Wachovia Secutities

Industry: Subsidiary

Description

Wells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Customer service: 1 (866) 281-7436 Headquarters: St. Louis, MO Parent organization: Wells Fargo Founded: September 4, 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),

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Wachovia Secutities Employees

Employee
Years
Job
Industry
Nicholas Mosley Nicholas Mosley Atlanta, Georgia Details
Nicholas Mosley's Wachovia Secutities Experience 2007 - 2009
Job Foreign Exchange Specialist at Wells Fargo Bank and MBA Candidate at Emory University
Industry Financial Services
Experience
Wells Fargo  June 2009 - Present
Wells Fargo  2007 - 2014
Wells Fargo  2007 - 2014
Wachovia  June 2007 - June 2009
Wachovia Secutities   2007 - 2009
Wachovia Secutities   2007 - 2009

Skills
Financial Modeling, Financial Analysis, Foreign Exchange, Fixed Income, Credit, Capital Markets, Bloomberg, Portfolio Management, Equities, Derivatives, Credit Analysis, Hedge Funds, Securities, FX Options, Investments

Education
University of North Carolina at Chapel Hill   2003 — 2007
BA, Economics and Political Science

Emory University - Goizueta Business School

Shawn McGinn Shawn McGinn Saint Louis, Missouri Details
Shawn McGinn's Wachovia Secutities Experience 2004 - 2007
Job Director of Experienced FA Hiring, FA Integration at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors  February 2015 - Present
Wells Fargo Advisors  March 2007 - February 2015
Wachovia Secutities   2004 - 2007
Accenture  2000 - 2004

Skills
Finance, Series 7, Integration, Mutual Funds, Asset Management, Financial Services, Financial Analysis, Equities, Securities, Investments, Wealth Management, Financial Advisory, Portfolio Management

Education
Boston College   1996 — 2000
Bachelor of Science (B.S.), Finance, Economics

Boston College   1996 — 2000
Business Administration; Finance and Economics

Paul Gates Paul Gates Arlington, Virginia Details
Paul Gates's Wachovia Secutities Experience September 2006 - September 2007
Job Chief Financial Officer / Realtor
Industry Venture Capital & Private Equity
Experience
Heartland Consulting   June 2012 - Present
Hometown Realty  September 2014 - Present
SRA International  January 2008 - May 2012
Wachovia Secutities   September 2006 - September 2007
Capital One Financial Corp  February 2006 - September 2006

Skills
Management Consulting, Management, Business Process..., Business Strategy, Analysis, Risk Management, Program Management, Process Improvement, Business Analysis, Leadership, Consulting, Strategic Planning, Project Management, Banking, Business Development, Forecasting, Data Analysis, Budgets, Economics, Asset Managment, Real Estate, Real Estate Transactions

Education
The Johns Hopkins University   2011 — 2013
Master of Finance

Georgetown University   2010 — 2011
International Business Management

Virginia Commonwealth University - School of Business
Bachelor's degree, Business Finance and Economics

Keya Perry Keya Perry Greater Philadelphia Area Details
Keya Perry's Wachovia Secutities Experience 2002 - 2003
Job untitled
Industry Fund-Raising
Experience
New York Life Insurance Company  2006 - 2009
Lincoln Financial Group  2003 - 2005
Wachovia Secutities   2002 - 2003

Skills
Long-term Care, Nonprofits, Social Media, Event Management, Strategic Financial..., Strategic Planning, Life Insurance, Fundraising, Public Speaking, Leadership, Retirement Planning, Investments, Retirement, Fixed Annuities, Insurance, Estate Planning

Education
Cheyney University of Pennsylvania

Tony D'Agostino Tony D'Agostino Baltimore, Maryland Area Details
Tony D'Agostino's Wachovia Secutities Experience March 2004 - March 2005
Job CEO and CoFounder Maven
Industry Hospital & Health Care
Experience
Maven Medical   April 2013 - Present
Bank of America  November 2011 - April 2013
UBS Investment Bank  December 2009 - November 2011
Wachovia Securities  May 2000 - January 2009
Wachovia Secutities   March 2004 - March 2005
Wachovia Secutities   May 2000 - February 2004
United States Navy  April 1976 - April 2000
US Navy  1998 - 2000

Skills
Aircraft, Project Management, Management, Business Strategy, Portfolio Management, Navy, Process Improvement, Trading, Management Consulting, Risk Management, Analysis, Mergers, Investments, Tactics, Fixed Income, Start-ups, Equity Trading, Program Management, Executive Management, Finance, Technological Innovation, Leading..., Entrepreneurship, Strategic Leadership

Education
The Leadership Baltimore   2003 — 2003

Naval Postgraduate School   1993 — 1996
MS, Applied Physics

The University of Kansas   1983 — 1985
BGS, Atmospheric Science

Margaret Wilkin Margaret Wilkin Sacramento, California Details
Margaret Wilkin's Wachovia Secutities Experience December 2007 - May 2009
Job Senior Financial Advisor at Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors  May 2009 - Present
Wachovia Secutities   December 2007 - May 2009
CitiGroup Inc. Smith Barney   December 2006 - December 2007

Skills
Financial Advisory, Investments, Finance, Wealth Management..., Insurance, Retirement Planning, Financial Planning, Retirement, Wealth Management, Portfolio Management

Education
California State University-Northridge   1986 — 1991
Bachelor’s Degree, Speech Communication with an emphasis in Business Administration

Barbara Gillis Barbara Gillis Charlotte, North Carolina Details
Barbara Gillis's Wachovia Secutities Experience January 2006 - January 2007
Job Internal Wholesaler at MetLife
Industry Insurance
Experience
MetLife  September 2013 - Present
Wells Fargo Advisors  January 2007 - January 2013
Wachovia Secutities   January 2006 - January 2007
Wachovia Securities Financial Network  January 2004 - January 2006

Skills
Relationship Building, Insurance, Sales, Life Insurance, Investments, Disability Insurance, Underwriting, Fixed Annuities, Retirement Planning, IRAs, Roth IRA, Homeowner Association..., Contract Negotiation, Board of Directors, Series 7, Series 66, Mutual Funds, Leadership, Financial Services, Finance, Wealth Management, Financial Planning

Education
Clinton Community College   2001 — 2003
Associate's Degree, Business Accounting

Craig Fylling Craig Fylling Dallas/Fort Worth Area Details
Craig Fylling's Wachovia Secutities Experience January 1998 - October 2004
Job Advisor Placement at CFC & Associates, LLC
Industry Financial Services
Experience
Craig Fylling Consulting & Associates, LLC   September 2015 - Present
LPL Financial Advisors   January 2008 - August 2015
JPMorgan Chase & Co.   June 2006 - February 2008
H&R Block Financial Advisors  October 2004 - June 2006
Wachovia Secutities   January 1998 - October 2004

Skills
Series 3, 6, 7, 8, 24,...

Education
Arizona State University   1991 — 1993
Finance, General

Wendy Norvell Wendy Norvell Charlotte, North Carolina Area Details
Wendy Norvell's Wachovia Secutities Experience 2002 - 2002
Job Analytics Consultant at WellsFargo
Industry Banking
Experience
Wells Fargo  2007 - Present
Bank of America  2003 - 2007
Trusco Capital Management  2002 - 2003
Wachovia Secutities   2002 - 2002
Raymond James Financial  2000 - 2002

Skills
Business Analysis, Banking, Financial Modeling, Finance, Analytics, Business Intelligence, Process Improvement, Microstrategy, Data Analysis, Databases, Essbase, Customer Profitability, Quality Management, Financial Analysis, Information Technology, Data Warehousing, Oracle Applications

Education
The University of Northampton   2000 — 2001
International Finance

Winthrop University   1996 — 2001
Bachelor of Science (BS), Accounting and Finance

Ganesha Thatapura Ganesha Thatapura Greater Chicago Area Details
Ganesha Thatapura's Wachovia Secutities Experience September 1999 - May 2004
Job Data Architect at The Nielsen Company
Industry Information Technology and Services
Experience
The Nielsen Company  August 2009 - Present
Wachovia Securities  May 2004 - Present
Wachovia Secutities   September 1999 - May 2004
Greenbrier & Russel  April 1997 - May 2004
Sears Holdings Management Corporation  December 1998 - August 1999
Lands' End  May 1997 - October 1998
MCI  January 1994 - March 1997
Complete Business Solutions, Inc  December 1991 - March 1997
MPACT  January 1992 - July 1993
Tata Consultancy Services  February 1989 - December 1991

Education
Indian Institute of Technology, Madras   1987 — 1989
MTech, Control Systems

Bangalore University   1982 — 1987
BE, Electrical Power and Electronics

Jay Matthews Jay Matthews Greater St. Louis Area Details
Jay Matthews's Wachovia Secutities Experience September 2006 - May 2008
Job Senior Equity Trader, Block Desk at Wells Fargo Advisors
Industry Investment Management
Experience
Wells Fargo Advisors  September 2013 - Present
Wells Fargo Advisors (formally Wachovia Securities)   May 2008 - Present
Wachovia Secutities   September 2006 - May 2008
Mellon Financial  January 2006 - September 2006
BLM Investment Securities   August 2000 - April 2005
TIAA-CREF  1998 - 2000

Skills
Equity Trading, Technical Analysis, Series 7, Electronic Trading, Trading Systems, Options, Series 63, Bloomberg, ETFs

Education
Pace University - Lubin School of Business   1995 — 1999
MBA, Finance, Investment Management

Siena College   1986 — 1990
BS, Marketing Management

Saratoga Springs High School

John McConnell, CTP John McConnell, CTP Greater Philadelphia Area Details
John McConnell, CTP's Wachovia Secutities Experience September 2002 - September 2004
Job Vice President RBS Citizens | Visionary Change Leader | LSS Green Belt Program Manager
Industry Financial Services
Experience
RBS Global Transaction Services  September 2009 - Present
Firstrust Bank  2015 - 2015
Firstrust Bank  2015 - 2015
Bryn Mawr Trust Company  August 2007 - August 2009
Citizens Bank  October 2004 - July 2007
Wachovia Secutities   September 2002 - September 2004
Ameriquest Technologies  February 1999 - August 2002

Skills
Lean Six Sigma, Business Process..., Project Management, Productivity Improvement, Change Management, Organizational..., Data Analysis, Financial Analysis, Databases, Project Planning, Project Management Tools, Solution Implementation, Business Case..., Treasury Management, Process Improvement, Customer Experience, Problem Solving, Forecasting, Budgeting, Consulting, Negotiation, Risk Management, Relationship Management, Analysis, Sustainability, Professional..., Portfolio Management, Cash Management, Banking, Finance, Credit, Commercial Banking, Commercial Lending, Loans, Financial Services, Investments

Education
Villanova University
CTP, Certified Treasury Professional, Treasury

University of Wales, Cardiff
Green Belt, Lean Six Sigma

St. Bonaventure University
B.A.

Rhina Compton Rhina Compton Charlotte, North Carolina Area Details
Rhina Compton's Wachovia Secutities Experience February 2008 - January 2010
Job Securities Compliance Professional
Industry Financial Services
Experience
Wells Fargo  June 2014 - Present
BB&T Investment Services, Inc.   September 2011 - June 2014
BB&T Investment Services, Inc.   January 2010 - September 2011
Wachovia Secutities   February 2008 - January 2010

Skills
Mutual Funds, Series 7, Series 24, Fixed Income, Series 63, Series 65, Equity Trading, Securities Regulation, Bloomberg, Series 53, SmartStation, Life and Health..., Bilingual-Spanish, Compliance Oversight, BETA, International Policy, Bonds, Banking, FINRA, Finance, Financial Risk, Investments, Management, Risk Management, Securities, Wealth Management

Education
Mount Saint Mary College   2002 — 2006
B.S. / B.A., Business Administration and Management / Psychology

Samuel J. Bennett, CFP® Samuel J. Bennett, CFP® Marquette, Michigan Details
Samuel J. Bennett, CFP®'s Wachovia Secutities Experience October 2007 - May 2009
Job First Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors  May 2009 - Present
Wachovia Secutities   October 2007 - May 2009
AG Edwards  November 2003 - October 2008
Smith Barney  February 2002 - October 2003

Skills
Retirement Planning, Investments, Investment Strategies, Finance, Customer Service, Public Speaking, Management, Strategic Planning, Mutual Funds, Series 7

Education
Northern Michigan University   1996 — 2000
BS Social Science History, Political Science

Matthew Cady Matthew Cady Charlotte, North Carolina Area Details
Matthew Cady's Wachovia Secutities Experience June 2002 - August 2007
Job Enterprise Derivatives Reconciliation and Data Manager at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities  September 2014 - Present
Wells Fargo Advisors  September 2010 - Present
Wells Fargo Securities  August 2007 - September 2010
Wachovia Secutities   June 2002 - August 2007

Skills
Microsoft Office, SQL, Microsoft SQL Server, VBA, SAP, Essbase

Education
University of North Carolina at Charlotte   2006 — 2009
Master of Business Administration (MBA), Information Technology

Sonny Sun Sonny Sun Greater Atlanta Area Details
Sonny Sun's Wachovia Secutities Experience May 1998 - August 1998
Job Director, Business Development, Cox Communications, Inc.
Industry Telecommunications
Experience
Cox Communications  January 2012 - Present
Cox Communications  September 2010 - January 2012
Cox Communications  February 2008 - September 2010
AHL Consulting, Inc.   May 2001 - February 2008
Ansley Capital Group, LLC   September 2000 - April 2001
Cox Communications  May 1999 - September 2000
Wachovia Secutities   May 1998 - August 1998
Cape Environmental Management, Inc.   1995 - 1998
Dynamac Corporation  1991 - 1995
Parsons  1990 - 1991

Skills
Cross-functional Team..., Business Development, Business Operations, Product Management, Business Intelligence, Telecommunications, Customer Experience, SEM, Competitive Analysis, Digital Marketing, Digital Media, Product Marketing, CRM, Vendor Management, Web Analytics, Online Advertising, SEO, Cloud Computing, Broadband Access, Mobile Applications, Cable Television, Online Video Strategy, Social Media

Education
Georgia Institute of Technology   1997 — 1999
MBA, Finance

Georgia Institute of Technology   1987 — 1990
Master of Science, Environmental Engineering

Brian Haley Brian Haley Greater Philadelphia Area Details
Brian Haley's Wachovia Secutities Experience 1989 - 2004
Job Relationship Executive at The Vangaurd Group, Inc.
Industry Investment Management
Experience
Vanguard  April 2004 - Present
Wachovia Secutities   1989 - 2004
CoreStates Bank  1989 - 1998

Skills
Commercial Banking, Investments, Credit Analysis, Capital Markets, Banking, Credit, Loans, Commercial Lending, Relationship Management, Wealth Management, Asset Management, Mutual Funds, Financial Services

Education
Dickinson College   1983 — 1987
B.A., Political Science, Economics

Todd Chudzik Todd Chudzik Charlotte, North Carolina Area Details
Todd Chudzik's Wachovia Secutities Experience May 2000 - September 2001
Job AVP/Ops Professional at Bank of America Merrill Lynch
Industry Investment Banking
Experience
Bank of America Merrill Lynch  September 2001 - Present
Wachovia Secutities   May 2000 - September 2001
Interstate Johnson Lane  October 1998 - May 2000

Skills
Management, Microsoft Office, Risk Management, Project Management, Financial Analysis, Business Analysis, Leadership, Customer Service, Strategic Planning, Banking, Finance, Process Improvement, Microsoft Word

Education
Allegheny College

Brian Traub Brian Traub Baltimore, Maryland Area Details
Brian Traub's Wachovia Secutities Experience 2000 - 2002
Job Senior Vice President
Industry Food & Beverages
Experience
Black Tie Services LLP   February 2002 - Present
Wachovia Secutities   2000 - 2002
Morgan Stanley  1996 - 2000
Baltimore Orthotics   1993 - 1996
Kraft Food  1990 - 1991

Skills
Income Statement, Sales Management, Cold Calling, Sales, Key Account Development, Team Building, Business Development, Food Service, Strategy, Key Account Management, Account Management, National Accounts, Marketing, New Business Development, Executive Management, Customer Service, Cloud Computing, Strategic Planning, Management, Selling, Sales Process, Negotiation, Marketing Strategy, Forecasting, Cross-functional Team..., Leadership, Food, Consumer Products, Lead Generation, Contract Negotiation, Budgets, Sales Operations, Start-ups, Small Business, Business Planning, Business Strategy, P, Catering

Education
University of Maryland College Park   1989 — 1992
Bachelor’s Degree, Business, Management, Marketing, and Related Support Services, 3.5/4.0

Clemson University   1988 — 1989
Textiles and Industry

M. David Pace M. David Pace Atlanta, Georgia Details
M. David Pace's Wachovia Secutities Experience January 2001 - February 2005
Job Treasury Sales Analyst at SunTrust
Industry Financial Services
Experience
SunTrust  April 2014 - Present
Bank of America Merrill Lynch  February 2005 - December 2012
Wachovia Secutities   January 2001 - February 2005

Skills
Financial Analysis, Finance, Risk Management, Banking, Portfolio Management, Financial Services, Sales, Business Analysis, Strategic Planning, Investments, Analysis, Credit, Business Strategy, Corporate Finance, Investment Banking, Team Building, Team Leadership, Wealth Management, Credit Analysis, Treasury, Commercial Banking, Relationship Management, Commercial Lending, Credit Risk

Education
Capella University
Master of Business Administration (MBA), Finance

Chris Zabik Chris Zabik Chagrin Falls, Ohio Details
Chris Zabik's Wachovia Secutities Experience May 2001 - September 2007
Job Senior Operations Manager at PNC Investments
Industry Financial Services
Experience
PNC Investments  November 2009 - Present
PNC Investments  November 2009 - Present
Natcity Investments  September 2007 - November 2009
Wachovia Secutities   May 2001 - September 2007
SunTrust Investment Services, Inc.   April 1998 - May 2001

Skills
Banking, Risk Management, Portfolio Management, Mutual Funds, Investments, Wealth Management, Management, Relationship Management, Securities, Series 7, Asset Management, Credit, Asset Allocation

Education
Kent State University   1987 — 1991
Bachelor's degree, Finance, General

Donald Q. Dalton Donald Q. Dalton Atlanta, Georgia Details
Donald Q. Dalton's Wachovia Secutities Experience January 2000 - June 2008
Job Principal
Industry Financial Services
Experience
Dalton Strategic Advisory Services, LLC   June 2014 - Present
Regions Financial Corporation  June 2008 - June 2014
Wachovia Secutities   January 2000 - June 2008
First Union National Bank  January 1992 - January 2000
SunTrust  January 1974 - December 1991

Skills
Customer Service, Management, Strategic Planning, Microsoft Office, Sales, Marketing, Leadership, Microsoft Excel, Marketing Strategy, Investment Banking, Mergers & Acquisitions

Education
Georgia State University   1977 — 1978
Master of Business Administration (MBA), Accounting and Finance

West Fulton High School   1962 — 1965
High School graduate

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