Security Traders Association
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Security Traders Association Employees
Employee
Years
Job
Industry
Jim Toes Jim Toes's Security Traders Association Experience March 2011 - Present
Job President and CEO at Security Traders Association
Industry Government Relations
Experience
Security Traders Association March 2011 - Present
Broadcort Clearing & Execution Services Bank of America Merrill Lynch 2007 - 2011
Merrill Lynch 1992 - 2007
Skills
Governmental Affairs, Electronic Trading, Equity Trading, Equities, Series 7, Series 63, Bonds, FINRA, Trading Systems, Securities, Hedge Funds, FX Options, Capital Markets, ETFs, Options, Trading, Series 24, Alternative Investments, Bloomberg, Equity Research, Fixed Income, Financial Markets, Derivatives, Equity Capital Markets, Investments, Asset Management, Structured Products, Equity Derivatives, Hedging, Proprietary Trading, Investment Advisory, Investment Banking, Mutual Funds, Investment Strategies, Asset Allocation, Portfolio Management, Securities Regulation, Career Development, Conference Coordination, Social Media..., Sports Coaching, SEC, CFTC, RIAs, Association Management, Association Meetings
Education
Fordham University 1981 — 1985
BS, Economics
Security Traders Association March 2011 - Present
Broadcort Clearing & Execution Services Bank of America Merrill Lynch 2007 - 2011
Merrill Lynch 1992 - 2007
Skills
Governmental Affairs, Electronic Trading, Equity Trading, Equities, Series 7, Series 63, Bonds, FINRA, Trading Systems, Securities, Hedge Funds, FX Options, Capital Markets, ETFs, Options, Trading, Series 24, Alternative Investments, Bloomberg, Equity Research, Fixed Income, Financial Markets, Derivatives, Equity Capital Markets, Investments, Asset Management, Structured Products, Equity Derivatives, Hedging, Proprietary Trading, Investment Advisory, Investment Banking, Mutual Funds, Investment Strategies, Asset Allocation, Portfolio Management, Securities Regulation, Career Development, Conference Coordination, Social Media..., Sports Coaching, SEC, CFTC, RIAs, Association Management, Association Meetings
Education
Fordham University 1981 — 1985
BS, Economics
Michelle Lindenberger Michelle Lindenberger's Security Traders Association Experience June 2013 - Present
Job Director Marketing & Distribution at Security Traders Association
Industry Marketing and Advertising
Experience
Security Traders Association June 2013 - Present
FTSE Global Markets March 2013 - Present
EquiLend March 2006 - March 2013
Perry Capital 2002 - 2004
Independent Film - Dance Culture in the Mix 1999 - 2002
Outward Bound January 1996 - August 1999
Skills
Digital Marketing, Public Relations, Marketing Strategy, Negotiation, Social Media, Project Management, Microsoft Office, Strategic Planning, B2B, Hedge Funds, Market Data, Securities Lending, B2B Marketing, B2B Marketing Strategy, Restructuring, Budgeting, Outsourcing, Quality Assurance, Video Production, Typography, Leadership Development, Staff Development, Budgets, Media Relations, Corporate Communications, Equities, Advertising, Social Media Marketing, Marketing, Market Research, Newsletters, Collateral Management, General Awesomeness, Marketing Communications, Management, Strategy, Leadership, Online Marketing
Education
Prescott College 1992 — 1995
Bachelor of Arts, Psychology, Philosophy, Religions
Prescott High School
Taylor Hicks
Security Traders Association June 2013 - Present
FTSE Global Markets March 2013 - Present
EquiLend March 2006 - March 2013
Perry Capital 2002 - 2004
Independent Film - Dance Culture in the Mix 1999 - 2002
Outward Bound January 1996 - August 1999
Skills
Digital Marketing, Public Relations, Marketing Strategy, Negotiation, Social Media, Project Management, Microsoft Office, Strategic Planning, B2B, Hedge Funds, Market Data, Securities Lending, B2B Marketing, B2B Marketing Strategy, Restructuring, Budgeting, Outsourcing, Quality Assurance, Video Production, Typography, Leadership Development, Staff Development, Budgets, Media Relations, Corporate Communications, Equities, Advertising, Social Media Marketing, Marketing, Market Research, Newsletters, Collateral Management, General Awesomeness, Marketing Communications, Management, Strategy, Leadership, Online Marketing
Education
Prescott College 1992 — 1995
Bachelor of Arts, Psychology, Philosophy, Religions
Prescott High School
Taylor Hicks
Jennifer Setzenfand Jennifer Setzenfand's Security Traders Association Experience January 2012 - December 2012
Job Vice President at Federated Investors
Industry Financial Services
Experience
Federated Investors April 1997 - Present
Security Traders Association January 2012 - December 2012
Mayer & Schweitzer June 1995 - April 1997
Skills
Equity Trading, Series 7, Convertible Bonds, Derivatives, Equities, Structured Products, Futures Trading, Hedge Funds, Bloomberg, Electronic Trading, Securities, ETFs, Alternative Investments, Fixed Income, Equity Research, Financial Markets, Trading
Education
Ohio University 1991 — 1995
bachelor of science, Finance
Federated Investors April 1997 - Present
Security Traders Association January 2012 - December 2012
Mayer & Schweitzer June 1995 - April 1997
Skills
Equity Trading, Series 7, Convertible Bonds, Derivatives, Equities, Structured Products, Futures Trading, Hedge Funds, Bloomberg, Electronic Trading, Securities, ETFs, Alternative Investments, Fixed Income, Equity Research, Financial Markets, Trading
Education
Ohio University 1991 — 1995
bachelor of science, Finance
Pete Driscoll Pete Driscoll's Security Traders Association Experience January 2009 - January 2010
Job Senior Equity Trader at The Northern Trust Company
Industry Financial Services
Experience
The Northern Trust Company February 2000 - Present
Security Traders Association January 2009 - January 2010
The Security Traders Association January 2003 - December 2009
The Security Traders Association of Chicago March 2001 - February 2002
The Security Traders Association of Chicago March 1995 - February 2001
Chicago Stock Exchange 1980 - 2000
Skills
Market Structure, Market Regulation, Equity Trading, Trading, Options Trading, Futures Trading, Financial Markets, Derivatives, Capital Markets, Electronic Trading, Equities, ETFs, Options, Investments, Asset Managment, Portfolio Management, Mutual Funds, Asset Allocation, Securities, Trading Systems
Education
Illinois Institute of Technology 1995 — 1997
MS, Financial Markets & Trading
Keller Graduate School of Management of DeVry University 1988 — 1990
MBA
Marquette University 1977 — 1981
BS, Finance
The Northern Trust Company February 2000 - Present
Security Traders Association January 2009 - January 2010
The Security Traders Association January 2003 - December 2009
The Security Traders Association of Chicago March 2001 - February 2002
The Security Traders Association of Chicago March 1995 - February 2001
Chicago Stock Exchange 1980 - 2000
Skills
Market Structure, Market Regulation, Equity Trading, Trading, Options Trading, Futures Trading, Financial Markets, Derivatives, Capital Markets, Electronic Trading, Equities, ETFs, Options, Investments, Asset Managment, Portfolio Management, Mutual Funds, Asset Allocation, Securities, Trading Systems
Education
Illinois Institute of Technology 1995 — 1997
MS, Financial Markets & Trading
Keller Graduate School of Management of DeVry University 1988 — 1990
MBA
Marquette University 1977 — 1981
BS, Finance
Joe Cangemi's Security Traders Association Experience January 2011 - December 2011
Job Managing Director; Executive Committee Convergex
Industry Financial Services
Experience
Convergex January 2015 - July 2015
Convergex May 2013 - January 2015
Convergex 2007 - 2013
Security Traders Association January 2011 - December 2011
Security Traders Association January 2005 - December 2011
Security Traders Association January 2010 - December 2010
Security Traders Association January 2009 - December 2009
Convergex 2005 - 2007
BNY Mellon 2002 - 2005
Francis P. Maglio & Co., Inc. 1983 - June 2003
Skills
Equity Trading, Trading, Electronic Trading, Trading Systems, Equities, Securities, Options, Hedge Funds, Financial Markets, Trading Strategies, New Business Development, Trading Technology, Executive Leadership, Operations Management, Turnaround Strategy, Regulatory Compliance, Business Strategy, Business Development, Business Planning, Key Client Relationships, Strategic Leadership, Global Business..., Management, Risk Management, Equity Derivatives, Mutual Funds, Finance, International Business, Investment Banking, Capital Markets, Investments
Education
University of Rochester 1979 — 1983
BA, Economics
Chaminade HS 1975 — 1979
Convergex January 2015 - July 2015
Convergex May 2013 - January 2015
Convergex 2007 - 2013
Security Traders Association January 2011 - December 2011
Security Traders Association January 2005 - December 2011
Security Traders Association January 2010 - December 2010
Security Traders Association January 2009 - December 2009
Convergex 2005 - 2007
BNY Mellon 2002 - 2005
Francis P. Maglio & Co., Inc. 1983 - June 2003
Skills
Equity Trading, Trading, Electronic Trading, Trading Systems, Equities, Securities, Options, Hedge Funds, Financial Markets, Trading Strategies, New Business Development, Trading Technology, Executive Leadership, Operations Management, Turnaround Strategy, Regulatory Compliance, Business Strategy, Business Development, Business Planning, Key Client Relationships, Strategic Leadership, Global Business..., Management, Risk Management, Equity Derivatives, Mutual Funds, Finance, International Business, Investment Banking, Capital Markets, Investments
Education
University of Rochester 1979 — 1983
BA, Economics
Chaminade HS 1975 — 1979
Joscelyn Wippern Joscelyn Wippern's Security Traders Association Experience January 2010 - July 2012
Job Pilates Instructor
Industry Health, Wellness and Fitness
Experience
Orlando Chiropractic Corporation 2014 - Present
Natural Pilates and Bodyworks 2014 - Present
Melrose Pilates 2014 - January 2015
Canyon Capital Advisors August 2012 - April 2014
Security Traders Association January 2010 - July 2012
CB Richard Ellis December 2008 - January 2010
BNY ConvergEx July 2006 - November 2008
Skills
Brand Development, Corporate Events, Event Planning, Event Execution, Brand Communication, Adobe Acrobat, Adobe Creative Suite, Microsoft Office, Series 7, Marketing, Management, Integrated Marketing, Social Media, Equities, Editing, Equity Trading, Electronic Trading, Bloomberg, Options, Administrative..., Trading, Trade Shows, Proposal Writing, Meeting Planning, Hedge Funds, Securities, Series 63, Fixed Income
Education
Columbia University in the City of New York 2002 — 2006
Bachelor of Arts, Art History & Architecture
Greens Farms Academy 1998 — 2002
Orlando Chiropractic Corporation 2014 - Present
Natural Pilates and Bodyworks 2014 - Present
Melrose Pilates 2014 - January 2015
Canyon Capital Advisors August 2012 - April 2014
Security Traders Association January 2010 - July 2012
CB Richard Ellis December 2008 - January 2010
BNY ConvergEx July 2006 - November 2008
Skills
Brand Development, Corporate Events, Event Planning, Event Execution, Brand Communication, Adobe Acrobat, Adobe Creative Suite, Microsoft Office, Series 7, Marketing, Management, Integrated Marketing, Social Media, Equities, Editing, Equity Trading, Electronic Trading, Bloomberg, Options, Administrative..., Trading, Trade Shows, Proposal Writing, Meeting Planning, Hedge Funds, Securities, Series 63, Fixed Income
Education
Columbia University in the City of New York 2002 — 2006
Bachelor of Arts, Art History & Architecture
Greens Farms Academy 1998 — 2002
Roger Levine's Security Traders Association Experience January 1999 - January 2000
Job Managing Director at CTBNL
Industry Investment Banking
Experience
CTBNL December 2013 - Present
ASCENDIANT CAPITAL MARKETS LLC December 2011 - December 2013
Viewpoint Securities April 2006 - December 2011
Pacific Crest Securities May 2001 - December 2005
Preferred Capital Markets January 2000 - May 2001
Security Traders Association January 1999 - January 2000
NASD Market Regulation Committee January 1997 - December 1999
Volpe Brown Whelan 1994 - 1999
San Francisco Securities Traders Association December 1997 - December 1998
Montgomery Securities 1989 - 1994
Skills
Equity Trading, Trading Systems, Capital Markets, Investment Banking, Deal Structuring, Alternative Investments, Capital Introduction, Venture Financing, Sales Process, Sales Management, Vendor Relations, Customer Acquisition, Negotiation, Capital, Trading, IPO, Start-ups, Securities, Equity Research, Hedge Funds, Investments
Education
University of Rochester 1974 — 1978
CTBNL December 2013 - Present
ASCENDIANT CAPITAL MARKETS LLC December 2011 - December 2013
Viewpoint Securities April 2006 - December 2011
Pacific Crest Securities May 2001 - December 2005
Preferred Capital Markets January 2000 - May 2001
Security Traders Association January 1999 - January 2000
NASD Market Regulation Committee January 1997 - December 1999
Volpe Brown Whelan 1994 - 1999
San Francisco Securities Traders Association December 1997 - December 1998
Montgomery Securities 1989 - 1994
Skills
Equity Trading, Trading Systems, Capital Markets, Investment Banking, Deal Structuring, Alternative Investments, Capital Introduction, Venture Financing, Sales Process, Sales Management, Vendor Relations, Customer Acquisition, Negotiation, Capital, Trading, IPO, Start-ups, Securities, Equity Research, Hedge Funds, Investments
Education
University of Rochester 1974 — 1978
John Giesea's Security Traders Association Experience 2001 - 2011
Job Consultant
Industry Financial Services
Experience
Maus & Hoffman November 2014 - Present
Security Traders Association 2001 - 2011
Advest, Inc. 1990 - 2001
Kidder Peabody 1967 - 1990
Skills
Equities, Electronic Trading, Series 7, Trading Systems, Equity Trading, Securities, Trading, Series 24, Risk Management, Bloomberg, Market Data, Asset Management, Fixed Income, Investment Banking, Capital Markets, Alternative Investments, Financial Markets, Series 63, Hedge Funds, Derivatives, Options, Mutual Funds, Financial Services, FX Options, Bonds, Investments, Investment Management, Equity Research, Equity Derivatives, Wealth Management, Technical Analysis, Commodity, Structured Products
Education
San Jose State University 1962 — 1965
Maus & Hoffman November 2014 - Present
Security Traders Association 2001 - 2011
Advest, Inc. 1990 - 2001
Kidder Peabody 1967 - 1990
Skills
Equities, Electronic Trading, Series 7, Trading Systems, Equity Trading, Securities, Trading, Series 24, Risk Management, Bloomberg, Market Data, Asset Management, Fixed Income, Investment Banking, Capital Markets, Alternative Investments, Financial Markets, Series 63, Hedge Funds, Derivatives, Options, Mutual Funds, Financial Services, FX Options, Bonds, Investments, Investment Management, Equity Research, Equity Derivatives, Wealth Management, Technical Analysis, Commodity, Structured Products
Education
San Jose State University 1962 — 1965
Flora Alexandra's Security Traders Association Experience March 2009 - Present
Job Coordinator, Education Services at SIFMA
Industry Events Services
Experience
Security Traders Association March 2009 - Present
SIFMA August 2005 - February 2009
Education
Penn State University 2001 — 2005
BS, Psychology
Security Traders Association March 2009 - Present
SIFMA August 2005 - February 2009
Education
Penn State University 2001 — 2005
BS, Psychology