Aegis Capital
Industry: Company
DescriptionFounded: 1984 Subsidiaries: Aegis Capital Corporation, Research Division, Aegis Capital Corporation, Asset Management Arm
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Aegis Capital Employees
Employee
Years
Job
Industry
Henry Aguilar Henry Aguilar's Aegis Capital Experience May 2014 - May 2015
Job LatAm & EM Senior Associate, International Client Group
Industry Financial Services
Experience
IFS Securities May 2015 - Present
Aegis Capital May 2014 - May 2015
Aegis Capital February 2014 - May 2014
Mercantil Commercebank N.A. June 2013 - August 2013
Star Computer Group May 2012 - July 2012
Skills
Investments, Analysis, Equities, LatAm Bonds, Fixed Income, Spanish, SAP Business One, Visual Basic, Oral & Written..., Public Speaking, Sales, Telemarketing, Marketing Communications, Financial Modeling, Finance, Corporate Finance, Bloomberg, Microsoft Excel, Marketing Strategy, Financial Analysis, Business Development, Teamwork, Portfolio Management, Management, Team Leadership
Education
University of Miami - School of Business 2010 — 2014
Bachelor of Business Administration (BBA), Finance & Marketing
University of Miami - School of Business 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance and Marketing (Double major)
IFS Securities May 2015 - Present
Aegis Capital May 2014 - May 2015
Aegis Capital February 2014 - May 2014
Mercantil Commercebank N.A. June 2013 - August 2013
Star Computer Group May 2012 - July 2012
Skills
Investments, Analysis, Equities, LatAm Bonds, Fixed Income, Spanish, SAP Business One, Visual Basic, Oral & Written..., Public Speaking, Sales, Telemarketing, Marketing Communications, Financial Modeling, Finance, Corporate Finance, Bloomberg, Microsoft Excel, Marketing Strategy, Financial Analysis, Business Development, Teamwork, Portfolio Management, Management, Team Leadership
Education
University of Miami - School of Business 2010 — 2014
Bachelor of Business Administration (BBA), Finance & Marketing
University of Miami - School of Business 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance and Marketing (Double major)
Matthew Wu Matthew Wu's Aegis Capital Experience September 2012 - December 2013
Job Account Executive at Mixpanel, Inc.
Industry Marketing and Advertising
Experience
Mixpanel, Inc. September 2015 - Present
Signpost November 2014 - August 2015
Signpost June 2014 - October 2014
Signpost February 2014 - May 2014
Aegis Capital September 2012 - December 2013
NookOut June 2011 - August 2011
ING June 2010 - September 2010
Blackhawk Country Club June 2006 - August 2006
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, English, Windows, Financial Analysis, Time Management, Sales, Data Analysis, Market Research, Management, Investments
Education
University of California, Santa Barbara 2008 — 2012
Bachelor's Degree, Sociology
University of California, Santa Barbara 2009 — 2012
Sports Management Certificate, Exercise Sports Studies Management
Monte Vista High School 2004 — 2008
High School
Mixpanel, Inc. September 2015 - Present
Signpost November 2014 - August 2015
Signpost June 2014 - October 2014
Signpost February 2014 - May 2014
Aegis Capital September 2012 - December 2013
NookOut June 2011 - August 2011
ING June 2010 - September 2010
Blackhawk Country Club June 2006 - August 2006
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, English, Windows, Financial Analysis, Time Management, Sales, Data Analysis, Market Research, Management, Investments
Education
University of California, Santa Barbara 2008 — 2012
Bachelor's Degree, Sociology
University of California, Santa Barbara 2009 — 2012
Sports Management Certificate, Exercise Sports Studies Management
Monte Vista High School 2004 — 2008
High School
Xinrui (Winnie) Zhao Xinrui (Winnie) Zhao's Aegis Capital Experience January 2014 - November 2014
Job Aegis Capital Corp.
Industry Financial Services
Experience
Aegis Capital January 2014 - November 2014
MassMutual Financial Group December 2013 - May 2014
Golden Sun Securities June 2013 - August 2013
HK Bank June 2012 - July 2012
Skills
Mandarin, Microsoft Excel, Microsoft Word, Finance, Fitness Training, Accounting, Fashion, Security Sales, Management, Training
Education
University of Miami 2010 — 2013
BACHELOR OF BUSINESS ADMINISTRATION, Finance, General
University of Miami - School of Business 2010 — 2013
BACHELOR OF BUSINESS ADMINISTRATION, Finance, General
Aegis Capital January 2014 - November 2014
MassMutual Financial Group December 2013 - May 2014
Golden Sun Securities June 2013 - August 2013
HK Bank June 2012 - July 2012
Skills
Mandarin, Microsoft Excel, Microsoft Word, Finance, Fitness Training, Accounting, Fashion, Security Sales, Management, Training
Education
University of Miami 2010 — 2013
BACHELOR OF BUSINESS ADMINISTRATION, Finance, General
University of Miami - School of Business 2010 — 2013
BACHELOR OF BUSINESS ADMINISTRATION, Finance, General
Jesse Zhai Jesse Zhai's Aegis Capital Experience June 2008 - August 2008
Job VP, Corporate Development & Strategy at UniB Solutions LLC
Industry Investment Banking
Experience
UniB Solutions LLC February 2014 - Present
Aleutian Capital Partners September 2010 - December 2013
Aegis Capital June 2008 - August 2008
Standard Chartered Bank June 2007 - August 2007
Skills
Financial Modeling, Investment Banking, Valuation, Private Equity, Mergers & Acquisitions, Quantitative Analytics, Capital Markets, Financial Analysis, Deal Sourcing, Equity Research, Quantitative Finance, Financial Statement..., LBO, Economics, DCF, Corporate Development, Corporate Finance, Strategy, Business Strategy, Investments, M&A experience
Education
Washington University in St. Louis 2005 — 2008
Bachelor's Degree, Finance
University of Hawaii at Manoa 2009 — 2010
Master of Science, Financial Engineering
UniB Solutions LLC February 2014 - Present
Aleutian Capital Partners September 2010 - December 2013
Aegis Capital June 2008 - August 2008
Standard Chartered Bank June 2007 - August 2007
Skills
Financial Modeling, Investment Banking, Valuation, Private Equity, Mergers & Acquisitions, Quantitative Analytics, Capital Markets, Financial Analysis, Deal Sourcing, Equity Research, Quantitative Finance, Financial Statement..., LBO, Economics, DCF, Corporate Development, Corporate Finance, Strategy, Business Strategy, Investments, M&A experience
Education
Washington University in St. Louis 2005 — 2008
Bachelor's Degree, Finance
University of Hawaii at Manoa 2009 — 2010
Master of Science, Financial Engineering
Chris Fortunato Chris Fortunato's Aegis Capital Experience 2011 - 2012
Job KEC Ventures
Industry Venture Capital & Private Equity
Experience
KEC Ventures 2012 - Present
New World Aviation, Inc 2012 - Present
David Burke Group 2012 - Present
Aegis Capital 2011 - 2012
Janney Montgomery Scott 2011 - 2011
Delaware Investments, a member of the Macquarie Group 2010 - 2010
Skills
Venture Capital, Private Equity, Corporate Development, Investments, Securities, Financial Modeling, Start-ups, Entrepreneurship, Valuation, Due Diligence, Equities, Private Placements
Education
University of Pennsylvania - The Wharton School
KEC Ventures 2012 - Present
New World Aviation, Inc 2012 - Present
David Burke Group 2012 - Present
Aegis Capital 2011 - 2012
Janney Montgomery Scott 2011 - 2011
Delaware Investments, a member of the Macquarie Group 2010 - 2010
Skills
Venture Capital, Private Equity, Corporate Development, Investments, Securities, Financial Modeling, Start-ups, Entrepreneurship, Valuation, Due Diligence, Equities, Private Placements
Education
University of Pennsylvania - The Wharton School
Patrick Haggerty Patrick Haggerty's Aegis Capital Experience June 2015 - Present
Job General Securities Principal/Registered Rep at Aegis Capital
Industry Financial Services
Experience
Aegis Capital June 2015 - Present
Arjent LLC September 2010 - June 2015
InterMerchant Securities LLC March 2007 - January 2011
Skills
Investments, Private Equity, Series 7, Series 63, Wealth Management, Structured Products, Equities, Bonds, Investment Banking, Corporate Finance, Securities, Alternative Investments, Capital Markets, Mergers & Acquisitions, Strategy, Finance, Financial Advisory, Bloomberg, Fixed Income, Financial Modeling, Bloomberg Terminal, Valuation, Hedge Funds, Asset Allocation, Investment Strategies, Mutual Funds, Due Diligence, Portfolio Management, Investment Management, Derivatives, Trading, Funding, Wealth Management..., Asset Management, Financial Markets, Cash Management, Financial Risk, Banking, Relationship Management, Risk Management, Venture Capital, ETFs, Options, Equity Trading, Hedging, Financial Services, IRAs, Private Banking, Strategic Financial..., Business Development
Education
University of Missouri-Columbia 1999 — 2003
Bachelor of Science (B.S.), Finance
Aegis Capital June 2015 - Present
Arjent LLC September 2010 - June 2015
InterMerchant Securities LLC March 2007 - January 2011
Skills
Investments, Private Equity, Series 7, Series 63, Wealth Management, Structured Products, Equities, Bonds, Investment Banking, Corporate Finance, Securities, Alternative Investments, Capital Markets, Mergers & Acquisitions, Strategy, Finance, Financial Advisory, Bloomberg, Fixed Income, Financial Modeling, Bloomberg Terminal, Valuation, Hedge Funds, Asset Allocation, Investment Strategies, Mutual Funds, Due Diligence, Portfolio Management, Investment Management, Derivatives, Trading, Funding, Wealth Management..., Asset Management, Financial Markets, Cash Management, Financial Risk, Banking, Relationship Management, Risk Management, Venture Capital, ETFs, Options, Equity Trading, Hedging, Financial Services, IRAs, Private Banking, Strategic Financial..., Business Development
Education
University of Missouri-Columbia 1999 — 2003
Bachelor of Science (B.S.), Finance
Schuyler Tully Schuyler Tully's Aegis Capital Experience November 2012 - October 2014
Job Investment Associate at Paulson Investment Co.
Industry Financial Services
Experience
Paulson Investment Co. November 2014 - Present
Aegis Capital November 2012 - October 2014
Joseph Gunnar & Co, LLC November 2011 - November 2012
World Equity Group November 2008 - November 2011
Kovack Securities January 2009 - June 2009
Laidlaw & Company May 2007 - November 2008
Allan Gershowitz Sec. Corp May 2004 - September 2004
Skills
IT Management, Financial Analysis, Investments, Wealth Management, Financial Planning, Portfolio Management, Retirement Planning, Equities, Strategic Financial..., Risk Management, Series 7, Securities, Fixed Income, Alternative Investments, Finance, Bloomberg
Education
University of Rhode Island 2003 — 2007
Bachelor of Arts, Economics
Cold Spring Harbor High School (2003) 2000 — 2003
Paulson Investment Co. November 2014 - Present
Aegis Capital November 2012 - October 2014
Joseph Gunnar & Co, LLC November 2011 - November 2012
World Equity Group November 2008 - November 2011
Kovack Securities January 2009 - June 2009
Laidlaw & Company May 2007 - November 2008
Allan Gershowitz Sec. Corp May 2004 - September 2004
Skills
IT Management, Financial Analysis, Investments, Wealth Management, Financial Planning, Portfolio Management, Retirement Planning, Equities, Strategic Financial..., Risk Management, Series 7, Securities, Fixed Income, Alternative Investments, Finance, Bloomberg
Education
University of Rhode Island 2003 — 2007
Bachelor of Arts, Economics
Cold Spring Harbor High School (2003) 2000 — 2003
Kenny Siu's Aegis Capital Experience May 2010 - August 2010
Job Sr. Financial Analyst
Industry Wine and Spirits
Experience
Edrington August 2015 - Present
Footlocker March 2012 - July 2015
IceStone LLC May 2011 - March 2012
Aegis Capital May 2010 - August 2010
Steven Yeh and Associates August 2009 - November 2009
AXA Advisors May 2009 - August 2009
Starbucks Coffee Company September 2006 - August 2008
Skills
Excel, PowerPoint, Photoshop, Quickbooks, SQL, Bloomberg Terminal, Financial Reporting, QuickBooks, Microsoft Excel, Access, Forecasting, Analysis, Financial Analysis
Education
University at Buffalo 2006 — 2011
BS, Finance
State University of New York at Buffalo 2006 — 2010
BS, Finance
Edrington August 2015 - Present
Footlocker March 2012 - July 2015
IceStone LLC May 2011 - March 2012
Aegis Capital May 2010 - August 2010
Steven Yeh and Associates August 2009 - November 2009
AXA Advisors May 2009 - August 2009
Starbucks Coffee Company September 2006 - August 2008
Skills
Excel, PowerPoint, Photoshop, Quickbooks, SQL, Bloomberg Terminal, Financial Reporting, QuickBooks, Microsoft Excel, Access, Forecasting, Analysis, Financial Analysis
Education
University at Buffalo 2006 — 2011
BS, Finance
State University of New York at Buffalo 2006 — 2010
BS, Finance
Dan Dvorznak Dan Dvorznak's Aegis Capital Experience November 2014 - Present
Job at
Industry Financial Services
Experience
Aegis Capital November 2014 - Present
A&F Financial Securities December 2006 - Present
American Capital Partners December 2002 - December 2006
Skills
Entrepreneurship, Small Business, Start-ups, Business Strategy, New Business Development, Marketing Strategy, Strategic Planning, Marketing, Investments, Coaching, Management Consulting, Social Media Marketing, Social Media, Sales Management, E-commerce
Education
University of Delaware
Economics
Aegis Capital November 2014 - Present
A&F Financial Securities December 2006 - Present
American Capital Partners December 2002 - December 2006
Skills
Entrepreneurship, Small Business, Start-ups, Business Strategy, New Business Development, Marketing Strategy, Strategic Planning, Marketing, Investments, Coaching, Management Consulting, Social Media Marketing, Social Media, Sales Management, E-commerce
Education
University of Delaware
Economics
Isiah horton Isiah horton's Aegis Capital Experience May 2010 - August 2010
Job Assistant to the Senator
Industry Government Administration
Experience
United States Senate April 2014 - Present
U.S. House of Representatives January 2011 - March 2014
Rep. Charles B. Rangel (D-NY) August 2010 - January 2011
Aegis Capital May 2010 - August 2010
Skills
Legislative Relations, Political Campaigns, Public Policy, Legislation, Politics, Grassroots Organizing, Political Consulting, Policy Analysis, Community Outreach, Strategic Communications, Public Speaking, Government, Speech Writing, State Government, Political Communication, Public Affairs, Research, Foreign Policy, Fundraising, Public Relations
Education
University of Maryland Eastern Shore 2005 — 2009
United States Senate April 2014 - Present
U.S. House of Representatives January 2011 - March 2014
Rep. Charles B. Rangel (D-NY) August 2010 - January 2011
Aegis Capital May 2010 - August 2010
Skills
Legislative Relations, Political Campaigns, Public Policy, Legislation, Politics, Grassroots Organizing, Political Consulting, Policy Analysis, Community Outreach, Strategic Communications, Public Speaking, Government, Speech Writing, State Government, Political Communication, Public Affairs, Research, Foreign Policy, Fundraising, Public Relations
Education
University of Maryland Eastern Shore 2005 — 2009
Jordan Podell Jordan Podell's Aegis Capital Experience 1996 - 1998
Job Investor and Advisor
Industry Financial Services
Experience
Self Employed May 2002 - Present
Leslie Rudd Investment Company April 2007 - June 2008
Schonfeld Securities July 2001 - April 2002
Dalton Kent Securities Group May 1998 - July 2001
Aegis Capital 1996 - 1998
First New York Securities 1994 - 1996
Skills
Equities, Investments, Start-ups, Loans, Real Estate, Securities, Mergers & Acquisitions, Due Diligence, Private Equity, Financial Modeling, Portfolio Management, Financial Services, Valuation, Venture Capital, Investment Banking, Fixed Income
Education
University of Maryland College Park 1989 — 1993
Bachelor's Degree, Marketing
Self Employed May 2002 - Present
Leslie Rudd Investment Company April 2007 - June 2008
Schonfeld Securities July 2001 - April 2002
Dalton Kent Securities Group May 1998 - July 2001
Aegis Capital 1996 - 1998
First New York Securities 1994 - 1996
Skills
Equities, Investments, Start-ups, Loans, Real Estate, Securities, Mergers & Acquisitions, Due Diligence, Private Equity, Financial Modeling, Portfolio Management, Financial Services, Valuation, Venture Capital, Investment Banking, Fixed Income
Education
University of Maryland College Park 1989 — 1993
Bachelor's Degree, Marketing
David Ospina David Ospina's Aegis Capital Experience October 2013 - April 2014
Job SEF Account Manager at GFI Group
Industry Capital Markets
Experience
GFI Group April 2014 - Present
Aegis Capital October 2013 - April 2014
Citi May 2012 - August 2012
University of Richmond September 2009 - June 2012
Chevron June 2011 - August 2011
Legend Securities Inc. July 2010 - August 2010
Skills
Spanish, Bloomberg Terminal, Excel, PowerPoint, Microsoft Word, Financial Modeling, Comparable Analysis, Technical Analysis, Presentations, Capital Markets, Emerging Markets, Series 7, Series 63, Bloomberg
Education
University of Richmond - Robins School of Business 2009 — 2013
BSBA, Finance & International Business
Kent School 2006 — 2008
The Allen-Stevenson School 2001 — 2006
GFI Group April 2014 - Present
Aegis Capital October 2013 - April 2014
Citi May 2012 - August 2012
University of Richmond September 2009 - June 2012
Chevron June 2011 - August 2011
Legend Securities Inc. July 2010 - August 2010
Skills
Spanish, Bloomberg Terminal, Excel, PowerPoint, Microsoft Word, Financial Modeling, Comparable Analysis, Technical Analysis, Presentations, Capital Markets, Emerging Markets, Series 7, Series 63, Bloomberg
Education
University of Richmond - Robins School of Business 2009 — 2013
BSBA, Finance & International Business
Kent School 2006 — 2008
The Allen-Stevenson School 2001 — 2006
Gbolahan Animashaun's Aegis Capital Experience September 2013 - February 2014
Job Portfolio Assistant at Bernard Herold & Co.
Industry Financial Services
Experience
Bernard Herold & Co December 2014 - Present
Private Tutor July 2014 - December 2014
National Securities March 2014 - June 2014
Aegis Capital September 2013 - February 2014
Ecobank May 2012 - July 2012
NEM Insurance Plc May 2011 - June 2011
Skills
Macroeconomic Analysis, Finance, Financial Statements, Economics, Econometrics, Economic Research, Stata, Microeconomics, Financial Markets, Series 7, Series 63
Education
University of Central Florida 2009 — 2013
Bachelor of Science (BS), Economics, Finance
Bernard Herold & Co December 2014 - Present
Private Tutor July 2014 - December 2014
National Securities March 2014 - June 2014
Aegis Capital September 2013 - February 2014
Ecobank May 2012 - July 2012
NEM Insurance Plc May 2011 - June 2011
Skills
Macroeconomic Analysis, Finance, Financial Statements, Economics, Econometrics, Economic Research, Stata, Microeconomics, Financial Markets, Series 7, Series 63
Education
University of Central Florida 2009 — 2013
Bachelor of Science (BS), Economics, Finance
Nelson Baquet's Aegis Capital Experience September 2011 - September 2015
Job Vice President Institutional Sales at Joseph Gunnar & CO, LLC
Industry Investment Banking
Experience
Joseph Gunnar & CO, LLC September 2015 - Present
Aegis Capital September 2011 - September 2015
Rodman & Renshaw August 2010 - September 2011
Fordham Financial Management June 2008 - August 2010
Citi May 2007 - July 2007
Skills
Series 7, Trading, Equities, Series 63, Equity Research, Equity Capital Markets, FINRA, Equity Valuation, Hedge Funds, Capital Markets, Investment Banking, Bloomberg, Institutional, Financial Markets, Alternative Investments, Investments, Options, Fixed Income, Securities, Bloomberg Terminal, Equity Trading, Investor Relations, Bonds, Electronic Trading, Asset Management, Investment Strategies, Emerging Markets, Private Placements, Series 24
Education
University of Central Florida 2004 — 2008
BS, Finance
Joseph Gunnar & CO, LLC September 2015 - Present
Aegis Capital September 2011 - September 2015
Rodman & Renshaw August 2010 - September 2011
Fordham Financial Management June 2008 - August 2010
Citi May 2007 - July 2007
Skills
Series 7, Trading, Equities, Series 63, Equity Research, Equity Capital Markets, FINRA, Equity Valuation, Hedge Funds, Capital Markets, Investment Banking, Bloomberg, Institutional, Financial Markets, Alternative Investments, Investments, Options, Fixed Income, Securities, Bloomberg Terminal, Equity Trading, Investor Relations, Bonds, Electronic Trading, Asset Management, Investment Strategies, Emerging Markets, Private Placements, Series 24
Education
University of Central Florida 2004 — 2008
BS, Finance
William Romanelli's Aegis Capital Experience January 2014 - April 2014
Job Business Technology Consultant at Milner Technologies, formerly Comsquared Systems
Industry Business Supplies and Equipment
Experience
Milner Technologies, formerly Comsquared Systems June 2015 - Present
Commlogik June 2014 - July 2014
Aegis Capital January 2014 - April 2014
Italian Shoemakers June 2013 - August 2013
Saint Lawrence Catholic Church May 2012 - July 2012
Anne Kolb Nature Center May 2012 - July 2012
Anne Kolb Nature Center September 2008 - May 2012
Skills
New Business Development, Cold Calling, Sherpa, Microsoft Excel, Customer Service, Microsoft Word, Financial Analysis, Microsoft Office, Accounting, PowerPoint, Data Entry, Finance, Teamwork, Accounts Payable, Financial Modeling, Economics, Guitar, Spanish, Research, Financial Accounting, QuickBooks
Education
University of Miami 2011 — 2015
BBA, Economics
University of Miami - School of Business
Bachelor of Business Administration (BBA), Economics, Management
Milner Technologies, formerly Comsquared Systems June 2015 - Present
Commlogik June 2014 - July 2014
Aegis Capital January 2014 - April 2014
Italian Shoemakers June 2013 - August 2013
Saint Lawrence Catholic Church May 2012 - July 2012
Anne Kolb Nature Center May 2012 - July 2012
Anne Kolb Nature Center September 2008 - May 2012
Skills
New Business Development, Cold Calling, Sherpa, Microsoft Excel, Customer Service, Microsoft Word, Financial Analysis, Microsoft Office, Accounting, PowerPoint, Data Entry, Finance, Teamwork, Accounts Payable, Financial Modeling, Economics, Guitar, Spanish, Research, Financial Accounting, QuickBooks
Education
University of Miami 2011 — 2015
BBA, Economics
University of Miami - School of Business
Bachelor of Business Administration (BBA), Economics, Management
Nicholas Maffucci's Aegis Capital Experience February 2012 - October 2012
Job HSBC Securities
Industry Financial Services
Experience
HSBC March 2014 - Present
Wells Fargo Advisors LLC November 2012 - February 2014
Aegis Capital February 2012 - October 2012
Paulson Investment Co. October 2011 - February 2012
Acumen Investment Services September 2011 - February 2012
Kendal Capital Management February 2010 - February 2011
JW Korth January 2009 - April 2010
Skills
Investments, Series 7, Securities, Finance, Series 63, Investment Strategies, Insurance, Financial Services, FINRA, Analysis, Equities, Economics, Mutual Funds, Series 65, Wealth Management, Uniform Combined State..., Series 66
Education
University of Central Florida - College of Business Administration 2008 — 2011
University of Central Florida
Bachelor, Business Administration
HSBC March 2014 - Present
Wells Fargo Advisors LLC November 2012 - February 2014
Aegis Capital February 2012 - October 2012
Paulson Investment Co. October 2011 - February 2012
Acumen Investment Services September 2011 - February 2012
Kendal Capital Management February 2010 - February 2011
JW Korth January 2009 - April 2010
Skills
Investments, Series 7, Securities, Finance, Series 63, Investment Strategies, Insurance, Financial Services, FINRA, Analysis, Equities, Economics, Mutual Funds, Series 65, Wealth Management, Uniform Combined State..., Series 66
Education
University of Central Florida - College of Business Administration 2008 — 2011
University of Central Florida
Bachelor, Business Administration
Sean Mollard's Aegis Capital Experience July 2013 - January 2014
Job Director of Syndicate at WestPark Capital, Inc.
Industry Financial Services
Experience
WestPark Capital, Inc. October 2014 - Present
Aegis Capital July 2013 - January 2014
Dawson James Securities June 2007 - September 2012
Skills
Investment Banking, Trading, Investments, Series 7, Private Equity, Business Strategy, Financial Services, Equities, Securities, Hedge Funds, Asset Management, Management, Finance, Alternative Investments, Valuation, Financial Analysis, Capital Markets, Portfolio Management, Mutual Funds
Education
Newton South High School
Umass Amherst
University of Massachusetts, Amherst
WestPark Capital, Inc. October 2014 - Present
Aegis Capital July 2013 - January 2014
Dawson James Securities June 2007 - September 2012
Skills
Investment Banking, Trading, Investments, Series 7, Private Equity, Business Strategy, Financial Services, Equities, Securities, Hedge Funds, Asset Management, Management, Finance, Alternative Investments, Valuation, Financial Analysis, Capital Markets, Portfolio Management, Mutual Funds
Education
Newton South High School
Umass Amherst
University of Massachusetts, Amherst
Sahaj Patel's Aegis Capital Experience June 2010 - August 2010
Job Director of Business Development at IMIO LLC
Industry Financial Services
Experience
IMIO LLC June 2014 - Present
Merrill Lynch March 2014 - July 2014
Merrill Lynch December 2013 - March 2014
Citadel LLC June 2013 - September 2013
Merrill Lynch August 2011 - January 2013
Aegis Capital June 2010 - August 2010
Skills
Series 7, Wealth Management, Strategic Financial..., Asset Allocation, Investments, Retirement Planning, Financial Advisory, Mutual Funds, Securities, Series 63, Uniform Combined State..., Series 66, Health Insurance, Life Insurance, Retirement, Long-term Care, 401k Rollovers, Venture Capital, Start-up Consulting, Start-up Ventures, New Venture Development, Finance, Microsoft Office
Education
University of Iowa 2007 — 2011
Bachelor of Arts (BA), Economics
University of Iowa
IMIO LLC June 2014 - Present
Merrill Lynch March 2014 - July 2014
Merrill Lynch December 2013 - March 2014
Citadel LLC June 2013 - September 2013
Merrill Lynch August 2011 - January 2013
Aegis Capital June 2010 - August 2010
Skills
Series 7, Wealth Management, Strategic Financial..., Asset Allocation, Investments, Retirement Planning, Financial Advisory, Mutual Funds, Securities, Series 63, Uniform Combined State..., Series 66, Health Insurance, Life Insurance, Retirement, Long-term Care, 401k Rollovers, Venture Capital, Start-up Consulting, Start-up Ventures, New Venture Development, Finance, Microsoft Office
Education
University of Iowa 2007 — 2011
Bachelor of Arts (BA), Economics
University of Iowa
Zack Hirsch, MBA Zack Hirsch, MBA's Aegis Capital Experience January 2014 - Present
Job Investment Banking at Aegis Capital
Industry Investment Banking
Experience
Aegis Capital January 2014 - Present
MicrobeArmour 2011 - Present
Boyne Capital Partners March 2013 - November 2013
Jabil May 2011 - August 2011
Throwdown Industries, Inc May 2010 - June 2011
Skills
Microsoft Excel, Microsoft Office, Marketing Strategy, Social Media Marketing, Customer Service, Research, PowerPoint, Microsoft Word, Social Media, Public Speaking, Strategic Planning, Spanish, Financial Analysis, Finance, Quantitative Research, Quantitative, Start-ups, Start-up Ventures, Lean Startup, China Manufacturing, Private Equity, Venture Capital, Consumer Products, Product Development, Product Management, Market Analysis, Summarizing Information, Fundraising, Leadership, Business Planning, Management, Sales, Financial Modeling, Entrepreneurship, Mergers, Mergers & Acquisitions, Investment Banking
Education
University of Miami - School of Business
Master of Business Administration (MBA), Finance, M&A
University of Miami
Bachelor of Business Administration (BBA), Entrepreneurship/Entrepreneurial Studies
Aegis Capital January 2014 - Present
MicrobeArmour 2011 - Present
Boyne Capital Partners March 2013 - November 2013
Jabil May 2011 - August 2011
Throwdown Industries, Inc May 2010 - June 2011
Skills
Microsoft Excel, Microsoft Office, Marketing Strategy, Social Media Marketing, Customer Service, Research, PowerPoint, Microsoft Word, Social Media, Public Speaking, Strategic Planning, Spanish, Financial Analysis, Finance, Quantitative Research, Quantitative, Start-ups, Start-up Ventures, Lean Startup, China Manufacturing, Private Equity, Venture Capital, Consumer Products, Product Development, Product Management, Market Analysis, Summarizing Information, Fundraising, Leadership, Business Planning, Management, Sales, Financial Modeling, Entrepreneurship, Mergers, Mergers & Acquisitions, Investment Banking
Education
University of Miami - School of Business
Master of Business Administration (MBA), Finance, M&A
University of Miami
Bachelor of Business Administration (BBA), Entrepreneurship/Entrepreneurial Studies
Ken Rehfield Ken Rehfield's Aegis Capital Experience October 2012 - Present
Job Registered Rep at Aegis Capital Corp.
Industry Financial Services
Experience
Aegis Capital October 2012 - Present
Maxim Group January 2000 - October 2012
Ladenburg Thalmann 1988 - 1992
Skills
Series 7, Series 63, Retirement Planning, Securities, Mutual Funds, Investments, Wealth Management, Fixed Annuities, Retirement, Asset Allocation, Equities, Portfolio Management, FINRA, Alternative Investments, Uniform Combined State..., Asset Management, Strategic Financial..., IRAs, Fixed Income, Private Equity
Education
University of Florida 1969 — 1975
bs, journalism
University of Florida 1969 — 1974
Bachelor's degree, Journalism
Aegis Capital October 2012 - Present
Maxim Group January 2000 - October 2012
Ladenburg Thalmann 1988 - 1992
Skills
Series 7, Series 63, Retirement Planning, Securities, Mutual Funds, Investments, Wealth Management, Fixed Annuities, Retirement, Asset Allocation, Equities, Portfolio Management, FINRA, Alternative Investments, Uniform Combined State..., Asset Management, Strategic Financial..., IRAs, Fixed Income, Private Equity
Education
University of Florida 1969 — 1975
bs, journalism
University of Florida 1969 — 1974
Bachelor's degree, Journalism
Art Lewis's Aegis Capital Experience May 2014 - Present
Job Managing DirectorSoutheast Region at Aegis Capital
Industry Financial Services
Experience
Aegis Capital May 2014 - Present
Oppenheimer & Co. Inc. 1998 - May 2014
Oppenheimer & Co. Inc. 1998 - 2013
Skills
Investments, Financial Analysis, Portfolio Management, Finance, Risk Management, Equities, Project Management, Financial Modeling, Asset Management, Financial Planning
Education
University of Arizona 1980 — 1984
Bachelor of Science (B.S.)
Aegis Capital May 2014 - Present
Oppenheimer & Co. Inc. 1998 - May 2014
Oppenheimer & Co. Inc. 1998 - 2013
Skills
Investments, Financial Analysis, Portfolio Management, Finance, Risk Management, Equities, Project Management, Financial Modeling, Asset Management, Financial Planning
Education
University of Arizona 1980 — 1984
Bachelor of Science (B.S.)
Alex Yelensky's Aegis Capital Experience March 2010 - Present
Job Director Institutional Equities at Aegis Capital
Industry Financial Services
Experience
Aegis Capital March 2010 - Present
GunnAllen Financial February 2004 - March 2010
Skills
Equities, Series 7, Series 63, Alternative Investments, Securities, Wealth Management, Asset Allocation, Capital Markets, Options, Mutual Funds, Asset Management, Investment Advisory, Hedge Funds, Investment Banking, Investments, Bloomberg, Trading, Fixed Income, Portfolio Management, Private Equity, Investment Strategies, Equity Trading, Bonds, FINRA, Equity Research, Financial Markets, Series 24, Equity Valuation, Trading Systems, Investment Management, Valuation, Emerging Markets, Private Placements, Electronic Trading, Investor Relations, Derivatives, Financial Structuring, Technical Analysis, Financial Modeling, IPO, Venture Capital, Corporate Finance, Institutional..., Financial Services, Commodity, Due Diligence, Strategic Financial..., ETFs, Financial Advisory, Series 65
Education
University of Massachusetts, Amherst 1988 — 1992
Economics
University of Massachusetts, Amherst
Aegis Capital March 2010 - Present
GunnAllen Financial February 2004 - March 2010
Skills
Equities, Series 7, Series 63, Alternative Investments, Securities, Wealth Management, Asset Allocation, Capital Markets, Options, Mutual Funds, Asset Management, Investment Advisory, Hedge Funds, Investment Banking, Investments, Bloomberg, Trading, Fixed Income, Portfolio Management, Private Equity, Investment Strategies, Equity Trading, Bonds, FINRA, Equity Research, Financial Markets, Series 24, Equity Valuation, Trading Systems, Investment Management, Valuation, Emerging Markets, Private Placements, Electronic Trading, Investor Relations, Derivatives, Financial Structuring, Technical Analysis, Financial Modeling, IPO, Venture Capital, Corporate Finance, Institutional..., Financial Services, Commodity, Due Diligence, Strategic Financial..., ETFs, Financial Advisory, Series 65
Education
University of Massachusetts, Amherst 1988 — 1992
Economics
University of Massachusetts, Amherst
Roxanne Chiu's Aegis Capital Experience January 2014 - January 2015
Job Location Planning for Lingerie and Hosiery
Industry Financial Services
Experience
Aegis Capital January 2014 - January 2015
Intermix Inc 2011 - 2012
Bergdorf Goodman 2010 - 2011
Sears Holdings Corporation 2008 - 2010
Macy's 2008 - 2008
Sybase 2006 - 2007
Piper Jaffray 2005 - 2005
Sybase 2003 - 2005
Education
Chartered Financial Analyst (CFA) Institute
CFA Level 2 Candidate, Finance
University of California, Berkeley
Bachelor of Arts, Economics
Hong Kong International School
High School Diploma
Aegis Capital January 2014 - January 2015
Intermix Inc 2011 - 2012
Bergdorf Goodman 2010 - 2011
Sears Holdings Corporation 2008 - 2010
Macy's 2008 - 2008
Sybase 2006 - 2007
Piper Jaffray 2005 - 2005
Sybase 2003 - 2005
Education
Chartered Financial Analyst (CFA) Institute
CFA Level 2 Candidate, Finance
University of California, Berkeley
Bachelor of Arts, Economics
Hong Kong International School
High School Diploma
John Mikos's Aegis Capital Experience June 2011 - Present
Job Aegis Capital Corp
Industry Financial Services
Experience
Aegis Capital June 2011 - Present
Empire Financial 2006 - 2008
Skills
Options, Fixed Income, Trading, Series 7, Portfolio Management, Series 63, Mutual Funds, Securities, Wealth Management, Bonds, Investments, Alternative Investments, Investment Strategies, Investment Banking, Equity Trading, FINRA, Financial Services, Hedge Funds, Equities, Financial Planning, Asset Allocation, Asset Management, Private Equity, Bloomberg
Education
University of Manitoba 1996 — 2000
Aegis Capital June 2011 - Present
Empire Financial 2006 - 2008
Skills
Options, Fixed Income, Trading, Series 7, Portfolio Management, Series 63, Mutual Funds, Securities, Wealth Management, Bonds, Investments, Alternative Investments, Investment Strategies, Investment Banking, Equity Trading, FINRA, Financial Services, Hedge Funds, Equities, Financial Planning, Asset Allocation, Asset Management, Private Equity, Bloomberg
Education
University of Manitoba 1996 — 2000
Patricia Koetzner's Aegis Capital Experience December 2002 - January 2004
Job Managing Director at Siebert Brandford Shank & Co, L.P.
Industry Banking
Experience
Siebert Brandford Shank Co., LLC. April 2015 - Present
CastleOak Securities, L.P. March 2011 - April 2015
Barclays Capital February 2004 - January 2011
Aegis Capital December 2002 - January 2004
Neuberger Berman January 2000 - December 2002
gruntal & Co 1998 - 2000
Skills
Business Analysis, Equities, Electronic Trading, Series 7, Trading, Capital Markets, Hedge Funds, Fixed Income, Trading Systems, Bloomberg, Derivatives, Financial Markets, Securities, Options
Education
University of Maine 1989 — 1993
BS, Public Administration
University of Maine 1989 — 1993
Public Administration
Siebert Brandford Shank Co., LLC. April 2015 - Present
CastleOak Securities, L.P. March 2011 - April 2015
Barclays Capital February 2004 - January 2011
Aegis Capital December 2002 - January 2004
Neuberger Berman January 2000 - December 2002
gruntal & Co 1998 - 2000
Skills
Business Analysis, Equities, Electronic Trading, Series 7, Trading, Capital Markets, Hedge Funds, Fixed Income, Trading Systems, Bloomberg, Derivatives, Financial Markets, Securities, Options
Education
University of Maine 1989 — 1993
BS, Public Administration
University of Maine 1989 — 1993
Public Administration
Eunice Puterbaugh's Aegis Capital Experience January 2007 - August 2007
Job Banking Professional
Industry Banking
Experience
Aegis Capital January 2007 - August 2007
Education
University of Connecticut 1964 — 1966
Assoc, Education
Aegis Capital January 2007 - August 2007
Education
University of Connecticut 1964 — 1966
Assoc, Education
fereshteh (Fran) shahabi's Aegis Capital Experience February 2010 - Present
Job Independent Financial Services Professional
Industry Financial Services
Experience
Aegis Capital February 2010 - Present
Skills
Retirement Planning, Securities, Investments, Wealth Management, Financial Planning, Asset Management
Education
University of Minnesota Duluth 1978 — 1986
MA, Psychology
Aegis Capital February 2010 - Present
Skills
Retirement Planning, Securities, Investments, Wealth Management, Financial Planning, Asset Management
Education
University of Minnesota Duluth 1978 — 1986
MA, Psychology
Peter K. Janssen's Aegis Capital Experience February 2013 - October 2014
Job Vice President at Intuitive Venture Partners
Industry Venture Capital & Private Equity
Experience
Intuitive Venture Partners February 2015 - Present
Aegis Capital February 2013 - October 2014
SternAegis Ventures February 2013 - October 2014
Janssen Partners, Inc. January 2011 - January 2012
Morgan Stanley Smith Barney June 2009 - August 2009
College Works Painting January 2007 - April 2007
Franklin First Financial May 2006 - August 2006
Skills
Entrepreneurship, Fundraising, Venture Capital, Mergers & Acquisitions, Valuation, Investments, Private Equity, Private Placements, Sales
Education
University of Colorado at Boulder - Leeds School of Business 2006 — 2010
Bachelor of Business Administration, Finance
Intuitive Venture Partners February 2015 - Present
Aegis Capital February 2013 - October 2014
SternAegis Ventures February 2013 - October 2014
Janssen Partners, Inc. January 2011 - January 2012
Morgan Stanley Smith Barney June 2009 - August 2009
College Works Painting January 2007 - April 2007
Franklin First Financial May 2006 - August 2006
Skills
Entrepreneurship, Fundraising, Venture Capital, Mergers & Acquisitions, Valuation, Investments, Private Equity, Private Placements, Sales
Education
University of Colorado at Boulder - Leeds School of Business 2006 — 2010
Bachelor of Business Administration, Finance
Greg Sorge's Aegis Capital Experience June 2015 - Present
Job VP of Wealth Management at Aegis Capital
Industry Financial Services
Experience
Aegis Capital June 2015 - Present
ARJENT November 2012 - June 2015
Self Employed January 2010 - November 2012
Phoenix Enterprises 2005 - 2010
Skills
Investments, Equities, Trading, Wealth Management, Financial Markets, Securities, Investment Strategies, Investment Advisory, Investment Management, Bonds, Equity Trading, Series 7, Hedging, Finance
Education
University of Maryland College Park 2001 — 2005
BS, Astronomy/Physics
Aegis Capital June 2015 - Present
ARJENT November 2012 - June 2015
Self Employed January 2010 - November 2012
Phoenix Enterprises 2005 - 2010
Skills
Investments, Equities, Trading, Wealth Management, Financial Markets, Securities, Investment Strategies, Investment Advisory, Investment Management, Bonds, Equity Trading, Series 7, Hedging, Finance
Education
University of Maryland College Park 2001 — 2005
BS, Astronomy/Physics
Joshua Forman's Aegis Capital Experience January 2014 - December 2014
Job Equity Trader at Seven Points Capital
Industry Financial Services
Experience
Seven Points Capital May 2015 - Present
Sovereign Global Advisors January 2015 - May 2015
Aegis Capital January 2014 - December 2014
Skills
Finance, Portfolio Management, Trading, Equities, Financial Planning, Financial Analysis, Investments, Series 7, Financial Modeling, Investment Strategies, Risk Management, Options, Securities, Derivatives, Financial Reporting, Investment Banking, Trading Systems, Corporate Finance, Volatility Arbitrage, Electronic Trading, High Frequency Trading, Strategic Financial..., Risk Assessment, Economics, Wealth Management, Bloomberg, Equity Trading, Alternative Investments, Asset Allocation, Equity Research, Due Diligence, Hedge Funds, Financial Markets, Bloomberg Terminal, Investment Advisory, ETFs, Capital Markets, Spread Trading
Education
University of Central Florida 2010 — 2014
Bachelor of Arts (B.A.), Finance, General
Zeta Beta Tau
Seven Points Capital May 2015 - Present
Sovereign Global Advisors January 2015 - May 2015
Aegis Capital January 2014 - December 2014
Skills
Finance, Portfolio Management, Trading, Equities, Financial Planning, Financial Analysis, Investments, Series 7, Financial Modeling, Investment Strategies, Risk Management, Options, Securities, Derivatives, Financial Reporting, Investment Banking, Trading Systems, Corporate Finance, Volatility Arbitrage, Electronic Trading, High Frequency Trading, Strategic Financial..., Risk Assessment, Economics, Wealth Management, Bloomberg, Equity Trading, Alternative Investments, Asset Allocation, Equity Research, Due Diligence, Hedge Funds, Financial Markets, Bloomberg Terminal, Investment Advisory, ETFs, Capital Markets, Spread Trading
Education
University of Central Florida 2010 — 2014
Bachelor of Arts (B.A.), Finance, General
Zeta Beta Tau
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY