The Compliance Group

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The Compliance Group Employees

Employee
Years
Job
Industry
Scott Banks Scott Banks Greater Chicago Area Details
Scott Banks's The Compliance Group Experience January 2007 - November 2010
Job Regional Sales Manager | Workplace Communications Specialist | Providing Solutions for Enterprise & Multinational Firms
Industry Consumer Services
Experience
The Marlin Company  December 2010 - Present
The Compliance Group   January 2007 - November 2010
Paradigm Property Development, LLC   June 2002 - December 2006

Skills
Business & Channel..., Sales Team Training &..., Complex Negotiations &..., Certified OSHA Trainer, Strategic Partnership..., Key Account Management, Forecasting & Market..., Certified First Aid/AED..., Salesforce.com, New Business Development, Sales, B2B, Sales Management, Sales Process, Strategic Planning, Business Development, Channel, Training, Management, Business Strategy, CRM, Sales Operations, Budgets, Customer Service, Public Speaking, Strategic Partnerships, Marketing Strategy, Negotiation, Product Development, Account Management, Cold Calling, Selling, Sales Presentations, Solution Selling, Team Building, Lead Generation, Leadership, Contract Negotiation, Customer Retention, Strategy, Trade Shows, Direct Sales, Start-ups, Executive Management, SaaS, Cross-functional Team..., Online Marketing, Email Marketing

Education
Dartmouth College - The Tuck School of Business at Dartmouth   2008 — 2008
Building a High-Performing Minority Business, Tuck Executive Education

Illinois State University   1993 — 1998
BS, Ecomonics

Allan Breese Allan Breese Orange County, California Area Details
Allan Breese's The Compliance Group Experience 2004 - 2006
Job Senior Risk Control Engineer at Allianz Global Corporate & Specialty
Industry Investment Management
Experience
Allianz Global Corporate & Specialty  August 2006 - Present
Kandi   2009 - 2012
The Compliance Group   2004 - 2006
Hudson Marine Management Services  2002 - 2004
Ship Auditing and Consulting   1996 - 2002
APL  1986 - 1996
IPJ   1980 - 1983

Skills
Maritime, Word, Risk Management, Logistics, Shipping, Transportation, Operations Management, Energy, Project Planning, Change Management, Auditing, Risk Assessment, Ports, Strategic Planning, Contract Negotiation, Analysis, Coaching, Management Consulting, Business Strategy, Project Management, Training, Team Building, Leadership, Strategy, Team Leadership, Contract Management, Policy, Insurance, Negotiation, Procurement, Business Analysis, Business Planning, Reinsurance, Cross-functional Team..., Proposal Writing, Business Development, Process Improvement, Leadership Development, Entrepreneurship, Claim, Consulting, Organizational..., Program Management, Budgets, Navigation, Boat, Management, Claims Management, Yachting, Mergers & Acquisitions

Education
The University of New Mexico   1973 — 1976
Bachelor of Arts (BA), Journalism

California Maritime Academy   1964 — 1967
BS, Maritime Operations

Melinda Vasquez Melinda Vasquez San Diego, California Details
Melinda Vasquez's The Compliance Group Experience March 2013 - Present
Job Correspondent Funder at BofI Federal Bank
Industry Real Estate
Experience
BofI Federal Bank  June 2015 - Present
The Compliance Group   March 2013 - Present

Skills
Underwriting, Credit, Mortgage Lending, Mortgage, Credit Analysis, Conventional, Loans, Refinance, Real Estate, Mortgage Banking

Education
Thomas Jefferson School of Law   1998 — 2002
JD, Law

Loyola University New Orleans School of Law   2001 — 2001

Humboldt State University   1993 — 1997
BS, Political Science

Palomar College   1993 — 1995
Associate of Arts (AA), Economics, Liberal Arts

Mt Carmel High School

Martha King Martha King Greater San Diego Area Details
Martha King's The Compliance Group Experience February 2010 - Present
Job Principal at Martha King, PC
Industry Legal Services
Experience
SunTrust Bank  July 2013 - Present
Capital One Auto Finance  December 2013 - Present
Pelican Auto Finance, LLC  January 2010 - Present
Mitek Systems Inc.  July 2011 - Present
The Compliance Group   February 2010 - Present
Thomas Jefferson School of Law  April 2011 - January 2013
CarFinance.com  April 2011 - December 2011
Fidex, Inc.   April 2008 - January 2010
Indymac Bank  April 2006 - March 2008
Financial Freedom  April 2006 - March 2008

Skills
Due Diligence, Mergers & Acquisitions, Financial Services, Risk Management, Mergers, Licensing, E-commerce, SaaS, Privacy Law, Commercial Litigation, Compliance, Strategy, Legal Writing, Legal Advice, Product Development, Employment Law, Strategic Partnerships, Leadership, Bankruptcy, Negotiation, Securities Regulation, Mortgage Lending, Loans, Management, Analysis, Software Licensing, Business Development, Intellectual Property, Legal Compliance, Contract Negotiation, Loan Servicing, Business Transactions, Litigation, Corporate Governance, Corporate Law, Analytics, Technology Transactions

Education
The University of Memphis—Cecil C. Humphreys School of Law   1992 — 1995
JD

Vanderbilt University   1988 — 1992
Bachelor of Arts, English

Rick Foor, CPEA, CPSA Rick Foor, CPEA, CPSA Greater Chicago Area Details
Rick Foor, CPEA, CPSA's The Compliance Group Experience 1992 - Present
Job HSSE Assurance Auditor at BP
Industry Oil & Energy
Experience
The Compliance Group   1992 - Present
Purdue University Calumet  2010 - Present
BP  July 2007 - July 2015
United States Marine Corps Reserves  1984 - 2011
Solo Cup Company  2005 - 2007
Uniqema, a division of Imperial Chemical Industries (ICI)   2000 - 2005
Criterion Catalysts  1995 - 2000
Chemical Waste Management  1992 - 1995
University of Chicago Hospitals  1990 - 1992
US Department of Labor - Occupational Safety & Health Administration OSHA)   1987 - 1990

Skills
HSSE Compliance Auditing, HSSE Generalist, Compliance & Risk..., Instructor-led Training, Incident Investigation, HSSE System Continuous..., Training, Hazardous Materials, Hazard Analysis, HAZWOPER, Inspection, Occupational Health, Environmental Awareness, Hazardous Waste..., Emergency Management, Safety Management..., Risk Management, Process Safety, Environmental..., EHS, Team Building, Industrial Hygiene, Industrial Safety, First Aid, HAZOP, Construction Safety, Human Resources, Workplace Safety, Hazard Identification, Supervisory Skills, Waste Management, Risk Assessment, Leadership Development, Hazard Recognition, Petrochemical, Environmental Compliance, Fire Safety, Auditing, Root Cause Analysis, Safety Auditing, Refinery, Factory, Program Management, Behavior Based Safety, Ergonomics, ISO 14001, Security, Accident Investigation, Safety Training, Investigation

Education
Indiana State University   1987 — 1990
27 credits completed towards, M.S. Occupational Safety Management

Purdue University Calumet   1986 — 1987
Associate of Science (A.S.), Supervision - Safety & Industrial Hygiene

Purdue University Calumet   1980 — 1986
Bachelor of Science (B.S.), Biology/Biological Sciences, General

Amy Perkins Mallett Amy Perkins Mallett Tampa/St. Petersburg, Florida Area Details
Amy Perkins Mallett's The Compliance Group Experience August 2014 - Present
Job Consultant at The Compliance Group
Industry Higher Education
Experience
The Compliance Group   August 2014 - Present
University of South Florida  October 2005 - May 2014
Big East Conference  December 2004 - October 2005
NCAA  July 2002 - December 2004

Skills
Sports, Sports Management, Event Planning, Community Outreach, Public Speaking, Public Relations, Fundraising, Student Development, Compliance, Academic Advising, Sport Administration, Program Development, Sports Marketing, Grant Writing, Facebook, Nonprofits, Event Management

Education
St. Thomas University School of Law   1994 — 1997
Doctor of Law (J.D.)

University of Central Florida   1990 — 1994
Bachelor's degree, Legal Studies, General

Molly Aspan Molly Aspan Tulsa, Oklahoma Area Details
Molly Aspan's The Compliance Group Experience 2002 - 2003
Job Attorney at Hall Estill
Industry Law Practice
Experience
Hall Estill  September 2003 - Present
The Compliance Group   2002 - 2003
University of Kansas Legal Department   2001 - 2002
Docking Institute of Public Affairs   1997 - 2000
Congressman Jerry Moran   1999 - 1999

Skills
Intellectual Property, Construction Law, Mediation, Immigration Law, Litigation, Legal Writing, Workers Compensation, Human Resources, ERISA, Westlaw, Dispute Resolution, Discrimination, Creditors' Rights, Legal Research, Commercial Litigation, Corporate Law, Bankruptcy, Retaliation, Non-compete Agreements, Family Law, Recruiting, FMLA, Nonprofits, Public Speaking, Appeals, Product Liability, Legal Assistance, Research, Courts, Civil Litigation, Legal Advice, Business Transactions, Public Policy, Employment Law, Defense, Wage & Hour, Personal Injury, Policy, Trials, Medical Malpractice, Arbitration, Torts, Business Litigation, Trusts, Class Actions, Administrative Law, Trial Practice, Breach Of Contract, Guardianship, Contract Law

Education
University of Kansas School of Law   2000 — 2003
J.D., Law

Fort Hays State University   1996 — 2000
B.A., Economics & Political Science

Joy Joseph Joy Joseph Greater New York City Area Details
Joy Joseph's The Compliance Group Experience May 1997 - July 2001
Job
Industry Financial Services
Experience
AXA  November 2012 - Present
UBS  March 2007 - October 2012
UBS Financial Services Inc.  2007 - October 2012
H&R Block  2001 - 2005
H&R Block Financial Advisors  2001 - 2004
The Compliance Group   May 1997 - July 2001
Wachovia  1997 - 2001
Citicorp  1995 - 1998
Prudential Financial/Chevy Chase bank   1991 - 1996

Skills
Investments, Risk Management, Wealth Management, Business Strategy, Series 7, Banking, Performance Management, Retirement Planning, Strategic Financial..., Mutual Funds, Series 63, Portfolio Management, Strategy, Program Management, Securities, Retirement, Leadership, Financial Services, Investment Advisory, Asset Managment, Asset Allocation, Financial Risk, FINRA, Insurance, Training, Hedge Funds, Financial Analysis, Leadership Development, Asset Management, Management, Bonds, Financial Advisory, Employee Training, Equities, Relationship Management, Alternative Investments, Human Resources, 401k, Fixed Income

Education
Strayer University   1995 — 1997
Masters

Licenses

Allen Swenson Allen Swenson Dallas/Fort Worth Area Details
Allen Swenson's The Compliance Group Experience 1991 - 1999
Job CEO, GeoTek Energy Author and Moderator at The Entrepreneurs' Failure Fighter a Blog
Industry Oil & Energy
Experience
GeoTek Energy LLC   March 2014 - Present
The Entrepreneurs' Failure Fighter - a Blog   June 2015 - August 2015
Turbo Trac USA   December 2005 - February 2014
Paice/MP2 HEV Corporation   January 2003 - August 2005
GloPex, Inc.   January 2000 - June 2002
The Compliance Group   1991 - 1999
HHA Consulting   1984 - 1991
Nicator, Inc.   1981 - 1983
Volvo Penta Division of Volvo, North America   1975 - 1981

Skills
International Business, Mergers & Acquisitions, Business Strategy, Start-ups, Venture Capital, Strategic Planning, Divestitures, Executive Management, Negotiation, Engineering Management, Business Development, Business Planning, Management Consulting, Entrepreneurship, Marketing Strategy, Mechanical Engineering, Intellectual Property, Strategic Alliances, Angel Investing, Organizational..., Mergers, Cleantech, Sales Management, Business Analysis, Organizational..., Strategic Leadership, Technical Analysis, Oil & Gas Industry, Maritime Safety, Strategic Consulting, international..., Energy, Lean Manufacturing, Quality System, Customer satsifaction..., Product Development, Product Management, Direct Sales, Board of Directors, Project Management, Procurement, Joint Ventures, Capital, Strategy, Management, Operations Management, Engineering, Contract Negotiation, New Business Development

Education
United States Merchant Marine Academy
BS, Engineering

“Nataki Johnson” “Nataki Johnson” Greater Chicago Area Details
“Nataki Johnson”'s The Compliance Group Experience April 2009 - April 2010
Job Student Finance Consultant
Industry Financial Services
Experience
DeVry Education Group  July 2014 - Present
Midwestern Career College   October 2012 - April 2013
Sprint Nextel  November 2011 - August 2012
The Compliance Group   April 2009 - April 2010
Strategic Staffing - Nicor Gas   October 2007 - June 2008
Aerotek  October 2005 - August 2007
Comforce Technical Staffing   August 2006 - January 2007
Aerotek  October 2004 - June 2006
Oak Park School District  October 2001 - September 2003
General Energy Corporation   September 1999 - June 2001

Skills
Time Management, Data Entry, Access, Outlook, Customer Service, Marketing, Administrative..., Organizational..., Program Development, Retail Sales, Problem Solving, Transportation, Talent Acquisition, Trade Shows, Events Coordination, Event Planning, PowerPoint, Leadership, Inventory Management

Education
College of DuPage   2008 — 2010
Associates Degree, Meeting/Event Planning

College of DuPage   2008 — 2009
Certificate, Event Planning

Harry S. Truman   1993 — 1994
Certification, Cosmetology/Cosmetologist, General, A

Central State University

Michael Genevay Michael Genevay Orange County, California Area Details
Michael Genevay's The Compliance Group Experience October 2010 - Present
Job National Sales Director at The Compliance Group
Industry Financial Services
Experience
The Compliance Group   October 2010 - Present
Amerisave Mortgage Corporation  December 2008 - December 2009
Freedom Mortgage  May 2005 - November 2008
Countrywide  April 2002 - May 2005
Wells Fargo Home Mortgage  April 1999 - March 2002
Mortgage Acceptance Corporation   March 1996 - April 1999
NationsBank/Bank of America  June 1992 - March 1996

Skills
Compliance, Mortgage, Strategic Planning, Licensing, Sales Management, Employee Relations, Customer Service, Team Building, Team Leadership, Quality Assurance, Databases, Business Planning, Hiring, Mentoring, Mortgage Lending, Recruiting, Sales&Marketing, Loans, Mortgage Banking, Finance, FHA, Training, Pricing, Management, Executive Management, VA loans, Credit, Residential Mortgages, Selling, Underwriting, Commercial Lending, Banking, USDA, Loan Servicing, Risk Management, Financial Structuring, Real Estate, Loss Mitigation, Loan Origination, Credit Analysis, Asset, Funding, Investments, Real Estate Economics, Mortgage Underwriting, Refinance, Portfolio Management, Credit Risk, Consumer Lending, Financial Services

Education
University of Hawaii at Hilo