brokersXpress LLC
Industry: Company
DescriptionHeadquarters: Chicago, IL Founded: 2003 Parent organization: OptionsXpress
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brokersXpress LLC Employees
Driehaus Capital Management LLC 2015 - Present
Driehaus Capital Management LLC February 2011 - December 2014
brokersXpress LLC November 2010 - February 2011
Northwestern Mutual 2004 - 2010
Skills
Hedge Funds, Series 7, Investments, Securities, Mutual Funds, Asset Management, Equities
Education
Roosevelt University 2004 — 2006
Master of Business Administration (MBA), Accounting
University of Illinois at Chicago 2000 — 2004
Bachelor of Science (BS), Finance, General
Driehaus Capital Management LLC October 2013 - February 2014
TJM Holdings, LLC - The Cherry Group 2012 - 2013
Sweetman Cherry Group, LLC 2010 - 2012
brokersXpress LLC 2008 - 2010
Cook County Treasurer's Office 2007 - 2007
Skills
Series 7, Mutual Funds, Account Management, Annuities, Records Management, Economics, Options, Equities, FX trading, Alternative Investments, Commodity, Bonds, Asset Allocation, Securities, Trading, FINRA, Series 63, Finance
Education
Quinlan School of Business, Loyola University Chicago 2008 — 2009
Master of Business Administration (MBA), Finance, General
Northeastern Illinois University 2002 — 2006
Bachelor of Science (BS), Finance, Econ
Churchill Mortgage September 2011 - Present
Acopia LLC dba Accurate Mortgage May 2010 - September 2011
brokersXpress LLC May 2005 - December 2008
Skills
Account Management, Asset Management, Short Sales, Relocation, Finance, Mortgage Banking, New Home Sales, Marketing, Risk Management, Mortgage Lending, Sales, Sellers, Selling, Credit, Strategic Planning, New Business Development, Foreclosures
Education
Southern Illinois University, Carbondale 1975 — 1977
Business
Sprint July 2013 - November 2014
Northrop Grumman Corporation June 2010 - April 2014
New York Life Insurance Company April 2008 - June 2009
brokersXpress LLC May 2005 - April 2008
Berthel Fisher & Company Financial Services, Inc. January 2003 - May 2005
Edward Jones July 2001 - October 2002
Alcatel-Lucent July 2000 - February 2001
Sprint PCS September 1998 - July 2000
Maritz February 1998 - September 1998
TAI October 1996 - October 1997
Skills
Secret Security..., MBA, Retirement Planning, Insurance, Process Improvement, Business Analysis, Consulting, Risk Management, Project Management, Strategic Planning, Wealth Management, Team Building, Program Management, Sales, Leadership, Business Development, Estate Planning, Strategic Financial..., New Business Development, Customer Service, Public Speaking, Sales Management, Profit Analysis, P&L Modeling, Wireless Engineering, Telecommunications, Avionics Integration, Capital Budgeting, Engineering, Investment Selection, Prospecting Skills, RFP experience, SMS Gateway, International Business..., International Business..., Eagle Scout, Veteran U.S. Navy, Systems Engineering, Research Information, Defining Requirements, Financial Markets, Lean Six Sigma, Managerial Skills, MS Project, Integration, Software Documentation, Product Management, Testing, SharePoint, Microsoft Project
Education
Kansas State University
Bachelors of Science, Electrical Engineering Technology
University of Missouri-Saint Louis
MBA, Marketing, Analytical Modeling
DGI Supply - A DoALL Company October 2012 - Present
Follett Higher Education Group March 2010 - December 2012
Advance Auto Parts March 2007 - December 2010
brokersXpress LLC May 2009 - July 2009
Skills
Microsoft Excel, Microsoft Access, Microsoft Office, Microsoft Word, Microsoft SQL Server, Crystal Reports, Trading Systems, Learn New Software..., Success Driven, Dedication to..., Analytics, Communication Skills, Access, Pricing, Management, Inventory Management, Business Strategy, Forecasting, Financial Analysis
Education
Loyola University of Chicago 2006 — 2009
Bachelor of Business Administration (B.B.A.), Finance and Economics, GPA: 3.787 / 4.0: Magna Cum Laude (With High Honors) Recipient
Cetera Financial Specialists May 2008 - August 2014
brokersXpress LLC July 2004 - December 2007
optionsXpress 2002 - July 2004
Web Street Securities 1997 - 2001
Skills
Series 7, Series 63, Series 24, Securities, Options, Mutual Funds, Equities, Investments, FINRA, Investment Strategies, Investment Advisory, Wealth Management, ETFs, Asset Allocation, Finance
Education
Ball State University 1990 — 1993
BS, Finance
TradingBlock August 2012 - Present
optionsXpress March 2009 - May 2012
brokersXpress, LLC October 2007 - May 2012
Allstate Financial Services January 2003 - October 2007
E D & F Man International September 1996 - January 2003
Skills
FX Options, Securities, Anti-fraud, Proprietary Trading, FINRA, Series 24, Options, Series 7, Risk Management, Securities Regulation, Trading Systems, Broker-Dealer, Series 63, AML, Finance, Financial Analysis, Investment Advisory, SEC, Electronic Trading, Trading, Hedge Funds, Equities, Financial Risk, Financial Regulation, Investments, Mutual Funds, Registered Investment..., USA PATRIOT Act, Investment Advisers Act, Commodity, Financial Markets, ETFs, Alternative Investments, Equity Trading
Education
Drake University 1987 — 1991
BSBA, Finance and Accounting
Loyola Academy 1982 — 1986
optionsXpress, Division of Charles Schwab February 2014 - Present
RCM access August 2012 - October 2013
Sweetman Cherry Group, LLC August 2010 - August 2012
brokersXpress LLC June 2008 - August 2010
MF Global February 2004 - April 2008
ABN AMRO (CBOE Trading Floor) August 2000 - February 2004
Education
DePaul University 1988 — 1992
Bachelor of Arts (B.A.), Business/Corporate Communications
Illinois School of Finance 1994 — 1995
Wells Fargo Advisors December 2011 - Present
Charles Schwab April 2011 - November 2011
Randstad November 2010 - April 2011
Merrill Lynch October 2009 - November 2010
Banc of America Investments August 2009 - October 2009
Charles Schwab January 2008 - February 2009
Countrywide Investment Services June 2006 - December 2007
brokersXpress LLC January 2006 - June 2006
Allstate November 2003 - January 2006
Charles Schwab 2000 - November 2003
Education
Community College of the US Air Force 2005 — 2005
Allied Health
American Classic Agency April 2005 - Present
brokersXpress LLC April 2005 - September 2005
Nationwide Insurance September 2002 - December 2004
UBS September 2000 - December 2001
Skills
Strategic Financial..., Series 7 Securities..., Series 6 Securities..., Series 63 Securities..., Series 66 Securities..., PA Life, Accident and..., Retirement, Asset Management, Investments, Fixed Annuities, Series 7, Asset Allocation, Mutual Funds, Life Insurance, Finance, Financial Analysis, Bonds, 401k, Financial Planning, Insurance, Retirement Planning, Customer Service, Marketing
Education
Slippery Rock University of Pennsylvania 1986 — 1989
Finance, Finance
Butler County Community College 1983 — 1986
Associate of Arts and Sciences (A.A.S.), Business Management
Knoch High 1978 — 1983
Diploma
VFG Securities, Inc. December 2012 - Present
Anthem 2000 - Present
ProEquities January 2012 - November 2012
brokersXpress LLC 2005 - 2011
Prudential Financial 1998 - 1999
Skills
Investments, Trading, Options, Investment Advisory, Customer Service, Mutual Funds, Customer Relations, Equities, Portfolio Management, Financial Analysis, Research, Securities, Retirement Planning, Asset, Bonds, Series 7, Fixed Annuities, Investment Strategies, Wealth Management, Retirement, FINRA, Strategic Financial..., Series 63, Asset Management, 401k, Financial Planners, Life Insurance, Asset Allocation, Alternative Investments, ETFs, Financial Advisory, Financial Services, Financial Risk, Finance, Insurance, Risk Management, Financial Planning
Education
University of Southern California 1982 — 1985
Bachelor of Arts, Social Science/Economics
Financial Services August 2014 - Present
Hanson McClain Advisors October 2012 - July 2014
brokersXpress LLC July 2010 - August 2012
Pointe Capital/JHS Capital Advisors May 2004 - September 2010
Sterling Financial Investment Group 2003 - 2004
Sterling Financial Investment Group 2003 - 2004
UBS 2002 - 2003
Prudential Securities 1993 - 1997
Education
Syracuse University 1974 — 1978
Bachelor's Degree