BC Securities Commission
Industry: Government agency
DescriptionThe British Columbia Securities Commission is a regulatory agency which administers and enforces securities legislation in the Canadian province of British Columbia. Jurisdiction: British Columbia Number of employees: 190 Founded: 1996 Headquarters: Vancouver, Canada
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27 BC Securities Commission employees in database. Find out everything there's to know about BC Securities Commission employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
BC Securities Commission Employees
Employee
Years
Job
Industry
Andrew J. Kim Andrew J. Kim's BC Securities Commission Experience September 2011 - December 2011
Job Lawyer
Industry Law Practice
Experience
Harrop, Phillips, Powell and Gray LLP May 2014 - Present
Harrop, Phillips, Powell and Gray LLP April 2013 - April 2014
BC Workers Compensation Appeal Tribunal January 2012 - May 2012
BC Securities Commission September 2011 - December 2011
The Law Centre May 2011 - August 2011
Migrant Forum in Asia June 2010 - December 2010
Skills
Courts, Human Rights, Hearings, Personal Injury, Torts, Immigration Law
Education
University of Victoria 2008 — 2012
Juris Doctor, Law
The University of British Columbia 2003 — 2008
Bachelor of Arts, International Relations (major) and Asian Area Studies (minor)
Harrop, Phillips, Powell and Gray LLP May 2014 - Present
Harrop, Phillips, Powell and Gray LLP April 2013 - April 2014
BC Workers Compensation Appeal Tribunal January 2012 - May 2012
BC Securities Commission September 2011 - December 2011
The Law Centre May 2011 - August 2011
Migrant Forum in Asia June 2010 - December 2010
Skills
Courts, Human Rights, Hearings, Personal Injury, Torts, Immigration Law
Education
University of Victoria 2008 — 2012
Juris Doctor, Law
The University of British Columbia 2003 — 2008
Bachelor of Arts, International Relations (major) and Asian Area Studies (minor)
Joseph Bernardo Joseph Bernardo's BC Securities Commission Experience 2007 - 2013
Job Lawyer & Consultant
Industry
Experience
Joseph A. Bernardo, Lawyer & Consultant 2013 - Present
BC Securities Commission 2007 - 2013
BC Securities Commission 2004 - 2006
Skills
Enforcement, Legal Research, Executive Management, Securities, Litigation, Securities Regulation, Corporate Law, Civil Litigation, Legal Writing
Education
University of Toronto
Bachelor of Laws (LL.B.)
Commonwealth Scholar, London School of Economics
Master of Science (MSc), Econ
The University of British Columbia
Bachelor of Arts (B.A.) (Honors)
Joseph A. Bernardo, Lawyer & Consultant 2013 - Present
BC Securities Commission 2007 - 2013
BC Securities Commission 2004 - 2006
Skills
Enforcement, Legal Research, Executive Management, Securities, Litigation, Securities Regulation, Corporate Law, Civil Litigation, Legal Writing
Education
University of Toronto
Bachelor of Laws (LL.B.)
Commonwealth Scholar, London School of Economics
Master of Science (MSc), Econ
The University of British Columbia
Bachelor of Arts (B.A.) (Honors)
Nancy Zenger Nancy Zenger's BC Securities Commission Experience May 2010 - August 2010
Job Technical Writer at Visier Inc.
Industry Public Relations and Communications
Experience
Visier Inc. July 2014 - Present
Fathom Interactive March 2014 - June 2014
Concordia University, TELUQ, University of Western Ontario February 2013 - December 2013
Critical Hit February 2013 - August 2013
Concordia University September 2012 - June 2013
Canadian Olympic Committee July 2012 - August 2012
Public Works and Government Services Canada September 2010 - April 2011
BC Securities Commission May 2010 - August 2010
NBC Olympics February 2010 - March 2010
Business Objects, an SAP Company January 2008 - August 2008
Skills
Editing, Social Media, New Media, Research, Copywriting, Critical Theory, Technical Writing, Qualitative Research, Sports Writing, Government Procurement, Game Development, Blogging, Strategic Communications, Creative Writing, Teaching, Teaching Writing, Agile Project Management, Film, Public Speaking, Project Management, WordPress, Mobile Games, Public Relations, Video, Web Design, Marketing, Marketing Communications, Communications Strategy, Events Coordination, Networking, Ethnography, Agile Methodologies, Scrum
Education
Concordia University 2008 — 2013
MA, Media Studies
Simon Fraser University 2006 — 2010
Bachelor of Arts, Communications
Institut d'Etudes politiques de Paris 2008 — 2009
Diploma, Political Science, French
Visier Inc. July 2014 - Present
Fathom Interactive March 2014 - June 2014
Concordia University, TELUQ, University of Western Ontario February 2013 - December 2013
Critical Hit February 2013 - August 2013
Concordia University September 2012 - June 2013
Canadian Olympic Committee July 2012 - August 2012
Public Works and Government Services Canada September 2010 - April 2011
BC Securities Commission May 2010 - August 2010
NBC Olympics February 2010 - March 2010
Business Objects, an SAP Company January 2008 - August 2008
Skills
Editing, Social Media, New Media, Research, Copywriting, Critical Theory, Technical Writing, Qualitative Research, Sports Writing, Government Procurement, Game Development, Blogging, Strategic Communications, Creative Writing, Teaching, Teaching Writing, Agile Project Management, Film, Public Speaking, Project Management, WordPress, Mobile Games, Public Relations, Video, Web Design, Marketing, Marketing Communications, Communications Strategy, Events Coordination, Networking, Ethnography, Agile Methodologies, Scrum
Education
Concordia University 2008 — 2013
MA, Media Studies
Simon Fraser University 2006 — 2010
Bachelor of Arts, Communications
Institut d'Etudes politiques de Paris 2008 — 2009
Diploma, Political Science, French
Patricia Sandberg's BC Securities Commission Experience January 1982 - December 1983
Job Writer
Industry Philanthropy
Experience
Peninsula Productions February 2012 - Present
Dress for Success January 2011 - Present
Giving is Receiving December 2011 - December 2014
Read BC 2011 - 2012
DuMoulin Black LLP January 2000 - March 2010
Brodie Morrice, Richmond BC. January 1988 - December 1989
Morton & Company January 1984 - December 1987
BC Securities Commission January 1982 - December 1983
Macrae, Montgomery, Spring & Cunningham January 1977 - December 1981
Skills
Writing, Oral and written..., Organizational and..., Spanish, Non-profits, Blogging, Philanthropy, Legal knowledge, Editing, Communication, Board Development, Strategic Planning, Organizational Structure, Plannning, Nonprofits, Fundraising, Volunteer Management, Community Outreach, Legal, Public Speaking, Community Development, Proofreading, Storytelling, Public Relations, Creative Writing
Education
The University of British Columbia 1969 — 1977
Bachelor of Laws, Bachelor of Arts, Law, English
Gunnar Mines, Lake Athabasca
Gunnar Mines, Lake Athabasca
Gunnar Mines, Lake Athabasca
Peninsula Productions February 2012 - Present
Dress for Success January 2011 - Present
Giving is Receiving December 2011 - December 2014
Read BC 2011 - 2012
DuMoulin Black LLP January 2000 - March 2010
Brodie Morrice, Richmond BC. January 1988 - December 1989
Morton & Company January 1984 - December 1987
BC Securities Commission January 1982 - December 1983
Macrae, Montgomery, Spring & Cunningham January 1977 - December 1981
Skills
Writing, Oral and written..., Organizational and..., Spanish, Non-profits, Blogging, Philanthropy, Legal knowledge, Editing, Communication, Board Development, Strategic Planning, Organizational Structure, Plannning, Nonprofits, Fundraising, Volunteer Management, Community Outreach, Legal, Public Speaking, Community Development, Proofreading, Storytelling, Public Relations, Creative Writing
Education
The University of British Columbia 1969 — 1977
Bachelor of Laws, Bachelor of Arts, Law, English
Gunnar Mines, Lake Athabasca
Gunnar Mines, Lake Athabasca
Gunnar Mines, Lake Athabasca
Richard Gilhooley Richard Gilhooley's BC Securities Commission Experience March 2011 - Present
Job Media Relations Officer for BC Securities Commission
Industry Public Relations and Communications
Experience
BC Securities Commission March 2011 - Present
NATIONAL Public Relations April 2008 - March 2011
First Nations Financial Management Board May 2002 - December 2006
Citibank International October 1999 - October 2000
Commerzbank AG February 1999 - January 2000
Education
The University of Edinburgh 2000 — 2002
MSc, Writing and Cultural Politics
University of Victoria 1994 — 1998
BA, English
BC Securities Commission March 2011 - Present
NATIONAL Public Relations April 2008 - March 2011
First Nations Financial Management Board May 2002 - December 2006
Citibank International October 1999 - October 2000
Commerzbank AG February 1999 - January 2000
Education
The University of Edinburgh 2000 — 2002
MSc, Writing and Cultural Politics
University of Victoria 1994 — 1998
BA, English
Thomas Karoutsos's BC Securities Commission Experience November 2012 - March 2014
Job Senior Applications Integration and Network Specialist at British Columbia Securities Commission
Industry Financial Services
Experience
British Columbia Securities Commission April 2014 - Present
BC Securities Commission November 2012 - March 2014
BC Securities Commission July 2002 - November 2012
BC Securities Commission October 2000 - June 2002
CGI January 1998 - August 2000
CDSL (Co-Operatores Data Services Ltd) January 1984 - January 1998
Geac Canada Ltd August 1976 - January 1984
Skills
IP Networking; Static..., DRP; Design to..., Windows Server..., IT Governance..., Firewalls (Checkpoint)..., Management, Coaching..., Technical Architecture, Designs, Windows Server, Information Systems, Configurations, Routing, Checkpoint, Leadership, TCP/IP, VMware, PKI and digital..., VPN, Data Center, Network Security, Integration, IT Operations, System Deployment, IT Management, Software Development, Storage Area Networks, Firewalls, VMware ESX, Virtualization, Disaster Recovery, Security, IIS
Education
IASA 2012 — 2012
BCIT 1995 — 2006
City University of Seattle 1987 — 1991
Bachelor of Commerce (B.Com.)
Langara 1974 — 1976
Diploma in Data Processing
British Columbia Securities Commission April 2014 - Present
BC Securities Commission November 2012 - March 2014
BC Securities Commission July 2002 - November 2012
BC Securities Commission October 2000 - June 2002
CGI January 1998 - August 2000
CDSL (Co-Operatores Data Services Ltd) January 1984 - January 1998
Geac Canada Ltd August 1976 - January 1984
Skills
IP Networking; Static..., DRP; Design to..., Windows Server..., IT Governance..., Firewalls (Checkpoint)..., Management, Coaching..., Technical Architecture, Designs, Windows Server, Information Systems, Configurations, Routing, Checkpoint, Leadership, TCP/IP, VMware, PKI and digital..., VPN, Data Center, Network Security, Integration, IT Operations, System Deployment, IT Management, Software Development, Storage Area Networks, Firewalls, VMware ESX, Virtualization, Disaster Recovery, Security, IIS
Education
IASA 2012 — 2012
BCIT 1995 — 2006
City University of Seattle 1987 — 1991
Bachelor of Commerce (B.Com.)
Langara 1974 — 1976
Diploma in Data Processing
Margarita Vasquez, CFP, CIM's BC Securities Commission Experience 1999 - 2000
Job Financial Advisor
Industry Financial Services
Experience
Nicola Wealth Management August 2001 - May 2015
BC Securities Commission 1999 - 2000
Skills
Wealth Management, Retirement, Retirement Planning, Sales, Investments, Strategic Financial..., Customer Service, Estate Planning, Investment Strategies, Insurance, Investment Advisory, Wealth, Financial Modeling, Banking, Life Insurance, Business Analysis, Financial Services, Financial Advisory, Portfolio Management, Business Development, Equities, Budgets, Mutual Funds, Financial Analysis, Asset Management, Microsoft Excel, Risk Management, Financial Planning
Education
Financial Planners Standards Council (CFP) 2007 — 2007
Certified Financial Planner
British Columbia Institute of Technology 2002 — 2005
Financial Planning
Universidad de los Andes (VE) 1996 — 2000
Public Accounting
Nicola Wealth Management August 2001 - May 2015
BC Securities Commission 1999 - 2000
Skills
Wealth Management, Retirement, Retirement Planning, Sales, Investments, Strategic Financial..., Customer Service, Estate Planning, Investment Strategies, Insurance, Investment Advisory, Wealth, Financial Modeling, Banking, Life Insurance, Business Analysis, Financial Services, Financial Advisory, Portfolio Management, Business Development, Equities, Budgets, Mutual Funds, Financial Analysis, Asset Management, Microsoft Excel, Risk Management, Financial Planning
Education
Financial Planners Standards Council (CFP) 2007 — 2007
Certified Financial Planner
British Columbia Institute of Technology 2002 — 2005
Financial Planning
Universidad de los Andes (VE) 1996 — 2000
Public Accounting
Claudio Puyssegur's BC Securities Commission Experience June 2013 - October 2013
Job Systems Support Analyst looking for new opportunities
Industry Information Technology and Services
Experience
CGI December 2013 - June 2015
BC Securities Commission June 2013 - October 2013
HSBC March 2013 - June 2013
Canadian Tourism Commission March 2011 - November 2012
Township of Langley September 2010 - December 2010
VANOC September 2009 - March 2010
Community Living BC August 2008 - August 2009
Accenture/Best Buy Canada September 2007 - March 2008
New Westminster Police Department December 2003 - May 2005
Forintek Canada Corp. May 1999 - May 2002
Skills
Desktop Computers, Help Desk Support, Microsoft Office, Technical Support, Laptops, Blackberry Enterprise..., Windows 7, Troubleshooting, Network Administration, VPN, Networking, Citrix, Computer Hardware, Operating Systems, Active Directory, Microsoft Exchange, Hardware, Windows XP, Software Installation, Printers
Education
Kwantlen University College 1986 — 1989
Diploma, Business Administration Program
Richmond High - Richmond, BC 1980 — 1982
CGI December 2013 - June 2015
BC Securities Commission June 2013 - October 2013
HSBC March 2013 - June 2013
Canadian Tourism Commission March 2011 - November 2012
Township of Langley September 2010 - December 2010
VANOC September 2009 - March 2010
Community Living BC August 2008 - August 2009
Accenture/Best Buy Canada September 2007 - March 2008
New Westminster Police Department December 2003 - May 2005
Forintek Canada Corp. May 1999 - May 2002
Skills
Desktop Computers, Help Desk Support, Microsoft Office, Technical Support, Laptops, Blackberry Enterprise..., Windows 7, Troubleshooting, Network Administration, VPN, Networking, Citrix, Computer Hardware, Operating Systems, Active Directory, Microsoft Exchange, Hardware, Windows XP, Software Installation, Printers
Education
Kwantlen University College 1986 — 1989
Diploma, Business Administration Program
Richmond High - Richmond, BC 1980 — 1982
Dean Pelkey's BC Securities Commission Experience 2000 - 2001
Job Director of Communications at The Fraser Institute
Industry Think Tanks
Experience
The Fraser Institute 2006 - Present
Terasen Gas (Now Fortis BC) April 2001 - September 2006
BC Securities Commission 2000 - 2001
ICBC 1995 - 2000
Richmond News 1991 - 1995
Medicine Hat News 1989 - 1991
Skills
Editing, Media Relations, Corporate Communications, Strategic Communications, Marketing Communications, Crisis Communications, Public Relations, Newsletters, Copy Editing, Journalism, Press Releases, Speech Writing, Public Policy, Public Affairs, Public Speaking, Blogging, Communications Planning, Editorial, Social Media, Reputation Management, Newspapers
Education
Langara College 1988 — 1989
Certificate, Journalism
The University of British Columbia 1980 — 1985
BFA, Creative Writing
The Fraser Institute 2006 - Present
Terasen Gas (Now Fortis BC) April 2001 - September 2006
BC Securities Commission 2000 - 2001
ICBC 1995 - 2000
Richmond News 1991 - 1995
Medicine Hat News 1989 - 1991
Skills
Editing, Media Relations, Corporate Communications, Strategic Communications, Marketing Communications, Crisis Communications, Public Relations, Newsletters, Copy Editing, Journalism, Press Releases, Speech Writing, Public Policy, Public Affairs, Public Speaking, Blogging, Communications Planning, Editorial, Social Media, Reputation Management, Newspapers
Education
Langara College 1988 — 1989
Certificate, Journalism
The University of British Columbia 1980 — 1985
BFA, Creative Writing
Vikram Sohpaul Vikram Sohpaul's BC Securities Commission Experience July 2010 - Present
Job Expert Senior .Net Application Developer
Industry Information Technology and Services
Experience
BC Securities Commission July 2010 - Present
OmniRIM Solutions Inc. May 2008 - May 2010
Arab Insurance Group May 2005 - March 2009
Al Nadeem Information Technology, Bahrain 2004 - 2005
Skills
ASP.NET, AJAX, VB.NET, XML, C#, LINQ, Oracle, Microsoft SQL Server, .NET, SQL, Software Development, Agile Methodologies, Software Project..., Crystal Reports, JavaScript, ASP.NET AJAX, Requirements Analysis, IIS, Visual Studio, Entity Framework, Web Applications, ADO.NET, Databases, Windows Services, SSRS, Silverlight, PL/SQL, T-SQL, SSIS, jQuery, NUnit, OOP, WinForms, Agile Project Management, Design Patterns, SOA, Data Warehousing, Software Engineering, CSS, Software Design, Testing, SDLC, Enterprise Software, Business Intelligence
Education
ITIL 2014 — 2014
ITIL (IT Infrastructure Library) Service Management certification, Information Technology
Microsoft 2014 — 2014
SSAS 2012, SQL Server
Microsoft 2013 — 2013
SSIS 2012, Database ETL
Microsoft 2002 — 2003
MCAD.Net, Computer Application Development
Cisco 2002 — 2002
CCNA, Networking
Department Of Electronics, Delhi 2000 — 2002
MCA, Computer Applications
Microsoft 2001 — 2001
MCP, Computers
NIIT 1999 — 2000
Diploma in Network Centered computing, Computer Applications & Networking
Delhi University 1996 — 1999
B. Com, Commerce
BC Securities Commission July 2010 - Present
OmniRIM Solutions Inc. May 2008 - May 2010
Arab Insurance Group May 2005 - March 2009
Al Nadeem Information Technology, Bahrain 2004 - 2005
Skills
ASP.NET, AJAX, VB.NET, XML, C#, LINQ, Oracle, Microsoft SQL Server, .NET, SQL, Software Development, Agile Methodologies, Software Project..., Crystal Reports, JavaScript, ASP.NET AJAX, Requirements Analysis, IIS, Visual Studio, Entity Framework, Web Applications, ADO.NET, Databases, Windows Services, SSRS, Silverlight, PL/SQL, T-SQL, SSIS, jQuery, NUnit, OOP, WinForms, Agile Project Management, Design Patterns, SOA, Data Warehousing, Software Engineering, CSS, Software Design, Testing, SDLC, Enterprise Software, Business Intelligence
Education
ITIL 2014 — 2014
ITIL (IT Infrastructure Library) Service Management certification, Information Technology
Microsoft 2014 — 2014
SSAS 2012, SQL Server
Microsoft 2013 — 2013
SSIS 2012, Database ETL
Microsoft 2002 — 2003
MCAD.Net, Computer Application Development
Cisco 2002 — 2002
CCNA, Networking
Department Of Electronics, Delhi 2000 — 2002
MCA, Computer Applications
Microsoft 2001 — 2001
MCP, Computers
NIIT 1999 — 2000
Diploma in Network Centered computing, Computer Applications & Networking
Delhi University 1996 — 1999
B. Com, Commerce
Ken Ontko's BC Securities Commission Experience September 1992 - September 1997
Job SVP & CIO at BCAA
Industry Consumer Services
Experience
BCAA 1997 - Present
CIO Association of Canada - Vancouver Chapter 2009 - 2013
SFU - MOT Program September 2004 - September 2005
BC Securities Commission September 1992 - September 1997
Metasoft Systems October 1988 - August 1992
Seaboard Life Insurance September 1986 - July 1988
BC Hydro 1980 - 1986
Skills
Technology..., IT Operations, Business Transformation, Reinsurance, Enterprise Architecture, PMO, Data Warehousing, IT Management, Insurance, Data Center, Process Engineering, Governance, Re-engineering, Outsourcing, Project Portfolio..., Alignment, Change Management, Strategic Planning, Application Development, E-business, Disaster Recovery, Strategic Business, Executive Management, Call Center, E-commerce, Business Analysis, Project Delivery, SDLC, Integration, Business Strategy, Customer Experience, Architecture, Engagement, Strategic Leadership, Corporate Management, Management Consulting, Management, Requirements Analysis, Business Intelligence, Vendor Management, Information Technology, Program Management, Cloud Computing, Enterprise Software, Business Process
Education
Simon Fraser University 1999 — 2001
MBA
Simon Fraser University 1977 — 1981
Bachelor of Arts (BA), Computer Science & Commerce, 4.0
BCAA 1997 - Present
CIO Association of Canada - Vancouver Chapter 2009 - 2013
SFU - MOT Program September 2004 - September 2005
BC Securities Commission September 1992 - September 1997
Metasoft Systems October 1988 - August 1992
Seaboard Life Insurance September 1986 - July 1988
BC Hydro 1980 - 1986
Skills
Technology..., IT Operations, Business Transformation, Reinsurance, Enterprise Architecture, PMO, Data Warehousing, IT Management, Insurance, Data Center, Process Engineering, Governance, Re-engineering, Outsourcing, Project Portfolio..., Alignment, Change Management, Strategic Planning, Application Development, E-business, Disaster Recovery, Strategic Business, Executive Management, Call Center, E-commerce, Business Analysis, Project Delivery, SDLC, Integration, Business Strategy, Customer Experience, Architecture, Engagement, Strategic Leadership, Corporate Management, Management Consulting, Management, Requirements Analysis, Business Intelligence, Vendor Management, Information Technology, Program Management, Cloud Computing, Enterprise Software, Business Process
Education
Simon Fraser University 1999 — 2001
MBA
Simon Fraser University 1977 — 1981
Bachelor of Arts (BA), Computer Science & Commerce, 4.0
Earl Hong Tai Earl Hong Tai's BC Securities Commission Experience January 1988 - March 1993
Job CoFounder at Kibooco Interactive Inc./Business Advisor
Industry Management Consulting
Experience
Kibooco Interactive Inc. March 2011 - Present
Earl Hong Tai, CA April 2010 - Present
Telefilm Canada September 2002 - April 2010
Telefilm Canada September 2002 - December 2005
Telefilm Canada January 2002 - September 2002
Earl Hong Tai Consulting April 1993 - December 2001
Telefilm Canada October 1997 - April 2001
BC Securities Commission January 1988 - March 1993
Skills
Strategic Planning, Business Development, Business Planning, Digital Media, Film, Television, Strategy, Entertainment, Entrepreneurship, Start-ups, Social Media, Documentaries, Film Production, New Media, Management, Broadcast, Mobile Devices, Leadership, Budgets, Team Leadership, Finance, Program Management
Education
Institute of Chartered Accountants of BC
The University of British Columbia
B.Comm, Accounting
Kibooco Interactive Inc. March 2011 - Present
Earl Hong Tai, CA April 2010 - Present
Telefilm Canada September 2002 - April 2010
Telefilm Canada September 2002 - December 2005
Telefilm Canada January 2002 - September 2002
Earl Hong Tai Consulting April 1993 - December 2001
Telefilm Canada October 1997 - April 2001
BC Securities Commission January 1988 - March 1993
Skills
Strategic Planning, Business Development, Business Planning, Digital Media, Film, Television, Strategy, Entertainment, Entrepreneurship, Start-ups, Social Media, Documentaries, Film Production, New Media, Management, Broadcast, Mobile Devices, Leadership, Budgets, Team Leadership, Finance, Program Management
Education
Institute of Chartered Accountants of BC
The University of British Columbia
B.Comm, Accounting
Loring (Bohach) Trent Loring (Bohach) Trent's BC Securities Commission Experience 2003 - June 2007
Job Project Manager at Raymond James
Industry Financial Services
Experience
Raymond James December 2012 - Present
Canaccord Financial September 2009 - July 2012
egX Canada June 2007 - October 2008
BC Securities Commission 2003 - June 2007
360networks 2000 - 2003
Vancouver Stock Exchange/CDNX 1989 - 2000
Skills
Business Analysis, SDLC, Risk Management, Integration, Team Management, Telecommunications, Project Management, Change Management, Business Process, Project Planning, Software Project..., Requirements Analysis, IT Strategy, Business Process..., Vendor Management, Governance, Securities, Team Leadership
Education
The University of British Columbia 2006 — 2007
Art History, Religious Studies, Latin
Capilano University 1999 — 2007
Art History, English Literature, Philosophy
Raymond James December 2012 - Present
Canaccord Financial September 2009 - July 2012
egX Canada June 2007 - October 2008
BC Securities Commission 2003 - June 2007
360networks 2000 - 2003
Vancouver Stock Exchange/CDNX 1989 - 2000
Skills
Business Analysis, SDLC, Risk Management, Integration, Team Management, Telecommunications, Project Management, Change Management, Business Process, Project Planning, Software Project..., Requirements Analysis, IT Strategy, Business Process..., Vendor Management, Governance, Securities, Team Leadership
Education
The University of British Columbia 2006 — 2007
Art History, Religious Studies, Latin
Capilano University 1999 — 2007
Art History, English Literature, Philosophy
Dean Holley's BC Securities Commission Experience 1992 - 1996
Job Owner, CMC Capital Market Consulting Corp.
Industry Capital Markets
Experience
CMC Capital Market Consulting Corp. December 1996 - Present
BC Securities Commission 1992 - 1996
BC Securities Commission December 1989 - December 1992
BC Securities Commission October 1987 - December 1989
Vancouver Stock Exchange March 1985 - October 1987
Skills
Securities, Securities Regulation, Equities, Capital Markets, IPO, Financial Markets, Litigation, Investments, Corporate Finance, Corporate Governance, Asset Management, Portfolio Management, Fraud, AML, Private Equity, Investor Relations, Venture Capital, Hedge Funds, Due Diligence, Investment Advisory, Alternative Investments, Investment Management, Wealth Management, Mutual Funds, Anti Money Laundering
Education
The University of British Columbia 1975 — 1980
B. Comm, Finance
CMC Capital Market Consulting Corp. December 1996 - Present
BC Securities Commission 1992 - 1996
BC Securities Commission December 1989 - December 1992
BC Securities Commission October 1987 - December 1989
Vancouver Stock Exchange March 1985 - October 1987
Skills
Securities, Securities Regulation, Equities, Capital Markets, IPO, Financial Markets, Litigation, Investments, Corporate Finance, Corporate Governance, Asset Management, Portfolio Management, Fraud, AML, Private Equity, Investor Relations, Venture Capital, Hedge Funds, Due Diligence, Investment Advisory, Alternative Investments, Investment Management, Wealth Management, Mutual Funds, Anti Money Laundering
Education
The University of British Columbia 1975 — 1980
B. Comm, Finance
Bruce Krutow's BC Securities Commission Experience 1989 - 1996
Job VP Compliance at Raymond James Ltd.
Industry Financial Services
Experience
Raymond James Ltd. January 2003 - Present
Yorkton Securities 1997 - 2002
BC Securities Commission 1989 - 1996
Skills
Securities, Investment Advisory, Mutual Funds, Investments, Equities, Capital Markets, Wealth Management, Alternative Investments, Due Diligence, Asset Managment, Fixed Income, Risk Management, Financial Services, Finance
Education
The University of British Columbia 1981 — 1989
BSc (Honors) Geology; MBA (Finance)
Raymond James Ltd. January 2003 - Present
Yorkton Securities 1997 - 2002
BC Securities Commission 1989 - 1996
Skills
Securities, Investment Advisory, Mutual Funds, Investments, Equities, Capital Markets, Wealth Management, Alternative Investments, Due Diligence, Asset Managment, Fixed Income, Risk Management, Financial Services, Finance
Education
The University of British Columbia 1981 — 1989
BSc (Honors) Geology; MBA (Finance)
Winko Chan's BC Securities Commission Experience September 2001 - Present
Job Software Developer at BC Securities Commission
Industry Government Administration
Experience
BC Securities Commission September 2001 - Present
HSBC Group Development Centre September 1998 - February 2001
Epson (HK) Limited November 1994 - November 1997
Skills
.NET, Microsoft SQL Server, ASP.NET, C#, SQL, IIS, Agile Methodologies, Enterprise Architecture, Software Project..., Software Development, VB.NET, Web Applications, Integration, Web Services
Education
University of Bath 1990 — 1994
Bsc, Software Technology
BC Securities Commission September 2001 - Present
HSBC Group Development Centre September 1998 - February 2001
Epson (HK) Limited November 1994 - November 1997
Skills
.NET, Microsoft SQL Server, ASP.NET, C#, SQL, IIS, Agile Methodologies, Enterprise Architecture, Software Project..., Software Development, VB.NET, Web Applications, Integration, Web Services
Education
University of Bath 1990 — 1994
Bsc, Software Technology
Warren Newton's BC Securities Commission Experience 2000 - 2005
Job Director, Internal Audit at Central 1 Credit Union
Industry Financial Services
Experience
Central 1 Credit Union 2012 - Present
Institute of Internal Auditors - Vancouver Chapter 2008 - Present
PowellDorian Services Inc. 2007 - 2011
Westport Innovations 2006 - 2007
HSBC Bank Canada 2005 - 2006
BC Securities Commission 2000 - 2005
Standard Bank 1993 - 2000
Skills
Internal Audit, Internal Controls, Compliance Audits, Corporate Governance, Risk Assessment, Enterprise Risk..., Process Improvement, Risk Management, Governance, Auditing, Operational Risk..., Assurance, IT Audit, COSO, Financial Reporting, Business Process..., Financial Analysis
Education
Heriot-Watt University
MBA, Business Administration
University of South Africa/Universiteit van Suid-Afrika
B.Com, Accounting/Internal Auditing
Central 1 Credit Union 2012 - Present
Institute of Internal Auditors - Vancouver Chapter 2008 - Present
PowellDorian Services Inc. 2007 - 2011
Westport Innovations 2006 - 2007
HSBC Bank Canada 2005 - 2006
BC Securities Commission 2000 - 2005
Standard Bank 1993 - 2000
Skills
Internal Audit, Internal Controls, Compliance Audits, Corporate Governance, Risk Assessment, Enterprise Risk..., Process Improvement, Risk Management, Governance, Auditing, Operational Risk..., Assurance, IT Audit, COSO, Financial Reporting, Business Process..., Financial Analysis
Education
Heriot-Watt University
MBA, Business Administration
University of South Africa/Universiteit van Suid-Afrika
B.Com, Accounting/Internal Auditing
Andy Poon's BC Securities Commission Experience January 2011 - June 2014
Job Manager, Investor & Industry Education at British Columbia Securities Commission
Industry Capital Markets
Experience
British Columbia Securities Commission June 2014 - Present
BC Securities Commission January 2011 - June 2014
BC Securities Commission January 2010 - June 2010
BC Securities Commission September 2003 - December 2009
BC Securities Commission April 2001 - September 2003
University of British Columbia 1999 - 2001
Eli Lilly and Company 1998 - 1999
The Vancouver Sun 1997 - 1998
The Globe and Mail 1997 - 1997
Dow Jones Newswires 1997 - 1997
Skills
Media Relations, Strategic Communications, Crisis Communications, Community Development, Public Relations, Corporate Communications, Public Speaking, Press Releases, Strategic Planning, Communications Planning, Newsletters, Publicity, Social Media, Journalism, Web Content, Publications, Copy Editing, Government Relations, Writing, Editing, Issues Management, Speech Writing, Marketing Communications, Blogging, Community Outreach, Community Relations, Public Affairs, Management
Education
Dalhousie University
MBA & BSc, Business Administration & Science
Western University
MA, Journalism
British Columbia Securities Commission June 2014 - Present
BC Securities Commission January 2011 - June 2014
BC Securities Commission January 2010 - June 2010
BC Securities Commission September 2003 - December 2009
BC Securities Commission April 2001 - September 2003
University of British Columbia 1999 - 2001
Eli Lilly and Company 1998 - 1999
The Vancouver Sun 1997 - 1998
The Globe and Mail 1997 - 1997
Dow Jones Newswires 1997 - 1997
Skills
Media Relations, Strategic Communications, Crisis Communications, Community Development, Public Relations, Corporate Communications, Public Speaking, Press Releases, Strategic Planning, Communications Planning, Newsletters, Publicity, Social Media, Journalism, Web Content, Publications, Copy Editing, Government Relations, Writing, Editing, Issues Management, Speech Writing, Marketing Communications, Blogging, Community Outreach, Community Relations, Public Affairs, Management
Education
Dalhousie University
MBA & BSc, Business Administration & Science
Western University
MA, Journalism
Patrick James's BC Securities Commission Experience November 2010 - February 2011
Job Working on Book titled "Manifesting Effective Sociological Structures"
Industry Information Technology and Services
Experience
Book titled "Manifesting Effective Sociological Structures" CIS PeopleSoft Portfolio/Projects Manager & Consultant to the EPMO DirectorFirst Nations Health AuthorityJuly 2014 - June 2015
Group Health Global June 2011 - February 2014
Group Health Global 2011 - 2013
BC Securities Commission November 2010 - February 2011
Ritchie Brothers Auctioneers January 2007 - March 2008
Ritchie Bros. Auctioneers 2007 - 2008
Rogers Group of Companies 2005 - 2006
Aquasym Technologies 2002 - 2005
INSURANCE SUPPORT SERVICES, ICBC, 2000 - 2002
WEYERHAEUSER 2000 - 2000
Skills
Scrum, Business Process..., Program Management, C#, Agile Methodologies, Oracle, SDLC, Management, PMO, Waterfall, PMP, Strategic Planning, Agile Project Management, Software Development, Java, CRM, Leadership, MS Project, SOA, Testing, Microsoft SQL Server, Quality Assurance, Business Analysis, Project Planning, Project Management, Process Improvement, HTML, RUP, Team Leadership, Budgets, Requirements Gathering, Software Quality..., Training, Requirements Analysis, ERP, Account Management, .NET, Systems Analysis, Integration, Software Project..., SQL, Project Portfolio..., Visio, Business Process, Resource Management, SharePoint, IT Strategy, Business Intelligence, Enterprise Architecture, Vendor Management
Education
Acadia University 1978 — 1982
Bachelor's Degree, Computer Science
Acadia University 1978 — 1982
Bachelor of Computer Science (Minor in Business), Computer Science
Canadian Military 1977 — 1978
POET - Performance Oriented Electronics Tracking (Comm Tech), IASW - Inflight Anti-Submarine Warfare
D'arcy Magee Technical School 1975 — 1977
Apprentice Electrician, Construction Electrician
Book titled "Manifesting Effective Sociological Structures" CIS PeopleSoft Portfolio/Projects Manager & Consultant to the EPMO DirectorFirst Nations Health AuthorityJuly 2014 - June 2015
Group Health Global June 2011 - February 2014
Group Health Global 2011 - 2013
BC Securities Commission November 2010 - February 2011
Ritchie Brothers Auctioneers January 2007 - March 2008
Ritchie Bros. Auctioneers 2007 - 2008
Rogers Group of Companies 2005 - 2006
Aquasym Technologies 2002 - 2005
INSURANCE SUPPORT SERVICES, ICBC, 2000 - 2002
WEYERHAEUSER 2000 - 2000
Skills
Scrum, Business Process..., Program Management, C#, Agile Methodologies, Oracle, SDLC, Management, PMO, Waterfall, PMP, Strategic Planning, Agile Project Management, Software Development, Java, CRM, Leadership, MS Project, SOA, Testing, Microsoft SQL Server, Quality Assurance, Business Analysis, Project Planning, Project Management, Process Improvement, HTML, RUP, Team Leadership, Budgets, Requirements Gathering, Software Quality..., Training, Requirements Analysis, ERP, Account Management, .NET, Systems Analysis, Integration, Software Project..., SQL, Project Portfolio..., Visio, Business Process, Resource Management, SharePoint, IT Strategy, Business Intelligence, Enterprise Architecture, Vendor Management
Education
Acadia University 1978 — 1982
Bachelor's Degree, Computer Science
Acadia University 1978 — 1982
Bachelor of Computer Science (Minor in Business), Computer Science
Canadian Military 1977 — 1978
POET - Performance Oriented Electronics Tracking (Comm Tech), IASW - Inflight Anti-Submarine Warfare
D'arcy Magee Technical School 1975 — 1977
Apprentice Electrician, Construction Electrician
Peace Corps
U.S. Geological Survey (USGS)
USDA-ARS
FDIC
National Science Foundation
NOAA
USIS
Texas Department of Transportation