Refco, LLC
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Refco, LLC Employees
CCS International, Inc. Business DevelopmentCCS International, Inc.2014 - 2015
Oak Investment Group January 2008 - August 2014
Brewer Investment Group 2006 - 2008
Refco, LLC January 2002 - January 2006
Alaron Trading 2006 - 2006
Refco 2002 - 2006
RB&H 2000 - 2002
LFG, LLC 1999 - 2000
American National Trading Group 1997 - 1999
Skills
Hedge Funds, Business Development, Commodity Markets, Operations Management, Sales, Sales Management, Sales Operations, New Business Development, Business Strategy, Business Planning, Foreign Exchange, Key Account Management, Change Management, Start-ups, Joint Ventures, Proposal Generation, Business Operations, Account Acquisitions, Strategic Planning, Client Management, Account Management, Customer Satisfaction, Market Analysis, P&L Responsibility, CRM, Investments, Alternative Investments, Due Diligence, Trading, Equities, Commodity, Strategy, Finance, Competitive Analysis, Financial Services, Management, Negotiation, Marketing Strategy, Marketing, Risk Management, Asset Management, Executive Management, Portfolio Management, Financial Markets, Contract Negotiation, Training, Team Building, Leadership
Education
Southern Illinois University, Carbondale 1989 — 1993
Bachelor of Science (B.S.), Political Science and Government
DatonomyUS September 2015 - Present
Chicago Transit Authority March 2015 - September 2015
RGP June 2014 - March 2015
West Monroe Partners July 2011 - June 2014
Ronin Capital, LLC November 2005 - July 2011
REFCO, LLC March 2004 - November 2005
Stein Roe Investment Counsel June 2001 - November 2003
Morningstar, Inc January 2000 - June 2001
OLDE Discount Corporation June 1999 - November 1999
Skills
Business Intelligence, Databases, ETL, Data Warehousing, Business Analysis, SQL, Data Analysis, SQL Server, Change Management, Problem Solving, Integration, Enterprise Architecture, Management Consulting, Data Governance, Metadata Management, Master Data Management, Data Quality, Data Strategies, Business Strategy, IT Strategy, Microsoft SQL Server, SSIS, Systems Analysis, Disaster Recovery, SDLC, Strategy, Business Process, Data Modeling, Management, Business Process..., Consulting, Analytics, Leadership
Education
Northwestern University - Kellogg School of Management 2007 — 2010
MBA, Analytical Consulting, Marketing, Management & Strategy, Management & Organizations
Illinois Wesleyan University 1995 — 1999
Bachelor of Arts, Business Administration
AIG Financial Network May 2015 - Present
OpVest November 2002 - November 2012
Refco, LLC January 2001 - August 2002
Main Street Trading Company June 1996 - January 2001
Baron's Worldwide Financial Services February 1993 - August 1996
World Champion Jeff Smith Karate August 1989 - January 1993
United States Marine Corps September 1977 - November 1981
Skills
Employee Benefits, Annuities, Investments, Insurance, Retirement Planning, Estate Planning, Long Term Care, Risk Management, Asset Allocation, Health, Health Insurance, Term Life Insurance, Financial Analysis, Asset Protection, Medicare Supplements, Group Health, Retirement Income..., Whole Life, Supplemental Insurance, Financial Planning, Asset Management, Series 3, Retirement, Risk, Options, Investment Advisory, Disability Insurance, Insurance Planning, Annuity, Pensions, Benefits, Investment Strategies, Business Continuity..., Executive Benefit..., Asset Managment, Fixed Annuities, Long-term Care, Strategic Financial..., Financial Risk, Medicare, Financial Planners, Alternative Investments, Life Insurance, Portfolio Management, FINRA, Series 63, Trading Systems, Trading, Managed Futures, Brokerage
Education
Orange Coast College
Credits toward AA, Aviation Technology
Saddleback College 1979 — 1981
Credits toward degree, Social Psychology
University of California, Irvine
credits towards major, Basic Micro and Macroeconomics, Probability and Statistics
Morrison & Foerster LLP February 2013 - Present
Archive Systems March 2011 - February 2013
Amano Cincinnati, Inc. February 2005 - February 2011
The Kushner Companies, LLC November 2003 - February 2005
Refco, LLC January 2002 - November 2003
Skills
Salesforce.com, Project Management, Customer Service, Management, Process Improvement, Sales Management, Account Management, Social Media Marketing, SaaS, Vendor Management, Accounts Receivable, Business Analysis, Social Networking, Business Development, New Business Development, Microsoft Excel, Microsoft Office, Forecasting, Finance, Document Management, Invoicing, Leadership, Marketing, Account Reconciliation, Windows, Quality Assurance, Public Speaking, Financial Analysis, Enterprise Software, Accounting, Settlement, Records Management
Education
University of Massachusetts at Lowell 1997 — 2001
Bachelor of Business Administration (BBA), Finance and Management Information Systems, 3.3
Indian hills high school
Uhlmann Price Securities January 2002 - Present
The PRICE Futures Group, Inc. January 2002 - Present
Mark J Dull Trading - Owner - Member CBOT Financial Floor September 1989 - December 2001
Daiwa Securities / Refco LLC July 1986 - August 1989
Refco LLC June 1984 - June 1986
Education
DePaul University 2005 — 2007
Certified Financial Planning Program, Financial Planning and Services
Purdue University 1980 — 1984
Bishop Noll Institute 1975 — 1979
Société Générale May 2015 - Present
Jefferies & Company February 2012 - April 2015
MF Global November 2005 - December 2011
Refco LLC December 1999 - November 2005
Skills
Hedging, Commodity, Risk Management, Trading, Analysis, Equity Trading, Deal Execution, Marketing Strategy, Commodity Markets, Hedge Funds, Investment Banking, Options, Trading Systems, Derivatives, Energy, Financial Markets, Bloomberg, Portfolio Management, Electronic Trading, Fixed Income, Securities, FX Options, Finance, Equities, Capital Markets
Education
City University of New York-College of Staten Island 2000 — 2005
BA, Business
Rosenthal Collins Group October 2013 - Present
Ironbeam September 2012 - October 2013
Refco/Man Finanical January 2004 - April 2006
Refco LLC January 2002 - January 2004
Refco, LLC January 1999 - January 2003
Refco LLC January 1997 - January 1999
Skills
Commodity
Education
Governors State University 1994 — 1995
Bachelor of Arts, Business Administration, Management & Marketing
Ann and Robert H. Lurie Children's Hospital of Chicago December 2008 - Present
Ann and Robert H. Lurie Children's Hospital of Chicago February 2007 - December 2008
Ann and Robert H. Lurie Children's Hospital of Chicago April 2003 - January 2007
Ann and Robert H. Lurie Children's Hospital of Chicago November 2002 - April 2003
Refco, LLC June 2000 - June 2002
Skills
Receptionist Duties, Spreadsheets, Microsoft Office, Photography, Microsoft Excel, General Office Skills, Multi-line Phone, Office Management, Schedules, Travel Arrangements, Office Equipment, Stage Make-up, Special Effects Makeup, Nonprofits
Education
City Colleges of Chicago-Harold Washington College 2005 — 2012
Psychology/Art, A, 4.0 GPA
Columbia College Chicago 1990 — 1996
Bachelor of Arts (B.A.), Liberal Arts and Sciences/Theatre
Loving Tax Services Inc November 2010 - Present
Northern Trust September 2011 - July 2014
Alliance Financial LLC November 2007 - July 2009
UIC Medical Center Mile Square July 2007 - November 2007
Man Financial November 2005 - November 2006
Refco, LLC July 2000 - November 2005
LFG, LLC January 1996 - July 2000
Southwest Women January 1997 - January 2000
Lindwaldock Brokerage July 1994 - January 1996
Skills
Accounts Receivable, General Ledger, Financial Statements, Balance, Equities, Microsoft Money, Bookkeeping, Ledger, 10 Key, Microsoft Excel, Lotus Notes, PeopleSoft, Microsoft Word, Customer Service, Account Reconciliation, Information Systems, information system...
Education
Keller Graduate School of Management of DeVry University 2014 — 2016
Master's Degree
Roosevelt University 2006 — 2011
Graduate
Robert Morris College 1998 — 2002
B. B. A
Colgan Commodities, LLC 2008 - Present
Global Asset Advisors LLC. 2005 - 2008
Refco LLC 2000 - 2005
Linnco Futures 1989 - 2000
Skills
Commodity, Options, Risk Management, Trading, Strategic Planning, Financial Risk, Equities, Hedging, Futures Trading, Managed Futures, Financial Futures, Currency Futures, farm management, cash grain marketing
Education
University of Illinois at Urbana-Champaign 1976 — 1981
Bachelor's degree, Agricultural Business and Management
University of Illinois at Urbana-Champaign 1976 — 1981
Bachelor's degree, Agricultural Economics
Williams Lea December 2008 - Present
Document Technologies May 2005 - December 2008
Refco, LLC August 2001 - April 2005
Skills
Customer Service, Facilities Management, Contract Negotiation, Team Leadership, Strategic Planning, Outlook, Team Building, Public Speaking, Data Entry, Microsoft Excel, Microsoft Office, Coaching, Microsoft Word, Process Improvement, Vendor Management, PowerPoint, Disaster Recovery, Access, Lotus Notes, Copying, Customer Satisfaction, Management, Operations Management
Education
DeVry University-Illinois 2005 — 2008
Bachelor of Business Administration (BBA), Operations Management
Jersey Community High School 1994 — 1998
High School Diploma, General Studies
IDOR February 2014 - Present
CBC Capital June 2011 - August 2012
MMO Ltd. August 2009 - May 2011
CBC Capital December 2005 - August 2009
Refco LLC October 2004 - December 2005
Focus Capital February 2001 - August 2004
Aubrey G. Lanston & Co. / Industrial Bank of Japan August 1996 - January 2001
American Trans Air January 1996 - August 1996
US Army August 1986 - August 1990
Skills
ETFs, Options, Derivatives, Electronic Trading, Analysis, Operations, Commodities, Research, Commodity, Risk Management, FX, Bloomberg, Arbitrage, FX Options, Trading Systems, Trading, Equities, Fixed Income, Technical Analysis, Trading Strategies, Investments, Investment Strategies, Financial Risk, Equity Derivatives, Finance, Asset Allocation, Financial Markets, Financial Services, Securities, Hedge Funds, Alternative Investments, Banking, Management, Financial Analysis, Leadership
Education
University of Illinois at Chicago
B.S., Finance, Minor-German
Universität Salzburg
International Business
Coldwell Banker Residential Brokerage March 2003 - Present
Refco, LLC 1995 - 2001
Food & Beverage; Hotel, & Entertainment 1985 - 1996
Skills
Single Family Homes, Real Estate, Condos, Sellers, First Time Home Buyers, Buyer Representation, Real Estate Transactions, Selling, Short Sales, Relocation, Property, Residential Homes, Move Up Buyers, Listings, Townhomes, New Home Sales, Sales
Education
University of Kentucky 1985 — 1989
Business
Henry Clay High School 1983 — 1985
PhillipCapital July 2015 - Present
SmarkLabs April 2015 - July 2015
PFG Best May 2011 - July 2012
Entrust IRA Administration Inc June 2009 - March 2011
Merrill Lynch April 2006 - January 2009
Refco LLC March 2002 - February 2006
LFG LLC August 1999 - March 2002
Skills
Options, Trading, Alternative Investments, Investments, Foreign Exchange, Risk Management, Daily Operations, Equities, FX trading, Financial Services, Hedge Funds, Commodity Markets, FX Options, Commodity, Client Services, IRAs, Back Office, Account Reconciliation, Financial Risk, Currency, Retirement Planning, Web Design, HTML, CSS, JavaScript, jQuery, WordPress
Education
The Illinois Institute of Art-Schaumburg 2013 — 2015
Web Design & Interactive Media, Web Design, Graduated with Honors
Eastern Illinois University 1995 — 1997
Gain Capital Group, LLC June 2005 - Present
Refco, LLC January 2002 - March 2005
Nomura Securities July 1990 - 2001
Elders Futures, Inc. January 1989 - June 1990
Bridgewater Associates March 1988 - December 1988
National Futures Association January 1986 - February 1988
Education
Ramapo College of NJ 1981 — 1985
Bachelor of Science (BS), Accounting and Business/Management
Bank of America Merrill Lynch July 2012 - Present
Rosenthal Collins Group November 2011 - August 2012
MF Global November 2005 - November 2011
Refco, LLC January 1999 - June 2006
Refco, LLC August 1992 - January 1999
Skills
Series 7, Equities, FINRA, Options, KYC, Fixed Income, Electronic Trading, Securities, Risk Management, Derivatives, Alternative Investments, Trading, Bloomberg, AML, Back Office, Equity Derivatives, Financial Regulation, Proprietary Trading, Hedging, Banking, Hedge Funds, Prime Brokerage, Commodity, Trading Systems, ETFs, Finance, Wealth Management, Financial Markets, Investment Advisory, Private Equity, Commodity Markets, Trading Strategies, FX Options, Investment Banking, Series 63, Options Strategies, Capital Markets, Asset Managment, Investments, Series 24, Portfolio Management, Financial Analysis, Due Diligence, Financial Risk, Microsoft Excel, Brokerage, Bonds, Equity Trading, Financial Services
Education
Southern Illinois University, Carbondale
Bachelor of Applied Science (B.A.Sc.), Marketing
Altavest Worldwide Trading, Inc. January 2013 - Present
Clarity Capital Management January 2009 - December 2013
StrikePoint Trading LLC March 2005 - December 2012
Refco LLC May 2000 - February 2005
LFG, LLC January 1993 - April 2000
Inex Futures Group 1985 - 1993
Skills
Managed Futures, Commodity, Options, Trading, Alternative Investments, Derivatives, Electronic Trading, Trading Systems, Trading Strategies, Financial Markets, Financial Risk, Financial Services, Options Strategies, Proprietary Trading, Volatility, Risk Management, Equity Derivatives, Investment Strategies, Electronic Trading..., Traders, Equity Trading, Commodity Risk..., Back Office, Series 63, Investments, Hedging, Equities, Technical Analysis, Stocks
Education
Lake Forest Graduate School of Management 1990 — 1994
MBA
Rice University 1972 — 1976
BA, History/Psychology
FXJE LTD October 2010 - Present
Direct FX Trading Pty Ltd November 2011 - February 2014
Lotus Brokerage Services January 2008 - December 2012
Trader Outlook LLC March 2009 - December 2011
Infinity Futures August 2005 - December 2007
REFCO LLC April 2004 - July 2005
Lind-Waldock April 2003 - July 2005
ABN AMRO Bank N.V. September 2001 - April 2003
Skills
Derivatives, Fixed Income, Commodity, Options, Trading, Equities, FX Options, Trading Strategies, Capital Markets, Electronic Trading, Alternative Investments
Education
Northwestern University 2006 — 2007
Continued Studies
St. Norbert College 1997 — 2001
Bachelor of Business Administration (BBA), Finance
New York Life & MainStay Investments September 2015 - Present
New York Life November 2006 - Present
REFCO LLC February 2005 - July 2006
Mercedes-Benz USA September 2004 - January 2005
Sotheby's October 2000 - September 2004
Skills
Advertising, Digital Marketing, Marketing Strategy, Direct Marketing, Creative Direction, Video, Marketing, Post Production, Graphic Design
Education
Rutgers University 1996 — 2000
Bachelor's degree, Graphic Design
Golspie High School - Scotland, UK 1982 — 1986
Tedder Junior School - Thornaby, England, UK 1978 — 1982
MF Global September 2005 - Present
Global January 2005 - Present
MF Global January 2005 - November 2011
Refco October 2000 - September 2005
Refco LLC January 2000 - January 2005
Lind-Waldock August 1983 - October 2000
Lind-Waldock LLC January 1996 - January 2000
Lind-Waldock LLC January 1990 - January 1996
Lind-Waldock LLC January 1983 - January 1990
Skills
Billing, Wireless, Invoicing, Telecommunications, IP, Troubleshooting, System Administration, Project Planning, Networking, Vendor Management, Management, Technical Analysis, Unix, Program Management, SharePoint, Project Management, Security, Sales, Trading Systems, Technical Support, Access, ITIL, Options, Windows, Disaster Recovery, Data Center, Active Directory, Microsoft Exchange, Software Documentation, IT Management, Electronic Trading, Blackberry, Software Installation, FX trading, Currency, Exchange Connectivity, Infrastructure, Windows Server, Back Office, Trading, Low Latency, Commodity, Equity Trading, Market Data, Visio, Databases, Equity Derivatives, Securities
Education
University of Illinois at Chicago 1979 — 1982
Business
University of Illinois
Business Administration and Computer Science
Benedictine University October 2012 - Present
Mica Magic January 2011 - April 2012
NKO Group March 2007 - December 2011
NKO Group March 2007 - December 2010
better benz trading March 2002 - April 2008
Better Benz Trading January 2001 - March 2006
Better Benz Trading January 2001 - March 2006
Refco LLC August 1999 - January 2001
Refco LLC August 1999 - January 2001
Education
College of DuPage 1999 — 2002
bachelor, computers
College of DuPage 1999 — 2002
of study, computer networking; language; business management
College of DuPage 1998 — 2001
of study, computer networking; language; business management
R.J. O'Brien February 2010 - Present
Newedge February 2006 - November 2009
Refco LLC January 1986 - November 2005
Skills
Commodities, Options, Series 3, Risk Management, Brokerage, Electronic Trading, Derivatives, Sales, Futures, Energy, Trading, Management, Commodity, FINRA, Commodity Markets, Hedging, Hedge Funds, Financial Risk, Financial Services, Energy Markets, Technical Analysis, Financial Markets, Trading Systems, Market Risk, Investments, Portfolio Management, Business Development
Education
University of Kansas 1973 — 1977
BSJ, Marketing
Straits Financial LLC December 2010 - February 2015
Cadent Financial November 2005 - October 2009
Cadent Financial Services November 2005 - October 2009
REFCO LLC November 2002 - November 2005
Main Street Hardware Company January 1998 - January 2002
Cargill Investor Services September 1989 - December 1997
Skills
Software Documentation, Commodity, Sales, Fixed Income, Electronic Trading, Financial Risk, Back Office, Trading, Financial Markets, Securities, SQL, Trading Systems, Accounting, Human Resources, Equities, Management, Bloomberg, Options, Training, Microsoft Office, Investments, Derivatives, Settlement, Inventory Management, Currency, Customer Service, System Administration, Hedge Funds, Troubleshooting
Education
Elgin Community College 2010 — 2010
Programming
Drake University 1989 — 1989
Des Moines Area Community College
Accounting
University of Illinois at Chicago 1983 — 1988
BS, Criminalistics, Chemistry, Mathematics
Newedge USA, LLC March 2004 - Present
Z-Point Advisors January 2003 - March 2004
MLC Intenational Investments Corp. January 1996 - January 2003
Refco, LLC January 1990 - December 1995
Drexel Burnham Lambert, Inc. June 1983 - December 1989
Education
Pace University - Lubin School of Business 1985 — 1987
MBA, Financial Management and Economics
Boston University - School of Management
BS, Finance and Economics
Global Association of Risk Professionals January 2009 - Present
Bear Stearns/JPMorgan Chase March 2008 - November 2008
Bear Stearns May 2006 - March 2008
REFCO, LLC May 2005 - April 2006
GSW & Associates August 2001 - May 2005
Skills
Corporate Finance, Financial Reporting, Investments, Financial Analysis, Hedge Funds, Financial Modeling, Finance, Internal Controls, Equities, Valuation, Accounting, Investment Banking, Account Reconciliation, Banking, Financial Services
Education
Baruch College 1999 — 2001
BBA, Accounting
CIT June 2012 - Present
Marsh & McLennan Companies, Inc. 2011 - 2012
Marsh & McLennan Companies, Inc. 2009 - 2011
Marsh & McLennan Companies, Inc. 2004 - 2009
Marsh & McLennan Companies, Inc. 2002 - 2004
Refco, LLC 2001 - 2002
Lehman Brothers Holdings Inc. 2000 - 2001
DLJ 1998 - 2000
Elf Aquitaine 1993 - 1998
Elf Aquitaine 1993 - 1998
Skills
Cash Management, Treasury, Sarbanes-Oxley Act
Education
Marist College
MBA
Fordham University 1994 — 1998
BS, Managerial Accounting & Finance
MF Global October 2005 - November 2011
MF GLOBAL INC October 2005 - November 2011
REFCO LLC February 2000 - October 2005
ABN AMRO, INC June 1997 - July 1999
FIMAT FUTURES USA August 1987 - June 1997
E. F. HUTTON & COMPANY December 1985 - August 1987
Skills
Securities, Options, Electronic Trading, Trading, Bloomberg, Accounting, Hedge Funds, Analysis, Commodity, Account Reconciliation, AML, Equities, Trading Systems, Financial Risk, Fixed Income, Derivatives
Education
State University of New York College at Geneseo 1983 — 1985
BA, COMMUNICATIONS
LAGUARDIA COMMUNITY COLLEGE (New York)
Associates
STATE UNIVERSITY OF GENESEO (New York)
Bachelor of Arts, Communication and Media Studies
University of Bridgeport January 2014 - Present
Bridge Academy August 2013 - December 2013
PARK AVENUE ASSET MANAGEMENT LTD March 2012 - March 2013
AUREUS CAPITAL LLC September 2006 - December 2011
REFCO LLC November 2003 - February 2005
THE SAKURA BANK LTD April 1995 - November 2001
BANCA CRT SPA November 1991 - April 1995
Skills
Interest Rate..., Hedge Funds, Risk Management, Managed Futures, FX Derivatives, Futures, Options, Trading, Hedging, CTA, Financial Markets, Commodity Markets, Financial Risk, Alternative Investments
Education
University of Connecticut
Bachelor of Science, Mathematics
University of Hartford
Master of Arts, Economics
Yanagi Aikido (Norwalk, CT)
Barclays Capital February 2009 - August 2012
Lehman Brothers June 2004 - October 2008
Refco, LLC September 2002 - May 2004
Skills
Customer Service, Microsoft Office, Microsoft Word, Microsoft Excel
Education
University of Michigan - Stephen M. Ross School of Business 1998 — 2002
Bachelor's Degree, BBA