Regional Brokerage Firm
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Regional Brokerage Firm Employees
Employee
Years
Job
Industry
Bill Souders Bill Souders's Regional Brokerage Firm Experience Senior VPRBC capital markets1998 - 2009
Job Sales
Industry Financial Services
Experience
regional brokerage firm Senior VPRBC capital markets1998 - 2009
Skills
Capital Markets, Securities, Series 7, Fixed Income, Equities, Bloomberg, Bonds, Asset Management, Electronic Trading, Structured Products
Education
Loyola University Chicago
Master of Business Administration (M.B.A.)
Southern Methodist University
Engineer's Degree, BSCE
regional brokerage firm Senior VPRBC capital markets1998 - 2009
Skills
Capital Markets, Securities, Series 7, Fixed Income, Equities, Bloomberg, Bonds, Asset Management, Electronic Trading, Structured Products
Education
Loyola University Chicago
Master of Business Administration (M.B.A.)
Southern Methodist University
Engineer's Degree, BSCE
Clay Simpson, CPA Clay Simpson, CPA's Regional Brokerage Firm Experience November 2012 - September 2013
Job Assistant Controller
Industry Transportation/Trucking/Railroad
Experience
P&S Transportation September 2013 - Present
P&S Transportation September 2013 - Present
Regional Brokerage Firm November 2012 - September 2013
IBERIABANK September 2012 - November 2012
Regional Brokerage Firm August 2009 - September 2012
Regional Brokerage Firm May 2005 - August 2009
Skills
Financial Analysis, Accounting, Financial Reporting, Financial Modeling, General Ledger, Cash Management, Financial Statements, Financial Accounting, Securities, Valuation, Corporate Finance, Tax Preparation, Internal Controls, QuickBooks, Income Tax, Asset Management, Banking, Credit, Due Diligence, Finance, Forecasting, GAAP, Portfolio Management, Insurance, Treasury Management, US GAAP, Account Reconciliation, Payroll, Tax, Microsoft Excel, Fixed Assets, Cost Accounting, Data Analysis, Outlook, Bank Reconciliation, Bonds, Journal Entries, CPA
Education
University of Alabama at Birmingham 2005 — 2009
BS, Accounting
P&S Transportation September 2013 - Present
P&S Transportation September 2013 - Present
Regional Brokerage Firm November 2012 - September 2013
IBERIABANK September 2012 - November 2012
Regional Brokerage Firm August 2009 - September 2012
Regional Brokerage Firm May 2005 - August 2009
Skills
Financial Analysis, Accounting, Financial Reporting, Financial Modeling, General Ledger, Cash Management, Financial Statements, Financial Accounting, Securities, Valuation, Corporate Finance, Tax Preparation, Internal Controls, QuickBooks, Income Tax, Asset Management, Banking, Credit, Due Diligence, Finance, Forecasting, GAAP, Portfolio Management, Insurance, Treasury Management, US GAAP, Account Reconciliation, Payroll, Tax, Microsoft Excel, Fixed Assets, Cost Accounting, Data Analysis, Outlook, Bank Reconciliation, Bonds, Journal Entries, CPA
Education
University of Alabama at Birmingham 2005 — 2009
BS, Accounting
Shari Greene Shari Greene's Regional Brokerage Firm Experience August 2014 - Present
Job Experienced IT/Help Desk, Sales and Administrative
Industry Information Technology and Services
Experience
Regional Brokerage Firm August 2014 - Present
Anything Goes Catering August 2011 - January 2015
Home Gallery Stores October 2012 - July 2014
Pomoco Nissan Auto Group July 2006 - August 2010
Verizon FiOS December 2005 - July 2006
Sentara Healthcare July 2005 - November 2005
ECPI University August 2004 - June 2005
The Daily Press February 1998 - July 2004
Skills
Event Planning, Event Management, Customer Service, Training, Leadership, Program Management, Community Outreach, Nonprofits, Software Documentation, Recruiting, Fundraising, Policy, Human Resources, Analysis, Customer Satisfaction, Sales, Public Relations, Public Speaking, Team Building, PowerPoint, Social Media, Facebook, Microsoft Office, Inventory Management, Microsoft Excel, Microsoft Word, Management, Leadership Development, Marketing, Social Media Marketing
Education
ECPI University 1997 — 1998
Associates of Applied Science, Computer Systems Administration & Network Technology
ECPI College of Technology
Associate of Science (AS), Network and System Administration/Administrator
Regional Brokerage Firm August 2014 - Present
Anything Goes Catering August 2011 - January 2015
Home Gallery Stores October 2012 - July 2014
Pomoco Nissan Auto Group July 2006 - August 2010
Verizon FiOS December 2005 - July 2006
Sentara Healthcare July 2005 - November 2005
ECPI University August 2004 - June 2005
The Daily Press February 1998 - July 2004
Skills
Event Planning, Event Management, Customer Service, Training, Leadership, Program Management, Community Outreach, Nonprofits, Software Documentation, Recruiting, Fundraising, Policy, Human Resources, Analysis, Customer Satisfaction, Sales, Public Relations, Public Speaking, Team Building, PowerPoint, Social Media, Facebook, Microsoft Office, Inventory Management, Microsoft Excel, Microsoft Word, Management, Leadership Development, Marketing, Social Media Marketing
Education
ECPI University 1997 — 1998
Associates of Applied Science, Computer Systems Administration & Network Technology
ECPI College of Technology
Associate of Science (AS), Network and System Administration/Administrator
Marcia Lynn Richardson, CFP Marcia Lynn Richardson, CFP's Regional Brokerage Firm Experience 1998 - 2001
Job Principal at Mercer Investment Consulting
Industry Investment Management
Experience
Mercer Investments May 2014 - Present
Tennessee Valley Authority January 2009 - April 2014
BB&T 2004 - 2007
Regional Brokerage Firm 1998 - 2001
Dain Rauscher (RBC Capital Markets) 1996 - 1998
EVEREN (Wells Fargo) 1993 - 1996
Skills
Investments, Proprietary Trading, Hedge Funds, Portfolio Management, Trading, Options, Asset Allocation, Equities, Hedging, Investment Management, Investment Strategies, Derivatives, Capital Markets, Securities, Alternative Investments, Equity Trading, Investment Advisory, Nuclear Decommissioning...
Education
Occidental College
University of Illinois at Urbana-Champaign
BA, Liberal Arts and Sciences, Literature
Mercer Investments May 2014 - Present
Tennessee Valley Authority January 2009 - April 2014
BB&T 2004 - 2007
Regional Brokerage Firm 1998 - 2001
Dain Rauscher (RBC Capital Markets) 1996 - 1998
EVEREN (Wells Fargo) 1993 - 1996
Skills
Investments, Proprietary Trading, Hedge Funds, Portfolio Management, Trading, Options, Asset Allocation, Equities, Hedging, Investment Management, Investment Strategies, Derivatives, Capital Markets, Securities, Alternative Investments, Equity Trading, Investment Advisory, Nuclear Decommissioning...
Education
Occidental College
University of Illinois at Urbana-Champaign
BA, Liberal Arts and Sciences, Literature
Steve Sikorski Steve Sikorski's Regional Brokerage Firm Experience January 2013 - Present
Job Corporate Actions Team Lead at Regional Brokerage Firm
Industry Financial Services
Experience
Regional Brokerage Firm January 2013 - Present
Regional Brokerage Firm October 2010 - January 2013
AT&T August 2009 - October 2010
Superior Grill September 2000 - August 2009
Skills
Microsoft Excel, Call Centers, Process Improvement, Vendor Management, Outlook, Customer Satisfaction, Customer Service, Sales, Microsoft Office, Marketing, Business Analysis, PowerPoint, Teamwork, Project Management
Education
University of Alabama 1992 — 1996
Bachelor's degree, Health/Health Care Administration/Management
Regional Brokerage Firm January 2013 - Present
Regional Brokerage Firm October 2010 - January 2013
AT&T August 2009 - October 2010
Superior Grill September 2000 - August 2009
Skills
Microsoft Excel, Call Centers, Process Improvement, Vendor Management, Outlook, Customer Satisfaction, Customer Service, Sales, Microsoft Office, Marketing, Business Analysis, PowerPoint, Teamwork, Project Management
Education
University of Alabama 1992 — 1996
Bachelor's degree, Health/Health Care Administration/Management
Meredith Carroll's Regional Brokerage Firm Experience October 2010 - Present
Job Human Resources Benefit/Payroll Coordinator and Photographer at Meredith Carroll Photography
Industry Human Resources
Experience
Regional Brokerage Firm October 2010 - Present
Regional Brokerage Firm October 2010 - July 2014
Private Gallery January 2007 - October 2010
Skills
ADP, Microsoft Office, Photoshop, QuarkXPress, ADP Payroll, ADP HRB, Outlook, FMLA, Employee Benefits, Employee Relations, Benefits Administration, Payroll, Recruiting, Human Resources, Disability Insurance, Management, Onboarding, HRIS, Administration, Deferred Compensation, Training, Customer Service, Talent Acquisition
Education
Auburn University 2002 — 2006
Bachelor's of Arts, Journalism, Communications
Edgewater High School
Regional Brokerage Firm October 2010 - Present
Regional Brokerage Firm October 2010 - July 2014
Private Gallery January 2007 - October 2010
Skills
ADP, Microsoft Office, Photoshop, QuarkXPress, ADP Payroll, ADP HRB, Outlook, FMLA, Employee Benefits, Employee Relations, Benefits Administration, Payroll, Recruiting, Human Resources, Disability Insurance, Management, Onboarding, HRIS, Administration, Deferred Compensation, Training, Customer Service, Talent Acquisition
Education
Auburn University 2002 — 2006
Bachelor's of Arts, Journalism, Communications
Edgewater High School
Beverly Settle Beverly Settle's Regional Brokerage Firm Experience April 2013 - Present
Job Assistant Vice President, Centralized Supervision Specialist at Regional Brokerage Firm
Industry Financial Services
Experience
Regional Brokerage Firm April 2013 - Present
Regional Brokerage Firm September 1999 - April 2013
Paine Webber September 1997 - September 1999
Sheraton Hotel June 1993 - September 1997
Skills
Series 7, Series 63, FINRA, Series 66, Series 9, Series 10, Series 31, Uniform Combined State..., Customer Service, Equities
Education
Salem College 1990 — 1992
n/a, Business - not completed
Regional Brokerage Firm April 2013 - Present
Regional Brokerage Firm September 1999 - April 2013
Paine Webber September 1997 - September 1999
Sheraton Hotel June 1993 - September 1997
Skills
Series 7, Series 63, FINRA, Series 66, Series 9, Series 10, Series 31, Uniform Combined State..., Customer Service, Equities
Education
Salem College 1990 — 1992
n/a, Business - not completed
Bonnie Brewer's Regional Brokerage Firm Experience May 2014 - Present
Job Client Relationship Manager at Regional Brokerage Firm
Industry Financial Services
Experience
Regional Brokerage Firm May 2014 - Present
Regional Brokerage Firm July 2012 - May 2014
First Commercial Bank February 2009 - July 2012
Regions July 2007 - February 2009
The Gap May 2004 - March 2008
Jm Productions August 2006 - December 2006
Skills
Commercial Banking, Account Management, Sales..., College Recruiting, Problem Solving, Broadcast Writing, Broadcast Television, Staff Training, Ethics, Integrity, Commercial..., Series 7 License
Education
Jacksonville State University 2003 — 2007
B.A., Communications: TV Broadcasting, Minor in Marketing
Regional Brokerage Firm May 2014 - Present
Regional Brokerage Firm July 2012 - May 2014
First Commercial Bank February 2009 - July 2012
Regions July 2007 - February 2009
The Gap May 2004 - March 2008
Jm Productions August 2006 - December 2006
Skills
Commercial Banking, Account Management, Sales..., College Recruiting, Problem Solving, Broadcast Writing, Broadcast Television, Staff Training, Ethics, Integrity, Commercial..., Series 7 License
Education
Jacksonville State University 2003 — 2007
B.A., Communications: TV Broadcasting, Minor in Marketing
Dwight Lloyd Dwight Lloyd's Regional Brokerage Firm Experience March 2009 - October 2010
Job Financial Controller at P&S Transportation Inc.
Industry Transportation/Trucking/Railroad
Experience
P&S Transportation Inc. October 2013 - Present
Business & Tax Consulting March 2013 - October 2013
Regional Financial Services Company October 2010 - March 2013
Regional Brokerage Firm March 2009 - October 2010
Regional Brokerage Firm October 2007 - March 2009
Regional Brokerage Firm January 2007 - September 2007
Regional Brokerage Firm September 2005 - December 2006
Regional Brokerage Firm January 2005 - August 2005
Regional Brokerage Firm August 2004 - December 2004
Kraft Foods June 1997 - March 2003
Skills
FRx Report Designer, MAS 500, Series 99, McLeod ERP, Host Analytics EPM, Account Reconciliation, Accounting, Accounts Payable, Analysis, Auditing, Bank Reconciliation, Budgets, Finance, Financial Accounting, Financial Analysis, Financial Reporting, Financial Statements, Fixed Assets, General Ledger, Internal Controls, MAS500, Management, Payroll, Variance Analysis
Education
Troy University Dothan 1997 — 2002
Bachelor of Science in Business Administration, Accounting
P&S Transportation Inc. October 2013 - Present
Business & Tax Consulting March 2013 - October 2013
Regional Financial Services Company October 2010 - March 2013
Regional Brokerage Firm March 2009 - October 2010
Regional Brokerage Firm October 2007 - March 2009
Regional Brokerage Firm January 2007 - September 2007
Regional Brokerage Firm September 2005 - December 2006
Regional Brokerage Firm January 2005 - August 2005
Regional Brokerage Firm August 2004 - December 2004
Kraft Foods June 1997 - March 2003
Skills
FRx Report Designer, MAS 500, Series 99, McLeod ERP, Host Analytics EPM, Account Reconciliation, Accounting, Accounts Payable, Analysis, Auditing, Bank Reconciliation, Budgets, Finance, Financial Accounting, Financial Analysis, Financial Reporting, Financial Statements, Fixed Assets, General Ledger, Internal Controls, MAS500, Management, Payroll, Variance Analysis
Education
Troy University Dothan 1997 — 2002
Bachelor of Science in Business Administration, Accounting
Joe Eady, CAMS's Regional Brokerage Firm Experience July 2015 - Present
Job Chief Compliance Officer at Regional Brokerage Firm
Industry Investment Management
Experience
Regional Brokerage Firm July 2015 - Present
Regional Brokerage Firm September 2010 - Present
Regional Brokerage firm August 2004 - September 2010
Regional Brokerage Firm August 2004 - September 2010
Small broker dealer March 1999 - August 2004
Regions 1996 - 1999
Regions 1996 - 1999
Skills
Securities, Series 7, Equities, Mutual Funds, FINRA, Trading, Financial Analysis, Series 24, Due Diligence, Alternative Investments, Investments, Finance, Series 63, Capital Markets, Cash Management, Asset Management, Fixed Income, AML, Hedge Funds, Wealth Management, Bloomberg, Investment Advisory, Portfolio Management, Financial Risk, Investment Banking, Anti Money Laundering, Risk Management
Education
University of Alabama at Birmingham 1995 — 2003
Political Science
Regional Brokerage Firm July 2015 - Present
Regional Brokerage Firm September 2010 - Present
Regional Brokerage firm August 2004 - September 2010
Regional Brokerage Firm August 2004 - September 2010
Small broker dealer March 1999 - August 2004
Regions 1996 - 1999
Regions 1996 - 1999
Skills
Securities, Series 7, Equities, Mutual Funds, FINRA, Trading, Financial Analysis, Series 24, Due Diligence, Alternative Investments, Investments, Finance, Series 63, Capital Markets, Cash Management, Asset Management, Fixed Income, AML, Hedge Funds, Wealth Management, Bloomberg, Investment Advisory, Portfolio Management, Financial Risk, Investment Banking, Anti Money Laundering, Risk Management
Education
University of Alabama at Birmingham 1995 — 2003
Political Science
Adam Vansant's Regional Brokerage Firm Experience October 2014 - Present
Job Commissions Specialist
Industry Financial Services
Experience
Regional Brokerage Firm October 2014 - Present
Regional Brokerage Firm November 2010 - October 2014
Regions Bank February 2010 - October 2010
Skills
Banking, Risk Management, Financial Analysis, Portfolio Management, Investments, Finance, Bloomberg, Accounting, Financial Reporting, Access, Analysis, Microsoft Excel, Process Improvement, Auditing, Credit, Financial Risk, Credit Risk, Credit Analysis, Valuation, Corporate Finance, Customer Service, Securities, Equities, Financial Services, Cash Flow, Asset Management, Financial Accounting, Mutual Funds, Managerial Finance, Capital Markets, Investment Banking
Education
Auburn University 2005 — 2009
Bachelor of Business Administration (Finance), Finance, General
Regional Brokerage Firm October 2014 - Present
Regional Brokerage Firm November 2010 - October 2014
Regions Bank February 2010 - October 2010
Skills
Banking, Risk Management, Financial Analysis, Portfolio Management, Investments, Finance, Bloomberg, Accounting, Financial Reporting, Access, Analysis, Microsoft Excel, Process Improvement, Auditing, Credit, Financial Risk, Credit Risk, Credit Analysis, Valuation, Corporate Finance, Customer Service, Securities, Equities, Financial Services, Cash Flow, Asset Management, Financial Accounting, Mutual Funds, Managerial Finance, Capital Markets, Investment Banking
Education
Auburn University 2005 — 2009
Bachelor of Business Administration (Finance), Finance, General
Alex Massingill's Regional Brokerage Firm Experience May 2012 - Present
Job Trading Support Specialist at a Regional Brokerage Firm
Industry Financial Services
Experience
Regional Brokerage Firm May 2012 - Present
AC Financial Partners May 2011 - August 2011
R.E.M. Cleaners May 2010 - August 2010
R.E.M. Cleaners May 2009 - August 2009
B.G.M. Properties December 2008 - January 2009
R.E.M. Cleaners May 2008 - August 2008
R.E.M. Cleaners August 2007 - May 2008
R.E.M. Cleaners May 2007 - August 2007
R.E.M. Cleaners May 2005 - August 2005
Education
Auburn University 2008 — 2012
Finance, Accounting
Regional Brokerage Firm May 2012 - Present
AC Financial Partners May 2011 - August 2011
R.E.M. Cleaners May 2010 - August 2010
R.E.M. Cleaners May 2009 - August 2009
B.G.M. Properties December 2008 - January 2009
R.E.M. Cleaners May 2008 - August 2008
R.E.M. Cleaners August 2007 - May 2008
R.E.M. Cleaners May 2007 - August 2007
R.E.M. Cleaners May 2005 - August 2005
Education
Auburn University 2008 — 2012
Finance, Accounting
Thomas A. McCullum's Regional Brokerage Firm Experience November 2003 - Present
Job Financial Services Professional & Freelance Sports Writer
Industry Financial Services
Experience
Regional Brokerage Firm November 2003 - Present
Deutsche Bank August 1997 - April 2001
Chase-Mellon Shareholder Services September 1993 - August 1997
Skills
Customer Relations, Customer Service, Management, Finance, Banking, Sales, Mutual Funds, Investments, Financial Services, Portfolio Management, Retirement Planning
Education
The Writing Center, Englewood Cliffs, NJ 2009 — 2011
Wrting Techniques
William Paterson University of New Jersey 1989 — 1993
Bachelor of Arts, Sociology, Geography, Political Science
Kean University 1987 — 1989
None Attained, Business Administration
Regional Brokerage Firm November 2003 - Present
Deutsche Bank August 1997 - April 2001
Chase-Mellon Shareholder Services September 1993 - August 1997
Skills
Customer Relations, Customer Service, Management, Finance, Banking, Sales, Mutual Funds, Investments, Financial Services, Portfolio Management, Retirement Planning
Education
The Writing Center, Englewood Cliffs, NJ 2009 — 2011
Wrting Techniques
William Paterson University of New Jersey 1989 — 1993
Bachelor of Arts, Sociology, Geography, Political Science
Kean University 1987 — 1989
None Attained, Business Administration
Arthur McPherson's Regional Brokerage Firm Experience 2010 - Present
Job Registered Representative at TCM Securities, Inc.
Industry Financial Services
Experience
TCM Securities, Inc. November 2014 - Present
Regional Brokerage Firm 2010 - Present
Regional Brokerage Firm 1995 - 2010
FN Wolf and Co. 1993 - 1995
Education
Florida State University 1990 — 1993
Bachelor's degree, Marketing
Brevard Community College 1987 — 1989
Associate of Arts (AA)
Satellite High School 1984 — 1987
Diploma, General Studies
TCM Securities, Inc. November 2014 - Present
Regional Brokerage Firm 2010 - Present
Regional Brokerage Firm 1995 - 2010
FN Wolf and Co. 1993 - 1995
Education
Florida State University 1990 — 1993
Bachelor's degree, Marketing
Brevard Community College 1987 — 1989
Associate of Arts (AA)
Satellite High School 1984 — 1987
Diploma, General Studies
Tim Speegle's Regional Brokerage Firm Experience January 2000 - Present
Job Executive Vice President
Industry Financial Services
Experience
Regional Brokerage Firm January 2000 - Present
Financial Investors of the South, Inc./Bank of Alabama September 1994 - December 1999
Secor Bank, FSB November 1988 - August 1994
Arthur Andersen & Co. September 1980 - November 1988
Skills
Banking, Investment Banking, Investments, Accounting, Payroll, Project Management, Auditing, Enterprise Risk..., Cash Management, Due Diligence, Executive Management, Financial Reporting, Financial Analysis, Financial Risk, Management, Mergers, Risk Management
Education
University of Alabama 1976 — 1980
Bachelor of Science (B.S.), Accounting
Regional Brokerage Firm January 2000 - Present
Financial Investors of the South, Inc./Bank of Alabama September 1994 - December 1999
Secor Bank, FSB November 1988 - August 1994
Arthur Andersen & Co. September 1980 - November 1988
Skills
Banking, Investment Banking, Investments, Accounting, Payroll, Project Management, Auditing, Enterprise Risk..., Cash Management, Due Diligence, Executive Management, Financial Reporting, Financial Analysis, Financial Risk, Management, Mergers, Risk Management
Education
University of Alabama 1976 — 1980
Bachelor of Science (B.S.), Accounting