BNY ConvergEx
Industry: Company
DescriptionFounded: 2002 Subsidiaries: BNY CONVERGEX EXECUTION SOLUTIONS LLC, Parent organization: Cowen Inc.FeedbackDisclaimer Claim this knowledge panel Knowledge ResultSee photos See outsideMoved, closed, or was never hereReportConvergexWebsiteDirections Saved (0) Saved Save Stock broker in New York City, New York Address: 1633 Broadway 48th Floor, New York, NY 10019 Hours: Closed ⋅ Opens 9:30AM Mon Sunday9:30AM–4PMMonday(Martin Luther King Jr. Day)9:30AM–4PMHours might differTuesday9:30AM–4PMWednesday9:30AM–4PMThursday9:30AM–4PMFriday9:30AM–4PMSaturday9:30AM–4PMSuggest an edit Unable to add this file. Please check that it is a valid photo. Phone: (212) 468-7500Place name: : Website: : Category: : : : : Website: http://www.convergex.com/ Category: Financial Institution Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a question See all questions (1) Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Convergex Posting publicly on the Web Write a review Reviews Be the first to review
BNY ConvergEx List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at BNY ConvergEx. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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BNY ConvergEx Employees
ConvergEx Group June 2014 - October 2014
ConvergEx Group 2010 - October 2014
ConvergEx Group 2006 - 2010
BNY Convergex March 2002 - 2006
ITG 1998 - 2002
Skills
Electronic Trading, Equities, Financial Markets, Series 7, Equity Trading, Securities, Trading, Series 63, Trading Systems, Market Structure, Dark Pools, Order Routing, Algorithms, Series 24, Market Data, Financial Services, Investments, Asset Management, Portfolio Management, Equity Derivatives
Education
Fairfield University 1992 — 1994
Master's Degree, Applied Psychology
Fairfield University 1988 — 1992
Bachelor's Degree, Psychology
Picofemto LLC November 2012 - Present
Binary Investment Research LLC February 2008 - May 2013
BNY ConvergEx March 2009 - April 2010
Millennium Partners August 2007 - January 2008
Sanford C. Bernstein November 2002 - August 2007
Columbia University January 2002 - November 2004
RetailDNA (A Walker Digital Company) May 2000 - August 2001
Cornell University / Sloan-Kettering Institute January 1998 - May 2000
Waksman Institute, Rutgers University August 1995 - April 1998
Johns Hopkins University January 1992 - May 1995
Skills
Scientist, Software Developer, Quantitative Analyst, Commodities Futures, Investment Research, Quantitative Trading, Automated Trading, Program Trading, High Frequency Trading, Trading Platforms, Algorithmic Trading, Transaction Cost..., Limit Order Book..., Biophysics, Computational Genomics, Molecular Biology, Bionformatics, Machine Learning, Artificial Intelligence, .NET, C#, Java, Sql, C, Entrepreneur, Senior Management, Consulting, Quantitative Investing, Portfolio Optimization, Equities, Low Latency, Trading System, Equity Trading, SQL, Derivatives, Capital Markets, Statistical Arbitrage, Trading Systems, Quantitative Finance, Entrepreneurship, Fixed Income, Trading, Electronic Trading, Financial Markets, Trading Strategies, Executive Management, Electronic Trading..., Market Data, Hedge Funds, Options
Education
Columbia University in the City of New York 1997 — 2004
M.S., Computer Science
Cornell University / Sloan-Kettering Institute 1998 — 2000
M.S., Biophysics
Johns Hopkins University 1991 — 1995
B.A., Biochemistry
Christian Brothers Academy 1988 — 1991
Mathematics, Biology and Computer Science
Splunk September 2014 - Present
BNY ConvergEx July 2010 - September 2014
Premier Technology Solutions August 2007 - July 2010
University of Nevada, Reno 2005 - 2007
Assist-2-Sell, Inc. 2000 - 2007
ASUN Flipside Productions 2004 - 2005
Skills
Disaster Recovery, Management, Project Management, SharePoint, Microsoft Office, Microsoft SQL Server, SQL, Linux, Business Analysis, Cloud Computing, Business Continuity..., Team Leadership, Strategic Planning, Windows, C#, Sarbanes-Oxley Act, Agile Methodologies, Business Intelligence, Splunk, Microsoft Exchange
Education
University of Nevada-Reno 2001 — 2007
BS, Business Administration with a Major in Information Systems, Minor in Theatre
YCharts September 2012 - Present
BNY ConvergEx December 2010 - May 2012
Eze Castle Software May 2010 - January 2011
MFS Investment Management June 2008 - January 2009
Center of Business Ethics September 2006 - June 2008
Asian University for Women June 2007 - December 2007
Skills
Trading Systems, Trading, C++, YCharts, Market Data, KDB, FIX, Hedge Funds, SQL, Derivatives, Financial Markets, Options, Data Analysis, Python, Quantative Analysis, Django, Software Engineering, C#, MySQL, Financial Modeling, Financial Analysis, Accounting
Education
Bentley University 2006 — 2010
BS, Economics, Finance, Information-Technology
North Quincy High 2002 — 2006
RegOne Solutions September 2015 - Present
SunGard Financial Systems August 2011 - September 2015
BNY ConvergEx March 2008 - May 2011
Instinet Incorporated July 2003 - March 2008
Lynch, Jones & Ryan March 2001 - July 2003
Skills
Trading System, Electronic Trading, Product Management, Direct Market Access, Dark Pools, Trading Systems, Equity Trading, Equities, Market Data, Trading, Connectivity, Institutional Sales, Series 7, Hedge Funds, Best Execution, Financial Markets
Education
St. John's College 1996 — 2000
BA, Philosophy & Mathematics
Stuyvesant HS 1992 — 1996
RNC Genter Capital Management August 2014 - Present
BNY ConvergEx September 2006 - May 2013
BNY ConvergEx January 2004 - August 2006
Instinet Incorporated January 1999 - January 2004
Lebenthal & Co, LLC January 1998 - January 1999
G.X. Clarke & Co January 1996 - December 1997
Skills
Trading Systems, Securities, Market Data, Series 63, Electronic Trading, Bloomberg, Financial Markets, Equity Trading, Trading, Hedge Funds, Series 7, Sales Management, Options, Fixed Income, Plan Sponsor Sales, Transition Management, Equities
Education
Lehigh University - College of Business and Economics 1992 — 1996
Bachelor's degree, Finance
The Commercial Group, LLC July 2014 - Present
ConvergEx Group April 2013 - Present
BNY ConvergEx 2009 - April 2013
Skills
Equities, Bloomberg, Securities, Fixed Income, Trading, Back Office, Hedge Funds, Derivatives, Asset Management, Trading Systems, Financial Markets, Electronic Trading, Financial Services, Options, Settlement, Investments, FX Options, Risk Management, Capital Markets, Middle Office
Education
University of Central Florida 2012 — 2013
Master's Degree, Accounting
Nichols College 2006 — 2008
Master of Business Administration (M.B.A.)
University of Massachusetts, Amherst 2001 — 2005
Bachelor's Degree, Economics
EY June 2011 - Present
BNY ConvergEx June 2010 - May 2011
Fidelity Investments May 2009 - December 2009
Citibank India December 2007 - July 2008
MAQ Software 2007 - 2007
Skills
Business Analysis, Data Analysis, Business Intelligence, Management Consulting, Project Management, SDLC, Data Warehousing, Strategy, CRM, Enterprise Software, Analytics, Leadership, Management, Requirements Analysis
Education
Worcester Polytechnic Institute 2008 — 2010
Master of Science, Management Information Systems
University of Mumbai 2003 — 2007
B.E., Electronics
BNY ConvergEx March 2010 - March 2014
Weeden & Co. 2014 - 2014
Weeden & Co. 2014 - 2014
Weeden & Co. 2014 - 2014
BNY ConvergEx March 2007 - March 2010
Skills
Asset Management, Equities, Fixed Income, Bloomberg
Education
The Catholic University of America 1986 — 1990
BA, Finance
AIG October 2013 - July 2014
OppenheimerFunds July 2010 - May 2013
Self December 2011 - January 2013
Oppenheimer & Co. February 2010 - July 2010
BNY ConvergEx August 2008 - January 2010
Carnegie Mellon University March 2007 - May 2008
Lehman Brothers May 2007 - August 2007
Morgan Stanley Investment Management June 2006 - August 2006
eHire June 2005 - July 2005
Skills
Automation, Financial Modeling, Fixed Income, Microsoft Excel, Equities, Capital Markets, Analysis, Finance, Data Analysis, Financial Analysis, Management
Education
Massachusetts Institute of Technology - Sloan School of Management 2014 — 2016
Master of Business Administration (MBA)
Carnegie Mellon University 2004 — 2008
B.S, Information Systems
Archbishop Molloy High School 2000 — 2004
Professional Jamaicans for Jamaica, Inc. May 2010 - Present
BlackRock May 2011 - September 2011
BNY ConvergEx July 2008 - November 2010
UBS Investment Bank July 2003 - December 2007
PricewaterhouseCoopers September 1999 - May 2003
Skills
Nonprofits, Investment Banking, Non-profits, Leadership, Equities, Accounting, Financial Analysis, Team Building, Risk Management, Analysis, Marketing, Finance, Strategy, Forecasting
Education
Sacred Heart University 2013 — 2014
Master of Business Administration (M.B.A.), Corporate Finance and Financial Planning and Analysis (FP&A)
City University of New York-Baruch College - Zicklin School of Business 1995 — 1999
BBA, Accounting
Markit June 2011 - Present
BNY ConvergEx December 2008 - June 2011
Goldman Sachs May 2008 - December 2008
Altria June 2006 - May 2008
Skills
Fixed Income, Derivatives, Hedge Funds, SQL, Asset Managment, Trading Systems, Software Project..., Equities, Business Analysis, FX Options, Portfolio Management, Prime Brokerage, Software Implementation, Market Data, Options, Data Management, Enterprise Data Modeling, Agile Project Management, Asset Management, Series 7, Operations, Sales Engineering, Presales, Proof of Concept
Education
Lehigh University - College of Business and Economics 2003 — 2007
BS, Finance
Ramsey High School 1999 — 2003
Faros Trading LLC July 2012 - Present
Commerzbank AG June 2010 - December 2011
BNY Convergex September 2009 - June 2010
Octagon June 2008 - August 2008
Skills
Series 7, Series 63, Fixed Income, Trading, FX Options, Bloomberg, Derivatives, Portfolio Management, Hedging, Hedge Funds, Swaps, Equities, FX trading, Interest Rate..., Currency
Education
Middlebury College 2004 — 2009
BA (Honors), Economics
Phillips Academy - Prep School 2001 — 2004
High School
Tuck School of Business at Dartmouth
Bridge Program
Markit April 2012 - Present
Data Explorers November 2010 - March 2012
BNY ConvergEx August 2008 - November 2010
Skills
Series 7, Series 63
Education
Southern Methodist University 2004 — 2008
The Governor's Academy 2000 — 2004
Morgan Stanley March 2013 - Present
Morgan Stanley June 2011 - March 2013
Morgan Stanley May 2007 - June 2012
BNY ConvergEx September 2006 - May 2007
Plus One March 2002 - September 2006
Painted Word September 2000 - February 2002
Skills
Trading Systems, Electronic Trading, Low Latency, Sybase, Unix, Fixed Income, Business Analysis, Perl, Market Data, SQL, Derivatives, Linux, FX Options, Program Management, Project Management, TCP/IP, IT Strategy, Python, Environmental Monitoring, Multithreading, Options, Disaster Recovery, Exchange Connectivity, Swaps, Equities, Integration, Capital Markets, Management, Trading, Infrastructure
Education
University of Michigan 1995 — 2000
BA
BNYConvergex February 2000 - February 2012
BNY ConvergEx 2000 - February 2012
Bank of New York/ BNYConvergEx February 2002 - January 2012
CSFB/DLJ – Equities Research/Pershing – NY/NJ December 1999 - February 2002
DLJ 1999 - 2002
CSFB 1999 - 2002
Donaldson, Lufkin and Jenrette (DLJ) 1999 - 2002
CNA Insurance 1995 - 2002
CNA 1995 - 2002
Encompass 1995 - 2002
Skills
Disaster Recovery, IT Management, Trading Systems, Active Directory, IT Strategy, System Administration, Windows Server, Vendor Management, Project Management, Business Analysis, Data Center, Windows 7, Data Warehousing, Insurance, Risk Management, DHCP, Leadership, Microsoft Exchange, Microsoft SQL Server, Operating Systems, Security, Servers, Technical Support, Testing, Troubleshooting, Hardware
Education
Dover Business College
Computer Electronics Graduate
Thomas Edison State College
Curex Group LLC June 2011 - Present
BNY ConvergEx January 2010 - July 2011
Nyfix January 2000 - December 2009
Refco July 1997 - January 2000
ADP January 1997 - July 1997
Raytheon June 1994 - January 1997
Skills
Trading Systems, Electronic Trading, Market Data, Equities, Trading, SDLC, Agile Methodologies, Software Development, Financial Markets, Unix, FX Options, SQL, Business Analysis, .NET, Back Office, Microsoft SQL Server
Education
State University of New York at Albany 1990 — 1994
Bachelor in computer science, computer science
The Retirement Plan Company, LLC October 2013 - Present
The Retirement Plan Company February 2005 - September 2013
BNY ConvergEx January 2000 - May 2004
Skills
Avaya, SharePoint, Employee Training, Contact Management, Manage Client..., Microsoft Office, Contact Center..., Technical Writing, Quality Assurance, Relius Administration, Proprietary Software, Presentations, Communication, Instructional Manuals, Piano, Nortel, Music, Team Management, Avaya Technologies, Public Speaking, Professional Writing, Call Center Development, Leadership, Management, Customer Service, CRM, Project Management, Process Improvement, Team Building
Education
Loyola University of Chicago 1998 — 2004
B.A., Political Science and Government
St. Joseph-Ogden High School 1994 — 1998
Diploma
U. S. Postal Service August 2011 - Present
BNY ConvergEx 2000 - 2009
Refco Securities 1997 - 2000
The Williams Capital Group 1997 - 1997
Skills
Trading, Fixed Income, Equities, Back Office, Middle Office, Securities, Series 7, Trading Systems, Series 63, Leadership, Derivatives, Banking, Options, Mutual Funds, Prime Brokerage, Equity Trading, Settlement, Bloomberg, Financial Services, Electronic Trading, Investments, FINRA, Bonds, Capital Markets, Financial Markets, Relationship Management, Hedge Funds, Asset Management, Portfolio Management, Wealth Management, FX Options, Risk Management
Education
Strayer University 2010 — 2013
BBA, Human Resource Management
St. Francis College 1984 — 1985
Business Administration
Taylor Business Institute 1981 — 1982
Business Management
Boys & Girls H.S. 1975 — 1978
Diploma, Urban Planning
CIBC World Markets September 2014 - Present
FXCM June 2012 - Present
The Pampered Pooch Lodge November 2011 - December 2013
Bny ConvergEx September 2007 - December 2011
Bny ConvergEx September 2007 - February 2008
Cohen & Steers February 2007 - September 2007
Cazenove Inc. May 1987 - June 2006
Swiss American Securities March 1984 - May 1987
The Bank Of New York February 1981 - March 1984
Skills
Settlement, New Business Development, Sales, Customer Service, Options, Trading, Microsoft Excel, Management, Coaching, DTC, Stocks, Microsoft Office, Operations Management, Time Management, Small Business, Sales Management, Hedge Funds
Education
LaGuardia Community College
Accounting and Finance
Queens High School
Technical Diploma, Computers
Merrill Lynch June 2015 - Present
KCG Americas LLC (fka Knight Capital) March 2011 - June 2015
Credit Agricole CIB October 2007 - March 2011
BNY ConvergEx August 2005 - October 2007
Skills
Trading Systems, Capital Markets, Equity Trading, Business Analysis, Electronic Trading, Securities, Trading Strategies, Risk Management, Financial Markets, Series 24, Series 7, FINRA, Financial Risk, Equities, Options, Investments, Financial Services, Series 63, Fixed Income
Education
University of Oklahoma 2000 — 2004
Bachelor of Science (B.S.), Criminal Law
BNY Mellon August 2011 - Present
Cowen and Company March 2009 - December 2010
Morgan Stanley August 2006 - February 2009
BNY ConvergEx June 2001 - August 2006
Summit Systems June 1999 - June 2001
Instinet Incorporated 1997 - 1997
Instinet Incorporated 1997 - 1997
Skills
Series 7, Series 24, Series 63, Technical Analysis, Electronic Trading, Equity Trading, Relationship Management, Account Management, Trading Systems, Portfolio Management, Derivatives, Program Trading, Financial Markets, Trading
Education
New York University - Leonard N. Stern School of Business 2004 — 2007
MBA, Finance, Financial Instruments and Markets, Global Business
Columbia University in the City of New York 1995 — 1999
BS, Computer Science, Economics
UAT Inc. April 2011 - Present
Lynch Jones & Ryan 1997 - 2011
BNY ConvergEx 1997 - 2010
Skills
Trading, Series 7, Series 63, Transition Management, Series 8, Series 24, FINRA, Alternative Investments, Investments, Asset Management, Fixed Income, Equity Trading, Mutual Funds, Hedge Funds, Electronic Trading, Finance, Asset Allocation, Securities, Equities, Investment Management, Bloomberg, Capital Markets, Investment Strategies, Options, Equity Research, Trading Systems, Financial Markets, Financial Services, Derivatives, Portfolio Management, Bonds, ETFs, Trading Strategies, Wealth Management, Equity Derivatives, Market Data, Management, Risk Management, Financial Analysis, Relationship Management
Education
Fordham College
Bachelor of Science (BS), Economics
Fordham University - Graduate School of Business Administration
Master of Business Administration (M.B.A.), Finance
BDO USA, LLP November 2014 - Present
Bank of Tokyo-Mitsubishi UFJ May 2011 - November 2014
BNY ConvergEx November 2007 - November 2010
Berdon LLP January 2007 - October 2007
Buchbinder Tunick & Co. LLP September 2005 - December 2006
Skills
Account Reconciliation, Accounts Receivable, Revenue Recognition, Accounting, Budgets, Financial Analysis, Financial Statements, Accounts Payable, CPA, Financial Audits, Financial Reporting, GAAP, General Ledger, Internal Controls
Education
State University of New York at Buffalo - School of Management 2001 — 2005
BS, Accounting/Finance
NYPD September 2015 - Present
United States Attorney's Office for the Southern District of New York September 2014 - December 2014
Professor Adam Kolber, Brooklyn Law School July 2014 - November 2014
United States Attorney's Office for the Eastern District of New York May 2014 - August 2014
US Securities and Exchange Commission January 2014 - May 2014
King's County District Attorney's Office September 2013 - December 2013
United States District Court for the Eastern District of New York June 2013 - August 2013
New York State Supreme Court January 2012 - August 2012
BNY ConvergEx July 2008 - August 2011
Marwood Group June 2005 - August 2007
Skills
Microsoft Office, Microsoft Word, PowerPoint, Westlaw, LexisNexis, Research, Trials, Civil Litigation, Government, Criminal Law, Legal Research, Motions
Education
Brooklyn Law School 2012 — 2015
Juris Doctor
Georgetown University 2004 — 2008
Bachelor of Arts (B.A.), English Literature and Government
St. Joseph Hill Academy 2000 — 2004
Regents Diploma Advanced Designation with Honors
Thomson Reuters June 2014 - June 2015
Thomson Reuters February 2012 - June 2014
Skunkworks.vn 2010 - 2011
BNY ConvergEx 2008 - 2009
State Street Global Advisors 2007 - 2007
Skills
Agile Methodologies, Business Analysis, Mobile Devices, Agile Project Management, Mobile Applications, Scrum, Project Management, Market Data, Product Development, Competitive Analysis, Product Marketing, Software Development, Financial Markets, Electronic Trading, Strategy, Trading Systems, User Experience, Fixed Income, Business Strategy, Equities, Web Applications, E-commerce, Java
Education
Northeastern University
B.S. Business Administration, M.S. International Affairs
Markit September 2014 - Present
New City Fire District October 2008 - Present
BNY ConvergEx January 2004 - October 2008
Autranet Inc. / BNY ConvergEx January 1992 - December 2003
Autranet Inc. / BNY ConvergEx January 1991 - December 1991
Skills
Budgets, Management, Financial Services, Project Management, Accounts Payable, Microsoft Office, Contract Management and..., Process Development and..., Client Services, Vendor Management, Proprietary Database..., Quicken
Education
St. Thomas Aquinas College 1995 — 1998
MBA, Management
State University of New York at New Paltz 1986 — 1990
BS, Marketing / Finance / Management
Quickbooks applications January 2012 - Present
T. A. McKay August 2011 - Present
Middlesex County College September 2009 - Present
Bookkeeping, Taxes and More, LLP, May 2007 - Present
Bank of New York Mellon September 2000 - May 2007
BNY ConvergEx 2000 - 2007
Brean Murray, Carret & Co. May 1997 - September 2000
Intercapital Garban May 1982 - September 1997
Ernst and Young June 1972 - May 1982
Skills
Financial Reporting, Accounting, Financial Services, Investments, Real Estate, Financial Accounting, Administrative..., Computerized Systems
Education
University of Pennsylvania - The Wharton School 1971 — 1972
MS, Accounting
City University of New York-Brooklyn College 1967 — 1971
BS, Accounting
Barclays April 2013 - Present
BNY ConvergEx December 2009 - April 2013
NYFIX May 2007 - December 2009
American Stock Exchange May 2006 - May 2007
NYFIX April 2000 - May 2007
Salomon Smith Barney 1996 - April 2000
JP Morgan 1990 - 1996
Education
Fordham University 1986 — 1990
Knowledgent Group July 2011 - Present
Citi June 2012 - April 2013
Barclays Capital August 2011 - March 2012
Barclays Wealth July 2010 - June 2011
eXtreme Financial Systems June 2005 - June 2011
BNY ConvergEx June 2008 - December 2008
Pershing June 2008 - December 2008
Citi March 2006 - May 2008
JP Morgan July 2005 - March 2006
Capco June 2000 - July 2005
Skills
Enterprise Architecture, IT Strategy, Software Development, Management Consulting, Program Management, Integration, Requirements Analysis, Big Data, Strategy, Business Analysis, Trading Systems, SDLC, Leadership, Solution Architecture, Business Intelligence, Consulting, Architecture, Databases, Financial Services, DB2, Java, Business Process..., Data Warehousing, SOA, Data Modeling, Equities, Application Architecture, Performance Tuning, Sybase, Hadoop, Hive, Architectures, Software Project..., Distributed Systems, Business Transformation, Business Architecture, Database Design, Software Design, Linux, Figuring Stuff Out, Project Portfolio..., C#, Operating Systems, Team Building, PL/SQL, Messaging, Team Leadership, Python, Machine Learning, Big Data Analytics
Education
University of California, Los Angeles 1975 — 1978
P.S. Marcato October 2013 - Present
United States Postal Service February 2013 - October 2013
New York Life Insurance Company January 2010 - February 2013
BNY ConvergEx (Division February 2002 - July 2009
BNY ConvergEx January 2003 - March 2005
BNY ConvergEx February 2002 - December 2002
CSFB (formerly Donaldson June 2000 - January 2002
Donaldson, Lufkin And Jenrette (Autranet) January 1998 - June 2000
Donaldson, Lufkin And Jenrette (Autranet) December 1992 - December 1997
Donaldson, Lufkin And Jenrette (Autranet) May 1990 - November 1992
Skills
Series 7, Investments, Securities, Retirement, Retirement Planning, Long Term Care, Insurance, Annuities, Employee Benefits, Financial Planning, Mutual Funds, IRA's, Annuity, 401k, Wealth Management, Long-term Care, Pensions, Customer Service, FINRA, Disability Insurance, Wealth Accumulation, Series 63, Fixed Annuities, Strategic Financial..., Finance, Financial Services
Education
University of Phoenix 2003 — 2007
B.S, Business Management
St. John's University School of Law 1986 — 1987
Law
Saint Francis Prep
High School Diploma
Orlando Chiropractic Corporation 2014 - Present
Natural Pilates and Bodyworks 2014 - Present
Melrose Pilates 2014 - January 2015
Canyon Capital Advisors August 2012 - April 2014
Security Traders Association January 2010 - July 2012
CB Richard Ellis December 2008 - January 2010
BNY ConvergEx July 2006 - November 2008
Skills
Brand Development, Corporate Events, Event Planning, Event Execution, Brand Communication, Adobe Acrobat, Adobe Creative Suite, Microsoft Office, Series 7, Marketing, Management, Integrated Marketing, Social Media, Equities, Editing, Equity Trading, Electronic Trading, Bloomberg, Options, Administrative..., Trading, Trade Shows, Proposal Writing, Meeting Planning, Hedge Funds, Securities, Series 63, Fixed Income
Education
Columbia University in the City of New York 2002 — 2006
Bachelor of Arts, Art History & Architecture
Greens Farms Academy 1998 — 2002
Nest Seekers International January 2014 - Present
Stanwood International January 2010 - Present
BNY ConvergEx December 2008 - December 2009
BNY ConvergEx Group November 2008 - December 2009
Investec September 2008 - November 2008
Ranger Services April 2007 - July 2008
Skills
Sales, Property Management, Management, Property, Commercial Real Estate, Investments, Marketing, Strategic Planning, Business Strategy, New Business Development, Negotiation, Microsoft Office, Customer Service, Account Management, Microsoft Excel, Finance, Contract Negotiation, Business Development, Project Management, Marketing Strategy, Team Leadership, Asset Management, Real Estate, Business Planning, Investment Properties, Residential Homes
Education
UCL 2002 — 2005
Politics & East European Studies, Politics, 2:1 Honours Degree
Hakotel 2000 — 2002
Window Rock Capital Partners, LLC August 2014 - Present
Squire Partners Inc. June 2010 - July 2014
William Blair & Company July 2011 - September 2013
BNY ConvergEx June 2010 - July 2011
PNC September 2007 - June 2010
BNY ConvergEx * Lynch, Jones & Ryan December 2002 - September 2007
Managers Investment Group September 2000 - December 2002
Skills
Asset Management, Equities, Investments, Hedge Funds, Fixed Income, Investment Management, Finance, Portfolio Management, Asset Allocation, Alternative Investments, Investment Strategies, Management, Business Development, Investment Advisory, Financial Services, New Business Development, Wealth Management, Real Estate
Education
North Central College
Bachelor of Arts (B.A.), Marketing
MUFG Union Bank, N.A. (aka Bank of Tokyo-Mitsubishi UFJ) June 2014 - Present
Thomson Reuters March 2013 - June 2014
Morgan Stanley Capital International (MSCI Barra RiskMetrics) October 2011 - February 2013
UBS Investment Bank May 2004 - October 2011
BNY ConvergEx March 2001 - May 2004
Bloomberg March 1996 - May 2000
Skills
Recruiting, Sourcing, Risk Management, Start-ups, Investment Banking, Cold Calling, Financial Services, Equities, Capital Markets, Employee Relations, Talent Management, Market Research, Applicant Tracking..., Market Data, Microsoft Excel, Bloomberg, Executive Search, Fixed Income, Human Resources, Management, Personnel Management, Vendor Management, Business Development, Training, Deferred Compensation, Taleo
Education
State University of New York at New Paltz
Bachelor of Science, Business Administration
Insurance Solutions January 2013 - Present
BNY ConvergEx October 1996 - May 2008
Skills
Electronic Trading, Bloomberg, Sales, Series 24, Series 7, Equities, Trading, Strategic Planning, Series 63, Microsoft Word, Trading Systems, Investments, Alternative Investments, Asset Management, Asset Managment, Bonds, Bloomberg Terminal, Back Office, Capital Markets, Derivatives, Emerging Markets, Equity Research, Equity Derivatives, Equity Trading, ETFs, FX Options, Financial Markets, FX trading, Financial Services, Foreign Exchange, Hedge Funds, Insurance, Investment Banking, Market Data, Middle Office, Market Making, Low Latency, Fixed Income, Portfolio Management, Order Management, Prime Brokerage, Mutual Funds, Securities, Relationship Management, Securities Lending, Risk Management, Swaps, Wealth Management, Traders, Financial Risk
Education
University of Maryland College Park 1987 — 1991
Bachelor of Arts (B.A.), Journalism
FTSE January 2014 - July 2015
Citigroup January 2011 - July 2013
BNY ConvergEx February 2004 - December 2010
Ambac April 2001 - February 2004
BNY Mellon January 2000 - April 2001
Investment Performance Services, LLC February 1999 - December 1999
UBS Investment Bank April 1984 - April 1995
City of Burlington March 1982 - March 1986
Merrill Lynch January 1982 - April 1984
Skills
Series 7, Alternative Investments, Fixed Income, Equities, Hedge Funds, Series 63, Securities, Asset Managment, Investments, Capital Markets, Portfolio Management, Derivatives, Trading, Private Equity, Financial Markets, Municipal Bonds, Public Sector, Cash Management, Public Sector Financial..., Fixed Income Portfolio..., Interest Rate..., Equity Derivatives, Index Options, Options Strategies, Interest Rate Swaps, Municipal Politics, Municipal Management, Local Government, State Government, Political Campaigns, Mutual Funds, Asset Allocation, Electronic Trading, Investment Strategies, Bloomberg, Asset Management, Investment Management, Trading Systems, Investment Banking, Structured Products, Options, Financial Services, Bonds, Equity Trading, FX Options, Wealth Management, Consultants, ETFs, Emerging Markets, Finance
Education
University of New Hampshire 1975 — 1978
BA, Political Science/Economics
HSBC Private Bank October 2007 - Present
BNY Convergex 2005 - 2007
Ketchum 2000 - 2003
Cigna 1995 - 2000
Skills
Marketing, Marketing Communications, Digital Marketing, Sponsorship, Event Planning
Education
University of Connecticut
Bachelor of Arts (BA), Art History and English Literature
Hewlett-Packard May 2011 - July 2014
ISE (International Securities Exchange) April 2006 - October 2010
BNY ConvergEx March 2003 - March 2006
TSNN October 2000 - August 2001
The Carlyle Group May 1999 - September 2000
Apax Partners January 1996 - September 1998
Skills
Email Marketing, Lead Generation, Marketing, CRM, Social Media, Management, Event Management, Strategic Planning, Project Management, Brand Management, Web Design, Competitive Analysis, Product Marketing, FX Options, Financial Markets, Marketing Strategy, Trading, New Business Development
Education
Fordham Gabelli School of Business 2000 — 2003
MBA, Marketing & Finance
The Hebrew University 1991 — 1995
B.A., English
Hewlett-Packard August 2015 - Present
DLA Piper US LLP September 2014 - August 2015
Hewlett-Packard January 2015 - July 2015
Clifford Chance US LLP October 2011 - August 2014
Brooklyn Law Incubator and Policy Clinic September 2010 - September 2011
BNY ConvergEx September 2009 - December 2009
Clifford Chance US LLP June 2009 - August 2009
Lehman Brothers June 2008 - August 2008
Skills
Intellectual Property, Legal Research, Due Diligence, Litigation, Licensing, Copyright Law, Legal Writing, Trademarks, Corporate Law, Westlaw, Securities Regulation, Legal Assistance, International Law, Legal Advice, Mergers & Acquisitions, Securities, Corporate Governance
Education
Brooklyn Law School 2007 — 2010
J.D., Law
University of Michigan 2000 — 2004
B.A., History
BNY ConvergEx September 2001 - Present
BNY ConvergEx LiquidPoint 2001 - Present
LiquidPoint, LLC - Bank of New York Mellon, BNY ConvergEx Holdings 2001 - Present
Education
DePaul University 1999 — 2007
Bulltick Capital Markets March 2011 - Present
BNY ConvergEx June 2008 - March 2011
ERA Williams Real Estate Group September 2005 - June 2008
Skills
Microsoft Excel, Trading, Bloomberg, Investments, CRM, Equities, Access, Marketing, Finance
Education
University of Central Florida, College of Business 2005 — 2008
Bachelor of Science, Finance
University of Central Florida
Bachelor of Science, Economics
Two Sigma August 2015 - Present
BNY ConvergEx February 2009 - Present
ConvergEx Group 2011 - August 2015
Jump Apparel November 2007 - January 2009
Romtelecom 2002 - 2007
InnoSoft June 2001 - August 2002
Skills
Virtualization, Active Directory, Servers, Windows Server, Cluster, Microsoft Exchange, Linux, Operating Systems, MySQL, Routers, Network Security, Networking, Computer Security, WAN, Technical Support, Databases
Education
1996 — 2001
Harvard Maintenance June 2014 - Present
ABM Industries June 2010 - May 2014
Gucci June 2009 - August 2009
BNY ConvergEx March 2009 - May 2009
Skills
Forecasting, Budgets, New Business Development, Income Statement, Microsoft Excel, Customer Service, Account Management, Sales Management, Financial Analysis, Operations Management, Finance, Sales, Accounting, CRM, Real Estate, Strategic Planning, P&L, Management
Education
Bucknell University 2006 — 2010
BS, Business Administration
City University of Hong Kong 2009 — 2009
Entrepreneurship; Economics
Weston High School 2003 — 2006
Siemens Healthcare December 2012 - Present
Siemens April 2011 - October 2012
BNY ConvergEx November 2008 - November 2010
The Bank of New York ConvergEx Group November 2008 - November 2010
Citigroup Global Markets Inc June 2008 - August 2008
The Argo Corporation February 2007 - May 2007
Ministry of National Defense Welfare Agency October 2001 - December 2003
Skills
Accounting, Financial Analysis, Auditing, Analysis, Variance Analysis, Forecasting, Financial Reporting, Accounts Receivable, Accounts Payable, Financial Statements, Microsoft Excel, IFRS, Internal Controls, Financial Accounting, Risk Management, FIN, ACC, Controlling, Customer Relations, Microsoft Office, Insurance, Budgets, Financial Risk, Invoicing, General Ledger, Account Reconciliation, Journal Entries, Corporate Finance, Managerial Finance, SAP ERP, Hyperion HFM, Smartview, Budgeting, Headcount Reporting
Education
City University of New York-Baruch College - Zicklin School of Business 2005 — 2009
Bachelor, BA Accounting
Baruch College, City University of New York (CUNY)
Bachelor of Business Administration (BBA), Accounting and Finance
ExpertConnect 2012 - Present
Guidepoint Global 2007 - 2012
Paramount BioCapital 2007 - 2007
BNY Convergex 2005 - 2007
Bridge Trading/Instinet 2002 - 2005
Skills
Portfolio Management, Equities, Competitive Analysis, Capital Markets, Hedge Funds, Asset Managment, Start-ups, Financial Modeling, Investments, Trading, Business Strategy, Equity Research, Management, Business Development, Strategic Partnerships, Financial Markets, Finance, Asset Management, Valuation, Mergers & Acquisitions, Consulting, Bloomberg, Financial Analysis, Selling, Investor Relations, Venture Capital, Strategy, Emerging Markets, Corporate Development, Due Diligence, Corporate Finance, New Business Development, Private Equity, Relationship Management, Executive Management, Financial Services, Sales
Education
East Carolina University 1996 — 1999
BA, Economics
Give'r March 2012 - Present
Whitecap Clothing LLC November 2008 - Present
BNY ConvergEx June 2006 - August 2006
Skills
Management, Merchandising, Retail, Social Media, Social Media Marketing, Apparel, Marketing Strategy, Marketing, Public Relations, Event Planning, Event Management, Customer Service
Education
Saint Lawrence University 2004 — 2008
Bachelor of Arts (B.A.), Environmental Studies, Fine Arts
Holderness School
University of Utah
NOLS
Eze Software Group January 2014 - Present
Eze Castle Software June 2011 - January 2014
BNY ConvergEx May 2007 - June 2011
Skills
Electronic Trading, Trading, Bloomberg, Equities, Trading Systems, Hedge Funds, Equity Trading, Asset Management, Customer Service, Financial Markets, Fixed Income, Derivatives, Investments, Securities, Portfolio Management, Solution Implementation
Education
Fordham University 2003 — 2007
Bachelor, Finance
Home Republican Candidate for Town CouncilMonroe Township NJFebruary 2015 - Present
FINRA October 2009 - March 2014
Pershing November 2006 - June 2007
NYSE 1970 - 2007
BNY ConvergEx October 1997 - November 2006
Mitchel Schreiber Watts 1970 - 1982
Skills
Equity Trading, Series 63, Trading Systems, Securities, Series 7, Equities, Trading, Electronic Trading, FINRA, Investments, Hedge Funds, Mutual Funds, Equity Derivatives, Financial Markets, Options, Leadership, Bloomberg, Asset Allocation, Series 24, Financial Services, Capital Markets, Stocks, Alternative Investments, Derivatives, Fixed Income, Bonds, Trading Strategies, Bloomberg Terminal, Management
Education
Kingsborough Community College 1970 — 1972
Business
Bishop Ford High School 1969 — 1970
Academic
Saint Agustine High School 1966 — 1969
Our Lady of Peace 1960 — 1966
BNY ConvergEx March 2010 - Present
Broadridge March 2005 - February 2010
Random Walk Computing, Inc. April 2001 - March 2005
PricewaterhouseCoopers 1994 - 2000
Skills
Corporate Finance, Investor Relations, Due Diligence, Finance, Auditing, SEC filings, Internal Controls, Financial Statements, Capital Markets, Financial Modeling, Derivatives, Equities, Financial Analysis, Mergers, Financial Reporting, Private Equity, Business Analysis, Sarbanes-Oxley Act, Business Strategy, Forecasting, Strategic Financial..., Cash Management, Series 27/FINOP, Valuation, Mergers & Acquisitions, Financial Services, Accounting
Education
Columbia University - Columbia Business School 2002 — 2004
MBA
University College Dublin 1994 — 1995
M.Acc
University College Dublin 1991 — 1994
B.Comm
Calient Office Technologies September 2009 - Present
BNY ConvergEx June 2009 - August 2009
Xios Technologies, LLC November 2008 - May 2009
Goldman Sachs March 2006 - November 2008
Dell Professional Services March 2003 - January 2006
Plural, Inc. March 2001 - March 2003
Micro Modeling Associates August 1996 - March 2001
LMC 1994 - 1996
Willow Solutions 1994 - 1995
Skills
VBA, VB.NET, Microsoft Office, VSTO, Integration, Testing, Visual Studio, Team Management, .NET, C#, Databases, Visual Basic, SQL, Business Analysis, Software Development, SharePoint, Business Intelligence, SDLC, Software Project..., Agile Methodologies
Education
New York Institute of Technology 1992 — 1994
MS
Bangalore University 1987 — 1991
BE
Ipreo August 2007 - Present
BNY ConvergEx July 2005 - August 2007
The Bank of New York 2005 - 2006
Kroll Inc September 2003 - July 2005
Kroll 2003 - 2005
Skills
Technical Recruiting, HRIS, Performance Management, Benefits, Compensation, Employee Benefits, Deferred Compensation, Human Resources, Recruiting, Employee Relations, Personnel Management, Talent Acquisition, Strategy, Succession Planning, Management, Applicant Tracking..., Onboarding, Talent Management, Interviews, Employee Engagement, New Hire Orientations, HR Policies, Training, Hiring, Analysis, Leadership
Education
New York University 2006 — 2010
MS, Human Resources Management and Development
University at Albany, SUNY 1999 — 2003
BA, Communcation, Business, Sociology
University of Westminster 2001 — 2001
NRHS
BNY ConvergEx February 2007 - Present
Fidessa 2006 - 2007
Bloomberg Tradebook 2004 - 2006
Skills
Fidessa, Equities, Bloomberg, New Business Development, Sales, Electronic Trading, Trading System, Trading, Settlement, Financial Services, Fixed Income, Trading Systems, Financial Markets, Hedge Funds, Finance, Equity Trading, Negotiation, Investments, ETFs, Selling, Low Latency, Derivatives, Securities, Market Data, Series 63, Options, Capital Markets, Equity Derivatives, Series 7, FX Options
Education
Cardiff University / Prifysgol Caerdydd 2001 — 2004
2.1, BSc Business Administration
Mill Hill 1996 — 2001
King Street Capital Management September 2010 - Present
BNY ConvergEx June 2006 - August 2010
Pace University - School of Education July 2005 - June 2006
Teach for America June 2003 - June 2005
Skills
Strategic Planning, Coaching, Team Building, PowerPoint
Education
New York University 2006 — 2008
Master of Arts, Industrial Organizational Psychology
Tulane University 1999 — 2002
B.S., Management ad Accounting
BNY ConvergEx May 2005 - Present
Brut 2002 - 2003
Ashton Technology 2000 - 2002
Education
Rutgers University-New Brunswick 1985 — 1989
Calyon Securities (USA) Inc. November 2007 - Present
BNY ConvergEx August 2005 - November 2007
Education
University of Oklahoma 2000 — 2004
Criminal Law/Finance; Minor in Communications
BNY ConvergEx Group 2006 - Present
BNY ConvergEx 2005 - Present
Education
Providence College 1991 — 1995
Wells Fargo Securities October 2008 - Present
Wells Fargo April 2007 - October 2008
Wachovia July 2004 - March 2007
BNY ConvergEx 2000 - 2004
Skills
Banking, Business Strategy, Leadership, Management, Capital Markets, Derivatives
Education
University of North Carolina at Wilmington 1995 — 1999
Undergrade, Business
BNY Convergex July 2005 - Present
NASDAQ Stock Market March 1980 - December 2003
Education
Columbia University in the City of New York 1994 — 1996
Graduate Certificate, Relational Database Systems
Baruch College, City University of New York (CUNY) 1975 — 1978
MBA, Operation Research & Computer Methodology
City University of New York City College 1969 — 1973
BEE, Electronic Engineering
Pershing, a BNY Mellon company March 2015 - Present
Mission Critical Services October 2014 - February 2015
MKM Partners 2012 - 2014
BNY ConvergEx 2008 - 2012
Jensen Group 2007 - 2008
New York Stock Exchnge 1998 - 2007
Banc of America Securities 1997 - 2007
Montgomery Securities 1993 - 1997
Merrill Lynch 1990 - 1993
Merrill Lynch 1984 - 1990
Skills
Compliance, Series 7, Equities, Securities, FINRA, Hedge Funds, Series 63, Capital Markets, Trading, Equity Trading, Options, Alternative Investments, Series 24, Asset Management, Derivatives, Electronic Trading, Investments, Fixed Income, AML
Education
FINRA Institute at Wharton 2007 — 2009
CRCP, Securities Regulation and Compliance
New York Law School 1987 — 1991
JD, Law
Union College 1979 — 1982
BA, Political Science
BNY Jaywalk September 2005 - November 2009
BNY ConvergEx 2005 - 2009
WebServesUs March 2005 - August 2005
AIG 2003 - 2004
Skills
SDLC, SQL, Business Analysis, Requirements Analysis, Microsoft SQL Server, Financial Markets, Hedge Funds, Risk Management, Trading Systems, Project Management, Financial Modeling, Equities, Derivatives, Investments, Bloomberg, Trading, Capital Markets
Education
Baruch College, City University of New York (CUNY) 2000 — 2003
MS, Computer Information Systems
Belarusian State Economic University 1992 — 1996
BNY ConvergEx OwnerK.A.Knob,Inc.QA ManagerDeutsche Bank1999 - 1999
Education
City University of New York 1988 — 1989
ConvergEx Group January 2012 - Present
BNY ConvergEx December 2008 - January 2012
Calyon August 2007 - October 2008
Bear Stearns 1996 - 2007
Skills
FINRA, Middle Office, Financial Analysis, Sybase, SDLC, Investments, Fidessa, Financial Markets, Business Analysis, Strategic Planning, Series 63, New Business Development, Project Management, Capital Markets
Education
University of Science and Technology of China 1984 — 1988
Alpine Woods Capital Investors LLC July 2012 - Present
BNY ConvergEx August 2005 - January 2011
Flushing Savings Bank 1998 - 2004
Merrill Lynch 1998 - 1999
Skills
Series 7, Institutional, Customer Relations, Microsoft Office, Series 63, Banking, Risk Management
Education
QUEENS COLLEGE City University of New York 2009 — 2012
Master of Science, Risk Management, Finance Concentration
St. John's University, The Peter J. Tobin College of Business 1999 — 2002
Bachelor of Science, Finance
Queens College
Deutsche Bank Securities 2009 - Present
Bear Stearns & Co., Inc. March 2003 - June 2008
BNY Convergex 2000 - 2003
Skills
Equities, Hedge Funds, Capital Markets, Securities, Series 7, Investment Banking, Trading, Series 63, Finance, Trading Systems, Electronic Trading, Banking, Bloomberg, Financial Markets, Asset Management, Asset Managment, Series 24
Education
Fordham University 1996 — 2000
BA, Marketing and Business
BNY ConvergEx July 2007 - Present
BNY ConvergEx July 2006 - July 2007
Education
Stony Brook University 2002 — 2006
New York Allergy and Sinus Centers August 2015 - Present
North Shore-LIJ Health System June 2014 - July 2015
Touro College of Health Sciences January 2012 - December 2013
Nassau Community College September 2009 - May 2011
Winthrop University Hospital 2011 - 2011
Robert Walters January 2007 - January 2009
BNY ConvergEx 2005 - 2006
Standard & Poor's 2001 - 2005
Quick & Reilly 1995 - 2000
Skills
Sales, Hedge Funds, Strategic Planning, Marketing Communications, Marketing, Series 7, Public Speaking, Securities, Cold Calling, Capital Markets, Customer Service, Non-profits, Team Leadership, Asset Managment, Project Management, Electronic Trading, Salesforce.com, Financial Markets, Coaching, Sales Presentations, Healthcare, Asset Management, PowerPoint, Cardiology, Internal Medicine
Education
Touro College School of Health Sciences 2012 — 2014
Master of Science (MS), Physician Assistant Studies
Nassau Community College 2009 — 2011
Biology, Chemistry, Anatomy, Physiology
Fairfield University 1988 — 1992
Bachelor of Arts, Political Science
Liquidnet March 2008 - Present
BNY Convergex 2006 - March 2008
Lynch, Jones and Ryan 2006 - 2008
Instinet Corp 2001 - 2004
Putnam Investments 1999 - 1999
State Street 1997 - 1999
Skills
Series 7, Series 63, Series 24
Education
State University of New York College at Cortland 1992 — 1996
BS, Economics, Spanish
BNYConvergEx April 2006 - Present
BNY ConvergEx 2006 - Present
EIA Inc. November 1998 - April 2006
Education
Belaruski Dzjaržauny Universitet Informatyki i Radyjoelektroniki 1989 — 1994
RBC Capital Markets January 2015 - Present
Bank of America Merrill Lynch April 2013 - January 2015
Credit Suisse September 2008 - April 2013
Banc of America Securities, LLC July 2004 - June 2008
Bank Of America 2004 - June 2008
BNY ConvergEx August 2002 - July 2004
ICOS, Inc. April 1999 - June 2004
Stevens Institute of Technology January 2002 - August 2002
Salomon Smith Barney October 2000 - August 2001
DLJ 2000 - 2000
Skills
Architecture, Architectures, Electronic Trading, Business Analysis, Business Continuity, CRM, Capital Markets, Derivatives, Disaster Recovery, Enterprise Software, Equities, Equity Derivatives, Program Management, SDLC, SQL, Software Project..., Trading Systems, Sybase, Unix, Unix Shell Scripting
Education
Voronezh State Technical University 1985 — 1992
Master of Engineering (MEng), Electrical and Electronics Engineering
Vandham Securities September 2009 - Present
Vandham Securities October 2009 - October 2010
AFA 2007 - 2008
was Thomas Weisel Partners March 2007 - November 2007
Thomas Weisel Partners, LLC March 2007 - October 2007
EGS Securities June 2006 - January 2007
BNY Convergex March 2006 - October 2006
2005BANK OF NEW YORK BROKERAGE March 2005 - October 2005
STANDARD & POOR'S SECURITIES, INC January 1995 - March 2005
Standard & Poor's 1995 - 2005
Skills
Institutional Clients, Trading, CSA, Electronic Trading, Equities, Equity Trading, Trading Systems, Series 7, Hedge Funds, Securities, Series 63, Capital Markets, Options, Financial Markets, Bloomberg, Fixed Income, Asset Managment, ETFs, Alternative Investments, Series 24, Investments, Portfolio Management, Equity Research, FINRA, Financial Services, Asset Management
Education
City University of New York-College of Staten Island 1997 — 2001
ba, English lit./ Business
Richmond College 1977 — 1981
B.A, liberal arts
BNY ConvergEx January 2010 - Present
FreshMinistries December 2006 - September 2008
Skills
Financial Markets, Securities, Finance, Management, Financial Analysis, Series 7
Education
University of Florida - Warrington College of Business Administration 2008 — 2009
MBA
Northeastern University 1998 — 2003
Bachelors, Finance
BNY ConvergEx TraderBank of New York2002 - Present
Education
Shaw University 1992 — 1995
BNY ConvergEx February 2008 - Present
G-Trade June 2000 - Present
Dresdner Kleinwort March 1995 - April 2000
Education
New York University
MN Strategies a Divison of Aegis Capital Corp March 2010 - Present
Source Trading November 2008 - March 2010
BNY ConvergEx November 2006 - May 2008
CRT Capital Group 2000 - 2001
Skills
Trading Systems, Investments, Series 7, Equities, Euroclear, Trading, FX, Order Management, Electronic Trading, Hedge Funds, Bloomberg, Equity Trading, Trading Strategies, Traders, Mutual Funds, Buy-side, Series 63, Financial Markets, Securities, Program Trading, Smart Order Routing, Restricted Stock, FX Options, Alternative Investments, FINRA
Education
Boston University
BNY ConvergEx 2009 - 2010
VDM Specialists USA March 2006 - July 2007
Adirondack Electronic Markets 2001 - 2005
Ladenburg Thalmann 1993 - 2001
Mabon Securities 1985 - 1993
Skills
Options, Business Planning, Financial Markets, New Business Development, Trading, Electronic Trading, Financial Services, Investments, Hedge Funds, Portfolio Management, Equity Trading, Mutual Funds, Equities, Derivatives, Financial Modeling, Capital Markets, Series 7, Securities
Education
Columbia University - Columbia Business School 1983 — 1985
MBA, Finance, Marketing
Syracuse University 1973 — 1977
BS, Accounting, Marketing
RR Donnelley December 2009 - Present
XL Capital Assurance August 2006 - March 2008
Old Lane November 2005 - July 2006
BNY ConvergEx July 2004 - November 2005
Bowne Business Solutions March 1999 - July 2004
Education
Seton Hall University
ConvergEx Group December 2009 - Present
BNY Convergex May 2006 - December 2009
BNY Mellon December 2005 - May 2006
Skills
Series 7, Equities, Management, Sales, Series 63, Equity Trading, Series 55, ADRs, DTC, RealTick, FX trading, Bloomberg, Research
Education
University of Central Florida 2002 — 2005
Bachelor's Degree, Finance
AB Green Cleaning Services LLC. January 2009 - Present
B-Trade Services August 2000 - January 2008
BNY ConvergEx 2000 - 2008
The Bank of New York 2000 - 2008
INVESCO 1993 - 1997
Education
Northeastern University 1984 — 1987
Business Management
Fitchburg State University
MetLife Financial Services April 2008 - Present
deutsche bank 2006 - 2007
Bny Convergex 2004 - 2007
bny brokerage 2004 - 2007
sonic trading 2003 - 2004
heartland securities 1998 - 2003
Education
Thomas Edison State College 2007 — 2011
old bridge high school 1991 — 1995
yes, diploma
Jaros Baum & Bolles August 2011 - Present
BNY ConvergEx November 2008 - November 2011
Cicognani Kalla Architects October 2007 - October 2009
Skills
Electrical Engineering, Project Management, Electrical Design, AutoCAD, Matlab, Construction Drawings, Revit, Fire Alarm
Education
New York University - Polytechnic School of Engineering 2009 — 2011
MSEE, Electrical - Power Engineering
New York University 2002 — 2006
B.A., Architecture and Urban Design
BNY ConvergEx June 2008 - Present
Bear Stearns 1994 - 2008
Skills
Trading, Trading Systems, Hedge Funds, Equities, Derivatives, Capital Markets, Series 7, Electronic Trading, Options, Bloomberg, Securities, Risk Management, Fixed Income, Financial Analysis, Equity Trading
Education
Hartwick College 1985 — 1989
BS, Finance
BNY ConvergEx September 2008 - Present
BNY ConvergEx June 2008 - August 2008
Education
Hofstra University 2007 — 2009
B.S., Business Economics
Denison University 2004 — 2007
Economics
CRT Capital Group April 2011 - Present
BNY CONVERGEX July 2007 - April 2011
A. G. Edwards & Sons September 1997 - July 2007
Morgan Stanley, Dean Witter & Discover August 1996 - September 1997
Skills
Bloomberg, Business Analysis, Data Center, Electronic Trading, Equities, Financial Markets, Fixed Income, Hedge Funds, Investments, Microsoft Excel, Microsoft Office, Project Management, Securities, Technical Support, Trading, Trading Systems, Vendor Management, Team Leadership
Education
Dominican College of Blauvelt 1992 — 1996
B.S., MIS and International Busines
ConvergEx Group LLC April 2008 - Present
BNY ConvergEx March 2004 - April 2008
Skills
Electronic Trading, Equities, Equity Trading, Middle Office, Order Management, Portfolio Management, Proprietary Trading, Trading, Trading System, Trading Systems, Financial Markets, Bloomberg, Capital Markets, Derivatives, Hedge Funds, Securities
Education
St. Francis College 1989 — 1992
BS, Aviation Business Studies
Morgan Stanley 2008 - Present
BNY ConvergEx 2005 - 2008
Ameritrade 2002 - 2005
Datek Online 2000 - 2002
Education
Pace University 1996 — 2001
BA, Computer Science
BNY ConvergEx August 1999 - Present
Citibank Student Loan Corporation June 1998 - August 1999
AKNET 1995 - 1998
Education
Marmara Üniversitesi 1995 — 1998
MA, Operations Research
Orta Doğu Teknik Üniversitesi / Middle East Technical University 1988 — 1994
BS, COMPUTER ENGINEERING
Orb Audio November 2011 - December 2014
Highline Ballroom April 2009 - August 2011
StreetBrains LLC June 2008 - April 2009
BNY ConvergEx 2007 - 2008
Bloomberg Tradebook 2000 - 2007
Skills
Equities, Hedge Funds, Trading Systems, Trading, Derivatives, Options, Series 63, Bloomberg, Asset Management, Electronic Trading, Financial Markets, Alternative Investments, Fixed Income, Investments, Series 7, Financial Services, Investment Banking, Bloomberg Terminal, Equity Trading, Securities, FX Options, Portfolio Management, Emerging Markets
Education
University of Michigan 1996 — 2000
Bachelor of Arts (B.A.)
Internal Revenue Service June 2009 - Present
BNY ConvergEx February 2008 - January 2009
B-Trade Services January 2002 - January 2008
Bear Stearns January 1998 - January 2002
Merrill Lynch March 1987 - June 1997
Skills
Bloomberg, Equities, Securities, Account Reconciliation, Series 7, Financial Analysis, Auditing, Microsoft Excel, Microsoft Office, Business Analysis, Budgets, Relationship Management, Tax Law, Financial Services
Education
Marymount Manhattan College
BS, Business Management, Finance and Investments
Berkeley College-New York
Associate's degree, Accounting
CLSA June 2015 - Present
Wedbush Securities December 2011 - May 2015
Independent Technology Sales January 2011 - November 2011
BNY ConvergEx June 2009 - November 2010
Thomas Weisel Partners January 2004 - June 2009
Skills
Alpha Generation, Capital Preservation, Risk Analysis, Risk Management, Hedge Funds, Equities, Equity Trading, Capital, Investment Banking, Alternative Investments, Venture Capital, Derivatives, Options, Financial Modeling, Trading, Private Equity, Bloomberg, Equity Research, Fixed Income, Investments, Strategy, Mutual Funds, Portfolio Management, Valuation, Capital Markets, Series 7, Financial Markets, Electronic Trading, Asset Management, Business Development, Due Diligence, Emerging Markets, Securities, Wealth Management, Bonds, Equity Valuation, Trading Systems, Equity Derivatives, Investor Relations, Asset Allocation, Series 63, Investment Management, ETFs, Corporate Finance
Education
State University of New York at Buffalo
BS, Finance, MIS
BNY Mellon November 2012 - Present
The Bank of New York Mellon August 2010 - Present
BNY ConvergEx March 1999 - August 2010
BNY ConvergEx January 2002 - December 2009
The Bank of New York June 1991 - January 1997
The Bank of New York June 1986 - June 1991
Skills
Equities, Securities, Series 7, Capital Markets, Bloomberg, Derivatives
Education
Rensselaer Polytechnic Institute - The Lally School of Management and Technology 1990 — 1991
MBA, Finance, Environmental Policy Mgt, Org Behavior
Rensselaer Polytechnic Institute 1984 — 1986
BS, Management Systems, Economics
X-Change Financial Access October 2011 - Present
Citi May 2011 - October 2011
GRISWOLD COMPANY, INC May 2009 - September 2009
PERSHING LLC A Bank of New York Mellon Company November 2007 - January 2009
BNY ConvergEx July 2007 - November 2007
G. PEARS LLC February 2004 - July 2007
TRADITIONAL ASIEL SECURITIES May 2001 - February 2003
Skills
Options, Finance, Credit, Portfolio Management, Series 7, Management, Financial Analysis, Equities, ETFs, Investments, Trading, Equity Trading, Analysis
Education
Kean University 1995 — 2000
B.S; B.S, Finance/Business Management; Finance / Business Management
T3 Trading Group, LLC October 2011 - Present
BNY ConvergEx April 2009 - October 2011
Assent LLC April 2003 - March 2009
ROQ Capital September 2001 - January 2003
Education
University of Florida - Warrington College Of Business 1997 — 2001
B.S, Finance
J.P. Morgan Private Bank August 2014 - Present
J.P. Morgan Private Bank August 2012 - August 2014
JPMorgan Chase August 2011 - July 2012
JP Morgan Chase June 2010 - August 2010
Financial Services Volunteer Corps June 2009 - June 2010
BNY ConvergEx October 2009 - December 2009
UBS Wealth Management June 2009 - August 2009
MSF Enterprises, LLC January 2009 - May 2009
Education
Fordham University 2007 — 2011
Bachelor of Science, Business Administration
Retired / Angel Investor 2011 - Present
BNY ConvergEx 2010 - 2010
Callan Associates 1994 - 2000
Skills
Private Equity, Investments, Hedge Funds, Fixed Income, Capital Markets, Asset Management, Equities, Alternative Investments, Portfolio Management, Series 7, Series 63, Securities
Education
University of Michigan 1966 — 1968
Master of Business Administration (MBA)
Miami University 1962 — 1966
Onex Credit Partners, LLC November 2014 - Present
Deloitte & Touche September 2012 - November 2014
BNY ConvergEx June 2010 - September 2012
Pershing LLC June 2008 - August 2009
BNY ConvergEx May 2009 - June 2009
Skills
Risk Management, Bloomberg, Series 7, Equities, Word, Series 63, Microsoft Excel, PowerPoint, Outlook, Bigdough, Financial Modeling, Investments, Fixed Income, Microsoft Office, Finance, Accounting, Financial Analysis
Education
Montclair State University 2006 — 2010
Bachelor, Finance
Northern Highlands 2002 — 2006
HHK
BlueMatrix June 2011 - Present
S&P Capital IQ October 2009 - June 2011
BNY ConvergEx May 2006 - August 2009
Bloomberg January 2003 - May 2006
Bloomberg LP March 1999 - December 2002
Skills
Equities, Market Data, Financial Markets, Trading Systems, Bloomberg, Fixed Income, Investment Banking, Series 7, Hedge Funds, Capital Markets, Derivatives, Asset Management, Electronic Trading, Trading, Valuation, Alternative Investments, Portfolio Management, Investments, Equity Research, Options, Equity Trading, Financial Modeling
Education
Northeastern University 1985 — 1988
BA, Finance
BNY ConvergEx November 2005 - Present
NASDAQ Stock Market January 1980 - December 2003
Skills
Trading, Risk Management, Management, Electronic Trading, Trading Systems, Equities, Capital Markets, Equity Trading, Business Analysis, Fixed Income, Derivatives, Securities
Education
Baruch College, City University of New York (CUNY) 1976 — 1978
MBA, Operation Research
City University of New York City College 1970 — 1974
BEE, Electronic Engineering
Metropolitan College of New York April 2015 - Present
City University of New York (CUNY) July 2014 - December 2014
Bloomberg LP June 2011 - December 2013
GATE Technologies, LLC June 2010 - May 2011
BNY ConvergEx July 2007 - November 2009
Fried Frank September 2001 - May 2007
Skills
Commercial Litigation, Litigation, Securities, Civil Litigation, Securities Regulation, Contract Negotiation, Capital Markets, Corporate Governance, Legal Writing, Corporate Law, Financial Services, Intellectual Property, Legal Research, Due Diligence, Legal Advice
Education
Barnard College, Columbia University 1992 — 1996
BA, Political Science and South Asian Studies
Benjamin N. Cardozo School of Law, Yeshiva University 1998 — 2001
JD, Law
Baruch College, City University of New York (CUNY)
MSEd, Higher Education/Higher Education Administration
J.P. Morgan October 2010 - May 2015
BNY ConvergEx March 2006 - May 2010
Barclays Capital March 2004 - March 2006
Merrill Lynch April 2002 - April 2004
Herzog,Heine, Geduld, Inc January 1990 - July 2002
Skills
Bloomberg, Trading, Trading Systems, Equity Research, Electronic Trading, Financial Markets, Series 63, Equity Trading, Alternative Investments, Investments
Education
Pace University 1986 — 1990
BBA, Political Science / Business Administration
Elevation LLC May 2013 - Present
Direct Access Partners December 2011 - May 2013
BNY ConvergEx April 2009 - December 2011
Sterne Agee April 2008 - March 2009
Jesup & Lamont August 2006 - February 2008
JB Oxford - National Clearing Corp November 2001 - November 2004
Gruntal & Co. January 1999 - October 2001
Skills
Series 7, Series 63, Series 55, Series 24, Electronic Trading, Securities, FINRA, Equity Trading, Trading, Hedge Funds, Financial Markets, Equities, Options, Trading Systems, Capital Markets, Investments
Education
University of Delaware 1993 — 1997
BS
New York Life Insurance Company February 2014 - Present
New York Life Insurance Company March 2013 - February 2014
Pioneer Investments February 2012 - January 2013
Lord Abbett November 2010 - February 2012
Louis Capital Markets May 2010 - August 2010
BNY ConvergEx February 2009 - May 2010
BNY ConvergEx July 2007 - February 2009
BNY ConvergEx July 2006 - July 2007
Skills
Series 7, Securities, Equities, Series 63, Electronic Trading, Bloomberg, Portfolio Management, Mutual Funds, Hedge Funds, Fixed Income, Financial Markets, Equity Trading
Education
Stony Brook University 2002 — 2006
BA, Economics
Maxim Group January 2014 - August 2014
Prudential Financial September 2012 - January 2014
Natixis Securities Americas February 2011 - February 2012
BNY ConvergEx August 2006 - September 2010
G-Trade August 2000 - August 2006
Skills
Trading Systems, Electronic Trading, Equity Trading, Smart Order Routing, Trading, Bloomberg, Equities, FX, Excel, Series 7, Series 63, Series 55, FINRA, ETFs, Back Office, Hedge Funds, Microsoft Excel
Education
Roger Williams University 1994 — 1998
Bachelor of Science, Business Administration
BNY ConvergEx January 2005 - June 2010
Lynch, Jones & Ryan / Instinet 1999 - 2005
Education
Providence College 1994 — 1998
BS, Finance
Willkie Farr & Gallagher LLP October 2014 - Present
Boston Red Sox January 2014 - January 2014
Willkie Farr & Gallagher LLP May 2013 - August 2013
Boston Celtics November 2012 - May 2013
US Securities and Exchange Commission May 2012 - August 2012
BNY ConvergEx March 2009 - July 2011
Eze Castle Software January 2008 - February 2009
Eze Castle Software August 2005 - December 2007
United Way of Rhode Island February 2005 - June 2005
Skills
Legal Research, Electronic Trading, Legal Writing, Management, Public Speaking, Intellectual Property, Public Policy, Data Analysis, Product Management, Financial Services
Education
Harvard Law School 2011 — 2014
JD
Brown University 2001 — 2005
BA, Public Policy and American Institutions
Università di Bologna 2003 — 2003
Study Abroad
Bank of America Merrill Lynch September 2015 - Present
Convergex Limited November 2013 - August 2015
ConvergEx Group January 2012 - January 2013
BNY ConvergEx May 2009 - January 2012
Skills
Bloomberg, Electronic Trading, Equities, Equity Trading, Portfolio Management, Series 7, Hedge Funds, Series 63, Trading, Securities, Derivatives, Financial Markets, Investments
Education
Denison University
SpeedRoute LLC December 2011 - Present
BNY CONVERGEX May 2005 - November 2010
EVOLUTION FINANCIAL TECHNOLOGIES, LLC May 2003 - January 2005
ITG INC March 1999 - December 2002
Bank of America January 1998 - March 1999
MORGAN STANLEY, DEAN WITTER AND COMPANY July 1997 - December 1997
Credit Lyonnais August 1996 - June 1997
Bank of America January 1990 - May 1996
Skills
Equity Trading, Trading Systems
Education
St. Francis College
Business Management
MND Partners January 2011 - Present
Kellogg Partners 2010 - 2011
R&H Partners 2007 - 2010
BNY ConvergEx 2004 - 2006
Francis P Maglio 1997 - 2004
Education
University of Rhode Island 1992 — 1996
Ramsey High School 1989 — 1992
Barclays Capital October 2013 - Present
Morgan Stanley Smith Barney April 2012 - October 2013
MF Global USA August 2011 - October 2011
Morgan Stanley Smith Barney May 2011 - August 2011
BNY ConvergEx 2001 - 2010
Lewco Securities Corp. 1997 - 2001
Skills
Equities, Fixed Income, Middle Office, Equity Operations..., RTTM, Obligation Warehouse, Prime Brokerage, Securities, Bonds, Customer Service..., Oasys, DTC, OCS, ADP, NASDAQ, ACT, Sungard, Settlements, OCS / GEMS, ADP / Broadridge, Spool View Reports, Trading Systems
Education
Baruch College, City University of New York (CUNY)
Business Administration
BNY ConvergEx 2006 - 2010
Eze Castle Software 2001 - 2006
Skills
Equities
Education
Rensselaer Polytechnic Institute
State Street November 2013 - Present
BNY ConvergEx June 2012 - September 2012
Skills
Quantitative Finance, Time Series Analysis, Quantitative Research, Stochastic Calculus, Financial Econometrics, Econometrics, GARCH, Market Risk, Credit Risk, Monte Carlo Simulation, Operations Research, Portfolio Optimization, Portfolio Management, High Frequency Trading, Market Microstructure, Matlab, SQL, Transact-SQL, C++, VBA, Java
Education
Boston University Graduate School of Management
Master's Degree, Mathematical Finance
Weeden & Co. January 2015 - Present
E2W Limited May 2013 - July 2014
BNY ConvergEx 1999 - 2011
BISYS Fund Services 1999 - 2005
State Street 1996 - 1999
Digitas 1994 - 1996
Skills
Wealth Management, Business Strategy, Strategic Financial..., Leadership, Financial Risk, Due Diligence, Equity Research, VBA, Client Services, Strategic Partnerships, P&L Management, Corporate Actions, Bonds, Negotiation, Credit Derivatives, Creative Strategy, Direct Sales, Contract Negotiation, Enterprise Software, Cloud Computing
Education
Bentley University
Master of Business Administration (MBA), Marketing
The University of Connecticut School of Business
Bachelor's degree, Accounting and Finance
Northern Trust 2011 - Present
BNY ConvergEx 2007 - 2011
Mellon Equity Associates 2006 - 2007
Mellon HR Solutions 2000 - 2006
Education
Duquesne University 1984 — 1988
Bachelor of Business Administration (B.B.A.), Accounting and Finance