LPL Financial LLC
Industry: Company
DescriptionHeadquarters: San Diego, CA Founded: 1989 Subsidiaries: Fortigent, National Planning Holdings, Inc., Parent organizations: LPL Financial, LPL Financial Holdings Inc
LPL Financial LLC List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at LPL Financial LLC. You can filter them based on skills, years of employment, job, education, department, and prior employment.
LPL Financial LLC Salaries. You can even request information on how much does LPL Financial LLC pay if you want to. Learn about salaries, pros and cons of working for LPL Financial LLC directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
12 LPL Financial LLC employees in database. Find out everything there's to know about LPL Financial LLC employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
LPL Financial LLC Employees
Employee
Years
Job
Industry
Marilyn Batastini Marilyn Batastini's LPL Financial LLC Experience 2008 - Present
Job Senior Litigation Paralegal at LPL Financial LLC
Industry Legal Services
Experience
LPL Financial LLC 2008 - Present
WilmerHale 1996 - 2008
Skills
Financial Services, Document Review, Legal Discovery, Litigation Support, Legal Compliance, Former Sales Rep, Microsoft Office, Sales Presentations, Legal Assistance, Corporate Law, Arbitration
Education
Michigan State University
Bachelor of Science (B.S.)
LPL Financial LLC 2008 - Present
WilmerHale 1996 - 2008
Skills
Financial Services, Document Review, Legal Discovery, Litigation Support, Legal Compliance, Former Sales Rep, Microsoft Office, Sales Presentations, Legal Assistance, Corporate Law, Arbitration
Education
Michigan State University
Bachelor of Science (B.S.)
Thomas McNeill Thomas McNeill's LPL Financial LLC Experience December 2007 - Present
Job Branch Manager at LPL Financial LLC
Industry Financial Services
Experience
LPL Financial LLC December 2007 - Present
Key Investment Services January 2007 - December 2008
McDonald Investments February 2002 - December 2006
NCR Corporation February 1980 - December 2000
Skills
Finance, Securities, Insurance, Strategic Planning, Sales, Sales Management, Leadership, Series 63, Customer Service, FINRA, Investments, Business Development, Executive Management
Education
Weatherhead School of Management at Case Western Reserve University 1980 — 1985
MBA, Information Technology
John Carroll University 1973 — 1977
BA, English
LPL Financial LLC December 2007 - Present
Key Investment Services January 2007 - December 2008
McDonald Investments February 2002 - December 2006
NCR Corporation February 1980 - December 2000
Skills
Finance, Securities, Insurance, Strategic Planning, Sales, Sales Management, Leadership, Series 63, Customer Service, FINRA, Investments, Business Development, Executive Management
Education
Weatherhead School of Management at Case Western Reserve University 1980 — 1985
MBA, Information Technology
John Carroll University 1973 — 1977
BA, English
Hunt Salembier, ChFC® Hunt Salembier, ChFC®'s LPL Financial LLC Experience August 1998 - Present
Job Financial Advisor & Principal at The Sterling Group
Industry Investment Management
Experience
The Sterling Group August 1998 - Present
LPL Financial LLC August 1998 - Present
Education
University of Virginia
BA, Economics
The American College
ChFC, Chartered Financial Consultant
The Sterling Group August 1998 - Present
LPL Financial LLC August 1998 - Present
Education
University of Virginia
BA, Economics
The American College
ChFC, Chartered Financial Consultant
Edward Zerweck Edward Zerweck's LPL Financial LLC Experience December 2010 - Present
Job Financial Advisor at LPL Financial LLC
Industry Financial Services
Experience
LPL Financial LLC December 2010 - Present
Wells Fargo Advisors, LLC July 2005 - June 2011
Morgan Stanley LLC Member SPIC February 1998 - July 2005
Education
University of San Francisco 1981 — 1990
BS and MS, Biochemisty
LPL Financial LLC December 2010 - Present
Wells Fargo Advisors, LLC July 2005 - June 2011
Morgan Stanley LLC Member SPIC February 1998 - July 2005
Education
University of San Francisco 1981 — 1990
BS and MS, Biochemisty
Tom Stecik Tom Stecik's LPL Financial LLC Experience July 2004 - Present
Job 401(k) Fiduciary and NonQualified Plan Consultant, CERTIFIED FINANCIAL PLANNER™ and Wealth Management Advisor
Industry Financial Services
Experience
LPL Financial, LLC July 2004 - Present
VALIC August 1993 - June 2004
American General VALIC January 1990 - July 1993
American General Corporation / American General Investment Corp June 1987 - December 1989
Skills
Strategic Financial..., Integrated Personal..., Fee-managed Investment..., Securities Brokerage..., Employer-sponsored..., Personal Retirement..., 401(k) / 403(b) / IRA..., Income for Life..., Permanent / Term Life..., Life / Long Term Care..., Group / Personal..., Education Planning /..., Wealth Preservation..., Gifting / Insurance..., Financial Education..., New Business Development, Operations / Marketing..., Quick study - easily..., Wealth Management, Retirement Planning, Securities, Financial Advisory
Education
Philadelphia University
B.S., Finance
University of Houston
M.B.A.
LPL Financial, LLC July 2004 - Present
VALIC August 1993 - June 2004
American General VALIC January 1990 - July 1993
American General Corporation / American General Investment Corp June 1987 - December 1989
Skills
Strategic Financial..., Integrated Personal..., Fee-managed Investment..., Securities Brokerage..., Employer-sponsored..., Personal Retirement..., 401(k) / 403(b) / IRA..., Income for Life..., Permanent / Term Life..., Life / Long Term Care..., Group / Personal..., Education Planning /..., Wealth Preservation..., Gifting / Insurance..., Financial Education..., New Business Development, Operations / Marketing..., Quick study - easily..., Wealth Management, Retirement Planning, Securities, Financial Advisory
Education
Philadelphia University
B.S., Finance
University of Houston
M.B.A.
Benjamin M. Treadwell Benjamin M. Treadwell's LPL Financial LLC Experience July 2012 - Present
Job Management at LPL Financial
Industry Financial Services
Experience
LPL Financial, LLC July 2012 - Present
LPL Financial, LLC June 2011 - July 2012
LPL Financial, LLC August 2007 - June 2011
Accelerated Assets September 2006 - June 2007
Caris and Company January 2004 - August 2006
CUSO Financial Services September 2002 - September 2003
American Express Financial Advisors June 2001 - October 2001
Skills
FINRA, SOX, Internal Audit, Equity Trading, Compliance, Audit, Internal Controls, Risk Management, Operations, Financial Control, Risk Assessment, Financial Services, Finance, Investments, Securities
Education
San Diego State University-California State University 1995 — 2000
BA
UCSD Extension
LPL Financial, LLC July 2012 - Present
LPL Financial, LLC June 2011 - July 2012
LPL Financial, LLC August 2007 - June 2011
Accelerated Assets September 2006 - June 2007
Caris and Company January 2004 - August 2006
CUSO Financial Services September 2002 - September 2003
American Express Financial Advisors June 2001 - October 2001
Skills
FINRA, SOX, Internal Audit, Equity Trading, Compliance, Audit, Internal Controls, Risk Management, Operations, Financial Control, Risk Assessment, Financial Services, Finance, Investments, Securities
Education
San Diego State University-California State University 1995 — 2000
BA
UCSD Extension
David Freniere David Freniere's LPL Financial LLC Experience October 1992 - September 2012
Job Partner at Markun, Zusman, Freniere & Compton LLP
Industry Financial Services
Experience
Markun, Zusman, Freniere & Compton LLP April 2013 - Present
Freniere Law Group PLLC October 2012 - April 2013
LPL Financial LLC October 1992 - September 2012
U.S. Securities & Exchange Commission 1989 - 1992
Apollo Computer Inc. 1987 - 1989
Skills
Member of Massachusetts..., Series 7, 24 and 63..., FINRA District..., SIFMA Arbitration &..., Martindale Hubbell AV..., Securities, FINRA, Securities Regulation, Arbitration, Corporate Governance, Fraud, Mediation, Series 7, SEC, Securities Litigation, Mutual Funds, Alternative Dispute..., Alternative Investments, Asset Management, Broker-Dealer, Dispute Resolution, ERISA, Due Diligence, Equities, Finance, Financial Regulation, Financial Services, Internal Investigations, Investment Advisory, Licensing, Litigation, Private Placements, Series 24, Variable Annuities, Investments
Education
Suffolk University Law School 1985 — 1988
JD, Law
Providence College 1981 — 1985
B.A. with Honors, Political Science
Markun, Zusman, Freniere & Compton LLP April 2013 - Present
Freniere Law Group PLLC October 2012 - April 2013
LPL Financial LLC October 1992 - September 2012
U.S. Securities & Exchange Commission 1989 - 1992
Apollo Computer Inc. 1987 - 1989
Skills
Member of Massachusetts..., Series 7, 24 and 63..., FINRA District..., SIFMA Arbitration &..., Martindale Hubbell AV..., Securities, FINRA, Securities Regulation, Arbitration, Corporate Governance, Fraud, Mediation, Series 7, SEC, Securities Litigation, Mutual Funds, Alternative Dispute..., Alternative Investments, Asset Management, Broker-Dealer, Dispute Resolution, ERISA, Due Diligence, Equities, Finance, Financial Regulation, Financial Services, Internal Investigations, Investment Advisory, Licensing, Litigation, Private Placements, Series 24, Variable Annuities, Investments
Education
Suffolk University Law School 1985 — 1988
JD, Law
Providence College 1981 — 1985
B.A. with Honors, Political Science
Emily Gordy Emily Gordy's LPL Financial LLC Experience September 2015 - Present
Job Executive Vice President, Deputy General Counsel at LPL Financial LLC
Industry Financial Services
Experience
LPL Financial LLC September 2015 - Present
Shulman, Rogers, Gandal, Pordy & Ecker, P.A. October 2014 - September 2015
Financial Industry Regulatory Authority June 2007 - October 2014
Financial Industry Regulatory Authority (FINRA) June 2006 - October 2007
Financial Industry Regulatory Authority (FINRA) November 2003 - June 2006
FINRA July 2000 - November 2003
US Securities and Exchange Commission August 1987 - July 2000
Skills
FINRA, Securities Regulation, Fixed Income, AML, Securities, SEC, Policy, Private Investigations, Compliance, Broker-Dealer, Series 24, Securities Litigation, Financial Regulation, Leadership, Series 7, Capital Markets, Fraud, Corporate Governance, Litigation, Enforcement, Hedge Funds, Program Management, Mutual Funds, USA PATRIOT Act, Dodd-Frank, Private Placements, Investment Advisory, Internal Investigations, Investment Advisers Act, OFAC, Anti Money Laundering
Education
American University, Washington College of Law
J.D.
Gettysburg College
B.A., Political Science
LPL Financial LLC September 2015 - Present
Shulman, Rogers, Gandal, Pordy & Ecker, P.A. October 2014 - September 2015
Financial Industry Regulatory Authority June 2007 - October 2014
Financial Industry Regulatory Authority (FINRA) June 2006 - October 2007
Financial Industry Regulatory Authority (FINRA) November 2003 - June 2006
FINRA July 2000 - November 2003
US Securities and Exchange Commission August 1987 - July 2000
Skills
FINRA, Securities Regulation, Fixed Income, AML, Securities, SEC, Policy, Private Investigations, Compliance, Broker-Dealer, Series 24, Securities Litigation, Financial Regulation, Leadership, Series 7, Capital Markets, Fraud, Corporate Governance, Litigation, Enforcement, Hedge Funds, Program Management, Mutual Funds, USA PATRIOT Act, Dodd-Frank, Private Placements, Investment Advisory, Internal Investigations, Investment Advisers Act, OFAC, Anti Money Laundering
Education
American University, Washington College of Law
J.D.
Gettysburg College
B.A., Political Science
Glen Bennett's LPL Financial LLC Experience May 2002 - Present
Job Wealth Adviser at LPL Financial LLC
Industry Investment Management
Experience
LPL Financial LLC May 2002 - Present
Skills
Investment Management, Retirement Planning, Wealth Management, Hourly Consulting, Education Planning, Business Consulting, Trust Services, Comprehensive Financial...
Education
Florida State University - College of Business
Bachelor of Science (BS), FINANCE
College for Financial Planning
CFP Certification Professional Education Program
LPL Financial LLC May 2002 - Present
Skills
Investment Management, Retirement Planning, Wealth Management, Hourly Consulting, Education Planning, Business Consulting, Trust Services, Comprehensive Financial...
Education
Florida State University - College of Business
Bachelor of Science (BS), FINANCE
College for Financial Planning
CFP Certification Professional Education Program
Douglas Bilenski's LPL Financial LLC Experience December 2010 - October 2012
Job Financial Consultant at DMG Financial LLC
Industry Financial Services
Experience
DMG Financial LLC May 2013 - Present
LPL Financial, LLC December 2010 - October 2012
John Hancock Financial Services July 1961 - July 1996
Skills
Strategic Financial..., Retirement, Retirement Planning, Fixed Annuities, Insurance
Education
Professional School of Business 1964 — 1968
Real Estate Broker, Casualty Broker
Rutgers, The State University of New Jersey-Newark 1958 — 1960
DMG Financial LLC May 2013 - Present
LPL Financial, LLC December 2010 - October 2012
John Hancock Financial Services July 1961 - July 1996
Skills
Strategic Financial..., Retirement, Retirement Planning, Fixed Annuities, Insurance
Education
Professional School of Business 1964 — 1968
Real Estate Broker, Casualty Broker
Rutgers, The State University of New Jersey-Newark 1958 — 1960
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY