Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Ally Zemelman Ally Zemelman's Smith Barney Experience March 2001 - October 2006
Job Vice President, Senior Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch October 2006 - Present
Smith Barney March 2001 - October 2006
Skills
Retirement Planning, Wealth Management, Investment Advisory, Fixed Annuities, Insurance, Forecasting, Strategic Planning, Customer Service, Marketing, Microsoft Excel, Business Development, Budgets, Business Planning
Education
Arizona State University 1980 — 1984
B.S., Marketing/Advertising
Horton Watkins Ladue High School 1977 — 1980
Merrill Lynch October 2006 - Present
Smith Barney March 2001 - October 2006
Skills
Retirement Planning, Wealth Management, Investment Advisory, Fixed Annuities, Insurance, Forecasting, Strategic Planning, Customer Service, Marketing, Microsoft Excel, Business Development, Budgets, Business Planning
Education
Arizona State University 1980 — 1984
B.S., Marketing/Advertising
Horton Watkins Ladue High School 1977 — 1980
Nicole Brown Nicole Brown's Smith Barney Experience April 2003 - October 2003
Job Account Executive
Industry Marketing and Advertising
Experience
Euro Style Advertising June 2015 - Present
Battiata Real Estate January 2011 - April 2013
Battiata Real Estate March 2010 - January 2011
BECK ELLMAN HEALD March 2007 - October 2009
Nordstrom September 2004 - March 2007
944 Magazine September 2004 - July 2005
BRYN WALKER August 2003 - May 2004
SMITH BARNEY April 2003 - October 2003
Page Centre Inc. May 2003 - August 2003
Skills
Marketing, Press Releases, Sales, Strategic Public..., Social Media Marketing, Marketing Communications, Communication, Crisis Communications, Editing, Creative Writing, Publicity, Mac & PC platforms, Photoshop, Customer Service, Microsoft Office, Social Media, non profit work, Events Coordination, Social Networking, Exceptional People..., Advertising, Public Relations, Graphic Design, Media Relations, Blogging, AP Style, Journalism, Writing, Marketing Strategy, Event Planning, Facebook, Fundraising
Education
Arizona State University 2000 — 2004
B.A., Communication
Torrey Pines 1996 — 2000
Euro Style Advertising June 2015 - Present
Battiata Real Estate January 2011 - April 2013
Battiata Real Estate March 2010 - January 2011
BECK ELLMAN HEALD March 2007 - October 2009
Nordstrom September 2004 - March 2007
944 Magazine September 2004 - July 2005
BRYN WALKER August 2003 - May 2004
SMITH BARNEY April 2003 - October 2003
Page Centre Inc. May 2003 - August 2003
Skills
Marketing, Press Releases, Sales, Strategic Public..., Social Media Marketing, Marketing Communications, Communication, Crisis Communications, Editing, Creative Writing, Publicity, Mac & PC platforms, Photoshop, Customer Service, Microsoft Office, Social Media, non profit work, Events Coordination, Social Networking, Exceptional People..., Advertising, Public Relations, Graphic Design, Media Relations, Blogging, AP Style, Journalism, Writing, Marketing Strategy, Event Planning, Facebook, Fundraising
Education
Arizona State University 2000 — 2004
B.A., Communication
Torrey Pines 1996 — 2000
Andrew Bernard's Smith Barney Experience 1996 - 1996
Job Marketing Manager at Eaton
Industry Electrical/Electronic Manufacturing
Experience
Eaton October 2013 - Present
Pearson November 2009 - July 2013
Parkson Corporation January 2008 - May 2009
Honeywell Aerospace January 2007 - January 2008
Honeywell Aerospace September 2005 - December 2006
Honeywell Aerospace October 2002 - September 2005
Freedom August 1997 - October 2002
Smith Barney 1996 - 1996
Skills
Product Management, P&L Management, Cross-functional Team..., Business Strategy, Marketing Strategy, Strategic Partnerships, Product Marketing, Leadership, Operations Management, Strategic Planning, Management, Strategy, Team Leadership, Project Management, Segmentation, Key Account Management, Marketing, Process Improvement, Business Development, Analytics, Pricing, Competitive Analysis, Salesforce.com, Budgets, New Business Development, Product Launch, Start-ups, Program Management, Mergers & Acquisitions, Solution Selling, Forecasting, Six Sigma, Business Planning, Go-to-market Strategy, Business Process..., Marketing Management, Business Intelligence, Pricing Strategy, Sales Operations, Enterprise Software, Analysis, Lead Generation, CRM, Market Research, Business Analysis, Account Management, Project Planning, SaaS, Vendor Management, Product Development
Education
Arizona State University 2000 — 2002
MBA
Western Michigan University 1995 — 1997
BBA, Finance
Grand ledge high school
Eaton October 2013 - Present
Pearson November 2009 - July 2013
Parkson Corporation January 2008 - May 2009
Honeywell Aerospace January 2007 - January 2008
Honeywell Aerospace September 2005 - December 2006
Honeywell Aerospace October 2002 - September 2005
Freedom August 1997 - October 2002
Smith Barney 1996 - 1996
Skills
Product Management, P&L Management, Cross-functional Team..., Business Strategy, Marketing Strategy, Strategic Partnerships, Product Marketing, Leadership, Operations Management, Strategic Planning, Management, Strategy, Team Leadership, Project Management, Segmentation, Key Account Management, Marketing, Process Improvement, Business Development, Analytics, Pricing, Competitive Analysis, Salesforce.com, Budgets, New Business Development, Product Launch, Start-ups, Program Management, Mergers & Acquisitions, Solution Selling, Forecasting, Six Sigma, Business Planning, Go-to-market Strategy, Business Process..., Marketing Management, Business Intelligence, Pricing Strategy, Sales Operations, Enterprise Software, Analysis, Lead Generation, CRM, Market Research, Business Analysis, Account Management, Project Planning, SaaS, Vendor Management, Product Development
Education
Arizona State University 2000 — 2002
MBA
Western Michigan University 1995 — 1997
BBA, Finance
Grand ledge high school
Rick Labrum Rick Labrum's Smith Barney Experience October 2003 - October 2009
Job Director of Wealth Management Labrum Wealth Management, LLC
Industry Financial Services
Experience
Labrum Wealth Management October 2009 - Present
Smith Barney October 2003 - October 2009
Merrill Lynch November 1998 - November 2003
Skills
Retirement Planning, Investments, Wealth Management, Strategic Financial..., Financial Analysis, Financial Modeling, Portfolio Management, Mutual Funds, Risk Management, Retirement, Series 7, Banking, Financial Services, Business Analysis, Insurance, Pensions, Asset Management, Asset Allocation, Investment Advisory, Financial Advisory, Estate Planning, Corporate Finance, Finance, Financial Planning, Mortgage Lending
Education
Arizona State University 1964 — 1969
Bachelor of Science, Management / Finance
Labrum Wealth Management October 2009 - Present
Smith Barney October 2003 - October 2009
Merrill Lynch November 1998 - November 2003
Skills
Retirement Planning, Investments, Wealth Management, Strategic Financial..., Financial Analysis, Financial Modeling, Portfolio Management, Mutual Funds, Risk Management, Retirement, Series 7, Banking, Financial Services, Business Analysis, Insurance, Pensions, Asset Management, Asset Allocation, Investment Advisory, Financial Advisory, Estate Planning, Corporate Finance, Finance, Financial Planning, Mortgage Lending
Education
Arizona State University 1964 — 1969
Bachelor of Science, Management / Finance
Brittany Theisen (Kemp) Brittany Theisen (Kemp)'s Smith Barney Experience February 2005 - March 2007
Job Paralegal at Self Employed
Industry Law Practice
Experience
Self Employed April 2014 - Present
Marquardt Law Firm January 2014 - April 2014
Marquardt Law Firm December 2013 - January 2014
Bill Miller Bar-B-Q September 2012 - November 2013
Main Street Salon & Spa March 2011 - September 2011
Smith Barney February 2005 - March 2007
Skills
Active Listening, Reading Comprehension, Time Management, Service Orientation, Critical Thinking, Social Perceptiveness, Coordination, Active Learning, monitoring, Invoicing, Legal Writing, Legal Research, Microsoft Office
Education
Brown Mackie College-San Antonio 2011 — 2013
Associate's degree, Paralegal
Self Employed April 2014 - Present
Marquardt Law Firm January 2014 - April 2014
Marquardt Law Firm December 2013 - January 2014
Bill Miller Bar-B-Q September 2012 - November 2013
Main Street Salon & Spa March 2011 - September 2011
Smith Barney February 2005 - March 2007
Skills
Active Listening, Reading Comprehension, Time Management, Service Orientation, Critical Thinking, Social Perceptiveness, Coordination, Active Learning, monitoring, Invoicing, Legal Writing, Legal Research, Microsoft Office
Education
Brown Mackie College-San Antonio 2011 — 2013
Associate's degree, Paralegal
Jim Bergman Jim Bergman's Smith Barney Experience January 1992 - September 2002
Job Certified Financial Planner™ at Raymond James Financial Services, Inc.
Industry Financial Services
Experience
Raymond James Financial Inc., Member FINRA/SIPC May 2008 - Present
Morgan Keegan September 2002 - May 2008
Smith Barney January 1992 - September 2002
Skills
Retirement Planning, Retirement, Strategic Financial..., Investments, Finance, Financial Services, Insurance, Securities, Financial Advisory, Estate Planning, Asset Allocation, Wealth Management, Mutual Funds, Investment Advisory, Portfolio Management
Education
College for Financial Planning 1998 — 2000
Certified Financial Planner, Financial Planning and Services
Auburn University 1973 — 1976
Bachelor of Science (B.S.), Business, Management, Marketing, and Related Support Services
Raymond James Financial Inc., Member FINRA/SIPC May 2008 - Present
Morgan Keegan September 2002 - May 2008
Smith Barney January 1992 - September 2002
Skills
Retirement Planning, Retirement, Strategic Financial..., Investments, Finance, Financial Services, Insurance, Securities, Financial Advisory, Estate Planning, Asset Allocation, Wealth Management, Mutual Funds, Investment Advisory, Portfolio Management
Education
College for Financial Planning 1998 — 2000
Certified Financial Planner, Financial Planning and Services
Auburn University 1973 — 1976
Bachelor of Science (B.S.), Business, Management, Marketing, and Related Support Services
Chad Morton Chad Morton's Smith Barney Experience July 2003 - September 2004
Job Human Resources Analyst
Industry Human Resources
Experience
Superior Court of Arizona August 2014 - Present
Associated Asset Management (AAM) 2011 - 2014
Wireless Advocates January 2009 - December 2011
Coastal Wireless September 2007 - November 2008
The Mobile Solution June 2006 - August 2007
The Hartford October 2005 - May 2006
Smith Barney July 2003 - September 2004
United States Marine Corps September 1997 - September 2001
Skills
Human Resources, Recruiting, Training, Sales, Management, Customer Service, Relationship Management, HRIS Database Management, Workers Compensation, Employee Relations, Employee Orientations, Unemployment Claims, Job Postings, Employee Benefits, Behavioral Interviewing, Hiring Practices, Screening Resumes, Employment Verifications, Extending Offers
Education
Arizona State University 2003 — 2005
Bachelor's Degree, Organizational Communication, General
Mesa Community College 2001 — 2003
Associate's Degree, Liberal Arts and Sciences/Liberal Studies
Superior Court of Arizona August 2014 - Present
Associated Asset Management (AAM) 2011 - 2014
Wireless Advocates January 2009 - December 2011
Coastal Wireless September 2007 - November 2008
The Mobile Solution June 2006 - August 2007
The Hartford October 2005 - May 2006
Smith Barney July 2003 - September 2004
United States Marine Corps September 1997 - September 2001
Skills
Human Resources, Recruiting, Training, Sales, Management, Customer Service, Relationship Management, HRIS Database Management, Workers Compensation, Employee Relations, Employee Orientations, Unemployment Claims, Job Postings, Employee Benefits, Behavioral Interviewing, Hiring Practices, Screening Resumes, Employment Verifications, Extending Offers
Education
Arizona State University 2003 — 2005
Bachelor's Degree, Organizational Communication, General
Mesa Community College 2001 — 2003
Associate's Degree, Liberal Arts and Sciences/Liberal Studies
Kim Redmon, CIMA® Kim Redmon, CIMA®'s Smith Barney Experience November 1993 - August 2000
Job Financial Advisor Business Model Consultant | KAR Consulting, Inc
Industry Financial Services
Experience
KAR Consulting, Inc. February 2010 - Present
Morgan Stanley Smith Barney November 1993 - February 2010
Smith Barney November 1993 - August 2000
Skills
Listening Skills, Strategic Thinking, Tactical Planning, Action Plan..., Managing Priorities, Optimizing ROA on..., Reinvention of..., Marketing Strategy,..., Service and..., Price Modeling, Coaching, Business Modeling, Communication, Investments
Education
Arizona State University 1989 — 1992
BS, Math
KAR Consulting, Inc. February 2010 - Present
Morgan Stanley Smith Barney November 1993 - February 2010
Smith Barney November 1993 - August 2000
Skills
Listening Skills, Strategic Thinking, Tactical Planning, Action Plan..., Managing Priorities, Optimizing ROA on..., Reinvention of..., Marketing Strategy,..., Service and..., Price Modeling, Coaching, Business Modeling, Communication, Investments
Education
Arizona State University 1989 — 1992
BS, Math
Buck Bandura, CFP® Buck Bandura, CFP®'s Smith Barney Experience September 1998 - May 2006
Job President at Matrix Wealth Management
Industry Financial Services
Experience
Matrix Wealth Management May 2006 - Present
Smith Barney September 1998 - May 2006
Skills
Investments, Securities, Finance, Financial Analysis, Retirement Planning, Financial Advisory, Insurance, Capital Markets, Financial Services
Education
Arizona State University 1996 — 1998
BS, Finance
Matrix Wealth Management May 2006 - Present
Smith Barney September 1998 - May 2006
Skills
Investments, Securities, Finance, Financial Analysis, Retirement Planning, Financial Advisory, Insurance, Capital Markets, Financial Services
Education
Arizona State University 1996 — 1998
BS, Finance
Cristy Lopez, Ph.D.'s Smith Barney Experience October 2007 - March 2009
Job Transformational Psychologist | Coach | Consultant | Speaker
Industry Professional Training & Coaching
Experience
Dr. Cristy Education Services, Llc January 2015 - Present
Cristy Lopez, Ph.D., PLLC January 1994 - Present
Smith Barney October 2007 - March 2009
Skills
Psychology, Psychotherapy, Coaching, Public Speaking, Leadership, Mental Health, Program Development, Community Outreach, Immigration Evaluations, Personal Development, Couples, Life Transitions, Family Therapy, Adolescents, Treatment, Adults, High Performance, Consultation, Staff Development, Clinical, Psychoeducation, Clinical Research, Nonprofits, Conflict Resolution, Grant Writing, Non-profits, Teaching, Strategic Planning, Clinical Psychology
Education
University of California, Berkeley
BA, Psychology
University of Missouri-Columbia
Doctor of Philosophy (Ph.D.), Clinical Psychology
University of Illinois at Chicago
Clinical Internship
Arizona State University
Post Doctoral Fellowship
Dr. Cristy Education Services, Llc January 2015 - Present
Cristy Lopez, Ph.D., PLLC January 1994 - Present
Smith Barney October 2007 - March 2009
Skills
Psychology, Psychotherapy, Coaching, Public Speaking, Leadership, Mental Health, Program Development, Community Outreach, Immigration Evaluations, Personal Development, Couples, Life Transitions, Family Therapy, Adolescents, Treatment, Adults, High Performance, Consultation, Staff Development, Clinical, Psychoeducation, Clinical Research, Nonprofits, Conflict Resolution, Grant Writing, Non-profits, Teaching, Strategic Planning, Clinical Psychology
Education
University of California, Berkeley
BA, Psychology
University of Missouri-Columbia
Doctor of Philosophy (Ph.D.), Clinical Psychology
University of Illinois at Chicago
Clinical Internship
Arizona State University
Post Doctoral Fellowship
Michael Ivers's Smith Barney Experience 2001 - 2007
Job Project Manager at Morgan Stanley Smith Barney
Industry Information Technology and Services
Experience
Morgan Stanley Smith Barney 2007 - June 2015
Smith Barney 2001 - 2007
Smith Barney 1998 - 2001
Smith Barney 1991 - 1998
Smith Barney 1987 - 1991
Williamsburgh Savings Bank 1984 - 1987
Skills
.NET, Windows Programming, Scripting, Software Project..., Full SDLC, Microsoft Office, SQL, Financial Planning, Financial Management, Financial Analysis, Strategic Financial..., Managerial Finance, Retirement Planning, Wealth Management, Financial Advisory, Alternative Investments, Retirement, Risk Management, Series 7, Fixed Income, Investments, Financial Services, Portfolio Management, SDLC, Business Analysis, Management, Equities, Mutual Funds, Asset Management, Leadership, Asset Allocation, Banking, Hedge Funds, Capital Markets, Securities, Investment Banking, Trading Systems
Education
Adelphi University 1992 — 1997
BBA, Accounting
Hofstra University 1982 — 1986
Levittown Memorial High School 1970 — 1983
St. Bernards, Levittown 1970 — 1978
Morgan Stanley Smith Barney 2007 - June 2015
Smith Barney 2001 - 2007
Smith Barney 1998 - 2001
Smith Barney 1991 - 1998
Smith Barney 1987 - 1991
Williamsburgh Savings Bank 1984 - 1987
Skills
.NET, Windows Programming, Scripting, Software Project..., Full SDLC, Microsoft Office, SQL, Financial Planning, Financial Management, Financial Analysis, Strategic Financial..., Managerial Finance, Retirement Planning, Wealth Management, Financial Advisory, Alternative Investments, Retirement, Risk Management, Series 7, Fixed Income, Investments, Financial Services, Portfolio Management, SDLC, Business Analysis, Management, Equities, Mutual Funds, Asset Management, Leadership, Asset Allocation, Banking, Hedge Funds, Capital Markets, Securities, Investment Banking, Trading Systems
Education
Adelphi University 1992 — 1997
BBA, Accounting
Hofstra University 1982 — 1986
Levittown Memorial High School 1970 — 1983
St. Bernards, Levittown 1970 — 1978
Caroline Rosen Caroline Rosen's Smith Barney Experience January 2005 - May 2005
Job Marketing & Communications Manager at MaloneBailey, LLP
Industry Public Relations and Communications
Experience
MaloneBailey, LLP January 2011 - Present
MaloneBailey, LLP December 2009 - January 2011
Medical Design Technologies March 2009 - November 2009
Fleishman-Hillard October 2006 - December 2008
Discovery Communications January 2006 - May 2006
Intercultural Management Institute May 2005 - December 2005
Smith Barney January 2005 - May 2005
Skills
Media Relations, Strategic Communications, Marketing Communications, Social Media, Public Relations, Leadership, Crisis Communications, Marketing, Strategic Planning, Internal Communications, Analysis, Business Strategy, Social Media Marketing, Corporate Communications, Publicity, Press Releases, Strategy
Education
American University 2005 — 2006
Master of Arts, International Communication
Universidad Carlos III de Madrid 2006 — 2006
MA, European Union Law
American University 2001 — 2005
Bachelor of Arts, International Relations
MaloneBailey, LLP January 2011 - Present
MaloneBailey, LLP December 2009 - January 2011
Medical Design Technologies March 2009 - November 2009
Fleishman-Hillard October 2006 - December 2008
Discovery Communications January 2006 - May 2006
Intercultural Management Institute May 2005 - December 2005
Smith Barney January 2005 - May 2005
Skills
Media Relations, Strategic Communications, Marketing Communications, Social Media, Public Relations, Leadership, Crisis Communications, Marketing, Strategic Planning, Internal Communications, Analysis, Business Strategy, Social Media Marketing, Corporate Communications, Publicity, Press Releases, Strategy
Education
American University 2005 — 2006
Master of Arts, International Communication
Universidad Carlos III de Madrid 2006 — 2006
MA, European Union Law
American University 2001 — 2005
Bachelor of Arts, International Relations
Cliff Hodgman Cliff Hodgman's Smith Barney Experience May 2001 - April 2006
Job Senior Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. 2009 - Present
H&R Block Financial Advisors April 2006 - March 2009
Smith Barney May 2001 - April 2006
Banc One Financial July 1995 - April 2001
Skills
Investments, Tax-Efficient Strategies, Wealth Management, Retirement Planning, 401(k) Rollovers, Stock Due Diligence, Investment Management, Wealth-Preservation..., Risk Management..., Retirement, Fixed Income Strategies
Education
Alma College 1990 — 1994
Bachelor's Degree, Business, Management, Marketing, and Related Support Services
Kalamazoo Loy Norrix 1986 — 1990
High School
Oppenheimer & Co. Inc. 2009 - Present
H&R Block Financial Advisors April 2006 - March 2009
Smith Barney May 2001 - April 2006
Banc One Financial July 1995 - April 2001
Skills
Investments, Tax-Efficient Strategies, Wealth Management, Retirement Planning, 401(k) Rollovers, Stock Due Diligence, Investment Management, Wealth-Preservation..., Risk Management..., Retirement, Fixed Income Strategies
Education
Alma College 1990 — 1994
Bachelor's Degree, Business, Management, Marketing, and Related Support Services
Kalamazoo Loy Norrix 1986 — 1990
High School
Frank Chereck Frank Chereck's Smith Barney Experience June 2006 - August 2006
Job Communications Professional – Supporting Business Needs by Focusing on Enhancing the Customer Experience
Industry Insurance
Experience
Allstate Roadside Services July 2014 - Present
Allstate Roadside Services April 2013 - July 2014
Allstate Roadside Services August 2011 - April 2013
Frank's Handiwork May 2010 - August 2011
FWC Pottery July 2008 - March 2010
Steak N Shake March 2007 - May 2007
Smith Barney June 2006 - August 2006
Lone Star Steakhouse / Texas Land & Cattle January 2001 - June 2005
Walt Disney World June 2000 - January 2001
Skills
Customer Service, Public Relations, Leadership, Event Planning, Microsoft Office, Claim, Microsoft Excel, Social Media, Storytelling, Online Content Creation, YouTube, Power Director, Blogging, twitter, Facebook, Instagram, Digital Photography, Lightroom, Photoshop, Corel Draw, Experienced Trainer, Corporate Communications, High Achiever, Goal Oriented, Business Analysis, Process Focused, Creative Problem Solving, Conflict Resolution, Community Management, Computer Gaming, Interactive..., Computer Hardware, Corporate Culture, Branding & Identity, Personal Development, Cultural Analysis, Diversity & Inclusion, Time Management, Multitasking Skills, Peer Mentoring, Motivation
Education
Northern Illinois University 2006 — 2008
Bachelor's Degree, Business/Corporate Communications, Upper Division Honors Graduate; GPA: 3.7
城西大学 2007 — 2007
Study abroad, Contempary Japanese Society
College of DuPage 1999 — 2004
Associate's Degree, Liberal Arts and Sciences/Liberal Studies, GPA: 3.8
Lake Park High School 1995 — 1999
Allstate Roadside Services July 2014 - Present
Allstate Roadside Services April 2013 - July 2014
Allstate Roadside Services August 2011 - April 2013
Frank's Handiwork May 2010 - August 2011
FWC Pottery July 2008 - March 2010
Steak N Shake March 2007 - May 2007
Smith Barney June 2006 - August 2006
Lone Star Steakhouse / Texas Land & Cattle January 2001 - June 2005
Walt Disney World June 2000 - January 2001
Skills
Customer Service, Public Relations, Leadership, Event Planning, Microsoft Office, Claim, Microsoft Excel, Social Media, Storytelling, Online Content Creation, YouTube, Power Director, Blogging, twitter, Facebook, Instagram, Digital Photography, Lightroom, Photoshop, Corel Draw, Experienced Trainer, Corporate Communications, High Achiever, Goal Oriented, Business Analysis, Process Focused, Creative Problem Solving, Conflict Resolution, Community Management, Computer Gaming, Interactive..., Computer Hardware, Corporate Culture, Branding & Identity, Personal Development, Cultural Analysis, Diversity & Inclusion, Time Management, Multitasking Skills, Peer Mentoring, Motivation
Education
Northern Illinois University 2006 — 2008
Bachelor's Degree, Business/Corporate Communications, Upper Division Honors Graduate; GPA: 3.7
城西大学 2007 — 2007
Study abroad, Contempary Japanese Society
College of DuPage 1999 — 2004
Associate's Degree, Liberal Arts and Sciences/Liberal Studies, GPA: 3.8
Lake Park High School 1995 — 1999
Michael J. Driscoll, MBA, Ed.D. Michael J. Driscoll, MBA, Ed.D.'s Smith Barney Experience September 1987 - January 1997
Job Clinical Professor and Senior Executive in Residence
Industry Education Management
Experience
Adelphi University September 2013 - Present
North Shore-LIJ Health System 2013 - Present
Fulbright Specialist June 2014 - Present
Nepenthea LLC December 2014 - August 2015
Adelphi University April 2010 - August 2013
Geosphere Capital LLC May 2007 - January 2010
Bear, Stearns & Co. Inc April 2002 - May 2007
Donaldson, Lufkin, & Jenrette May 1998 - April 2002
Hambrecht & Quist January 1997 - May 1998
Smith Barney September 1987 - January 1997
Skills
Equities, Hedge Funds, Derivatives, Bloomberg, Fixed Income, Equity Trading, Options, Trading, Structured Products, Commodity, Higher Education, Investments, Valuation, Financial Analysis, Hedging, Economics, Financial Risk, Financial Modeling, Management, Marketing, Equity Research, Emerging Markets, Asset Management, Asset Allocation, Private Equity, Investment Strategies, Research, Finance, Risk Management, Venture Capital, Bonds, Portfolio Management, Student Affairs, Securities, Higher Education..., Corporate Finance, Financial Services, Bloomberg Terminal, Due Diligence, Financial Markets, Academic Administration, Equity Valuation, Wealth Management, Series 7, Equity Derivatives, Academic Advising, Career Counseling
Education
University of Pennsylvania 2012 — 2014
Doctor of Education (Ed.D.), Higher Education Management
Adelphi University 1984 — 1989
MBA, International Economics
State University of New York Maritime College 1978 — 1982
BS, Management/Marine Transportation
Third Officer United States Merchant Marine 1982 — 1982
Unlimited Tonnage, Any Oceans.
Xavier High School NYC 1974 — 1978
Adelphi University September 2013 - Present
North Shore-LIJ Health System 2013 - Present
Fulbright Specialist June 2014 - Present
Nepenthea LLC December 2014 - August 2015
Adelphi University April 2010 - August 2013
Geosphere Capital LLC May 2007 - January 2010
Bear, Stearns & Co. Inc April 2002 - May 2007
Donaldson, Lufkin, & Jenrette May 1998 - April 2002
Hambrecht & Quist January 1997 - May 1998
Smith Barney September 1987 - January 1997
Skills
Equities, Hedge Funds, Derivatives, Bloomberg, Fixed Income, Equity Trading, Options, Trading, Structured Products, Commodity, Higher Education, Investments, Valuation, Financial Analysis, Hedging, Economics, Financial Risk, Financial Modeling, Management, Marketing, Equity Research, Emerging Markets, Asset Management, Asset Allocation, Private Equity, Investment Strategies, Research, Finance, Risk Management, Venture Capital, Bonds, Portfolio Management, Student Affairs, Securities, Higher Education..., Corporate Finance, Financial Services, Bloomberg Terminal, Due Diligence, Financial Markets, Academic Administration, Equity Valuation, Wealth Management, Series 7, Equity Derivatives, Academic Advising, Career Counseling
Education
University of Pennsylvania 2012 — 2014
Doctor of Education (Ed.D.), Higher Education Management
Adelphi University 1984 — 1989
MBA, International Economics
State University of New York Maritime College 1978 — 1982
BS, Management/Marine Transportation
Third Officer United States Merchant Marine 1982 — 1982
Unlimited Tonnage, Any Oceans.
Xavier High School NYC 1974 — 1978
Bill Cusano's Smith Barney Experience November 1989 - January 1997
Job VP of Business Development at Journey Health Labs
Industry Health, Wellness and Fitness
Experience
Journey Health Labs 2015 - Present
Cusano Marketing November 2011 - Present
Chapman Gill International 2011 - Present
St. James Fordham Episcopal Church May 2013 - Present
Cusano Marketing 2011 - December 2012
EERITIZ Minisphere, LLC April 2009 - May 2012
UBS Financial Services 1997 - 2007
Smith Barney November 1989 - January 1997
Bear Stearns November 1988 - November 1989
Bertelsmann November 1984 - November 1988
Skills
Storytelling, Collaborative, Entrepreneur, Mentoring, Team Building, Coaching, Staff Development, Management Consulting, Entrepreneurship, Public Speaking, Strategic Planning, Team Management, Team Leadership, Cross-functional Team..., Process Improvement, Change Management, Vendor Management, Project Planning, Problem Solving, Video Production, Interviewing Skills, Digital Storytelling, Marketing Strategy, Final Cut Pro, Marketing, Interviewing Subject..., Forecasting, Budgets, Project Management, Leadership, Management, Business Analysis, Risk Management, Project Portfolio..., IT Management, Business Planning, Service Delivery, CRM, Strategy, Mergers & Acquisitions, Time Management, Networking, Small Business, Executive Management, Consulting, Community Outreach, Training, Leadership Development, Business Development, Video Editing
Education
Sewanee-The University of the South 2007 — 2011
Certificate of Course Completion, Education for Ministry
Adelphi University 1993 — 1997
MBA, Finance & Business Management
Fordham University 1972 — 1976
BS, Biological Sciences
Journey Health Labs 2015 - Present
Cusano Marketing November 2011 - Present
Chapman Gill International 2011 - Present
St. James Fordham Episcopal Church May 2013 - Present
Cusano Marketing 2011 - December 2012
EERITIZ Minisphere, LLC April 2009 - May 2012
UBS Financial Services 1997 - 2007
Smith Barney November 1989 - January 1997
Bear Stearns November 1988 - November 1989
Bertelsmann November 1984 - November 1988
Skills
Storytelling, Collaborative, Entrepreneur, Mentoring, Team Building, Coaching, Staff Development, Management Consulting, Entrepreneurship, Public Speaking, Strategic Planning, Team Management, Team Leadership, Cross-functional Team..., Process Improvement, Change Management, Vendor Management, Project Planning, Problem Solving, Video Production, Interviewing Skills, Digital Storytelling, Marketing Strategy, Final Cut Pro, Marketing, Interviewing Subject..., Forecasting, Budgets, Project Management, Leadership, Management, Business Analysis, Risk Management, Project Portfolio..., IT Management, Business Planning, Service Delivery, CRM, Strategy, Mergers & Acquisitions, Time Management, Networking, Small Business, Executive Management, Consulting, Community Outreach, Training, Leadership Development, Business Development, Video Editing
Education
Sewanee-The University of the South 2007 — 2011
Certificate of Course Completion, Education for Ministry
Adelphi University 1993 — 1997
MBA, Finance & Business Management
Fordham University 1972 — 1976
BS, Biological Sciences
Myra Page Myra Page's Smith Barney Experience November 2001 - November 2004
Job Certified Financial Planner™, President at MPM Investment Counsel, LLC – An Independent Firm
Industry Financial Services
Experience
MPM Investment Counsel, LLC - An Independent Firm November 2011 - Present
Morgan Stanley Smith Barney December 1994 - November 2011
Smith Barney November 2001 - November 2004
Smith Barney 2000 - 2001
Education
Arizona State University 1982 — 1984
B.S., Finance, Finance, Economics
MPM Investment Counsel, LLC - An Independent Firm November 2011 - Present
Morgan Stanley Smith Barney December 1994 - November 2011
Smith Barney November 2001 - November 2004
Smith Barney 2000 - 2001
Education
Arizona State University 1982 — 1984
B.S., Finance, Finance, Economics
Bruce Wolfowitz's Smith Barney Experience November 1992 - January 1995
Job Sales Representative at ADT Security Services
Industry Broadcast Media
Experience
ADT Security Services March 2013 - Present
Killiskey Media, Ltd October 2010 - August 2015
Reach Media Group March 2010 - September 2010
Fox Soccer Channel August 2007 - July 2009
Fox Sports International February 2004 - August 2007
Datalocator October 2002 - February 2004
Deutsche Bank March 2001 - May 2002
Deutsche Bank January 1998 - March 2001
Lord, Abbett & Co. January 1995 - October 1997
Smith Barney November 1992 - January 1995
Skills
Marketing, Account Management, Sales, Product Development, Digital Media, New Media, Sponsorship, Integrated Marketing, Digital Marketing, Broadcast, Television, Advertising, Online Advertising, Advertising Sales, Sports, Management, E-commerce, Video, CRM, Mobile Devices
Education
Adelphi University 1987 — 1990
BA, Communications
York Prep High School
ADT Security Services March 2013 - Present
Killiskey Media, Ltd October 2010 - August 2015
Reach Media Group March 2010 - September 2010
Fox Soccer Channel August 2007 - July 2009
Fox Sports International February 2004 - August 2007
Datalocator October 2002 - February 2004
Deutsche Bank March 2001 - May 2002
Deutsche Bank January 1998 - March 2001
Lord, Abbett & Co. January 1995 - October 1997
Smith Barney November 1992 - January 1995
Skills
Marketing, Account Management, Sales, Product Development, Digital Media, New Media, Sponsorship, Integrated Marketing, Digital Marketing, Broadcast, Television, Advertising, Online Advertising, Advertising Sales, Sports, Management, E-commerce, Video, CRM, Mobile Devices
Education
Adelphi University 1987 — 1990
BA, Communications
York Prep High School
Lea Polk Montgomery's Smith Barney Experience 1993 - 2005
Job Senior VP at Polk & Polk Realty
Industry Law Practice
Experience
Louisiana LEGALFIrst Circuit Court of AppealsApril 2013 - Present
MONTY ENTERPRISES, LLC 2008 - Present
Greater King David Baptist Church- one church ministering in two locations April 2006 - Present
New Orleans Aviation Board 2002 - Present
Polk & Polk Realty 1991 - Present
SUS 1998 - 2010
The Sweat Shop Gym- Private and Personal Training January 2000 - August 2005
Smith Barney 1993 - 2005
Skills
Public Speaking, Negotiation, Financial Planning, Investments, Public Relations, Retirement Planning, Wealth Management, Portfolio Management, Asset Management, Financial Analysis, Insurance, Excel, Estate Planning, Customer Relations, Series 7, Equities, PowerPoint, Word, Asset Allocation, Financial Modeling, Mutual Funds, Customer Service, Strategic Planning, Budgeting, Securities, Retirement, Accounting, Fixed Income, Valuation, Investment Advisory, Financial Reporting, Annuities, Long Term Care, Business Planning, Bonds, Business Strategy, Media Relations, Microsoft Office, Alternative Investments, Research, Nonprofits, Leadership, Event Planning, Fundraising, Program Management, Marketing, Community Outreach, Team Building, Leadership Development
Education
Southern University Law Center 2007 — 2010
Juris Doctor (J.D.), The LAW
Southern University at New Orleans 1990 — 1991
Bachelor's Degree, Business Administration and Management, General
Louisiana State University 1986 — 1987
Architecture
Alcorn State University 1985 — 1986
Learned Myself
Louisiana LEGALFIrst Circuit Court of AppealsApril 2013 - Present
MONTY ENTERPRISES, LLC 2008 - Present
Greater King David Baptist Church- one church ministering in two locations April 2006 - Present
New Orleans Aviation Board 2002 - Present
Polk & Polk Realty 1991 - Present
SUS 1998 - 2010
The Sweat Shop Gym- Private and Personal Training January 2000 - August 2005
Smith Barney 1993 - 2005
Skills
Public Speaking, Negotiation, Financial Planning, Investments, Public Relations, Retirement Planning, Wealth Management, Portfolio Management, Asset Management, Financial Analysis, Insurance, Excel, Estate Planning, Customer Relations, Series 7, Equities, PowerPoint, Word, Asset Allocation, Financial Modeling, Mutual Funds, Customer Service, Strategic Planning, Budgeting, Securities, Retirement, Accounting, Fixed Income, Valuation, Investment Advisory, Financial Reporting, Annuities, Long Term Care, Business Planning, Bonds, Business Strategy, Media Relations, Microsoft Office, Alternative Investments, Research, Nonprofits, Leadership, Event Planning, Fundraising, Program Management, Marketing, Community Outreach, Team Building, Leadership Development
Education
Southern University Law Center 2007 — 2010
Juris Doctor (J.D.), The LAW
Southern University at New Orleans 1990 — 1991
Bachelor's Degree, Business Administration and Management, General
Louisiana State University 1986 — 1987
Architecture
Alcorn State University 1985 — 1986
Learned Myself
Amber Lawrence Amber Lawrence's Smith Barney Experience October 2006 - November 2008
Job Shop Manager at LUSH Union Square NY
Industry Retail
Experience
LUSH November 2014 - Present
LUSH FRESH HANDMADE COSMETICS March 2014 - October 2014
Bath & Body Works September 2012 - February 2014
Bath & Body Works July 2012 - September 2012
Bath & Body Works August 2011 - July 2012
Panera Bread June 2009 - July 2010
Hi-Tec Systems June 2009 - June 2010
Smith Barney October 2006 - November 2008
FAA September 2003 - June 2006
Skills
Safety Management..., Program Management, Microsoft Office, Program Budgeting, Data Collection, Data Entry, Database Design, Public Relations, Sales Management, Asset Managment, Inventory Management, Loss Prevention, Leadership, Customer Satisfaction, Training, Visual Merchandising, Customer Service, POS, Recruiting, Data Analysis, Coaching, Marketing, Customer Retention, Event Planning, Leadership Development, Store Management, Merchandising, Driving Results, Inventory Control, Retail Sales, Employee Training, Team Building, Team Leadership, Management, New Store Openings, Interviews, Trend Analysis, Business Planning, Customer Engagement, Strategic Planning, Product Knowledge, Succession Planning, Talent Management, Forecasting, Associate Development, Customer Experience, Profit, Marketing Strategy, Public Speaking, Time Management
Education
Rutgers, The State University of New Jersey-Camden 2006 — 2011
Bachelor of Science (B.S.), Business, Management, Marketing
Atlantic Cape Community College 2004 — 2006
Associate's of Applied science, Culinary Arts/Chef Training
LUSH November 2014 - Present
LUSH FRESH HANDMADE COSMETICS March 2014 - October 2014
Bath & Body Works September 2012 - February 2014
Bath & Body Works July 2012 - September 2012
Bath & Body Works August 2011 - July 2012
Panera Bread June 2009 - July 2010
Hi-Tec Systems June 2009 - June 2010
Smith Barney October 2006 - November 2008
FAA September 2003 - June 2006
Skills
Safety Management..., Program Management, Microsoft Office, Program Budgeting, Data Collection, Data Entry, Database Design, Public Relations, Sales Management, Asset Managment, Inventory Management, Loss Prevention, Leadership, Customer Satisfaction, Training, Visual Merchandising, Customer Service, POS, Recruiting, Data Analysis, Coaching, Marketing, Customer Retention, Event Planning, Leadership Development, Store Management, Merchandising, Driving Results, Inventory Control, Retail Sales, Employee Training, Team Building, Team Leadership, Management, New Store Openings, Interviews, Trend Analysis, Business Planning, Customer Engagement, Strategic Planning, Product Knowledge, Succession Planning, Talent Management, Forecasting, Associate Development, Customer Experience, Profit, Marketing Strategy, Public Speaking, Time Management
Education
Rutgers, The State University of New Jersey-Camden 2006 — 2011
Bachelor of Science (B.S.), Business, Management, Marketing
Atlantic Cape Community College 2004 — 2006
Associate's of Applied science, Culinary Arts/Chef Training
Ann-Marie (Iovino) Breslin Ann-Marie (Iovino) Breslin's Smith Barney Experience May 2005 - September 2007
Job Senior Registered Client Associate at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors September 2013 - Present
The Alpert Group at Morgan Stanley September 2007 - September 2013
Morgan Stanley May 2010 - January 2012
Smith Barney May 2005 - September 2007
Skills
Retirement Planning, Financial Services, Retirement, 401k, Asset Allocation, IRAs, Mutual Funds, 529 Plans, Securities, Investments
Education
Adelphi University
Finance
east meadow high school
Wells Fargo Advisors September 2013 - Present
The Alpert Group at Morgan Stanley September 2007 - September 2013
Morgan Stanley May 2010 - January 2012
Smith Barney May 2005 - September 2007
Skills
Retirement Planning, Financial Services, Retirement, 401k, Asset Allocation, IRAs, Mutual Funds, 529 Plans, Securities, Investments
Education
Adelphi University
Finance
east meadow high school
Joe Di Vito, Jr. CFP® CIMA® CRPS® AWM Joe Di Vito, Jr. CFP® CIMA® CRPS® AWM's Smith Barney Experience January 1993 - November 1998
Job Senior Vice PresidentFinancial Advisor, Senior Portfolio ManagerPortfolio Focus at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management March 2009 - Present
UBS Financial Services Inc. November 1998 - March 2009
Smith Barney January 1993 - November 1998
Education
Arizona State University 1989 — 1998
B.S. Business, Finance
RBC Wealth Management March 2009 - Present
UBS Financial Services Inc. November 1998 - March 2009
Smith Barney January 1993 - November 1998
Education
Arizona State University 1989 — 1998
B.S. Business, Finance
Mary Helen McDow Mary Helen McDow's Smith Barney Experience 2000 - 2005
Job Investment Executive at First Financial Brokerage Services
Industry Investment Management
Experience
First Financial Brokerage Services May 2011 - Present
Chase Investment Services 2006 - 2011
Smith Barney 2000 - 2005
Paine Webber 1998 - 2000
Skills
Financial Advisory, Series 7, Series 63, Texas Life and Health..., Long Term Care Insurance, Investment Strategies, Investment Management, Estate Planning, Wealth Management, Portfolio Management, Retirement Planning, Asset Management, Alternative Investments, Investment Advisory, Investments, Fixed Income, Securities, Strategic Financial..., Life Insurance, Investment Education, Investment Advisory..., Asset Allocation, Mutual Funds, Equities, Budget Setting, Written & Oral..., Multi Tasking, Troubleshooting
Education
Abilene Christian University 1987 — 1989
Bachelor of Science, Social Work
First Financial Brokerage Services May 2011 - Present
Chase Investment Services 2006 - 2011
Smith Barney 2000 - 2005
Paine Webber 1998 - 2000
Skills
Financial Advisory, Series 7, Series 63, Texas Life and Health..., Long Term Care Insurance, Investment Strategies, Investment Management, Estate Planning, Wealth Management, Portfolio Management, Retirement Planning, Asset Management, Alternative Investments, Investment Advisory, Investments, Fixed Income, Securities, Strategic Financial..., Life Insurance, Investment Education, Investment Advisory..., Asset Allocation, Mutual Funds, Equities, Budget Setting, Written & Oral..., Multi Tasking, Troubleshooting
Education
Abilene Christian University 1987 — 1989
Bachelor of Science, Social Work
JIM CONLIN, CFP® JIM CONLIN, CFP®'s Smith Barney Experience September 1987 - May 1993
Job Branch Complex Manager/Senior Vice President, Investments at Raymond James
Industry Financial Services
Experience
Raymond James May 1993 - Present
Smith Barney September 1987 - May 1993
Skills
Branch Management, Business Development, Management, New Business Development, Strategic Planning, Strategic Financial..., Financial Advisory, Retirement Planning, Investment Advisory, Series 7, Investments, Wealth Management, Asset Management, Asset Allocation, Mutual Funds, Alternative Investments, Portfolio Management, Investment Strategies, Estate Planning
Education
University of Pennsylvania - The Wharton School 2002 — 2005
Securities Industry Institute
American University 1973 — 1978
BA, Government & Public Administration
Raymond James May 1993 - Present
Smith Barney September 1987 - May 1993
Skills
Branch Management, Business Development, Management, New Business Development, Strategic Planning, Strategic Financial..., Financial Advisory, Retirement Planning, Investment Advisory, Series 7, Investments, Wealth Management, Asset Management, Asset Allocation, Mutual Funds, Alternative Investments, Portfolio Management, Investment Strategies, Estate Planning
Education
University of Pennsylvania - The Wharton School 2002 — 2005
Securities Industry Institute
American University 1973 — 1978
BA, Government & Public Administration
Frank Durand Frank Durand's Smith Barney Experience October 1995 - December 2009
Job Senior Financial Advisor, Durand & Gallentine Investment Management Group
Industry Financial Services
Experience
Durand & Gallentine Investment Management Group December 2009 - Present
Smith Barney October 1995 - December 2009
Skills
Retirement Planning, Investment Management, Insurance Planning, Certified Financial..., Investment Advisory, Mutual Funds, Series 7, Financial Analysis, Financial Planners, Asset Allocation, Estate Planning
Education
American University 1973 — 1975
MBA, Business Administration
University of Virginia Northern Virginia 1972 — 1975
Accounting Certificate
University of Tennessee-Knoxville 1966 — 1970
BA, English/Journalism
Durand & Gallentine Investment Management Group December 2009 - Present
Smith Barney October 1995 - December 2009
Skills
Retirement Planning, Investment Management, Insurance Planning, Certified Financial..., Investment Advisory, Mutual Funds, Series 7, Financial Analysis, Financial Planners, Asset Allocation, Estate Planning
Education
American University 1973 — 1975
MBA, Business Administration
University of Virginia Northern Virginia 1972 — 1975
Accounting Certificate
University of Tennessee-Knoxville 1966 — 1970
BA, English/Journalism
Jim Shoemaker, CIMA Jim Shoemaker, CIMA's Smith Barney Experience March 1989 - August 1990
Job Financial Advisor | Associate Vice President
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. July 2011 - Present
Merrill Lynch August 2001 - July 2011
Prudential Securities January 1992 - August 2001
Interstate/Johnson Lane August 1990 - January 1992
Smith Barney March 1989 - August 1990
Education
University of Pennsylvania - The Wharton School 2000 — 2001
CIMA, Certified Investment Management Analyst
Appalachian State University 1976 — 1980
BSBA, Business
Richmond Academy
Richmond Academy
Richmond Academy
Ameriprise Financial Services, Inc. July 2011 - Present
Merrill Lynch August 2001 - July 2011
Prudential Securities January 1992 - August 2001
Interstate/Johnson Lane August 1990 - January 1992
Smith Barney March 1989 - August 1990
Education
University of Pennsylvania - The Wharton School 2000 — 2001
CIMA, Certified Investment Management Analyst
Appalachian State University 1976 — 1980
BSBA, Business
Richmond Academy
Richmond Academy
Richmond Academy
Tim Finnegan's Smith Barney Experience September 2006 - June 2007
Job Business Manager at Archdiocese of New York
Industry Financial Services
Experience
Archdiocese of New York April 2015 - Present
Morgan Stanley September 2006 - April 2015
Morgan Stanley January 2011 - January 2014
Morgan Stanley June 2008 - January 2011
Citigroup July 2007 - June 2008
Smith Barney September 2006 - June 2007
Citigroup June 2005 - August 2005
Citigroup June 2004 - August 2004
Skills
Equities, Fixed Income, Access, Microsoft Excel, Currency, Operations Processes, Analysis, Finance, Foreign Exchange, Bloomberg, Series 99, Reuters, Advent Axis, Excel, Goldmine, Word, Outlook, PowerPoint, Fixed Income Products, Investments, Financial Analysis, Project Management, Team Building, Wealth Management, Off Shoreing, Employee Management, Hedge Funds, Alternative Investments, Portfolio Management, Mutual Funds, Financial Services, Derivatives, Management, Leadership, Securities
Education
Assumption College 2002 — 2006
BA, Political Science
St. Dominic High School 2002 — 2006
Archdiocese of New York April 2015 - Present
Morgan Stanley September 2006 - April 2015
Morgan Stanley January 2011 - January 2014
Morgan Stanley June 2008 - January 2011
Citigroup July 2007 - June 2008
Smith Barney September 2006 - June 2007
Citigroup June 2005 - August 2005
Citigroup June 2004 - August 2004
Skills
Equities, Fixed Income, Access, Microsoft Excel, Currency, Operations Processes, Analysis, Finance, Foreign Exchange, Bloomberg, Series 99, Reuters, Advent Axis, Excel, Goldmine, Word, Outlook, PowerPoint, Fixed Income Products, Investments, Financial Analysis, Project Management, Team Building, Wealth Management, Off Shoreing, Employee Management, Hedge Funds, Alternative Investments, Portfolio Management, Mutual Funds, Financial Services, Derivatives, Management, Leadership, Securities
Education
Assumption College 2002 — 2006
BA, Political Science
St. Dominic High School 2002 — 2006
Scott Aurnou Scott Aurnou's Smith Barney Experience 2002 - 2003
Job Cyber Security Consultant, Attorney and VicePresident at SOHO Solutions Inc.
Industry Computer & Network Security
Experience
SOHO Solutions Inc. May 2012 - Present
The Security Advocate 2011 - Present
Quest IT Outsourcing April 2010 - May 2012
Berstein, Litowitz, Berger & Grossmann, LLP January 2006 - February 2012
Barnes, Iaccarino, Virginia, Ambinder & Shepherd, PLLC August 2004 - October 2005
Smith Barney 2002 - 2003
Law Office of Joel M. Aurnou, Esq. 2000 - 2002
Wilson Elser March 1999 - November 2000
Skills
Computer Security, Public Speaking, Privacy Law, Information Security, Presenter, Technical Translation, Data Privacy, Legal Translation, Technology Risk, Legal Compliance, Presentations, Cyber-security, Threat Intelligence, Commercial Litigation, Litigation, Civil Litigation, Legal Writing, Computer Forensics, Digital Security, Corporate Law, Courts, Appeals, Consulting, Data Security, Legal Research, Digital Forensics, Litigation Support, Class Actions, Intellectual Property, Due Diligence, Trials, Employment Law, Business, Research, Internal Investigations, Legal Issues, Trademarks, Criminal Law, Corporate Governance, Legal Advice, Trade Secrets, Fraud, Security Awareness
Education
Albany Law School of Union University
JD, Legal
State University of New York at Albany
BA, English/History
SOHO Solutions Inc. May 2012 - Present
The Security Advocate 2011 - Present
Quest IT Outsourcing April 2010 - May 2012
Berstein, Litowitz, Berger & Grossmann, LLP January 2006 - February 2012
Barnes, Iaccarino, Virginia, Ambinder & Shepherd, PLLC August 2004 - October 2005
Smith Barney 2002 - 2003
Law Office of Joel M. Aurnou, Esq. 2000 - 2002
Wilson Elser March 1999 - November 2000
Skills
Computer Security, Public Speaking, Privacy Law, Information Security, Presenter, Technical Translation, Data Privacy, Legal Translation, Technology Risk, Legal Compliance, Presentations, Cyber-security, Threat Intelligence, Commercial Litigation, Litigation, Civil Litigation, Legal Writing, Computer Forensics, Digital Security, Corporate Law, Courts, Appeals, Consulting, Data Security, Legal Research, Digital Forensics, Litigation Support, Class Actions, Intellectual Property, Due Diligence, Trials, Employment Law, Business, Research, Internal Investigations, Legal Issues, Trademarks, Criminal Law, Corporate Governance, Legal Advice, Trade Secrets, Fraud, Security Awareness
Education
Albany Law School of Union University
JD, Legal
State University of New York at Albany
BA, English/History
Jamie S McKenna's Smith Barney Experience 1994 - 1999
Job National Business Development Officer at Park Avenue Securities
Industry Financial Services
Experience
Park Avenue Securities August 2014 - Present
Morgan Stanley Wealth Management April 2013 - September 2014
Dynamic Perspectives, Inc. 2009 - 2013
UBS Financial Services January 2007 - January 2009
Sundance Partners, Inc 2000 - 2007
Smith Barney 1994 - 1999
Morgan Stanley 1992 - 1993
Skills
Kolbe Certified, NLP Certified, Coaching, Leadership, Team Management, Sales, Financial Advisory, Team, Executive Coaching, Leadership Development, Organizational..., Management Consulting, Change Management, Team Building, Strategic Partnerships, Business Development, Management, Business Planning, Performance Improvement, Strategy, Mergers & Acquisitions, Training, Executive Management, Financial Services, Recruiting, Talent Acquisition
Education
Arizona State University
Bachelor of Science (BS), Organizational Communications & Business Management
International Coach Academy; Certified Professional Coach 2010 — 2012
Park Avenue Securities August 2014 - Present
Morgan Stanley Wealth Management April 2013 - September 2014
Dynamic Perspectives, Inc. 2009 - 2013
UBS Financial Services January 2007 - January 2009
Sundance Partners, Inc 2000 - 2007
Smith Barney 1994 - 1999
Morgan Stanley 1992 - 1993
Skills
Kolbe Certified, NLP Certified, Coaching, Leadership, Team Management, Sales, Financial Advisory, Team, Executive Coaching, Leadership Development, Organizational..., Management Consulting, Change Management, Team Building, Strategic Partnerships, Business Development, Management, Business Planning, Performance Improvement, Strategy, Mergers & Acquisitions, Training, Executive Management, Financial Services, Recruiting, Talent Acquisition
Education
Arizona State University
Bachelor of Science (BS), Organizational Communications & Business Management
International Coach Academy; Certified Professional Coach 2010 — 2012
Tom Krepitch Tom Krepitch's Smith Barney Experience October 1999 - May 2000
Job Rates & Regulatory Manager at Liberty Utilities
Industry Utilities
Experience
Liberty Utilities May 2014 - Present
The Humane Society of the United States April 2014 - Present
Cox Communications June 2005 - January 2013
RemX Financial February 2005 - April 2005
Bank One May 2001 - September 2004
Peragis June 2000 - February 2001
Smith Barney October 1999 - May 2000
Skills
Excel, Essbase, Oracle E-Business Suite, Financial Analysis, Valuation, Pricing, Profitability Management, Budgeting, Time Management, Financial Modeling, Strategy, Budgets, Business Planning, Research, Analysis, Data Analysis, Process Improvement, Finance, Management, Business Analysis, Animal Law, Access, Variance Analysis, Start-ups, Microsoft Excel
Education
Thunderbird School of Global Management 2007 — 2009
MBA
Arizona State University 1996 — 2000
Bachelor of Science
Arizona Summit Law School (formerly Phoenix School of Law) 2011 — 2015
JD
Glendale Community College 2005 — 2006
Coursework
Mesa Community College 2006 — 2007
Coursework, Russian
Liberty Utilities May 2014 - Present
The Humane Society of the United States April 2014 - Present
Cox Communications June 2005 - January 2013
RemX Financial February 2005 - April 2005
Bank One May 2001 - September 2004
Peragis June 2000 - February 2001
Smith Barney October 1999 - May 2000
Skills
Excel, Essbase, Oracle E-Business Suite, Financial Analysis, Valuation, Pricing, Profitability Management, Budgeting, Time Management, Financial Modeling, Strategy, Budgets, Business Planning, Research, Analysis, Data Analysis, Process Improvement, Finance, Management, Business Analysis, Animal Law, Access, Variance Analysis, Start-ups, Microsoft Excel
Education
Thunderbird School of Global Management 2007 — 2009
MBA
Arizona State University 1996 — 2000
Bachelor of Science
Arizona Summit Law School (formerly Phoenix School of Law) 2011 — 2015
JD
Glendale Community College 2005 — 2006
Coursework
Mesa Community College 2006 — 2007
Coursework, Russian
Rick Labrum Rick Labrum's Smith Barney Experience 2003 - 2009
Job Director Wealth Management Labrum Wealth Management, LLC
Industry Financial Services
Experience
Labrum Capital Advisors, LLC November 2009 - Present
Smith Barney 2003 - 2009
Skills
Investment Advisory, Wealth Management, Portfolio Management, Retirement Planning, Investments, Strategic Financial..., Financial Advisory, Investment Strategies, Fixed Annuities, 401k, Wealth Management..., Wealth, Asset Management, Asset Allocation, IRAs, Income Protection, Series 7, Mutual Funds, Financial Planners, Alternative Investments, Pensions, Financial Analysis, Securities, Series 63, Insurance, Retirement, Brokerage, Uniform Combined State...
Education
Arizona State University 1964 — 1969
BA, Business
Labrum Capital Advisors, LLC November 2009 - Present
Smith Barney 2003 - 2009
Skills
Investment Advisory, Wealth Management, Portfolio Management, Retirement Planning, Investments, Strategic Financial..., Financial Advisory, Investment Strategies, Fixed Annuities, 401k, Wealth Management..., Wealth, Asset Management, Asset Allocation, IRAs, Income Protection, Series 7, Mutual Funds, Financial Planners, Alternative Investments, Pensions, Financial Analysis, Securities, Series 63, Insurance, Retirement, Brokerage, Uniform Combined State...
Education
Arizona State University 1964 — 1969
BA, Business
Jessica (Dorney) Schwartzman Jessica (Dorney) Schwartzman's Smith Barney Experience September 2007 - February 2010
Job Senior Manager, Donor Outreach and Engagement, FP2020 at United Nations Foundation
Industry International Affairs
Experience
United Nations Foundation June 2014 - Present
United Nations Foundation June 2013 - Present
United Nations Foundation August 2012 - May 2013
United Nations Foundation October 2010 - August 2012
United Nations Foundation February 2010 - October 2010
Smith Barney September 2007 - February 2010
Hamilton Family Center June 2006 - August 2007
Grocery Manufacturers Association June 2005 - June 2006
Global Vision International January 2006 - March 2006
Skills
Non-profits, Event Planning, International..., Fundraising, Nonprofits, Policy Analysis, Grant Writing, Program Development, Event Management, Public Relations, Public Policy, Strategic Planning, Research, Media Relations, Strategic Communications, Politics, Africa, International Relations, Policy, NGOs, Editing, Grants, Civil Society, Government, Community Development
Education
American University 2009 — 2011
Masters in Public Policy, International Development
University of Maryland College Park 2001 — 2005
BA, Government and Politics, Womens Studies
United Nations Foundation June 2014 - Present
United Nations Foundation June 2013 - Present
United Nations Foundation August 2012 - May 2013
United Nations Foundation October 2010 - August 2012
United Nations Foundation February 2010 - October 2010
Smith Barney September 2007 - February 2010
Hamilton Family Center June 2006 - August 2007
Grocery Manufacturers Association June 2005 - June 2006
Global Vision International January 2006 - March 2006
Skills
Non-profits, Event Planning, International..., Fundraising, Nonprofits, Policy Analysis, Grant Writing, Program Development, Event Management, Public Relations, Public Policy, Strategic Planning, Research, Media Relations, Strategic Communications, Politics, Africa, International Relations, Policy, NGOs, Editing, Grants, Civil Society, Government, Community Development
Education
American University 2009 — 2011
Masters in Public Policy, International Development
University of Maryland College Park 2001 — 2005
BA, Government and Politics, Womens Studies
Lee England, CIMC Lee England, CIMC's Smith Barney Experience October 1987 - January 1997
Job Senior Vice President at Salient Partners
Industry Financial Services
Experience
Salient Partners January 2013 - Present
Treasure Coast Hospice January 2012 - January 2013
Morgan Stanley Smith Barney May 2008 - August 2011
Federated Investors November 2002 - April 2008
Dreyfus Investments February 1997 - September 2002
Smith Barney October 1987 - January 1997
WTVX - Channel January 1985 - January 1987
WRIT FM January 1984 - January 1985
Skills
Public Speaking, Organizational..., Marketing Communications, Investments, Customer Relations, Mutual Funds, Alternative Investments, Annuities, Series 7, Retirement, Asset Management, Securities, Portfolio Management, Series 3, Series 31, Series 63, Series 65, Asset Managment, FINRA, Fixed Annuities, Wealth Management, Separately Managed..., Financial Advisory, Asset Allocation, Customer Service, Sales, Investment Advisory, Investment Strategies, Retirement Planning, Investment Management, Equities, Financial Services, Finance, Fixed Income, Hedge Funds, Financial Planning
Education
Securities Industry Institute at Wharton 2007 — 2009
Auburn University 1980 — 1984
BA, Communication and Psychology
Virgil I. Grissom High School
Salient Partners January 2013 - Present
Treasure Coast Hospice January 2012 - January 2013
Morgan Stanley Smith Barney May 2008 - August 2011
Federated Investors November 2002 - April 2008
Dreyfus Investments February 1997 - September 2002
Smith Barney October 1987 - January 1997
WTVX - Channel January 1985 - January 1987
WRIT FM January 1984 - January 1985
Skills
Public Speaking, Organizational..., Marketing Communications, Investments, Customer Relations, Mutual Funds, Alternative Investments, Annuities, Series 7, Retirement, Asset Management, Securities, Portfolio Management, Series 3, Series 31, Series 63, Series 65, Asset Managment, FINRA, Fixed Annuities, Wealth Management, Separately Managed..., Financial Advisory, Asset Allocation, Customer Service, Sales, Investment Advisory, Investment Strategies, Retirement Planning, Investment Management, Equities, Financial Services, Finance, Fixed Income, Hedge Funds, Financial Planning
Education
Securities Industry Institute at Wharton 2007 — 2009
Auburn University 1980 — 1984
BA, Communication and Psychology
Virgil I. Grissom High School
Cooper Mickle Cooper Mickle's Smith Barney Experience December 2002 - October 2005
Job Senior Vice President, Branch Manager at Stephens Inc.
Industry Financial Services
Experience
Stephens Inc. December 2011 - Present
Morgan Stanley Smith Barney October 2005 - December 2011
Smith Barney December 2002 - October 2005
Smith Barney September 1986 - December 2002
Education
Auburn University 1980 — 1984
Marketing
Stephens Inc. December 2011 - Present
Morgan Stanley Smith Barney October 2005 - December 2011
Smith Barney December 2002 - October 2005
Smith Barney September 1986 - December 2002
Education
Auburn University 1980 — 1984
Marketing
Kathryn Palao, CFP® Kathryn Palao, CFP®'s Smith Barney Experience August 2005 - October 2006
Job Vice President at Hudson Financial Services, Inc.
Industry Financial Services
Experience
Hudson Financial Services, Inc. October 2006 - Present
Smith Barney August 2005 - October 2006
Skills
Certified Financial..., Investment Advisory..., Retirement Planning, 401k Rollovers, IRAs, Investment Management, Investments, Series 7, Wealth Management, Financial Advisory, Life Insurance
Education
College for Financial Planning 2009 — 2010
CFP Certification Professional Education Program
American University 2001 — 2005
BA, Political Science, Economics
Hudson Financial Services, Inc. October 2006 - Present
Smith Barney August 2005 - October 2006
Skills
Certified Financial..., Investment Advisory..., Retirement Planning, 401k Rollovers, IRAs, Investment Management, Investments, Series 7, Wealth Management, Financial Advisory, Life Insurance
Education
College for Financial Planning 2009 — 2010
CFP Certification Professional Education Program
American University 2001 — 2005
BA, Political Science, Economics
Justine Raschio Justine Raschio's Smith Barney Experience January 2008 - May 2008
Job Senior Global Partnerships and Alliances Officer at Mercy Corps
Industry Venture Capital & Private Equity
Experience
Mercy Corps October 2013 - Present
Mercy Corps November 2012 - Present
Nexii September 2011 - November 2012
CDC Development Solutions June 2010 - October 2011
Griffon May, Inc. June 2009 - August 2009
African Women's Coalition May 2008 - August 2008
Smith Barney January 2008 - May 2008
Skills
Program Management, Logistics Management, Impact Investing, Coaching, Training & Development, Workshop Development, Recruiting, Budgets, CRM, Resource Development, Microfinance, Marketing, Business Development, Employee Training, International..., Strategy, Nonprofits, Capacity Building, Management, Community Outreach, Fundraising, Entrepreneurship, Proposal Writing, Economic Development, Emerging Markets, International Relations, Research, Social Entrepreneurship
Education
American University 2006 — 2010
Bachelor of Science, Business Administration and International Studies
American University - Kogod School of Business 2006 — 2010
B.S., Business Administration
Lake Oswego High School 2002 — 2006
Mercy Corps October 2013 - Present
Mercy Corps November 2012 - Present
Nexii September 2011 - November 2012
CDC Development Solutions June 2010 - October 2011
Griffon May, Inc. June 2009 - August 2009
African Women's Coalition May 2008 - August 2008
Smith Barney January 2008 - May 2008
Skills
Program Management, Logistics Management, Impact Investing, Coaching, Training & Development, Workshop Development, Recruiting, Budgets, CRM, Resource Development, Microfinance, Marketing, Business Development, Employee Training, International..., Strategy, Nonprofits, Capacity Building, Management, Community Outreach, Fundraising, Entrepreneurship, Proposal Writing, Economic Development, Emerging Markets, International Relations, Research, Social Entrepreneurship
Education
American University 2006 — 2010
Bachelor of Science, Business Administration and International Studies
American University - Kogod School of Business 2006 — 2010
B.S., Business Administration
Lake Oswego High School 2002 — 2006
Ronnie Rushing Ronnie Rushing's Smith Barney Experience September 2000 - April 2009
Job Managing Partner
Industry Financial Services
Experience
Rushing Scott Wealth Management August 2015 - Present
Financial Services Firm April 2009 - August 2015
Smith Barney September 2000 - April 2009
Central and South West Corporation March 1989 - September 2000
KPMG Audit August 1987 - March 1989
Skills
Retirement Planning, Investments, Wealth Management, Finance, Financial Advisory, Wealth Management..., Financial Planning, Asset Allocation, Fixed Income, Certified Financial..., Financial Analysis, Investment Management, Personal Financial..., Mutual Funds, Risk Management, Strategic Planning, Stocks, Series 7, College Education..., Cash Flow, Income Protection
Education
Texas A&M University-Commerce 1992 — 1994
MBA, Finance
Angelo State University 1985 — 1987
BBA, Accounting
Springtown High School 1978 — 1981
Rushing Scott Wealth Management August 2015 - Present
Financial Services Firm April 2009 - August 2015
Smith Barney September 2000 - April 2009
Central and South West Corporation March 1989 - September 2000
KPMG Audit August 1987 - March 1989
Skills
Retirement Planning, Investments, Wealth Management, Finance, Financial Advisory, Wealth Management..., Financial Planning, Asset Allocation, Fixed Income, Certified Financial..., Financial Analysis, Investment Management, Personal Financial..., Mutual Funds, Risk Management, Strategic Planning, Stocks, Series 7, College Education..., Cash Flow, Income Protection
Education
Texas A&M University-Commerce 1992 — 1994
MBA, Finance
Angelo State University 1985 — 1987
BBA, Accounting
Springtown High School 1978 — 1981
Traci (Ziegman) Vaine Traci (Ziegman) Vaine's Smith Barney Experience August 2001 - February 2004
Job Chief Compliance Officer at CEI Capital Management LLC
Industry Financial Services
Experience
CEI Capital Management LLC July 2012 - Present
CEI Capital Management LLC March 2008 - July 2012
Fantasy Stock Market, Inc. January 1998 - June 2009
Arizona State Retirement System April 2006 - May 2007
Smith Barney August 2001 - February 2004
Skills
Asset Managment, Investments, Portfolio Management, Loans, Financial Analysis, Finance, Economics, Investment Management, Valuation, Business Planning, Alternative Investments, Compliance, Financial Reporting, Tax Credit Compliance, Economic Development, Financial Advisory, New Markets Tax Credits, Due Diligence, Asset Management, Underwriting, Program Management, Credit, Risk Management
Education
Arizona State University 1996 — 1998
BS, Finance
CEI Capital Management LLC July 2012 - Present
CEI Capital Management LLC March 2008 - July 2012
Fantasy Stock Market, Inc. January 1998 - June 2009
Arizona State Retirement System April 2006 - May 2007
Smith Barney August 2001 - February 2004
Skills
Asset Managment, Investments, Portfolio Management, Loans, Financial Analysis, Finance, Economics, Investment Management, Valuation, Business Planning, Alternative Investments, Compliance, Financial Reporting, Tax Credit Compliance, Economic Development, Financial Advisory, New Markets Tax Credits, Due Diligence, Asset Management, Underwriting, Program Management, Credit, Risk Management
Education
Arizona State University 1996 — 1998
BS, Finance
Rayna Holmberg's Smith Barney Experience September 1997 - January 2001
Job Senior Financial Consultant at TIAACREF
Industry Investment Management
Experience
TIAA-CREF January 2012 - February 2014
Fidelity Investments June 2006 - March 2011
UC's Master Gardener 2009 - 2010
Fidelity Investments January 2001 - June 2006
Smith Barney September 1997 - January 2001
Skills
Investments, Insurance, Asset, Fidelity, Customer Service, Word, PowerPoint, Public Speaking, Microsoft Office, Pensions, Outlook, Excel, Retirement, Mutual Funds, 401k, Series 63, Series 7, Financial Planning, Retirement Planning, Asset Allocation, Employee Benefits, Cold Calling, Benefits Administration, Mentoring, Customer Relations, Budgeting, Problem Solving, Financial Analysis, Strategic Planning, Consultative Selling, Coaching, Planning, Negotiation, Fundraising, Financial Advisory, Strategic Financial..., Financial Modeling, Asset Management, Microsoft Excel
Education
California State University-Northridge 1994 — 1997
BA, Liberal Studies
Antelope Valley College
Associate of Arts
California State University
Bachelor of Arts, Liberal Studies
TIAA-CREF January 2012 - February 2014
Fidelity Investments June 2006 - March 2011
UC's Master Gardener 2009 - 2010
Fidelity Investments January 2001 - June 2006
Smith Barney September 1997 - January 2001
Skills
Investments, Insurance, Asset, Fidelity, Customer Service, Word, PowerPoint, Public Speaking, Microsoft Office, Pensions, Outlook, Excel, Retirement, Mutual Funds, 401k, Series 63, Series 7, Financial Planning, Retirement Planning, Asset Allocation, Employee Benefits, Cold Calling, Benefits Administration, Mentoring, Customer Relations, Budgeting, Problem Solving, Financial Analysis, Strategic Planning, Consultative Selling, Coaching, Planning, Negotiation, Fundraising, Financial Advisory, Strategic Financial..., Financial Modeling, Asset Management, Microsoft Excel
Education
California State University-Northridge 1994 — 1997
BA, Liberal Studies
Antelope Valley College
Associate of Arts
California State University
Bachelor of Arts, Liberal Studies
Andrew Kaplan (PMP) Andrew Kaplan (PMP)'s Smith Barney Experience June 1998 - June 2001
Job Program Manager, Wells Fargo Securities at Ramapo Technologies, Inc.
Industry Financial Services
Experience
Ramapo Technologies, Inc. February 2014 - Present
Ramapo Technologies February 2010 - Present
Ramapo Technologies Inc. June 2011 - November 2013
Ramapo Technologies Inc. August 2010 - June 2011
Ramapo Technologies Inc. January 2010 - May 2010
The Bank of New York Mellon March 2002 - November 2009
Smith Barney June 1998 - June 2001
Fidelity Investments July 1995 - June 1998
Nomura Research Institute, America 1991 - 1995
CS First Boston 1985 - 1991
Skills
Financial Services, Data Center, Market Data, Vendor Management, PMP, Risk Management, Program Management, Portfolio Management, IT Strategy, Integration, Management, Business Analysis, IT Service Management, Software Project..., Requirements Analysis, SDLC, Trading Systems, Process Improvement, Enterprise Architecture, Infrastructure, ITIL, Information Technology, Disaster Recovery, Databases, PMO, Project Portfolio..., Change Management, Leadership, Governance, Software Development, IT Management, Project Delivery, System Deployment, Business Continuity, Business Process..., Outsourcing, Requirements Gathering, Business Process, Business Transformation, Business Intelligence, Business Process..., Business Requirements, Resource Management, Visio, Solution Architecture, Agile Project Management, IT Operations, MS Project, Offshoring, Data Warehousing
Education
Adelphi University 1963 — 1965
MS, Mathematics
City University of New York-Queens College 1959 — 1963
BS, Mathematics
Ramapo Technologies, Inc. February 2014 - Present
Ramapo Technologies February 2010 - Present
Ramapo Technologies Inc. June 2011 - November 2013
Ramapo Technologies Inc. August 2010 - June 2011
Ramapo Technologies Inc. January 2010 - May 2010
The Bank of New York Mellon March 2002 - November 2009
Smith Barney June 1998 - June 2001
Fidelity Investments July 1995 - June 1998
Nomura Research Institute, America 1991 - 1995
CS First Boston 1985 - 1991
Skills
Financial Services, Data Center, Market Data, Vendor Management, PMP, Risk Management, Program Management, Portfolio Management, IT Strategy, Integration, Management, Business Analysis, IT Service Management, Software Project..., Requirements Analysis, SDLC, Trading Systems, Process Improvement, Enterprise Architecture, Infrastructure, ITIL, Information Technology, Disaster Recovery, Databases, PMO, Project Portfolio..., Change Management, Leadership, Governance, Software Development, IT Management, Project Delivery, System Deployment, Business Continuity, Business Process..., Outsourcing, Requirements Gathering, Business Process, Business Transformation, Business Intelligence, Business Process..., Business Requirements, Resource Management, Visio, Solution Architecture, Agile Project Management, IT Operations, MS Project, Offshoring, Data Warehousing
Education
Adelphi University 1963 — 1965
MS, Mathematics
City University of New York-Queens College 1959 — 1963
BS, Mathematics
Michelle Nam's Smith Barney Experience June 2006 - August 2006
Job Art Director at Caruso Affiliated
Industry Marketing and Advertising
Experience
Caruso Affiliated May 2014 - Present
GolinHarris February 2014 - May 2014
GolinHarris September 2012 - February 2014
Amazon Advertising 2012 - 2012
Nobu Hospitality 2012 - 2012
LazBro, Inc. 2012 - 2012
Art Center College of Design August 2008 - August 2011
Art Center College of Design January 2010 - December 2010
T3 Motion 2006 - 2007
Smith Barney June 2006 - August 2006
Skills
Concept Development, Art Direction, Baking, Craftsmanship, Ideation, Organizing, Team Leadership, Communication Strategy, Creative Branding, Papermaking, Snowboarding, Basketball, Improvisation, Graphic Design, Interior Design, Product Design, Product Marketing, Styling, Fashion, Advertising, Digital Strategy, Brand Development, Identity Creation, Hand Drawing, Drawing, Art, Digital Art, Web Design, Visual Identity, Illustration, Fashion Design, Fashion Illustration, Culinary, Idea Generation, Photoshop, InDesign, Illustrator, Vector Illustration, Final Cut Pro, After Effects, Creative Direction, Sketching
Education
Art Center College of Design 2008 — 2011
BFA, Advertising
INSEAD
Master Exchange Program, Entrepreneurship/Entrepreneurial Studies
University of Southern California 2002 — 2006
Bachelor of Business Administration (B.B.A.), International Relations
Corona Del Mar High School 2000 — 2002
High school diploma, Everything
Whitney High School 1998 — 2000
Junior High Diploma, Everything
St. Margaret's Episcopal School 1986 — 1998
Everything
Caruso Affiliated May 2014 - Present
GolinHarris February 2014 - May 2014
GolinHarris September 2012 - February 2014
Amazon Advertising 2012 - 2012
Nobu Hospitality 2012 - 2012
LazBro, Inc. 2012 - 2012
Art Center College of Design August 2008 - August 2011
Art Center College of Design January 2010 - December 2010
T3 Motion 2006 - 2007
Smith Barney June 2006 - August 2006
Skills
Concept Development, Art Direction, Baking, Craftsmanship, Ideation, Organizing, Team Leadership, Communication Strategy, Creative Branding, Papermaking, Snowboarding, Basketball, Improvisation, Graphic Design, Interior Design, Product Design, Product Marketing, Styling, Fashion, Advertising, Digital Strategy, Brand Development, Identity Creation, Hand Drawing, Drawing, Art, Digital Art, Web Design, Visual Identity, Illustration, Fashion Design, Fashion Illustration, Culinary, Idea Generation, Photoshop, InDesign, Illustrator, Vector Illustration, Final Cut Pro, After Effects, Creative Direction, Sketching
Education
Art Center College of Design 2008 — 2011
BFA, Advertising
INSEAD
Master Exchange Program, Entrepreneurship/Entrepreneurial Studies
University of Southern California 2002 — 2006
Bachelor of Business Administration (B.B.A.), International Relations
Corona Del Mar High School 2000 — 2002
High school diploma, Everything
Whitney High School 1998 — 2000
Junior High Diploma, Everything
St. Margaret's Episcopal School 1986 — 1998
Everything
Nicholas Nick Ward Nicholas Nick Ward's Smith Barney Experience March 2006 - March 2009
Job Sr. Registered CSA at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services March 2009 - Present
Smith Barney March 2006 - March 2009
Prudential/Wachovia Securities August 1996 - March 2006
Education
State University of New York College at Geneseo 1994 — 1996
B.S., Accounting
Alfred State College - SUNY College of Technology 1992 — 1994
Associates, Accounting
UBS Financial Services March 2009 - Present
Smith Barney March 2006 - March 2009
Prudential/Wachovia Securities August 1996 - March 2006
Education
State University of New York College at Geneseo 1994 — 1996
B.S., Accounting
Alfred State College - SUNY College of Technology 1992 — 1994
Associates, Accounting
Charles Drysdale Charles Drysdale's Smith Barney Experience July 1993 - July 1997
Job Financial Advisor at family wealth advisors
Industry Financial Services
Experience
UNF 2010 - Present
Family Wealth Advisors December 2005 - Present
Janney Montgomery Scott November 2002 - December 2005
Robert W Baird July 1997 - December 2002
Smith Barney July 1993 - July 1997
Shearson Lehman Brothers June 1991 - July 1993
Merryl Lynch December 1989 - June 1991
Kidder Peabody & Co December 1980 - December 1989
Enfield's 3M January 1980 - December 1980
US NAVY December 1973 - January 1980
Skills
Investments, Public Speaking, Financial Advisory, Financial Services, Finance, Securities, Leadership
Education
Auburn University 1969 — 1973
BA, Experimental Psychology
UNF 2010 - Present
Family Wealth Advisors December 2005 - Present
Janney Montgomery Scott November 2002 - December 2005
Robert W Baird July 1997 - December 2002
Smith Barney July 1993 - July 1997
Shearson Lehman Brothers June 1991 - July 1993
Merryl Lynch December 1989 - June 1991
Kidder Peabody & Co December 1980 - December 1989
Enfield's 3M January 1980 - December 1980
US NAVY December 1973 - January 1980
Skills
Investments, Public Speaking, Financial Advisory, Financial Services, Finance, Securities, Leadership
Education
Auburn University 1969 — 1973
BA, Experimental Psychology
Jeff Prupis Jeff Prupis's Smith Barney Experience 1980 - 1982
Job Financial Services Professional
Industry Financial Services
Experience
Paige 23 2008 - 2013
US Century Mortgage 2005 - 2007
The Mortgage Store January 2005 - January 2006
Ohio Savings Bank 2003 - 2004
Pace Financial Network 1999 - 2003
Metrocities Mortgage 2000 - 2001
Countrywide 1998 - 1999
Weyerhaeuser Mortgage Company 1992 - 1994
Bear Stearns 1982 - 1987
Smith Barney 1980 - 1982
Skills
Leadership, Sales Management, Mortgage Lending, New Business Development, Recruiting, Call Centers, Training, Sales, Finance, Credit, Loans, Risk Management, Retail, Insurance, Banking, Real Estate, Customer Service, Management, Strategic Planning, Networking, Coaching, Investments, Mortgage Banking, Loan Origination, Residential Mortgages, FHA, Credit Analysis
Education
Sonoma State University 1975 — 1977
BA, Business Management
Allan Hancock College
Viticulture and Enology, A
Paige 23 2008 - 2013
US Century Mortgage 2005 - 2007
The Mortgage Store January 2005 - January 2006
Ohio Savings Bank 2003 - 2004
Pace Financial Network 1999 - 2003
Metrocities Mortgage 2000 - 2001
Countrywide 1998 - 1999
Weyerhaeuser Mortgage Company 1992 - 1994
Bear Stearns 1982 - 1987
Smith Barney 1980 - 1982
Skills
Leadership, Sales Management, Mortgage Lending, New Business Development, Recruiting, Call Centers, Training, Sales, Finance, Credit, Loans, Risk Management, Retail, Insurance, Banking, Real Estate, Customer Service, Management, Strategic Planning, Networking, Coaching, Investments, Mortgage Banking, Loan Origination, Residential Mortgages, FHA, Credit Analysis
Education
Sonoma State University 1975 — 1977
BA, Business Management
Allan Hancock College
Viticulture and Enology, A
Fardin Nematollahi Fardin Nematollahi's Smith Barney Experience October 2003 - November 2008
Job First Vice President Wealth Management UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. November 2008 - Present
Smith Barney October 2003 - November 2008
MCI WorldCom August 1994 - October 2003
AT&T 1988 - 1994
Education
American University - Kogod School of Business 1995 — 1999
MBA, International Finance
University of Maryland College Park 1982 — 1988
BS, Architecture
UBS Financial Services Inc. November 2008 - Present
Smith Barney October 2003 - November 2008
MCI WorldCom August 1994 - October 2003
AT&T 1988 - 1994
Education
American University - Kogod School of Business 1995 — 1999
MBA, International Finance
University of Maryland College Park 1982 — 1988
BS, Architecture
Steuart A. Evans Jr. Steuart A. Evans Jr.'s Smith Barney Experience 1997 - 2003
Job Senior Vice PresidentInvestments at Evans Watts Henshaw & Flowers Wealth Management Group of Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors March 2003 - Present
Smith Barney 1997 - 2003
Robinson-Humphrey 1991 - 1997
Skills
Retirement Planning, Financial Advisory, 401k Rollovers, Estate Investment..., Asset Allocation, Mutual Funds, Alternative Investments, Investments, Investment Strategies, Financial Analysis, Retirement, Equities, Securities, Financial Services, Finance
Education
Auburn University 1983 — 1988
Bachelor's degree, Business Management
HHS
Wells Fargo Advisors March 2003 - Present
Smith Barney 1997 - 2003
Robinson-Humphrey 1991 - 1997
Skills
Retirement Planning, Financial Advisory, 401k Rollovers, Estate Investment..., Asset Allocation, Mutual Funds, Alternative Investments, Investments, Investment Strategies, Financial Analysis, Retirement, Equities, Securities, Financial Services, Finance
Education
Auburn University 1983 — 1988
Bachelor's degree, Business Management
HHS
Ted Oliver Ted Oliver's Smith Barney Experience February 2006 - February 2009
Job Senior VP Investments, Davenport & Co.
Industry Investment Management
Experience
War Memorial Commission September 2012 - Present
Davenport & Co. LLC February 2009 - Present
Summit Rotary Club 2005 - 2015
Summit Rotary Club 2005 - 2015
Greensboro Performing Arts Center February 2012 - March 2013
Smith Barney February 2006 - February 2009
Greensboro Swimming Assoc. 2004 - 2008
Legg Mason October 1984 - February 2006
Skills
Investments, Non-profits, Retirement Planning, Retirement, Portfolio Management, Financial Planning, Asset Management, Wealth Management, Asset Allocation, 401k, Investment Advisory, Mutual Funds, Pensions, Defined Benefit, Strategic Financial..., Securities, Financial Advisory, Series 7
Education
University of Massachusetts, Amherst 1978 — 1979
Organizational Behavior
American International College 1972 — 1976
BSBA, Finance, Accounting, Marketing, Management
War Memorial Commission September 2012 - Present
Davenport & Co. LLC February 2009 - Present
Summit Rotary Club 2005 - 2015
Summit Rotary Club 2005 - 2015
Greensboro Performing Arts Center February 2012 - March 2013
Smith Barney February 2006 - February 2009
Greensboro Swimming Assoc. 2004 - 2008
Legg Mason October 1984 - February 2006
Skills
Investments, Non-profits, Retirement Planning, Retirement, Portfolio Management, Financial Planning, Asset Management, Wealth Management, Asset Allocation, 401k, Investment Advisory, Mutual Funds, Pensions, Defined Benefit, Strategic Financial..., Securities, Financial Advisory, Series 7
Education
University of Massachusetts, Amherst 1978 — 1979
Organizational Behavior
American International College 1972 — 1976
BSBA, Finance, Accounting, Marketing, Management
Wendy Jo Bellerive CRPS®, AIF®'s Smith Barney Experience January 2001 - September 2010
Job Accredited Investment Fiduciary & Retirement Planner focused on creating retirement plans for Corporations & Individuals
Industry Financial Services
Experience
Cambridge Investment Research October 2010 - Present
Cobblestone Financial Advisors, Inc. October 2010 - Present
Smith Barney January 2001 - September 2010
Smith Barney February 1996 - January 2001
Skills
Retirement Planning, Series 7, Investment Advisory, Financial Advisory, Wealth Management, Fixed Annuities, FINRA, Uniform Combined State..., Securities, Asset Allocation, Series 24, Strategic Financial..., Estate Planning, Mutual Funds, Retirement, Wealth, Series 63, 401k, Series 6, Fixed Income, Financial Services, 401k Rollovers, Succession Planning
Education
Assumption College
Cambridge Investment Research October 2010 - Present
Cobblestone Financial Advisors, Inc. October 2010 - Present
Smith Barney January 2001 - September 2010
Smith Barney February 1996 - January 2001
Skills
Retirement Planning, Series 7, Investment Advisory, Financial Advisory, Wealth Management, Fixed Annuities, FINRA, Uniform Combined State..., Securities, Asset Allocation, Series 24, Strategic Financial..., Estate Planning, Mutual Funds, Retirement, Wealth, Series 63, 401k, Series 6, Fixed Income, Financial Services, 401k Rollovers, Succession Planning
Education
Assumption College
Christopher Yorke Christopher Yorke's Smith Barney Experience October 1995 - May 2000
Job Working to help Americans save money and retire with dignity.
Industry Financial Services
Experience
Associated Pension Consultants, Inc. November 2011 - Present
The Benefit Practice November 2010 - November 2011
ING July 2008 - July 2010
Citistreet April 2000 - July 2008
Smith Barney October 1995 - May 2000
Prudential Securities October 1993 - October 1995
Skills
401k, Retirement Planning, Investments, Retirement, Series 63, Employee Benefits, Sales, Financial Services
Education
Adelphi University 1987 — 1991
BA, Marketing
Saint Francis Prep High School 1983 — 1987
Associated Pension Consultants, Inc. November 2011 - Present
The Benefit Practice November 2010 - November 2011
ING July 2008 - July 2010
Citistreet April 2000 - July 2008
Smith Barney October 1995 - May 2000
Prudential Securities October 1993 - October 1995
Skills
401k, Retirement Planning, Investments, Retirement, Series 63, Employee Benefits, Sales, Financial Services
Education
Adelphi University 1987 — 1991
BA, Marketing
Saint Francis Prep High School 1983 — 1987
David Tilkin's Smith Barney Experience January 1984 - March 1997
Job Securities Litigation & Arbitration Expert Witness
Industry Legal Services
Experience
Tilkin Group April 2006 - Present
SunGard January 2005 - June 2006
Protegent Inc. January 2000 - January 2005
Wachovia Securities March 1997 - March 2000
Smith Barney January 1984 - March 1997
EF Hutton October 1979 - January 1984
Skills
Securities, Financial Services, FINRA, Securities Regulation, Risk Management, Arbitration, Capital Markets, Litigation, Litigation Support, Expert Witness, Investments, Securities Litigation, Financial Risk, Mutual Funds, Dispute Resolution, Investment Advisory, Fraud, Private Placements, Portfolio Management, Equities, Fixed Income, Options, Series 7, Corporate Governance, Internal Investigations, Compliance, ETFs, Suitability, Sales Practices, Fixed Annuities, RIA, Variable Annuities, Asset Allocation, Broker-Dealer Compliance, Broker-Dealer, Bonds, Series 63, SEC, Alternative Dispute..., Due Diligence, Financial Regulation, Hedge Funds, Securities Arbitration, Supervison, JAMS, Forensics, Risk, Annuities, REITS
Education
Antioch University 1972 — 1977
BA, Community Organization
Brandeis University, Heller - The Heller School for Social Policy and Management 1980 — 1981
MA, Management
Tilkin Group April 2006 - Present
SunGard January 2005 - June 2006
Protegent Inc. January 2000 - January 2005
Wachovia Securities March 1997 - March 2000
Smith Barney January 1984 - March 1997
EF Hutton October 1979 - January 1984
Skills
Securities, Financial Services, FINRA, Securities Regulation, Risk Management, Arbitration, Capital Markets, Litigation, Litigation Support, Expert Witness, Investments, Securities Litigation, Financial Risk, Mutual Funds, Dispute Resolution, Investment Advisory, Fraud, Private Placements, Portfolio Management, Equities, Fixed Income, Options, Series 7, Corporate Governance, Internal Investigations, Compliance, ETFs, Suitability, Sales Practices, Fixed Annuities, RIA, Variable Annuities, Asset Allocation, Broker-Dealer Compliance, Broker-Dealer, Bonds, Series 63, SEC, Alternative Dispute..., Due Diligence, Financial Regulation, Hedge Funds, Securities Arbitration, Supervison, JAMS, Forensics, Risk, Annuities, REITS
Education
Antioch University 1972 — 1977
BA, Community Organization
Brandeis University, Heller - The Heller School for Social Policy and Management 1980 — 1981
MA, Management
Stefanie Ng, MBA's Smith Barney Experience January 2007 - April 2007
Job Specialist, Sales Support at Canon USA
Industry Consumer Electronics
Experience
Canon USA January 2015 - Present
Canon USA January 2012 - December 2014
Canon USA January 2010 - December 2011
Canon USA November 2007 - December 2009
Smith Barney January 2007 - April 2007
Skills
Lotus Notes, Microsoft Office, Account Management, Sales, Customer Service, Consumer Electronics, Microsoft Excel, PowerPoint, Microsoft Word, Retail, Inventory Management, Data Analysis, Time Management, Sales Operations, Merchandising, Forecasting, Program Management, Allocations, Training, Sales Process, Marketing
Education
Adelphi University 2010 — 2013
Master of Business Administration (MBA)
St. John's University 2003 — 2007
Bachelor of Science (BS)
Canon USA January 2015 - Present
Canon USA January 2012 - December 2014
Canon USA January 2010 - December 2011
Canon USA November 2007 - December 2009
Smith Barney January 2007 - April 2007
Skills
Lotus Notes, Microsoft Office, Account Management, Sales, Customer Service, Consumer Electronics, Microsoft Excel, PowerPoint, Microsoft Word, Retail, Inventory Management, Data Analysis, Time Management, Sales Operations, Merchandising, Forecasting, Program Management, Allocations, Training, Sales Process, Marketing
Education
Adelphi University 2010 — 2013
Master of Business Administration (MBA)
St. John's University 2003 — 2007
Bachelor of Science (BS)
Laura (Euge) Boldt, CFP® Laura (Euge) Boldt, CFP®'s Smith Barney Experience June 1998 - November 2006
Job Senior Financial Advisor at Vanguard
Industry Financial Services
Experience
Vanguard July 2015 - Present
Vanguard January 2014 - July 2015
Brokerage Professionals, Inc. September 2013 - December 2013
USAA November 2006 - September 2013
Smith Barney June 1998 - November 2006
Skills
CFP® Certificant, Series 7, 63, and 65..., Arizona Life & Health..., CRPCSM and CWS®..., Extensive use of..., Experience with Zephyr..., Strategic Financial..., Wealth Management, Retirement, Financial Advisory, Estate Planning, Investments, Series 7, Retirement Planning, Wealth, Risk Management, Fixed Annuities, Financial Services, Financial Planning, Asset Allocation
Education
Arizona State University 1995 — 1998
Bachelor of Science (B.S.), Finance, General
University of Arizona 1994 — 1995
Vanguard July 2015 - Present
Vanguard January 2014 - July 2015
Brokerage Professionals, Inc. September 2013 - December 2013
USAA November 2006 - September 2013
Smith Barney June 1998 - November 2006
Skills
CFP® Certificant, Series 7, 63, and 65..., Arizona Life & Health..., CRPCSM and CWS®..., Extensive use of..., Experience with Zephyr..., Strategic Financial..., Wealth Management, Retirement, Financial Advisory, Estate Planning, Investments, Series 7, Retirement Planning, Wealth, Risk Management, Fixed Annuities, Financial Services, Financial Planning, Asset Allocation
Education
Arizona State University 1995 — 1998
Bachelor of Science (B.S.), Finance, General
University of Arizona 1994 — 1995
Jennifer Lanser's Smith Barney Experience July 2001 - August 2004
Job Real Estate Agent at Comey & Shepherd
Industry Health, Wellness and Fitness
Experience
Comey & Shepherd June 2015 - Present
Lotus Holistic Health & Wellness, LLC. September 2012 - Present
Beacon Orthopaedics August 2012 - March 2015
Leap Beyond Therapy March 2012 - August 2012
Daymar College March 2011 - June 2012
Family Bridges Home Care August 2010 - December 2011
Fifth Third Bank August 2004 - December 2009
Smith Barney July 2001 - August 2004
Merrill Lynch September 1997 - July 2001
Skills
Credit, Asset Management, Estate Planning, Fundraising, Investments, Marketing, Entertainment, Sales, Event Planning, Time Management, Asset Managment, Strategic Planning, Therapeutic Massage, Small Business, Swedish, Deep Tissue Massage, Finance, Social Media Marketing, Customer Service, Marketing Strategy, Public Speaking, Social Media, Interpersonal..., Leadership
Education
Hondros College of Business 2015 — 2015
Real Estate Salesperson, Real Estate
Daymar College-Bellevue 2011 — 2012
Medical Massage Therapy
Comey & Shepherd June 2015 - Present
Lotus Holistic Health & Wellness, LLC. September 2012 - Present
Beacon Orthopaedics August 2012 - March 2015
Leap Beyond Therapy March 2012 - August 2012
Daymar College March 2011 - June 2012
Family Bridges Home Care August 2010 - December 2011
Fifth Third Bank August 2004 - December 2009
Smith Barney July 2001 - August 2004
Merrill Lynch September 1997 - July 2001
Skills
Credit, Asset Management, Estate Planning, Fundraising, Investments, Marketing, Entertainment, Sales, Event Planning, Time Management, Asset Managment, Strategic Planning, Therapeutic Massage, Small Business, Swedish, Deep Tissue Massage, Finance, Social Media Marketing, Customer Service, Marketing Strategy, Public Speaking, Social Media, Interpersonal..., Leadership
Education
Hondros College of Business 2015 — 2015
Real Estate Salesperson, Real Estate
Daymar College-Bellevue 2011 — 2012
Medical Massage Therapy
Nadya Mirza, MBA Nadya Mirza, MBA's Smith Barney Experience January 1998 - January 2004
Job Financial Services Professional
Industry Financial Services
Experience
Merrill Lynch November 2014 - Present
Morgan Stanley January 1998 - March 2014
Morgan Stanley January 2005 - January 2014
Morgan Stanley 1998 - 2014
Smith Barney January 1998 - January 2004
Skills
Equities, Fixed Income, Investments, Mutual Funds, Portfolio Management, Retirement Planning, Series 7, Wealth Management, CRM, Financial Analysis, Investment Management, Asset Allocation, Finance, Financial Planning, Management, Strategic Planning, Strategy
Education
University of Nottingham
Masters Degree, Business Administration
42
Bachelor of Arts Degree, Psychology
Pepperdine University
Bachelor of Science Degree, Business Administration
Merrill Lynch November 2014 - Present
Morgan Stanley January 1998 - March 2014
Morgan Stanley January 2005 - January 2014
Morgan Stanley 1998 - 2014
Smith Barney January 1998 - January 2004
Skills
Equities, Fixed Income, Investments, Mutual Funds, Portfolio Management, Retirement Planning, Series 7, Wealth Management, CRM, Financial Analysis, Investment Management, Asset Allocation, Finance, Financial Planning, Management, Strategic Planning, Strategy
Education
University of Nottingham
Masters Degree, Business Administration
42
Bachelor of Arts Degree, Psychology
Pepperdine University
Bachelor of Science Degree, Business Administration
Troy Tunell, CTFA ®'s Smith Barney Experience May 2005 - January 2009
Job Vice President / Portfolio Manager at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS January 2009 - Present
Smith Barney May 2005 - January 2009
Morgan Stanley 1998 - 2005
Education
Arizona State University
UBS January 2009 - Present
Smith Barney May 2005 - January 2009
Morgan Stanley 1998 - 2005
Education
Arizona State University
Doris Petti Doris Petti's Smith Barney Experience July 1998 - June 2000
Job Executive Assistant to the Vice President
Industry Higher Education
Experience
Adelphi University 2006 - Present
NEFCU March 2011 - Present
Dreyfus retirement services November 2000 - 2005
Smith Barney July 1998 - June 2000
Skills
Event Planning, Research, Higher Education, Student Affairs, PowerPoint, Data Entry, Administrative..., Microsoft Office, Outlook, Non-profits, Fundraising, Microsoft Excel, Community Outreach, Microsoft Word, Event Management, Editing, Public Speaking, Microsoft Publisher, Office Administration, Social Media
Education
Adelphi University 1987 — 1990
Bachelor of Business Administration (BBA), Business management
Farmingdale State University of New York 1986 — 1987
Associate Degree
Adelphi University
Master of Business Administration (MBA)
West hempstead high school
Adelphi University 2006 - Present
NEFCU March 2011 - Present
Dreyfus retirement services November 2000 - 2005
Smith Barney July 1998 - June 2000
Skills
Event Planning, Research, Higher Education, Student Affairs, PowerPoint, Data Entry, Administrative..., Microsoft Office, Outlook, Non-profits, Fundraising, Microsoft Excel, Community Outreach, Microsoft Word, Event Management, Editing, Public Speaking, Microsoft Publisher, Office Administration, Social Media
Education
Adelphi University 1987 — 1990
Bachelor of Business Administration (BBA), Business management
Farmingdale State University of New York 1986 — 1987
Associate Degree
Adelphi University
Master of Business Administration (MBA)
West hempstead high school
Philip Burroughs Philip Burroughs's Smith Barney Experience January 2000 - 2006
Job National Sales Manager at Lord Baltimore Hotel
Industry Hospitality
Experience
Lord Baltimore Hotel April 2015 - Present
SANLORENZO SPA January 2013 - April 2015
Total Dealer Solutions April 2010 - December 2012
Southeast Luxury Rentals June 2007 - 2010
Wells Fargo March 2006 - June 2007
Smith Barney January 2000 - 2006
Merrill Lynch January 1995 - January 2000
Skills
Insurance, Real Estate Transactions, Yachting, Account Management, Contract Negotiation, Management, New Business Development, Sales Management, Customer Service, Strategic Planning, Sales
Education
Auburn University 1983 — 1987
BA, Communication and Media Studies
Lord Baltimore Hotel April 2015 - Present
SANLORENZO SPA January 2013 - April 2015
Total Dealer Solutions April 2010 - December 2012
Southeast Luxury Rentals June 2007 - 2010
Wells Fargo March 2006 - June 2007
Smith Barney January 2000 - 2006
Merrill Lynch January 1995 - January 2000
Skills
Insurance, Real Estate Transactions, Yachting, Account Management, Contract Negotiation, Management, New Business Development, Sales Management, Customer Service, Strategic Planning, Sales
Education
Auburn University 1983 — 1987
BA, Communication and Media Studies
Frederick Arnold Frederick Arnold's Smith Barney Experience 1991 - 1995
Job Chief Financial Officer at Convergex
Industry Venture Capital & Private Equity
Experience
Convergex July 2015 - Present
Lehman Brothers Holdings Inc. 2012 - Present
Corporate Capital Trust 2011 - Present
Capmark September 2009 - 2011
Masonite February 2006 - October 2007
Willis 2000 - 2004
Smith Barney 1991 - 1995
Lehman Brothers Kuhn Loeb and Successors 1980 - 1989
Education
Amherst College
BA, Economics
The Queen's College, Oxford
Master's degree, Jurisprudence
Yale Law School
Doctor of Law (JD)
Convergex July 2015 - Present
Lehman Brothers Holdings Inc. 2012 - Present
Corporate Capital Trust 2011 - Present
Capmark September 2009 - 2011
Masonite February 2006 - October 2007
Willis 2000 - 2004
Smith Barney 1991 - 1995
Lehman Brothers Kuhn Loeb and Successors 1980 - 1989
Education
Amherst College
BA, Economics
The Queen's College, Oxford
Master's degree, Jurisprudence
Yale Law School
Doctor of Law (JD)
Angeline Turcan Angeline Turcan's Smith Barney Experience December 1998 - December 2009
Job Regional Brokerage Manager at Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors LLC October 2013 - Present
JPMorgan Chase 2009 - October 2013
Chase investment services corp December 2009 - September 2012
Smith Barney December 1998 - December 2009
Education
Aix-Marseille Université 1989 — 1996
DEA, Droit International
University of California, Berkeley 1983 — 1988
Bachelor's, Rhetoric
JL
Wells Fargo Advisors LLC October 2013 - Present
JPMorgan Chase 2009 - October 2013
Chase investment services corp December 2009 - September 2012
Smith Barney December 1998 - December 2009
Education
Aix-Marseille Université 1989 — 1996
DEA, Droit International
University of California, Berkeley 1983 — 1988
Bachelor's, Rhetoric
JL
Terrence C. Porter II's Smith Barney Experience 1998 - 2003
Job 12 years investment experience
Industry Financial Services
Experience
Me Founding DirectorAdams Avenue Crossing2008 - 2013
First Allied Securities, Inc. 2003 - 2006
Smith Barney 1998 - 2003
Merrill Lynch 1993 - 1998
Los Angeles Times 1992 - 1992
Green Bay Press-Gazette 1992 - 1992
St. Louis Post-Dispatch 1988 - 1991
Skills
Investments, Wealth Management, Financial Planning, Asset Allocation, Retirement Planning, Investment Advisory..., 401k, Public Speaking, Marketing, Writing, Strategy, Strategic Vision
Education
Bethel Seminary San Diego 2006 — 2009
Master of Arts (M.A.), Magna Cum Laude
University of Missouri-Columbia 1988 — 1991
Bachelor of Arts (B.A.), English Language and Literature, General
Me Founding DirectorAdams Avenue Crossing2008 - 2013
First Allied Securities, Inc. 2003 - 2006
Smith Barney 1998 - 2003
Merrill Lynch 1993 - 1998
Los Angeles Times 1992 - 1992
Green Bay Press-Gazette 1992 - 1992
St. Louis Post-Dispatch 1988 - 1991
Skills
Investments, Wealth Management, Financial Planning, Asset Allocation, Retirement Planning, Investment Advisory..., 401k, Public Speaking, Marketing, Writing, Strategy, Strategic Vision
Education
Bethel Seminary San Diego 2006 — 2009
Master of Arts (M.A.), Magna Cum Laude
University of Missouri-Columbia 1988 — 1991
Bachelor of Arts (B.A.), English Language and Literature, General
Bob Caron Bob Caron's Smith Barney Experience August 2000 - August 2002
Job Movement Science Research, Professor, Entrepreneur
Industry Higher Education
Experience
Assumption College August 2010 - Present
Body Therapeutics August 2009 - Present
Zen Training Center, Inc. June 1999 - Present
Worcester Young Businessmen's Association August 2011 - July 2015
Boston University September 2004 - May 2012
Focus Leadership March 2006 - August 2010
Boston University September 2004 - December 2008
Unum August 2002 - August 2004
Smith Barney August 2000 - August 2002
AIDS Project Worcester 1999 - 2000
Skills
Matlab, Entrepreneurship, Biomechanics, Dynamical Systems, Teaching Experience, Gait Analysis, SPSS, Motion Analysis, Motion Control, Direct Sales, Teaching, Research, Science, Public Speaking, Statistics, Mentoring, Data Analysis, Coaching, Writing, Leadership Development, Team Building, Strategic Planning, Business Strategy, Team Leadership, Healthcare, Higher Education, Marketing Strategy, Proposal Writing, Analysis, Problem Solving, Programming, Customer Relations, Kinetics, Kinematics, Community Outreach, Teacher Training, Workshop Facilitation, Leadership, Physical Therapy, Student Development, Staff Development, Program Development, University Teaching, EMG
Education
Boston University 2004 — 2012
Doctor of Science (Sc.D.), Human Movement Sciences, 3.92
Assumption College 1999 — 2000
Master of Arts (MA), Rehabilitation Counseling, 3.96
Assumption College 1997 — 1999
Bachelor of Arts (B.A.), Social & Rehabilitation Sciences, 3.97
Springfield College 1995 — 1997
Rehabilitation Sciences
Wachusett Regional High School 1991 — 1995
Assumption College August 2010 - Present
Body Therapeutics August 2009 - Present
Zen Training Center, Inc. June 1999 - Present
Worcester Young Businessmen's Association August 2011 - July 2015
Boston University September 2004 - May 2012
Focus Leadership March 2006 - August 2010
Boston University September 2004 - December 2008
Unum August 2002 - August 2004
Smith Barney August 2000 - August 2002
AIDS Project Worcester 1999 - 2000
Skills
Matlab, Entrepreneurship, Biomechanics, Dynamical Systems, Teaching Experience, Gait Analysis, SPSS, Motion Analysis, Motion Control, Direct Sales, Teaching, Research, Science, Public Speaking, Statistics, Mentoring, Data Analysis, Coaching, Writing, Leadership Development, Team Building, Strategic Planning, Business Strategy, Team Leadership, Healthcare, Higher Education, Marketing Strategy, Proposal Writing, Analysis, Problem Solving, Programming, Customer Relations, Kinetics, Kinematics, Community Outreach, Teacher Training, Workshop Facilitation, Leadership, Physical Therapy, Student Development, Staff Development, Program Development, University Teaching, EMG
Education
Boston University 2004 — 2012
Doctor of Science (Sc.D.), Human Movement Sciences, 3.92
Assumption College 1999 — 2000
Master of Arts (MA), Rehabilitation Counseling, 3.96
Assumption College 1997 — 1999
Bachelor of Arts (B.A.), Social & Rehabilitation Sciences, 3.97
Springfield College 1995 — 1997
Rehabilitation Sciences
Wachusett Regional High School 1991 — 1995
Denise Nostrom - ChFC, CLU Denise Nostrom - ChFC, CLU's Smith Barney Experience 1990 - 1991
Job Owner, Diversified Financial Solutions
Industry Financial Services
Experience
POWER of Women Exchanging Resources August 2012 - Present
Diversified Financial Solutions May 1996 - Present
Paris International Corporation 1995 - 1996
American Express Financial Advisors 1992 - 1995
Wilkinson & Hottinger, Inc. 1991 - 1992
Smith Barney 1990 - 1991
Skills
Strategic Financial..., Wealth Management, Investments, Insurance, Financial Analysis, Retirement, Risk Management, Finance, Financial Services, Start-ups, Asset Management, Analysis, Accounting, Retirement Planning, Portfolio Management, Financial Planners, Valuation, Estate Planning, Mutual Funds, Securities, Series 7, Series 63, Investment Advisory, Fixed Annuities, Financial Advisory, 401k, FINRA, Asset Allocation, IRAs, Series 24, Uniform Combined State..., Variable Annuities, Long-term Care, Indexed Annuities, Series 65, Independent Financial..., Financial Planning
Education
Adelphi University 1986 — 1990
BBA, Finance/Concentration in Business Mgmt.
Patchogue Medford High School
POWER of Women Exchanging Resources August 2012 - Present
Diversified Financial Solutions May 1996 - Present
Paris International Corporation 1995 - 1996
American Express Financial Advisors 1992 - 1995
Wilkinson & Hottinger, Inc. 1991 - 1992
Smith Barney 1990 - 1991
Skills
Strategic Financial..., Wealth Management, Investments, Insurance, Financial Analysis, Retirement, Risk Management, Finance, Financial Services, Start-ups, Asset Management, Analysis, Accounting, Retirement Planning, Portfolio Management, Financial Planners, Valuation, Estate Planning, Mutual Funds, Securities, Series 7, Series 63, Investment Advisory, Fixed Annuities, Financial Advisory, 401k, FINRA, Asset Allocation, IRAs, Series 24, Uniform Combined State..., Variable Annuities, Long-term Care, Indexed Annuities, Series 65, Independent Financial..., Financial Planning
Education
Adelphi University 1986 — 1990
BBA, Finance/Concentration in Business Mgmt.
Patchogue Medford High School
Kirill Vorobeychik Kirill Vorobeychik's Smith Barney Experience December 1998 - January 2007
Job Senior Vice President Wealth Management at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch February 2015 - Present
Merrill Lynch March 2014 - February 2015
Merrill Lynch April 2010 - March 2014
Merrill Lynch January 2007 - April 2010
Smith Barney December 1998 - January 2007
La Salle Bank August 1997 - December 1998
Skills
Financial Planning, Retirement Planning, Due Diligence, Strategy, Financial Analysis, Financial Advisory, Business Strategy, Investments, Portfolio Management, Financial Modeling, Equities, Fixed Income, Banking, Cash Management, 401k, Defined Benefit, Defined Contribution, IRAs, HSAs, Charitable Trusts, Trust Services, Trust Management, Insurance, Analysis
Education
The University of Chicago Booth School of Business 1998 — 1999
Continuing, Financial Mathematics, Accounting
Simon Kuznets Kharkiv National University of Economics 1992 — 1996
Bachelor's Degree, Economics, English, French
Merrill Lynch February 2015 - Present
Merrill Lynch March 2014 - February 2015
Merrill Lynch April 2010 - March 2014
Merrill Lynch January 2007 - April 2010
Smith Barney December 1998 - January 2007
La Salle Bank August 1997 - December 1998
Skills
Financial Planning, Retirement Planning, Due Diligence, Strategy, Financial Analysis, Financial Advisory, Business Strategy, Investments, Portfolio Management, Financial Modeling, Equities, Fixed Income, Banking, Cash Management, 401k, Defined Benefit, Defined Contribution, IRAs, HSAs, Charitable Trusts, Trust Services, Trust Management, Insurance, Analysis
Education
The University of Chicago Booth School of Business 1998 — 1999
Continuing, Financial Mathematics, Accounting
Simon Kuznets Kharkiv National University of Economics 1992 — 1996
Bachelor's Degree, Economics, English, French
Daniel Faucetta Daniel Faucetta's Smith Barney Experience 1997 - 2003
Job Founder Three Peaks Advisors
Industry Financial Services
Experience
Three Peaks Advisors, LLC October 2014 - Present
Old Greenwich Wealth Advisors October 2013 - October 2014
Forefront Advisory, Global ETF Strategies 2009 - 2013
UBS Financial Services Inc. 2003 - 2009
Smith Barney 1997 - 2003
Ross & Cohen LLP 1991 - 1996
Skills
Tactical Asset..., Individual 401K Advisory
Education
Brooklyn Law School 1988 — 1991
JD, Law
American University 1983 — 1987
BA
Jericho high school 1979 — 1983
Three Peaks Advisors, LLC October 2014 - Present
Old Greenwich Wealth Advisors October 2013 - October 2014
Forefront Advisory, Global ETF Strategies 2009 - 2013
UBS Financial Services Inc. 2003 - 2009
Smith Barney 1997 - 2003
Ross & Cohen LLP 1991 - 1996
Skills
Tactical Asset..., Individual 401K Advisory
Education
Brooklyn Law School 1988 — 1991
JD, Law
American University 1983 — 1987
BA
Jericho high school 1979 — 1983
Donald P. Boucher, CRPC® Donald P. Boucher, CRPC®'s Smith Barney Experience June 2004 - June 2007
Job Managing Partner Wealth Advisor
Industry Financial Services
Experience
Copper Canyon Wealth Management April 2011 - Present
MetLife Securities March 2009 - April 2011
Smith Barney June 2004 - June 2007
Merrill Lynch March 2000 - June 2004
CPS Publishing June 1998 - December 1999
Los Angeles County Sheriff's Department September 1982 - January 1996
Skills
Investment Management, Personalized Investment..., Retirement Planning, Strategic and Tactical..., Fee-Based Asset..., Alternative Investments, Tax-advantaged..., Personalized Retirement..., Variable Annuities, Fixed Annuities, Fixed Income Portfolio..., Guaranteed Lifetime..., Estate and Trust..., Family, Corporate and..., Charitable Remainder..., The Private Trust..., Employer Sponsored..., Solo 401k Plans, College Education..., Life Insurance, Long Term Care Insurance, Disability Insurance, Health Insurance, Stocks, Mutual Funds, Exchange Traded Funds, Managed Futures, Real Esate Investment..., 401k, 403b, 457 and TSP..., Mortgage Planning, IRAs, Roth IRAs, SEP IRAs, Personal Tax Planning, Personal Liability..., Working with Seniors..., Retired Detective, Los..., Utilizing Investigative..., Retired and Active Law..., Retired and Active..., Retired and Active Fire..., Retired and Active..., Retired and Active..., Business Liability..., Women Owned Business, Business Owner Planning, Business Succession..., Business Tax Planning, Buy-Sell Agreements, Personal Financial...
Education
The American College
Advanced Financial Planning
College for Financial Planning 2004 — 2005
Chartered Retirement Planning Counselor
California State University-San Bernardino 1997 — 1999
B.A., Business Administration - Finance and Management
Antelope Valley College 1995 — 1997
A.S., Business Administration
Antelope Valley College 1995 — 1997
A.A., Letters, Arts and Science
California Peace Officers Standards and Training 1996 — 1996
Advanced Certificate, Law Enforcement
California Peace Officers Standards and Training 1995 — 1995
Intermediate Certificate, Law Enforcement
Los Angeles County Sheriff's Academy 1982 — 1983
Basic Certificate, California Peace Officers Standards and Training, Law Enforcement
Copper Canyon Wealth Management April 2011 - Present
MetLife Securities March 2009 - April 2011
Smith Barney June 2004 - June 2007
Merrill Lynch March 2000 - June 2004
CPS Publishing June 1998 - December 1999
Los Angeles County Sheriff's Department September 1982 - January 1996
Skills
Investment Management, Personalized Investment..., Retirement Planning, Strategic and Tactical..., Fee-Based Asset..., Alternative Investments, Tax-advantaged..., Personalized Retirement..., Variable Annuities, Fixed Annuities, Fixed Income Portfolio..., Guaranteed Lifetime..., Estate and Trust..., Family, Corporate and..., Charitable Remainder..., The Private Trust..., Employer Sponsored..., Solo 401k Plans, College Education..., Life Insurance, Long Term Care Insurance, Disability Insurance, Health Insurance, Stocks, Mutual Funds, Exchange Traded Funds, Managed Futures, Real Esate Investment..., 401k, 403b, 457 and TSP..., Mortgage Planning, IRAs, Roth IRAs, SEP IRAs, Personal Tax Planning, Personal Liability..., Working with Seniors..., Retired Detective, Los..., Utilizing Investigative..., Retired and Active Law..., Retired and Active..., Retired and Active Fire..., Retired and Active..., Retired and Active..., Business Liability..., Women Owned Business, Business Owner Planning, Business Succession..., Business Tax Planning, Buy-Sell Agreements, Personal Financial...
Education
The American College
Advanced Financial Planning
College for Financial Planning 2004 — 2005
Chartered Retirement Planning Counselor
California State University-San Bernardino 1997 — 1999
B.A., Business Administration - Finance and Management
Antelope Valley College 1995 — 1997
A.S., Business Administration
Antelope Valley College 1995 — 1997
A.A., Letters, Arts and Science
California Peace Officers Standards and Training 1996 — 1996
Advanced Certificate, Law Enforcement
California Peace Officers Standards and Training 1995 — 1995
Intermediate Certificate, Law Enforcement
Los Angeles County Sheriff's Academy 1982 — 1983
Basic Certificate, California Peace Officers Standards and Training, Law Enforcement
Camila Ribeiro's Smith Barney Experience April 2005 - September 2005
Job Senior Associate at PwC Consulting People & Organization
Industry Management Consulting
Experience
PwC September 2013 - Present
PwC June 2012 - August 2012
Wolters Kluwer January 2012 - May 2012
MetLife June 2008 - August 2011
MetLife July 2006 - June 2008
Smith Barney April 2005 - September 2005
Skills
Investments, Change Management, Management Consulting, Organizational..., Financial Analysis, Leadership Development, Organizational..., Management, Talent Management, Analysis, Leadership, Strategy, Portfolio Management, Strategic Planning, Human Capital, Organizational Behavior, HR Consulting, Consulting, Financial Modeling, Performance Management
Education
Columbia University in the City of New York 2011 — 2013
MA, Organizational Psychology
American University - Kogod School of Business 2003 — 2005
BS/BA, International Business/Finance
Saint Louis University, Madrid 2001 — 2003
BA, International Business/Finance
AFS - Intercultural Programs 2000 — 2001
Returnee and Volunteer, Italy - Sardinia Chapter
PwC September 2013 - Present
PwC June 2012 - August 2012
Wolters Kluwer January 2012 - May 2012
MetLife June 2008 - August 2011
MetLife July 2006 - June 2008
Smith Barney April 2005 - September 2005
Skills
Investments, Change Management, Management Consulting, Organizational..., Financial Analysis, Leadership Development, Organizational..., Management, Talent Management, Analysis, Leadership, Strategy, Portfolio Management, Strategic Planning, Human Capital, Organizational Behavior, HR Consulting, Consulting, Financial Modeling, Performance Management
Education
Columbia University in the City of New York 2011 — 2013
MA, Organizational Psychology
American University - Kogod School of Business 2003 — 2005
BS/BA, International Business/Finance
Saint Louis University, Madrid 2001 — 2003
BA, International Business/Finance
AFS - Intercultural Programs 2000 — 2001
Returnee and Volunteer, Italy - Sardinia Chapter
Michael Wright, CFP® Michael Wright, CFP®'s Smith Barney Experience July 2000 - May 2009
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial May 2009 - Present
Smith Barney July 2000 - May 2009
FSC Securities Corporation May 1996 - July 2000
Skills
Retirement Income..., Investment Advisory, Retirement Planning, Series 7, Wealth Management, Long Term Care, Financial Advisory, Long-term Care, Portfolio Management, Retirement
Education
The American College 2011 — 2012
CFP®, Financial Planning
Appalachian State University 1988 — 1990
BSBA, Finance, Risk Management
Ameriprise Financial May 2009 - Present
Smith Barney July 2000 - May 2009
FSC Securities Corporation May 1996 - July 2000
Skills
Retirement Income..., Investment Advisory, Retirement Planning, Series 7, Wealth Management, Long Term Care, Financial Advisory, Long-term Care, Portfolio Management, Retirement
Education
The American College 2011 — 2012
CFP®, Financial Planning
Appalachian State University 1988 — 1990
BSBA, Finance, Risk Management
Marshall Eichenauer Jr. Marshall Eichenauer Jr.'s Smith Barney Experience February 1993 - December 1996
Job Owner Sagent Wealth Management | Financial Planning | Investment Management
Industry Financial Services
Experience
Sagent Wealth Mangement Financial Planning Investment Management August 2008 - Present
UBS December 1996 - August 2008
Smith Barney February 1993 - December 1996
Home Building January 1984 - February 1993
Skills
Wealth Management, Asset Management, Retirement Planning, Financial Planning, Estate Planning, Financial Services, Investment Advisory, Mutual Funds, Investments, Securities, Investment Strategies, Risk Management, Equities, Fixed Income, Asset Allocation, Hedge Funds, Series 63, Portfolio Management, Insurance, Retirement, Financial Analysis, Fixed Annuities, Strategic Financial..., Real Estate, Asset Managment, Investment Management, Financial Advisory, Finance, Wealth, Series 65
Education
University of Pennsylvania - The Wharton School
IMCA: Certified Investment Management Analyst Program
Arizona State University 1979 — 1983
Bachelor of Science, Finance
Paradise Valley High School
Sagent Wealth Mangement Financial Planning Investment Management August 2008 - Present
UBS December 1996 - August 2008
Smith Barney February 1993 - December 1996
Home Building January 1984 - February 1993
Skills
Wealth Management, Asset Management, Retirement Planning, Financial Planning, Estate Planning, Financial Services, Investment Advisory, Mutual Funds, Investments, Securities, Investment Strategies, Risk Management, Equities, Fixed Income, Asset Allocation, Hedge Funds, Series 63, Portfolio Management, Insurance, Retirement, Financial Analysis, Fixed Annuities, Strategic Financial..., Real Estate, Asset Managment, Investment Management, Financial Advisory, Finance, Wealth, Series 65
Education
University of Pennsylvania - The Wharton School
IMCA: Certified Investment Management Analyst Program
Arizona State University 1979 — 1983
Bachelor of Science, Finance
Paradise Valley High School
John Reagan's Smith Barney Experience March 2001 - March 2009
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney March 2001 - March 2009
Morgan Stanley Dean Witter December 1997 - March 2001
Skills
Retirement, Investments, Wealth Management, Investment Advisory, Retirement Planning, Mutual Funds, Strategic Financial..., Asset Allocation, Investment Planning, Insurance, Wealth Preservation..., Concentrated Stock..., Financial Services, Asset Management, Stock Analysis
Education
Abilene Christian University 1994 — 1997
Bachelor's Degree, Finance
Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney March 2001 - March 2009
Morgan Stanley Dean Witter December 1997 - March 2001
Skills
Retirement, Investments, Wealth Management, Investment Advisory, Retirement Planning, Mutual Funds, Strategic Financial..., Asset Allocation, Investment Planning, Insurance, Wealth Preservation..., Concentrated Stock..., Financial Services, Asset Management, Stock Analysis
Education
Abilene Christian University 1994 — 1997
Bachelor's Degree, Finance
Dean DePhillips Dean DePhillips's Smith Barney Experience March 2000 - April 2002
Job Lead Customer Support Sales Specialist at Strategic Power Systems, Inc.
Industry Oil & Energy
Experience
Strategic Power Systems, Inc.® March 2014 - Present
Hendrick Automotive Group March 2013 - February 2014
Headquarters Distributors October 2010 - March 2012
Studio M, LLC October 2010 - March 2012
Safety Tubs Company LLC January 2008 - October 2010
Giagni Enterprises April 2005 - January 2008
Decolav April 2002 - April 2005
Smith Barney March 2000 - April 2002
Skills
Sales Management, Export Development, Restaurant Management, Export, Purchasing, Retail, International Business, New Business Development, Event Management, Marketing, Strategic Planning, Sales, E-commerce, Product Development, Customer Service, Coaching, Income Statement, Market Research, Forecasting, Merchandising, Management, Entrepreneurship, Budgets, Leadership, Key Account Management, Marketing Strategy, Sales Operations, Selling, Product Marketing, Inventory Management, Public Relations, Advertising, Social Networking, Program Management, Account Management, Manufacturing, Training, Business Development, Negotiation, Sales Process, Business Planning, Business Strategy, Social Media Marketing, Strategy, Trade Shows, Customer Satisfaction, Start-ups, B2B, Contract Negotiation, Customer Retention
Education
American University 1989 — 1991
BA, History, English
West Virginia University 1987 — 1989
History
Blackhawk High School
Duquesne University
Strategic Power Systems, Inc.® March 2014 - Present
Hendrick Automotive Group March 2013 - February 2014
Headquarters Distributors October 2010 - March 2012
Studio M, LLC October 2010 - March 2012
Safety Tubs Company LLC January 2008 - October 2010
Giagni Enterprises April 2005 - January 2008
Decolav April 2002 - April 2005
Smith Barney March 2000 - April 2002
Skills
Sales Management, Export Development, Restaurant Management, Export, Purchasing, Retail, International Business, New Business Development, Event Management, Marketing, Strategic Planning, Sales, E-commerce, Product Development, Customer Service, Coaching, Income Statement, Market Research, Forecasting, Merchandising, Management, Entrepreneurship, Budgets, Leadership, Key Account Management, Marketing Strategy, Sales Operations, Selling, Product Marketing, Inventory Management, Public Relations, Advertising, Social Networking, Program Management, Account Management, Manufacturing, Training, Business Development, Negotiation, Sales Process, Business Planning, Business Strategy, Social Media Marketing, Strategy, Trade Shows, Customer Satisfaction, Start-ups, B2B, Contract Negotiation, Customer Retention
Education
American University 1989 — 1991
BA, History, English
West Virginia University 1987 — 1989
History
Blackhawk High School
Duquesne University
Caitlyn McElroy Caitlyn McElroy's Smith Barney Experience January 2009 - May 2009
Job Student at Columbia University School of International and Public Affairs
Industry International Affairs
Experience
Peace Corps July 2011 - August 2013
Accenture Services June 2010 - May 2011
United Nations Foundation January 2010 - May 2010
Accenture June 2009 - August 2009
Smith Barney January 2009 - May 2009
Shangilia Mtoto wa Afrika August 2008 - December 2008
Cashdan & Kane, PLLC September 2007 - May 2008
Skills
Research, PowerPoint, Excel, International..., Social Networking, Business, International Studies, Teaching English as a..., Teaching Basic Computer..., Grants, Fundraising, Event Planning, Workshop Facilitation, Foreign Languages, Organization, Highly detail oriented, Cultural Awareness, Data Analysis, Microsoft Excel, Managing Database, Youth Development, Policy Analysis, Nonprofits, International Relations, Community Outreach
Education
Columbia University - School of International and Public Affairs 2014 — 2016
Master's Degree, Development Practice
American University 2006 — 2010
BA, International Studies and Business Administration
United States International University 2008 — 2008
Peace Corps July 2011 - August 2013
Accenture Services June 2010 - May 2011
United Nations Foundation January 2010 - May 2010
Accenture June 2009 - August 2009
Smith Barney January 2009 - May 2009
Shangilia Mtoto wa Afrika August 2008 - December 2008
Cashdan & Kane, PLLC September 2007 - May 2008
Skills
Research, PowerPoint, Excel, International..., Social Networking, Business, International Studies, Teaching English as a..., Teaching Basic Computer..., Grants, Fundraising, Event Planning, Workshop Facilitation, Foreign Languages, Organization, Highly detail oriented, Cultural Awareness, Data Analysis, Microsoft Excel, Managing Database, Youth Development, Policy Analysis, Nonprofits, International Relations, Community Outreach
Education
Columbia University - School of International and Public Affairs 2014 — 2016
Master's Degree, Development Practice
American University 2006 — 2010
BA, International Studies and Business Administration
United States International University 2008 — 2008
Julia Yerokhina Julia Yerokhina's Smith Barney Experience August 1995 - June 1997
Job Vice President EVend Technology
Industry Food & Beverages
Experience
EVEND Technology February 2013 - Present
Citigroup May 2000 - January 2013
Citigroup July 1997 - April 2000
Smith Barney August 1995 - June 1997
Skills
Capital Markets, Portfolio Management, Business Development, Financial Modeling, Risk Management, Leadership, Operational Risk, Equities, Management, Fixed Income, Financial Services, Finance, Hedge Funds, Strategic Planning
Education
City University of New York-Baruch College - Zicklin School of Business
MBA, Finance & Investments
Moscow Finance and Law Academy (MFUA)
BS, Accounting
EVEND Technology February 2013 - Present
Citigroup May 2000 - January 2013
Citigroup July 1997 - April 2000
Smith Barney August 1995 - June 1997
Skills
Capital Markets, Portfolio Management, Business Development, Financial Modeling, Risk Management, Leadership, Operational Risk, Equities, Management, Fixed Income, Financial Services, Finance, Hedge Funds, Strategic Planning
Education
City University of New York-Baruch College - Zicklin School of Business
MBA, Finance & Investments
Moscow Finance and Law Academy (MFUA)
BS, Accounting
Richard Ritsch Richard Ritsch's Smith Barney Experience October 2002 - March 2008
Job Account Executive UT at Demandforce
Industry Information Technology and Services
Experience
Demandforce January 2013 - Present
xMatters July 2010 - December 2012
NaviTech Inc September 2008 - May 2009
Robert Half International July 2008 - May 2009
Smith Barney October 2002 - March 2008
Southern Dock 2001 - 2002
Skills
Sales, Account Management, CRM, Sales Operations, SaaS, Selling, New Business Development, Cold Calling, B2B, Enterprise Software, Leadership, Management, Marketing, Salesforce.com, Networking, Sales Management, Consulting, Lead Generation, Team Building, Solution Selling, Cloud Computing
Education
Arizona State University 1997 — 1999
B.S. Business, Marketing
Arizona State University
St Thereasa
St Thereasa
Demandforce January 2013 - Present
xMatters July 2010 - December 2012
NaviTech Inc September 2008 - May 2009
Robert Half International July 2008 - May 2009
Smith Barney October 2002 - March 2008
Southern Dock 2001 - 2002
Skills
Sales, Account Management, CRM, Sales Operations, SaaS, Selling, New Business Development, Cold Calling, B2B, Enterprise Software, Leadership, Management, Marketing, Salesforce.com, Networking, Sales Management, Consulting, Lead Generation, Team Building, Solution Selling, Cloud Computing
Education
Arizona State University 1997 — 1999
B.S. Business, Marketing
Arizona State University
St Thereasa
St Thereasa
Erik D. Averill, CFP®'s Smith Barney Experience August 2007 - December 2007
Job Senior Wealth Manager | Partner
Industry Investment Management
Experience
Athlete Wealth Management Group, Penniall & Associates, Inc. August 2010 - Present
Morgan Stanley January 2009 - July 2010
Detroit Tigers June 2005 - June 2008
Smith Barney August 2007 - December 2007
Skills
Wealth Management, Certified Financial..., Investment Management, Portfolio Management, Risk Management, Wealth Preservation, Wealth Transfer, Philanthropy, Estate Planning, Alternative Investments, Hedge Funds, Real Estate Investment..., Small Business..., Tax Planning, Cash Management, Legacy Giving, Charitable Gift Planning
Education
University of California, Los Angeles 2011 — 2012
Personal Financial Planning Certificate, Finance and Financial Management Services
Arizona State University 2003 — 2006
Finance, Finance, General
Athlete Wealth Management Group, Penniall & Associates, Inc. August 2010 - Present
Morgan Stanley January 2009 - July 2010
Detroit Tigers June 2005 - June 2008
Smith Barney August 2007 - December 2007
Skills
Wealth Management, Certified Financial..., Investment Management, Portfolio Management, Risk Management, Wealth Preservation, Wealth Transfer, Philanthropy, Estate Planning, Alternative Investments, Hedge Funds, Real Estate Investment..., Small Business..., Tax Planning, Cash Management, Legacy Giving, Charitable Gift Planning
Education
University of California, Los Angeles 2011 — 2012
Personal Financial Planning Certificate, Finance and Financial Management Services
Arizona State University 2003 — 2006
Finance, Finance, General
Dave Renko Dave Renko's Smith Barney Experience April 2000 - November 2003
Job Financial Advisor at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley March 2015 - Present
Morgan Stanley Wealth Management July 2013 - March 2015
Bank of America Merrill Lynch May 2011 - July 2013
Cannon Financial Institute May 2010 - June 2011
Morgan Stanley Smith Barney October 2006 - July 2009
Smith Barney April 2000 - November 2003
Smith Barney May 1998 - April 2000
Smith Barney August 1993 - April 1998
Skills
Investments, Management, Financial Services, Series 7, Wealth Management, Mutual Funds, Finance, Portfolio Management, Asset Management, Series 63, Strategic Financial..., Training, Business Development, Securities, Recruiting, Financial Analysis, Sales, Project Management, Staff Development, Relationship Management, New Business Development, Sourcing, Insurance, Executive Management, Retirement Planning, Equities, Financial Planning
Education
Saint Leo University 2002 — 2003
Business Management
U.S. Navy 1982 — 1987
Communications Technology/Technician
Allegheny College 1982 — 1983
Morgan Stanley March 2015 - Present
Morgan Stanley Wealth Management July 2013 - March 2015
Bank of America Merrill Lynch May 2011 - July 2013
Cannon Financial Institute May 2010 - June 2011
Morgan Stanley Smith Barney October 2006 - July 2009
Smith Barney April 2000 - November 2003
Smith Barney May 1998 - April 2000
Smith Barney August 1993 - April 1998
Skills
Investments, Management, Financial Services, Series 7, Wealth Management, Mutual Funds, Finance, Portfolio Management, Asset Management, Series 63, Strategic Financial..., Training, Business Development, Securities, Recruiting, Financial Analysis, Sales, Project Management, Staff Development, Relationship Management, New Business Development, Sourcing, Insurance, Executive Management, Retirement Planning, Equities, Financial Planning
Education
Saint Leo University 2002 — 2003
Business Management
U.S. Navy 1982 — 1987
Communications Technology/Technician
Allegheny College 1982 — 1983
Todd Lang, CRPS ® Todd Lang, CRPS ®'s Smith Barney Experience August 1998 - October 2008
Job Branch Manager, Vice President Investments, Raymond James & Associates Financial Advisor
Industry Financial Services
Experience
Raymond James & Associates, Inc. April 2014 - Present
Merrill Lynch October 2008 - April 2014
Smith Barney August 1998 - October 2008
Merrill Lynch April 1991 - August 1998
U.S Cellular/American Paging October 1989 - April 1991
Skills
Wealth Management, Retirement Planning, Portfolio Management, Banking, Retirement, Mutual Funds, Finance, Asset Allocation, Investment Advisory, Series 7, IRAs, Deferred Compensation, Bonds, Investments, Pensions, Financial Analysis, Risk Management, Mergers & Acquisitions, Financial Modeling, Investment Strategies, 401k, Commercial Banking, Private Equity, Financial Advisory, Credit, Estate Planning, Portfolio Optimization, Investment Advisory..., Mergers, Series 9 & 10, Securities, Strategic Planning, Management, Sales, Financial Planning
Education
Cascia Hall Preparatory School
Cascia Hall Preparatory School
Westminster College (MO) 1986 — 1989
Business, Economics, General
College for Financial Planning 2012 — 2012
Chartered Retirement Plans Specialist, Qualified and Non-Qualified Plans
Raymond James & Associates, Inc. April 2014 - Present
Merrill Lynch October 2008 - April 2014
Smith Barney August 1998 - October 2008
Merrill Lynch April 1991 - August 1998
U.S Cellular/American Paging October 1989 - April 1991
Skills
Wealth Management, Retirement Planning, Portfolio Management, Banking, Retirement, Mutual Funds, Finance, Asset Allocation, Investment Advisory, Series 7, IRAs, Deferred Compensation, Bonds, Investments, Pensions, Financial Analysis, Risk Management, Mergers & Acquisitions, Financial Modeling, Investment Strategies, 401k, Commercial Banking, Private Equity, Financial Advisory, Credit, Estate Planning, Portfolio Optimization, Investment Advisory..., Mergers, Series 9 & 10, Securities, Strategic Planning, Management, Sales, Financial Planning
Education
Cascia Hall Preparatory School
Cascia Hall Preparatory School
Westminster College (MO) 1986 — 1989
Business, Economics, General
College for Financial Planning 2012 — 2012
Chartered Retirement Plans Specialist, Qualified and Non-Qualified Plans
Bob Sievewright Bob Sievewright's Smith Barney Experience February 1987 - August 1988
Job Sales Executive, Principal
Industry Information Services
Experience
Wright Advisory Group June 2002 - Present
Isagenix 2004 - 2013
Morgan Stanley, Inc. 1998 - 2001
Bear Stearns & Co. 1988 - 1998
Smith Barney February 1987 - August 1988
Skills
Sales, Sales Management, Research, Negotiation, Trading, Entrepreneurship, Strategic Planning, Marketing Strategy, Investments, Leadership, Team Building, Public Speaking, Customer Service, Business Development, Recruiting, Coaching, Small Business, New Business Development, Marketing, Account Management, Strategic Partnerships, Marketing Communications, Leadership Development, Management, Finance, Training, Strategy, Social Networking, Start-ups, Social Media Marketing, Business Planning, Time Management, Online Marketing, Direct Sales, Selling, Personal Development, Business Strategy, Management Consulting, Lead Generation, Social Media
Education
Alma College 1980 — 1984
BA, Business Adminstration, Finance
Wright Advisory Group June 2002 - Present
Isagenix 2004 - 2013
Morgan Stanley, Inc. 1998 - 2001
Bear Stearns & Co. 1988 - 1998
Smith Barney February 1987 - August 1988
Skills
Sales, Sales Management, Research, Negotiation, Trading, Entrepreneurship, Strategic Planning, Marketing Strategy, Investments, Leadership, Team Building, Public Speaking, Customer Service, Business Development, Recruiting, Coaching, Small Business, New Business Development, Marketing, Account Management, Strategic Partnerships, Marketing Communications, Leadership Development, Management, Finance, Training, Strategy, Social Networking, Start-ups, Social Media Marketing, Business Planning, Time Management, Online Marketing, Direct Sales, Selling, Personal Development, Business Strategy, Management Consulting, Lead Generation, Social Media
Education
Alma College 1980 — 1984
BA, Business Adminstration, Finance
Kimberly (Kimberly A. Kelley) Kelley Feeney Kimberly (Kimberly A. Kelley) Kelley Feeney's Smith Barney Experience February 1994 - September 1995
Job Cancer Registry Intern, BS, RHIT at St. Agnes Hospital
Industry Information Technology and Services
Experience
St. Agnes Hospital March 2014 - Present
Syndicus, Inc. July 2013 - December 2013
Reuters September 1995 - June 1999
Smith Barney February 1994 - September 1995
Prudential Financial June 1990 - August 1991
First Winthrop Corporation January 1989 - June 1990
Skills
Account Management, Sales, Management, Strategic Planning, Marketing, CRM, New Business Development, Consulting, Project Management, Program Management, SaaS, Customer Service, Team Building
Education
Anne Arundel Community College 2011 — 2014
Associate of Arts and Sciences (A.A.S.), Health Information Technology
University of Maryland College Park
B.S., Business Administration
St. Agnes Hospital March 2014 - Present
Syndicus, Inc. July 2013 - December 2013
Reuters September 1995 - June 1999
Smith Barney February 1994 - September 1995
Prudential Financial June 1990 - August 1991
First Winthrop Corporation January 1989 - June 1990
Skills
Account Management, Sales, Management, Strategic Planning, Marketing, CRM, New Business Development, Consulting, Project Management, Program Management, SaaS, Customer Service, Team Building
Education
Anne Arundel Community College 2011 — 2014
Associate of Arts and Sciences (A.A.S.), Health Information Technology
University of Maryland College Park
B.S., Business Administration
Jeff Miller Jeff Miller's Smith Barney Experience October 1987 - January 1995
Job Managing Director, Head of Advice and Platforms at UBS Wealth Management
Industry Financial Services
Experience
Knuu Investment Solutions May 2013 - August 2014
Mercer July 2005 - March 2013
Putnam Investments February 1995 - April 2002
Smith Barney October 1987 - January 1995
Birch, Horton Bittner July 1983 - October 1987
Skills
Strategy, Leadership, Investment Advisory, Financial Services, Mutual Funds, Variable Annuities, Benefits Administration, 401k, Business Strategy, CRM, Mergers & Acquisitions, Business Development, Business Process..., Asset Management, Offshoring, ERISA, Management, Talent Management, Sales, Retirement, Employee Benefits, Lean Six Sigma, Outsourcing, Human Resources
Education
American University, Washington College of Law
Doctor of Law (J.D.)
Boston University - School of Management
Knuu Investment Solutions May 2013 - August 2014
Mercer July 2005 - March 2013
Putnam Investments February 1995 - April 2002
Smith Barney October 1987 - January 1995
Birch, Horton Bittner July 1983 - October 1987
Skills
Strategy, Leadership, Investment Advisory, Financial Services, Mutual Funds, Variable Annuities, Benefits Administration, 401k, Business Strategy, CRM, Mergers & Acquisitions, Business Development, Business Process..., Asset Management, Offshoring, ERISA, Management, Talent Management, Sales, Retirement, Employee Benefits, Lean Six Sigma, Outsourcing, Human Resources
Education
American University, Washington College of Law
Doctor of Law (J.D.)
Boston University - School of Management
Andrew Hill, CFP® Andrew Hill, CFP®'s Smith Barney Experience 1994 - 1995
Job Financial Services
Industry Financial Services
Experience
Financial Services 1997 - Present
Morgan Stanley Dean Witter Reynolds 1995 - 1996
Smith Barney 1994 - 1995
Skills
Wealth Management, Certified Financial..., Strategic Financial..., Investments, Wealth, Retirement Planning, Retirement, Mutual Funds, Investment Strategies, Asset Management, Fixed Annuities, Series 7, Financial Planners, Portfolio Management, Alternative Investments, Management, FINRA, Financial Services, Finance, Investment Advisory, Employee Benefits, Financial Advisory, Coaching, Asset Allocation, Risk Management, Securities, Estate Planning
Education
Lake Forest College 1988 — 1992
BA, Economics
Auburn University 1990 — 1991
Economics
Financial Services 1997 - Present
Morgan Stanley Dean Witter Reynolds 1995 - 1996
Smith Barney 1994 - 1995
Skills
Wealth Management, Certified Financial..., Strategic Financial..., Investments, Wealth, Retirement Planning, Retirement, Mutual Funds, Investment Strategies, Asset Management, Fixed Annuities, Series 7, Financial Planners, Portfolio Management, Alternative Investments, Management, FINRA, Financial Services, Finance, Investment Advisory, Employee Benefits, Financial Advisory, Coaching, Asset Allocation, Risk Management, Securities, Estate Planning
Education
Lake Forest College 1988 — 1992
BA, Economics
Auburn University 1990 — 1991
Economics
Wendi DeVore Wendi DeVore's Smith Barney Experience February 1994 - April 2001
Job Social Work at State of Arizona
Industry Government Administration
Experience
State of Arizona November 2011 - January 2015
CIGNA Healthcare January 2009 - March 2010
Raymour & Flanigan Furniture October 2007 - November 2008
Walmart August 2004 - October 2007
Beaufort Jasper Hampton Comprehensive Health Services, Inc. December 2001 - July 2004
Cigna August 2000 - June 2001
Smith Barney February 1994 - April 2001
Skills
Data Entry, Customer Service, Filing, 10 Key, Access, Case Managment, Customer Satisfaction, Cpr Certified, Microsoft Excel, Microsoft Word, Office Administration, Public Speaking, Team Building, Administrative..., Sales, Telephone Skills, Time Management, Training, Outlook, Office Management, Invoicing, Community Outreach, Microsoft Office
Education
Anthem College-Phoenix 2010 — 2012
Associate of Science (A.S.), Criminal Justice and Corrections
Lincoln Technical Institute-Allentown 2005 — 2006
Certificate, Medical/Clinical Assistant
State of Arizona November 2011 - January 2015
CIGNA Healthcare January 2009 - March 2010
Raymour & Flanigan Furniture October 2007 - November 2008
Walmart August 2004 - October 2007
Beaufort Jasper Hampton Comprehensive Health Services, Inc. December 2001 - July 2004
Cigna August 2000 - June 2001
Smith Barney February 1994 - April 2001
Skills
Data Entry, Customer Service, Filing, 10 Key, Access, Case Managment, Customer Satisfaction, Cpr Certified, Microsoft Excel, Microsoft Word, Office Administration, Public Speaking, Team Building, Administrative..., Sales, Telephone Skills, Time Management, Training, Outlook, Office Management, Invoicing, Community Outreach, Microsoft Office
Education
Anthem College-Phoenix 2010 — 2012
Associate of Science (A.S.), Criminal Justice and Corrections
Lincoln Technical Institute-Allentown 2005 — 2006
Certificate, Medical/Clinical Assistant
Noel Keyserman's Smith Barney Experience April 1996 - October 1997
Job Founder of IK 100 CORP
Industry Financial Services
Experience
IK 100 CORP August 2015 - Present
Lights Matrix Consulting June 2015 - August 2015
Balyasny Asset Management L.P. October 2014 - June 2015
Ziff Brothers Investments June 2001 - February 2014
Morgan Stanley June 2000 - June 2001
Credit Suisse May 1998 - June 2000
BNY Mellon October 1997 - May 1998
Smith Barney April 1996 - October 1997
Chase Manhattan Bank November 1993 - April 1996
Skills
C#, T-SQL, SSIS, SSAS, SSRS, MS Project, Visio, Microsoft Excel, SharePoint
Education
South Russian State Technical University (Novocherkassk Polytechnic Institute) 1974 — 1979
MS
IK 100 CORP August 2015 - Present
Lights Matrix Consulting June 2015 - August 2015
Balyasny Asset Management L.P. October 2014 - June 2015
Ziff Brothers Investments June 2001 - February 2014
Morgan Stanley June 2000 - June 2001
Credit Suisse May 1998 - June 2000
BNY Mellon October 1997 - May 1998
Smith Barney April 1996 - October 1997
Chase Manhattan Bank November 1993 - April 1996
Skills
C#, T-SQL, SSIS, SSAS, SSRS, MS Project, Visio, Microsoft Excel, SharePoint
Education
South Russian State Technical University (Novocherkassk Polytechnic Institute) 1974 — 1979
MS
Gregory Glatt's Smith Barney Experience 1995 - 1997
Job Senior Vice President at BB&T Capital Markets
Industry Financial Services
Experience
BB&T Capital Markets September 2015 - Present
Wunderlich Securities April 2014 - July 2015
Dominick & Dominick LLC August 2009 - April 2014
ThinkEquity/Panmure Gordon April 2006 - August 2009
Legg Mason 1997 - 2004
Smith Barney 1995 - 1997
Skills
Equities, Venture Capital, Management, Hedge Funds, Options, Derivatives, Series 7, Equity Trading, Alternative Investments, Capital Markets, Asset Allocation, Asset Management, Investments, Due Diligence, Fixed Income, Wealth Management, Investment Strategies, Series 24, Equity
Education
Skidmore College 1995 — 1996
MALS, Government
Albright College 1989 — 1993
Bachelor of Arts (B.A.)
BB&T Capital Markets September 2015 - Present
Wunderlich Securities April 2014 - July 2015
Dominick & Dominick LLC August 2009 - April 2014
ThinkEquity/Panmure Gordon April 2006 - August 2009
Legg Mason 1997 - 2004
Smith Barney 1995 - 1997
Skills
Equities, Venture Capital, Management, Hedge Funds, Options, Derivatives, Series 7, Equity Trading, Alternative Investments, Capital Markets, Asset Allocation, Asset Management, Investments, Due Diligence, Fixed Income, Wealth Management, Investment Strategies, Series 24, Equity
Education
Skidmore College 1995 — 1996
MALS, Government
Albright College 1989 — 1993
Bachelor of Arts (B.A.)
Teresa Anroman (Moran)'s Smith Barney Experience July 1997 - July 1998
Job SVP at Citi, PMP
Industry Financial Services
Experience
Citi January 2013 - Present
Citi February 2009 - December 2012
Citigroup September 2004 - February 2009
Salomon Smith Barney December 2001 - September 2004
Salomon Smith Barney May 2000 - December 2001
Salomon Smith Barney July 1998 - May 2000
Smith Barney July 1997 - July 1998
Skills
Project Management
Education
Adelphi University 1993 — 1997
BBA, Management and Human Resources
Citi January 2013 - Present
Citi February 2009 - December 2012
Citigroup September 2004 - February 2009
Salomon Smith Barney December 2001 - September 2004
Salomon Smith Barney May 2000 - December 2001
Salomon Smith Barney July 1998 - May 2000
Smith Barney July 1997 - July 1998
Skills
Project Management
Education
Adelphi University 1993 — 1997
BBA, Management and Human Resources
Ted Dreher's Smith Barney Experience March 2012 - Present
Job Department Manager at smith barney
Industry Financial Services
Experience
smith barney March 2012 - Present
Citi 1983 - March 2012
SMITH BARNEY 1983 - 2008
Skills
Risk Management, Banking, Financial Services, Financial Risk, Portfolio Management, Vendor Management, Business Analysis, Asset Management, SDLC, IT Strategy, Operational Risk..., Operational Risk, Finance, Process Improvement, Business Continuity
Education
Adelphi University 1976 — 1978
MBA, Finance
Adelphi University 1972 — 1978
smith barney March 2012 - Present
Citi 1983 - March 2012
SMITH BARNEY 1983 - 2008
Skills
Risk Management, Banking, Financial Services, Financial Risk, Portfolio Management, Vendor Management, Business Analysis, Asset Management, SDLC, IT Strategy, Operational Risk..., Operational Risk, Finance, Process Improvement, Business Continuity
Education
Adelphi University 1976 — 1978
MBA, Finance
Adelphi University 1972 — 1978
Steve Tober's Smith Barney Experience May 1995 - May 1997
Job at American InterContinental University a Career Education company
Industry Education Management
Experience
Career Education Corporation April 2009 - Present
Career Education Corporation October 2008 - Present
Think Equity Partners April 2007 - August 2008
Top Driver Acquistion September 2004 - March 2007
Woodstone Consulting August 2003 - August 2004
Leapnet and SPR Inc. May 1997 - May 2002
Smith Barney May 1995 - May 1997
Education
University of Virginia School of Law 1988 — 1991
JD, Law
Amherst College 1983 — 1987
BA, Political Science
Career Education Corporation April 2009 - Present
Career Education Corporation October 2008 - Present
Think Equity Partners April 2007 - August 2008
Top Driver Acquistion September 2004 - March 2007
Woodstone Consulting August 2003 - August 2004
Leapnet and SPR Inc. May 1997 - May 2002
Smith Barney May 1995 - May 1997
Education
University of Virginia School of Law 1988 — 1991
JD, Law
Amherst College 1983 — 1987
BA, Political Science
Joe Perna, CFP®'s Smith Barney Experience September 2006 - 2008
Job Financial Planner at The Motley Fool
Industry Financial Services
Experience
The Motley Fool November 2014 - Present
Northwestern Mutual November 2011 - November 2014
Morgan Stanley Smith Barney February 2008 - December 2011
Smith Barney September 2006 - 2008
Calvert Foundation February 2006 - April 2007
Skills
Series 7, Investments, Mutual Funds, Finance, Capital Markets, Options, Bonds, ETFs, IRAs, Securities, Retirement Planning, Portfolio Management, Strategic Planning, Strategic Financial...
Education
American University 2003 — 2007
IBUS, International Business
American University - Kogod School of Business 2003 — 2007
Bachelor of Science (BS), International Business
CFA Institute
Passed Level 1 of the CFA Program
The Motley Fool November 2014 - Present
Northwestern Mutual November 2011 - November 2014
Morgan Stanley Smith Barney February 2008 - December 2011
Smith Barney September 2006 - 2008
Calvert Foundation February 2006 - April 2007
Skills
Series 7, Investments, Mutual Funds, Finance, Capital Markets, Options, Bonds, ETFs, IRAs, Securities, Retirement Planning, Portfolio Management, Strategic Planning, Strategic Financial...
Education
American University 2003 — 2007
IBUS, International Business
American University - Kogod School of Business 2003 — 2007
Bachelor of Science (BS), International Business
CFA Institute
Passed Level 1 of the CFA Program
Joseph Accurso's Smith Barney Experience February 1993 - September 1995
Job Experienced Finance Professional
Industry Hospital & Health Care
Experience
Mount Sinai Health System September 2008 - Present
TMP Worldwide Advertising & Communications February 2007 - September 2008
Gentiva Health Services June 1999 - February 2007
Electronic Data Systems September 1995 - June 1999
Smith Barney February 1993 - September 1995
Grumman Data Systems August 1990 - February 1993
Office of Management and Budget - NYC June 1989 - August 1990
RM Vredenburg June 1988 - June 1989
Skills
Financial Analysis, Healthcare, Financial Management, Accounts Receivable, Process Improvement, Financial Reporting, Budgeting, Financial Modeling, Strategic Planning, Forecasting, Executive Management, Business Process..., P&L, Mentoring, Team Building, Business Analysis, Data Analysis, P&L Management, Revenue Cycle, Access, Excel, Analysis, Performance Improvement, Change Management
Education
Adelphi University 1993 — 1995
MBA, Corporate Finance
Ohio University 1984 — 1988
BBA, Business Economics
Buckeye North 1980 — 1988
Mount Sinai Health System September 2008 - Present
TMP Worldwide Advertising & Communications February 2007 - September 2008
Gentiva Health Services June 1999 - February 2007
Electronic Data Systems September 1995 - June 1999
Smith Barney February 1993 - September 1995
Grumman Data Systems August 1990 - February 1993
Office of Management and Budget - NYC June 1989 - August 1990
RM Vredenburg June 1988 - June 1989
Skills
Financial Analysis, Healthcare, Financial Management, Accounts Receivable, Process Improvement, Financial Reporting, Budgeting, Financial Modeling, Strategic Planning, Forecasting, Executive Management, Business Process..., P&L, Mentoring, Team Building, Business Analysis, Data Analysis, P&L Management, Revenue Cycle, Access, Excel, Analysis, Performance Improvement, Change Management
Education
Adelphi University 1993 — 1995
MBA, Corporate Finance
Ohio University 1984 — 1988
BBA, Business Economics
Buckeye North 1980 — 1988
Elisa Korman's Smith Barney Experience May 2001 - March 2003
Job Vice President Charles Street Advisors, LLC
Industry Financial Services
Experience
MetLife April 2003 - June 2009
Smith Barney May 2001 - March 2003
Credit Suisse December 1999 - March 2001
Morgan Stanley October 1988 - August 1999
Skills
Fixed Annuities, Long-term Care, Retirement, Disability Insurance, Life Insurance, Asset Management, Portfolio Management, High Net Worth..., Retirement Planning, Series 7, Wealth Management, Mutual Funds, Strategic Financial..., Investments, Insurance, Bonds, Wealth Management..., Fixed Income, Finance, Estate Planning, Securities, Trading, Options
Education
Adelphi University 1996 — 1999
Master of Business Administration (MBA), Banking & Financial Management (Distinction)
Vassar College 1982 — 1986
Bachelor of Arts (BA), Psychology
MetLife April 2003 - June 2009
Smith Barney May 2001 - March 2003
Credit Suisse December 1999 - March 2001
Morgan Stanley October 1988 - August 1999
Skills
Fixed Annuities, Long-term Care, Retirement, Disability Insurance, Life Insurance, Asset Management, Portfolio Management, High Net Worth..., Retirement Planning, Series 7, Wealth Management, Mutual Funds, Strategic Financial..., Investments, Insurance, Bonds, Wealth Management..., Fixed Income, Finance, Estate Planning, Securities, Trading, Options
Education
Adelphi University 1996 — 1999
Master of Business Administration (MBA), Banking & Financial Management (Distinction)
Vassar College 1982 — 1986
Bachelor of Arts (BA), Psychology
Kris Preston's Smith Barney Experience November 2000 - July 2005
Job Registered Sales Associate at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. May 2013 - Present
Wells Fargo Advisors Financial Network, LLC February 2009 - April 2013
Brennan Wealth Management September 2006 - 2009
Smith Barney November 2000 - July 2005
Eustice & Hoffman, SunAmerica Securities September 1997 - November 2000
Kris' Gifts August 1995 - September 1997
Dun & Bradstreet September 1988 - July 1995
Education
Arizona State University 1985 — 1987
BS, Finance
University of Wyoming 1983 — 1985
Finance
Ameriprise Financial Services, Inc. May 2013 - Present
Wells Fargo Advisors Financial Network, LLC February 2009 - April 2013
Brennan Wealth Management September 2006 - 2009
Smith Barney November 2000 - July 2005
Eustice & Hoffman, SunAmerica Securities September 1997 - November 2000
Kris' Gifts August 1995 - September 1997
Dun & Bradstreet September 1988 - July 1995
Education
Arizona State University 1985 — 1987
BS, Finance
University of Wyoming 1983 — 1985
Finance
Rick Rosemarin's Smith Barney Experience May 2006 - September 2006
Job Management
Industry Real Estate
Experience
Parnes, LLC January 2009 - Present
Rosemarin & Roston, LLP October 1999 - January 2010
Moody Mamas, INC September 2007 - December 2009
Houlihan-Parnes May 2008 - January 2009
Smith Barney May 2006 - September 2006
Skills
Valuation, Financial Modeling, Management, Architecture, Investment Properties, Real Estate, Project Planning, Sales, Financial Analysis, Asset Management, Start-ups, Strategic Planning, Venture Capital, Business Strategy, Finance, Negotiation, Contract Negotiation, Due Diligence, Real Estate Economics, Marketing Strategy, Entrepreneurship, Selling, Investments, New Business Development, Market Analysis, Portfolio Management, Competitive Analysis, Strategy, Investment Banking, Private Equity, Strategic Partnerships, Hedge Funds, Risk Management, Management Consulting, Mergers & Acquisitions, Business Planning, Corporate Finance, Real Estate Development, Business Development, Residential Homes, Disposition, Bloomberg, Market Research
Education
Alliance Manchester Business School
Babson College
New York University
Master's degree, Real Estate
Parnes, LLC January 2009 - Present
Rosemarin & Roston, LLP October 1999 - January 2010
Moody Mamas, INC September 2007 - December 2009
Houlihan-Parnes May 2008 - January 2009
Smith Barney May 2006 - September 2006
Skills
Valuation, Financial Modeling, Management, Architecture, Investment Properties, Real Estate, Project Planning, Sales, Financial Analysis, Asset Management, Start-ups, Strategic Planning, Venture Capital, Business Strategy, Finance, Negotiation, Contract Negotiation, Due Diligence, Real Estate Economics, Marketing Strategy, Entrepreneurship, Selling, Investments, New Business Development, Market Analysis, Portfolio Management, Competitive Analysis, Strategy, Investment Banking, Private Equity, Strategic Partnerships, Hedge Funds, Risk Management, Management Consulting, Mergers & Acquisitions, Business Planning, Corporate Finance, Real Estate Development, Business Development, Residential Homes, Disposition, Bloomberg, Market Research
Education
Alliance Manchester Business School
Babson College
New York University
Master's degree, Real Estate
Liane Jones's Smith Barney Experience May 2001 - August 2009
Job Financial Advisor at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott August 2009 - Present
Smith Barney May 2001 - August 2009
Legg Mason May 2001 - February 2006
Deutsche Bank Alex Brown May 1996 - November 2001
Skills
Series 7, Series 63, Insurance, Series 65, Annuity, Fixed Annuities, Wealth Management, Retirement Planning, Investments, Personal Financial..., Finance, Financial Services, Stocks, Asset Allocation, Financial Planning, Retirement, Mutual Funds, Securities
Education
American University 1990 — 1993
Masters, International Communications/ Law
Miami University 1984 — 1988
Bachelor of Arts (B.A.), International/Global Studies
Langley High School
Janney Montgomery Scott August 2009 - Present
Smith Barney May 2001 - August 2009
Legg Mason May 2001 - February 2006
Deutsche Bank Alex Brown May 1996 - November 2001
Skills
Series 7, Series 63, Insurance, Series 65, Annuity, Fixed Annuities, Wealth Management, Retirement Planning, Investments, Personal Financial..., Finance, Financial Services, Stocks, Asset Allocation, Financial Planning, Retirement, Mutual Funds, Securities
Education
American University 1990 — 1993
Masters, International Communications/ Law
Miami University 1984 — 1988
Bachelor of Arts (B.A.), International/Global Studies
Langley High School
Farzaneh Fari Bearman's Smith Barney Experience February 2008 - February 2009
Job Paralegal Intern at City of San Diego City Attorney's Civil Division
Industry Legal Services
Experience
City of San Diego City Attorney's Civil Division February 2013 - Present
Mothers & More May 2011 - Present
Smith Barney February 2008 - February 2009
First Command August 2006 - January 2008
Academy for Educational Development February 2003 - April 2005
Skills
Customer Service, Telemarketing, Strategic Planning, Teamwork, Management, Microsoft Office, Microsoft Word, Public Speaking, Advertising, Research, International Relations, Event Planning, Public Relations, Community Outreach, Social Media, Fundraising, Microsoft Excel, PowerPoint, Pleadings, Paralegals, Civil Litigation, Criminal Law, Legal Research Skills, Legal Assistance, Social Networking, Networking, Legal Research, Legal Writing, Outlook
Education
University of San Diego 2013 — 2013
Paralegal Certificate, General Litigation, Completed program with a high pass.
American University 2002 — 2005
Bachelors of Arts, Political Science and Interdisciplinary Studies
Texas A&M University-Commerce
Masters of Business Administration, current part-time student, 3.5 GPA
City of San Diego City Attorney's Civil Division February 2013 - Present
Mothers & More May 2011 - Present
Smith Barney February 2008 - February 2009
First Command August 2006 - January 2008
Academy for Educational Development February 2003 - April 2005
Skills
Customer Service, Telemarketing, Strategic Planning, Teamwork, Management, Microsoft Office, Microsoft Word, Public Speaking, Advertising, Research, International Relations, Event Planning, Public Relations, Community Outreach, Social Media, Fundraising, Microsoft Excel, PowerPoint, Pleadings, Paralegals, Civil Litigation, Criminal Law, Legal Research Skills, Legal Assistance, Social Networking, Networking, Legal Research, Legal Writing, Outlook
Education
University of San Diego 2013 — 2013
Paralegal Certificate, General Litigation, Completed program with a high pass.
American University 2002 — 2005
Bachelors of Arts, Political Science and Interdisciplinary Studies
Texas A&M University-Commerce
Masters of Business Administration, current part-time student, 3.5 GPA
Kathy Guzar's Smith Barney Experience June 2009 - September 2012
Job VP at Morgan Stanley Wealth Management
Industry Computer Software
Experience
Morgan Stanley Wealth Management September 2012 - Present
Smith Barney June 2009 - September 2012
Citigroup June 2005 - June 2009
Skills
Fixed Income, Equities, SDLC, Database Design, Risk Management, Structured Products, Development Applications, Alternative Investments, Financial Services, Bloomberg, Securities, Options, Wealth Management, Mutual Funds, Hedge Funds
Education
Odessa State Environmental University
Master's degree
Morgan Stanley Wealth Management September 2012 - Present
Smith Barney June 2009 - September 2012
Citigroup June 2005 - June 2009
Skills
Fixed Income, Equities, SDLC, Database Design, Risk Management, Structured Products, Development Applications, Alternative Investments, Financial Services, Bloomberg, Securities, Options, Wealth Management, Mutual Funds, Hedge Funds
Education
Odessa State Environmental University
Master's degree
John Singler's Smith Barney Experience 1989 - 1994
Job VP, Client Services at ReadQ Systems
Industry Financial Services
Experience
ReadQ Systems March 2010 - Present
Cantor Fitzgerald July 2006 - March 2010
Thomson Financial 2003 - 2006
Quant Trading 1999 - 2003
Nesbitt Burns 1997 - 1998
Yamaichi 1994 - 1997
Smith Barney 1989 - 1994
Kidder Peabody 1986 - 1989
Skills
Market Data, Software Project..., Trading Systems, Securities, Equities, Hedge Funds, Electronic Trading, Fixed Income, Trading, Capital Markets, Series 7, Middle Office, Prime Brokerage, Financial Markets, Securities Lending
Education
Adelphi University 1980 — 1984
Regis 1976 — 1980
ReadQ Systems March 2010 - Present
Cantor Fitzgerald July 2006 - March 2010
Thomson Financial 2003 - 2006
Quant Trading 1999 - 2003
Nesbitt Burns 1997 - 1998
Yamaichi 1994 - 1997
Smith Barney 1989 - 1994
Kidder Peabody 1986 - 1989
Skills
Market Data, Software Project..., Trading Systems, Securities, Equities, Hedge Funds, Electronic Trading, Fixed Income, Trading, Capital Markets, Series 7, Middle Office, Prime Brokerage, Financial Markets, Securities Lending
Education
Adelphi University 1980 — 1984
Regis 1976 — 1980
Chinwe Ozobia's Smith Barney Experience May 2001 - August 2004
Job Vendor Manager and Strategic Sourcing Lead
Industry Logistics and Supply Chain
Experience
The Guardian Life Insurance Company of America December 2011 - Present
MetLife June 2008 - December 2011
MetLife June 2006 - June 2008
Smith Barney May 2001 - August 2004
Skills
Vendor Management, Cross-functional Team..., Strategy, Procurement, Strategic Sourcing, Management, Project Management, Project Planning, Financial Analysis, Business Development, Consulting, Contract Negotiation, Global Sourcing, Process Improvement, Sourcing, Supply Management
Education
American University - Kogod School of Business 2004 — 2006
MBA, International Business & Finance
University of Kent 1996 — 1999
Bsc (Hons), Biochemistry with Medical Biosciences
The Guardian Life Insurance Company of America December 2011 - Present
MetLife June 2008 - December 2011
MetLife June 2006 - June 2008
Smith Barney May 2001 - August 2004
Skills
Vendor Management, Cross-functional Team..., Strategy, Procurement, Strategic Sourcing, Management, Project Management, Project Planning, Financial Analysis, Business Development, Consulting, Contract Negotiation, Global Sourcing, Process Improvement, Sourcing, Supply Management
Education
American University - Kogod School of Business 2004 — 2006
MBA, International Business & Finance
University of Kent 1996 — 1999
Bsc (Hons), Biochemistry with Medical Biosciences
Bob Gett's Smith Barney Experience September 1981 - March 1988
Job Executive Chairman, CoFounder INSPIRED
Industry Information Technology and Services
Experience
Inspired. January 2013 - Present
Optaros July 2004 - August 2012
Viant, INC April 1996 - March 2002
Cambridge Technology Partners August 1990 - April 1996
Fidelity Investments March 1988 - July 1990
Smith Barney September 1981 - March 1988
Skills
IT Strategy, Emerging Technologies, E-commerce, Enterprise Architecture, SaaS
Education
American University
MS, Management
Indiana University of Pennsylvania
BS, Mathematics
Inspired. January 2013 - Present
Optaros July 2004 - August 2012
Viant, INC April 1996 - March 2002
Cambridge Technology Partners August 1990 - April 1996
Fidelity Investments March 1988 - July 1990
Smith Barney September 1981 - March 1988
Skills
IT Strategy, Emerging Technologies, E-commerce, Enterprise Architecture, SaaS
Education
American University
MS, Management
Indiana University of Pennsylvania
BS, Mathematics
Robert Behr's Smith Barney Experience DirectorConvergent Group2000 - 2001
Job Financial Advisor, Financial Planning Specialist at Smith Barney
Industry Financial Services
Experience
Smith Barney DirectorConvergent Group2000 - 2001
Litton Enterprise Solutions 1995 - 1999
Education
American University - Kogod School of Business 1991 — 1995
MBA, Accounting
American University 1981 — 1986
BA, Economics, Finance
Smith Barney DirectorConvergent Group2000 - 2001
Litton Enterprise Solutions 1995 - 1999
Education
American University - Kogod School of Business 1991 — 1995
MBA, Accounting
American University 1981 — 1986
BA, Economics, Finance
Joseph Chernyak's Smith Barney Experience
Job Assistant Vice President at Smith Barney
Industry Computer Software
Experience
Smith Barney
Education
Moscow State University of Humanities named after M.A. Sholohov (former Open Pedagogical University)
Smith Barney
Education
Moscow State University of Humanities named after M.A. Sholohov (former Open Pedagogical University)
Karen Hilyard's Smith Barney Experience April 1998 - April 2000
Job Communications Strategist. Health & Risk Communication Specialist. Educator. Facilitator. Researcher.
Industry Health, Wellness and Fitness
Experience
University of Georgia, College of Public Health August 2011 - Present
University of Tennessee July 2008 - July 2011
University of Georgia August 2005 - June 2008
Eastern Kentucky University January 2003 - May 2005
The Idea Farm December 2002 - June 2004
Spring O'Brien December 2000 - December 2002
Labmorgan, division of J.P. Morgan June 2000 - December 2000
Smith Barney April 1998 - April 2000
CNN August 1990 - April 1998
U.S. Department of State December 1987 - June 1989
Skills
Media Relations, Crisis Communications, Public Relations, Research, Editing, Health Communication, Public Health, Marketing Communications, Community Outreach, Risk Management, Press Releases, Social Marketing, communication campaigns, SPSS, Media Studies, Integrated Marketing, risk communication, media training, crisis communication, vaccine behavior, Public Speaking, Social Media, Social Networking, Writing, Marketing, Event Planning, Strategic Communications, Program Evaluation, Facilitation, Organizational...
Education
Dartmouth College 1983 — 1987
B.A.
American University 1989 — 1990
M.A.
University of Georgia, Grady College of Journalism & Mass Communication 2005 — 2008
Ph.D.
University of Georgia, College of Public Health August 2011 - Present
University of Tennessee July 2008 - July 2011
University of Georgia August 2005 - June 2008
Eastern Kentucky University January 2003 - May 2005
The Idea Farm December 2002 - June 2004
Spring O'Brien December 2000 - December 2002
Labmorgan, division of J.P. Morgan June 2000 - December 2000
Smith Barney April 1998 - April 2000
CNN August 1990 - April 1998
U.S. Department of State December 1987 - June 1989
Skills
Media Relations, Crisis Communications, Public Relations, Research, Editing, Health Communication, Public Health, Marketing Communications, Community Outreach, Risk Management, Press Releases, Social Marketing, communication campaigns, SPSS, Media Studies, Integrated Marketing, risk communication, media training, crisis communication, vaccine behavior, Public Speaking, Social Media, Social Networking, Writing, Marketing, Event Planning, Strategic Communications, Program Evaluation, Facilitation, Organizational...
Education
Dartmouth College 1983 — 1987
B.A.
American University 1989 — 1990
M.A.
University of Georgia, Grady College of Journalism & Mass Communication 2005 — 2008
Ph.D.
Mark Rozenraukh's Smith Barney Experience 1995 - 1997
Job Software Engineer
Industry Information Technology and Services
Experience
IBM August 2012 - November 2012
Barclays Capital August 2009 - July 2012
Barclays 2009 - 2012
Merrill Lynch 1998 - 2006
SMITH BARNEY 1995 - 1997
SMITH BARNEY 1995 - 1997
SMITH BARNEY 1995 - 1997
AT&T 1995 - 1996
AIG 1992 - 1996
AIG 1992 - 1996
Skills
Business Strategy, Fixed Income, Investment Banking, Equities, Market Data, Mainframe, Series 7
Education
Lviv National Medical University 'Danylo Halycky'
Touro College
IBM August 2012 - November 2012
Barclays Capital August 2009 - July 2012
Barclays 2009 - 2012
Merrill Lynch 1998 - 2006
SMITH BARNEY 1995 - 1997
SMITH BARNEY 1995 - 1997
SMITH BARNEY 1995 - 1997
AT&T 1995 - 1996
AIG 1992 - 1996
AIG 1992 - 1996
Skills
Business Strategy, Fixed Income, Investment Banking, Equities, Market Data, Mainframe, Series 7
Education
Lviv National Medical University 'Danylo Halycky'
Touro College
Hardy Johnson's Smith Barney Experience July 2004 - July 2007
Job Investment Management Professional
Industry Investment Management
Experience
Compass Bank July 2007 - February 2008
Smith Barney July 2004 - July 2007
Education
University of Alabama at Birmingham 2000 — 2002
MBA, Finance
Auburn University 1995 — 2000
BS, Business Administration
Compass Bank July 2007 - February 2008
Smith Barney July 2004 - July 2007
Education
University of Alabama at Birmingham 2000 — 2002
MBA, Finance
Auburn University 1995 — 2000
BS, Business Administration
Christopher Liebner, CPA, MST's Smith Barney Experience January 2008 - April 2008
Job Tax Manager at Dixon Hughes Goodman LLP
Industry Accounting
Experience
Dixon Hughes Goodman LLP September 2015 - Present
Dixon Hughes Goodman LLP September 2013 - August 2015
Dixon Hughes Goodman LLP September 2011 - August 2013
Goodman & Company January 2010 - April 2010
Goodman & Company May 2009 - July 2009
FDIC May 2008 - July 2008
Smith Barney January 2008 - April 2008
Corning Incorporated May 2007 - August 2007
Skills
Accounting, Tax, Microsoft Excel, Tax Research, Tax Preparation, Financial Analysis, QuickBooks, CPA, Income Tax, Corporate Tax, Tax Accounting, Analysis, ProSystem fx Tax, Tax Advisory, Finance, State Tax, Partnership Taxation
Education
American University - Kogod School of Business 2010 — 2011
MST, Taxation
American University - Kogod School of Business 2006 — 2010
BSBA, Finance and Accounting
Dixon Hughes Goodman LLP September 2015 - Present
Dixon Hughes Goodman LLP September 2013 - August 2015
Dixon Hughes Goodman LLP September 2011 - August 2013
Goodman & Company January 2010 - April 2010
Goodman & Company May 2009 - July 2009
FDIC May 2008 - July 2008
Smith Barney January 2008 - April 2008
Corning Incorporated May 2007 - August 2007
Skills
Accounting, Tax, Microsoft Excel, Tax Research, Tax Preparation, Financial Analysis, QuickBooks, CPA, Income Tax, Corporate Tax, Tax Accounting, Analysis, ProSystem fx Tax, Tax Advisory, Finance, State Tax, Partnership Taxation
Education
American University - Kogod School of Business 2010 — 2011
MST, Taxation
American University - Kogod School of Business 2006 — 2010
BSBA, Finance and Accounting
Elena Houdek's Smith Barney Experience November 2004 - June 2009
Job Senior Vice President at Citi
Industry Financial Services
Experience
Citi December 2010 - Present
Morgan Stanley Smith Barney June 2009 - November 2010
Morgan Stanley Smith Barney June 2009 - November 2010
Citi/Smith Barney November 2004 - June 2009
Smith Barney November 2004 - June 2009
Citigroup 2004 - 2009
Skills
Portfolio Management, Fixed Income, Capital Markets, Securities, Wealth Management, Financial Services, Hedge Funds, Equities, Structured Products, Derivatives, Alternative Investments, Mutual Funds, Investment Banking, Series 7, Trading Systems, Electronic Trading, Investments
Education
MIRBIS Business School 1996 — 1998
MBA, Management
Tyumen State Oil and Gas University 1985 — 1990
Bachelor, Mechanical Engineering
Citi December 2010 - Present
Morgan Stanley Smith Barney June 2009 - November 2010
Morgan Stanley Smith Barney June 2009 - November 2010
Citi/Smith Barney November 2004 - June 2009
Smith Barney November 2004 - June 2009
Citigroup 2004 - 2009
Skills
Portfolio Management, Fixed Income, Capital Markets, Securities, Wealth Management, Financial Services, Hedge Funds, Equities, Structured Products, Derivatives, Alternative Investments, Mutual Funds, Investment Banking, Series 7, Trading Systems, Electronic Trading, Investments
Education
MIRBIS Business School 1996 — 1998
MBA, Management
Tyumen State Oil and Gas University 1985 — 1990
Bachelor, Mechanical Engineering
Ani Hagopian's Smith Barney Experience September 2006 - December 2006
Job Client Service Manager at HookLogic, Inc.
Industry Marketing and Advertising
Experience
HookLogic, Inc. May 2012 - Present
Metro Times February 2010 - May 2012
Armenian National Committee of America June 2008 - November 2008
Dickinson Wright PLLC June 2007 - August 2007
Smith Barney September 2006 - December 2006
Skills
Social Media, Event Management, Administration, Fundraising, Team Leadership, Microsoft Office, Non-profits, Social Networking, Organizing, Customer Relations, Customer Service, Sales, Leadership, Social Media Marketing, Training, Online Advertising, Strategy, Marketing, Nonprofits, Marketing Strategy, Salesforce.com, Management, Advertising, System Administration, Press Releases, Sales Management, Account Management, Blogging, Event Planning, Budgets, Research, Strategic Planning, Email Marketing, Team Building, Public Relations
Education
Albion College 2004 — 2008
Bachelor of Arts (BA), Economics and Management, Speech Communications
HookLogic, Inc. May 2012 - Present
Metro Times February 2010 - May 2012
Armenian National Committee of America June 2008 - November 2008
Dickinson Wright PLLC June 2007 - August 2007
Smith Barney September 2006 - December 2006
Skills
Social Media, Event Management, Administration, Fundraising, Team Leadership, Microsoft Office, Non-profits, Social Networking, Organizing, Customer Relations, Customer Service, Sales, Leadership, Social Media Marketing, Training, Online Advertising, Strategy, Marketing, Nonprofits, Marketing Strategy, Salesforce.com, Management, Advertising, System Administration, Press Releases, Sales Management, Account Management, Blogging, Event Planning, Budgets, Research, Strategic Planning, Email Marketing, Team Building, Public Relations
Education
Albion College 2004 — 2008
Bachelor of Arts (BA), Economics and Management, Speech Communications
Bradley J. Walker CWA's Smith Barney Experience June 1998 - December 2001
Job Financial Advisor at J.J.B. Hilliard W.L. Lyons, LLC
Industry Financial Services
Experience
J.J.B. Hilliard, W.L. Lyons, LLC January 2002 - Present
Smith Barney June 1998 - December 2001
Education
Arizona State University 1992 — 1995
Bachelor's degree
J.J.B. Hilliard, W.L. Lyons, LLC January 2002 - Present
Smith Barney June 1998 - December 2001
Education
Arizona State University 1992 — 1995
Bachelor's degree
Jerri Stuart-Toth's Smith Barney Experience May 2007 - March 2009
Job Director, Branch Examinations Compliance Testing at Citi
Industry Financial Services
Experience
Citi May 2007 - January 2013
Smith Barney May 2007 - March 2009
Citicorp Investor Services June 2004 - May 2007
Smith Barney November 1999 - June 2004
Skills
Equities, Series 7, Series 63, Standards Compliance, aml, FINRA, Auditing, Financial Risk, Series 24, Wealth Management, Financial Services, Risk Management, Capital Markets, Fixed Income, Mutual Funds, Asset Management, Management, Banking, Investments, Securities, Investment Banking, Alternative Investments, Due Diligence, Investment Advisory, KYC, Trading, Relationship Management, Anti Money Laundering
Education
American University - Kogod School of Business 1982 — 1984
BS, Internationl Business and French
Pine Manor College 1980 — 1982
Associate of Arts (A.A.), Liberal Arts and Sciences/Liberal Studies
Citi May 2007 - January 2013
Smith Barney May 2007 - March 2009
Citicorp Investor Services June 2004 - May 2007
Smith Barney November 1999 - June 2004
Skills
Equities, Series 7, Series 63, Standards Compliance, aml, FINRA, Auditing, Financial Risk, Series 24, Wealth Management, Financial Services, Risk Management, Capital Markets, Fixed Income, Mutual Funds, Asset Management, Management, Banking, Investments, Securities, Investment Banking, Alternative Investments, Due Diligence, Investment Advisory, KYC, Trading, Relationship Management, Anti Money Laundering
Education
American University - Kogod School of Business 1982 — 1984
BS, Internationl Business and French
Pine Manor College 1980 — 1982
Associate of Arts (A.A.), Liberal Arts and Sciences/Liberal Studies
Ryan Slade's Smith Barney Experience June 2000 - August 2000
Job Options Trader
Industry Investment Management
Experience
Self Employed December 2010 - Present
Scalp Trade LLC November 2009 - December 2010
Howard Dental Center February 2009 - October 2009
Waddell & Reed October 2008 - October 2009
Sirenusa Residential Development September 2007 - July 2008
Last Atlantis Capital Management August 2006 - May 2007
Frank's Supply Co., Inc. June 1996 - January 2006
Camelback Trading LLC October 2001 - November 2003
Smith Barney June 2000 - August 2000
Skills
Options, Investments, Trading, Portfolio Management, Asset Management, Equities, Financial Modeling, Stock Trading, Fixed Income, Money Management, Derivatives, Trading Strategies, Alternative Investments, Series 7, Finance, Hedge Funds, Analysis, Securities, Electronic Trading, Financial Markets, Bloomberg, Bonds, Commodity, Technical Analysis, Series 63, Currency, Capital Markets, ETFs, Equity Trading, Financial Advisory, Traders, Trading Systems, Options Strategies, Market Making, Equity Derivatives, FINRA, Hedging, Proprietary Trading
Education
Arizona State University 1998 — 2002
BS, Economics
Arizona State University - W. P. Carey School of Business 1998 — 2002
BS, Economic
University of Cambridge 2001 — 2001
Inernational Business Certificate
Albuquerque Academy 1992 — 1998
High School
Manzano Day School 1989 — 1992
Elementary School
Self Employed December 2010 - Present
Scalp Trade LLC November 2009 - December 2010
Howard Dental Center February 2009 - October 2009
Waddell & Reed October 2008 - October 2009
Sirenusa Residential Development September 2007 - July 2008
Last Atlantis Capital Management August 2006 - May 2007
Frank's Supply Co., Inc. June 1996 - January 2006
Camelback Trading LLC October 2001 - November 2003
Smith Barney June 2000 - August 2000
Skills
Options, Investments, Trading, Portfolio Management, Asset Management, Equities, Financial Modeling, Stock Trading, Fixed Income, Money Management, Derivatives, Trading Strategies, Alternative Investments, Series 7, Finance, Hedge Funds, Analysis, Securities, Electronic Trading, Financial Markets, Bloomberg, Bonds, Commodity, Technical Analysis, Series 63, Currency, Capital Markets, ETFs, Equity Trading, Financial Advisory, Traders, Trading Systems, Options Strategies, Market Making, Equity Derivatives, FINRA, Hedging, Proprietary Trading
Education
Arizona State University 1998 — 2002
BS, Economics
Arizona State University - W. P. Carey School of Business 1998 — 2002
BS, Economic
University of Cambridge 2001 — 2001
Inernational Business Certificate
Albuquerque Academy 1992 — 1998
High School
Manzano Day School 1989 — 1992
Elementary School
Robert C. Seamans III's Smith Barney Experience January 2001 - May 2006
Job Managing Principal, Seamans Wealth Management
Industry Financial Services
Experience
Seamans Wealth Management May 2006 - Present
Smith Barney January 2001 - May 2006
Skills
Capital Markets, Insurance, Finance, Management
Education
University of Arizona 1991 — 1993
Doctor of Law (JD), Law
Arizona State University
Seamans Wealth Management May 2006 - Present
Smith Barney January 2001 - May 2006
Skills
Capital Markets, Insurance, Finance, Management
Education
University of Arizona 1991 — 1993
Doctor of Law (JD), Law
Arizona State University
Bascomb Thomas's Smith Barney Experience January 1991 - February 2005
Job Sales Associate at Primary Insight, LLC
Industry Financial Services
Experience
Primary Insight, LLC August 2008 - Present
Smith Barney January 1991 - February 2005
Education
Auburn University 1964 — 1967
Bachelor of Science (B.S.), Business Administration and Management, General
Primary Insight, LLC August 2008 - Present
Smith Barney January 1991 - February 2005
Education
Auburn University 1964 — 1967
Bachelor of Science (B.S.), Business Administration and Management, General
Douglas R Nichols's Smith Barney Experience March 1989 - August 1990
Job President at First London Securities Corp
Industry Capital Markets
Experience
First London Securities Corp November 1991 - Present
Brokers Transactions Services August 1990 - June 1992
Smith Barney March 1989 - August 1990
Shearson, Lehman and Hutton September 1986 - March 1989
Douglas Nichols, CPA January 1980 - August 1986
Skills
Securities, Private Equity, Project Planning, Options, Energy, Cloud Computing, Licensing, Equities, Investments, Finance, Commodity, Series 7, IPO, Trading, Business Strategy, Mergers & Acquisitions, Start-ups, Entrepreneurship, Venture Capital
Education
Gannon University 1976 — 1981
Graduate Business
Allegheny College 1971 — 1974
Bachelor of Arts (B.A.), Sociology!!
Allegheny College 1970 — 1974
Bachelor's degree, Sociology
First London Securities Corp November 1991 - Present
Brokers Transactions Services August 1990 - June 1992
Smith Barney March 1989 - August 1990
Shearson, Lehman and Hutton September 1986 - March 1989
Douglas Nichols, CPA January 1980 - August 1986
Skills
Securities, Private Equity, Project Planning, Options, Energy, Cloud Computing, Licensing, Equities, Investments, Finance, Commodity, Series 7, IPO, Trading, Business Strategy, Mergers & Acquisitions, Start-ups, Entrepreneurship, Venture Capital
Education
Gannon University 1976 — 1981
Graduate Business
Allegheny College 1971 — 1974
Bachelor of Arts (B.A.), Sociology!!
Allegheny College 1970 — 1974
Bachelor's degree, Sociology
Eileen Cook's Smith Barney Experience 1987 - 1991
Job Director of Business Analytics at C3/CustomerContactChannels, Inc.
Industry Outsourcing/Offshoring
Experience
C3/CustomerContactChannels, Inc. November 2011 - Present
MacKay Shields April 2006 - June 2009
MacKay Shields July 1994 - December 2001
Lord Abbett 1991 - 1994
Smith Barney 1987 - 1991
Education
American University 1977 — 1981
BA, International Studies and Economics
NYU Stern School of Business
C3/CustomerContactChannels, Inc. November 2011 - Present
MacKay Shields April 2006 - June 2009
MacKay Shields July 1994 - December 2001
Lord Abbett 1991 - 1994
Smith Barney 1987 - 1991
Education
American University 1977 — 1981
BA, International Studies and Economics
NYU Stern School of Business
Benjamin Shepard, MPP's Smith Barney Experience June 2006 - August 2006
Job Policy Analyst at U.S. Department of the Treasury
Industry Public Policy
Experience
U.S. Department of the Treasury October 2014 - Present
United States Department of Defense May 2010 - September 2014
United States Department of Defense August 2009 - October 2009
Association of Jewish Aging Services November 2008 - April 2009
Haaretz June 2007 - August 2007
US Congress January 2007 - May 2007
Smith Barney June 2006 - August 2006
Skills
Policy Analysis, Program Management, Government, Nonprofits, Qualitative Research, Public Policy, Social Media, Politics, Community Outreach, Economics, Policy, Legislative Relations, Political Science, International Relations, Statistical Data..., Legislative Research, Statistics, Microsoft Office
Education
American University 2010 — 2012
MPP, Public Policy
University of Rochester 2004 — 2008
Bachelors of Arts, Political Science/Economics
U.S. Department of the Treasury October 2014 - Present
United States Department of Defense May 2010 - September 2014
United States Department of Defense August 2009 - October 2009
Association of Jewish Aging Services November 2008 - April 2009
Haaretz June 2007 - August 2007
US Congress January 2007 - May 2007
Smith Barney June 2006 - August 2006
Skills
Policy Analysis, Program Management, Government, Nonprofits, Qualitative Research, Public Policy, Social Media, Politics, Community Outreach, Economics, Policy, Legislative Relations, Political Science, International Relations, Statistical Data..., Legislative Research, Statistics, Microsoft Office
Education
American University 2010 — 2012
MPP, Public Policy
University of Rochester 2004 — 2008
Bachelors of Arts, Political Science/Economics
Leo Ioffe's Smith Barney Experience January 1994 - May 1994
Job Application Manager/CitiConnect for Files at Citi
Industry Financial Services
Experience
Citigroup February 2014 - Present
Citigroup January 2009 - February 2014
Lehman Brothers June 1999 - November 2008
Citibank March 1998 - April 1999
JP Morgan August 1997 - March 1998
Citibank May 1994 - March 1997
Smith Barney January 1994 - May 1994
Astoria Federal Savings May 1990 - January 1994
Skills
Trading Systems, Credit Derivatives, Fixed Income, Derivatives, Prime Brokerage, Equities, Investment Banking, Electronic Trading, Sybase, Market Data, Middle Office, Equity Derivatives, Trading, Interest Rate..., Capital Markets, Swaps, Reference Data, Structured Products
Education
Adelphi University 1995 — 1997
BS, Management and Communications
Citigroup February 2014 - Present
Citigroup January 2009 - February 2014
Lehman Brothers June 1999 - November 2008
Citibank March 1998 - April 1999
JP Morgan August 1997 - March 1998
Citibank May 1994 - March 1997
Smith Barney January 1994 - May 1994
Astoria Federal Savings May 1990 - January 1994
Skills
Trading Systems, Credit Derivatives, Fixed Income, Derivatives, Prime Brokerage, Equities, Investment Banking, Electronic Trading, Sybase, Market Data, Middle Office, Equity Derivatives, Trading, Interest Rate..., Capital Markets, Swaps, Reference Data, Structured Products
Education
Adelphi University 1995 — 1997
BS, Management and Communications
Christopher Kroll's Smith Barney Experience July 1992 - August 1994
Job Experienced, Caring Elder Law and Estate Planning Attorney
Industry Legal Services
Experience
Christopher B. Kroll & Associates P.C. / Elder Law Solutions May 1995 - Present
Michigan National Bank August 1994 - May 1995
Smith Barney July 1992 - August 1994
Skills
Estate Planning, Probate, Elder Law, Planning, Trusts, Medicare, Medicaid, veterans benefits, nursing home planning, Wills, Living Wills
Education
Michigan State University College of Law 1981 — 1984
JD
Albion College 1976 — 1980
BA, Economics & Mgmt
Christopher B. Kroll & Associates P.C. / Elder Law Solutions May 1995 - Present
Michigan National Bank August 1994 - May 1995
Smith Barney July 1992 - August 1994
Skills
Estate Planning, Probate, Elder Law, Planning, Trusts, Medicare, Medicaid, veterans benefits, nursing home planning, Wills, Living Wills
Education
Michigan State University College of Law 1981 — 1984
JD
Albion College 1976 — 1980
BA, Economics & Mgmt
Benjamin Roller's Smith Barney Experience August 2008 - December 2008
Job Sr. Business Banker, AVP
Industry Banking
Experience
Wells Fargo August 2015 - Present
Wells Fargo February 2010 - July 2015
Smith Barney August 2008 - December 2008
Capital Planning Advisory Group, Inc. January 2008 - December 2008
Skills
Credit Analysis, Risk Management, Strategic Financial..., Underwriting, Portfolio Management, Estate Planning, Insurance, Tax, Microsoft Office, Banking, Management, Financial Analysis, Credit, Loans, Finance, Mortgage Lending
Education
Florida International University 2015 — 2016
Master of Business Administration (MBA), MBA
Holy Family University 2006 — 2008
Bachelor of Arts, Finance
Arcadia University 2004 — 2006
English, Business
Abington Friends School 2000 — 2004
Wells Fargo August 2015 - Present
Wells Fargo February 2010 - July 2015
Smith Barney August 2008 - December 2008
Capital Planning Advisory Group, Inc. January 2008 - December 2008
Skills
Credit Analysis, Risk Management, Strategic Financial..., Underwriting, Portfolio Management, Estate Planning, Insurance, Tax, Microsoft Office, Banking, Management, Financial Analysis, Credit, Loans, Finance, Mortgage Lending
Education
Florida International University 2015 — 2016
Master of Business Administration (MBA), MBA
Holy Family University 2006 — 2008
Bachelor of Arts, Finance
Arcadia University 2004 — 2006
English, Business
Abington Friends School 2000 — 2004
Joseph Finnegan's Smith Barney Experience January 2002 - December 2008
Job Senior Vice President at major financial services firm
Industry Financial Services
Experience
Major financial service firm September 2009 - Present
Citigroup January 1991 - January 2009
Smith Barney January 2002 - December 2008
Citigroup January 1997 - January 2002
Citibank March 1997 - December 2001
Citi January 1991 - January 1997
Citicorp Investment Services 1991 - 1997
Merrill Lynch December 1982 - June 1991
Merrill Lynch January 1982 - January 1991
Merrill Lynch January 1982 - January 1991
Skills
Wealth Management..., Financial Advisory, Series 7, Equity Research, Integrated Marketing, Investments, Mutual Funds, Asset Management, Insurance, Strategic Financial..., Asset Managment, Estate Planning, Finance, Retirement Planning, Sales, Leadership, Portfolio Management, Securities, Asset Allocation, Financial Services, Life Insurance, AML, Equities, Investment Strategies, Investment Advisory, Financial Planners, FINRA, Risk Management, CRM, Forecasting, Banking, Training, Project Planning, Series 63, Commercial Banking, Recruiting, Management, People Development, Customer Retention, Wealth Management, Separately Managed..., Wealth, Marketing, Accounting, Cash Management, Private Banking, Sales Management, Series 24
Education
University of Virginia Darden School of Business 1994 — 1994
Sales and Marketing Professional Certification
State University of New York College at Oneonta 1969 — 1973
BA, Education
Adelphi University
Master, Finance
Major financial service firm September 2009 - Present
Citigroup January 1991 - January 2009
Smith Barney January 2002 - December 2008
Citigroup January 1997 - January 2002
Citibank March 1997 - December 2001
Citi January 1991 - January 1997
Citicorp Investment Services 1991 - 1997
Merrill Lynch December 1982 - June 1991
Merrill Lynch January 1982 - January 1991
Merrill Lynch January 1982 - January 1991
Skills
Wealth Management..., Financial Advisory, Series 7, Equity Research, Integrated Marketing, Investments, Mutual Funds, Asset Management, Insurance, Strategic Financial..., Asset Managment, Estate Planning, Finance, Retirement Planning, Sales, Leadership, Portfolio Management, Securities, Asset Allocation, Financial Services, Life Insurance, AML, Equities, Investment Strategies, Investment Advisory, Financial Planners, FINRA, Risk Management, CRM, Forecasting, Banking, Training, Project Planning, Series 63, Commercial Banking, Recruiting, Management, People Development, Customer Retention, Wealth Management, Separately Managed..., Wealth, Marketing, Accounting, Cash Management, Private Banking, Sales Management, Series 24
Education
University of Virginia Darden School of Business 1994 — 1994
Sales and Marketing Professional Certification
State University of New York College at Oneonta 1969 — 1973
BA, Education
Adelphi University
Master, Finance
Geeta Batra's Smith Barney Experience June 2004 - August 2004
Job Sr. Financial Analyst at USAA
Industry Investment Banking
Experience
USAA March 2013 - Present
KCI Medical May 2006 - February 2013
Kinetic Concepts May 2006 - February 2013
Bestica Inc. October 2005 - May 2006
Smith Barney June 2004 - August 2004
Vardhman Spg Mills, India May 2000 - July 2003
Skills
Forecasting, Financial Modeling, Financial Analysis, Strategic Financial..., Finance, Variance Analysis, Business Strategy, Budgets, Analysis, Mergers & Acquisitions, Budget Process, Pricing, Leadership, Portfolio Management, Business Intelligence, Due Diligence, Strategic Planning, Managerial Finance, Strategy, Competitive Analysis, Income Statement, Financial Reporting, Corporate Finance, Financial Planning, Business Valuation, Valuation Modeling, Competitive, Financial Re, Activity Based Costing, Transfer Pricing..., Investments, Valuation, Management
Education
Clark University 2003 — 2005
MS Finance, Finance
International Management Institute - IMI 1998 — 2000
MBA, Finance
Apeejay School 1986 — 1994
High School
USAA March 2013 - Present
KCI Medical May 2006 - February 2013
Kinetic Concepts May 2006 - February 2013
Bestica Inc. October 2005 - May 2006
Smith Barney June 2004 - August 2004
Vardhman Spg Mills, India May 2000 - July 2003
Skills
Forecasting, Financial Modeling, Financial Analysis, Strategic Financial..., Finance, Variance Analysis, Business Strategy, Budgets, Analysis, Mergers & Acquisitions, Budget Process, Pricing, Leadership, Portfolio Management, Business Intelligence, Due Diligence, Strategic Planning, Managerial Finance, Strategy, Competitive Analysis, Income Statement, Financial Reporting, Corporate Finance, Financial Planning, Business Valuation, Valuation Modeling, Competitive, Financial Re, Activity Based Costing, Transfer Pricing..., Investments, Valuation, Management
Education
Clark University 2003 — 2005
MS Finance, Finance
International Management Institute - IMI 1998 — 2000
MBA, Finance
Apeejay School 1986 — 1994
High School
Kyle Ritz's Smith Barney Experience June 2005 - August 2005
Job NFLCertified Agent at Ritz SM
Industry Sports
Experience
Ritz SM September 2014 - Present
R.D. Laboratories, Inc. November 2011 - Present
SMWW Sports Agency September 2012 - September 2014
Chateau on the Lake August 2011 - November 2011
Shepherd Jr. High August 2005 - December 2006
Smith Barney June 2005 - August 2005
Skills
Financial Analysis, Accounting, Microsoft Excel, Strategic Planning, Budgets, Forecasting, Sabermetrics, Microsoft Office, PowerPoint, Adobe Creative Suite, Sports Marketing, Sports Management, Athlete Representation, Athlete Marketing
Education
Full Sail University 2013 — 2014
Master's Degree, Entertainment Business with Sports Management Elective, Salutatorian
Sports Management Worldwide 2012 — 2012
Sports Business Management
Sports Management Worldwide 2012 — 2012
Baseball GM & Scouting, Certificate
Sports Management Worldwide 2012 — 2012
Athlete Management, Certificate
Missouri State University 2008 — 2010
Bachelor of Science (BS), Accounting, Finance
Arizona State University, W. P. Carey School of Business 2005 — 2007
Le Cordon Bleu College of Culinary Arts-St Peters 2011 — 2011
Certificate of Culinary Arts, Culinary Arts/Chef Training
Ritz SM September 2014 - Present
R.D. Laboratories, Inc. November 2011 - Present
SMWW Sports Agency September 2012 - September 2014
Chateau on the Lake August 2011 - November 2011
Shepherd Jr. High August 2005 - December 2006
Smith Barney June 2005 - August 2005
Skills
Financial Analysis, Accounting, Microsoft Excel, Strategic Planning, Budgets, Forecasting, Sabermetrics, Microsoft Office, PowerPoint, Adobe Creative Suite, Sports Marketing, Sports Management, Athlete Representation, Athlete Marketing
Education
Full Sail University 2013 — 2014
Master's Degree, Entertainment Business with Sports Management Elective, Salutatorian
Sports Management Worldwide 2012 — 2012
Sports Business Management
Sports Management Worldwide 2012 — 2012
Baseball GM & Scouting, Certificate
Sports Management Worldwide 2012 — 2012
Athlete Management, Certificate
Missouri State University 2008 — 2010
Bachelor of Science (BS), Accounting, Finance
Arizona State University, W. P. Carey School of Business 2005 — 2007
Le Cordon Bleu College of Culinary Arts-St Peters 2011 — 2011
Certificate of Culinary Arts, Culinary Arts/Chef Training
Arnold Santos's Smith Barney Experience February 1999 - November 1999
Job Computer Information Systems Specialist
Industry Information Technology and Services
Experience
Franklin Templeton Investments July 2000 - November 2009
Deloitte & Touche LLC February 2000 - July 2000
Smith Barney February 1999 - November 1999
Skills
Graphics, Access, Brochures, Flyers, Dreamweaver, Microsoft Office, Flash, User Experience, XP, Corporate Identity, Business Cards, HTML, Marketing, Adobe Creative Suite, Illustrator, Photoshop, Layout, Investments, Project Management, Web Design, InDesign, Mac, Adobe Acrobat, User Interface Design, Advertising, Business Analysis
Education
American Pacific College 2011 — 2011
Certificate, Computer Information Systems
Master's Institute 1991 — 1993
Associate in Science, Graphich Arts / Desktop Publishing
Franklin Templeton Investments July 2000 - November 2009
Deloitte & Touche LLC February 2000 - July 2000
Smith Barney February 1999 - November 1999
Skills
Graphics, Access, Brochures, Flyers, Dreamweaver, Microsoft Office, Flash, User Experience, XP, Corporate Identity, Business Cards, HTML, Marketing, Adobe Creative Suite, Illustrator, Photoshop, Layout, Investments, Project Management, Web Design, InDesign, Mac, Adobe Acrobat, User Interface Design, Advertising, Business Analysis
Education
American Pacific College 2011 — 2011
Certificate, Computer Information Systems
Master's Institute 1991 — 1993
Associate in Science, Graphich Arts / Desktop Publishing
jasmine ackbar's Smith Barney Experience May 2007 - April 2009
Job Investment Management Professional
Industry Investment Management
Experience
Smith Barney May 2007 - April 2009
Education
Abilene Christian University 2001 — 2004
BFA, Fine Arts
Smith Barney May 2007 - April 2009
Education
Abilene Christian University 2001 — 2004
BFA, Fine Arts
Beth Barney's Smith Barney Experience January 2004 - April 2005
Job Benefits Administrator at Waban Projects, Inc.
Industry Construction
Experience
Waban Projects, Inc. February 2014 - Present
The Lane Construction Corporation April 2012 - August 2013
Robert half - office team November 2011 - September 2012
Corporate Environments A KNOLL Dealership June 2005 - August 2010
Smith Barney January 2004 - April 2005
FundQuest 2001 - 2002
Skills
Space planning, AutoCAD, Furnishings, Interior Design, Office Administration, Human Resources, Customer Service, Financial Services, Fine Art, Problem Solving, Employee Training, Notary Public, Payroll, Sales, Administrative...
Education
Art Institute of Pittsburgh 2005 — 2012
Interior Design, residential, corporate
Waban Projects, Inc. February 2014 - Present
The Lane Construction Corporation April 2012 - August 2013
Robert half - office team November 2011 - September 2012
Corporate Environments A KNOLL Dealership June 2005 - August 2010
Smith Barney January 2004 - April 2005
FundQuest 2001 - 2002
Skills
Space planning, AutoCAD, Furnishings, Interior Design, Office Administration, Human Resources, Customer Service, Financial Services, Fine Art, Problem Solving, Employee Training, Notary Public, Payroll, Sales, Administrative...
Education
Art Institute of Pittsburgh 2005 — 2012
Interior Design, residential, corporate
Jerry Anthony Sr's Smith Barney Experience May 1989 - February 1991
Job Project Manager
Industry Real Estate
Experience
Jones Lang LaSalle January 2014 - Present
Johnson Controls September 2010 - August 2013
CSC 2004 - 2013
Johnson Controls July 2004 - June 2010
The American Public Health March 1999 - July 2004
Vance International March 1999 - July 1999
NatWest Markets November 1995 - April 1998
Emi Music/Capitol /Blue Note Records July 1995 - November 1995
MetLife August 1991 - July 1992
Smith Barney May 1989 - February 1991
Skills
Microsoft Office, Change Management, Kaizen, Contract Negotiation, Management, Strategic Planning, Leadership, Building Automation, Cross-functional Team..., Customer Service, Budgets, Operations Management, Advertising, Building Management..., HVAC, Microsoft Excel, Program Management, Business Development, Lean Manufacturing, Six Sigma, Facilities Management, Energy Conservation
Education
Apex Technical School
New York University
Queens College
Scotland Neck High
Technical Career Institutes
Jones Lang LaSalle January 2014 - Present
Johnson Controls September 2010 - August 2013
CSC 2004 - 2013
Johnson Controls July 2004 - June 2010
The American Public Health March 1999 - July 2004
Vance International March 1999 - July 1999
NatWest Markets November 1995 - April 1998
Emi Music/Capitol /Blue Note Records July 1995 - November 1995
MetLife August 1991 - July 1992
Smith Barney May 1989 - February 1991
Skills
Microsoft Office, Change Management, Kaizen, Contract Negotiation, Management, Strategic Planning, Leadership, Building Automation, Cross-functional Team..., Customer Service, Budgets, Operations Management, Advertising, Building Management..., HVAC, Microsoft Excel, Program Management, Business Development, Lean Manufacturing, Six Sigma, Facilities Management, Energy Conservation
Education
Apex Technical School
New York University
Queens College
Scotland Neck High
Technical Career Institutes
Danny Sallee's Smith Barney Experience February 2003 - May 2007
Job Senior Investment Specialist at Edward Jones
Industry Financial Services
Experience
Edward Jones January 2014 - Present
Edward Jones June 2013 - January 2014
Edward Jones January 2013 - June 2013
University of Phoenix December 2011 - January 2013
Apollo Group April 2011 - December 2011
University of Phoenix May 2010 - April 2011
REI September 2009 - May 2010
Phoenix Suns May 2008 - May 2009
Arizona State University August 2007 - May 2009
Smith Barney February 2003 - May 2007
Skills
Financial Analysis, Accounting, Finance, Financial Modeling, Banking, Microsoft Excel, Business Analysis, Investments, CRM, Customer Service, Microsoft Office, Equities, Risk Management, Microsoft Word, Credit, Strategic Planning, PowerPoint, Process Improvement, Forecasting, Revenue Forecasting, Financial Forecasting, Revenue Analysis, Cost Benefit, Target Costing, Risk Analysis, Asset Allocation, Mutual Funds
Education
Arizona State University 2007 — 2009
Master of Business Administration (MBA), Sports Business
The University of New Mexico 2000 — 2004
Bachelor of Business Administration (BBA), Finance
Edward Jones January 2014 - Present
Edward Jones June 2013 - January 2014
Edward Jones January 2013 - June 2013
University of Phoenix December 2011 - January 2013
Apollo Group April 2011 - December 2011
University of Phoenix May 2010 - April 2011
REI September 2009 - May 2010
Phoenix Suns May 2008 - May 2009
Arizona State University August 2007 - May 2009
Smith Barney February 2003 - May 2007
Skills
Financial Analysis, Accounting, Finance, Financial Modeling, Banking, Microsoft Excel, Business Analysis, Investments, CRM, Customer Service, Microsoft Office, Equities, Risk Management, Microsoft Word, Credit, Strategic Planning, PowerPoint, Process Improvement, Forecasting, Revenue Forecasting, Financial Forecasting, Revenue Analysis, Cost Benefit, Target Costing, Risk Analysis, Asset Allocation, Mutual Funds
Education
Arizona State University 2007 — 2009
Master of Business Administration (MBA), Sports Business
The University of New Mexico 2000 — 2004
Bachelor of Business Administration (BBA), Finance
Scott Abry's Smith Barney Experience February 2004 - February 2007
Job Chief Executive Officer at Steward Partners Consulting Solutions
Industry Financial Services
Experience
Steward Partners Consulting Solutions January 2014 - Present
Den for Grieving Kids 2010 - Present
Peter Harrison and Associates December 2011 - July 2015
Abry Advisors October 2011 - January 2014
Morgan Stanley January 2011 - September 2011
Morgan Stanley Smith Barney 2007 - January 2011
Smith Barney February 2004 - February 2007
Oppenheimer & Co. 1989 - 2003
Skills
Wealth Management, Investment Strategies, Financial Advisory, Financial Services, Separately Managed..., Series 65, Series 7, Series 24, Series 63, Alternative Investments, ETFs, Investment Advisory, Mutual Funds, Asset Allocation, FINRA, Executive Placements, Leadership, Investments, Asset Management, Equities, Securities, Strategic Financial..., Hedge Funds, Retirement Planning, Investment Management, Fixed Income, Portfolio Management, Capital Markets, Private Equity, Investment Banking, Financial Analysis, 401k, Retirement, Bonds, Options, Trading, Financial Markets, High Net Worth..., Wealth Management..., Wealth, Relationship Management, Fixed Annuities, Bloomberg, Estate Planning, Private Banking, Business Development, Equity Research, Finance, Financial Planning
Education
American University 1981 — 1985
Bachelor of Science (BS), Finance and International Business
American University - Kogod School of Business 1981 — 1985
bs/ba, Finance, International Business, International Relations
Tabor Academy 1979 — 1981
High School
Steward Partners Consulting Solutions January 2014 - Present
Den for Grieving Kids 2010 - Present
Peter Harrison and Associates December 2011 - July 2015
Abry Advisors October 2011 - January 2014
Morgan Stanley January 2011 - September 2011
Morgan Stanley Smith Barney 2007 - January 2011
Smith Barney February 2004 - February 2007
Oppenheimer & Co. 1989 - 2003
Skills
Wealth Management, Investment Strategies, Financial Advisory, Financial Services, Separately Managed..., Series 65, Series 7, Series 24, Series 63, Alternative Investments, ETFs, Investment Advisory, Mutual Funds, Asset Allocation, FINRA, Executive Placements, Leadership, Investments, Asset Management, Equities, Securities, Strategic Financial..., Hedge Funds, Retirement Planning, Investment Management, Fixed Income, Portfolio Management, Capital Markets, Private Equity, Investment Banking, Financial Analysis, 401k, Retirement, Bonds, Options, Trading, Financial Markets, High Net Worth..., Wealth Management..., Wealth, Relationship Management, Fixed Annuities, Bloomberg, Estate Planning, Private Banking, Business Development, Equity Research, Finance, Financial Planning
Education
American University 1981 — 1985
Bachelor of Science (BS), Finance and International Business
American University - Kogod School of Business 1981 — 1985
bs/ba, Finance, International Business, International Relations
Tabor Academy 1979 — 1981
High School
Shane Lally's Smith Barney Experience May 2007 - August 2007
Job Master of Arts in International Affairs
Industry International Affairs
Experience
U.S. Department of State March 2014 - May 2014
Capital Crossing August 2011 - May 2012
NeoSaej January 2010 - May 2010
Smith Barney May 2007 - August 2007
Skills
Foreign Policy, Policy Analysis, Research, Diplomacy, International Economics, Qualitative Research, Economics, History, Film, Memorization, Geography, U.S. foreign policy, Cultural Awareness, Cross-cultural..., Working Abroad, Living Abroad, Study Abroad Programs, Scuba Diving, Basketball, Microsoft Excel, Microsoft Word, SPSS
Education
American University 2012 — 2014
Master's degree, International Affairs, 3.82
Boston College 2005 — 2009
Bachelor's degree, Economics, History
UCL 2008 — 2008
Bachelor's degree, Economics, History
U.S. Department of State March 2014 - May 2014
Capital Crossing August 2011 - May 2012
NeoSaej January 2010 - May 2010
Smith Barney May 2007 - August 2007
Skills
Foreign Policy, Policy Analysis, Research, Diplomacy, International Economics, Qualitative Research, Economics, History, Film, Memorization, Geography, U.S. foreign policy, Cultural Awareness, Cross-cultural..., Working Abroad, Living Abroad, Study Abroad Programs, Scuba Diving, Basketball, Microsoft Excel, Microsoft Word, SPSS
Education
American University 2012 — 2014
Master's degree, International Affairs, 3.82
Boston College 2005 — 2009
Bachelor's degree, Economics, History
UCL 2008 — 2008
Bachelor's degree, Economics, History
Jonathan Larsen, CFP®'s Smith Barney Experience May 2003 - August 2003
Job Compliance Supervisor at Raymond James Financial Inc.
Industry Financial Services
Experience
Raymond James Financial Inc. January 2013 - Present
Raymond James Financial March 2005 - December 2012
Smith Barney May 2003 - August 2003
Skills
Certified Financial..., Series 7, Series 24, Investments, Series 63, Series 65, Mutual Funds, Securities, Financial Services, Wealth Management, FINRA, Risk Management, Asset Management, Investment Advisory, Retirement Planning, Financial Advisory, SEC, Estate Planning
Education
Auburn University 2001 — 2004
International Business/Finance/Spanish
Raymond James Financial Inc. January 2013 - Present
Raymond James Financial March 2005 - December 2012
Smith Barney May 2003 - August 2003
Skills
Certified Financial..., Series 7, Series 24, Investments, Series 63, Series 65, Mutual Funds, Securities, Financial Services, Wealth Management, FINRA, Risk Management, Asset Management, Investment Advisory, Retirement Planning, Financial Advisory, SEC, Estate Planning
Education
Auburn University 2001 — 2004
International Business/Finance/Spanish
Patricia M. Landau's Smith Barney Experience April 1998 - April 2005
Job Executive Director at UBS Financial Services
Industry Financial Services
Experience
UBS May 2013 - Present
Morgan Stanley Wealth Management April 2005 - May 2013
Smith Barney April 1998 - April 2005
Smith Barney Shearson April 1988 - April 1998
Skills
Series 7, 24 and 63;..., Life Insurance, Term Life Insurance, Long Term Care Insurance, Business Development, Executive Reporting, Mergers & Acquisitions, Operational Excellence, Financial Reporting
Education
Adelphi University
Business Administration
Queen's College
Bachelor of Arts, Economics and Sociology
UBS May 2013 - Present
Morgan Stanley Wealth Management April 2005 - May 2013
Smith Barney April 1998 - April 2005
Smith Barney Shearson April 1988 - April 1998
Skills
Series 7, 24 and 63;..., Life Insurance, Term Life Insurance, Long Term Care Insurance, Business Development, Executive Reporting, Mergers & Acquisitions, Operational Excellence, Financial Reporting
Education
Adelphi University
Business Administration
Queen's College
Bachelor of Arts, Economics and Sociology
Eileen Rogers's Smith Barney Experience 1996 - 1998
Job Actor at The Culbertson Group
Industry Entertainment
Experience
The Culbertson Group 2013 - Present
Underground Theater Company 2004 - Present
Berlitz Language Center 2005 - 2007
Valley Community Clinic 2000 - 2004
101 Productions, Ltd. September 1996 - April 1998
Smith Barney 1996 - 1998
Nebraska Theater Caravan October 1994 - December 1995
Newmark Grubb Knight Frank January 1988 - 1994
Skills
Commercials, Theatre, Entertainment, Comedy, Voice Over, Feature Films, Acting, Singing, Film, Improvisation, Corporate Events, Stage, Drama, Creative Direction, Voice Acting, Short Films, Shakespeare, Screenwriting, Dialects
Education
American Musical and Dramatic Academy
Associate's Degree, Musical Theatre
Voorhees High School
The Culbertson Group 2013 - Present
Underground Theater Company 2004 - Present
Berlitz Language Center 2005 - 2007
Valley Community Clinic 2000 - 2004
101 Productions, Ltd. September 1996 - April 1998
Smith Barney 1996 - 1998
Nebraska Theater Caravan October 1994 - December 1995
Newmark Grubb Knight Frank January 1988 - 1994
Skills
Commercials, Theatre, Entertainment, Comedy, Voice Over, Feature Films, Acting, Singing, Film, Improvisation, Corporate Events, Stage, Drama, Creative Direction, Voice Acting, Short Films, Shakespeare, Screenwriting, Dialects
Education
American Musical and Dramatic Academy
Associate's Degree, Musical Theatre
Voorhees High School
Paul Rutkowski's Smith Barney Experience September 2003 - November 2007
Job Managing Partner Investment Strategy
Industry Investment Management
Experience
Nelson Financial Services September 2011 - Present
Bank of America November 2007 - September 2011
Smith Barney September 2003 - November 2007
UBS October 1999 - September 2003
Merrill Lynch February 1989 - September 1999
Skills
Financial Advisory, Finance, Wealth Management, Investment Strategies, Investments, High Net Worth..., Strategy, Series 7, Strategic Planning, Portfolio Management, Series 65, Retirement Planning, Estate Planning, Asset Management, Alternative Investments, Strategic Financial..., Wealth, Brokerage, Asset Allocation, Retirement, Due Diligence
Education
Arizona State University 1982 — 1986
Bachelor of Science, Liberal Arts
Tri valley 1978 — 1981
Nelson Financial Services September 2011 - Present
Bank of America November 2007 - September 2011
Smith Barney September 2003 - November 2007
UBS October 1999 - September 2003
Merrill Lynch February 1989 - September 1999
Skills
Financial Advisory, Finance, Wealth Management, Investment Strategies, Investments, High Net Worth..., Strategy, Series 7, Strategic Planning, Portfolio Management, Series 65, Retirement Planning, Estate Planning, Asset Management, Alternative Investments, Strategic Financial..., Wealth, Brokerage, Asset Allocation, Retirement, Due Diligence
Education
Arizona State University 1982 — 1986
Bachelor of Science, Liberal Arts
Tri valley 1978 — 1981
Craig Koproski's Smith Barney Experience 1998 - 2005
Job Wholesaler N. Florida, First Trust Portfolios
Industry Financial Services
Experience
First Trust Portfolios September 2011 - Present
Legg Mason July 2008 - July 2011
Legg Mason 2005 - 2008
Smith barney 1998 - 2005
Skills
Series 7, Series 63, Separately Managed..., Retirement, SMA, Mutual Funds, ETFs, 401k, 529 Plans, Series 66, Equities, Wealth Management, Managed Accounts, Securities, Fixed Income, Asset Management
Education
Albertus Magnus College
First Trust Portfolios September 2011 - Present
Legg Mason July 2008 - July 2011
Legg Mason 2005 - 2008
Smith barney 1998 - 2005
Skills
Series 7, Series 63, Separately Managed..., Retirement, SMA, Mutual Funds, ETFs, 401k, 529 Plans, Series 66, Equities, Wealth Management, Managed Accounts, Securities, Fixed Income, Asset Management
Education
Albertus Magnus College
Patricia Landau's Smith Barney Experience March 1993 - January 2009
Job Executive Director at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney Executive DirectorMorgan Stanley2009 - Present
Morgan Stanley 2009 - Present
Smith Barney March 1993 - January 2009
Education
Adelphi University
Masters in Business Adminstation
Morgan Stanley Smith Barney Executive DirectorMorgan Stanley2009 - Present
Morgan Stanley 2009 - Present
Smith Barney March 1993 - January 2009
Education
Adelphi University
Masters in Business Adminstation
Mindy Tucker's Smith Barney Experience 1985 - 1988
Job CFO at Meritage Properties
Industry Real Estate
Experience
Meritage Properties September 2011 - Present
Crown Media Holdings 2002 - 2011
Loews Cineplex Entertainment November 1997 - September 2003
Sony Retail Entertainment May 1994 - December 1997
Sony Pictures Entertainment March 1990 - May 1994
Prudential Bache January 1988 - March 1990
Smith Barney 1985 - 1988
Education
Albert Einstein College of Medicine of Yeshiva University 1982 — 1984
Master of Science (MS), Molecular Biology
University of Pennsylvania 1978 — 1982
BA
Meritage Properties September 2011 - Present
Crown Media Holdings 2002 - 2011
Loews Cineplex Entertainment November 1997 - September 2003
Sony Retail Entertainment May 1994 - December 1997
Sony Pictures Entertainment March 1990 - May 1994
Prudential Bache January 1988 - March 1990
Smith Barney 1985 - 1988
Education
Albert Einstein College of Medicine of Yeshiva University 1982 — 1984
Master of Science (MS), Molecular Biology
University of Pennsylvania 1978 — 1982
BA
Brenda Hibbard's Smith Barney Experience January 1997 - February 2009
Job Administrative Assistant/Property Management at RPAI US Management LLC
Industry Commercial Real Estate
Experience
RPAI US Management LLC April 2012 - Present
Smith Barney January 1997 - February 2009
ACTS Retirement-Life Communities, Inc. December 1995 - December 1996
Skills
Administrative..., Confidentiality
Education
Art Institute of Philadelphia 1985 — 1987
Associate of Science (AS), Fashion Merchandising
Lynn University/College of Boca Raton/Marymount College 1984 — 1985
Fashion Merchandising
RPAI US Management LLC April 2012 - Present
Smith Barney January 1997 - February 2009
ACTS Retirement-Life Communities, Inc. December 1995 - December 1996
Skills
Administrative..., Confidentiality
Education
Art Institute of Philadelphia 1985 — 1987
Associate of Science (AS), Fashion Merchandising
Lynn University/College of Boca Raton/Marymount College 1984 — 1985
Fashion Merchandising
Christopher Alexis's Smith Barney Experience May 2007 - December 2009
Job SVP/Group Executive Citi Personal Wealth Management 6468401357
Industry Financial Services
Experience
Citi Group Global Markets May 2007 - Present
Smith Barney May 2007 - December 2009
HSBC Securities December 1999 - May 2007
First Union National Bank/Wachovia November 1997 - December 1999
Dreyfus/Mellon January 1988 - November 1997
Skills
Series 7, Series 63, Mutual Funds, Wealth Management, Series 24, Series 65, Securities, Equities, Separately Managed..., Fixed Income, Retirement Planning, Relationship Management, Investments, Hedge Funds, estate planning trust..., Series 9 and 10
Education
Adelphi University
Bachelor of Arts (B.A.)
Citi Group Global Markets May 2007 - Present
Smith Barney May 2007 - December 2009
HSBC Securities December 1999 - May 2007
First Union National Bank/Wachovia November 1997 - December 1999
Dreyfus/Mellon January 1988 - November 1997
Skills
Series 7, Series 63, Mutual Funds, Wealth Management, Series 24, Series 65, Securities, Equities, Separately Managed..., Fixed Income, Retirement Planning, Relationship Management, Investments, Hedge Funds, estate planning trust..., Series 9 and 10
Education
Adelphi University
Bachelor of Arts (B.A.)
Dennis Belcher's Smith Barney Experience December 1973 - September 2006
Job Owner
Industry Arts and Crafts
Experience
Sea Breeze Woodworks January 2006 - Present
Smith Barney December 1973 - September 2006
Skills
Series 7, Series 63, Wealth Management, Alternative Investments, Asset Allocation, Retirement Planning, Mutual Funds, Securities, Investment Advisory, Investments, Asset Managment, Investment Strategies, Financial Advisory, Retirement, Fixed Annuities, Asset Management
Education
Antioch College 1965 — 1970
Bachelor of Arts (B.A.), Business Administration and Management, General
Sea Breeze Woodworks January 2006 - Present
Smith Barney December 1973 - September 2006
Skills
Series 7, Series 63, Wealth Management, Alternative Investments, Asset Allocation, Retirement Planning, Mutual Funds, Securities, Investment Advisory, Investments, Asset Managment, Investment Strategies, Financial Advisory, Retirement, Fixed Annuities, Asset Management
Education
Antioch College 1965 — 1970
Bachelor of Arts (B.A.), Business Administration and Management, General
Jean Kegu's Smith Barney Experience January 1999 - January 2000
Job Accounting Professional
Industry Accounting
Experience
Joseph Repko CPA 2011 - Present
Italian Rose Garlic Products Inc February 2011 - August 2011
Gallardia Farm October 2010 - February 2011
David L. Jacobson May 2010 - October 2010
Jupiter Tax Center February 2009 - June 2010
Second Wind Farm January 2002 - August 2008
Steven H. Machiela, CPA September 2007 - April 2008
Weiss Ratings January 2001 - January 2002
Innovative Clinical Solutions Ltd January 2000 - January 2001
Smith Barney January 1999 - January 2000
Skills
Advanced MS Office..., Excellent communication..., Sales, Public Speaking, Accounting skills, All versions of..., Account Management..., Supervisory Experience, Financial Analysis
Education
Armstrong Atlantic State University 1997 — 1999
Bachelor of Arts, Economics
Florida Atlantic University
Forensic Accounting
Joseph Repko CPA 2011 - Present
Italian Rose Garlic Products Inc February 2011 - August 2011
Gallardia Farm October 2010 - February 2011
David L. Jacobson May 2010 - October 2010
Jupiter Tax Center February 2009 - June 2010
Second Wind Farm January 2002 - August 2008
Steven H. Machiela, CPA September 2007 - April 2008
Weiss Ratings January 2001 - January 2002
Innovative Clinical Solutions Ltd January 2000 - January 2001
Smith Barney January 1999 - January 2000
Skills
Advanced MS Office..., Excellent communication..., Sales, Public Speaking, Accounting skills, All versions of..., Account Management..., Supervisory Experience, Financial Analysis
Education
Armstrong Atlantic State University 1997 — 1999
Bachelor of Arts, Economics
Florida Atlantic University
Forensic Accounting
Sarah Vernon Kautz, LCSW's Smith Barney Experience June 2005 - June 2009
Job Psychotherapist, Researcher
Industry Mental Health Care
Experience
Barr Harris Children's Grief Center June 2011 - May 2015
Seasons Hospice & Palliative Care September 2014 - January 2015
Wellspring October 2010 - April 2013
Joseph Regenstein Library at University of Chicago September 2009 - December 2012
Wellsprings New York June 2010 - August 2010
Infant Welfare Society of Evanston October 2009 - June 2010
Smith Barney June 2005 - June 2009
Education
University of Chicago 2009 — 2011
Master of Arts (M.A.), Clinical/Medical Social Work
Hope College 2005 — 2009
Bachelor of Arts (B.A.), Business Management and Psychology
Institute for Clinical Social Work
Ph.D Candidate
Barr Harris Children's Grief Center June 2011 - May 2015
Seasons Hospice & Palliative Care September 2014 - January 2015
Wellspring October 2010 - April 2013
Joseph Regenstein Library at University of Chicago September 2009 - December 2012
Wellsprings New York June 2010 - August 2010
Infant Welfare Society of Evanston October 2009 - June 2010
Smith Barney June 2005 - June 2009
Education
University of Chicago 2009 — 2011
Master of Arts (M.A.), Clinical/Medical Social Work
Hope College 2005 — 2009
Bachelor of Arts (B.A.), Business Management and Psychology
Institute for Clinical Social Work
Ph.D Candidate
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.