UBS Financial
Industry: Investment banking company
DescriptionUBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. Headquarters: Basel, Switzerland CEO: Sergio Ermotti (Nov 15, 2011–) Technical support: 1 (888) 279-3343 Credit card support: 011 41 848 888 601
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UBS Financial Employees
Conifer Asset Management January 2008 - Present
Thales Fund Management July 2007 - December 2007
BISYS Alternative Investment Services December 2005 - June 2007
UBS Financial January 2005 - May 2005
Skills
Hedge Funds, Equities, Alternative Investments, Bloomberg, Fund Accounting, Investments, Mutual Funds, Project Management, Microsoft Excel, Asset Management, Series 7, Fund Administration, Accounting, Management, Trading, Asset Managment, VBA, macro, Portfolio Management, Securities
Education
Kean University 2003 — 2005
Bachelor in Finance, Finance
Kean University
Bachelor of Arts, Finance
Foothill College
Associate, Business Administration
JGM Wealth Management, LLC June 2013 - Present
Marcellus Energy Partners, LLC July 2014 - Present
JGM Partners LLC January 2010 - Present
Strategic Insurance Solutions Inc. March 2010 - Present
Management Enterprises, Inc. June 1986 - December 2009
Resource Companies, Inc. December 2004 - December 2008
UBS Financial April 2000 - December 2004
Smith Barney March 1995 - April 2000
Wheat First Securities February 1992 - March 1995
Dominick & Dominick, Inc. June 1985 - February 1992
Skills
Investments, Business Funding, Fixed Annuities, Strategic Financial..., Retirement, Small Business, Asset Management, Life Insurance, Insurance, Portfolio Management, Financial Services, Wealth Management, Retirement Planning, Finance, Start-ups, Risk Management, Management Consulting, Management, Asset Allocation, Strategic Planning, Estate Planning, Project Management, Leadership, Personal Finance, New Business Development, Entrepreneurship, Employee Benefits, Business Planning, Marketing, Financial Analysis, Asset Managment, Financial Planning, Capital Raising, Oil & Gas, Business Development, Mergers & Acquisitions, Real Estate Development, Professional Mentoring, A&D, Construction &..., SBA 7(a) and 504 Loans, Franchise Consulting, A/R Financing &..., Oil & Gas Industry, Marcellus Shale Gas..., Equipment Financing, USDA Financing, LLCs, C Corps,..., Business Funding Using..., Buy-Sell Agreements &...
Education
The Catholic University of America 1976 — 1980
Bachelor of Science (BS), Accounting
MBG Institutional October 2014 - Present
Mercury Financial Group October 2012 - September 2014
Lem Insurance Services Inc. January 2008 - September 2012
UBS Financial January 2001 - February 2008
Lem Financial Services January 1976 - December 2007
Skills
Estate Planning, Financial Planning, Securities, Life insurance, Insurance, Wealth Transfer, Wealth Management, Financial Planners, Life Insurance, Retirement Planning, Strategic Financial..., Retirement, Wealth, Long Term Care Insurance, Succession Planning, Investments, Financial Advisory, Series 7, Health Insurance, High Net Worth..., Long-term Care, Banking, Pensions, 401k, Investment Strategies, Finance, Disability Insurance, Wealth Management..., Term Life Insurance, Asset Allocation, Investment Advisory, Fixed Annuities, Alternative Investments, Series 63, Wealth Accumulation, IRAs, Asset Management
Education
CSU Chico 1975 — 1976
Teaching Credential, Math, PE
UC Berkeley 1971 — 1976
BA, Math
Fidelity Investments October 2012 - Present
Fidelity Investments January 2012 - October 2012
Fidelity Investments July 2010 - January 2012
UBS FINANCIAL January 2010 - May 2010
Skills
Investments, Portfolio Management, Mutual Funds, Accounting, PowerPoint, Microsoft Excel, Outlook, Asset Managment, Public Speaking
Education
Southern New Hampshire University 2011 — 2015
Master of Science (M.S.), Finance
Curry College 2006 — 2010
BA, Accounting, Applied Computing
Bahr Investment Group April 2014 - Present
Hunter Retirement & Wealth Management May 2008 - April 2014
UBS January 2005 - May 2008
UBS Financial August 2004 - May 2008
Skills
Investments, Retirement, 401k, Financial Services, Securities, Finance, Series 7, Financial Planning, Mutual Funds, Retirement Planning, Wealth, FINRA
Education
University of Colorado School of Medicine 1997 — 2002
Pediatrics, Neonatal-Perinatal Medicine Residency Program
University of Colorado Denver 1997 — 1999
Doctor of Philosophy (PhD), Pediatric Nurse/Nursing
University of Minnesota-Twin Cities 1993 — 1995
Master's degree, Human/Medical Genetics
St. Catherine University 1988 — 1993
Bachelor's degree, Biology and Chemistry
Regina High School 1984 — 1987
High School
The Mindful Warrior Project July 2014 - Present
The Mindful Warrior Project 2013 - Present
UBS Financial January 2011 - January 2012
MindGlo March 2009 - October 2010
E*TRADE Financial January 2002 - December 2008
US Navy January 1990 - January 1994
Skills
Program Management, Management, Coaching, Business Development, Risk Management, Customer Satisfaction, Strategic Planning, Product Management, Team Building, Performance Management, Customer Service, Vendor Management, Team Leadership, Cross-functional Team..., Project Management, Analysis, Leadership, Process Improvement, Sales, Business Analysis
Education
Sacramento City College 2000 — 2003
studies, Business
Wells Fargo Advisors, LLC February 2009 - Present
UBS Financial December 2000 - February 2009
Merrill Lynch October 1988 - December 2000
Skills
Public Speaking, Retirement Planning, Investments, Financial Analysis, Asset Management, Insurance, Financial Services, Risk Management, Asset Allocation
Education
The College of New Jersey 1976 — 1980
Bachelor's degree, Political Science and Government
Big Little Innovations, LLC November 2013 - Present
Digitas November 2007 - July 2013
Crayon July 2006 - November 2007
DDB Worldwide January 2005 - February 2006
UBS Financial January 2000 - January 2005
Skills
Organizational..., Employee Engagement, Workshop Facilitation, Leadership Development, Training Facilitation, Onboarding, Organizational..., Social Media, Integrated Marketing, Strategy, Organizational Learning, Cross-functional Team..., Digital Marketing, Content Development, Talent Management, Start-ups, Mobile Marketing, Online Advertising, Project Planning, Management, Digital Media, Digital Strategy, Internal Communications
Education
Fordham University 1997 — 1999
Master of Social Work (MSW), Clinical/Medical Social Work
Brandeis University 1991 — 1995
BA, Psychology
Geller & Company April 2015 - Present
AXIS Capital November 2007 - March 2015
Microsoft January 2007 - November 2007
GMAC Financial Services May 2006 - January 2007
UBS FInancial February 2006 - April 2006
JPMorgan Chase 2000 - 2005
Skills
Application..., Citrix, Application Packaging, Windows Server, App-V, VBScript, VMware ESX, Powershell, Active Directory, IT Management, Microsoft Technologies, VMware Infrastructure, System Deployment, SCCM, Virtualization, Hyper-V, SDLC, Requirements Analysis, Vendor Management, VMware, Integration, IT Strategy, ITIL, Disaster Recovery, DNS, Enterprise Architecture, Group Policy, Solution Architecture, IT Infrastructure..., Leadership
Education
Bangalore University
B.S (4 year Degree), Electronics and Communication Engineering
St. Joseph's High School
Self employed April 2013 - Present
Aquarius Estate Co Ltd. May 2012 - March 2013
Red Ginger Thai & SushiWoodland January 2010 - January 2012
Exotic Thai Café January 2004 - January 2012
UBS Financial June 2010 - August 2010
Dan V Hua June 2009 - September 2009
Skills
Microsoft Excel, PowerPoint, Microsoft Office, Customer Service, Microsoft Word, Social Media, Financial Analysis, Real Estate, Sales, Accounting, Online Advertising, Financial Modeling, Account Management, Research, Marketing, Financial Reporting, Social Media Marketing, Outlook, Event Management
Education
University of California, Irvine 2007 — 2011
B.A., Business Economics
Agoura High School 2003 — 2007
UBS Financial March 2011 - Present
Education
University of Miami
BA, Economics
The Taft School
Palm Beach Day School
Allen-Stevenson School
Freelance Photographer and Graphic Design January 2004 - Present
Adaptive Insights July 2014 - June 2015
Forrest Associates October 2013 - May 2014
IQNavigator August 2012 - October 2013
Rivet Software June 2011 - June 2012
Rivet Software February 2011 - June 2011
UBS Financial September 2009 - December 2009
Skills
Business Analysis, SaaS, Financial Analysis, Information Systems, Microsoft Office, Microsoft Word, Troubleshooting, Analysis, Management, CRM, Photoshop, Passion for Quality, IT Troubleshooting, Salesforce.com, Leadership, Program Management, Visual Studio, SharePoint, Quality Assurance, Vendor Management, Data Analysis, Team Leadership, Business Strategy, Microsoft Excel, Visio, Maintaining Strong..., Microsoft Visual Studio, Microsoft Office..., Project Management, Business Intelligence, Integration, Training, SQL, Agile Methodologies, Financial Modeling, Software Documentation, ERP, Finance, Entrepreneurship, Accounting, Access, Forecasting, Software Project..., Enterprise Software, Process Improvement, Analytics, Business Process..., Customer Service, Functional Analysis, Strategy
Education
Colorado State University 2007 — 2010
BS in Business Administration, Finance, International Business
SRH Heidelberg University 2009 — 2009
International Business, European culture
UBS Financial 2009 - Present
Merrill Lynch March 2003 - January 2009
Bank of Boston 1983 - March 2003
FleetBoston Financial 2000 - 2003
BankBoston FInancial 1984 - 2003
Education
Gordon College 1977 — 1981
BA
Rothesay Collegiate School 1972 — 1977
HS
Ancient and Honorable Artillery Company of Massachusetts
Sovereign Military Order of The Temple of Jerusalem: Grand Priory of the United States of America
Sovereign Military Order of the Temple of Jerusalem: Co-Chair Grand Convent and Investature 2015
Winslow Lewis Lodge
UBS Financial March 2007 - Present
Revlon 1981 - 1985
Prince Matchabelli 1979 - 1981
Skills
Personal Financial..., Estate Planning, Retirement Planning
Education
Lehigh University 1963 — 1967
B,S. Business Administratio, Electrical Engineering and Bus Admin
Piedmont Capital Distributors September 2014 - Present
Morgan Keegan December 2008 - March 2013
Advisors Asset Management 2007 - 2008
UBS Financial 1996 - 2004
SunTrust Robinson Humphrey 1989 - 1996
Skills
Investments, Asset Management, Equities, Portfolio Management, Retirement, Bonds, Retirement Planning, Series 7, Mutual Funds, Wealth, Loans, Separately Managed..., Fixed Income, Life Insurance, Financial Advisory, Financial Modeling, Risk Management, ETFs, Private Equity, Funding, Series 65, Series 63, Options, Investment Advisory, Financial Analysis, Asset Allocation, Securities, 401k, Series 6, Alternative Investments, Wealth Management, Strategic Financial..., Hedge Funds, Estate Planning, Investment Management, IRAs, Asset Managment, Financial Planning, FINRA, Uniform Combined State..., Investment Strategies, Capital Markets, Trading, Financial Services
Education
Ohio University 1981 — 1985
Bachelor of Science, Organizational Communication
Firestone HS 1978 — 1982
FedEx December 2014 - Present
UMB Fund Services March 2013 - November 2014
UBS Financial June 2010 - September 2012
Skills
Series 7, Technical Analysis, Fundamental Research, Equity Valuation, Qualitative Research
Education
Bethel University 2008 — 2012
B.A. Business, Finance
Mercer May 2013 - Present
Aon Hewitt July 2010 - Present
Aon Consulting May 2009 - December 2009
UBS Financial May 2007 - August 2007
Skills
Management, Employee Benefits, Process Improvement, Financial Analysis, Economics, Microsoft Excel, Accounting, PowerPoint, Leadership, Project Management, Microsoft Word, Microsoft Office, Sales, Customer Service, Performance Management, Data Analysis, Finance, Consulting, Actuarial Science
Education
Michigan State University - The Eli Broad Graduate School of Management 2005 — 2010
Finance, Actuarial Science
Fidelity Investments 2012 - Present
UBS Financial June 2008 - July 2012
Charles Schwab 2000 - 2008
Morgan Stanley 1999 - 2000
Education
PDI/ University of North Texas 2009 — 2010
CFP
Los Angeles Pierce College
Finance
LVH Consulting September 2013 - Present
UnitedHealth Group Innovation Research & Development May 2012 - Present
Accenture September 2010 - May 2012
Accenture October 2008 - September 2010
UBS Financial June 2008 - August 2008
Thrivent Financial for Lutherans June 2007 - August 2007
Skills
Business Analysis, Business Process..., Requirements Analysis, Management Consulting, Software Project..., Business Intelligence, Requirements Gathering, Process Improvement, Integration, Change Management, IT Strategy, Business Process, PMO, Project Management, Business Process Design, Business Transformation, Vendor Management, Visio, Program Management, Leadership
Education
Luther College 2004 — 2008
BA, Business Management, Spanish
Wunderlich Securities May 2010 - Present
UBS Financial 2007 - 2010
Piper Jaffray 2005 - 2007
RBC Dain Rauscher 1994 - 2003
Kemper Securities 1993 - 1994
Skills
Coaching, Recruiting, General Management, Financial Planning, Wealth Management, Insurance, Experienced Branch...
Education
Northwestern University - Kellogg School of Management 1978 — 1980
MM, Finance
Dartmouth College 1972 — 1976
Davenport & Company LLC November 2009 - Present
UBS Financial September 2002 - November 2009
Nuveen Investments May 2000 - June 2002
DLG Securities May 1999 - March 2000
Skills
Investments, Mutual Funds, Financial Planning and..., Finance, Securities, Financial Planning, Financial Advisory, Portfolio Management, Investment Strategies, Financial Services, Trading, Series 7, FINRA, Stocks, Municipal Bonds, International..., Interest Rate Risk..., Risk Management, Financial Analysis, Investment Advisory, Wealth Management, Strategic Financial...
Education
Alma College 1995 — 1999
Bachelor’s Degree
Coopersville 1991 — 1995
Global Resources, LLC December 2013 - Present
Alvarez & Marsal September 2012 - Present
UBS Financial Services January 2008 - November 2012
UBS Financial March 2007 - August 2008
UBS Wealth Management March 2006 - 2007
Congreso de Latinos January 2000 - December 2005
Selbach y January 1997 - December 1999
Skills
Vendor Management, Strategy, Talent Management, Business Analysis, Management, Program Management, Project Management, Financial Services, Risk Management, Strategic Planning, Performance Management, Business Process
Education
Universidad de Carabobo 1993 — 1998
Lic. Industrial Relationships
Aresty Institute of Executive
Education
Drexel University
University of Carabobo
Bachelors of Science, Industrial Relationships Specializations; Organizations/ Behavior
Antonio José De Sucre
Bachelor's of Science, Information and Technology Science
UBS Financial June 2015 - Present
MetLife March 2015 - Present
MetLife September 2004 - March 2015
UBS Financial 2015 - 2015
Cingular Wireless January 1996 - September 2004
Cap Gemini America August 1983 - January 1996
Skills
Business Architecture, Enterprise Architecture, Business Requirements, Change Management, Process Management, Process Design, Capability Management, SDLC, Business Process Design, Business Process, IT Strategy, Business Analysis, Business Process..., Requirements Analysis, Requirements Gathering, Requirements Management, BPMN, Business Transformation, Process Improvement, Vendor Management, Strategy, SOA, Business Process Mapping, Governance, Data Modeling, PMO, Service Delivery, Software Development, Business Process..., Software Project..., Project Portfolio..., Solution Architecture, Analysis, PMP, Business Intelligence, Data Warehousing, TOGAF, IT Management, Application Architecture, Visio, Integration, Enterprise Software, Analytics, Agile Project Management, Management, Architecture, Agile Methodologies, ITIL, SharePoint, Financial Services
Education
CCNY School of Engineering
Bachelor of Science (BS), Computer Science
Pace University
MS, Information Science
Solar Universe & Valley Unique Electric (Fresno) November 2013 - Present
Modern Solar Electric March 2013 - November 2013
Owner ServiceMaster Cleaning and Restoration June 2003 - November 2010
UBS Financial February 2001 - June 2003
Morgan Stanley March 1998 - February 2001
Skills
Solar Energy, Sales, Marketing Strategy, Public Relations, Public Speaking, Team Building, Financial Analysis, Return on Investment..., New Business Development, Business Development, Renewable Energy, Entrepreneurship, Management, Contract Negotiation, Start-ups, Time Management, Leadership, Strategic Planning, Marketing, Sales Management, Business Strategy, Account Management, Strategic Partnerships, Negotiation, Small Business, Budgets, Operations Management, Training, Risk Management, Project Management, Leadership Development, Selling, B2B, Analysis, Direct Sales, Product Marketing, Product Management, Sales Process, Sales Operations, Salesforce.com, Process Improvement, Customer Retention, Team Leadership, Customer Service
Education
Masters College 2011 — 2015
Masters degree in Biblical Counseling, Biblical Counseling, Masters
California State University, Fresno 1991 — 1994
Bachelor's degree, Finance, General
Fresno State University 1990 — 1994
Bachelor of Science (BS), Finance, General
Robert W. Baird November 2014 - Present
McAdams Wright Ragen April 2009 - Present
UBS Financial August 2006 - April 2009
Piper Jaffray January 1994 - August 2006
Skills
Portfolio Management, Investments, Series 7, Asset Management, Strategic Planning, Strategy, Management, Wealth Management, Sales, Financial Planning
Education
Santa Clara University 1984 — 1988
Finance
Gonzaga-in-Florence 1986 — 1987
Junior year study abroad
J.P. Morgan Chase Bank, NA January 2012 - Present
Chase Investment Services Corp. December 2008 - January 2012
UBS Financial May 2006 - November 2008
Morgan Stanley February 2004 - May 2006
Erenkrantz King Nussbaum broker services June 2002 - February 2004
Smith Barney 2000 - 2002
Skills
Series 7, Series 63, Mutual Funds, Asset Allocation, Wealth Management, Retirement Planning, Series 65, Financial Advisory, Portfolio Management, Investments, Finance, Securities, 401k Rollovers, Alternative Investments, Asset Management, Equities, Financial Services, Fixed Income
Education
Marist College 1998 — 2002
BS, Business/Finance
Chaminade High School 1994 — 1998
Cure' of Ars 1986 — 1994
Gate City Advisors May 2009 - Present
UBS Financial October 2003 - May 2009
Skills
Retirement Planning, IRAs, Estate Planning, Retirement, Long-term Care, Financial Planners, Disability Insurance, Fixed Annuities, Strategic Financial..., Mutual Funds, Financial Planning, Wealth Management, Management
Education
University of Iowa
BBA, Marketing
UBS Financial January 2009 - Present
Fisherman's Mark January 2006 - Present
Upper Makefield Township January 2006 - Present
Merrill Lynch April 2003 - April 2009
Prudential Securities January 2000 - April 2003
Skills
Strategic Financial..., Securities
Education
Delaware Valley University 1983 — 1986
Business
Pennsbury high school 1980 — 1980
Pennsbury high school 1979 — 1980
T. Rowe Price September 2010 - Present
Accounting Outsource, Inc. March 2010 - September 2010
The Columbia Bank November 2009 - March 2010
Weis Markets, Inc December 2008 - October 2009
UBS Financial May 2007 - July 2007
McDaniel College January 2007 - April 2007
Skills
Accounting, General Ledger, Microsoft Word, Microsoft Office, Microsoft Excel, PowerPoint, Customer Service, Outlook, Financial Accounting, Data Entry, Tax, Account Reconciliation
Education
McDaniel College 2005 — 2009
Bachelors, Business Administration and German
Heidelberg University 2008 — 2008
none, German as a Foreign Language
Chapin Davis, Inc. October 2009 - Present
UBS Financial November 2006 - October 2009
Mount Vernon Assoc. August 2003 - November 2006
Deutsche Bank January 1994 - July 2003
Maryland National Bank 1986 - 1994
FNB Maryland 1982 - 1985
Education
Loyola University Maryland 1984 — 1988
Masters, Finance
University of Maryland Baltimore County 1977 — 1981
BS, Economics
Dulaney HS
Osiris Therapeutics June 2014 - Present
Fedcap October 2012 - June 2014
ResCare November 2011 - October 2012
ResCare Inc June 2010 - October 2012
UBS Financial March 2008 - June 2010
Citifinancial October 2004 - January 2008
Citi Financial October 2004 - January 2008
Antwerpen Hyundai November 2001 - January 2004
Skills
Human Resources, Recruiting, Customer Service, Outlook, Employee Relations, Payroll, Non-profits, Data Entry, Workshop Facilitation, Microsoft Excel, PowerPoint, Healthcare, System Administration, New Hire Orientations, Leadership Development, Program Development, Insurance, Research, Applicant Tracking..., Social Networking, Workforce Planning, Interviews, Case Managment, Team Building, Fundraising, Organizational..., Public Speaking, Performance Management, Nonprofits, Community Outreach, Employee Benefits, Hiring, Strategic Planning, Time Management, Teamwork, Staff Development, Training, Workforce Development, Microsoft Office, Policy, College Recruiting, Software Documentation, Administrative..., Career Counseling, Coaching, Microsoft Word, Resume Writing, Invoicing, Career Development, Management
Education
University of Maryland University College 2015 — 2017
Master of Arts (M.A.), Psychology
Norfolk State University 1993 — 1998
Bachelor of Liberal Arts, Liberal Arts and Sciences/Liberal Studies
Bishop Loughlin Memorial High School 1989 — 1993
High School Diploma, .Liberal
TD Ameritrade May 2010 - Present
Shamseldin Enterprises Inc. January 2005 - Present
Eden Technologies June 2008 - May 2010
UBS Financial June 2006 - June 2008
Commerce Bank 2005 - 2005
Prudential Financial 1997 - 2005
Skills
IT Management, Integration, System Deployment, Virtualization, VMware, Disaster Recovery, Networking, Active Directory, Servers, Citrix, IT Strategy, Management, ITIL, Vendor Management, IT Operations, Data Center, System Administration, Enterprise Architecture, Infrastructure, Information Technology, SCCM, E-commerce, Windows 7, VBScript, Security, Windows Server, Microsoft Exchange, Troubleshooting, Technical Support, IT Service Management, Windows, TCP/IP, Operating Systems, Cloud Computing, Visio, Cisco Technologies, Information Security..., Unix, DNS, Business Continuity, Network Security, SharePoint, VMware ESX, Storage Area Networks, Information Security, Solution Architecture, Deployment, IIS, Windows 8, ITIL v3 Foundations...
Education
City University of Seattle 1997 — 2000
Bachelors of Science, Network Administration - Telecommunications Management
New Jersey Institute of Technology 1995 — 1997
CauseForce, LLC 2014 - Present
CauseForce January 2014 - March 2014
Main Street Hub October 2013 - January 2014
DSW May 2008 - October 2013
Helena Quinn November 2011 - August 2013
Limited Too July 2007 - May 2008
Club Monaco June 2006 - January 2007
UBS Financial June 2006 - August 2006
Wee Wee Wear February 2006 - August 2006
Skills
Microsoft Excel, Customer Satisfaction, Pricing, Training, Visual Merchandising, Merchandising, Apparel, Trend Analysis, CPFR, Retail, Store Management, Styling, Trend, Fashion, Loss Prevention, Marketing, Advertising, Social Media, Social Media Marketing, Social Networking, Facebook
Education
Michigan State University 2004 — 2008
Bachelor of Science, Merchandising
UBS Financial June 2014 - Present
Northwestern Mutual August 2012 - April 2014
Cheer Limited LLC June 2009 - August 2011
Skills
Finance, Financial Modeling, Economics, Investment Strategies, Financial Planners, Financial Services, Team Leadership, Human Resources, Training, Sales, Communication Skills, Consulting, Recruiting, Life Insurance, Time Management, Retirement Planning, Public Speaking, Social Media, Marketing, Marketing Communications, Networking, Social Networking, Team Building, Leadership, Telephone Skills
Education
University of North Carolina at Wilmington 2009 — 2013
Bachelor of Business Administration (B.B.A.), Economics
Gustatec Corporation March 2015 - Present
Q Research Solutions November 2013 - March 2015
The Dannon Company September 2011 - November 2013
Avon, Inc May 2008 - August 2011
UBS Financial February 2007 - January 2008
ACSYS, Inc January 2003 - December 2006
Skills
Consumer Products, Data Analysis, Customer Insight, Sensory Evaluation, Management, Quantitative Research, Product Innovation, Consumer Insight, Consumer Behaviour, Segmentation, Cross-functional Team..., Competitive Analysis, FMCG, Marketing Strategy, Microsoft Excel, Market Research, Product Development
Education
Thomas Edison State College
Bachelor of Arts (B.A.), Psychology
Atlantic Cape Community College 2002 — 2004
AS, General Studies
Academy of Culinary Arts 2002 — 2004
Associate's degree, Culinary Arts/Chef Training
Vanguard January 2015 - Present
Vanguard August 2012 - December 2014
Vanguard June 2010 - August 2012
UBS Financial June 2009 - August 2009
Skills
Series 63, Options, Research, Sales, Auditing, Team Leadership, PowerPoint, Accounting, Analysis, Bonds, Portfolio Management, Finance, Internal Audit, Mutual Funds, Recruiting, Financial Statements, Tax, Management, Analytics, Equities
Education
Villanova University 2014 — 2016
Master of Business Administration (M.B.A.), Strategic Management and Analytics
University of Arizona, Eller College of Management 2006 — 2010
Bachelor of Science in Business Administration, Finance, General
Halo - The Supply Chain Intelligence Company May 2014 - Present
Halo - The Supply Chain Intelligence Company July 2013 - May 2014
Halo Business Intelligence January 2012 - July 2013
MarketStar October 2010 - May 2011
Puma North America October 2009 - September 2010
GreenWizard January 2009 - September 2009
JSK Design - Private Equity April 2005 - November 2008
UBS Financial August 2004 - March 2005
Skills
Business Intelligence, Data Warehousing, CRM, ERP, Data Analysis, SharePoint, OLAP, Microsoft SQL Server, Business Intelligence..., Business Objects, Management, Product Marketing, SSRS, SaaS, Microsoft Office, Analytics, Business Analysis, Business Process..., QlikView, Crystal Reports, Cubes, Consumer Insights, Dashboards, Market Research, Small Business, Ad Hoc Reporting, Marketing Strategy, Balanced Scorecard, Supply Chain Software, Supply Chain..., Predictive Analytics, Supply Chain Analytics, Pre-sales, Cross-functional Team..., Salesforce.com, Business Process
Education
Georgia Southern University - College of Business Administration 2001 — 2003
MBA
Georgia Southern University - College of Business Administration 1996 — 2001
BBA, Marketing
Johnson Investment Counsel Operations AssociateJohnson Investment CounselSeptember 2010 - April 2015
Bowling Portfolio Management, LLC January 2005 - July 2010
Miami University Office of Residence Life January 2008 - May 2010
Miami University Student Counseling January 2006 - May 2010
UBS Financial June 2009 - August 2009
PNC Bank June 2007 - August 2007
Education
Miami University 2006 — 2010
B.A., Accounting
Orange County Government August 2013 - Present
Amscot Financial May 2013 - August 2013
Western Land Services February 2011 - December 2012
UBS Financial January 2006 - March 2008
Livingston County Community Alliance September 2007 - December 2007
Skills
ArcGIS, First Aid, A+ Certified, NET+..., GIS software, GIS analysis
Education
Michigan State University 2006 — 2010
BA, Criminal Justice
Schoolcraft Community College 2005 — 2006
High school graduate
Knapp, Schenck & Co. Insurance Agency August 2007 - September 2008
Fidelity Investments September 2005 - August 2007
Fidelity Investments January 2004 - August 2007
FPCMS, Fidelity Investments February 2005 - September 2005
CSS, Fidelity Investments November 2004 - February 2005
OSG, Fidelity Investments December 2003 - October 2004
Browning Ferris Industries June 2002 - November 2003
UBS Financial Services, Inc January 2001 - May 2002
UBS Financial January 2000 - June 2001
Education
University of Massachusetts, Amherst 1998 — 2002
University of Massachusetts, Amherst
Political Economy Major
Clark Dodge & Company June 2012 - Present
Invest Financial December 2008 - June 2012
Royal Alliance 2004 - 2008
UBS Financial 1997 - 2004
Skills
Retirement Planning, Series 7, Wealth Management, Estate Planning, Asset Allocation, Investments, Mutual Funds, Strategic Financial..., Investment Strategies, Investment Advisory, Roth IRA, Retirement, Asset Managment, Alternative Investments, Portfolio Management, Financial Planners, Insurance, Investment Management, Financial Analysis, Risk Management, Wealth Management..., Financial Services, Hedge Funds, Small Business, Certified Financial..., Relationship Management, Financial Modeling, Finance, Long-term Care, Equities, Asset Management, Financial Advisory, Pensions, Fixed Annuities, Series 65, Series 24, Securities, Uniform Combined State..., 401k, Investment Banking, Fixed Income, Life Insurance, Variable Annuities, 401k Rollovers, Series 63, Trading, Bonds, FINRA, Series 6, IRAs
Education
Emory University 1990 — 1992
Master's, Theology
Mount Holyoke College 1973 — 1977
BA, Liberal Arts
Epsilon January 2015 - Present
Epsilon June 2013 - January 2015
Ashley Ellis, Inc September 2012 - May 2013
Annie's Book Stop June 2004 - August 2011
UBS Financial June 2010 - August 2010
Skills
Customer Service, Sales, Recruiting, Data Entry, Outlook, Microsoft Excel, Microsoft Office, Teamwork, Invoicing, Revenue Recognition, Public Speaking, Research, Banking
Education
Salve Regina University 2008 — 2012
Bachelor of Science (BS), Business Administration
New Hampton School 2007 — 2008
Rutland High School 2003 — 2007
It Works Global April 2015 - Present
YMCA November 2002 - Present
Fulton County Schools August 2008 - April 2015
UBS Financial February 2012 - February 2013
Johnson Controls March 1999 - January 2002
Johnson Controls March 1998 - January 1999
Norrell October 1997 - December 1997
The Easley Progress April 1997 - September 1997
Union Camp Corporation March 1996 - March 1997
Skills
Human Resources, Recruiting, Training, Interviews, Payroll, Employee Benefits, Data Entry, Management, New Hire Orientations, Customer Service, PeopleSoft, Microsoft Excel, Administrative..., Analysis, Temporary Placement, Process Scheduler, Advertising, Teaching, Insurance, Staff Development, Public Speaking, Event Planning, Temporary Staffing, Sales, Resume Writing, Leadership
Education
Clemson University 1992 — 1995
BS, Graphic Communications
Peace College 1990 — 1992
AA, Liberal Arts
LPL Financial July 2009 - Present
Merrill Lynch June 2005 - July 2009
UBS Financial April 1999 - June 2005
CIBC October 1997 - January 1999
Skills
Estate Planning, Wealth Accumulation, Stocks, Investment Advisory..., Bonds, Wealth Management..., Strategic Financial..., Retirement Planning, Retirement, Financial Advisory, Fixed Annuities, Insurance, Wealth Management, 401k, Investments, Finance, Financial Services, Portfolio Management, Financial Planning
Education
University of Westminster 1991 — 1995
BA(Hons), Business & I.T.
California State University-Fresno 2003 — 2004
Certified Financial Planning Designation., Financial Planning
Snow Software Inc June 2012 - February 2015
City of Lakeway June 2009 - June 2012
SpeakWrite March 2007 - April 2008
UBS Financial 2005 - 2006
Smith Barney 1998 - 2005
Edward Jones Investment Co July 1994 - April 1997
Skills
PowerPoint, Word, Excel, Outlook, Customer Service, Microsoft Word, Microsoft Excel, Employee Relations, Employee Benefits, Change Management, Office Management, Team Building, Management, Payroll, Recruiting, Training, Event Management, Human Resources, Salesforce.com, Administration, Administrative..., Time Management, Sales, Social Media, Microsoft Office, Advertising, Public Speaking, Performance Management, Teamwork, Project Management, Software Documentation, Office Administration, Process Improvement, Sales Management, Accounts Payable, Contract Negotiation, Strategic Planning, Coaching, Leadership, Leadership Development, Business Analysis, Operations Management, HR Policies, Account Management, English, New Business Development, Windows, Team Leadership, Negotiation, Organizational...
Education
Eckerd College 1976 — 1980
BA, Human Resources
Susan E Wagner HS 1972 — 1976
Diploma
TriNet February 2014 - Present
AssistRx February 2013 - February 2014
Citigroup December 2003 - August 2013
Citigroup December 2002 - December 2003
UBS Financial November 1997 - February 2002
Skills
SQA Testing..., Test Automation, Manual Testing, Agile Methodologies, HP QTP, Selenium Testing, PeopleSoft Financial, PeopleSoft HRMS, Web-based Testing, Client/Server Testing, Windows Application..., Cross-browser..., Cross-functional Team..., Oracle Database, Microsoft SQL Server, VBScript, UI Automation, Black Box Testing, Performance Testing, JIRA, ALM, LoadRunner, Load Testing, Salesforce.com, Bugzilla, Confluence, Zephyr, Defect Tracking, Quality Assurance..., Java, CSS, HTML, Microsoft Office, Lotus Notes, Mac OS, XP/Vista/7, Windows 8, Windows XP, Data Warehousing, Integration Testing, Functional Testing, System Testing, User Acceptance Testing, Regression Testing, Mobile Testing, Cloud-based, Test Strategy, Test Planning, Test Cases, Test Scenarios
Education
HoHoKus-Hackensack School of Business and Medical Sciences 2001 — 2003
Business Science, 3.9
Chubb Institiute 1999 — 2000
Computer Science, Computer Science, 3.8
Wells Fargo July 2013 - Present
Wells Fargo March 2013 - July 2013
Wells Fargo December 2010 - March 2013
UBS Financial July 2007 - April 2009
Skills
Credit, Credit Analysis, Loans, Banking, Credit Risk, Commercial Lending, Portfolio Management, Commercial Banking, Financial Analysis, Underwriting, Small Business Lending, Financial Modeling, Loan Origination, Risk Management, Treasury Management, Finance, Management, Analysis, Investments, Financial Risk, Relationship Management, Financial Structuring, Microsoft Excel
Education
University of Florida 2009 — 2010
Master of Business Administration (MBA), Finance, Marketing, Competitive Strategies, and Entrepreneurship, 3.73
University of Florida 2003 — 2007
Bachelor's degree, Finance, General, 3.93
Paris Research Center 2005 — 2005
French Studies, 4.0
UBS Financial June 2007 - Present
UBS Financial Services 2007 - Present
Caron Foundation January 2000 - June 2007
Quantum Software Solutions 2005 - 2007
Travelers 1997 - 2000
Aetna 1981 - 1997
Aetna 1981 - 1997
Aetna 1981 - 1996
Skills
Databases, Access, SQL, Crystal Reports, Business Analysis, Analysis, VBA, VBScript, Microsoft Office, Business Objects, Visio, SharePoint, Troubleshooting, Microsoft SQL Server, ASP.NET, PL/SQL, Microsoft Excel, Excel, Programming, Process Improvement, Operating Systems, SDLC, Oracle, Software Development, SQL Server, Outlook, Database Design, Visual Basic, VB.NET, Data Analysis, Windows, Customer Relations, Application Development, Data Warehousing, PeopleSoft, Oracle OTBI, Oracle Fusion Middleware, Oracle OBIA
Education
MCP, Microsoft SQL Server 2000 Database Design and Administration 2007 — 2007
MCP, Microsoft SQL Server 2000 Database Design and Administration
Kutztown University of Pennsylvania 1975 — 1978
Bachelor's Degree, Foreign Languages, 3.38
Viridian Energy May 2014 - Present
Novetta November 2014 - July 2015
75th Ranger Regiment February 2010 - January 2014
Classic Medallics, Inc. 2007 - 2010
Kemmlit GmbH 2006 - 2006
UBS Financial May 2005 - August 2005
Skills
Intelligence Analysis, Analysis, Intelligence, Research, Briefing, Data Analysis, Training, International Relations, Intelligence Community, Microsoft Excel, Military Experience, Counterterrorism, Customer Service, HUMINT, SIGINT, Business Analysis, Marketing, German, Market Research, Business Strategy, International Business, Military Training, Google Earth, Social Network Analysis, Organizational Network...
Education
The George Washington University - School of Business
B.B.A., International Business
Cochise College
Associate of Science (A.S.), Military Intelligence, Command Control and Information Operations
European School of Business
Practicum, German, International Trade
Critical Thinking Course
Introduction Course to Critical Thinking For Intelligence Professionals
Self-Employed Stock Trader September 1997 - Present
Verizon Wireless November 2009 - February 2013
Verizon Wireless June 2008 - July 2009
UBS Financial June 1997 - April 2002
Skills
Microsoft Office, Social Media, PowerPoint, Microsoft Word, Microsoft Excel, Marketing, Retail, Time Management
Education
Montclair State University 2001 — 2006
Bachelor's degree, Finance, General
IBM July 2013 - January 2015
IBM June 2012 - June 2013
Hewlett-Packard April 2008 - May 2012
UC Davis Graduate School of Management September 2006 - December 2007
Hewlett-Packard June 2007 - September 2007
IKON Office Solutions March 2003 - August 2006
UBS Financial January 2001 - June 2001
Skills
Competitive Analysis, Marketing, Account Management, Forecasting, Contract Negotiation, Sales Process, SaaS, Solution Selling, Sales, Lead Generation, CRM, Selling, Business Development, Strategic Partnerships, Sales Operations, Tenacious Work Ethic
Education
University of California, Davis - Graduate School of Management 2006 — 2008
MBA, Marketing and Strategy
University of California, Davis 1998 — 2002
BS, Mangerial Economics
Cal High 1994 — 1998
Major League Soccer August 2015 - Present
Major League Soccer / Soccer United Marketing May 2012 - Present
NSCAA September 2011 - Present
Western New York Flash April 2012 - May 2012
Women's Professional Soccer September 2010 - March 2012
United Soccer Leagues February 2010 - September 2010
United Soccer Leagues April 2008 - February 2010
United Soccer Leagues March 2006 - April 2008
UBS Financial September 2005 - March 2006
Lifestyle Family Fitness August 2002 - March 2005
Skills
Sports Marketing, Sports Management, Soccer, Sports, Sponsorship, Ticket Sales, Event Management, Event Planning, Football, Social Media, Marketing, Public Relations, Strategy, Management, Customer Service, Sales, Sports Coaching, Coaching, Sponsorship Sales, Athletics, Archtics, Strategic Planning, Public Speaking
Education
Clearwater Christian College
BS, Physical Education- Sports Management Track; sports management and business
CargoWise July 2011 - Present
CargoWise October 2008 - June 2011
UBS Financial 2004 - 2006
Skills
Networking, Operations Management, Project Management, Technical Support, Customer Service, Microsoft SQL Server
Education
University of Illinois at Urbana-Champaign 1999 — 2004
Bachelor of Science (BS), Computer Science
Mutual of Omaha January 2009 - Present
UBS Financial October 2006 - April 2007
Dell Inc. April 2004 - September 2006
Education
Belmont University 2002 — 2004
Nashville State Tech 2000 — 2002
Lipscomb University 1999 — 2000
General Education
HighMark Wealth Management September 2014 - Present
UBS Financial 1997 - September 2014
Education
Augustana College 1992 — 1996
UBS Financial 2006 - Present
Education
Tennessee State University 1984 — 1986
Prudential Financial January 2014 - Present
Prudential Financial December 2009 - Present
UBS Financial June 2006 - November 2009
Prudential Financial 1996 - 2006
Times Mirror Media Network 1988 - 1994
The Times Mirror Company 1988 - 1994
Skills
Information Security, Security, Risk Management, Information Technology, IT Risk Management, Enterprise Risk..., Internal Audit, Governance, IT Strategy, Business Continuity, Operational Risk..., Information Security..., Process Improvement, Sarbanes-Oxley Act, IT Audit, Vendor Management, Disaster Recovery
Education
NYU 1990 — 1996
Masters of Science, Information Systems Auditing
Pace University - Lubin School of Business 1981 — 1985
Bachelors in Business Administration, Accounting Information Systems
HBK Capital Management November 2009 - Present
HBK Capital Management March 2007 - November 2009
Credit Suisse August 2006 - February 2007
Credit Suisse May 2005 - August 2006
UBS Financial June 2004 - November 2004
Education
UNC Kenan-Flagler Business School 2001 — 2005
B.S., Business Administration
UBS Financial Senior Vice President-InvestmentsUBS Wealth Management2003 - Present
UBS Wealth Management 2003 - Present
Morgan Stanley Smith Barney May 1985 - March 2003
Education
San Jose State University 1981 — 1986
The New York Times October 2008 - Present
UBS Financial Services April 2005 - October 2008
UBS April 2005 - October 2008
UBS Financial April 2005 - October 2008
EBS Dealing Resources Inc. August 2000 - April 2005
EBS 2000 - 2005
Skills
Citrix, VMware, Windows 2000, Dell PowerEdge Servers, Vendor Management, Windows Server, Unix, Windows XP, Altiris, XP, Microsoft Office, Infrastructure, Windows, IT Management, Disaster Recovery, Enterprise Software, Active Directory, Windows 7, SDLC, Servers, IT Strategy, ITIL, Leadership, System Deployment
Education
City University of New York-College of Staten Island 1984 — 1988
Lipper Advisory Services, Inc. July 2013 - Present
UBS Financial December 2005 - June 2013
UBS Financial- Weehawken January 2005 - June 2013
Prudential Investments June 2000 - December 2005
Prudential Financial - Newark January 2004 - January 2005
Prudential Financial January 2002 - January 2004
Prudential Financial - Newark January 2000 - January 2002
Lipper Analytical Services, Inc January 1994 - January 2000
Lipper 1983 - 2000
Lipper Analytical Services, Inc January 1987 - January 1994
Skills
Series 7, Mutual Funds, Alternative Investments, Investments, Portfolio Management, Series 63, Wealth Management, Asset Allocation, Investment Strategies, Due Diligence, Asset Management
Education
CFA Institute
CFA
Pace University - Lubin School of Business 1982 — 1991
Bachelor of Business Administration (BBA), Finance
Pace University
B.B.A, Finance
UBS January 2004 - Present
UBS Wealth Management 2000 - Present
UBS Financial January 2000 - January 2004
Skills
Software Project..., Data Warehousing, IT Strategy, Business Analysis, Vendor Management, SDLC, Enterprise Architecture, Oracle, IT Management, Disaster Recovery
Education
City University of New York-Brooklyn College 1996 — 2000
Bachelor of Science (BS), Computer Science
Wells Fargo Advisors, LLC November 2012 - Present
UBS Financial March 2000 - November 2012
UBS March 2000 - November 2012
Skills
Investments, Retirement Planning, Mutual Funds, Equities, Financial Services, Securities, Risk Management, Financial Analysis, Investment Strategies, Fixed Income Strategies, Asset Allocation, Strategic Planning, Endowments
Education
Georgetown University 2007 — 2008
Certificate of Financial Planning, Financial Planning and Services
Ohio Wesleyan University 1988 — 1992
Bachelor of Arts (B.A.), Political Science and Government
Merrill Lynch February 2014 - Present
UBS April 2010 - February 2013
UBS Financial June 2007 - April 2010
Skills
Series 7, Series 66, Project Management, Strategic Planning, Wealth Management, Program Management, Separately Managed..., Portfolio Management, Mutual Funds, ETFs, Business Analysis, Business Strategy, Business Relationship..., Strategy, Investments
Education
The College of New Jersey 2002 — 2006
B.S.
Fifth Third Bank December 2011 - Present
Bank of America Merrill Lynch July 2009 - December 2011
UBS Financial January 2006 - May 2009
One Stop Steel Corporation January 1999 - October 2002
Skills
Wealth Management, Investment Management, Private Banking, Wealth Management..., Finance, Business Planning, Due Diligence, Wealth, Asset Allocation, Investment Advisory, Networking, Portfolio Management, Series 7, Insurance, Alternative Investments, Competitive Analysis, Financial Modeling
Education
Lindenwood University 1997 — 2000
UBS Financial
Skills
Investments, Portfolio Management, Equities, Asset Management, Wealth Management, Fixed Income, Financial Analysis, Risk Management, Mutual Funds, Finance
Education
Tulane University 1972 — 1977
UBS Financial June 2006 - Present
UBS 2006 - Present
UBS Financial 2006 - Present
Prudential Financial December 1996 - May 2006
Mutual of New York June 1994 - November 1996
Education
New York University 1990 — 1996
M.S., Information Systems Auditing
UBS Financial FAA.G. EdwardsJanuary 2005 - August 2007
Flight Safety International March 2003 - December 2004
Education
Marquette University 1995 — 1998
Pentair March 2013 - Present
SuperValu September 2007 - Present
NASPP 1999 - 2012
HB Fuller April 2002 - September 2007
UBS Financial April 1999 - April 2002
Honeywell Inc. January 1980 - March 1999
Skills
Executive Pay, Equities, Incentive Programs, Deferred Compensation, Strategic Financial..., Mergers & Acquisitions, CRM, Employee Benefits
Education
University of Minnesota-Twin Cities
Radian March 2013 - Present
Radian September 2011 - March 2013
Federal Reserve Bank of Philadelphia June 2011 - August 2011
Aberdeen Asset Management July 2008 - November 2008
UBS Financial January 2008 - April 2008
Skills
Portfolio Management, Financial Analysis, Microsoft Excel, Bloomberg, Risk Management, SAS, Loan Portfolio Analysis, Strategy, Financial Risk, MS Excel, Budgets, Asset Allocation, Investments, Economics, Portfolio Performance..., Oracle, SEO, Writing, Social Media Marketing, Web Development, Mortgage Insurance
Education
University of Pittsburgh 2003 — 2008
Business Administration degree, Marketing and Finance; International Business Certification
First Annapolis Consulting 2003 - Present
UBS Financial 2010 - 2015
UBS Wealth Management 2010 - 2011
Infistar Corporation 1995 - 2002
Fair Isaac Corporation 1988 - 1993
Donnelley Marketing Information Services 1983 - 1987
Skills
Financial Services, Analytics, Credit Cards, Risk Management, Segmentation, Credit Risk, Financial Risk, Portfolio Management, Management Consulting, Management, Strategy, Business Strategy, Payments, Credit, Business Analysis, Retail Banking, Financial Modeling, Banking
Education
Pace University 1985 — 1987
Master of Business Administration (MBA)
Westlake High School 1971 — 1975
Farmers Life Insurance January 2008 - Present
Farmers Life Insurance June 2006 - December 2007
Symetra May 2004 - October 2005
UBS Financial 2003 - 2004
Skills
Life and Annuities, Consutative Sales, New Business Development, Relationship Management, Small Business, Payroll Administration, Account Management, Workers Compensation, Sales Management, Customer Service, Commercial Insurance, Health Insurance, Property & Casualty..., Sales, Marketing, Fixed Annuities, Term Life Insurance, Employee Benefits
Education
University of Washington 2013 — 2014
Certificate, Business Development
Nankai University
Chinese Language and Literature
St. Catherine University
Bachelor's degree, International Relations and Political Science
Methfessel & Werbel August 2010 - Present
St. John Professional Services September 1991 - Present
Moody's Investors Service June 2009 - May 2010
RSM McGladrey August 2008 - December 2008
RSM McGladrey July 2008 - December 2008
MetLife May 2008 - July 2008
Bear Stearns November 2006 - May 2008
Adecco Group 2006 - 2008
Adecco Group 2006 - 2008
UBS FINANCIAL September 2006 - October 2006
Skills
Newsletters, Advertising, Marketing, Visio, Graphic Design, Training, Adobe Creative Suite, Photoshop, Management, Dreamweaver, Project Management, Leadership, Microsoft Word, Microsoft Excel, PowerPoint
Education
Colorado Technical University 2004 — 2007
MS, IT Management
Virginia Polytechnic Institute and State University
B.A, Public Relations and Marketing
Citi 2014 - July 2015
Citi 2014 - 2015
J.P. Morgan April 2013 - August 2014
UBS Financial January 2011 - December 2012
Moore Medical, LLC July 2009 - November 2009
Rothschild Asset Management November 2000 - April 2009
Clientsoft, Inc. February 1998 - November 2000
Rothschild Inc. November 1987 - February 1998
GIBBS & COX INC October 1986 - November 1987
Skills
Equities, Asset Managment, Programming, Project Management, Desktop Support..., Business Continuity, Infrastructure, Help Desk Support, Vendor Management, Trade Desk Support, Trade Order Management..., Asset Management, Back Office, Bloomberg, Business Analysis, Fixed Income, Hedge Funds, Order Management, Software Development, Trading Systems, Management
Education
St. Mary's High School 1979 — 1982
HS Diploma
State University of New York Maritime College
BS, Computer Science/Math
Merrill Lynch May 2015 - Present
Barclays April 2011 - Present
UBS Financial 2008 - 2011
Smith Barney 1994 - 2007
Skills
System Administration, Financial Advisory, Series 7, Asset Management, Retirement, Financial Services, Investments, Leadership, Due Diligence, Investment Advisory, Management, Options, Finance, Series 65, Series 63, Fixed Income, Training, Strategic Financial..., Financial Analysis, Asset Allocation, Fixed Annuities, Estate Planning, Hedge Funds, Relationship Management, Insurance, Executive Management
Education
Susquehanna University 1977 — 1981
BA, Political Science
Livingston High 1974 — 1977
Wells Fargo May 2009 - Present
Wedbush Morgan Securities February 2003 - July 2005
UBS Financial March 1988 - August 2001
Education
Rutgers University-New Brunswick
BA, English
University of California, Hastings College of the Law
JD
U.S. Trust August 2013 - Present
Minneapolis Portfolio Mgt Group August 2008 - August 2013
UBS Financial 2006 - 2008
Ameriprise Financial 2003 - 2006
Skills
Investment Advisory, Retirement Planning, Asset Allocation, Wealth Management, Mutual Funds, Separately Managed...
Education
University of Minnesota Duluth 1987 — 1992
BS, Finance, Acct
UBS Financial` February 2007 - Present
Morgan Stanley 1989 - 2007
Paine Webber 1977 - 1989
Ansonia CT Public Schools 1972 - 1977
Education
Boston University
Bachelor of Science (BS), Special Education and Teaching
Southern Connecticut State University
Master's degree, Counselor Education/School Counseling and Guidance Services
Proximate Publishing LLC March 2012 - Present
Meeder Financial June 2010 - March 2012
SMD Wynne Medical supplies distributor November 2010 - December 2010
UBS Financial June 2009 - August 2009
Caster Ventures June 2008 - August 2008
Mosaic Design Studio, Inc. 2007 - 2007
Skills
Analysis, Strategy, Marketing, Product Management, Business Development, CMS, Project Management, Sales, Product Development, Marketing Analytics, Omniture, Multivariate Testing, MSN AdCenter, Strategic Planning, Budgets
Education
The Ohio State University - The Max M. Fisher College of Business 2008 — 2010
Master of Business Administration, Marketing and Logistics, Strategy
The Ohio State University, College of Social and Behavioral Sciences 2005 — 2008
Bachelor of Arts, Economics
Carnegie Mellon University 2003 — 2005
Computer Science
Mercury Wealth Management March 2004 - Present
UBS Financial January 1989 - March 2004
Moseley Hallgarten and Estabrook January 1976 - September 1982
Skills
Retirement Planning, Estate Planning, Financial Advisory, Investments, Retirement, Insurance, Asset Allocation, Wealth Management, Investment Advisory, Mutual Funds, Investment Strategies, High Net Worth..., Series 7, 401k, Securities, Asset Management, Portfolio Management, Series 63, Fixed Income, Equities, Bonds, Risk Management, Financial Markets, Capital Markets, Insurance Planning, Retirement Income..., Financial Planning, Annuities
Education
Boston University 1967 — 1972
B.A., Biology and Psychology
Wells Fargo Advisors, LLC April 2015 - Present
UBS Financial August 2007 - March 2015
Prime Security Bank June 2005 - August 2007
Associated Bank April 2001 - June 2005
MEDA 1995 - 1999
USBank 1981 - 1993
Skills
Portfolio Management, Loans, Commercial Lending, Financial Planning, Alternative Investments, Leadership, Investments, Finance, Financial Analysis, Wealth Management, Covered Calls
Education
University of St. Thomas - Opus College of Business 1975 — 1977
MBA, Finance and Economics
Cleveland State University 1968 — 1972
BBA, Management and Economics
UBS FINANCIAL June 1975 - Present
Redhook Ale Brewery 1989 - 2008
Skills
Strategic Planning, Microsoft Office, Microsoft Excel, Microsoft Word, Fundraising
Education
State University of New York at Buffalo - School of Management 1962 — 1966
BS, Business
University at Buffalo 1962 — 1966
1966, Business/ Computers
SILVER CREEK HIGH
CBS Corporation February 2014 - Present
MTV Networks July 2011 - January 2014
Mercy College August 2009 - July 2011
Mercy College August 2009 - July 2011
Department of Athletics, Hamilton College October 2006 - May 2009
UBS Financial June 2008 - August 2008
New Line Cinema June 2007 - August 2007
Kroleski Law Firm June 2006 - September 2006
Dean of Students Office, Hamilton College January 2000 - January 2005
Skills
Public Speaking, Research, Social Media, Event Planning, Community Outreach, Editing, PowerPoint, Microsoft Office, Teaching, SPSS, Higher Education, Student Affairs, Fundraising, Non-profits, Blogging, Social Networking, Microsoft Excel, Mac, Microsoft Word, Customer Service
Education
Hamilton College 2005 — 2009
BA, Sociology
The Gunnery, Class of 2005 2002 — 2005
HS Diploma
Self employed September 2015 - Present
Coastal Staffing Services LLC September 2013 - April 2015
MARKHAM NORTON MOSTELLER WRIGHT September 2014 - March 2015
BBT Investment August 2012 - May 2013
UBS Financial June 2011 - July 2012
Finley Asphalt & Sealing INC May 2004 - March 2011
Genworth Financial May 2005 - May 2010
AIG VALIC January 2003 - January 2004
BB&T INVESTMENTS January 2001 - November 2003
CHEVY CHASE BANK January 1999 - January 2001
Skills
Insurance, Investments, Retirement Planning, Wealth Management, Series 7, Life Insurance, Long-term Care, Banking, Credit, Loans, Series 63, Disability Insurance, Mutual Funds, Strategic Financial..., CNPR #601662013, Medical Coding..., Finance, Retirement, Financial Planning, Financial Services, Fixed Annuities, Management, Portfolio Management, Sales, Financial Analysis, Leadership, Customer Service, Financial Advisory
Education
SPGO 2015 — 2015
Guardian Certification Training
Florida Gulf Coast University 2013 — 2013
Certificate, Certificate in Medical Coding, 97
University of Kentucky 1985 — 1988
Public Administration, Public Finance, 3.3
University of Kentucky 1973 — 1977
BBA, Finance
NAPSRX
NAPSRX #601622013, Certified National Pharmaceutical Representative
GBQ Partners July 2015 - Present
GBQ Partners September 2014 - Present
First Merchants Corporation April 2012 - September 2014
Hyre & Associates Wealth Strategies March 2011 - March 2012
The Marketplace, Ohio State University October 2008 - March 2012
Accounting Department, Ohio State University January 2011 - March 2011
UBS Financial June 2010 - August 2010
Skills
SAS, Excel, Word, Minitab, Access, Chinese, Microsoft Excel, Underwriting, Portfolio Management, Microsoft Word, Microsoft Office, Strategic Financial..., Finance, Credit, Commercial Banking, Financial Analysis
Education
The Ohio State University - The Max M. Fisher College of Business 2008 — 2012
BSBA, Finance, Accounting, Statistics, Summa Cum Laude
Voya Financial Advisors, Inc. January 2013 - Present
AIG Advisor Group June 2012 - January 2013
AIG Advisor Group October 2006 - June 2012
UBS Financial 2003 - 2006
Education
Southern New Hampshire University 2014 — 2015
Master of Business Administration (MBA), Finance, General
Fairleigh Dickinson University 2001 — 2005
BS, Finance
Folger Nolan Fleming Douglas April 2008 - Present
UBS Financial July 1996 - April 2008
Merrill Lynch April 1992 - July 1996
Skills
Retirement Planning, Asset Allocation, Series 7, Financial Analysis, Retirement, Strategic Financial..., Investments, Financial Services, Mutual Funds, Wealth Management, Investment Advisory, Asset Management, 401k, Uniform Combined State...
Education
Pace University-New York 1968 — 1972
Accounting and Finance
New York Institute of Finance 1967 — 1968
Financial Services Inc. July 2011 - Present
UBS Financial 2011 - 2014
UBS Financial 2011 - 2014
Oppenheimer & Co. July 2006 - July 2011
Wachovia securities 2002 - 2007
Skills
Investments, Retirement Planning, Retirement Savings, Asset Allocation, Wealth Management, Alternative Investments, Portfolio Management, Risk Analysis, Finance, Fixed Income, Variable Annuities, Life Insurance, Health Insurance, Long Term Care Insurance, Mutual Funds, Stocks, Securities, Series 7, Series 63, Investment Advisory, Investment Strategies, Series 65
Education
Florida Atlantic University 1991 — 1994
Business Finance
Greensboro College North Carolina 1989 — 1991
Business Finance
UBS May 2014 - Present
English Training System & Idiomanet January 2012 - November 2013
Wine Cru February 2011 - January 2012
We Love Spain Worldwide August 2009 - December 2009
UBS Financial May 2009 - September 2009
UBS Financial May 2008 - September 2008
Education
University of Colorado Boulder - Leeds School of Business 2006 — 2010
Business, Marketing
Universidad Pablo de Olavide 2009 — 2010
Marketing
CIEE Study Center in Paris 2009 — 2010
French
Portland State University 2010 — 2010
Lincoln High School 2002 — 2006
Western International Securities 2003 - 2010
UBS Financial 2001 - 2003
Bateman Eichler, Hill Richards 1973 - 1976
Skills
Retirement Planning
Education
University of Southern California 1969 — 1973
BS, English Literature
Providence High School. Burbank CA 1965 — 1969
ALM First Financial Advisors May 2013 - Present
ALM First Financial Advisors November 2011 - May 2013
UBS Financial May 2010 - December 2011
Skills
Asset Allocation, Bloomberg, Interest Rate..., Finance, Microsoft Excel, Strategy, Mergers & Acquisitions, Valuation, Financial Modeling, Fixed Income, Portfolio Management, Investments, Financial Analysis
Education
The University of Texas at Dallas 2008 — 2010
Bachelor of Arts & Science, Finance
Semi Retired - Marriott Hotels April 2009 - Present
UBS Financial 2007 - 2008
Fifth Third Bank 2000 - 2003
Huntington Trust Company November 1991 - April 2000
Skills
Public Speaking, Customer Service, Sales, Event Planning, Leadership, Investments
Education
University of Central Oklahoma 1984 — 1987
BS, Finance
Dell/UBS June 2015 - Present
JPMorgan Chase September 2012 - May 2015
Infosys July 2012 - September 2012
UBS - Financial May 2005 - July 2012
Chubb June 1999 - May 2005
Wakefern Food Corp November 1990 - December 1997
Becton and Dickinson Co January 1987 - October 1990
Skills
AIX, WebSphere, Shell Scripting, SSL Certificates, Siteminder
Education
Saurashtra University
UBS Financial April 2012 - Present
I-Flow Medical Device Corporation December 2006 - December 2008
Kimberly Clark Healthcare February 2005 - February 2006
Endo Pharmaceuticals December 2000 - February 2005
Education
Ohio University 1996 — 2000
Bachelor of Business Administration (B.B.A.), Marketing
Centerville High School 1992 — 1996
Bankers Life and Casualty Company April 2013 - Present
UBS Financial January 2011 - April 2011
City of Centennial July 2010 - October 2010
Skills
Qualitative Research, Quantitative Research, Policy Analysis, Computer Proficiency, Memo/Brief Writing, Cost Benefit Analysis, Highly motivated..., Foreign Policy, U.S. foreign policy, Defense Policy, International Conflict, Political Violence, Political Risk Analysis
Education
Josef Korbel School of International Studies, University of Denver 2009 — 2011
Master of Arts, International Security
University of Denver 2005 — 2009
Bachelor of Arts, International Studies
UBS Financial November 2010 - Present
Santander Bank, N.A. January 2001 - November 2010
Prudential Securities June 1996 - October 2000
Corestates Bank N.A., June 1991 - June 1996
Education
Rowan University
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
Freelance January 2013 - Present
Ameriprise Financial Services, Inc. July 2012 - Present
Poppin Backhoe Contstruction June 2013 - August 2013
UBS Financial December 2011 - August 2012
Skills
Digital Photography, Videography, Project Management, Finance, Financial Analysis, Investments, Financial Planning, Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Event Photography, Fashion Photography
Education
California State University-Long Beach
Bachelor's Degree, Accounting