Advisors Asset Management
Industry: Financial services company
DescriptionEstablished in 1979, Advisors Asset Management, Inc. has been a resource that provides investment products and portfolio support to broker-dealers and advisors. Headquarters: Monument, CO Founded: 1979 Area served: United States of America
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Advisors Asset Management Employees
Employee
Years
Job
Industry
Tom Dalpiaz Tom Dalpiaz's Advisors Asset Management Experience May 2006 - August 2013
Job Managing Director at Granite Springs Asset Management, LLC
Industry Investment Management
Experience
Granite Springs Asset Management, LLC September 2013 - Present
Advisors Asset Management May 2006 - August 2013
Neuberger Berman 2004 - 2006
Sage Capital Management 2002 - 2004
Weiss, Peck & Greer 1986 - 2002
Merrill Lynch 1984 - 1986
Skills
Portfolio Management, Bonds, Bloomberg, Investments, Series 7, Credit Analysis, Public Speaking, Fixed Income, Investment Writing, Product Specialist, Client Relationship..., Credit
Education
Hofstra University
MBA, Finance
Hofstra University
Bachelor of Arts (B.A.), History
Granite Springs Asset Management, LLC September 2013 - Present
Advisors Asset Management May 2006 - August 2013
Neuberger Berman 2004 - 2006
Sage Capital Management 2002 - 2004
Weiss, Peck & Greer 1986 - 2002
Merrill Lynch 1984 - 1986
Skills
Portfolio Management, Bonds, Bloomberg, Investments, Series 7, Credit Analysis, Public Speaking, Fixed Income, Investment Writing, Product Specialist, Client Relationship..., Credit
Education
Hofstra University
MBA, Finance
Hofstra University
Bachelor of Arts (B.A.), History
Katya Thompson-Cantu, CRPC® Katya Thompson-Cantu, CRPC®'s Advisors Asset Management Experience September 2008 - August 2009
Job Sales Assistant at Randolph Brooks Federal Credit Union
Industry Financial Services
Experience
Cantabile School of Music February 2014 - Present
Randolph Brooks Federal Credit Union May 2010 - Present
Mary Kay, Inc. November 2009 - Present
San Antonio Symphonic Band May 2013 - June 2015
BBVA Compass Investment Solutions November 2009 - May 2010
Advisors Asset Management September 2008 - August 2009
WaMu November 2007 - September 2008
San Antonio Opera 2006 - 2008
JPMorgan Chase October 2005 - November 2007
USAA Life Insurance Company April 2004 - April 2005
Skills
Investments, Series 7, Financial Planning, Mutual Funds, Annuities, Series 63, Series 65, Stocks, Bonds, Wealth Management, Customer Service, Loans, Banking, Strategic Financial..., Fixed Annuities, Credit, Financial Services, Insurance, Life Insurance, Portfolio Management, Relationship Management, Retirement Planning, Sales, Securities
Education
University of the Incarnate Word 2003 — 2007
Masters of Business Administration, International Business
St. Mary's University 1989 — 1990
Bachelor of Arts, Multinational Organization Studies, English-Communication Arts, Spanish
University of the Incarnate Word 1986 — 1988
None, Music
Theodore Roosevelt High School 1981 — 1986
Cantabile School of Music February 2014 - Present
Randolph Brooks Federal Credit Union May 2010 - Present
Mary Kay, Inc. November 2009 - Present
San Antonio Symphonic Band May 2013 - June 2015
BBVA Compass Investment Solutions November 2009 - May 2010
Advisors Asset Management September 2008 - August 2009
WaMu November 2007 - September 2008
San Antonio Opera 2006 - 2008
JPMorgan Chase October 2005 - November 2007
USAA Life Insurance Company April 2004 - April 2005
Skills
Investments, Series 7, Financial Planning, Mutual Funds, Annuities, Series 63, Series 65, Stocks, Bonds, Wealth Management, Customer Service, Loans, Banking, Strategic Financial..., Fixed Annuities, Credit, Financial Services, Insurance, Life Insurance, Portfolio Management, Relationship Management, Retirement Planning, Sales, Securities
Education
University of the Incarnate Word 2003 — 2007
Masters of Business Administration, International Business
St. Mary's University 1989 — 1990
Bachelor of Arts, Multinational Organization Studies, English-Communication Arts, Spanish
University of the Incarnate Word 1986 — 1988
None, Music
Theodore Roosevelt High School 1981 — 1986
Daina Richard, MBA Daina Richard, MBA's Advisors Asset Management Experience 2007 - 2013
Job Director, Product Marketing at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. January 2013 - Present
Advisors Asset Management 2007 - 2013
Padgett, Stratemann & Co., LLP 2002 - 2007
Southwest Airlines 2000 - 2002
Texas State University 1997 - 1998
Skills
Marketing, Product Marketing, Financial Services, Marketing Management, Strategic Planning, Leadership, Marketing Communications, Business Strategy, Project Management, Unit Investment Trusts, Business Development, Strategic Financial..., Salesforce, Pardot, Management, Salesforce.com, Marketing Strategy
Education
The University of Texas at San Antonio 2001 — 2004
MBA, Marketing Management
Texas State University-San Marcos 1995 — 1999
BBA, Marketing
Winston Churchill High School 1990 — 1995
Advisors Asset Management, Inc. January 2013 - Present
Advisors Asset Management 2007 - 2013
Padgett, Stratemann & Co., LLP 2002 - 2007
Southwest Airlines 2000 - 2002
Texas State University 1997 - 1998
Skills
Marketing, Product Marketing, Financial Services, Marketing Management, Strategic Planning, Leadership, Marketing Communications, Business Strategy, Project Management, Unit Investment Trusts, Business Development, Strategic Financial..., Salesforce, Pardot, Management, Salesforce.com, Marketing Strategy
Education
The University of Texas at San Antonio 2001 — 2004
MBA, Marketing Management
Texas State University-San Marcos 1995 — 1999
BBA, Marketing
Winston Churchill High School 1990 — 1995
Phil North's Advisors Asset Management Experience August 2008 - March 2010
Job SR Manager Talent Acquisition at Advance Central Services, Inc.
Industry Human Resources
Experience
Advance Central Services, Inc. June 2012 - Present
Decision Toolbox July 2012 - October 2013
Randstad Sourceright April 2011 - August 2012
NorthHuman Capital March 2010 - June 2012
Advisors Asset Management August 2008 - March 2010
JPMorgan Chase September 2005 - August 2008
Northcorp Marketing 2004 - 2005
GEAR For Sports 2003 - 2004
Marriott International 2000 - 2003
Skills
Employee Relations, HRIS, Employment Law, EEO, Process Management, Temporary Placement, Talent Acquisition, Strategy, Management, Employee Benefits, Human Resources, Leadership, Recruiting, Talent Management, Onboarding, Applicant Tracking..., Hiring, Sales, Technical Recruiting, Interviews, Internet Recruiting, CRM, Consulting, Sourcing, Outsourcing, College Recruiting, Screening Resumes, Executive Search, Contract Recruitment, Benefits Negotiation, Screening, Employee Engagement, Deferred Compensation, Performance Management
Education
University of Phoenix 2006 — 2008
MBA, Business Administration
Brigham Young University 2000 — 2005
BS, Psychology
Human Capital Institute
Advance Central Services, Inc. June 2012 - Present
Decision Toolbox July 2012 - October 2013
Randstad Sourceright April 2011 - August 2012
NorthHuman Capital March 2010 - June 2012
Advisors Asset Management August 2008 - March 2010
JPMorgan Chase September 2005 - August 2008
Northcorp Marketing 2004 - 2005
GEAR For Sports 2003 - 2004
Marriott International 2000 - 2003
Skills
Employee Relations, HRIS, Employment Law, EEO, Process Management, Temporary Placement, Talent Acquisition, Strategy, Management, Employee Benefits, Human Resources, Leadership, Recruiting, Talent Management, Onboarding, Applicant Tracking..., Hiring, Sales, Technical Recruiting, Interviews, Internet Recruiting, CRM, Consulting, Sourcing, Outsourcing, College Recruiting, Screening Resumes, Executive Search, Contract Recruitment, Benefits Negotiation, Screening, Employee Engagement, Deferred Compensation, Performance Management
Education
University of Phoenix 2006 — 2008
MBA, Business Administration
Brigham Young University 2000 — 2005
BS, Psychology
Human Capital Institute
Dan McGouran / 1000+ Connections Dan McGouran / 1000+ Connections's Advisors Asset Management Experience April 2009 - December 2012
Job Regional Vice President, Incapital Wealth Management Solutions covering Texas | Oklahoma | Louisiana
Industry Financial Services
Experience
Incapital Wealth Management Solutions December 2014 - Present
Stadion Money Management April 2014 - December 2014
Edward Jones January 2014 - March 2014
Advisors Asset Management, Inc. January 2013 - January 2014
Advisors Asset Management April 2009 - December 2012
ClientWise, LLC July 2008 - March 2009
MS Society - Greater North Jersey Chapter July 2007 - January 2009
Greater North Jersey MS Society January 2007 - January 2009
LPL Financial Services August 2007 - July 2008
AllianceBernstein 2000 - 2007
Skills
Retirement Planning, Fixed Income, Wealth Management, Financial Services, Series 7, Financial Advisory, Retirement, SMA, Unit Investment Trusts, Finance, ETFs, Investment Management, Strategy, Asset Allocation, Leadership, Securities, Relationship Management, Alternative Investments, Mutual Funds, Investments, Series 63, Investment Advisory
Education
Manhattan College 1998 — 2001
Bachelor's degree, Organizational Leadership
Paramus Catholic 1984 — 1986
Incapital Wealth Management Solutions December 2014 - Present
Stadion Money Management April 2014 - December 2014
Edward Jones January 2014 - March 2014
Advisors Asset Management, Inc. January 2013 - January 2014
Advisors Asset Management April 2009 - December 2012
ClientWise, LLC July 2008 - March 2009
MS Society - Greater North Jersey Chapter July 2007 - January 2009
Greater North Jersey MS Society January 2007 - January 2009
LPL Financial Services August 2007 - July 2008
AllianceBernstein 2000 - 2007
Skills
Retirement Planning, Fixed Income, Wealth Management, Financial Services, Series 7, Financial Advisory, Retirement, SMA, Unit Investment Trusts, Finance, ETFs, Investment Management, Strategy, Asset Allocation, Leadership, Securities, Relationship Management, Alternative Investments, Mutual Funds, Investments, Series 63, Investment Advisory
Education
Manhattan College 1998 — 2001
Bachelor's degree, Organizational Leadership
Paramus Catholic 1984 — 1986
Lindsey Thompson's Advisors Asset Management Experience January 2009 - December 2011
Job American Century Investments
Industry Financial Services
Experience
American Century Investments 2012 - Present
Advisors Asset Management January 2009 - December 2011
Merrill Lynch January 2008 - December 2008
Collins Stewart January 2006 - December 2007
Roth Capital Partners January 2005 - December 2007
MegaWine January 2004 - December 2005
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets
Education
The University of Kansas 1999 — 2003
Bachelor of Science in Business Administration, Finance, General
Consortium of Universities for International Studies (CIMBA) 2002 — 2002
Study Abroad, International Finance, A
University of Buenos Aires 2002 — 2002
Study Abroad, Field Geology
American Century Investments 2012 - Present
Advisors Asset Management January 2009 - December 2011
Merrill Lynch January 2008 - December 2008
Collins Stewart January 2006 - December 2007
Roth Capital Partners January 2005 - December 2007
MegaWine January 2004 - December 2005
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets
Education
The University of Kansas 1999 — 2003
Bachelor of Science in Business Administration, Finance, General
Consortium of Universities for International Studies (CIMBA) 2002 — 2002
Study Abroad, International Finance, A
University of Buenos Aires 2002 — 2002
Study Abroad, Field Geology
Mark Sargon Mark Sargon's Advisors Asset Management Experience 2007 - 2008
Job Regional Director at Piedmont Capital Distributors
Industry Financial Services
Experience
Piedmont Capital Distributors September 2014 - Present
Morgan Keegan December 2008 - March 2013
Advisors Asset Management 2007 - 2008
UBS Financial 1996 - 2004
SunTrust Robinson Humphrey 1989 - 1996
Skills
Investments, Asset Management, Equities, Portfolio Management, Retirement, Bonds, Retirement Planning, Series 7, Mutual Funds, Wealth, Loans, Separately Managed..., Fixed Income, Life Insurance, Financial Advisory, Financial Modeling, Risk Management, ETFs, Private Equity, Funding, Series 65, Series 63, Options, Investment Advisory, Financial Analysis, Asset Allocation, Securities, 401k, Series 6, Alternative Investments, Wealth Management, Strategic Financial..., Hedge Funds, Estate Planning, Investment Management, IRAs, Asset Managment, Financial Planning, FINRA, Uniform Combined State..., Investment Strategies, Capital Markets, Trading, Financial Services
Education
Ohio University 1981 — 1985
Bachelor of Science, Organizational Communication
Firestone HS 1978 — 1982
Piedmont Capital Distributors September 2014 - Present
Morgan Keegan December 2008 - March 2013
Advisors Asset Management 2007 - 2008
UBS Financial 1996 - 2004
SunTrust Robinson Humphrey 1989 - 1996
Skills
Investments, Asset Management, Equities, Portfolio Management, Retirement, Bonds, Retirement Planning, Series 7, Mutual Funds, Wealth, Loans, Separately Managed..., Fixed Income, Life Insurance, Financial Advisory, Financial Modeling, Risk Management, ETFs, Private Equity, Funding, Series 65, Series 63, Options, Investment Advisory, Financial Analysis, Asset Allocation, Securities, 401k, Series 6, Alternative Investments, Wealth Management, Strategic Financial..., Hedge Funds, Estate Planning, Investment Management, IRAs, Asset Managment, Financial Planning, FINRA, Uniform Combined State..., Investment Strategies, Capital Markets, Trading, Financial Services
Education
Ohio University 1981 — 1985
Bachelor of Science, Organizational Communication
Firestone HS 1978 — 1982
Jay Foley's Advisors Asset Management Experience 2006 - 2008
Job National Sales Director at AmericaFirst Capital Management
Industry Financial Services
Experience
AmericaFirst Capital Management October 2013 - Present
ALPS, A DST Company December 2012 - October 2013
SIP America February 2011 - December 2012
America First Capital June 2008 - February 2011
Advisor's Asset Management 2006 - 2008
Allied Irish Bank 2001 - 2006
Deutsche Bank Alex Brown February 1998 - September 2001
Skills
Investments, Financial Advisory, Sales Management, Marketing, Sales Operations, RIA, Mutual Funds, UIT, Structured Products
Education
Loyola College in Maryland 1993 — 1995
BBA, Business Economics
Xavier University 1991 — 1993
Fairfield Prep
AmericaFirst Capital Management October 2013 - Present
ALPS, A DST Company December 2012 - October 2013
SIP America February 2011 - December 2012
America First Capital June 2008 - February 2011
Advisor's Asset Management 2006 - 2008
Allied Irish Bank 2001 - 2006
Deutsche Bank Alex Brown February 1998 - September 2001
Skills
Investments, Financial Advisory, Sales Management, Marketing, Sales Operations, RIA, Mutual Funds, UIT, Structured Products
Education
Loyola College in Maryland 1993 — 1995
BBA, Business Economics
Xavier University 1991 — 1993
Fairfield Prep
Rick Addy Rick Addy's Advisors Asset Management Experience August 2011 - January 2014
Job Business Devlopment
Industry Financial Services
Experience
Great-West Financial September 2014 - August 2015
Advisors Asset Management August 2011 - January 2014
BIC Group, LLC May 2011 - August 2011
Prudential Financial January 2007 - December 2009
Hartford Financial Services Group August 2005 - November 2006
BB&T Investment Services 2003 - 2005
Skills
Mutual Funds, Public Speaking, Series 7, Series 63, Unit Investment Trusts, Separately Managed..., Variable Annuities, Fixed Annuities, Asset Management, Asset Allocation, Relationship Management, Wealth Management, Superior Communications..., Financial Advisory, Financial Services, Equities, Capital Markets, Series 65, Alternative Investments, Retirement Planning, Investments, Portfolio Management, Finance, Retirement, Securities, Investment Advisory, Series 6, 401k, Investment Strategies, FINRA, Fixed Income, Insurance
Education
Furman University 1995 — 1999
Bachelors of Arts, Political Science
Great-West Financial September 2014 - August 2015
Advisors Asset Management August 2011 - January 2014
BIC Group, LLC May 2011 - August 2011
Prudential Financial January 2007 - December 2009
Hartford Financial Services Group August 2005 - November 2006
BB&T Investment Services 2003 - 2005
Skills
Mutual Funds, Public Speaking, Series 7, Series 63, Unit Investment Trusts, Separately Managed..., Variable Annuities, Fixed Annuities, Asset Management, Asset Allocation, Relationship Management, Wealth Management, Superior Communications..., Financial Advisory, Financial Services, Equities, Capital Markets, Series 65, Alternative Investments, Retirement Planning, Investments, Portfolio Management, Finance, Retirement, Securities, Investment Advisory, Series 6, 401k, Investment Strategies, FINRA, Fixed Income, Insurance
Education
Furman University 1995 — 1999
Bachelors of Arts, Political Science
James Tietze James Tietze's Advisors Asset Management Experience October 2007 - Present
Job Regional Advisory Consultant
Industry Financial Services
Experience
Advisors Asset Management October 2007 - Present
Skills
Financial Services, Structured Products, Separately Managed..., Bloomberg, Series 65, FINRA, Trading, Financial Advisory, Strategic Financial..., Series 7, Equities, Finance, Financial Planning, Mutual Funds, Wealth Management, Portfolio Management, Investments, Retirement, Series 63, Financial Analysis, Capital Markets, Securities, Bonds, Alternative Investments, Fixed Income
Education
The University of Texas at San Antonio 1991 — 1995
Advisors Asset Management October 2007 - Present
Skills
Financial Services, Structured Products, Separately Managed..., Bloomberg, Series 65, FINRA, Trading, Financial Advisory, Strategic Financial..., Series 7, Equities, Finance, Financial Planning, Mutual Funds, Wealth Management, Portfolio Management, Investments, Retirement, Series 63, Financial Analysis, Capital Markets, Securities, Bonds, Alternative Investments, Fixed Income
Education
The University of Texas at San Antonio 1991 — 1995
Daniel Quaderer Daniel Quaderer's Advisors Asset Management Experience June 2006 - December 2009
Job Program Manager at Navy Medical Information Systems Support Activity (NAVMISSA)
Industry Information Technology and Services
Experience
Navy Medical Information Systems Support Activity (NAVMISSA) October 2009 - Present
NAVMISSA 2009 - Present
Advisors Asset Management June 2006 - December 2009
Portfolio Consulting LLC 2009 - 2009
USAA April 1998 - June 2005
US Air Force August 1973 - August 1998
Skills
E-Learning, Task Analysis, Learning Management..., Training, Management, Earned Value Management, PMP, Certified Project..., Visio, Business Process..., Program Management, Project Management, MS Project, Software Project..., Business Analysis
Education
Capella University 2002 — 2006
MS, Education; ISD of Online Learning
Central Michigan University 1983 — 1985
MA, Mgmt & Supv; Logistics Management
Michigan Technological University 1975 — 1977
BSEE, Logic Design
St Paul Seminary 1966 — 1970
Diploma
Navy Medical Information Systems Support Activity (NAVMISSA) October 2009 - Present
NAVMISSA 2009 - Present
Advisors Asset Management June 2006 - December 2009
Portfolio Consulting LLC 2009 - 2009
USAA April 1998 - June 2005
US Air Force August 1973 - August 1998
Skills
E-Learning, Task Analysis, Learning Management..., Training, Management, Earned Value Management, PMP, Certified Project..., Visio, Business Process..., Program Management, Project Management, MS Project, Software Project..., Business Analysis
Education
Capella University 2002 — 2006
MS, Education; ISD of Online Learning
Central Michigan University 1983 — 1985
MA, Mgmt & Supv; Logistics Management
Michigan Technological University 1975 — 1977
BSEE, Logic Design
St Paul Seminary 1966 — 1970
Diploma
Brad Hallock Brad Hallock's Advisors Asset Management Experience September 2008 - March 2010
Job Financial Advisor
Industry Financial Services
Experience
McAlpin Foster Advisors May 2013 - Present
MetLife June 2010 - May 2013
Advisors Asset Management September 2008 - March 2010
Aurora Loan Services a Lehman Brothers Company June 2007 - May 2008
T. Rowe Price 2001 - 2006
Alta VIsta Charter School October 2000 - May 2001
Solomon Smith Barney May 1999 - May 2000
Solomon Smith Barney October 1997 - May 1999
Education
University of Colorado Colorado Springs 2002 — 2007
Masters, Business Administration, Finance
Colorado State University 1997 — 1999
Bachelor of Science, Business, Finance
The American College 2013 — 2014
Certified Financial Planner
McAlpin Foster Advisors May 2013 - Present
MetLife June 2010 - May 2013
Advisors Asset Management September 2008 - March 2010
Aurora Loan Services a Lehman Brothers Company June 2007 - May 2008
T. Rowe Price 2001 - 2006
Alta VIsta Charter School October 2000 - May 2001
Solomon Smith Barney May 1999 - May 2000
Solomon Smith Barney October 1997 - May 1999
Education
University of Colorado Colorado Springs 2002 — 2007
Masters, Business Administration, Finance
Colorado State University 1997 — 1999
Bachelor of Science, Business, Finance
The American College 2013 — 2014
Certified Financial Planner
Otto Jelinek Otto Jelinek's Advisors Asset Management Experience February 2009 - November 2009
Job Regional Vice President at Jackson National Life
Industry Investment Management
Experience
Jackson National Life September 2009 - Present
Advisors Asset Management February 2009 - November 2009
AXA March 2008 - December 2008
JANUS 2005 - 2008
Genworth Financial 2000 - 2005
GE 1996 - 2005
LIFE OF VIRGINIA 1996 - 2005
GENWORTH 1996 - 2005
FIRST CHICAGO 1994 - 1997
SHEARSON LEHMAN HUTTON 1990 - 1994
Skills
Series 3, Mutual Funds, Investments, Insurance, Series 7, CFS, 401k, FINRA, Finance, Fixed Annuities, Retirement Planning, Series 63
Education
The University of Georgia 1981 — 1984
POLITICAL SCIENCE
SAVANNAH COUNTRY DAY 1977 — 1980
Yes Barely, General Nonsense
Jackson National Life September 2009 - Present
Advisors Asset Management February 2009 - November 2009
AXA March 2008 - December 2008
JANUS 2005 - 2008
Genworth Financial 2000 - 2005
GE 1996 - 2005
LIFE OF VIRGINIA 1996 - 2005
GENWORTH 1996 - 2005
FIRST CHICAGO 1994 - 1997
SHEARSON LEHMAN HUTTON 1990 - 1994
Skills
Series 3, Mutual Funds, Investments, Insurance, Series 7, CFS, 401k, FINRA, Finance, Fixed Annuities, Retirement Planning, Series 63
Education
The University of Georgia 1981 — 1984
POLITICAL SCIENCE
SAVANNAH COUNTRY DAY 1977 — 1980
Yes Barely, General Nonsense
Clara Villalobos Clara Villalobos's Advisors Asset Management Experience March 2004 - February 2010
Job National Sales Manager at United Capital Financial Advisers, LLC
Industry Investment Management
Experience
United Capital Financial Advisers, Registered Representative at Girard Securities December 2014 - Present
National Life Group June 2014 - December 2014
National Life Group October 2012 - June 2014
AIG American General September 2011 - August 2012
American Funds June 2010 - September 2011
Advisor's Asset Management March 2004 - February 2010
USAA January 1999 - December 2003
Skills
Salesforce.com..., Mutual Funds, Series 63, Insurance, Fixed Annuities, Term Life Insurance, CRM, Salesforce.com, Training, Disability Insurance, Sales, Life Insurance, Coaching, Marketing, Sales Operations, Call Centers, Public Relations, Fixed Income, Retirement, Recruiting, Sales Management, Customer Service
Education
LIMRA 2011 — 2012
Sales Desk Manager Training
2007 Sequoia Training 2007 — 2007
sequoia
Our Lady of the Lake University 1993 — 1995
B.B.A, Human Resources
United Capital Financial Advisers, Registered Representative at Girard Securities December 2014 - Present
National Life Group June 2014 - December 2014
National Life Group October 2012 - June 2014
AIG American General September 2011 - August 2012
American Funds June 2010 - September 2011
Advisor's Asset Management March 2004 - February 2010
USAA January 1999 - December 2003
Skills
Salesforce.com..., Mutual Funds, Series 63, Insurance, Fixed Annuities, Term Life Insurance, CRM, Salesforce.com, Training, Disability Insurance, Sales, Life Insurance, Coaching, Marketing, Sales Operations, Call Centers, Public Relations, Fixed Income, Retirement, Recruiting, Sales Management, Customer Service
Education
LIMRA 2011 — 2012
Sales Desk Manager Training
2007 Sequoia Training 2007 — 2007
sequoia
Our Lady of the Lake University 1993 — 1995
B.B.A, Human Resources
Eileen Hayes's Advisors Asset Management Experience July 2007 - April 2009
Job Vice President, Enterprise Consultant at Envestnet, Inc
Industry Investment Management
Experience
Envestnet, Inc May 2015 - Present
US Boston Capital (Distributor of Pear Tree Funds) April 2011 - April 2015
Contravisory Investment Management April 2009 - February 2011
Advisors Asset Management July 2007 - April 2009
Advisors Asset Management, Inc. June 2006 - September 2006
Skills
Investment Management, Series 7, Series 63, Series 65, Mutual Funds, Asset Management, Investments, Relationship Management, CRM, Financial Advisory, Business Development, Emerging Markets, Credit, Securities, Asset Allocation
Education
Bryant University 2003 — 2007
BA in Business Administration, Finance
Smithtown High School 1999 — 2003
Envestnet, Inc May 2015 - Present
US Boston Capital (Distributor of Pear Tree Funds) April 2011 - April 2015
Contravisory Investment Management April 2009 - February 2011
Advisors Asset Management July 2007 - April 2009
Advisors Asset Management, Inc. June 2006 - September 2006
Skills
Investment Management, Series 7, Series 63, Series 65, Mutual Funds, Asset Management, Investments, Relationship Management, CRM, Financial Advisory, Business Development, Emerging Markets, Credit, Securities, Asset Allocation
Education
Bryant University 2003 — 2007
BA in Business Administration, Finance
Smithtown High School 1999 — 2003
Jess Schultz Jess Schultz's Advisors Asset Management Experience July 2007 - July 2012
Job Financial Planning and Reporting Analyst at Compassion International
Industry Financial Services
Experience
Compassion International August 2013 - Present
Advisors Asset Management July 2007 - July 2012
Futures Capital INC April 2010 - October 2011
T. Rowe Price September 2005 - July 2007
Skills
FINRA Series 7, 66, 63,..., Investments, Foreign Exchange, Commodity, Technical Analysis, Fixed Income, Options, Risk Management, FX Options, Financial Markets, Securities, Derivatives, Electronic Trading, Trading, Alternative Investments, Bonds, Equities, Trading Systems, Creativity Skills, ETFs, Equity Trading, Bloomberg, FINRA, Investment Strategies, Mutual Funds, Asset Allocation, Asset Management, Capital Markets, Trading Strategies, Series 63, Portfolio Management, Financial Analysis, Strategic Planning, Finance
Education
University of Colorado at Denver 2009 — 2013
Master of Public Administration
University of Wisconsin-Oshkosh 1997 — 2003
Bachelor Degree, Political Science
Anderson University 1994 — 1995
Compassion International August 2013 - Present
Advisors Asset Management July 2007 - July 2012
Futures Capital INC April 2010 - October 2011
T. Rowe Price September 2005 - July 2007
Skills
FINRA Series 7, 66, 63,..., Investments, Foreign Exchange, Commodity, Technical Analysis, Fixed Income, Options, Risk Management, FX Options, Financial Markets, Securities, Derivatives, Electronic Trading, Trading, Alternative Investments, Bonds, Equities, Trading Systems, Creativity Skills, ETFs, Equity Trading, Bloomberg, FINRA, Investment Strategies, Mutual Funds, Asset Allocation, Asset Management, Capital Markets, Trading Strategies, Series 63, Portfolio Management, Financial Analysis, Strategic Planning, Finance
Education
University of Colorado at Denver 2009 — 2013
Master of Public Administration
University of Wisconsin-Oshkosh 1997 — 2003
Bachelor Degree, Political Science
Anderson University 1994 — 1995
Luke Donenfeld, CAIA's Advisors Asset Management Experience January 2007 - January 2011
Job Vice President Fixed Income Strategies at First Empire Securities, Inc
Industry Financial Services
Experience
First Empire Securities, Inc April 2012 - Present
First Empire Securities January 2012 - Present
Advisors Asset Management, Inc. April 2007 - June 2011
Advisors Asset Management January 2007 - January 2011
Mulholland Capital Advisors 2006 - 2006
O'Shaughnessy Asset Management, LLC (OSAM) January 1999 - January 2005
Bear Stearns Asset Management Inc. 1999 - 2005
Chase Global Mutual Funds Group January 1998 - January 1999
Van Kampen American Capital January 1997 - January 1998
Diversified Financial Concepts June 1994 - June 1997
Skills
Asset Allocation, Group Presentations, ETFs, Mutual Funds, Alternative Investments, Series 7, Asset Management, Fixed Income, Securities, Institutional, Investments, Portfolio Management, Bonds, Hedge Funds, Equities, Wealth Management, Investment Strategies, Financial Markets, Annuities, Investment Advisory, Retirement, Financial Planning, Due Diligence, Asset, Retirement Planning, Insurance, Wealth, Risk Management, Financial Advisory, Series 63, IRA's, Emerging Markets, Credit, Financial Analysis, Separately Managed..., Compliance, Client Service, SMA, Analysis, Annuity, Managed Accounts, Investment Products, Fixed Income Products, Portfolio Optimization, Stocks, Fund Of Funds, Series 6, Morningstar, Portfolios, Managed Futures
Education
Boston University 1990 — 1994
Bachelor of Liberal Arts, International Relations
Staples High School 1987 — 1990
First Empire Securities, Inc April 2012 - Present
First Empire Securities January 2012 - Present
Advisors Asset Management, Inc. April 2007 - June 2011
Advisors Asset Management January 2007 - January 2011
Mulholland Capital Advisors 2006 - 2006
O'Shaughnessy Asset Management, LLC (OSAM) January 1999 - January 2005
Bear Stearns Asset Management Inc. 1999 - 2005
Chase Global Mutual Funds Group January 1998 - January 1999
Van Kampen American Capital January 1997 - January 1998
Diversified Financial Concepts June 1994 - June 1997
Skills
Asset Allocation, Group Presentations, ETFs, Mutual Funds, Alternative Investments, Series 7, Asset Management, Fixed Income, Securities, Institutional, Investments, Portfolio Management, Bonds, Hedge Funds, Equities, Wealth Management, Investment Strategies, Financial Markets, Annuities, Investment Advisory, Retirement, Financial Planning, Due Diligence, Asset, Retirement Planning, Insurance, Wealth, Risk Management, Financial Advisory, Series 63, IRA's, Emerging Markets, Credit, Financial Analysis, Separately Managed..., Compliance, Client Service, SMA, Analysis, Annuity, Managed Accounts, Investment Products, Fixed Income Products, Portfolio Optimization, Stocks, Fund Of Funds, Series 6, Morningstar, Portfolios, Managed Futures
Education
Boston University 1990 — 1994
Bachelor of Liberal Arts, International Relations
Staples High School 1987 — 1990
Sandy Franklin's Advisors Asset Management Experience January 2014 - Present
Job Vice President, Investments
Industry Financial Services
Experience
Advisors Asset Management January 2014 - Present
Advisors Asset Management, Inc. May 2008 - December 2013
Fixed Income Securities January 1994 - March 2008
Skills
Investments, Bonds, Trading, Structured Products, Series 7, Series 63, Fixed Income, Securities, Mutual Funds, Asset Allocation, Asset Management
Education
Louisiana State University 1988 — 1990
Master of Business Administration (M.B.A.), Finance, General
Louisiana State University and Agricultural and Mechanical College 1984 — 1988
Bachelor of Science (B.S.), Economics
Advisors Asset Management January 2014 - Present
Advisors Asset Management, Inc. May 2008 - December 2013
Fixed Income Securities January 1994 - March 2008
Skills
Investments, Bonds, Trading, Structured Products, Series 7, Series 63, Fixed Income, Securities, Mutual Funds, Asset Allocation, Asset Management
Education
Louisiana State University 1988 — 1990
Master of Business Administration (M.B.A.), Finance, General
Louisiana State University and Agricultural and Mechanical College 1984 — 1988
Bachelor of Science (B.S.), Economics
Eva (Abramson) Voss's Advisors Asset Management Experience 2006 - 2008
Job Independant Consultant
Industry Financial Services
Experience
Self-Employed January 2009 - Present
Fixed Income Securities January 2006 - January 2009
Advisors Asset Management 2006 - 2008
Kashi Company July 2005 - January 2006
Newgen Results May 1999 - March 2005
Education
University of Nevada-Reno
Self-Employed January 2009 - Present
Fixed Income Securities January 2006 - January 2009
Advisors Asset Management 2006 - 2008
Kashi Company July 2005 - January 2006
Newgen Results May 1999 - March 2005
Education
University of Nevada-Reno
Todd Fanning's Advisors Asset Management Experience 2009 - 2010
Job Director at Citigroup Global Markets
Industry Capital Markets
Experience
Citigroup Global Markets 2010 - Present
Advisors Asset Management 2009 - 2010
Citigroup Global Markets 1993 - 2009
Lehman Brothers 1992 - 1993
Skills
Fixed Income, Bonds, Securities, Portfolio Management, Investments, Wealth Management, Trading, Capital Markets, Investment Advisory, Options, Asset Allocation, Financial Markets, Investment Strategies, Bloomberg, Swap Analysis, Credit Rating Analysis, Yield Curve Analysis, Fixed Income Bond Sales, HNW Client Relations, Financial Advisory, Credit, Series 7, Registered Investment...
Education
Lynchburg College
B.A., Business Administration
Citigroup Global Markets 2010 - Present
Advisors Asset Management 2009 - 2010
Citigroup Global Markets 1993 - 2009
Lehman Brothers 1992 - 1993
Skills
Fixed Income, Bonds, Securities, Portfolio Management, Investments, Wealth Management, Trading, Capital Markets, Investment Advisory, Options, Asset Allocation, Financial Markets, Investment Strategies, Bloomberg, Swap Analysis, Credit Rating Analysis, Yield Curve Analysis, Fixed Income Bond Sales, HNW Client Relations, Financial Advisory, Credit, Series 7, Registered Investment...
Education
Lynchburg College
B.A., Business Administration
Lynne Schendel's Advisors Asset Management Experience January 2014 - Present
Job Production Editor San Diego State University
Industry Higher Education
Experience
San Diego State University September 2014 - Present
Advisors Asset Management January 2014 - Present
Advisors Asset Management, Inc. February 2007 - Present
Alliant International University November 1998 - November 2005
Antique & Collectables Newsmagazine July 1995 - November 1998
Grossmont-Cuyamaca Community College District July 1989 - May 1993
Media Concepts January 1986 - June 1988
Walter's & Graves January 1985 - January 1986
KSTP-TV January 1983 - January 1985
Skills
Editing, Marketing Communications, Marketing, Copy Editing, Copywriting, Publicity, Internal Communications, Creative Writing, Social Media, Press Releases, Public Speaking, Strategic Planning, Event Planning, Marketing Copy, Project Management, Blogging
Education
St. Cloud State University 1979 — 1983
Bachelors, Mass Communications
Woodbury Senior High 1974 — 1979
General
San Diego State University September 2014 - Present
Advisors Asset Management January 2014 - Present
Advisors Asset Management, Inc. February 2007 - Present
Alliant International University November 1998 - November 2005
Antique & Collectables Newsmagazine July 1995 - November 1998
Grossmont-Cuyamaca Community College District July 1989 - May 1993
Media Concepts January 1986 - June 1988
Walter's & Graves January 1985 - January 1986
KSTP-TV January 1983 - January 1985
Skills
Editing, Marketing Communications, Marketing, Copy Editing, Copywriting, Publicity, Internal Communications, Creative Writing, Social Media, Press Releases, Public Speaking, Strategic Planning, Event Planning, Marketing Copy, Project Management, Blogging
Education
St. Cloud State University 1979 — 1983
Bachelors, Mass Communications
Woodbury Senior High 1974 — 1979
General
Brandon Salz's Advisors Asset Management Experience September 2009 - December 2009
Job Warehouse Supervisor at Raymour & Flanigan
Industry Retail
Experience
Raymour & Flanigan September 2012 - Present
Best Buy November 2011 - August 2012
Best Buy September 2010 - November 2011
Best Buy September 2006 - September 2010
Advisors Asset Management September 2009 - December 2009
King Kullen September 2004 - September 2006
West Hills Day Camp June 2004 - August 2006
Skills
Inventory Management, Sales, Microsoft Excel, Business Strategy, Merchandising, Retail, Retail Sales, Visual Merchandising, Loss Prevention, Store Management, Customer Service, Customer Satisfaction, Inventory Control, Microsoft Office, Time Management, Analytical Skills, Profit, Pricing
Education
SUNY 2008 — 2009
Bachelor’s Degree (BS), Business Management, 3.7
Queens College
Nassau Community College
Associates’ Degree, Business Administration
Raymour & Flanigan September 2012 - Present
Best Buy November 2011 - August 2012
Best Buy September 2010 - November 2011
Best Buy September 2006 - September 2010
Advisors Asset Management September 2009 - December 2009
King Kullen September 2004 - September 2006
West Hills Day Camp June 2004 - August 2006
Skills
Inventory Management, Sales, Microsoft Excel, Business Strategy, Merchandising, Retail, Retail Sales, Visual Merchandising, Loss Prevention, Store Management, Customer Service, Customer Satisfaction, Inventory Control, Microsoft Office, Time Management, Analytical Skills, Profit, Pricing
Education
SUNY 2008 — 2009
Bachelor’s Degree (BS), Business Management, 3.7
Queens College
Nassau Community College
Associates’ Degree, Business Administration
Hartman Slate's Advisors Asset Management Experience 2006 - 2011
Job Communications professional
Industry Writing and Editing
Experience
Advisors Asset Management 2006 - 2011
USAA 1997 - 2004
United States Marine Corps October 1977 - September 1994
Skills
Series 7, Series 63, Series 24, Bonds, Series 65, Mutual Funds, Fixed Income, Securities, Structured Products, Investments, Separately Managed..., Retirement Planning, Fixed Annuities, FINRA, ETFs, Uniform Combined State..., Investment Advisory, Asset Allocation, Leadership Development, Public Speaking, Investment Strategies, Government, IRAs
Education
Robert E Lee HS 1975 — 1978
San Antonio College
Advisors Asset Management 2006 - 2011
USAA 1997 - 2004
United States Marine Corps October 1977 - September 1994
Skills
Series 7, Series 63, Series 24, Bonds, Series 65, Mutual Funds, Fixed Income, Securities, Structured Products, Investments, Separately Managed..., Retirement Planning, Fixed Annuities, FINRA, ETFs, Uniform Combined State..., Investment Advisory, Asset Allocation, Leadership Development, Public Speaking, Investment Strategies, Government, IRAs
Education
Robert E Lee HS 1975 — 1978
San Antonio College
Bradly Hinton's Advisors Asset Management Experience 2008 - Present
Job Financial Services Professional
Industry Financial Services
Experience
advisors asset management 2008 - Present
BHC Marketing 2011 - 2012
Advisors Asset Management, Inc. February 2008 - January 2011
Education
The University of Texas at San Antonio 1995 — 2000
Bachelor of Business Administration (B.B.A.), Finance, General
advisors asset management 2008 - Present
BHC Marketing 2011 - 2012
Advisors Asset Management, Inc. February 2008 - January 2011
Education
The University of Texas at San Antonio 1995 — 2000
Bachelor of Business Administration (B.B.A.), Finance, General
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.