Registered Investment Advisor
Description
A Registered Investment Adviser is a firm that is an Investment adviser in the United States, registered as such with the Securities and Exchange Commission or a state's securities agency.
Registered Investment Advisor List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Registered Investment Advisor. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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18 Registered Investment Advisor employees in database. Find out everything there's to know about Registered Investment Advisor employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Registered Investment Advisor Employees
Employee
Years
Job
Industry
Carol Hearn, CFP, ChFC Carol Hearn, CFP, ChFC's Registered Investment Advisor Experience March 2000 - September 2007
Job Owner Self
Industry Financial Services
Experience
Self January 2008 - Present
Self-employed May 1990 - Present
Robare Asset Managers RIA March 2000 - September 2007
Registered Investment Advisor March 2000 - September 2007
Skills
Microsoft Office, Customer Service, Microsoft Excel, Financial Analysis, Banking, Strategic Planning, Business Analysis, Risk Management, Project Management, Investments, Microsoft Word, PowerPoint, New Business Development, CRM, Finance, Event Planning
Education
College for Financial Planning 1991 — 1992
Certified Financial Planner (certification), overall financial planning and retirement planning, passed 2 day - 10 hour test (similar to CPA exam and certification)
University of Houston 1989 — 1991
Bachelor's Degree, also a Chartered Financial Consultant from The American College in Bryn Mawr Pennsylvania, Also achieved the CFP designation through the College for Financial Planning
University of Houston 1988 — 1991
Bachelor's Degree, financial planning, investment management, business management, passed all
Texas A&M University 1980 — 1983
Mechanical Engineering, B
Texas A&M University 1980 — 1982
transferred to University of Houston to study business and live at home, Mechanical Engineering (TAMU), transferred to University of Houston to study Business Management
Self January 2008 - Present
Self-employed May 1990 - Present
Robare Asset Managers RIA March 2000 - September 2007
Registered Investment Advisor March 2000 - September 2007
Skills
Microsoft Office, Customer Service, Microsoft Excel, Financial Analysis, Banking, Strategic Planning, Business Analysis, Risk Management, Project Management, Investments, Microsoft Word, PowerPoint, New Business Development, CRM, Finance, Event Planning
Education
College for Financial Planning 1991 — 1992
Certified Financial Planner (certification), overall financial planning and retirement planning, passed 2 day - 10 hour test (similar to CPA exam and certification)
University of Houston 1989 — 1991
Bachelor's Degree, also a Chartered Financial Consultant from The American College in Bryn Mawr Pennsylvania, Also achieved the CFP designation through the College for Financial Planning
University of Houston 1988 — 1991
Bachelor's Degree, financial planning, investment management, business management, passed all
Texas A&M University 1980 — 1983
Mechanical Engineering, B
Texas A&M University 1980 — 1982
transferred to University of Houston to study business and live at home, Mechanical Engineering (TAMU), transferred to University of Houston to study Business Management
Michael Hill, CFA Michael Hill, CFA's Registered Investment Advisor Experience March 2010 - February 2013
Job Analyst, Fixed Income & Derivatives at NISA Investment Advisors, L.L.C.
Industry Investment Management
Experience
NISA Investment Advisors, L.L.C. February 2015 - Present
Webster University January 2014 - Present
NISA Investment Advisors, L.L.C. March 2013 - January 2015
Registered Investment Advisor March 2010 - February 2013
Wells Fargo Advisors November 2008 - March 2010
Wachovia Securities October 2006 - November 2008
AG Edwards Trust Company June 2004 - October 2006
Education
Webster University
MS, Finance (MSF)
Saint Louis University 1999 — 2003
BSBA, International Business, Minor: Spanish
NISA Investment Advisors, L.L.C. February 2015 - Present
Webster University January 2014 - Present
NISA Investment Advisors, L.L.C. March 2013 - January 2015
Registered Investment Advisor March 2010 - February 2013
Wells Fargo Advisors November 2008 - March 2010
Wachovia Securities October 2006 - November 2008
AG Edwards Trust Company June 2004 - October 2006
Education
Webster University
MS, Finance (MSF)
Saint Louis University 1999 — 2003
BSBA, International Business, Minor: Spanish
August Goins August Goins's Registered Investment Advisor Experience October 2010 - Present
Job Compliance Officer at Registered Investment Advisor
Industry Financial Services
Experience
Registered Investment Advisor October 2010 - Present
SunTrust Investment Services July 2008 - October 2010
SunTrust Investment Services July 2008 - January 2009
Bank of America May 2005 - July 2008
Skills
FINRA, Series 7, Mutual Funds, Process Improvement, Securities, Investments, Finance, Series 63, Wealth Management, Uniform Combined State..., Investment Advisory, Series 65, AML, Alternative Investments, Banking
Education
Kennesaw State University - Michael J. Coles College of Business 2003 — 2008
BBA, Finance
Registered Investment Advisor October 2010 - Present
SunTrust Investment Services July 2008 - October 2010
SunTrust Investment Services July 2008 - January 2009
Bank of America May 2005 - July 2008
Skills
FINRA, Series 7, Mutual Funds, Process Improvement, Securities, Investments, Finance, Series 63, Wealth Management, Uniform Combined State..., Investment Advisory, Series 65, AML, Alternative Investments, Banking
Education
Kennesaw State University - Michael J. Coles College of Business 2003 — 2008
BBA, Finance
Shirley Senn, CUDE Shirley Senn, CUDE's Registered Investment Advisor Experience April 2011 - December 2013
Job Vice President at Credit Union Strategic Planning
Industry Financial Services
Experience
Credit Union Strategic Planning May 2015 - Present
Credit Union Strategic Planning 2015 - Present
Horizon Associates, LLC June 2014 - May 2015
Corporate America Credit Union January 2013 - May 2014
Registered Investment Advisor April 2011 - December 2013
Corporate America Credit Union April 2012 - January 2013
Corporate America Credit Union April 2011 - January 2013
FIMAC Solutions August 2009 - April 2011
Corporate America Credit Union August 2009 - April 2011
Southeast Corporate Federal Credit Union November 2001 - July 2009
Skills
Strategic Thinking, Risk Management, Strategic Planning, Management Consulting, Leadership, Business Planning, Management, Team Leadership, ALM, Executive Management, Portfolio Management, Credit, Investments, Mergers, Process Improvement, Finance, Business Strategy, Change Management, Compliance, Business Development, Leadership Development, Credit Unions, Analysis, Loans, Budgets, Mergers & Acquisitions, Managerial Finance, Banking, Accounting, Financial Analysis, Fixed Income, Financial Services, Interest Rate Risk..., Securities, Strategic Financial..., Financial Modeling, Governance, Financial Reporting, Sales, Bonds, Credit Analysis, Restructuring, Cash Management, Credit Risk, Strategy, Financial Institutions, Consulting, Relationship Management, Capital Markets, Business Process...
Education
Villanova University 2005 — 2005
Certification, Lean Six Sigma
New Mexico State University 1986 — 1989
B.S., Agriculture Economics
Abilene Christian University 1985 — 1986
B.S., Finance
Credit Union Strategic Planning May 2015 - Present
Credit Union Strategic Planning 2015 - Present
Horizon Associates, LLC June 2014 - May 2015
Corporate America Credit Union January 2013 - May 2014
Registered Investment Advisor April 2011 - December 2013
Corporate America Credit Union April 2012 - January 2013
Corporate America Credit Union April 2011 - January 2013
FIMAC Solutions August 2009 - April 2011
Corporate America Credit Union August 2009 - April 2011
Southeast Corporate Federal Credit Union November 2001 - July 2009
Skills
Strategic Thinking, Risk Management, Strategic Planning, Management Consulting, Leadership, Business Planning, Management, Team Leadership, ALM, Executive Management, Portfolio Management, Credit, Investments, Mergers, Process Improvement, Finance, Business Strategy, Change Management, Compliance, Business Development, Leadership Development, Credit Unions, Analysis, Loans, Budgets, Mergers & Acquisitions, Managerial Finance, Banking, Accounting, Financial Analysis, Fixed Income, Financial Services, Interest Rate Risk..., Securities, Strategic Financial..., Financial Modeling, Governance, Financial Reporting, Sales, Bonds, Credit Analysis, Restructuring, Cash Management, Credit Risk, Strategy, Financial Institutions, Consulting, Relationship Management, Capital Markets, Business Process...
Education
Villanova University 2005 — 2005
Certification, Lean Six Sigma
New Mexico State University 1986 — 1989
B.S., Agriculture Economics
Abilene Christian University 1985 — 1986
B.S., Finance
Cary Shaw Cary Shaw's Registered Investment Advisor Experience January 2013 - Present
Job Client Service Manager
Industry Investment Management
Experience
Registered Investment Advisor January 2013 - Present
BBJE, Inc. 2010 - 2012
First Horizons Insurance Group 2007 - 2010
Assurant Employee Benefits 2004 - 2007
Cambridge Equity Advisors 1998 - 2004
Skills
Registered Investment..., Wealth Management, Equities, Investments, Strategic Planning, Customer Service, Employee Benefits, Insurance, Benefits Administration, Health Savings Accounts, Health Insurance, Disability Insurance, Claim, COBRA, Workers Compensation, Group Benefits, FMLA, Employee Relations, TN Life & Health License, Human Resources
Education
Austin Peay State University
Bachelor of Science
Florida License 02-15 (Life including Variable Annuity & Health)
Registered Investment Advisor January 2013 - Present
BBJE, Inc. 2010 - 2012
First Horizons Insurance Group 2007 - 2010
Assurant Employee Benefits 2004 - 2007
Cambridge Equity Advisors 1998 - 2004
Skills
Registered Investment..., Wealth Management, Equities, Investments, Strategic Planning, Customer Service, Employee Benefits, Insurance, Benefits Administration, Health Savings Accounts, Health Insurance, Disability Insurance, Claim, COBRA, Workers Compensation, Group Benefits, FMLA, Employee Relations, TN Life & Health License, Human Resources
Education
Austin Peay State University
Bachelor of Science
Florida License 02-15 (Life including Variable Annuity & Health)
Jerry Spitzberg CPA, CFA Jerry Spitzberg CPA, CFA's Registered Investment Advisor Experience December 1995 - Present
Job Partner, Registered Investment Advisory Firm
Industry Capital Markets
Experience
Registered Investment Advisor December 1995 - Present
Education
Florida Atlantic University 1986 — 1991
2 BAs, Finance, Accounting
Seneca Valley
Registered Investment Advisor December 1995 - Present
Education
Florida Atlantic University 1986 — 1991
2 BAs, Finance, Accounting
Seneca Valley
Karen Kaufmann Karen Kaufmann's Registered Investment Advisor Experience 2008 - 2010
Job Reference & Instruction Librarian
Industry Higher Education
Experience
Seminole State College of Florida November 2010 - Present
Christian Life Center January 1995 - Present
Olin Library, Rollins College January 2010 - May 2010
Registered Investment Advisor 2008 - 2010
Financial Directions, Inc September 2004 - June 2007
Seminole County/ Library & Leisure Services January 2002 - December 2002
Rollins College August 1996 - May 1998
Family Business September 1989 - June 1995
Dean Witter Reynolds, Inc April 1985 - February 1988
Education
University of South Florida 2008 — 2010
MA, Library & Information Science
West Virginia Wesleyan College 1978 — 1982
BS, BS Business Management; Fashion Merchandising
University of Central Florida
Certified Financial Planner Certificate
Seminole State College of Florida November 2010 - Present
Christian Life Center January 1995 - Present
Olin Library, Rollins College January 2010 - May 2010
Registered Investment Advisor 2008 - 2010
Financial Directions, Inc September 2004 - June 2007
Seminole County/ Library & Leisure Services January 2002 - December 2002
Rollins College August 1996 - May 1998
Family Business September 1989 - June 1995
Dean Witter Reynolds, Inc April 1985 - February 1988
Education
University of South Florida 2008 — 2010
MA, Library & Information Science
West Virginia Wesleyan College 1978 — 1982
BS, BS Business Management; Fashion Merchandising
University of Central Florida
Certified Financial Planner Certificate
Jim Forbes CCIM Jim Forbes CCIM's Registered Investment Advisor Experience 1998 - 2006
Job Commercial Real Estate Associate
Industry Real Estate
Experience
Commercial Real Estate, LLC October 2011 - Present
Coldwell Banker Commercial NRT January 2005 - October 2011
Certified Financial Planner 1995 - 2009
Certified Public Accountant 1982 - 2009
Registered Investment Advisor 1998 - 2006
Skills
Short Sales, Auctions, REO, Real Estate, Land, Leases, Dispositions, Foreclosures, BPO, Sellers, Investment Properties, Investors, Listings, Buyer Representation, Disposition, Real Estate Transactions, Property, Property Management, Commercial Real Estate
Education
Florida Southern College 1979 — 1981
Bachelor of Science (BS), Accounting & Financial Management
Centre College 1965 — 1969
Bachelor's degree, Drama/Theatre Arts and Stagecraft
Polk Community College
AS, Hotel & Restaurant Management
Commercial Real Estate, LLC October 2011 - Present
Coldwell Banker Commercial NRT January 2005 - October 2011
Certified Financial Planner 1995 - 2009
Certified Public Accountant 1982 - 2009
Registered Investment Advisor 1998 - 2006
Skills
Short Sales, Auctions, REO, Real Estate, Land, Leases, Dispositions, Foreclosures, BPO, Sellers, Investment Properties, Investors, Listings, Buyer Representation, Disposition, Real Estate Transactions, Property, Property Management, Commercial Real Estate
Education
Florida Southern College 1979 — 1981
Bachelor of Science (BS), Accounting & Financial Management
Centre College 1965 — 1969
Bachelor's degree, Drama/Theatre Arts and Stagecraft
Polk Community College
AS, Hotel & Restaurant Management
Oliver Mueller, PFP, AAMS Oliver Mueller, PFP, AAMS's Registered Investment Advisor Experience September 2006 - December 2009
Job
Industry Fund-Raising
Experience
Registered Investment Advisor September 2006 - December 2009
Charles Schwab 1994 - 2005
United States Army Reserve 1990 - 1998
Skills
Securities, Asset Allocation, Fundraising, Investments, Estate Planning, Strategic Financial..., Finance, Leadership, Investment Management, Financial Planning, Wealth, Portfolio Management, Nonprofits, Management, Financial Advisory, Wealth Management, Mutual Funds
Education
University of Southern California 1986 — 1990
BS, Public Administration
College for Financial Planning
AAMS, Accredited Asset Management Specialist
College for Financial Planning
CMFC, Chartered Mutual Fund Counselor
UCLA Extension
PFP, Personal Financial Planner
Registered Investment Advisor September 2006 - December 2009
Charles Schwab 1994 - 2005
United States Army Reserve 1990 - 1998
Skills
Securities, Asset Allocation, Fundraising, Investments, Estate Planning, Strategic Financial..., Finance, Leadership, Investment Management, Financial Planning, Wealth, Portfolio Management, Nonprofits, Management, Financial Advisory, Wealth Management, Mutual Funds
Education
University of Southern California 1986 — 1990
BS, Public Administration
College for Financial Planning
AAMS, Accredited Asset Management Specialist
College for Financial Planning
CMFC, Chartered Mutual Fund Counselor
UCLA Extension
PFP, Personal Financial Planner
Lynn Moon Lynn Moon's Registered Investment Advisor Experience January 1970 - January 2000
Job Founder Art for Barks, Sculptor
Industry Philanthropy
Experience
NonProfit Animal Charity: www.ArtforBarks.org January 2010 - Present
Registered Investment Advisor January 1970 - January 2000
EF Hutton 1965 - 1970
Skills
Dogs, Licensing, Editing, Strategic Planning, Microsoft Office, Art, Public Speaking, Fundraising, Program Development, Teaching, Team Building, Social Media, Marketing Strategy, Nonprofits, Volunteer Management, Public Relations, Entrepreneurship, Event Planning, Leadership Development, Community Outreach, Proposal Writing
Education
University of Illinois at Urbana-Champaign 1962 — 1964
Graduate Studies, Sociology/Rec Administration
San Diego State University-California State University 1959 — 1962
Bachelor's degree, Sociology/Rec. Administration
NonProfit Animal Charity: www.ArtforBarks.org January 2010 - Present
Registered Investment Advisor January 1970 - January 2000
EF Hutton 1965 - 1970
Skills
Dogs, Licensing, Editing, Strategic Planning, Microsoft Office, Art, Public Speaking, Fundraising, Program Development, Teaching, Team Building, Social Media, Marketing Strategy, Nonprofits, Volunteer Management, Public Relations, Entrepreneurship, Event Planning, Leadership Development, Community Outreach, Proposal Writing
Education
University of Illinois at Urbana-Champaign 1962 — 1964
Graduate Studies, Sociology/Rec Administration
San Diego State University-California State University 1959 — 1962
Bachelor's degree, Sociology/Rec. Administration
Martina Carter's Registered Investment Advisor Experience November 2014 - Present
Job Wealth Management Professional
Industry Financial Services
Experience
Jamaican Mango & Lime 2015 - Present
Registered Investment Advisor November 2014 - Present
Buckhead Capital Management August 2007 - August 2013
Harris myCFO Investment Adviosry Services LLC February 2005 - August 2007
Invesco Ltd. April 2002 - February 2005
Franklin Templeton Investments May 2000 - April 2002
Skills
Investments, Portfolio Management, Equities, Fixed Income, Asset Management, Alternative Investments, Portfolio Administration, Bloomberg, Equity Research, Mutual Funds, Asset Managment, Wealth Management, High Net Worth..., Bloomberg Terminal, Private Equity, Financial Services, Bonds, Axys, Superior Client Service, Account Reconciliation, Wealth Management..., Advent, Options, Financial Management..., Investment..., Investment Portfolios, Equity and Fixed Income..., Institutional..., Performance Attribution, Separately Managed..., Corporate Actions, NetX360, Pershing/NetX360, Portia, Moxy
Education
University of Phoenix 2005 — 2007
MBA
Florida Metropolitan University 1999 — 2002
Bachelors, Accounting
Jamaican Mango & Lime 2015 - Present
Registered Investment Advisor November 2014 - Present
Buckhead Capital Management August 2007 - August 2013
Harris myCFO Investment Adviosry Services LLC February 2005 - August 2007
Invesco Ltd. April 2002 - February 2005
Franklin Templeton Investments May 2000 - April 2002
Skills
Investments, Portfolio Management, Equities, Fixed Income, Asset Management, Alternative Investments, Portfolio Administration, Bloomberg, Equity Research, Mutual Funds, Asset Managment, Wealth Management, High Net Worth..., Bloomberg Terminal, Private Equity, Financial Services, Bonds, Axys, Superior Client Service, Account Reconciliation, Wealth Management..., Advent, Options, Financial Management..., Investment..., Investment Portfolios, Equity and Fixed Income..., Institutional..., Performance Attribution, Separately Managed..., Corporate Actions, NetX360, Pershing/NetX360, Portia, Moxy
Education
University of Phoenix 2005 — 2007
MBA
Florida Metropolitan University 1999 — 2002
Bachelors, Accounting
Sean O'Brien's Registered Investment Advisor Experience May 2008 - March 2014
Job Leading Overall Global Sales Strategy
Industry Renewables & Environment
Experience
Direct Energy Solar June 2014 - Present
Registered Investment Advisor May 2008 - March 2014
Smith Barney May 1997 - May 2008
United States Army May 1988 - May 1994
Skills
Portfolio Management, Technical Analysis, Asset Management, Commodities, Equities, Investments, Investment Advisory, ETFs, Investment Strategies, Alternative Investments, Asset Allocation, Hedge Funds, Trading Strategies, Options, Proprietary Trading, Currency, Asset Managment, Bonds, Fixed Income, Commodity, Financial Markets, Bloomberg, Series 7, Securities, Trading, Wealth Management, Derivatives, Capital Markets, Equity Trading, Investment Management, Equity Research, Series 63, Mutual Funds, Finance, Electronic Trading, FX Options, Equity Derivatives, Hedging, FINRA, Fund Of Funds, Managed Futures, Trading Systems, Business Development, Leadership, CRM, New Business Development
Education
University of Massachusetts, Amherst 1984 — 1988
History
United States Army Infantry School 1988 — 1989
Leader of Men
Direct Energy Solar June 2014 - Present
Registered Investment Advisor May 2008 - March 2014
Smith Barney May 1997 - May 2008
United States Army May 1988 - May 1994
Skills
Portfolio Management, Technical Analysis, Asset Management, Commodities, Equities, Investments, Investment Advisory, ETFs, Investment Strategies, Alternative Investments, Asset Allocation, Hedge Funds, Trading Strategies, Options, Proprietary Trading, Currency, Asset Managment, Bonds, Fixed Income, Commodity, Financial Markets, Bloomberg, Series 7, Securities, Trading, Wealth Management, Derivatives, Capital Markets, Equity Trading, Investment Management, Equity Research, Series 63, Mutual Funds, Finance, Electronic Trading, FX Options, Equity Derivatives, Hedging, FINRA, Fund Of Funds, Managed Futures, Trading Systems, Business Development, Leadership, CRM, New Business Development
Education
University of Massachusetts, Amherst 1984 — 1988
History
United States Army Infantry School 1988 — 1989
Leader of Men
Michelle Brillhart's Registered Investment Advisor Experience June 2013 - Present
Job Financial Services Professional at Registered Investment Advisor
Industry Financial Services
Experience
Registered Investment Advisor June 2013 - Present
Morgan Stanley Smith Barney January 2010 - December 2012
Morgan Stanley Smith Barney January 2006 - December 2009
Morgan Stanley September 2001 - December 2006
Morgan Stanley January 1996 - August 2001
Morgan Stanley January 1992 - December 1996
Morgan Stanley October 1988 - December 1992
Skills
Series 7, Wealth Management, Uniform Combined State..., Series 63, Retirement Planning, Alternative Investments, Asset Allocation, Mutual Funds, Asset Managment, Investments, Securities, Wealth Management..., Investment Strategies, Financial Services, Asset Management, Financial Advisory, Portfolio Management, Equities
Education
Oakland University 1989 — 1993
Bachelor of Arts, English and Journalism
Registered Investment Advisor June 2013 - Present
Morgan Stanley Smith Barney January 2010 - December 2012
Morgan Stanley Smith Barney January 2006 - December 2009
Morgan Stanley September 2001 - December 2006
Morgan Stanley January 1996 - August 2001
Morgan Stanley January 1992 - December 1996
Morgan Stanley October 1988 - December 1992
Skills
Series 7, Wealth Management, Uniform Combined State..., Series 63, Retirement Planning, Alternative Investments, Asset Allocation, Mutual Funds, Asset Managment, Investments, Securities, Wealth Management..., Investment Strategies, Financial Services, Asset Management, Financial Advisory, Portfolio Management, Equities
Education
Oakland University 1989 — 1993
Bachelor of Arts, English and Journalism
George R. Monte, MBA, AHWD, CIPS, CM, CRB, RIA George R. Monte, MBA, AHWD, CIPS, CM, CRB, RIA's Registered Investment Advisor Experience 1998 - Present
Job Owner and President Richmont Investment Property Services, Inc.
Industry Commercial Real Estate
Experience
Registered Investment Advisor 1998 - Present
George R. Monte, dba Receivership Services of California January 1993 - Present
Richmont Investment Property Services, Inc. March 1992 - Present
First Interstate Mortgage Company June 1974 - December 1991
Skills
Property Management, Strategic Planning, Leadership, Mergers, Buyer Representation, Sales, Mergers & Acquisitions, REO, Foreclosures, Short Sales, Investment Properties, Real Estate Development, Sellers, Real Estate, Relocation, Property, Disposition, Real Estate Transactions, Single Family Homes, Location Intelligence, Commercial Real Estate, Investors, Leases, Residential Homes, Investments, Loans, Brokerage, Real Estate Economics, Negotiation, Real Estate Financing, Portfolio Management, Finance, 1031 Exchanges, Commercial Mortgages, Tenant, Corporate Real Estate, Real Property, Loan Origination, Tenant Representation, Shopping Centers, Apartments, Land Acquisition, Landlords, Income Properties, Condos, International Real..., Rentals, Entitlements, Appraisals, HUD
Education
University of Southern California - Marshall School of Business 1966 — 1968
MBA, Finance & Marketing
California State University-Los Angeles 1964 — 1966
B.A., Economics
Pasadena City College 1962 — 1964
A.A., Liberal Arts
Registered Investment Advisor 1998 - Present
George R. Monte, dba Receivership Services of California January 1993 - Present
Richmont Investment Property Services, Inc. March 1992 - Present
First Interstate Mortgage Company June 1974 - December 1991
Skills
Property Management, Strategic Planning, Leadership, Mergers, Buyer Representation, Sales, Mergers & Acquisitions, REO, Foreclosures, Short Sales, Investment Properties, Real Estate Development, Sellers, Real Estate, Relocation, Property, Disposition, Real Estate Transactions, Single Family Homes, Location Intelligence, Commercial Real Estate, Investors, Leases, Residential Homes, Investments, Loans, Brokerage, Real Estate Economics, Negotiation, Real Estate Financing, Portfolio Management, Finance, 1031 Exchanges, Commercial Mortgages, Tenant, Corporate Real Estate, Real Property, Loan Origination, Tenant Representation, Shopping Centers, Apartments, Land Acquisition, Landlords, Income Properties, Condos, International Real..., Rentals, Entitlements, Appraisals, HUD
Education
University of Southern California - Marshall School of Business 1966 — 1968
MBA, Finance & Marketing
California State University-Los Angeles 1964 — 1966
B.A., Economics
Pasadena City College 1962 — 1964
A.A., Liberal Arts
Robert Ewers, CFA's Registered Investment Advisor Experience July 2010 - November 2011
Job Specialist, Treasury and Risk
Industry Investment Management
Experience
Inter-American Development Bank May 2013 - Present
Registered Investment Advisor July 2010 - November 2011
TKC Communications December 2008 - July 2010
Morgan Stanley FrontPoint June 2003 - September 2008
Stadia Capital 2003 - 2007
US Army 1997 - 2000
6-52 ADA 1997 - 1999
Skills
Financial Analysis, Valuation, Strategy, Financial Risk, Portfolio Management, Options, Equities, Derivatives, Asset Management, Private Equity, Policy Analysis, Policy, Investments, Government, Analysis, Hedging, Equity Research, Finance, International Relations, Financial Modeling, Program Management, Hedge Funds, Defense, Investment Banking, Leadership, Trading, Bloomberg, Alternative Investments, National Security, Due Diligence, Fixed Income
Education
New York University - Leonard N. Stern School of Business 2001 — 2003
MBA, Finance
United States Military Academy at West Point 1992 — 1996
BS, Math
De La Salle 1988 — 1992
Inter-American Development Bank May 2013 - Present
Registered Investment Advisor July 2010 - November 2011
TKC Communications December 2008 - July 2010
Morgan Stanley FrontPoint June 2003 - September 2008
Stadia Capital 2003 - 2007
US Army 1997 - 2000
6-52 ADA 1997 - 1999
Skills
Financial Analysis, Valuation, Strategy, Financial Risk, Portfolio Management, Options, Equities, Derivatives, Asset Management, Private Equity, Policy Analysis, Policy, Investments, Government, Analysis, Hedging, Equity Research, Finance, International Relations, Financial Modeling, Program Management, Hedge Funds, Defense, Investment Banking, Leadership, Trading, Bloomberg, Alternative Investments, National Security, Due Diligence, Fixed Income
Education
New York University - Leonard N. Stern School of Business 2001 — 2003
MBA, Finance
United States Military Academy at West Point 1992 — 1996
BS, Math
De La Salle 1988 — 1992
Greg Leftwich's Registered Investment Advisor Experience September 1994 - Present
Job Vice President Director of Sales & Client Service
Industry Investment Management
Experience
registered investment advisor September 1994 - Present
Southeastern Advisory Services, Inc. 1991 - 1994
W.G. Leftwich & Assoc. 1987 - 1991
Kidder, Peabody & Co., Inc. (Financial Advisory Service) 1985 - 1988
Education
Kennesaw State University 1986 — 1994
Finance, International Affairs
Georgia Institute of Technology 1985 — 1986
Aerospace, Aeronautical and Astronautical Engineering
registered investment advisor September 1994 - Present
Southeastern Advisory Services, Inc. 1991 - 1994
W.G. Leftwich & Assoc. 1987 - 1991
Kidder, Peabody & Co., Inc. (Financial Advisory Service) 1985 - 1988
Education
Kennesaw State University 1986 — 1994
Finance, International Affairs
Georgia Institute of Technology 1985 — 1986
Aerospace, Aeronautical and Astronautical Engineering
Brian Mackey, CFA's Registered Investment Advisor Experience May 2008 - June 2012
Job Research Analyst at Adviser Investments
Industry Financial Services
Experience
Adviser Investments November 2012 - Present
Registered Investment Advisor May 2008 - June 2012
Skills
Investments, Mutual Funds
Education
Elon University 2006 — 2010
Bachelor of Arts (B.A.), Economics
High School 2003 — 2006
Adviser Investments November 2012 - Present
Registered Investment Advisor May 2008 - June 2012
Skills
Investments, Mutual Funds
Education
Elon University 2006 — 2010
Bachelor of Arts (B.A.), Economics
High School 2003 — 2006
Noel Sinclair's Registered Investment Advisor Experience July 2008 - Present
Job Chief Compliance Officer
Industry Financial Services
Experience
Registered Investment Advisor July 2008 - Present
1st Discount Brokerage August 2002 - July 2008
Acument Securities April 1996 - August 2002
Agincourt November 1989 - November 1990
Bear Stearns January 1976 - January 1986
Skills
Investments, Equities, Series 7, ETFs, Securities, Wealth Management
Education
Roosevelt University 1977 — 1979
Bachelor of Arts, Political Science
Registered Investment Advisor July 2008 - Present
1st Discount Brokerage August 2002 - July 2008
Acument Securities April 1996 - August 2002
Agincourt November 1989 - November 1990
Bear Stearns January 1976 - January 1986
Skills
Investments, Equities, Series 7, ETFs, Securities, Wealth Management
Education
Roosevelt University 1977 — 1979
Bachelor of Arts, Political Science