Sterling Financial Investment Group
Industry: Company
DescriptionFounded: 1997 Parent organization: Sterling Financial Group of Companies, Inc.
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Sterling Financial Investment Group Employees
Employee
Years
Job
Industry
Sergio Mariaca, AIF® Sergio Mariaca, AIF®'s Sterling Financial Investment Group Experience July 1998 - June 2002
Job Founder Florida Executives Forum | President | Providing Financial Solutions to Successful Individuals and Families
Industry Investment Management
Experience
Mariaca Wealth Management, LLC 2002 - Present
Palm Beach State College January 2006 - Present
LPL Financial July 2007 - August 2012
Raymond James Financial Services, Inc. June 2002 - July 2007
Sterling Financial Investment Group July 1998 - June 2002
Skills
Wealth Management..., Wealth Accumulation..., Wealth Preservation..., Intergenerational..., Retirement Planning, Strategic Financial..., Business Planning, Risk Management, Retirement Plan..., Qualified Retirement..., Investments, Strategic Planning, Non-profit Leadership, Finance, Economics, Qualitative Research, Quantitative Research, Entrepreneurship, Business, Referrals, Communication, E-Learning, Charity Work, Charitable Gift Planning, Tactical Planning, Equestrian, Autism, Educational Leadership, Non-profit Board...
Education
Robinson High School 1975 — 1986
University of North Carolina at Asheville 1994 — 1997
B.S. with Honors, Double Major: Economics & Business Administration - Financial Management, 3.72
Cheshire Academy
Mariaca Wealth Management, LLC 2002 - Present
Palm Beach State College January 2006 - Present
LPL Financial July 2007 - August 2012
Raymond James Financial Services, Inc. June 2002 - July 2007
Sterling Financial Investment Group July 1998 - June 2002
Skills
Wealth Management..., Wealth Accumulation..., Wealth Preservation..., Intergenerational..., Retirement Planning, Strategic Financial..., Business Planning, Risk Management, Retirement Plan..., Qualified Retirement..., Investments, Strategic Planning, Non-profit Leadership, Finance, Economics, Qualitative Research, Quantitative Research, Entrepreneurship, Business, Referrals, Communication, E-Learning, Charity Work, Charitable Gift Planning, Tactical Planning, Equestrian, Autism, Educational Leadership, Non-profit Board...
Education
Robinson High School 1975 — 1986
University of North Carolina at Asheville 1994 — 1997
B.S. with Honors, Double Major: Economics & Business Administration - Financial Management, 3.72
Cheshire Academy
Carlos Mariaca∴ Carlos Mariaca∴'s Sterling Financial Investment Group Experience September 1999 - February 2000
Job Partner North America / Center Group
Industry Management Consulting
Experience
CenterGroup January 2004 - Present
Brazilian American Chamber of Commerce of Florida November 2007 - Present
Mariaca Consultoria em Gestão de Capital Humano August 2010 - September 2012
Mariaca Consulting, Inc. March 2002 - January 2004
Advertica.com Inc. January 2001 - March 2002
Internet Incubator LLC February 2000 - January 2001
Sterling Financial Investment Group September 1999 - February 2000
Skills
New Business Development, Financial Management, Board Relations, Strategic Planning, Start-ups, English, Portuguese, Spanish, Public Speaking, Quickbooks, Microsoft Dynamics CRM, MS Office Suite, Prezi, Small Business IT..., Finance, Financial Analysis, Negotiation, Team Building, Account Management, Accounting, Process Improvement, Management Consulting, Business Planning, Corporate Finance, Marketing Strategy, Business Development, Business Strategy, Strategy, Logistics, International Business, Leadership, Market Analysis, Management, Mergers & Acquisitions, Due Diligence, Competitive Analysis, Entrepreneurship, Organizational..., Change Management, Team Leadership, Outsourcing, Cross-functional Team..., Business Process..., Contract Negotiation, Restructuring, Risk Management, P&L Management, Executive Management, ERP, Supply Chain Management
Education
University of Miami - School of Business 1998 — 1999
MBA, International Finance & International Business
University of Miami - School of Business 1995 — 1998
BBA, International Finance and Marketing
Boston University Questrom School of Business 1993 — 1994
International Business
Chapel 1987 — 1993
CenterGroup January 2004 - Present
Brazilian American Chamber of Commerce of Florida November 2007 - Present
Mariaca Consultoria em Gestão de Capital Humano August 2010 - September 2012
Mariaca Consulting, Inc. March 2002 - January 2004
Advertica.com Inc. January 2001 - March 2002
Internet Incubator LLC February 2000 - January 2001
Sterling Financial Investment Group September 1999 - February 2000
Skills
New Business Development, Financial Management, Board Relations, Strategic Planning, Start-ups, English, Portuguese, Spanish, Public Speaking, Quickbooks, Microsoft Dynamics CRM, MS Office Suite, Prezi, Small Business IT..., Finance, Financial Analysis, Negotiation, Team Building, Account Management, Accounting, Process Improvement, Management Consulting, Business Planning, Corporate Finance, Marketing Strategy, Business Development, Business Strategy, Strategy, Logistics, International Business, Leadership, Market Analysis, Management, Mergers & Acquisitions, Due Diligence, Competitive Analysis, Entrepreneurship, Organizational..., Change Management, Team Leadership, Outsourcing, Cross-functional Team..., Business Process..., Contract Negotiation, Restructuring, Risk Management, P&L Management, Executive Management, ERP, Supply Chain Management
Education
University of Miami - School of Business 1998 — 1999
MBA, International Finance & International Business
University of Miami - School of Business 1995 — 1998
BBA, International Finance and Marketing
Boston University Questrom School of Business 1993 — 1994
International Business
Chapel 1987 — 1993
Samir Husain Samir Husain's Sterling Financial Investment Group Experience September 2000 - 2003
Job Founder at Cenango
Industry Information Technology and Services
Experience
Cenango July 2003 - Present
RefreshCMB June 2009 - Present
NexusBiometrics, Inc November 2004 - January 2009
Sterling Financial Investment Group September 2000 - 2003
Skills
Mobile Commerce, Usability Testing, SEO, Information Architecture, Marketing Strategy, User Experience
Education
Clarion University of Pennsylvania 1996 — 2000
MBA, Marketing
Clarion University of Pennsylvania 1996 — 1998
BSBA, Marketing
Stafford International 1991 — 1992
ST Thomas Sri Lanka
Cenango July 2003 - Present
RefreshCMB June 2009 - Present
NexusBiometrics, Inc November 2004 - January 2009
Sterling Financial Investment Group September 2000 - 2003
Skills
Mobile Commerce, Usability Testing, SEO, Information Architecture, Marketing Strategy, User Experience
Education
Clarion University of Pennsylvania 1996 — 2000
MBA, Marketing
Clarion University of Pennsylvania 1996 — 1998
BSBA, Marketing
Stafford International 1991 — 1992
ST Thomas Sri Lanka
Kevin O'Halloran Kevin O'Halloran's Sterling Financial Investment Group Experience September 2001 - February 2005
Job International Equity Trading at vFinance
Industry Financial Services
Experience
vFinance September 2010 - Present
StockCross Financial Services April 2008 - June 2010
Jesup & Lamont / Empire Financial November 2005 - March 2008
Sterling Financial Investment Group September 2001 - February 2005
Advantage Trading / Empire Financial September 1999 - August 2001
Skills
Securities, Trading, Series 7, Hedge Funds, Series 63, Equities, Series 24, Proprietary Trading, Portfolio Management, Trading Strategies, Risk Management, Settlement, Foreign Exchange
Education
University of Florida 1991 — 1995
vFinance September 2010 - Present
StockCross Financial Services April 2008 - June 2010
Jesup & Lamont / Empire Financial November 2005 - March 2008
Sterling Financial Investment Group September 2001 - February 2005
Advantage Trading / Empire Financial September 1999 - August 2001
Skills
Securities, Trading, Series 7, Hedge Funds, Series 63, Equities, Series 24, Proprietary Trading, Portfolio Management, Trading Strategies, Risk Management, Settlement, Foreign Exchange
Education
University of Florida 1991 — 1995
Melanie Petschulat Melanie Petschulat's Sterling Financial Investment Group Experience August 1997 - May 2000
Job Director of Recruiting at Apeiron Power
Industry Financial Services
Experience
Apeiron Power July 2010 - Present
Ryan Consulting Group LLC June 2009 - Present
Options University August 2006 - May 2009
Generic Trading June 2000 - August 2006
Sterling Financial Investment Group August 1997 - May 2000
Education
University of Central Oklahoma 1991 — 1995
Apeiron Power July 2010 - Present
Ryan Consulting Group LLC June 2009 - Present
Options University August 2006 - May 2009
Generic Trading June 2000 - August 2006
Sterling Financial Investment Group August 1997 - May 2000
Education
University of Central Oklahoma 1991 — 1995
Robert Attride Robert Attride's Sterling Financial Investment Group Experience July 1999 - November 2000
Job Chief Financial Officer at Somatika Incorporated
Industry Higher Education
Experience
Somatika Incorporated June 2014 - Present
University of California, Riverside September 2009 - March 2012
U C R 2009 - January 2012
G R Attride, Inc. 1977 - 2012
Global Link Advisors, Inc. May 1997 - October 2010
Sterling Financial Investment Group July 1999 - November 2000
Global LInk Advisors, Inc. 1990 - 1995
Skills
Public Speaking, Social Media, Editing, Data Analysis, Research, Event Planning, Investment Management, Residential &..., Registered Investment..., General Securities..., Leadership, Grant Writing, Leadership Development, Management, Nonprofits, Higher Education, Strategic Planning, Business Strategy, Teaching, Program Management, Event Management, Entrepreneurship, Staff Development
Education
University of California, Riverside - A. Gary Anderson Graduate School of Management 2009 — 2012
Attended EMBA Program, 3.6
UC Riverside 1967 — 1970
MA Candidacy, Philosophy
CSU Fullerton 1965 — 1967
BA, Philosophy
Riverside Community College 1960 — 1965
Somatika Incorporated June 2014 - Present
University of California, Riverside September 2009 - March 2012
U C R 2009 - January 2012
G R Attride, Inc. 1977 - 2012
Global Link Advisors, Inc. May 1997 - October 2010
Sterling Financial Investment Group July 1999 - November 2000
Global LInk Advisors, Inc. 1990 - 1995
Skills
Public Speaking, Social Media, Editing, Data Analysis, Research, Event Planning, Investment Management, Residential &..., Registered Investment..., General Securities..., Leadership, Grant Writing, Leadership Development, Management, Nonprofits, Higher Education, Strategic Planning, Business Strategy, Teaching, Program Management, Event Management, Entrepreneurship, Staff Development
Education
University of California, Riverside - A. Gary Anderson Graduate School of Management 2009 — 2012
Attended EMBA Program, 3.6
UC Riverside 1967 — 1970
MA Candidacy, Philosophy
CSU Fullerton 1965 — 1967
BA, Philosophy
Riverside Community College 1960 — 1965
Carlo Corzine's Sterling Financial Investment Group Experience 1998 - 2004
Job Investment Banker at Dawson James Securities
Industry Financial Services
Experience
Dawson James Securities November 2012 - Present
Buckman Buckman & Reid May 2009 - December 2012
Newbridge Securities January 2004 - May 2009
Sterling Financial Investment Group 1998 - 2004
Skills
Private Placements, Investment Banking, Investments, Series 7, Capital Markets, Equities, Securities, Corporate Finance, IPO, Venture Capital, Private Equity, Hedge Funds, Valuation, Mergers & Acquisitions, Banking, Investor Relations, Mergers
Education
Anderson University 1977 — 1981
BA, AC, BA & ECON
Ball State University
MBA Accounting
Dawson James Securities November 2012 - Present
Buckman Buckman & Reid May 2009 - December 2012
Newbridge Securities January 2004 - May 2009
Sterling Financial Investment Group 1998 - 2004
Skills
Private Placements, Investment Banking, Investments, Series 7, Capital Markets, Equities, Securities, Corporate Finance, IPO, Venture Capital, Private Equity, Hedge Funds, Valuation, Mergers & Acquisitions, Banking, Investor Relations, Mergers
Education
Anderson University 1977 — 1981
BA, AC, BA & ECON
Ball State University
MBA Accounting
Jon R. King's Sterling Financial Investment Group Experience July 2004 - October 2004
Job Career Financial Services Professional
Industry Financial Services
Experience
Morgan Stanley April 2008 - Present
Global Crown Capital January 2006 - October 2006
Diamond Research Group February 2005 - August 2005
Sterling Financial Investment Group July 2004 - October 2004
The Shemano Group December 2002 - September 2003
Hotovec, Pomeranz & Co May 2000 - December 2002
Merrill Lynch April 1997 - October 1999
Skills
FINRA-licensed Series..., Equities, Securities, Series 63, Investments, Series 65, Mutual Funds, Hedge Funds, Series 24, Fixed Income, Trading, Alternative Investments, Asset Allocation, Equity Trading, Equity Research
Education
Stanford University
Dual BA degrees, Psychology and English
Morgan Stanley April 2008 - Present
Global Crown Capital January 2006 - October 2006
Diamond Research Group February 2005 - August 2005
Sterling Financial Investment Group July 2004 - October 2004
The Shemano Group December 2002 - September 2003
Hotovec, Pomeranz & Co May 2000 - December 2002
Merrill Lynch April 1997 - October 1999
Skills
FINRA-licensed Series..., Equities, Securities, Series 63, Investments, Series 65, Mutual Funds, Hedge Funds, Series 24, Fixed Income, Trading, Alternative Investments, Asset Allocation, Equity Trading, Equity Research
Education
Stanford University
Dual BA degrees, Psychology and English
Jay Carrillo's Sterling Financial Investment Group Experience December 2002 - August 2007
Job Managing Director, Head US Securitized Sales at BMO Capital Markets
Industry Financial Services
Experience
BMO Capital Markets January 2014 - Present
Bank of Montreal Capital Markets January 2011 - Present
Oppenheimer & Co. August 2007 - December 2010
Oppenheimer & Co. August 2007 - December 2009
Sterling Financial Investment Group December 2002 - August 2007
ExxonMobil 1994 - 2002
Skills
Fixed Income, Capital Markets, Investments, Portfolio Management
Education
University of Michigan - Stephen M. Ross School of Business 1992 — 1994
Sam Houston State University 1984 — 1988
BBA, International Business/Finance
BMO Capital Markets January 2014 - Present
Bank of Montreal Capital Markets January 2011 - Present
Oppenheimer & Co. August 2007 - December 2010
Oppenheimer & Co. August 2007 - December 2009
Sterling Financial Investment Group December 2002 - August 2007
ExxonMobil 1994 - 2002
Skills
Fixed Income, Capital Markets, Investments, Portfolio Management
Education
University of Michigan - Stephen M. Ross School of Business 1992 — 1994
Sam Houston State University 1984 — 1988
BBA, International Business/Finance
Debbie Walsh's Sterling Financial Investment Group Experience 2003 - 2005
Job Director, Human Resources at National Holdings Corporation
Industry Financial Services
Experience
National Holdings Corporation 2008 - Present
vFinance, Inc., a National Holdings Corporation company 2006 - 2008
Sterling Financial Investment Group 2003 - 2005
New Horizons Learning Centers 2000 - 2001
GE Capital 1994 - 1998
Skills
Benefits Administration, Hiring, Series 63, Employee Benefits, Microsoft Excel, International HR, Employee Relations, HRIS, Human Resources, Organizational..., Performance Management, Investment Banking, Onboarding, Equities, Investments, Management, Risk Management, Strategy, Talent Management, Expatriate Management, New Hire Orientations, Talent Acquisition, College Recruiting, Internet Recruiting, Executive Management, Social Media, HR Metrics, Microsoft Office, Workers Compensation, Trading, Securities, Series 7, Deferred Compensation, SPHR, Process Improvement, Interviews, Recruiting, FINRA, Applicant Tracking..., Strategic Planning, Financial Analysis, Global Mobility, Mergers & Acquisitions, Temporary Placement, COBRA, Mergers, Full-life Cycle..., Leadership, Compensation Structure..., Strategic Financial...
Education
San Francisco State University
Human Resources Management
National Holdings Corporation 2008 - Present
vFinance, Inc., a National Holdings Corporation company 2006 - 2008
Sterling Financial Investment Group 2003 - 2005
New Horizons Learning Centers 2000 - 2001
GE Capital 1994 - 1998
Skills
Benefits Administration, Hiring, Series 63, Employee Benefits, Microsoft Excel, International HR, Employee Relations, HRIS, Human Resources, Organizational..., Performance Management, Investment Banking, Onboarding, Equities, Investments, Management, Risk Management, Strategy, Talent Management, Expatriate Management, New Hire Orientations, Talent Acquisition, College Recruiting, Internet Recruiting, Executive Management, Social Media, HR Metrics, Microsoft Office, Workers Compensation, Trading, Securities, Series 7, Deferred Compensation, SPHR, Process Improvement, Interviews, Recruiting, FINRA, Applicant Tracking..., Strategic Planning, Financial Analysis, Global Mobility, Mergers & Acquisitions, Temporary Placement, COBRA, Mergers, Full-life Cycle..., Leadership, Compensation Structure..., Strategic Financial...
Education
San Francisco State University
Human Resources Management
Jennifer Cintron's Sterling Financial Investment Group Experience 2003 - 2005
Job Trust Audit, Risk Management & Compliance
Industry Financial Services
Experience
Canandaigua National Bank & Trust April 2012 - Present
freelance consulting July 2010 - Present
vFinance May 2006 - July 2010
Sterling Financial Investment Group 2003 - 2005
U.S. Securities & Exchange Commission September 2002 - January 2003
Valhalla Partners/GlobalNet Securities May 1998 - June 2000
Skills
Securities, Series 7, Equities, Due Diligence, Investments, Series 24, Securities Regulation, Fixed Income, Capital Markets, Series 63, Investment Banking, Financial Services, Risk Management, Executive Management, Legal Compliance, Investment Advisory, Corporate Governance, Mutual Funds, Hedge Funds, AML, Alternative Investments, Private Equity, Portfolio Management, Wealth Management, Finance, Bloomberg, Bonds, Strategic Financial..., FINRA, Trading, Asset Management, Asset Allocation, Derivatives, Financial Markets, Investor Relations, Investment Management, Options, Banking, Structured Products
Education
Cannon Financial Institute 2013 — 2015
Certified Fiduciary Investment Risk Specialist, Trust Administration, Compliance and Risk Management
Nova Southeastern University—Shepard Broad Law Center 2001 — 2004
JD
City University of New York-Hunter College 1997 — 1999
BA, English
Canandaigua National Bank & Trust April 2012 - Present
freelance consulting July 2010 - Present
vFinance May 2006 - July 2010
Sterling Financial Investment Group 2003 - 2005
U.S. Securities & Exchange Commission September 2002 - January 2003
Valhalla Partners/GlobalNet Securities May 1998 - June 2000
Skills
Securities, Series 7, Equities, Due Diligence, Investments, Series 24, Securities Regulation, Fixed Income, Capital Markets, Series 63, Investment Banking, Financial Services, Risk Management, Executive Management, Legal Compliance, Investment Advisory, Corporate Governance, Mutual Funds, Hedge Funds, AML, Alternative Investments, Private Equity, Portfolio Management, Wealth Management, Finance, Bloomberg, Bonds, Strategic Financial..., FINRA, Trading, Asset Management, Asset Allocation, Derivatives, Financial Markets, Investor Relations, Investment Management, Options, Banking, Structured Products
Education
Cannon Financial Institute 2013 — 2015
Certified Fiduciary Investment Risk Specialist, Trust Administration, Compliance and Risk Management
Nova Southeastern University—Shepard Broad Law Center 2001 — 2004
JD
City University of New York-Hunter College 1997 — 1999
BA, English
Bradley Tuyn's Sterling Financial Investment Group Experience 2000 - 2002
Job Managing Member at Tico Libre Holdings LLC
Industry Real Estate
Experience
Tico Libre Holdings LLC April 2012 - Present
Tidewater Capital Management January 2003 - Present
Newbridge Securities 2002 - 2003
Sterling Financial Investment Group 2000 - 2002
Tuyn & Co. 1998 - 2000
Harvard Management Company 1995 - 1998
BNY Mellon 1993 - 1995
Skills
Equities, Mutual Funds, Series 63, Asset Managment, Fixed Income, Capital Markets, Hedge Funds, Investments, Series 7, Trading, Portfolio Management, Investment Advisory, Wealth Management, Financial Markets, Alternative Investments, Private Equity, Asset Allocation, Financial Modeling, Corporate Finance, Investment Strategies, Investment Banking, Equity Research, Asset Management, Investment Management, Financial Advisory, Emerging Markets, Bonds, Securities, Financial Structuring, Valuation, Bloomberg, Entrepreneurship
Education
Harvard University 1993 — 1996
C.S.S., Finance
State University of New York at Binghamton 1989 — 1992
B.A., Economics
Pratt Institute 1988 — 1989
School of Architecture
Tico Libre Holdings LLC April 2012 - Present
Tidewater Capital Management January 2003 - Present
Newbridge Securities 2002 - 2003
Sterling Financial Investment Group 2000 - 2002
Tuyn & Co. 1998 - 2000
Harvard Management Company 1995 - 1998
BNY Mellon 1993 - 1995
Skills
Equities, Mutual Funds, Series 63, Asset Managment, Fixed Income, Capital Markets, Hedge Funds, Investments, Series 7, Trading, Portfolio Management, Investment Advisory, Wealth Management, Financial Markets, Alternative Investments, Private Equity, Asset Allocation, Financial Modeling, Corporate Finance, Investment Strategies, Investment Banking, Equity Research, Asset Management, Investment Management, Financial Advisory, Emerging Markets, Bonds, Securities, Financial Structuring, Valuation, Bloomberg, Entrepreneurship
Education
Harvard University 1993 — 1996
C.S.S., Finance
State University of New York at Binghamton 1989 — 1992
B.A., Economics
Pratt Institute 1988 — 1989
School of Architecture
Alexis Korybut's Sterling Financial Investment Group Experience July 1999 - July 2005
Job President at CBDRx
Industry Alternative Medicine
Experience
CBDRx July 2014 - Present
Tactical Air Defense Services, Inc. July 2009 - April 2014
Plumtree Capital Management September 2005 - July 2012
Sterling Financial Investment Group July 1999 - July 2005
Salomon Brothers May 1994 - June 1999
Skills
CBD, Hemp, Marketing Strategy, Business Strategy, Strategic Planning, Investment Banking, Derivatives, Securities, Corporate Finance, Alternative Investments
Education
University of Michigan Business School 1992 — 1994
Master of Business Administration (MBA), Finance, General
Georgetown University 1984 — 1988
Bachelor of Arts (B.A.), Literature
The Taft School 1980 — 1984
High School
CBDRx July 2014 - Present
Tactical Air Defense Services, Inc. July 2009 - April 2014
Plumtree Capital Management September 2005 - July 2012
Sterling Financial Investment Group July 1999 - July 2005
Salomon Brothers May 1994 - June 1999
Skills
CBD, Hemp, Marketing Strategy, Business Strategy, Strategic Planning, Investment Banking, Derivatives, Securities, Corporate Finance, Alternative Investments
Education
University of Michigan Business School 1992 — 1994
Master of Business Administration (MBA), Finance, General
Georgetown University 1984 — 1988
Bachelor of Arts (B.A.), Literature
The Taft School 1980 — 1984
High School
Daniel Levene's Sterling Financial Investment Group Experience 2003 - 2004
Job Account Executive at Financial Services
Industry Financial Services
Experience
Financial Services August 2014 - Present
Hanson McClain Advisors October 2012 - July 2014
brokersXpress LLC July 2010 - August 2012
Pointe Capital/JHS Capital Advisors May 2004 - September 2010
Sterling Financial Investment Group 2003 - 2004
Sterling Financial Investment Group 2003 - 2004
UBS 2002 - 2003
Prudential Securities 1993 - 1997
Education
Syracuse University 1974 — 1978
Bachelor's Degree
Financial Services August 2014 - Present
Hanson McClain Advisors October 2012 - July 2014
brokersXpress LLC July 2010 - August 2012
Pointe Capital/JHS Capital Advisors May 2004 - September 2010
Sterling Financial Investment Group 2003 - 2004
Sterling Financial Investment Group 2003 - 2004
UBS 2002 - 2003
Prudential Securities 1993 - 1997
Education
Syracuse University 1974 — 1978
Bachelor's Degree
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY