business Process, Contract Negotiation, Customer Service, Data Analysis, Databases, Federal Government Sales, Financial Planning, Graphic Design, Hardware Installation, Inventory Management, Key Account Management, Marketing Communications, Marketing Management, New Business Development, Public Speaking, Retail Sales, Small Business Owner, Software Sales, Software Training, Wireless Solutions, Youth Work, Compassion, Positivity, Wireless, Sales, Leadership, Budgets, Program Management, Security, Training, Management, Software Industry, Sales Management, Strategic Financial..., Enforcement, Direct Sales, Project Management, Strategic Planning, Business Development, Solution Selling
Education
California State Polytechnic University-Pomona
Bachelor Science, Business Administration; Marketing Management
Rowland High
Middle K. Realty, LLC TreasurerPinnacleHealth SystemMay 2013 - Present
Financial Network Investment Corporation, Member SIPC 2003 - 2009
Skills
Asset Management, Customer Service, Investment Advisory, Investments, Public Speaking, Series 7, Strategic Planning, Team Building
Education
Elizabethtown College 1982 — 1985
BS, Finance
Penn State University 1980 — 1982
Latin American Studies
Soledad Investment Management, LLC June 2012 - December 2014
Total Fight Alliance - TFA May 2012 - December 2014
Morgan Stanley Smith Barney June 2010 - November 2011
Morgan Stanley Smith Barney 2005 - June 2010
Citi June 2002 - June 2005
Citi April 1998 - June 2002
Financial Network Investment Corporation, Member SIPC September 1997 - April 1998
Skills
Asset Allocation, Investment Strategies, Alternative Investments, Investment Advisory, Wealth Management, Separately Managed..., Series 7, Mutual Funds, Series 63, Investment Management, Equities, Investments, ETFs, Retirement Planning, Asset Management, Fixed Income, Bonds, Financial Advisory, Series 65, Strategic Financial..., Wealth Management..., Uniform Combined State..., Retirement, 401k, Finance, Brazilian Jiu-Jitsu, MMA, Commentary
Education
Southern Methodist University 1992 — 1996
Bachelor of Business Administration (BBA), Business
City of Los Angeles August 2008 - Present
Cal State Dominguez Hills August 2010 - Present
ING Advisors Network 2001 - 2008
Western Asset Management 1999 - 2001
Financial Network Investment Corporation, Member SIPC October 1995 - 1999
Skills
Risk Management, Asset Allocation, Financial Analysis, Portfolio Management, Bonds, Fixed Income, Investments, Investment Strategies, Equities, Alternative Investments, Capital Markets, Due Diligence, Mutual Funds, Analysis, Asset Managment
Education
University of Southern California - Marshall School of Business 2003 — 2006
MBA, Strategic Management
California State University-Long Beach - College of Business Administration 1989 — 1993
BS, Finance and Real Estate
cal state dominguez
Bob McClenahan Photography June 2010 - Present
ArtistWorks Inc. May 2010 - November 2012
Financial Network Investment Corporation, Member SIPC 2007 - 2009
Essex National Securities 2005 - 2007
Etrade Financial 2000 - 2005
Skills
Photoshop, Commercial Photography, Wedding Photography, Photography, Portrait Photography, Fine Art, Stocks, Series 24, FINRA, Series 63, Wine Tasting, Weddings, Photos, Portraits, Graphic Design
Education
California State University-Sacramento 1989 — 1992
BS, Business
California State University-Sacramento
Bachelor's degree, Business Administration and Management, General
Amelon Capital Management October 2014 - Present
Gelber Group LLC September 2010 - April 2014
Slalom Capital Management March 2010 - October 2010
Hadrian Partners May 2009 - September 2009
St George Bank May 2008 - July 2008
Financial Network Investment Corporation, Member SIPC June 2007 - July 2007
Skills
Bloomberg, Equities, Financial Modeling, Derivatives, Investments, Mutual Funds, Strategy, Management, Private Equity
Education
University of Dayton 2006 — 2010
Finance and Entrepreneurship
Financial Network Investment Corporation, Member SIPC July 2011 - Present
AdBlast Mobile Advertising LLP October 2010 - June 2011
Muriel Siebert & Co., Inc. October 1996 - January 2010
Muriel Siebert & Co., Inc. October 1996 - January 2010
McLaughlin, Piven, Vogel Securities Inc May 1992 - October 1996
United Spirit Corp. April 1989 - February 1992
Education
University of Missouri-Columbia 1980 — 1985
bachelor of arts, Geography
Human Systems Dynamics Institute May 2013 - Present
LiveDeep Consulting & Coaching January 2003 - Present
ChartHouse Learning Int'l 2006 - 2008
John Ryan Company 1999 - 2004
Financial Network Investment Corporation, Member SIPC 1997 - 1998
Securian Financial January 1990 - January 1997
Skills
Employee Engagement, Instructional Design, Strategic Consulting, Leadership Development, Executive Coaching, Human Systems Dynamics, Art of Hosting, Organizational..., Organizational..., Appreciative Inquiry, Training, Workshop Facilitation, Culture Change, Team Building, Coaching, Career Development, Public Speaking, Personal Development, Leadership, Consulting, Emotional Intelligence, Staff Development, Executive Development, Strategy, Change Management
Education
Saint Mary's University of Minnesota 2009 — 2012
MA, Human Development
Co-Active Space Leadership Program 2004 — 2005
Non-degree, Leadership
The Coaches Training Institute 2003 — 2004
CPCC, Coaching
University of St. Thomas 1985 — 1990
BA, Psychology
Cetera Advisor Networks LLC March 2013 - Present
Los Angeles County Fire Department April 2004 - Present
Financial Network Investment Corporation, Member SIPC January 2011 - March 2013
Education
University of California, Los Angeles 2009 — 2011
Certificate in Personal Finiancial Planning, Financial Planning
University of California, San Diego 2002 — 2007
Management Science, B.S., Economics, Finance, Investments, Statistics
Portfolio Strategies January 2014 - August 2015
Portfolio Strategies, Inc. January 2014 - August 2015
Purcell Advisory Services, LLC April 2012 - December 2013
Financial Network Investment Corporation, Member SIPC February 2010 - April 2012
Russell Investments May 1998 - April 2009
Skills
Mutual Funds, Investments, Asset Allocation, Alternative Investments, Investment Strategies, Risk Management, Retirement Planning, Investment Advisory, Wealth Management, Series 7, Asset Managment, Portfolio Management, Strategic Financial..., Equities, Securities, Investment Management, Retirement, Relationship Management, FINRA, New Business Development, 401k, Customer Service, Series 65, Asset Management, Finance, Financial Planning
Education
Pacific Lutheran University 1984 — 1987
BA, Communications
JP Morgan Chase Bank, N.A. 2006 - Present
Financial Network Investment Corporation, Member SIPC 2004 - 2006
Skills
Finance, Management, Customer Service, Financial Services, Investments, Marketing, Leadership, New Business Development, Financial Planning
Education
Rowan University 1999 — 2004
BA, Finance and Marketing
Foothill Securities, Inc/Cue Financial October 2013 - Present
Cetera Advisor Networks LLC April 2008 - October 2013
Financial Network March 2008 - May 2011
Financial Network Investment Corporation, Member SIPC March 2007 - May 2011
Skills
Series 7, Retirement Planning, Wealth Management, Insurance, Investments, Fixed Annuities, Financial Planners, Portfolio Management, Mutual Funds, Asset Allocation, Life Insurance, Strategic Planning, Asset Management, Strategic Financial..., Series 63, Uniform Combined State..., Investment Strategies, Alternative Investments, Estate Planning, 401k, Retirement, IRAs, Investment Advisory, Financial Advisory, Finance, Equities, Fixed Income, Small Business, Financial Services, Securities, Series 24, FINRA, Public Speaking, Leadership, Risk Management
Education
The University of New Mexico 2009 — 2011
Masters, MBA
Grand Canyon University 2005 — 2008
Bachelors of Business Management, Business
DeVry Institute of Technology 1990 — 1992
Associates of Apllied Science in Electronics, Electronics
Advanced Esthetics September 2008 - Present
Face to Face Advanced Skin Care Clinic January 1999 - September 2008
Krug Development July 1986 - May 1999
Financial Network Investment Corporation, Member SIPC 1984 - 1986
University Group April 1978 - November 1985
Skills
Customer Service, Social Media, Event Planning, Marketing Strategy, Skin Care, Public Relations, New Business Development, Treatment, Wellness, Entrepreneurship, Marketing, Healthcare, Coaching, Retail, Nutrition, Team Building, Sales, Social Media Marketing
Education
Grand Valley State University
BA,, Business/Commerce, General
Financial Network Investment Corporation, Member SIPC April 1986 - Present
Bertin and Bertin, INC 1970 - Present
Michigan High School Athletic Association January 1998 - Present
United States Army Reserve September 1968 - September 1970
Skills
Strategic Planning, Customer Relations, Investments, Small Business, Reunion Planning
Education
University of Arizona 1964 — 1968
Bachelor of Science (B.S.), Finance, General
Mumford HS 1960 — 1964
High School
H.L Purdy Opticians August 2012 - Present
Manhattan Grand Optical August 2009 - August 2012
PNi Global Partners June 2009 - August 2009
Financial Network Investment Corporation, Member SIPC May 2008 - August 2008
Skills
Public Speaking, PowerPoint, Word, Microsoft Office, Social Media, Strategic Planning, Microsoft Excel, Outlook, Customer Service, Data Analysis, Budgets, Marketing, Sales, Financial Analysis, Microsoft Word
Education
Long Island University, C.W. Post Campus 2005 — 2010
Bachelor of Science (B.S.), Finance
Cetera Financial Group February 2014 - Present
Cetera Financial Group 2006 - Present
ING Advisors Network 2001 - 2006
Financial Network Investment Corporation, Member SIPC 1992 - 2001
Skills
Series 7, Securities, FINRA, Mutual Funds, Series 24, Series 63, Retirement, Investment Advisory, Financial Services, Wealth Management, Asset Allocation, Retirement Planning, Uniform Combined State..., Fixed Annuities, Alternative Investments, Financial Advisory
Education
West Torrance High School 1982 — 1986
San Diego State University-California State University
B.A., Psychology
Syd & Clo September 2005 - Present
Benjamin CK Lau MD INC November 1998 - Present
Financial Network Investment Corporation, Member SIPC July 1995 - July 1998
Franklin Templeton Investments June 1992 - June 1995
Skills
Fashion Design, Jewelry, Office Management, PowerPoint, Microsoft Word, Microsoft Excel, Microsoft Office, Marketing, Event Planning, Social Media, Customer Service, Sales, Time Management, Handmade Jewelry, Creative Writing, Project Management, Management, QuickBooks, Medical Billing, Silver, Merchandising, Gems, Marketing Strategy, Retail
Education
University of California, Berkeley 1990 — 1992
BA, Mass Communications
Fashion Institute of Design & Merchandising 1987 — 1989
AA, Fashion Design
Financial Network Investment Corporation, Member SIPC 2009 - Present
Option One Mortgage Corporation 1998 - 2007
Skills
Retirement, Retirement Planning, Investments, Mutual Funds, Financial Services, Financial Planning, Wealth Management, Portfolio Management, Series 7, Financial Analysis, Banking
Education
Southwestern Oklahoma State University 1993 — 1995
Bachelor of Applied Science (B.A.Sc.) in Business, Business, Management, Marketing, and Related Support Services
Lincoln Financial Advisors Corp. December 2003 - Present
Allmerica Financial Corporation February 1999 - December 2003
Financial Network Investment Corporation, Member SIPC November 1995 - January 1999
DAC Consulting December 1989 - January 1998
Beneficial Financial Group September 1988 - November 1989
Custom Living Homes and Communities February 1985 - July 1988
Education
Centenary College 1985 — 1988
Bachelor of Business Administration (B.B.A.), Finance
Financial Network Investment Corporation, Member SIPC April 2008 - Present
Skills
Retirement Planning, Wealth Management, Investments, Series 7, Strategic Financial..., Mutual Funds, Retirement, Portfolio Management, Securities, Investment Advisory, Series 63, Asset Allocation, Asset Management, Fixed Annuities, Estate Planning
Education
Pepperdine University
San Diego State University-California State University
Sterling Trust Company February 2013 - Present
PNC Investments April 2012 - November 2012
PNC Bank December 2010 - January 2012
Financial Network Investment Corporation, Member SIPC April 2008 - June 2010
MKM Partners October 2006 - August 2007
KeyBanc Capital Markets December 1993 - May 2006
Roulston Research December 1990 - December 1993
Mitchell Hutchins Institutional Investors August 1978 - November 1990
Skills
Investments, Strategy
Education
Fairfield University 1973 — 1977
Bachelor's degree, History
Starr Air Conditioning 1997 - Present
Cal National Bank 1996 - 1997
Financial Network Investment Corporation, Member SIPC 1994 - 1996
Education
California State University-Fullerton 1990 — 1992
Bachelor, Financial Management
Cypress College 1988 — 1990
AA, Business
Cetera Advisor Networks LLC January 2013 - Present
William Stone, Attorney At Law 2008 - Present
Financial Network Investment Corporation, Member SIPC December 2011 - January 2013
Bellaire Environmental & Sustainability Board 2013 - 2013
Midkiff & Stone Capital Group, Inc. June 2000 - December 2011
Skills
Mediation, Wills, Investments, Estate Planning, Litigation, Insurance, Real Estate, Due Diligence, Estate Tax Planning, Alternative Investments, Trusts, Series 7, Alternative Dispute..., Securities
Education
Jacksonville HIgh School 1967 — 1970
University of Houston 2011 — 2011
Mediation Training, Mediation
The University of Texas at Austin 1970 — 1975
BA, Government, English, Philosophy
University of Houston Law Center 1975 — 1978
JD, Law
Financial Network Investment Corporation, Member SIPC September 2011 - Present
Morgan Stanley April 2007 - November 2009
Brown Brothers Harriman September 2005 - March 2007
Skills
Series 7, 63, 65, 24, 55, NYS Life Insurance, Microsoft Excel,..., Series 7, Mutual Funds, Wealth Management, Retirement Planning, Series 63, Asset Allocation, Investments, Securities, Investment Advisory, Strategic Financial..., Alternative Investments, Investment Strategies, Series 65, Equities
Education
Liberty University 2008 — 2011
MBA, Accounting
Long Island University, Brooklyn Campus 1988 — 1993
BS, Finance