First Albany Capital
Industry: Company
DescriptionHeadquarters: Albany, NY Parent organization: First Albany Companies, Inc.
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First Albany Capital Employees
Luminex Corporation September 2010 - Present
Canaccord Genuity Inc. 2004 - June 2010
First Albany Capital 2003 - 2004
CIBC World Markets 1999 - 2000
KPMG Peat Marwick 1997 - 1999
Skills
Medical Devices, Diagnostics, Financial Analysis, Financial Modeling, Equity Research, Valuation, Corporate Finance, Capital Markets, Equities, Investment Banking, Corporate Development, Competitive Analysis, Healthcare, Bloomberg, Investor Relations, Hardware Diagnostics
Education
University of Notre Dame - Mendoza College of Business 1994 — 1996
MBA, Finance
University of California, Davis 1990 — 1994
BS, Agricultural Economics and Management
North Springs High School 1986 — 1990
St. Jude's
VRX Studios October 2014 - Present
Local Hospitality January 2010 - Present
HotelHotline.com January 2009 - June 2010
Best of the Web January 2009 - June 2010
Maximizer Software, Inc. 1999 - December 2009
JMP Securities 2005 - 2009
First Albany Capital 1998 - 2003
Robertson Stephens 1995 - 1998
Dillon Read (UBS) 1993 - 1995
Skills
Mergers, Start-ups, Strategic Partnerships, Entrepreneurship, Venture Capital, Business Development, Business Strategy, Mergers & Acquisitions, Executive Management, Management, Contract Negotiation, E-commerce, Private Equity, Strategy, Corporate Development, Leadership, Cross-functional Team..., Competitive Analysis, SaaS, Business Planning, Lead Generation, New Business Development, Online Marketing, Product Marketing, CRM, Investments, Marketing Strategy, Management Consulting, Product Management, Online Advertising, Analytics, Strategic Planning
Education
Queen's University 1989 — 2003
Bachelor of Commerce, Finance & Marketing
Northern Trust Asset Management December 2013 - Present
Potvin Partners, LLC June 2012 - December 2013
Morgan Keegan February 2010 - April 2012
THINK EQUITY LLC January 2008 - January 2009
Oppenheimer & Co. March 2006 - December 2008
First Albany Capital January 2001 - March 2006
First Albany Capital June 1999 - January 2001
Skills
Hedge Funds, Equities, Equity Research, Asset Managment, Trading, Investment Banking, Equity Trading, Financial Services, Series 7, Series 63, Bloomberg, Alternative Investments, Capital Markets, Fixed Income, Investments, Asset Management, Mutual Funds, Securities, Financial Modeling, Asset Allocation, Investment Strategies
Education
Adelphi University 2005 — 2007
Masters, Business Administration
SUNY Albany 1995 — 1999
BS, Economics
Battery Ventures June 2014 - Present
Rogue Wave Software October 2007 - May 2014
Webroot Software April 2005 - October 2007
First Albany Capital March 2003 - April 2005
SG Cowen & Co. July 2000 - July 2002
Skills
Mergers & Acquisitions, Corporate Development, Corporate Finance, Due Diligence, Start-ups, Enterprise Software, Financial Modeling, Strategic Partnerships, Strategy, Venture Capital, Financial Analysis, Competitive Analysis, Mergers, Investment Banking, Private Equity, Business Development, Business Strategy, Finance, Strategic Planning, Executive Management, Equity Research, Banking, Private Placements, Entrepreneurship, Capital Markets, Equities, Hedge Funds, New Business Development, Investor Relations, Alternative Investments, Oracle, M&A experience, Forecasting, LBO, Business Planning, Valuation, Investments, Management Consulting, Asset Managment, Business Analysis, Analytics, Portfolio Management
Education
Georgetown University 1994 — 1998
BA, American Studies
Trinity College Dublin 1996 — 1997
Foreign Study, English and Modern History
United Way of Lake County May 2012 - Present
BMO Harris Bank 2009 - Present
Rainbows for All Children, Inc 2004 - 2010
National City Bank 2007 - 2009
JPMorgan 2003 - 2007
First Albany Capital 2002 - 2003
Banc One Capital Markets 1999 - 2002
First Chicago Capital Markets 1996 - 1999
National Bank of Detroit January 1989 - December 1995
United States Senate 1979 - 1979
Education
University of Kansas - Graduate School of Business 1986 — 1988
MBA
Kansas State University 1977 — 1982
B.S.
Wells Fargo Global Fund Services January 2007 - Present
Gales Group, LLC 2005 - 2007
Wachovia Securities Financial Network 2003 - 2005
First Albany Capital 2002 - 2003
RBC 1995 - 2002
Skills
Manage Client..., Relationship Management, Client Development, Project Management, Client Relations Skills, Financial Services, Risk Management, Hedge Funds, Fund Administration, Strategic Planning, Marketing Communications, Investments, Anti Money Laundering, Institutional Sales, Banking, Portfolio Management, Series 7, Underwriting, Wealth Management, Internal Controls, Internal Audit, Generating Revenue, Securities Regulation
Education
St. Olaf College 1990 — 2004
Bachelor of Arts (B.A.), Economics and Asian Studies/Japanese
Clearview Financial Counsulting, LLC April 2012 - Present
AXA Advisors, LLC Retirement Benefit Group March 2009 - May 2010
Southridge Investment Group 2005 - 2009
First Albany Capital 1994 - 2005
Tucker Anthony 1991 - 1994
G. R. Phelps 1989 - 1991
Various Insitutional Fixed Income Broker-dealers 1984 - 1989
Travelers Insurance Companies 1970 - 1984
Skills
Investments, Portfolio Management, Hedge Funds, Valuation, Securities, Asset Managment, Capital Markets, Equities, Bloomberg, Bonds, Private Equity, Alternative Investments, Financial Modeling, Asset Allocation, Personal Financial..., Investment Advisory, Credit Analysis, Investor Relations, Strategic Financial..., Derivatives, Risk Management, Investment Management, Investment Banking, Wealth Management, Fixed Income, Trading, Finance, Equity Research, Mergers & Acquisitions, Financial Services, MBS, Asset Management, Financial Analysis, Mutual Funds, Series 63, Equity Valuation, Equity Trading, Series 7, Investment Strategies, Analysis, ABS, Banking, High Yield, Structured Finance, Financial Advisory, Due Diligence, Credit, Private Placements
Education
University of Hartford 1977 — 1980
Master of Business Administration (MBA), Finance & Economics
Central Connecticut State University 1967 — 1975
bachelor of science, Accounting and Finance
Northland Capital Markets August 2014 - Present
Northland Capital Markets August 2014 - Present
Ardour Capital Investments May 2013 - August 2014
The Boss Group July 2011 - May 2013
Lazard Capital Markets March 2008 - July 2011
First Albany Capital September 2005 - December 2008
Piper Jaffray January 1987 - July 2005
Dain Bosworth January 1984 - December 1986
Inter-Regional Financial Group June 1980 - December 1983
Skills
Equities, Private Equity, Securities, Investment Banking, Valuation, Equity Research, Capital Markets, Investments, Financial Modeling, Portfolio Management, Hedge Funds, Financial Analysis, Derivatives, Trading, Financial Markets, Series 7, Mutual Funds, Venture Capital, Alternative Investments, M&A experience, Mergers & Acquisitions, Emerging Markets, Investor Relations, Finance, Strategy, Asset Management, Investment Management, Corporate Development, Executive Management, IPO, Equity Valuation, Fixed Income, Corporate Finance, Bloomberg
Education
University of Minnesota-Twin Cities 1978 — 1981
Master of Business Administration (MBA), Finance, General
Middlebury College 1976 — 1978
Political Science and Government, Economics
x 1976 — 1978
Bachelor of Science (BS), Business
Ikenson Research/Consulting July 2007 - Present
Soleil Securities Corporation June 2006 - June 2007
Nollenberger Capital Partners 2005 - 2006
First Albany Capital 2002 - 2005
JP Morgan Chase (Formerly Hambrecht & Quist) 1998 - 2001
Rodman & Renshaw (formerly Mabon Securities) 1992 - March 1998
S.G. Warburg 1988 - 1992
Rothschild Inc. 1984 - 1988
Skills
Valuation, Financial Modeling, Equities, Equity Research, Investments, Financial Analysis, Corporate Finance, Equity Valuation, Asset Managment, Venture Capital, Bloomberg, Securities, Fixed Income, Private Equity, Capital Markets, Due Diligence, Hedge Funds, Investment Banking, Alternative Investments, Portfolio Management, Mergers, Mutual Funds, Asset Management, Series 7, Investment Management, Asset Allocation, Investment Strategies, Financial Markets, Trading, Competitive Analysis, Financial Services, Investor Relations, Mergers & Acquisitions, Start-ups, IPO, Derivatives, Emerging Markets, Corporate Development, Commodity, Equity Trading, Investment Advisory, Finance, Business Valuation, Structured Finance, Financial Advisory, Options, Bonds, Bloomberg Terminal, Electronic Trading, Trading Systems
Education
University of Bridgeport
B.S. Finance, Finance, General
ellebellestyle, LLC October 2014 - Present
Mark Epstein Designs May 2013 - April 2014
Studio Van den Akker October 2012 - April 2013
Lee Jofa November 2009 - November 2012
All Risk Brokerage Co June 2008 - August 2009
HSBC Securities, Inc December 2007 - June 2008
Ackler Wealth Management February 2007 - December 2007
First Albany Capital April 1987 - February 2007
Skills
Textiles, Computer Proficiency, Foreign Languages, Furniture, Merchandising, Luxury Goods, Italian, French, Interior Design, Trend, Product Development, Retail, Styling, Finish, Lighting, Fashion, Marketing, Trend Analysis, Management, Space planning, Wholesale, Packaging, Apparel, Art, Leadership, Furnishings, Event Management, Sales, Pricing, Concept Development, Sketching, Sourcing, Trade Shows, Visual Merchandising, Brand Development, InDesign, Textile Design, Drawing, Materials, Fashion Design, Carpet, Wovens, Trend Forecasting, Retail Design, Illustrator, Global Sourcing, Rendering, Creative Direction, Product Design, Space Planning
Education
New York School for Interior Design
Fashion Institute of Technology
Cesare Barbieri Center
Trinity College-Hartford
Bachelor of Arts (B.A.), History
BNY Mellon February 2013 - Present
BNY Mellon January 2008 - January 2013
BNY Mellon February 2004 - December 2007
Citi June 2001 - February 2004
First Albany Capital September 2000 - June 2001
Merrill Lynch May 1999 - August 2000
Merrill Lynch July 1997 - September 1998
Skills
Relationship Management, Advising Clients, Public Speaking, Bloomberg Terminal, Risk Management, Enterprise Risk..., Performance Attribution, Market Risk, Performance Measurement, Microsoft Excel, PowerPoint, Microsoft Office, Financial Analysis, Outlook, Analytics, English, Finance, Financial Risk, Financial Services, Investments, Microsoft Word, Portfolio Management, Securities, Trading, Fixed Income, Equities, Asset Management
Education
State University of New York College at Geneseo 1994 — 1997
Bachelor of Arts, Economics
Aon Hewitt March 2015 - Present
Aon Hewitt August 2013 - February 2015
Aon Hewitt 2009 - 2013
Aon Hewitt 2009 - 2009
Aon Hewitt 2007 - 2008
Applied Underwriters 2006 - 2007
First Albany Capital 2004 - 2006
Community Care Physicians 2003 - 2004
Linium 2003 - 2003
Snelling Professional Services 2000 - 2001
Skills
SQL, Microsoft SQL Server, SDLC, T-SQL, Databases, Oracle, SSIS, MS Reporting Services, Reporting Applications, Data Warehousing, Database Design, ETL, Requirements Analysis, Enterprise Software, PL/SQL, Agile Methodologies, Web Services
Education
State University of New York at Albany
BA, Mathematics
PepsiCo December 2013 - Present
Magnan Graizzaro & Associates CPAs, LLC November 2007 - December 2013
Japan Society September 2006 - October 2007
Albany Molecular Research February 2006 - August 2006
First Albany Capital June 2005 - February 2006
Unity House of Troy August 2003 - June 2005
Skills
Accounting, Financial Analysis, Forensic Accounting, Certified Fraud Examiner, Litigation Support, Internal Controls, CPA, Auditing, Accounts Payable, Finance, Financial Statements, Forensic Analysis, Fraud, GAAP, Internal Audit, Sarbanes-Oxley Act, US GAAP
Education
Baruch College, City University of New York (CUNY) 2006 — 2007
Master's of Science, Accountancy
State University of New York at Albany 2000 — 2003
BS, Economics
Momentive Performance Materials Inc. October 2013 - Present
AMRI Inc April 2008 - October 2013
UHY Advisors NY, LLP September 2005 - February 2008
First Albany Capital March 2004 - March 2005
M&T Bank September 2000 - November 2001
Skills
Internal Controls, Internal Audit, Tax Preparation, Sarbanes-Oxley Act, SEC filings, Global Process Controls, Risk Assessment, US GAAP, Oracle ERP, FCPA, UK Bribery Act, ERM, Fraud Examination, Microsoft Office, Accounting, Compliance, Management, Finance, Sarbanes-Oxley, Enterprise Risk..., Fraud, Auditing
Education
Siena College 2001 — 2005
B.B.A., Accounting
Johnson & Wales University 1987 — 1990
A.O.S, Culinary Arts
GeoEye July 2009 - Present
Ironbound Capital Management January 2008 - July 2009
First Albany Capital November 2002 - October 2007
Prudential Securities, Inc. September 1999 - January 2002
Faxon Research August 1997 - August 1999
Paribas U.S. Growth Fund January 1995 - July 1997
Dean Witter September 1993 - January 1995
Robertson Stephens & Co, September 1990 - September 1993
Furman Selz February 1987 - September 1990
Skills
Investment Management, Investor Relations, Crisis Communications, Portfolio Management, Strategic Communications, Public Relations, Marketing, Technology, Healthcare, Retail, Aerospace, Trading, Public Speaking, Speech Writing, Asset Managment
Education
Babson College 1982 — 1984
Bachelor of Science (BS), Finance and Investments
Connecticut College 1980 — 1982
Fine Arts and Economics
BigfootTown Productions LLC August 2011 - Present
The Zink Household February 1994 - June 2010
First Albany Capital March 1990 - October 1994
Goldman Sachs July 1987 - December 1989
Skills
Entertainment, Recording, Digital Media, Management, Storytelling, Social Networking
Education
State University of New York at Albany 1983 — 1987
Bachelor of Science (BS), Finance and Management
New Dorp
Delaware County Christian School August 2013 - June 2015
Ares Management LLC August 2011 - July 2012
Wrightwood Capital June 2008 - August 2011
A.G. Edwards 1998 - 2007
First Albany Capital 1992 - 1998
Furman Selz 1988 - 1992
Kidder Peabody 1987 - 1988
E.F. Hutton & Company Inc. 1980 - 1987
A.G. Becker 1978 - 1980
Skills
Asset Management, Investment Banking, Banking, Mergers, Strategic Planning, Real Estate Finance, Corporate Finance, Asset Managment
Education
Harvard Business School 1974 — 1976
MBA
Stanford University 1970 — 1974
A.B., History
Phillips Exeter Academy 1966 — 1970
Informz June 2013 - Present
Informz January 2012 - June 2013
COINS USA November 2001 - January 2012
PowerOne Media April 2000 - October 2001
First Albany Capital June 1997 - March 2000
Fidelity Investments October 1986 - May 1997
Skills
Forecasting, Financial Reporting, Financial Analysis, Managerial Finance, Finance, Accounting, Process Improvement, Budgets, General Ledger, Strategic Planning, Cash Flow, Business Planning, Contract Negotiation, Variance Analysis, Cash Management
Education
Bentley College - Elkin B. McCallum Graduate School of Business 1989 — 1993
MBA, Finance
State University of New York College at Cortland 1981 — 1985
BS, Economics
The Hartford June 2008 - Present
UTC - UTC Fire & Security October 2005 - May 2008
Carrier Corporation January 2004 - September 2005
First Albany Capital July 1999 - September 2001
Merrill Lynch July 1996 - July 1999
Education
Columbia University - School of International and Public Affairs 1994 — 1996
Master, International Banking & Finance
Columbia University - Barnard College 1991 — 1995
Bachelor, Political Science
Tee It Up For The Troops, Inc. 2007 - Present
FOLIOfn Institutional 2003 - Present
U. S. Naval Academy Alumni Association 2006 - Present
U. S. Naval Academy January 2003 - Present
Wayzata Fire Department 2006 - Present
Perpich Center for Arts Education in Minnesota 2006 - June 2014
Republican Party of Minnesota 2004 - October 2013
Navy League of the United States 2007 - 2010
First Albany Capital 1995 - 2000
Wessels, Arnold & Henderson 1992 - 1995
Skills
Government, Operations, Sales Management, Financial Management, General Operations, Non-profits, Oil&Gas, Technical Management, Direct Sales, Executive Management, Executives, Military Operations, Military, Politics, Aviation, DoD, Securities, Board Development, Board Relations, Art Education, Political Campaigns, Nonprofits, Leadership, Strategy, Team Building, Management, Public Speaking, Program Management, Managerial Finance, Navy, Command, Marketing, Training, Organizational..., Defense, Strategic Planning, Integration, Leadership Development, Security, Policy, Community Outreach, Top Secret, Tactics, National Security, Operational Planning, Security Clearance, Government Contracting, Army, Strategic Leadership, Risk Management
Education
United States Naval Academy 1971 — 1975
B.S. Ae., Aerospace Engineering & Physics
The University of Chicago 1983 — 1986
MBA, Finance
Compass Point Research and Trading LLC June 2011 - Present
First Albany Capital March 2001 - June 2007
Robertson Stephens March 1994 - October 2000
Skills
Institutional Sales..., Capital Markets, Sales, Trading, Equities, Management, Investment Banking, Investments, Hedge Funds, Bloomberg, Financial Markets, Equity Research, Hedging
Education
Southern Methodist University 1986 — 1987
Master of Business Administration (MBA), Finance
Vanderbilt University 1980 — 1984
BS, Electrical Engineering
Accenture May 2015 - Present
Self-Employed November 2013 - Present
Steward Health Care February 2014 - May 2015
PwC November 2010 - November 2013
Saint-Gobain Abrasives September 2010 - October 2010
GE Global Research May 2009 - May 2010
Stantec Consulting May 2007 - April 2009
Farm Family Insurance March 2008 - January 2009
Target April 2005 - March 2007
First Albany Capital 2006 - 2006
Skills
Analysis, Financial Analysis, Forecasting, Project Management, Strategic Planning, Program Management, Business Strategy, Management, Budgets, Strategy, Proposal Writing, Financial Reporting, Mergers, Policy, Financial Modeling, Mergers & Acquisitions, Business Development, Financial Accounting, Management Consulting, Auditing, Finance, Business Planning, Budgeting, Meditech, Budget Advisor
Education
The College of Saint Rose 2007 — 2009
B.S., Finance
Hudson Valley Community College 2005 — 2007
A.S., Business Admin
Maple Hill High School 2001 — 2005
Colliers International Boston August 2015 - Present
Stealth Mode Real Estate Intelligence Venture April 2015 - August 2015
Avison Young June 2014 - April 2015
Transwestern RBJ March 2004 - May 2014
Grubb & Ellis March 2003 - March 2004
First Albany Capital May 1998 - April 2001
Skills
Report Writing, Data Modeling, Media Relations, Real Estate, Investment Banking, Financial Analysis, Research, Microsoft Word, Real Estate Economics, Financial Modeling, Investments, Real Estate Development, Commercial Real Estate, Real Estate Transactions, Corporate Real Estate, Private Equity, Due Diligence, Management, Asset Management, Valuation, Market Research, Policy Analysis
Education
Boston College 1995 — 1997
Bachelor of Science in Management, Finance
Cleveland State University 1993 — 1995
Bachelor of Science, Accounting
KeyBank Sr. Project Manager, Real Estate ServicesKey Bank2007 - Present
First Albany Capital 1996 - 2007
First Albany 1996 - 2007
Skills
PMP, Portfolio Management, PMO, Project Planning, Vendor Management, Disaster Recovery, Project Management, Risk Management, Real Estate
Education
State University of New York College at Plattsburgh 1971 — 1975
Evercore ISI November 2014 - Present
RBC Capital Markets 2007 - 2014
First Albany Capital 2001 - 2006
Volpe Brown Whelan 1997 - 2000
Lehman Brothers 1986 - 1996
Skills
Equities, Capital Markets, Hedge Funds, Valuation, Equity Research, Investment Banking, Financial Modeling, Bloomberg, Investments, Alternative Investments, Private Equity, Asset Management, Portfolio Management, Series 7
Education
Boston University
MBA, Finance
University of Southern California 1977 — 1981
BS, Business administration
ALTOS Consulting May 2012 - Present
Bull's Head Inn Cobleskill, Inc. September 2014 - Present
Three Johns, LLC December 2012 - Present
Fulton-Montgomery Community College January 2012 - Present
Bechtel Marine Propulsion Corporation August 2008 - August 2014
American Society for Training & Development - Hudson-Mohawk Chapter June 2011 - June 2013
Charles Brooks Associates 1999 - 2008
The Pickle Barrel Deli 1998 - 2007
Empire Blue Cross Blue Shield 2001 - 2001
First Albany Capital 1996 - 1997
Skills
Six Sigma, Process Improvement, Human Resources, Talent Management, Training, Executive Coaching, Leadership, Staff Development, E-Learning, Performance Management, Public Speaking, Personnel Management, Team Building, Leadership Development, Organizational..., Time Management, Budgets, Instructional Design, Program Management, Career Development, Training Delivery, Employee Training, Organizational..., Management, Strategic Planning, Consulting, Performance Improvement, Change Management, Coaching
Education
Union Graduate College 2012 — 2013
Master of Business Administration (M.B.A.), Business Administration and Management, General, 4.0
The New School 1986 — 1989
B.S., Human Resources Management
Naval Nuclear Propulsion Program 1980 — 1983
Reactor Operator, Nuclear Operations & Maintenance
Commack High School North 1976 — 1980
Regents Dipoloma
South Bergen Jointure Commission February 2013 - Present
Little Ferry Board of Education July 2008 - January 2013
Robert Half International February 2008 - June 2008
First Albany Capital March 2001 - July 2007
Skills
Series 7, Budgeting, Negotiation, Risk Management, Accounting, Microsoft Office, Customer Relations, Excel, Research, Compliance, Budgets, Market Research, Project Management, Finance, Leadership, Microsoft Excel, Strategic Planning
Education
College of Saint Elizabeth 2007 — 2008
M.S., Management
Montclair State University 1994 — 1997
B.S., Business Administration
Paramus Catholic
Keator Group, LLC December 1998 - Present
First Albany Capital June 1997 - December 1998
NCI January 1993 - June 1997
Hillcrest Educational Centers September 1989 - December 1992
Macy's June 1985 - September 1989
Pittsfield National Bank 1979 - 1985
Skills
Investments, Strategic Planning, Finance, Marketing, Insurance, Estate Planning, Public Speaking, Fundraising, Public Relations, New Investment Business...
Education
Institute of Business & Finance 2007 — 2008
BCE, Board Certified in Estate Planning
University at Albany, SUNY 1989 — 1991
MA, Organizational Communication
Fordham University 1981 — 1985
BA, Economics
Voya Financial February 2015 - Present
Metife January 2009 - Present
Metropolitan Life Insurance Company 2006 - Present
MetLife February 2013 - January 2015
MetLife June 2006 - January 2009
First Albany Capital March 1996 - June 2006
Skills
CISA, Risk Assessment, Business Continuity, Sarbanes-Oxley Act, Business Analysis, Process Improvement, Information Security..., IT Risk Management, Project Management, ISO 27001, Policy, CRISC, HIPAA, Security, HIPAA Security, PCI Compliance, Archer Certified..., Compliance, IT Security Assessments, IT Security Policies &..., Application Security..., Third Party Security..., Global Security, IT General Controls, Risk Management..., IT GRC, NIST 800-53, CGEIT
Education
Albany Law School of Union University 1985 — 1988
JD, Law
University at Albany, SUNY 1981 — 1985
BA, English
NorthStar Realty Healthcare, LLC March 2010 - Present
Wakefield Capital LLC December 2007 - March 2010
First Albany Capital May 2007 - September 2007
Education
Southern Methodist University - Cox School of Business 2003 — 2007
BBA, Finance
W Capital Partners July 2007 - Present
Ping Identity June 2013 - Present
Inspirato with American Express September 2014 - Present
Brainshark, Inc. April 2011 - Present
MINDBODY, Inc. February 2014 - June 2015
Dynacast International July 2011 - January 2015
StillSecure September 2009 - September 2013
Lehman Brothers March 2006 - July 2007
First Albany Capital July 2004 - February 2006
Skills
Private Equity, Investments, Portfolio Management, Mergers & Acquisitions, Equities, Entrepreneurship, Valuation, Financial Modeling, LBO, Start-ups, Venture Capital, Corporate Finance, Finance, Financial Structuring, Buyouts, Due Diligence, Investment Banking, Alternative Investments, Growth Capital, M, Financial Analysis, Capital, Deal Sourcing, Strategy, Capital Markets, Private Placements, Business Valuation, Corporate Development
Education
Georgetown University 2000 — 2004
RMB Capital May 2007 - Present
First Albany Capital January 2003 - April 2007
Conning Asset Management 1999 - 2002
Noddings Investment Group, Inc. 1995 - 1998
Skills
Private Wealth...
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1983 — 1988
MBA, Finance
University of Iowa - Henry B. Tippie College of Business 1978 — 1982
BBA, Finance and Management Science
First Albany Capital February 2009 - Present
Albany Beck January 2008 - February 2011
Skills
Banking
Education
State University of New York at Albany 2003 — 2009
Alexandria University
Wherever I Happen To Be September 2014 - Present
Stifel Financial Corp. May 2012 - September 2014
Morgan Keegan February 2007 - April 2012
Ryan Beck & Co. February 2005 - February 2007
Advest, Inc. June 1996 - February 2005
First Albany Capital June 1989 - May 1996
Drexel Burnham Lambert September 1983 - April 1988
Skills
Scoring Baseball Games
Education
Yale University 1976 — 1980
BA, Applied Mathematics
Rensselaer Polytechnic Institute 1988 — 1990
MBA, Finance
The Ayco Company, L.P. December 2011 - Present
West Point Thoroughbreds June 2004 - December 2011
First Albany Capital October 2003 - June 2004
Deloitte & Touche August 1998 - October 2003
Price Waterhouse Coopers September 1997 - August 1998
Education
Binghamton University - School of Management 1992 — 1996
BS, Accounting
Saratoga Highs School
Peak Theories Research May 2009 - Present
CNBC January 2012 - January 2015
The Seaport Group September 2012 - October 2013
Hugh Johnson Advisors February 2007 - December 2010
First Albany Capital February 2000 - November 2005
WAMC/Northeast Public Radio January 1998 - February 2000
Morgan Stanley July 1995 - October 1996
Skills
Asset Managment, Equities, US Equities, Equity Research, Technical Analysis, Mergers, Strategy, Mergers & Acquisitions, Financial Markets, Fixed Income, Hedging, Options, Alternative Investments, Equity Trading, Investment Banking, Investment Strategies, Trading Systems, Asset Allocation, Derivatives, Business Development, Analysis, Global Macro, Valuation, Market Analysis, Trading, Commodity, Emerging Markets, Finance, Risk Management, Private Equity, Investment Management, Due Diligence, Asset Management
Education
Colgate University 1991 — 1995
Bachelor of Arts, Philosophy with Honors
Albany High School
Morgan Stanley July 2015 - Present
RBC Capital Markets October 2010 - June 2015
Bear Stearns September 1999 - December 2008
First Albany Capital February 1996 - September 1999
Education
Siena College 1994 — 1998
BBA, Accounting
Lehman Brothers March 2006 - December 2007
First Albany Capital May 2003 - March 2006
Skills
SDLC, User Acceptance Testing, User Training, Investment Banking, Equities, Fixed Income, Human Resources, Project Management, Business Analysis, Analysis, Strategic Planning, Microsoft Excel, SQL, Disaster Recovery, Management, Business Strategy
Education
Siena College 1999 — 2003
BS, Computer Science
RBC Capital Markets July 2014 - Present
Cowen and Company March 2011 - July 2014
Rodman & Renshaw November 2008 - March 2011
First Albany Capital March 2007 - July 2008
Morgan Stanley 2006 - 2007
Novartis 2005 - 2006
Harvard Medical School 2001 - 2003
Skills
Equity Valuation, Biotechnology, Equity Research, Finance, Molecular Biology, Valuation, Financial Modeling, Due Diligence, Corporate Development, Investment Banking, Equities, Lifesciences, Capital Markets, Emerging Markets, Entrepreneurship, Hedge Funds, IPO, Investments, M, Mergers, Pharmaceutical Industry, Private Placements, Series 7
Education
University of Pennsylvania - The Wharton School 2003 — 2005
MBA, Biotechnology/Pharmaceuticals Finance and Management
Harvard Medical School 1999 — 2001
Post-doctoral fellowship, Molecular Biology
Columbia University College of Physicians and Surgeons 1995 — 1999
M.A., M.Phil., Ph.D., Molecular Biology
Loyola University Chicago 1989 — 1993
B.S., Biology
City Colleges of Chicago-Harold Washington College 1988 — 1989
(formerly Loop College) introductory college courses
Concordia University Chicago 1988 — 1988
ESL (English as a Second Language)
Varvakeios Protypos Sxoli
Needham & Company April 2015 - Present
Northland Securities June 2012 - April 2015
Feltl and Company December 2009 - May 2012
ThinkEquity Partners 2008 - 2009
Robert Half Technology 2004 - 2008
First Albany Capital 2002 - 2003
RBC Capital Markets 1998 - 2002
Skills
Enterprise Software, Financial Modeling, Temporary Placement, Investments, Equities, Financial Analysis, Equity Research, Valuation, Asset Management, Series 7, Capital Markets, Personnel Management, Research, Asset Managment, Strategic Planning, Portfolio Management, Strategy, Due Diligence
Education
University of Minnesota - Carlson School of Management
MBA, Finance
University of Minnesota-Twin Cities
BA, Economics
Seniorlink January 2014 - Present
Seniorlink May 2012 - January 2014
Seniorlink 2011 - May 2012
BDO Capital 2010 - 2011
Thomas Weisel Partners 2007 - 2009
First Albany Capital 2006 - 2007
Bank of America 2005 - 2006
Skills
New Business Development, Financial Analysis, Financial Modeling, Client Communications, Mergers, Strategic Planning, Business Strategy, Corporate Partnership..., Business Development, Valuation, Market Research, Corporate Finance, Corporate Development, Investment Banking, PowerPoint, Excel, Microsoft Office, Research, Microsoft Excel, Start-ups, Venture Capital, Investments, Strategy, Mergers & Acquisitions, Management, Leadership, Due Diligence, Healthcare, Program Management
Education
Georgetown University 2001 — 2005
BSBA, Finance and International Business
Nobles 1995 — 2001
Clean Fund May 2015 - Present
Edison International July 2010 - April 2015
Southern California Edison February 2008 - June 2010
RBC Capital Markets November 2006 - February 2008
First Albany Capital April 2002 - September 2006
Goldman Sachs July 2000 - February 2002
Kosmont Companies 1995 - 1998
Skills
Financial Modeling, Financial Analysis, Ratings, Bonds, Fixed Income, Energy, Finance, Financial Structuring, Analysis, Investor Relations, Securitization, Due Diligence, Portfolio Management, Project Finance
Education
University of Michigan - Stephen M. Ross School of Business 1998 — 2000
M.B.A., Finance
University of California, Los Angeles 1994 — 1996
M.A., Urban Planning
Stanford University 1990 — 1994
B.A., Urban Studies/Public Policy
Polytechnic School 1975 — 1990
Pinnacle Human Resources, LLC November 2009 - Present
Bonadio Source HR (formerly DR Human Resources) January 2006 - October 2009
The DR Group April 2005 - September 2008
First Albany Capital October 2000 - December 2004
PowerAdz.com May 1998 - October 2000
PowerOne Media 1996 - 2000
Ryan, Elliott Real Estate 1982 - 1989
Skills
SPHR, HRIS, Performance Management, Employee Handbooks, Organizational..., Compensation Systems, Policy, Compensation, Benefits, Benefits Administration, Employee Benefits, Employee Relations, Coaching, Compliance, Mergers, Change Management, Leadership Development, Strategic Planning, Talent Management, Organizational..., Employment Law, Small Business, Employee Engagement, Succession Planning, Public Speaking, Team Building, Executive Coaching, Resume Writing, Start-ups, Business Strategy, Deferred Compensation, Human Resources, Personnel Selection, Employee Management, Personnel Management, Mergers & Acquisitions, Personnel Matters, Management, Remuneration, Training, HR Consulting, HR Policies, Conflict Resolution, Payroll, Recruiting, Leadership, Executive Search, New Hire Orientations, Onboarding, Temporary Placement
Education
other 2001 — 2012
SPHR, HR certification
Lesley University 1984 — 1988
Bachelor of Science, Organizational Behavior
Rice Financial Products Company September 2015 - Present
Ehlers December 2013 - April 2015
Blaylock Robert Van, LLC November 2012 - November 2013
Rice Financial Products Company April 2007 - February 2012
First Albany Capital 2004 - 2007
Siebert Brandford Shank & Co., LLC 1999 - 2004
Dain Rauscher 1997 - 1999
Reinsoso & Company 1996 - 1997
Chicago Housing Authority February 1995 - September 1996
City of Chicago 1990 - 1995
Skills
Fixed Income, Investment Banking, Investments, Financial Modeling, Capital Markets, Valuation, Bonds, Public Finance, Due Diligence, Financial Analysis, Series 7, Series 63, Private Equity, Finance, Credit Analysis, Structured Finance, Venture Capital, Banking, Credit, Derivatives, Equities, Financial Risk, Financial Services, Financial Structuring, Risk Management, Securities, Trading
Education
Spelman College 1980 — 1984
B.A., Economics
Gartner March 2007 - Present
First Albany Capital 2003 - 2007
Robertson Stephens May 2001 - July 2002
Skills
Competitive Analysis, Business Strategy, Business Development, Equity Research, Portfolio Management, Enterprise Software, Financial Modeling, Mergers & Acquisitions, Strategy, Analytics, Market Analysis, Start-ups, Product Management, Valuation, SaaS, Strategic Partnerships
Education
Baruch College 1991 — 1993
Master of Business Administration (MBA), Finance, General
Pace University - Lubin School of Business 1979 — 1983
Bachelor of Business Administration (BBA), Economics
Comcast 2010 - Present
Comcast Cable 2007 - 2010
Comcast Cable 2003 - 2007
First Albany Capital 2001 - 2003
MediaOne 1997 - 2001
Skills
Linux System..., Applications..., Linux application..., Information Security, Computer Security, Team Management, Public Speaking, Customer Support, Project Planning, Software Project..., Red Hat Linux, Software Development, Hardware, Software Installation, Troubleshooting, Ethernet, Telecommunications, Wireless, TCP/IP, Network Engineering
Education
University of Massachusetts at Lowell
Mount Wachusett Community College
New York State Thruway Authority May 2007 - Present
New York State Supreme Court August 2007 - December 2007
First Albany Capital June 2003 - August 2004
Skills
Transportation Law, Design-Build, Employment..., Project Labor Agreements, Employment Law, Government Contracting, Contract Negotiation, Procurement, Government Procurement, Trusts, Estate Planning, Labor Relations, Labor, Government, Transportation, Civil Litigation, Legal Issues, Construction Law, Legal Research, Litigation, Legal Writing
Education
Albany Law School of Union University 2006 — 2009
Juris Doctor
Boston College 2002 — 2006
B.S., Finance
The Walt Disney Company September 2011 - Present
JohnPapa.net, LLC August 2000 - Present
Microsoft October 2009 - September 2011
ASPSOFT March 2005 - May 2009
First Albany Capital March 2003 - February 2005
Bluesand Software 1998 - 2000
DBBasics 1996 - 1998
Onsphere Corporation 1996 - 1998
Skills
Silverlight, Training, Architectural Design, C#, .NET, ASP.NET, WPF, WCF, Microsoft SQL Server, ASP.NET MVC, Software Development, Visual Studio, LINQ, Data Access, Agile Methodologies, T-SQL, TFS, Architecture, Web Services, XML, JavaScript, jQuery, Scrum, HTML 5, XAML, Databases, Entity Framework, Microsoft Technologies, AJAX, Mobile Applications, Software Design, Agile Project Management, MVC, VB.NET, Visual Basic, IIS, Web Applications, ADO.NET, Design Patterns, Test Driven Development, SOA, OOP, REST
Education
Siena College 1992 — 1995
Bachelor of Science (BS), Computer Science
University of Tampa 1990 — 1992
Cutter Associates June 2013 - Present
Thomson Reuters February 2009 - May 2013
State Street Global Markets April 2008 - December 2008
Charles River Development May 2006 - April 2008
First Albany Capital March 2005 - April 2006
MFS Investment Management May 1999 - January 2005
Skills
Business Development, Equities, Portfolio Management, Asset Managment, Business Analysis, Investments, Financial Modeling, Salesforce.com, Derivatives, Financial Analysis, Risk Management, Business Strategy, Asset Management, Electronic Trading, FX Options, Finance, Financial Services, Hedge Funds, Investment Banking, Market Data, Relationship Management, Securities, Valuation, Investment Management, Fixed Income, Trading
Education
University of New Hampshire 1994 — 1998
BA, Economics & Political Science
University of New Hampshire - Whittemore School of Business and Economics 1994 — 1998
Bachelor of Arts (B.A.), Economics
LafargeHolcim January 2015 - Present
LafargeHolcim December 2010 - January 2015
LafargeHolcim March 2007 - November 2009
Sysco March 2005 - November 2006
The Ayco Company, L.P. May 2004 - January 2005
First Albany Capital October 2003 - May 2004
BNY Mellon July 2002 - October 2003
BNY Mellon July 2000 - July 2002
Skills
Forecasting, Strategic Planning, Financial Analysis, New Business Development, Sales, Project Planning, Project Management, Budget, Negotiation, Team Building, Sales Operations, Analysis, Management, Marketing, Marketing Strategy, Risk Management, Strategy, Budgets
Education
Northeastern University - Graduate School of Business Administration 1998 — 2000
M.B.A., Finance & Markteting
Syracuse University 1993 — 1997
B.S., Business Management
Raymond James Financial May 2009 - Present
Lane Berry October 2005 - May 2009
First Albany Capital October 2003 - October 2005
Credit Suisse First Boston November 2000 - December 2002
Donaldson, Lufkin & Jenrette February 1991 - October 2000
Chemical Bank 1991 - 1992
Education
University of Pennsylvania 1987 — 1991
SCS Financial January 2013 - Present
SCS Financial April 2011 - December 2012
NGP Energy Technology Partners June 2010 - August 2010
HarbourVest Partners (Secondary Group) July 2007 - June 2009
First Albany Capital 2004 - 2007
Skills
Private Equity, Valuation, Financial Modeling, Due Diligence, Investments, Hedge Funds, Alternative Investments, Equities, Capital Markets, Venture Capital, Bloomberg, Investment Banking, Funding, Growth Capital, Portfolio Management
Education
Dartmouth College - The Tuck School of Business at Dartmouth 2009 — 2011
MBA
Georgetown University 2000 — 2004
BA, English
Noble and Greenough School 1994 — 2000
Bulger Partners 2007 - Present
First Albany Capital 2005 - 2006
Needham & Company 2002 - 2005
Banc of America Securities 1999 - 2001
NationsBanc Montgomery Securities 1996 - 1999
JP Morgan & Company 1993 - 1994
IBM 1990 - 1993
Skills
Venture Capital, Strategy, Private Equity, Corporate Finance, Mergers & Acquisitions, Investment Banking, Strategic Planning, Due Diligence, Financial Modeling, Finance, Valuation, Start-ups, Equities, Financial Analysis, Investments, Corporate Development, M&A experience, IPO, Private Placements
Education
Duke University - The Fuqua School of Business 1994 — 1996
MBA
Trinity College-Hartford 1984 — 1988
BA
Belmont Hill School 1980 — 1984
Capital Area Technology Association September 2010 - Present
Mogul Marketing 1995 - Present
Capital Repertory Theatre June 2005 - December 2011
First Albany Capital 1994 - 1995
Standard & Poor's 1992 - 1994
Merrill Lynch 1982 - 1992
Skills
Market Research, Training & Development, Writing, Web Development, Data Analysis, Dreamweaver, Photoshop, Video Production, Art Direction, Project Facilitation, Research, Product Marketing, Flash, Microsoft Office, Editing, Graphic Design, Web Design, CSS, HTML, Adobe Creative Suite, Marketing Strategy, Logo Design, Competitive Analysis, Qualitative Research, Public Speaking, Advertising, Social Media Marketing, Social Networking, Social Media, Email Marketing, Blogging, Brand Development, Online Marketing, Marketing Communications, Facebook, SEO, Copywriting, Digital Marketing, WordPress, Project Management, Entrepreneurship, Strategy, Public Relations, User Experience, Website Development, Leadership, Online Advertising, Management, Strategic Communications, Strategic Planning
Education
New York University - Leonard N. Stern School of Business
MBA, Quantitatative Analysis, IT
Pratt Institute
BS, Mathematics
American Express February 2013 - Present
Ernst & Young May 2010 - February 2013
Ernst & Young August 2006 - May 2010
First Albany Capital June 2005 - August 2005
Skills
Word, SnagIt, Visio, Presentation Development, Sales Presentations, Proposal Writing, Proposal Management, Market Research, Marketing Communications, Hyperion Enterprise, Microsoft Excel, Management Consulting, PowerPoint, Marketing, Microsoft Word, Leadership, Coaching, Strategy, User Acceptance Testing, Financial Modeling, Management
Education
Goizueta Business School, Emory University 2002 — 2006
Bachelor of Business Administration (BBA), Finance and Consulting/New Venture Management
University of New South Wales 2004 — 2004
Business/Commerce, General
Roslyn High School
Roslyn High School
Chapin Hill Advisors, Inc. April 2000 - Present
First Union Securities March 1997 - March 2000
First Albany Capital 1992 - 1997
Merrill Lynch 1985 - 1992
Skills
New Business Development, Financial Advisory, Investments, Venture Capital, Strategy, Asset Allocation, Finance, Asset Management, Small Business, Nonprofits, Strategic Financial..., Real Estate, Business Planning, Analysis, Bloomberg, Research, Management, Asset Managment, Retirement Planning, Financial Planning, Business Development, Succession Planning, Non-profits, Marketing Strategy, Estate Planning, Investment Banking, Marketing, Entrepreneurship, Capital Raising, Public Relations, Strategic Planning, Networking, Alternative Investments
Education
Michigan State University
Pre-veterinary medicine
University of Colorado Boulder
Business and Commercial Real Estate
dotNetHed Photography 2005 - Present
LaunchMe.com 1999 - Present
Kauai Beach Inn - Poipu Bed and Breakfast December 2010 - August 2014
Community Care Physicians, P.C. August 2006 - April 2010
First Albany Capital November 2005 - January 2006
Woodstock Inn on the Millstream May 2003 - May 2005
Business Marketing Association 2003 - 2005
ToTel-Net Solutions 2003 - 2005
Oxclove Workshop 2003 - 2005
Guarded Networks, Inc. 2001 - 2003
Skills
Web Development, Microsoft SQL Server, SEO, Databases, Information Architecture, Software Development, Social Networking, Online Marketing, Public Speaking, Web Design, Marketing, Strategic Planning, Microsoft Office, E-commerce, Visual Basic, CSS, Website Development, Copywriting, Usability, XML, ASP.NET, Analysis, Web Applications, Management, HTML, Windows, Online Advertising, Database Design, WordPress, Customer Service, Entrepreneurship, Training, Consulting, Social Media Marketing, Sales, Email Marketing, Social Media, Marketing Strategy, Enterprise Software, VB.NET, User Interface, Public Relations, Marketing Communications, Team Building, Leadership, Strategy, Blogging, Integration, Systems Analysis, Digital Photography
Education
State University of New York at Albany 2004 — 2006
Microsoft Authorized Technical Education
Microsoft Authorized Technical Education
Florida Atlantic University
Bachelor of Science
Broward Community College
Associate of Arts
Williamsville North HS
Canaccord Genuity Inc. March 2007 - Present
First Albany Capital April 2003 - February 2007
Broadpoint Capital (First Albany Capital) 2003 - 2007
Broadpoint Securities Group 2003 - 2007
Thomas Weisel Partners March 2001 - March 2003
BMO Capital Markets September 2000 - March 2001
Preferred Capital Markets 1999 - 2000
Skills
Medical Devices, Financial Modeling, Financial Analysis, Equities, Research, Hedge Funds, Equity Research, Due Diligence, Valuation, Securities, Management, Investments, Venture Capital, Start-ups, Private Equity, Corporate Development, Investment Banking
Education
Yale University 1991 — 1995
BA, Economics
Ohio University 1995 — 1996
MA, Sports Administration
Federated Investors February 2012 - Present
ACK Asset Management February 2010 - January 2012
Thomson Horstmann & Bryant December 2005 - February 2010
First Albany Capital December 2004 - December 2005
Lord, Abbett & Co. LLC May 2001 - December 2004
Skills
Equity Research, Financial Modeling, Equity Valuation, Financial Analysis, Asset Management, Equities, Investments, Industry Analysis, Bloomberg, Asset Managment, Valuation, Hedge Funds, Mutual Funds, Fixed Income, Portfolio Management, Competitive Analysis, Asset Allocation, Alternative Investments, Capital Markets, Equity Trading, Series 7, Trading, Corporate Finance, Investment Management, Securities
Education
Fordham Gabelli School of Business 2001 — 2003
MBA, Finance
Villanova University 1994 — 1998
BA, Finance
Don Bosco Prep 1990 — 1994
Prudential Vietnam Fund Management June 2008 - Present
First Albany Capital September 2005 - February 2008
SAIGONCD.COM, LLC 2001 - 2003
Accenture 2001 - 2001
ORGANIC, INC. October 1999 - October 2000
Wells Fargo Bank 1997 - 1999
Education
Columbia University - Columbia Business School 2003 — 2005
MBA
Stanford University 1993 — 1997
B.A.
Merrill Lynch October 2006 - Present
First Albany Capital 2002 - 2006
SunTrust Bank 2001 - 2002
Skills
Alternative Investments, Equities, Investments, Series 63, Series 7, Trading, Wealth Management
Education
University of North Carolina at Chapel Hill 1997 — 2001
Bachelor of Science (BS)
Contractor, Zest Finance Inc January 2015 - Present
Olympia Capital Markets Group September 2010 - April 2011
Nollenberger Capital July 2006 - December 2007
Brean Murray, Carret & Co. March 2005 - December 2005
First Albany Capital May 2003 - February 2005
CIBC World Markets (formerly Oppenheimer & Co,) 1998 - 2003
Oppenheimer & Co. September 1995 - December 1997
Skills
Equity Research, Equities, Series 7, Hedge Funds, Capital Markets, Equity Valuation, Series 63, Valuation, Investment Banking, Financial Modeling, Portfolio Management, Investments, Trading, Equity Trading, Bloomberg, Corporate Finance, Securities, Due Diligence, Financial Analysis, Asset Allocation, Investment Strategies, Chartered Financial..., Finance, Alternative Investments
Education
Boston College 1991 — 1995
Bachelor of Science (BS), Finance, General
Christian Brothers Academy
LTI (Logic Technology Inc.) May 2012 - Present
LTI (Logic Technology Inc.) December 2004 - Present
First Albany Capital January 2004 - December 2004
Trans World Entertainment December 2002 - January 2004
Qwest Communications January 2001 - October 2001
WinWin Technologies September 2000 - December 2000
PSINet July 1998 - September 2000
Skills
Solaris, Unix Shell Scripting, Red Hat Linux, Unix, Data Center, Veritas Cluster Server, Servers, System Administration, VMware, Linux, Operating Systems, ZFS, HP-UX, Virtualization, AIX, Python, Sun, Troubleshooting, Hardware, Disaster Recovery, IT Management, DNS, NetApp, Storage, Storage Area Networks, SAN, Apache
Education
State University of New York at Albany 1991 — 1995
Bachelor of Arts (B.A.), Computer Science
Rensselaer Polytechnic Institute September 2008 - Present
Broadpoint Capital October 2007 - September 2008
First Albany Capital August 1994 - October 2007
GE Energy November 1992 - August 1994
Union College August 1990 - August 1991
Education
Rensselaer Polytechnic Institute 1990 — 1992
Masters, Computer Science
Union College 1986 — 1990
natick high school
Precision Document Solutions, Inc. January 2006 - Present
First Albany Capital January 1999 - December 2005
Dain Rauscher 1994 - 1998
Bankone 1989 - 1994
Skills
New Business Development, Process Improvement, Financial Analysis, Account Management, Accounting, Analysis, Budgets, Business Analysis, Business Development, Business Strategy, Cloud Computing, Competitive Analysis, Contract Negotiation, Cross-functional Team..., Customer Service, Direct Sales, Forecasting, Integration, Inventory Management, Leadership, Management, Marketing, Marketing Strategy, Microsoft Excel, Microsoft Office, Microsoft Word, Operations Management, Outlook, Product Management, Professional Services, Program Management, Project Management, SaaS, Sales, Sales Management, Sales Process, Salesforce.com, Solution Selling, Strategic Planning, Strategy, Supply Chain Management, Team Building, Team Leadership, Vendor Management
Education
Oklahoma State University 1985 — 1989
Piper Jaffray July 2011 - Present
Cantor Fitzgerald September 2010 - June 2011
Jefferies & Company March 2009 - December 2010
Depfa First Albany Securities, LLC July 2000 - March 2009
First Albany Capital 2000 - 2007
Skills
Sales, Market Data, Bonds, Capital Markets, Fixed Income, Bloomberg Terminal, Series 7, Series 63, Bloomberg, Securities
Education
Ithaca College 1996 — 2000
Bachelor of Science (BS), International Business/Finance
First Albany Capital PrincipalBroadpoint Capital
Broadpoint Capital Inc. 2006 - Present
Education
Brown University 1986 — 1990
Cardinal Solutions December 2009 - Present
Avanade January 2005 - December 2009
Horizon Wind Energy January 2008 - October 2008
Endurance December 2005 - December 2007
First Albany Capital July 2003 - December 2004
Web Basix, Inc November 2002 - July 2003
MJM Investigations December 2000 - November 2002
Education
Wake Technical Community College 1999 — 2000
Computer Programming
The University of North Dakota 1995 — 1997
Aviation Science
Havelock High 1991 — 1995
Mesirow Financial July 2012 - June 2014
Oppenheimer & Co. October 2010 - June 2012
JVB Financial Group, LLC 2009 - September 2010
Hapoalim Securities 2008 - 2009
Sanders Morris Harris January 2006 - October 2007
Advest, Inc. July 2005 - December 2005
First Albany Capital 1994 - 2005
Chemical Securities, Inc. 1981 - 1994
Skills
Credit, Fixed Income, Hedge Funds, Investments, Bloomberg, MBS, Asset Allocation, Trading, ABS, Valuation, Financial Analysis, Series 7, Series 63, Equities, Asset Management, Financial Markets, Structured Finance, High Yield, Finance, Structured Products, Derivatives, Economics, CMBS, Institutional..., Emerging Markets, Equity Research, Investment Strategies, Options, Mutual Funds, CDO, Wealth Management, FINRA, Due Diligence, Corporate Finance, Electronic Trading, Trading Systems, Venture Capital, Credit Analysis, Investor Relations, Equity Derivatives, ETFs, Business Development, Bloomberg Terminal, Private Placements, Financial Risk, Risk Management, Leveraged Finance, Credit Risk, Relationship Management, Loans
Education
The University of Chicago - Booth School of Business
Master of Business Administration (MBA), Finance, General
Trinity College-Hartford
Bachelor of Science (BS), Biology, General
Cantor Fitzgerald 2012 - Present
Jefferies & Company 2004 - 2012
First Albany Capital 2001 - 2004
ING Barings 1999 - 2002
Laidlaw Asset Management 1992 - 1998
Skills
Equity Research, Equities, Valuation, Financial Modeling, Investment Banking, Hedge Funds, Capital Markets, Investments, Portfolio Management, Corporate Finance, Asset Managment, Series 7, Private Equity, Mutual Funds
Education
University of Hartford 1990 — 1992
MBA, Finance
American Business School (Paris, France) 1988 — 1990
BBA, Economics
Lycee Claude Monet (Paris, France) 1987 — 1987
Prepa HEC
Lycee Moulay Youssef (Rabat, Morocco)
Baccalaureate, Mathematics
Halleran Financial Group April 2015 - Present
Para Advisors March 2014 - December 2014
Topeka Capital Markets, Inc June 2011 - March 2014
MKM Partners March 2010 - June 2011
Pali Capital July 2008 - March 2010
Jefferies & Company 2004 - 2007
First Albany Capital 1998 - 2000
Skills
Series 7, Series 63, Trading, Hedge Funds, Bloomberg, Capital Markets, Investments, Fixed Income, Securities, Alternative Investments, Asset Management
Education
University of Rochester - William E. Simon Graduate School of Business Administration 2002 — 2004
Masters of Business, Finance & Corporate Accounting
Miami University 1993 — 1997
BA, Finance
McQuaid Jesuit High School 1989 — 1993
John's Landscape Service, Inc. January 1987 - Present
Canaccord Adams Inc (Formerly Adams Harkness) 2004 - 2007
First Albany Capital February 2002 - April 2004
JP Morgan Chase February 2000 - April 2002
Banc of America Investments January 1999 - March 2000
GFI Securities October 1997 - January 1999
Northeastern University 1992 - 1997
Education
Northeastern University 1992 — 1997
Encompass Capital September 2013 - Present
Nexus Asset Management LLC January 2013 - September 2013
Zimmer Lucas Partners July 2011 - January 2013
Merrill Lynch February 2007 - July 2011
First Albany Capital October 2005 - February 2007
Stifel Nicolaus May 2004 - September 2005
Education
Colorado State University 1999 — 2004
Surgical Care Affiliates October 2013 - Present
Hammond Hanlon Camp LLC November 2011 - August 2013
Capital IQ September 2007 - November 2011
JKH Enterprises April 2007 - October 2007
First Albany Capital February 2004 - March 2006
Wells Capital Management September 2000 - February 2004
Skills
New Business Development
Education
The University of Chicago Booth School of Business 2007 — 2010
MBA, Finance
Colgate University 1996 — 2000
BA
BlackRock October 2011 - Present
Wind Point Partners July 2007 - August 2010
HSBC Securities (USA) Inc. 2006 - 2007
First Albany Capital 2004 - 2006
Skills
Mergers & Acquisitions, Valuation, Corporate Finance, Financial Modeling, Financial Analysis, Equities, Investment Banking, Private Equity, Equity Analysis, Portfolio Management, Analysis, Alternative Investments, Bloomberg, Equity Research
Education
Columbia University - Columbia Business School 2009 — 2011
MBA, Finance
Tulane University - A.B. Freeman School of Business 2002 — 2004
BS, Finance, Legal Studies in Business
Tulane University 2000 — 2004
Bachelor of Science (BS), Finance and Legal Studies in Business
Warren E&P June 2015 - Present
Energy Argus LLC December 2014 - Present
Canaccord Genuity Group Inc. April 2014 - November 2014
Brean Murray, Carret & Co. July 2011 - April 2014
Pritchard Capital Partners August 2008 - July 2011
BMO Capital Markets June 2004 - June 2008
First Albany Capital 2004 - 2005
Forest Oil Corporation November 2002 - March 2003
Dain Raushcer 1997 - 2002
Capital One Southcoast January 1997 - August 1999
Skills
Equities, Investment Banking, Energy, Hedge Funds, Commodities, Proactive marketing, Employer Branding, Stock Picking, Commodity, Financial Modeling
Education
New York University - Leonard N. Stern School of Business 1994 — 1997
MBA, Finance
Columbia University in the City of New York 1990 — 1991
Masters of Arts, Classics
Colgate University 1986 — 1990
BA, Classics & German
Classical High School
Classical High School
Wasmer, Schroeder & Co. 2008 - Present
IT Capital LLC August 2011 - Present
Cantor Fitzgerald August 2006 - August 2007
First Albany Capital February 1992 - May 2006
Skills
Investment Strategies, Asset Allocation, Capital Markets, Investments, Investment Management, Fixed Income, Portfolio Management, Hedge Funds, Alternative Investments, Mergers & Acquisitions, Bloomberg, Asset Management, Accounting, Due Diligence, Valuation, Financial Analysis, Bonds
Education
Truman State University 1982 — 1984
Broadridge Financial Solutions September 2013 - Present
Thomson Reuters February 2007 - August 2013
Thomson Transaction Services February 2007 - December 2011
First Albany Capital August 2003 - February 2007
Broadridge/Ridge Clearing & Outsourcing, Inc. (Formerly ADP) 1993 - 2003
BroadRidge Financial Solutions (formerly ADP Brokerage) 1993 - 2003
ADP Brokerage Services Group 1993 - 2003
First Albany Capital September 1983 - September 1993
Skills
Equities, Securities, Fixed Income, Accounting, Series 7, Capital Markets, Offshoring
Education
Skidmore College 2004 — 2008
BS, Business Management
Kingsborough Community College 1977 — 1980
AAS, Business Management
Pershing LLC July 2008 - Present
CNA Financial Corp December 2004 - June 2008
First Albany Capital December 2002 - November 2004
Conning Asset Management August 1999 - December 2002
Noddings & Associates January 1990 - August 1999
Unified Management Corporation January 1985 - December 1989
Skills
Series 63, Series 24, Series 7, Securities, Hedge Funds, Investments, Options, Portfolio Management, Asset Management, Bonds, FINRA, Investment Strategies, Swaps, Settlement, Management, Financial Services, Mutual Funds, Fixed Income, Equities, Trading, Stocks, Wealth Management, Derivatives
Education
Purdue University - Krannert School of Management 1979 — 1983
B.S. General Management, Finance
Mitsubishi UFJ Financial Group July 2007 - Present
First Albany Capital June 2005 - July 2007
Skills
Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, Bloomberg, Financial Analysis, Financial Modeling, Project Finance, Finance, Due Diligence, Investment Banking, Financial Structuring, Economics
Education
Massachusetts Institute of Technology 2001 — 2005
Bachelor of Science Degree, Management Science, Finance, Economics
Northland Capital Markets August 2014 - Present
Auguste Research February 2014 - August 2014
Piper Jaffray November 2007 - January 2014
First Albany Capital 2002 - 2007
EGM Capital 1999 - 2001
Hambrecht & Quist 1996 - 1999
Ultratech 1985 - 1990
Skills
Equity Research, Equities, Valuation, Financial Modeling, Capital Markets, Investment Banking, Hedge Funds, Equity Valuation, Investments, Corporate Development, Portfolio Management, Investor Relations, Corporate Finance, Semiconductor Industry, Semiconductor Process, MEMS, Internet of Things
Education
Purdue University 1982 — 1984
M.S., Physics
Rochester Institute of Technology 1977 — 1982
B.S, Physics
Structured Asset Funding November 2008 - Present
Cart Parts Inc. November 2006 - November 2008
First Albany Capital May 2005 - November 2006
Skills
Due Diligence, Financial Analysis, Financial Modeling, Finance, Valuation, Corporate Finance, Financial Accounting, Financial Statements, Strategic Financial..., Financial Reporting, Accounting, Private Equity, General Ledger, Investments, Banking, Process Improvement
Education
Southern Methodist University 2001 — 2005
Bachelor of Business Administration, Finance, Psychology
Southern Methodist University - Cox School of Business 2001 — 2005
Bachelor of Business Administration (BBA), Finance, General
Alden March Bioethics Institute Executive AssociateFirst Albany Capital2002 - 2008
First Albany Capital 2002 - 2008
Education
State University of New York College at Oneonta 2000 — 2002
Samuel A. Ramirez & Co., Inc. April 2012 - Present
Jefferies & Company March 2009 - March 2012
Depfa First Albany Securities LLC September 2007 - March 2009
First Albany Capital March 1993 - September 2007
Skills
Electronic Trading, Fixed Income, Series 7, Bonds, Trading Systems, Capital Markets, Series 63, Trading, Bloomberg, Securities, FINRA, Financial Markets, Hedge Funds
Education
State University of New York at Albany 1986 — 1990
Bachelor of Science (BS), Economics
Research Consultant June 2010 - Present
Gerson Lehrman Group March 2008 - June 2010
Lazard Capital Markets February 2007 - February 2008
First Albany Capital January 2006 - February 2007
Parsons Brinckerhoff Quade & Douglas May 2004 - January 2006
Parsons Brinckerhoff 2004 - 2006
Skills
Strategic Planning, Mergers & Acquisitions, Due Diligence, Solar Energy, Energy, Financial Modeling, Investment Banking, Investments, Management Consulting, Forecasting, Wind, Equities, Venture Capital, Competitive Analysis, Market Research, Alternative Energy, Power Generation, Business Development, Renewable Energy, Analysis, Business Strategy, Strategy, Corporate Finance, Financial Analysis, Engineering, Private Equity, Equity Research, Valuation, Project Management, Start-ups, International Business, Business Planning, Restructuring, Asset Management, Emerging Markets, Market Analysis, Project Finance, Entrepreneurship, Corporate Development, Executive Management, Economics, Portfolio Management, Finance, Cleantech, Strategic Consulting, Sustainable Energy, Trading, Hedge Funds, Energy Policy, Capital Markets
Education
Rider University 2000 — 2004
BS, Economics, Management & Leadership
Prager & Co., LLC May 2013 - Present
Prager & Co., LLC April 2012 - April 2013
Citi January 2011 - December 2011
Citi January 2007 - January 2011
Citi November 2004 - January 2007
First Albany Capital August 2003 - November 2004
Bear Stearns July 2001 - August 2003
Skills
ALM, Enterprise Risk..., Investment Banking, Fixed Income, Capital Markets, Financial Modeling, Bonds, Derivatives, Bloomberg, Financial Analysis, Credit Analysis, Portfolio Management, Higher Education, Municipal Bonds, Financial Structuring, Financial Markets, Finance, Securities, Structured Finance, Hedge Funds, Financial Risk, Equities, Interest Rate...
Education
Boston University - School of Management 1997 — 2001
Bachelor of Science in Business Administration, Finance
Baldwin Senior High School 1993 — 1997
GE Energy April 2008 - Present
Broadpoint Securities Group, Inc. September 2005 - March 2008
First Albany Capital 2005 - 2008
Education
Siena College 2003 — 2005
Boston Fire Department November 2000 - Present
Park Street Capital 2000 - 2003
StoneGate Partners, LLC April 1998 - August 2000
First Albany Capital 1996 - 1998
Education
Babson College 1990 — 1994
BS, Business Management
Landmark School 1988 — 1990
Advanced Emissions Solutions (ADES) December 2012 - Present
Lazard Capital Markets February 2007 - December 2012
First Albany Capital 2004 - 2007
Daiwa Securities Bangkok Thailand 1997 - 1998
Skills
Equity Research, Equities, Financial Modeling, Valuation, Hedge Funds, Investments, Equity Valuation, Bloomberg, Series 7, Financial Analysis, Portfolio Management, Series 63
Education
Salisbury School
Thunderbird School of Global Management
MBA
Raymond James Financial Inc. May 2014 - Present
Cain Brothers September 2010 - April 2014
Ambac June 2005 - September 2010
First Albany Capital March 1997 - June 2005
Alex. Brown May 1995 - March 1997
Donaldson, Lufkin & Jenrette February 1992 - March 1995
Skills
Investment Banking, Credit Analysis, Financial Modeling, Fixed Income, Capital Markets, Bonds, Portfolio Management, Derivatives, Valuation, Bloomberg, Hospital M&A, Bankruptcy & Workouts, Structured Finance
Education
University at Albany, SUNY 1987 — 1989
MBA, Finance
Binghamton University 1983 — 1987
BA, Economics
b riley co salestraderFirst Albany1999 - 2008
First Albany Capital 1999 - 2007
Furman Selz 1991 - 1999
Education
State University of New York College at Oneonta 1976 — 1980
Banc of America Securities 2005 - Present
Computer Horizons 2004 - 2005
Credit Suisse First Boston 1994 - 2003
Credit Suisse 1994 - 2003
Furman Selz Inc 1991 - 1994
First Albany Capital 1987 - 1989
EF Hutton 1980 - 1987
Education
Columbia University - Columbia Business School 1989 — 1991
MA, Management, Operations, International Business
Yale University 1976 — 1980
BA, Economics, Russian and East European Studies
Cognizant Technology Solutions June 2011 - Present
Benning Associates LLC November 2009 - June 2011
Edward Jones May 2009 - November 2009
CB&C March 2006 - May 2009
First Albany Capital January 2005 - February 2006
Adams Harkness May 1996 - November 2005
US Navy August 1990 - May 1994
Skills
Strategic Planning, Corporate Development, Investment Banking, Mergers, Strategy Development
Education
Boston University - School of Management 1994 — 1996
MBA, Finance, General
University of Colorado Boulder 1986 — 1990
BA, International Affairs
eVestment August 2014 - Present
PENN Capital Management May 2008 - August 2014
Graybeard Capital October 2005 - April 2008
Shenkman Capital Management 2000 - 2005
Credit Suisse First Boston May 1994 - September 2000
First Albany Capital May 1993 - May 1994
Skills
Investments, Securities, Alternative Investments, Strategic Financial..., Portfolio Management, Asset Management, PowerPoint, Equity Research, Capital Markets, Fixed Income, Bloomberg, Asset Allocation, Hedge Funds, Microsoft Excel, Mutual Funds, Financial Modeling, Financial Analysis, Due Diligence, Microsoft Office, Microsoft Word, Equities
Education
Adelphi University 1989 — 1993
BBA, Business
Sanford H. Calhoun High School 1986 — 1989
Regents Diploma
Canaccord Genuity Inc. 2007 - Present
First Albany Capital January 2000 - February 2007
Advest 1992 - 2000
Skills
Investment Banking, Capital Markets, Valuation, Mergers & Acquisitions, Private Placements, Equities, Corporate Finance, Investments, IPO, Financial Modeling, Due Diligence, Investor Relations, Equity Research, Financial Analysis, M&A experience
Education
New York University - Leonard N. Stern School of Business 1989 — 1991
MBA, International Business
University of New Hampshire -- Peter T. Paul College of Business and Economics 1983 — 1987
BA, Economics
Ironworks Consulting April 2011 - Present
Health Management Corporation April 2009 - April 2011
Microsoft March 2009 - April 2009
Kennedy Investment Advisors November 2008 - March 2009
Microsoft December 2007 - November 2008
The Martin Agency February 2007 - September 2007
Health Management Corporation July 2005 - February 2007
Wachovia Securities September 2000 - July 2005
SunTrust Bank March 1999 - September 2000
First Albany Capital December 1996 - March 1999
Skills
SSIS, Microsoft SQL Server, Databases, Business Intelligence, SQL
Education
University of Richmond 2001 — 2004
Information Systems
Siena College 1992 — 1996
BS, Finance
Darien High School Social Studies TeacherDarien High SchoolAugust 2007 - Present
Wilton High School December 2006 - March 2015
First Albany Corporation 1996 - 2004
First Albany Capital 1996 - 2004
Sentry Publishing Company 1986 - 1996
IDC 1981 - 1986
Gum Gum Limited 1977 - 1981
Cook Educational System 1976 - 1977
Skills
Public Speaking, Teaching, Competitive Analysis, Data Analysis, Research, PowerPoint, Market Research, Strategic Planning, Analysis, Analytics, Market Analysis, Microsoft Excel, Fundraising, Management, Microsoft Office, Business Development, Business Strategy, Customer Service, Budgets, Strategic Partnerships, Start-ups, Marketing Strategy, Entrepreneurship, Strategy, Marketing, Team Building
Education
University of Bridgeport 2005 — 2006
6th Year, Education
Babson College - Franklin W. Olin Graduate School of Business 1988 — 1995
MBA, Business Administration
Williams College 1972 — 1976
BA, History of Ideas
Jefferies LLC April 2009 - Present
DEPFA First Albany Securities LLC September 2007 - March 2009
First Albany Capital May 2004 - August 2007
Skills
Financial Modeling, Financial Analysis, Corporate Finance, Investment Banking, Capital Markets, Private Equity, Due Diligence, Fixed Income
Education
University of Rochester 1999 — 2003
Bachelor of Arts (B.A.), Economics
Compass Point Research July 2011 - Present
Pritchard Capital Partners March 2008 - July 2011
First Albany Capital June 2001 - July 2007
Robertson Stephens 1994 - 2001
Skills
Investment Banking, Equities, Valuation, Corporate Finance, Portfolio Management, Capital Markets, Trading, Asset Managment, Investments, Due Diligence, Mergers, Investor Relations, Risk Management, Financial Modeling, Equity Research, New Business Development, Commodity, Hedge Funds, Derivatives, Private Equity
Education
Southern Methodist University - Cox School of Business 1986 — 1987
MBA, Business
Vanderbilt University 1980 — 1984
BS, Electrical Engineering
Academy Securities August 2012 - Present
Illinois Local Government Advisory Board January 2011 - Present
Regional Transportation Authority 1987 - Present
City Club of Chicago 1985 - 2014
Blaylock Robert Van, LLC April 2011 - August 2012
Jesup & Lamont February 2010 - August 2010
Public Finance June 2009 - January 2010
KeyBanc Capital Markets July 2006 - July 2008
Oppenheimer & Co. July 2005 - August 2006
First Albany Capital 1998 - 2004
Skills
Hedge Funds, Equities, Private Equity, Portfolio Management, Alternative Investments, Valuation, Corporate Finance, Public Finance, Investment Management, Corporate Governance, Funding, Financial Analysis, Structured Finance, Venture Capital, Finance, Mutual Funds, Government, Financial Services, Bloomberg, Financial Advisory, Cash Management, Strategic Financial..., Project Finance, Investor Relations, Trading, Mergers & Acquisitions, Investment Strategies, Leadership, Investments, Investment Banking, Securities, Management, Capital Markets, Financial Modeling
Education
Northwestern University - Kellogg School of Management
Master of Management, Public Management, Finance, Marketing
Wabash College
AB, Political Science
madison high school
Bank of the West September 2014 - Present
Discover Financial Services May 2013 - May 2014
Discover Financial Services August 2011 - May 2013
Federal Home Loan Bank November 2008 - August 2011
US Treasury - Office of Thrift Supervision April 2006 - October 2008
First Albany Capital 2005 - 2006
Federal Reserve Bank of New York August 2004 - March 2005
Wells Fargo Bank 2003 - 2003
Skills
Credit Risk, Financial Risk, Credit, Banking, Portfolio Management, Credit Analysis, Finance, Internal Controls, Management, Risk Management, Financial Modeling, Financial Analysis, Capital Markets, Analysis
Education
University of Rochester - William E. Simon Graduate School of Business Administration 2002 — 2004
MBA, Finance
Albany High School 1991 — 1993
High School Diploma
CDPHP December 2014 - Present
MetLife November 2012 - August 2014
MetLife May 2007 - November 2012
First Albany Capital August 2001 - May 2007
First Albany Capital August 2001 - December 2004
Skills
Vendor Management, Business Analysis, Risk Management, Project Management, Process Improvement, IT Strategy, Microsoft Office, Data Analysis, Strategic Planning, Microsoft Excel, Financial Analysis, Windows, Sarbanes-Oxley Act, Management
Education
Rensselaer Polytechnic Institute
The College of Saint Rose
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
Angelo, Gordon & Co. September 2011 - Present
C&A Consulting LLC October 2009 - Present
York Capital Management October 2009 - July 2011
Dodge Printing LLC March 2008 - 2009
CL King & Associates March 2007 - February 2008
First Albany Capital January 2000 - February 2007
First Albany Capital January 1995 - January 2000
First Albany Capital September 1986 - January 1995
Skills
Hedge Funds, Leadership, Change Management, Equities, Management, Strategic Planning, Financial Services, Series 7, Wealth Management, Operations Management, Investments, Securities, Strategy, Capital Markets, Fixed Income, Portfolio Management, Asset Management, Consulting, Investment Banking, Valuation, Private Equity, Financial Modeling
Education
State University of New York College at Cortland 1982 — 1986
Sterne Agee CRT April 2015 - Present
Sterne Agee January 2013 - April 2015
ThinkEquity LLC January 2010 - October 2012
Sophis November 2008 - December 2009
MSCI BARRA May 2006 - November 2008
FIRST ALBANY CAPITAL November 2003 - May 2006
Skills
Hedge Funds, Industry Analysis, Asset Management, Portfolio Management, Risk Management
Education
University of Pennsylvania - The Wharton School 1992 — 1994
MBA, Finance
Franklin & Marshall College 1985 — 1989
BA, Economics
Kevin Crouth, Paint Contractor September 2008 - Present
JPMorgan Chase Bank, NA April 2007 - October 2008
First Albany Capital September 2003 - April 2007
First Albany Capital September 2002 - September 2003
First Albany Capital November 1997 - September 2002
Core Staffing October 1996 - October 1997
Education
Iona College 1988 — 1992
B.A., English Literature, 3.33 GPA
Cantor Fitzgerald September 2006 - Present
First Albany Corporation 1995 - 2006
First Albany Capital 1994 - 2006
Skills
Series 7, Fixed Income, Capital Markets, High Yield, Bonds, Hedge Funds, Series 63, Bloomberg, Alternative Investments, Equities, Securities, Electronic Trading, Derivatives, Trading, MBS, Portfolio Management, Investments
Education
Rensselaer Polytechnic Institute - The Lally School of Management and Technology 1986 — 1989
MBA, Finance
Siena College 1982 — 1986
BBA, Accounting
st catherine of siena
rw baird August 2006 - Present
First Albany Capital January 1989 - August 2002
Bear Stearns 1984 - 1989
Skills
Business Strategy, Risk Management, Strategic Planning, Change Management, Equities, Portfolio Management, Financial Analysis, Financial Modeling, Capital Markets, Investment Banking, Project Management, Asset Management, Business Analysis, Corporate Finance, Banking, New Business Development, Valuation
Education
Florida State University 1978 — 1983
Bachelor of Arts (B.A.), Communication and Media Studies
Mesirow Financial May 2011 - Present
Cantor Fitzgerald February 2010 - May 2011
Depfa Bank September 2007 - March 2009
First Albany Capital March 1995 - September 2007
George K. Baum & Company March 1990 - March 1995
Drexel Burnham Lambert 1987 - 1990
Skills
Capital Markets, Fixed Income, Bloomberg, Securities, Series 7, Equities, Alternative Investments, Series 63, Bonds, Asset Management, Mutual Funds
Education
Hobart and William Smith Colleges 1982 — 1986
Bachelor of Arts, History
Hopkins School 1978 — 1982
Herio Capital May 2015 - Present
OnDeck August 2013 - May 2015
American Land October 2012 - July 2013
Las Montanas Inc. Telluride, CO November 2009 - April 2012
Landmark Appraisal Group November 2008 - November 2009
First Albany Capital June 2006 - August 2006
Skills
Business Planning, Purchasing, Contract Management, Team Leadership, Market Research, Business Development, Investments, Customer Service, Real Estate, Retail, Management, Analysis, Training, Event Planning, Banking, Salesforce.com, Microsoft Excel, Marketing, Strategy, Sales
Education
University of Colorado at Boulder 2004 — 2008
BA, Politcal Science
Choate Rosemary Hall 2002 — 2003
John Jay High School (Cross River NY) 1999 — 2002
Raymond James Financial Inc. April 2004 - Present
First Albany Capital December 1999 - April 2004
Leigh Fisher Associates 1996 - 1999
Science Applications International Corporation 1991 - 1994
Aerospace Corporation 1989 - 1990
Skills
Capital Markets, Investment Banking, Financial Modeling, Fixed Income, Executive Management, Financial Analysis, Private Equity, Series 7, Due Diligence, Portfolio Management, Securities, Bonds, Investments, Hedge Funds, Finance, Bloomberg, Valuation, Asset Management
Education
Northwestern University - Kellogg School of Management 1994 — 1996
MBA, Finance
University of Minnesota-Twin Cities 1983 — 1989
BS and MS, Aerospace Engineering
WhitefishBay High Sch 1978 — 1982
Raymond James and associates August 2007 - Present
Morgan Keegan August 2007 - April 2012
First Albany Capital August 1990 - June 2006
Skills
Asset Management
Education
University of Virginia Darden School of Business 1983 — 1985
Master of Business Administration (M.B.A.), Banking, Corporate, Finance, and Securities Law
The George Washington University 1975 — 1979
Bachelor's degree, Economics
Wells Fargo Advisors, LLC June 2014 - Present
Wedbush Securities January 2010 - June 2014
ICR April 2008 - November 2008
First Albany Capital October 2006 - January 2008
Roth Capital Partners March 2004 - September 2006
Wells Fargo Securities August 2000 - March 2004
Skills
Finance, Investments, Equities, Capital Markets, Financial Modeling, Valuation, Financial Analysis, Equity Research
Education
New York University - Leonard N. Stern School of Business 1996 — 1998
MBA, Finance
Brown University 1986 — 1990
Bachelor of Arts (B.A.), International Relations and Affairs
JP Morgan June 2008 - May 2015
Bear Stearns July 2006 - June 2008
First Albany Capital February 1981 - July 2006
Fidelity Management & Research Company September 1971 - October 1989
Education
Northeastern University 1972 — 1975
Master of Business Administration (M.B.A.), Finance, General
University at Albany, SUNY 1967 — 1971
Bachelor’s Degree, Business Administration
Questar Capital July 2013 - Present
Woodbury Financial Services 2012 - 2013
Workman Securities/Allied Beacon January 2010 - December 2012
First Albany Capital January 2005 - May 2007
RBC Capital Markets February 2002 - December 2004
RBC Capital Markets January 2001 - February 2002
Education
University of Minnesota-Twin Cities 1987 — 1993
Sociology and Statistics
ITG June 2013 - Present
Imperial Capital LLC May 2012 - June 2013
Jefferies & Company March 2007 - December 2011
First Albany Capital December 2001 - November 2006
Hambrecht & Quist 1996 - 2001
Skills
Risk Management, Options Strategies, Personnel Management, Portfolio Management, hedging strats, Best Execution, Capital Markets, Series 7, Alternative Investments, Bloomberg, Electronic Trading, Equities, Equity Research, Equity Trading, Hedge Funds, Fixed Income, Options, Securities, Trading, Valuation, Trading Systems, Investment Banking, Investments
Education
Penn State University 1990 — 1994
BS, Finance
Lake Street Capital Markets, LLC June 2012 - Present
Craig Hallum Capital Group April 2007 - May 2012
First Albany Capital February 2003 - April 2007
RBC Capital Markets 2000 - 2003
Dain Rauscher Wessels April 1998 - January 2000
wessels arnold and henderson 1992 - 1998
Skills
Investments, Capital Markets, Equities, Business Strategy, Series 7, Customer Relations, Institutional, Executive Management, Process Improvement, Series 24, Series 63, Series 55, Equity Trading, Trading, Venture Capital, Private Equity, Customer Service, FINRA, Hedge Funds, Mutual Funds, Equity Research, Investment Banking, Valuation, Alternative Investments, Institutional Sales
Education
Fairfield University 1982 — 1986
B.A., economics
Fordham University 1991 — 1992
Graduate studies in Economics
Meridian Capital Partners April 2005 - Present
RBC Dain Rauscher February 2001 - April 2005
Morgan Stanley December 1998 - January 2001
Cowen & Co. December 1989 - June 1997
Raymond James May 1988 - August 1989
First Albany Capital December 1985 - January 1988
Skills
Financial Analysis, Risk Management, Financial Markets, Portfolio Optimization, Options, FX Options, Commodity, Investment Management, Series 63, Bloomberg, Currency, Venture Capital, ETFs, Public Finance, Hedge Funds, Bonds, Institutional Sales, Institutional..., Investments, Securities, Trading, Series 7, Financial Modeling, Wealth Management, Equity Derivatives, FINRA, Structured Products, Credit Derivatives, Valuation, Trading Strategies, Equity Valuation, Technical Analysis, Mutual Funds, High Yield, Derivatives, Investment Advisory
Education
Harvard University 1979 — 1984
BA, Economics
University of Kent 1984 — 1986
MA, Economics
Rensselaer Polytechnic Institute 1997 — 1998
MA, Management
BS High School
NYS HS Regents
From Trans World Entertainment February 2015 - Present
Trans World Entertainment July 2013 - April 2014
Trans World Entertainment August 2008 - May 2013
First Albany Capital March 1989 - December 2007
Broadpoint Capital, Inc. 2001 - 2007
Skills
Employee Benefits, Personnel Management, Recruiting, Employee Relations, FMLA, Human Resources, Onboarding, Succession Planning, Performance Management, Employee Training, Talent Acquisition, Outlook, Microsoft Excel, Team Building, Customer Service
Education
State University of New York College at Oneonta 1970 — 1974
BS
Abbott July 2013 - Present
Abbott Laboratories June 2011 - July 2013
Baruch College August 2007 - June 2011
First Albany Capital 2007 - 2007
Skills
Financial Analysis, Microsoft Excel, Accounting, Financial Reporting, PowerPoint, Corporate Finance, Finance, Microsoft Office, Microsoft Word, Forecasting, Data Analysis, Financial Accounting, Auditing, Financial Modeling
Education
City University of New York-Baruch College - Zicklin School of Business 2007 — 2011
Bachelor of Business Administration, Finance & Investments
Finkelstein & Partners May 2011 - Present
Piller USA Inc April 2006 - April 2011
Lennar July 2005 - April 2006
Piller Power Systems August 1999 - July 2005
First Albany Capital 1995 - 1999
Nissan North America 1990 - 1995
Skills
Sarbanes-Oxley Act, Microsoft Excel, Great Plains Software, Sarbanes-Oxley, Balance, Software Documentation, Account Reconciliation, JD Edwards, Business Strategy, Cross-functional Team..., Journal Entries, Strategic Planning, Financial Forecasting, Cash Flow, GAAP, General Ledger, Fixed Assets, Inventory Valuation, G/L Analysis, G/L Reconciliations, P&L reconciliation, P&L Reporting, Financial Close Process, Balance Sheet Review, Intercompany Accounts, Deferred Revenue, Percentage of Completion, Software Conversions, Fixed Asset Depreciation, Sage FAS, Sales & Use Tax..., Accounting
Education
University of Phoenix 2008 — 2010
MBA, Business Administration
Queens College
BA, Accounting and Economics
J.P. Morgan September 2014 - Present
Oppenheimer & Co. October 2009 - September 2014
First Albany Capital July 2003 - October 2007
Hambrecht & Quist (acquired by JP Morgan Chase Sep 2001 December 1998 - January 2003
Skills
Series 7, Series 63, series 55, Equities, Securities, Hedge Funds, Capital Markets, Financial Analysis, FINRA, Investments, Bloomberg, Mergers & Acquisitions, Equity Research, Equity Trading, Alternative Investments, Trading, Options, Fixed Income, Investment Banking
Education
Southern Methodist University 1994 — 1998
BA, Economics
Illinois State Medical Society April 2011 - April 2012
American Medical Association August 2010 - August 2011
Midwest Orthopaedics at RUSH July 2010 - July 2011
Chicago Medical Society May 2010 - May 2011
Youth Empowerment International Medical Missions August 2006 - March 2011
American Medical Association June 2008 - June 2010
First Albany Capital June 2006 - August 2006
Education
Northwestern University - The Feinberg School of Medicine 2007 — 2011
Northwestern University
Citadel LLC May 2014 - Present
Balyasny Asset Management L.P. May 2011 - April 2014
Citi February 2007 - May 2008
First Albany Capital 2006 - 2007
Education
Northwestern University - Kellogg School of Management 2008 — 2010
New York University School of Medicine 2002 — 2006
MD
Williams College 1998 — 2002
BA, Biology and Psychology
JPMorgan Chase November 2013 - Present
Jefferies & Company March 2010 - November 2013
UBS Investment Bank June 2006 - February 2010
First Albany Capital 1999 - 2006
Skills
Fixed Income, Series 7, Securities, Capital Markets, Investment Banking, Derivatives, Bloomberg, Series 63, Bonds, Trading, Financial Markets, Series 53, Series 24, Series 52, Series 79, Municipal Bonds, Public Finance, Compliance, Emerging Markets, Securities Regulation
Education
Siena College
Bachelor of Science (BS), Finance, General
Frasca & Associates, L.L.C. March 2013 - Present
Jefferies LLC March 2009 - March 2013
DEPFA First Albany September 2008 - March 2009
Citi August 2004 - June 2008
First Albany Capital March 2000 - August 2004
UBS Investment Bank August 1997 - March 2000
Dillon Read & Company July 1992 - August 1997
Dean Witter Reynolds December 1985 - July 1992
Education
State University of New York at Albany 1983 — 1985
Master of Business Administration (MBA), Finance, General
Ithaca College 1978 — 1982
Bachelor of Science (BS), Cinema and Photography
Canaccord Financial February 2007 - Present
First Albany Capital 2002 - 2007
Robertson Stephens Inc. 2000 - 2002
Skills
Private Placements, Investment Banking, Private Equity, IPO, Capital Markets, Valuation, Equities, Mergers, Financial Modeling
Education
University of Virginia - Darden Graduate School of Business Administration 1997 — 1999
Master of Business Administration (MBA)
Saint Lawrence University 1988 — 1992
BA
G-Force Shipping October 2014 - Present
Benefitmall April 2012 - October 2014
Kimball & Cross/Bishop & Rosen Investment Management, LLC June 2005 - August 2010
Federal Express February 2007 - March 2010
Coca-Cola Enterprises April 2008 - July 2009
First Dunbar Securities March 2003 - June 2005
Leerink Swann March 2001 - March 2003
First Albany Capital June 1998 - March 2001
Janney Montgomery Scott January 1996 - June 1998
Dean Witter Reynolds June 1994 - January 1996
Skills
Marketing, Leadership, Sales Operations, Strategy, Management, Negotiation, New Business Development, Team Building, Sales, Strategic Planning, Account Management, CRM, Customer Service, Business Development, Cold Calling
Education
Albion College 1980 — 1984
Bachelor's degree, Business/Finance
Raymond James Morgan Keegan April 2012 - Present
Morgan Keegan & Company March 2011 - April 2012
Jefferies & Company February 2009 - March 2011
DEPFA First Albany September 2007 - February 2009
First Albany Capital February 2006 - September 2007
Roosevelt & Cross, Inc. May 1993 - February 2006
Education
St. John's University, The Peter J. Tobin College of Business 1984 — 1988
MBA, Finance
St. John's University, The Peter J. Tobin College of Business 1980 — 1984
BS, Quantitative Analysis
Kocourek Property Holdings, LLC September 2006 - Present
First Union September 2000 - January 2001
First Albany Capital September 1993 - September 2000
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Photoshop, English, Windows, Budget
Education
Illinois College 1980 — 1984
BA, English/French
Countryside High School
Jefferies March 2009 - Present
First Albany Capital May 1995 - March 2009
Skills
Fixed Income, Hedge Funds, Capital Markets, Investment Banking, Finance, Financial Modeling, Management, Financial Analysis, Bonds, Due Diligence, Private Equity, Valuation, Strategic Planning, Credit Analysis, Credit, Interest Rate Swaps, Airports, Airport Management, Airport Development, Airport Construction, Financial Planning, Financial Advisory
Education
Columbia University - Columbia Business School 1991 — 1993
Master of Business Administration (M.B.A.), Finance and Economics
Harvard University 1984 — 1988
Bachelor’s Degree, Engineering Science, cum laude
Mitsubishi UFJ Securitie (USA) January 2011 - Present
Deutsche Bank 2007 - 2010
First Albany Capital 1996 - 2006
Education
City University of New York City College
University of Michigan
AWS Truepower, LLC 2012 - Present
Momentive 2007 - 2012
The Ayco Company 2006 - 2007
Town of Milton, New York 2000 - 2007
First Albany Capital January 2001 - January 2006
First Albany Capital 1987 - 2006
First Albany Capital January 1987 - January 2001
Skills
Analysis, Budgets, Management, General Ledger, Finance, SAP, Sarbanes-Oxley Act, Financial Analysis, Forecasting, Cash Flow, Sarbanes-Oxley, Microsoft Excel, Project Management, Accounts Receivable, Advanced Excel, ·Sarbanes-Oxley (SOX), ·Financial Analysis, ·Database Development..., ·IT Liaison, ·Budgeting, ·Consolidated..., ·Cash Flow Analysis, ·Forecasting, JDE, Private Equity, Regulatory Reporting, QuickBooks, Nonprofits
Education
College of St. Rose
MBA
Excelsior College
BS, Accounting (CPA Track)
M&T Bank June 2011 - Present
First Albany Capital 2002 - 2006
Education
SUNY Albany 1997 — 2001
Bachelor's degree
Wells Fargo Advisors, LLC August 2000 - Present
First Albany Capital 1996 - 2000
Education
University of Pittsburgh 1986 — 1990
Bachelor of Science (BS), Accounting and Business/Management
Jefferies LLC April 2009 - Present
DEPFA First Albany 2007 - 2009
First Albany Capital 1988 - 2007
EF Hutton November 1979 - January 1988
Skills
Investment Banking, Securities, Municipalities, Capital Markets, Fixed Income, Valuation, Structured Products, Financial Modeling, Investments
Education
Georgetown University 1975 — 1979
BA, American Government