Tucker Anthony, Inc
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Tucker Anthony, Inc Employees
SCVi Charter School July 2013 - Present
Self-employed 2000 - Present
Junior Editions October 2004 - December 2005
Tucker Anthony, Inc February 1996 - May 2000
Starbucks October 1995 - February 1996
Little People's Center September 1990 - September 1995
Bank of New Hampshire June 1990 - May 1994
Skills
Research, Organization, Accounting, Communication
Education
University of New Hampshire - Whittemore School of Business and Economics 1990 — 1994
Bachelor of Science, Business Administration
Oracle December 2014 - Present
Instinet Incorporated May 2004 - July 2013
UBS Wealth Management June 2001 - July 2003
Tucker Anthony INC. 1999 - 2001
Skills
Electronic Trading, Trading Systems, Equity Trading, Trade Cost Analysis, Algorithmic Trading, Execution Management..., Market Structure, Alternative Trading..., Business Analysis, Direct Market Access, Consultative Selling..., Product sales, Securities, Trading System, Hedge Funds, Trading, Equities, Bloomberg, Market Data, Series 7, Series 63, CRM, Prime Brokerage, Sales
Education
Syracuse University 1994 — 1997
Bachelor of Arts (BA), Economics
Syracuse University
Bachelor's degree
Montrose School September 2008 - Present
The CatholicTV Network November 2008 - April 2009
Tucker Anthony Inc. September 1989 - February 1999
Skills
Fundraising, Public Speaking, Non-profits, Leadership Development, Nonprofits, Volunteer Management, Annual Giving, Event Planning, Higher Education, Community Outreach, Staff Development, Team Building, Program Development, Newsletters, Editing, Educational Leadership, PowerPoint, Team Leadership, Social Networking, Budgets, Public Relations, Event Management, Social Media, Press Releases, Media Relations, Stewardship, Strategic Communications, Marketing Communications, Facebook, Philanthropy, Facebook Marketing, Social Media Marketing, Live Events, Events Coordination, Event Producing, Marketing Strategy, Email Marketing, Constant Contact, Educational Fundraising, Building Relationships, Building Strong..., Experienced Speaker, Writing, Proposal Writing, Speech Writing, Leading Diverse Teams, Dependable Team Player, Project Coordination, Grassroots Fundraising, Energetic Leader
Education
Loyola University Maryland 1985 — 1989
Bachelor Arts, Business/Finance
B2B CFO 2013 - Present
Molloy College 2011 - Present
Ticonderoga Securities LLC 2009 - 2013
Pali Capital 2007 - 2009
Macquarie Group 2004 - 2007
Blaylock & Company 2002 - 2004
Tucker Anthony Inc 1997 - 2002
ING Barings Securities Inc 1996 - 1997
Salomon Brothers 1988 - 1996
Ernst & Young 1983 - 1988
Skills
Certified Public..., Series 27 Financial and..., Financial Reporting, Financial Analysis, Acquisitions, Due Diligence, Internal Controls, SEC filings
Education
New York University, Stern School of Business 1990 — 1994
Master of Business Administration (MBA), Finance
Boston College 1979 — 1983
Bachelor of Science (B.S.), Accounting
Wells Fargo Advisors December 2012 - Present
Williams-Sonoma, Inc. June 2001 - December 2012
Tucker Anthony, Inc. June 1997 - October 2000
Ralph Lauren Leathergoods November 1994 - May 1997
Country Road Australia July 1990 - November 1994
Skills
Product Development, Public Speaking, Account Management, Inventory Management, Customer Relations, Customer Service, Team Building, Fundraising, Retail, Administration, Teamwork, Time Management, Profit, Microsoft Office, Word, Excel, Market Research, Marketing, Sales, Microsoft Word, Management, Microsoft Excel, Leadership, Marketing Strategy, Program Management, Social Media
Education
Boston College 1981 — 1985
BA, Communications & Marketing
Nielsen January 2013 - Present
E.O. Research (Interim and Contract Assignments) October 2011 - 2013
Ximedica (formerly ITEM New Product Development) December 2006 - October 2011
Proderma Products, LLC February 2002 - December 2006
Tucker Anthony, Inc. September 1998 - March 2001
Reebok International Inc. September 1997 - June 1998
Skills
SPSS, Adobe Creative Suite, Qualitative Market..., Data Analysis, Marketing Strategy, Business Strategy, Professional Services, Pricing Strategy, Moderator, Competitive Landscape..., Benchmarking, Consumer Behavior, Task Analysis, Ethnography, Focus Groups, Conducting Interviews, Healthcare Consulting, Healthcare Strategy, Industrial Design, Market Research, Company Profiling, Information..., Marketing Communications, Graphic Arts, Consumer Insights, Market Insights, Consumer Trends, Market and Customer..., Voice of the Customer, Factor Analysis, Concept Testing, Discriminant Analysis, Marketing Research, Qualitative Research, Segmentation, Product Development, Product Strategy, Market Intelligence, Analysis, Consumer Products, Competitive Analysis, Competitive Intelligence, Strategic Thinking, Strategic Consulting, Ideation, User Experience, Research, Customer Insight, Online Research, Research Design
Education
Boston College - Wallace E. Carroll Graduate School of Management 2002 — 2005
MBA, Marketing
Stonehill College 1994 — 1998
BA, English
Hub International March 2010 - Present
Dog Paw Pottery 1994 - Present
State Street Bank August 2004 - February 2009
State Street Bank (Legacy IBT) August 1999 - August 2004
Tucker Anthony Inc. September 1994 - August 1999
Skills
Employee Benefits, Insurance, Risk Management, Financial Services, Series 7, Asset Managment, Series 63, Process Improvement, Underwriting, Banking, Brokers, Equities, Fixed Income, CRM
Education
Wharton School, University of Pennsylvania 2012 — 2015
CEBS, GBA (Group Benefit Associate); RPA (Retirement Plans Associate)
Katharine Gibbs School 1979 — 1980
Colby-Sawyer College 1974 — 1976
AAS, Liberal Arts
In Your Face Photo and In Your Face Promotions March 2006 - Present
Brandeis University December 2007 - March 2008
Mercer Human Resource Services September 2005 - May 2006
Testa, Hurwitz and Thibeault June 2004 - March 2005
State Street Bank andTrust Inc September 1997 - September 2003
Harvard University July 2003 - August 2003
Tucker Anthony Inc. November 1994 - August 1997
Standard Control System, Dublin, Ireland September 1988 - April 1992
Skills
Portraits, Photography, Digital Photography, Image Editing, Music, Organizational..., Social Networking, Analysis, Videography, Editing, Photoshop, Facebook, Web Design, Art, Social Media, Blogging, Adobe Creative Suite, Mac
Education
Dublin City University 1985 — 1998
BA in Accounting and Finance
Ecteon, Inc. November 2011 - Present
JenningsRedpath Design, Development, & Consulting March 2011 - November 2011
Mental Health America September 2009 - March 2011
Mental Health America August 2000 - September 2009
First Union Securities March 1997 - August 2000
Tucker Anthony, Inc January 1995 - January 1997
GE Information Services January 1994 - January 1995
Skills
HTML, CSS, MySQL, PHP, CMS, Strategic Planning, Project Management, SEO, jQuery, Program Management, Database Administration, Web Design, Fundraising, Program Development, Software Development, Web Applications
Education
Clark University 1987 — 1991
Bachelor of Arts, Philosophy and Geography
Raymond James Financial Services, Inc. Member FINRA/SIPC May 2005 - Present
Gibb Financial Services, Inc. January 2002 - May 2005
Tucker Anthony, Inc. April 1999 - December 2001
Hopper Soliday, Inc. September 1994 - April 1999
Dauphin Deposit Bank October 1988 - September 1994
Skills
Series 7, Retirement Planning, Mutual Funds, Bonds, ETFs, Real Estate Investment, Annuities, Investment Advisory, Stocks, Long Term Care, Rollovers, Retirement, Wealth Management, FINRA, Estate Planning, Securities, Investments, Financial Planning, Asset Management, Portfolio Management, Retirement Income..., Asset Allocation, Wealth Accumulation, Investment Strategies, Financial Advisory, 401k, Alternative Investments, Wealth Transfer, Insurance, Disability Insurance, Equities, Fixed Income, Financial Analysis, Risk Management, IRA's, 529 Plans, 401k Rollovers, Wealth, Roth IRA, Insurance Planning
Education
Penn State University 1976 — 1980
BS, Finance/Business Management
Hempfield High School 1972 — 1976
Longfellow Advisors May 2000 - Present
LPL Financial 2009 - 2011
Tucker Anthony, Inc. January 1998 - April 2000
MFS Investment Management 1993 - 1998
Skills
Retirement Planning, Investments, Defined Benefit, Retirement Plan..., Investment Advisory, CRM, Business Planning, Qualified Retirement..., Vendor Management, Leadership, Integrated Marketing, Financial Advisory, 401k, Asset Allocation, BBQ, Defined Contribution, ERISA, Employee Benefits, Executive Pay, FINRA, Finance, Financial Services, Health Insurance, IRAs, Insurance, Life Insurance, Management, Mutual Funds, Profit Sharing, Retirement, Securities, Series 63, Wealth Management, Series 7
Education
Brandeis University 1988 — 1992
BA, Economics
The Community of DJS June 2003 - Present
Northwestern Lake Forest Hospital 2009 - 2011
Northwestern Mutual 2002 - 2003
Raymond James 2001 - 2001
UBS Wealth Management 1992 - 2001
Tucker Anthony Inc 1988 - 1992
Lehman Brothers 1981 - 1988
Dean Witter 1979 - 1981
Skills
Financial Analysis, Retirement Planning, Investments, Wealth Management
Education
University of Michigan - Stephen M. Ross School of Business 1972 — 1976
MBA, Investments and Accounting
University of Illinois at Urbana-Champaign 1965 — 1970
Bachelor, Engineering
Santander Bank, N.A. June 2012 - Present
Sovereign Bank June 2012 - October 2013
Coastway Community Bank October 2011 - June 2012
Bank of America March 2011 - October 2011
Da Vinci Capital, LLC January 2007 - March 2011
RBS Citizens, N.A. / Citizens Bank October 2003 - November 2008
Chase Manhattan Mortgage Corporation January 2001 - January 2003
The Merchants Funding Corporation January 2000 - January 2001
Tucker Anthony, Inc January 1997 - January 1999
Salomon Smith Barney, Inc January 1993 - January 1997
Skills
Real Estate, Loans, Residential, Mortgage Banking, Construction Loans, Commercial Mortgages, Capital Markets, Purchase, Refinance, Mortgage, FHA, Mortgage Lending, Residential Homes, Investment Properties, Sales, Credit, First Time Home Buyers, Referrals, Commercial Real Estate, Investors, Sellers, Foreclosures, Real Estate Transactions, Banking, Marketing, Leadership, Investments, Finance, Loan Origination, Portfolio Management, REO, Residential Mortgages, Small Business, Training, Financial Services, Single Family Homes, Commercial Lending, Management, Relocation, Credit Analysis, New Home Sales, Consumer Lending, Condos
Education
UNIVERSITY OF RHODE ISLAND 1988 — 1991
Master of Public Administration, Public Administration
Rhode Island College 1985 — 1990
BS, Major in Economics & Major in Marketing
Lokida Capital Investment Advisors LLC 2012 - Present
Cambridge Center for Adult Education 2014 - Present
Locke Investment Advisory 2004 - 2009
State Street Global Advisors 1997 - 2001
State Street Global Advisors 1997 - 2001
Tucker Anthony, Inc 1982 - 1997
Skills
Emerging Markets, Frontier Markets, Portfolio Management, Risk Management, Wealth Management..., Retirement Planning, ETFs, Derivatives, Personal Finance, Financial Education, Bonds, Options, Mutual Funds, Asset Allocation
Education
Harvard University - Extension School
Certificate in Management and Administration
Loyola University New Orleans
BBA, Finance
The Concorde Group, Inc. February 2008 - Present
Sanders Morris Harris Group, Inc. March 2006 - February 2008
Friedman Billings Ramsey & Co., Inc. April 2003 - December 2004
Putnam Lovell NBF December 2000 - March 2003
CIBC World Markets January 1998 - November 2000
MA Schapiro & Co., Inc. May 1991 - December 1997
Tucker Anthony, Inc. April 1987 - December 1990
Keefe, Bruyette & Woods, Inc. June 1982 - March 1987
First National Bank of Boston June 1979 - May 1982
Skills
Investment Banking, Corporate Finance, Strategic Planning, Mergers & Acquisitions, Financial Institutions, Series 24, Series 7, Series 63, Mergers, Valuation, Due Diligence, Securities, Private Placements, Fixed Income, Capital Markets, Financial Services, Finance, Equities, Investments, Securitization, Bloomberg, Financial Modeling, Private Equity, Financial Markets, Portfolio Management, Bonds, Venture Capital, Equity Research, Alternative Investments, Structured Finance, LBO, Asset Allocation, Structured Products, Hedge Funds, Equity Capital Markets, IPO, Asset Management, Corporate Development, Capital, Trading, Financial Advisory, Investment Strategies, Financial Structuring, Capital Raising, Equity Trading, Emerging Markets, Acquisitions, FINRA, Investor Relations, Business Valuation
Education
Babson College - Franklin W. Olin Graduate School of Business 1981 — 1982
Finance
Amherst College 1975 — 1979
A.B., Anthropology, US History
Deerfield Academy 1971 — 1975
Columbia Threadneedle (Ameriprise)/Seligman Investments November 2000 - Present
RiverSource Investments November 2000 - Present
CSAM / Warburg Pincus Asset Mgmt May 1998 - November 2000
Invesco / Chancellor LGT Asset Mgmt 1995 - May 1998
Tucker Anthony Inc. 1993 - 1995
Skills
Hedge Funds, Equities, Securities, Alternative Investments, Mutual Funds, Bloomberg, Equity Research, Investments, Fixed Income
Education
State University of New York at Stony Brook 1988 — 1992
Bachelor of Science (B.S.)
RE/MAX Gold Coast Realty October 2011 - Present
Cherub Homes, LLC February 2008 - Present
United First Financial 2008 - Present
SmartStream Technologies April 2006 - May 2007
Discovery - The Financial Information Group August 2004 - April 2005
Guardian Investor Services, LLC March 1999 - August 2004
Tucker Anthony, Inc. March 1997 - February 1998
Education
Regis University 2001 — 2004
MBA, Health Care Management
The College of New Jersey 1990 — 1995
BS, BA, Biology, Psychology, Chemistry
Willingboro High School 1986 — 1990
Diploma, Honors
MFR February 1990 - Present
Tucker Anthony, Inc. 1990 - 1992
DBL December 1986 - February 1990
Rochester Institute of Technology June 1980 - June 1983
Skills
Fixed Income, Equities, Derivatives, Investment Banking, Financial Markets, Trading Systems, Trading, Electronic Trading, Bonds, Hedge Funds, Portfolio Management, Bloomberg, Equity Research, Financial Analysis, Capital Markets
Education
University of Rochester 1977 — 1983
Doctorate, Philosophy
LPL Financial January 2012 - Present
LPL Financial January 2010 - December 2011
LPL Financial Services February 2007 - January 2010
LPL Financial January 2005 - February 2007
Linsco/Private Ledger Corp. January 2001 - December 2004
Linsco/Private Ledger Corp. November 1998 - December 2000
Tucker Anthony, Inc. March 1995 - November 1998
Manulife Financial June 1991 - March 1995
Skills
Series 7, Series 63, Insurance, Life Insurance, Financial Advisory, Health Insurance, Series 6, Estate Planning, Management, Long-term Care, Operations Management, 401k, Disability Insurance, Investment Strategies, Relationship Management, Equities, Wealth, Project Management
Education
Emmanuel College
Bachelor of Business Administration (B.B.A.)
Rose Displays, Ltd May 2008 - December 2008
Sales of Mutual Funds and Annuities January 1992 - June 1995
Tucker Anthony, Inc January 1992 - January 1995
Gardner and Preston Moss, Inc January 1987 - January 1992
Education
Hillsdale College 1983 — 1987
Janney Montgomery Scott June 2002 - Present
Tucker Anthony Inc 1998 - 2002
Skills
Retirement Planning, Investments, Life Insurance, Strategic Financial..., Asset Allocation, Investment Strategies
Education
Fairfield University
Bachelor of Arts (B.A.), Economics
Seton Hall Preparatory School
Mendon Capital June 1996 - Present
Tucker, Anthony Inc 2000 - 2002
Chase Manhattan Bank 1986 - 1996
Skills
Equity Research, Hedge Funds, Portfolio Management, Series 7, Equities, Financial Analysis, Investments, Derivatives, Capital Markets, Asset Management, Financial Modeling, Trading, Securities, Alternative Investments, Private Equity, Fixed Income, Mutual Funds, Wealth Management, Options, Valuation, Investment Banking, Asset Allocation, Investment Strategies, Investment Advisory, Equity Trading, Investor Relations, Bonds, FINRA, Bloomberg, Series 63, Financial Structuring, ETFs, Hedging, Investment Management, Structured Finance, Series 24, Financial Markets, Wealth Management...
Education
Fordham University 1987 — 1988
Master of Business Administration (MBA), Finance, General
Franklin & Marshall College 1982 — 1986
Bachelor of Arts (BA), Business Administration and Management, General
First Empire Securities, Inc December 2002 - Present
SAINT STEPHEN LLC 1995 - 1998
TUCKER ANTHONY INC. 1992 - 1995
TRC INTERNATIONAL - HOUSE STUDIO 1987 - 1992
Salomon Brothers 1982 - 1987
Skills
Asset Liabilty..., Asset Modeling, Asset Evaluation, Asset Positioning, Liability Analysis, Portfolio Management, Asset Managment, Trading, Investment Strategies, Financial Analysis, Strategic Financial..., Financial Modeling, Mortgage Lending, Equities, Hedge Funds, Alternative Investments, Wealth Management, Retirement Planning, Bloomberg, Valuation, Finance, Financial Services, Asset Management, Credit, Fixed Income, Risk Management, Mergers & Acquisitions, Structured Finance, Mutual Funds, Loans, Bonds, Strategy, Capital Markets
Education
Syracuse University
Bachelor of Science (BSc), ECONOMICS / FINANCE
CANTERBURY
STW Fixed Income Management March 1993 - March 2011
Sherson Lehman Brothers 1991 - 1993
Tucker Anthony Inc. 1988 - 1991
Skills
Portfolio Management, Asset Management, Fixed Income, Financial Reporting, Bloomberg, Microsoft Excel, Back Office, Bonds, Securities
Education
University of Massachusetts, Amherst
RBC Royal Bank September 2001 - Present
tucker anthony inc October 1992 - September 2001
PaineWebber 1988 - 1992
EF Hutton September 1983 - January 1988
new york county district attorney's office January 1982 - August 1983
Skills
Corporate Law, Mutual Funds, Due Diligence, Privacy Law, Securities Regulation, Employment Law, Legal Advice, Trusts, Litigation, Securities, Commercial Litigation, AML, FINRA, Mediation, Class Actions, Licensing, Investment Management, Civil Litigation, Financial Regulation, Alternative Investments, Dispute Resolution, Legal Writing, Hedge Funds, Joint Ventures, Legal Research, Private Equity, Arbitration, Broker-Dealer, OFAC, Prime Brokerage, Intellectual Property, Mergers & Acquisitions, Fraud, Estate Planning
Education
New York Law School 1981 — 1985
jd
Ameriprise Financial Services, Inc. March 2012 - Present
UBS February 2005 - February 2012
RBC Dain Rauscher Inc. March 2002 - February 2005
Tucker Anthony INC July 1992 - March 2002
Gruntal & Company Inc. March 1988 - July 1992
Moseley Securities Corp. May 1983 - March 1988
Education
St. Ferdinand Grade School 1963 — 1971
St. Norbert College 1975 — 1979
Bachelor of Arts (B.A.)
Fenwick High School 1971 — 1975
Moors & Cabot 2005 - Present
EagleClaw Capital Management, LLC 2005 - Present
RBC Wealth Management 2001 - 2005
Tucker Anthony, Inc. 1994 - 2001
Education
Bowdoin College 1983 — 1987
Bachelor of Arts, Psychology, Economics
Belmont Hill School 1979 — 1983
A.W. Mediation December 2009 - Present
South County Financial Advisors, LLC October 2008 - Present
Janney Montgomery Scott May 2006 - September 2008
Advest, Inc. August 2000 - April 2006
Prudential Securities, Inc. May 1994 - August 2000
Tucker Anthony, Inc. November 1990 - May 1994
E.F. Hutton / Shearson Lehman Brothers August 1987 - November 1990
Moseley, Hallgarten, Estabrook & Weeden August 1986 - August 1987
Skills
Securities Mediation, Divorce Mediation, Securities, FINRA, Retirement Planning, Mediation, Dispute Resolution, Wealth Management, Investment Advisory, Asset Allocation, Investments, Alternative Investments, Asset Management, Bonds, Capital Markets, Equities, Finance, Financial Advisory, Financial Services, Fixed Income, Hedge Funds, Investment Management, Options, Portfolio Management, Retirement, Securities Regulation, Series 24
Education
University of Hartford 1982 — 1986
Bachelor of Science, Business Administration
Tucker Anthony, Inc. March 1986 - January 1990
Skills
Entrepreneurship, Public Speaking, Research, Editing, Writing, Investment Management, Stock Options Trading
Education
Mount Holyoke College
Bachelor of Arts (B.A.), English Literature (British and Commonwealth)
State University of New York College at Potsdam
RBC Capital Markets November 2001 - October 2011
Tucker Anthony Inc January 1993 - November 2001
Tucker Anthony Inc March 1990 - January 1993
Tucker Anthony Inc October 1988 - March 1990
Skills
Investment Banking, Equities, Fixed Income, Capital Markets, Derivatives, Treasury, Bloomberg, Trading Systems, Electronic Trading, Series 7, Money Market, Structured Products, CDS, Bonds
Education
State University of New York College at Cortland
Bachelor of Science (B.S.), Management Science and Economics
Hamilton/Wenham Youth Girls Lacrosse March 2005 - June 2013
Cyrk Inc. 1990 - 2001
Muhleman Marketing October 1989 - December 1990
Tucker Anthony Inc September 1988 - September 1989
Skills
Product Design, Microsoft Excel, Events, Hospitality, Key Account Management, New Business Development, Organization, Sports Marketing
Education
Kenyon College 1984 — 1988
Bachelor of Arts (B.A.), Economics
Brooks School 1980 — 1984
HSBC October 2012 - Present
Robotti & Company June 2011 - October 2012
Natixis June 2005 - March 2011
ESN North America March 1999 - June 2005
Citibank October 1997 - March 1999
Tucker Anthony INC September 1995 - October 1997
Education
St. John's University 1981 — 1986
Bachelor of Science (B.S.), Business Management and Economics
St. Peter's Boys High School 1977 — 1981
High School Diploma