Vanguard Capital
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Vanguard Capital Employees
Employee
Years
Job
Industry
Monica Maxwell Monica Maxwell's Vanguard Capital Experience June 2009 - July 2014
Job Operations and Accounting Associate
Industry Financial Services
Experience
Vanguard Capital June 2009 - July 2014
Smith Barney December 2006 - August 2008
Smith Barney August 2006 - December 2006
Smith Barney October 2005 - August 2006
Skills
Wealth Management, Series 99, NetX360, QuickBooks, NextGen, Broker's Ally, FINRA
Education
University of California, Irvine 2001 — 2005
Bachelor's degree, International/Global Studies
MiraCosta College
Associate of Arts (A.A.), Accounting
Vanguard Capital June 2009 - July 2014
Smith Barney December 2006 - August 2008
Smith Barney August 2006 - December 2006
Smith Barney October 2005 - August 2006
Skills
Wealth Management, Series 99, NetX360, QuickBooks, NextGen, Broker's Ally, FINRA
Education
University of California, Irvine 2001 — 2005
Bachelor's degree, International/Global Studies
MiraCosta College
Associate of Arts (A.A.), Accounting
Bianca Hartrum Bianca Hartrum's Vanguard Capital Experience February 1998 - March 2000
Job Executive Assistant at Tortuga Wealth Management
Industry Financial Services
Experience
Tortuga Wealth Management February 2015 - Present
Watermark Asset Management, Inc. May 2012 - October 2012
Cornerstone Wealth Management Inc. January 2012 - May 2012
Niemann Capital Management August 2003 - January 2008
Sentra Securities/ AIG Advisor Group April 2000 - August 2003
Vanguard Capital February 1998 - March 2000
Skills
Financial Planning, Customer Service, Salesforce.com, Investments, Asset Management, Word, Outlook, Excel, Microsoft Office, Junxure, Microsoft Excel, Time Management, Strategic Planning, Management, Securities, Financial Services, Microsoft Word, Strategic Financial..., Wealth Management, Start-ups, Training, Contract Negotiation, Leadership, CRM, Marketing, New Business Development, Series 7, Asset Allocation, Accounts Payable, Fixed Annuities, Troubleshooting, Event Planning, Series 63, Human Resources, Accounting, Mutual Funds, Project Planning, Insurance, Finance
Education
California State University-Chico 1994 — 1998
Bachelor of Arts (B.A.), Liberal Studies
Westmont College 1993 — 1994
Tortuga Wealth Management February 2015 - Present
Watermark Asset Management, Inc. May 2012 - October 2012
Cornerstone Wealth Management Inc. January 2012 - May 2012
Niemann Capital Management August 2003 - January 2008
Sentra Securities/ AIG Advisor Group April 2000 - August 2003
Vanguard Capital February 1998 - March 2000
Skills
Financial Planning, Customer Service, Salesforce.com, Investments, Asset Management, Word, Outlook, Excel, Microsoft Office, Junxure, Microsoft Excel, Time Management, Strategic Planning, Management, Securities, Financial Services, Microsoft Word, Strategic Financial..., Wealth Management, Start-ups, Training, Contract Negotiation, Leadership, CRM, Marketing, New Business Development, Series 7, Asset Allocation, Accounts Payable, Fixed Annuities, Troubleshooting, Event Planning, Series 63, Human Resources, Accounting, Mutual Funds, Project Planning, Insurance, Finance
Education
California State University-Chico 1994 — 1998
Bachelor of Arts (B.A.), Liberal Studies
Westmont College 1993 — 1994
Alexander Glibbery, MBA Alexander Glibbery, MBA's Vanguard Capital Experience December 2008 - November 2010
Job Investment Advisory • Portfolio Management • Business Development • Sales
Industry Investment Management
Experience
Blue Icarus LLC / Atermon (Family Office) November 2010 - Present
Vanguard Capital December 2008 - November 2010
Merrill Lynch July 2005 - November 2008
ARJENT / D&S Capital January 2001 - July 2005
Bank of Cyprus (London) Ltd. July 1999 - July 2000
Skills
Team Leadership, Decision Making, Strategic Planning, Real Estate, Investments, Asset Management, Wealth Management, Trading, Tax, Asset Managment, Equities, Portfolio Management, Alternative Investments, Financial Advisory, Finance, Strategy, Mergers & Acquisitions, Asset Allocation, Fixed Income, Estate Planning, Retirement Planning, Financial Modeling, Financial Structuring, Business Development, Strategic Financial..., Hedge Funds, Management, Mutual Funds, Private Banking, Private Equity, Private Placements, Valuation, Investment Management, Options, Venture Capital, Securities, Investment Strategies, Financial Planning
Education
University of Leicester 2001 — 2003
MBA, Finance
Middlesex University 1995 — 1999
Bachelor of Arts (B.A.), Business Economics & Law, Hons.
Cambridge Arts & Sciences, United Kingdom 1994 — 1995
A-Level, Economics, Politics, English Literature
Felsted School, United Kingdom 1989 — 1993
GCSE
Campion School, Greece 1980 — 1989
High School
Blue Icarus LLC / Atermon (Family Office) November 2010 - Present
Vanguard Capital December 2008 - November 2010
Merrill Lynch July 2005 - November 2008
ARJENT / D&S Capital January 2001 - July 2005
Bank of Cyprus (London) Ltd. July 1999 - July 2000
Skills
Team Leadership, Decision Making, Strategic Planning, Real Estate, Investments, Asset Management, Wealth Management, Trading, Tax, Asset Managment, Equities, Portfolio Management, Alternative Investments, Financial Advisory, Finance, Strategy, Mergers & Acquisitions, Asset Allocation, Fixed Income, Estate Planning, Retirement Planning, Financial Modeling, Financial Structuring, Business Development, Strategic Financial..., Hedge Funds, Management, Mutual Funds, Private Banking, Private Equity, Private Placements, Valuation, Investment Management, Options, Venture Capital, Securities, Investment Strategies, Financial Planning
Education
University of Leicester 2001 — 2003
MBA, Finance
Middlesex University 1995 — 1999
Bachelor of Arts (B.A.), Business Economics & Law, Hons.
Cambridge Arts & Sciences, United Kingdom 1994 — 1995
A-Level, Economics, Politics, English Literature
Felsted School, United Kingdom 1989 — 1993
GCSE
Campion School, Greece 1980 — 1989
High School
Richard D. Kim Richard D. Kim's Vanguard Capital Experience January 2009 - Present
Job Private Wealth Management
Industry Financial Services
Experience
Vanguard Capital January 2009 - Present
übergig LLC November 2009 - March 2011
Restaurant Industry January 1992 - January 1996
Education
The Culinary Institute of America 1992 — 1994
Bachelors in Culinary Arts, Culinary Arts
Fordham University 1986 — 1989
Liberal Arts, Political Science & Psychology
Anglo American
High School Diploma
Vanguard Capital January 2009 - Present
übergig LLC November 2009 - March 2011
Restaurant Industry January 1992 - January 1996
Education
The Culinary Institute of America 1992 — 1994
Bachelors in Culinary Arts, Culinary Arts
Fordham University 1986 — 1989
Liberal Arts, Political Science & Psychology
Anglo American
High School Diploma
Gus Floropoulos's Vanguard Capital Experience September 2003 - May 2005
Job Mortgage Banker
Industry Financial Services
Experience
Quontic Bank September 2011 - Present
SC Alexander January 2009 - Present
CBC National Bank April 2011 - September 2011
KAZMI NATIONAL FINANCE COMPANY January 2009 - August 2011
West Town Savings Bank January 2010 - May 2011
MW Bankers January 2004 - December 2008
Vanguard Capital September 2003 - May 2005
Morgan Wilshire Securities June 2000 - September 2003
Skills
Mortgage Lending, Loans, Banking, Mortgage Banking, Residential Mortgages, Financial Services, Refinance, Credit, Loan Origination, Real Estate, FHA, Reverse Mortgages, Entrepreneurship, Commercial Mortgages, FHA financing, Commercial Lending, Private Equity, CMBS, Construction Loans, Credit Analysis, Real Estate Financing, Asset Management, Government Loans, Real Estate Economics, Finance, Underwriting, Commercial Real Estate, Residential Homes, Certified Mortgage..., FHA Financing
Education
Hofstra University 1997 — 2000
Quontic Bank September 2011 - Present
SC Alexander January 2009 - Present
CBC National Bank April 2011 - September 2011
KAZMI NATIONAL FINANCE COMPANY January 2009 - August 2011
West Town Savings Bank January 2010 - May 2011
MW Bankers January 2004 - December 2008
Vanguard Capital September 2003 - May 2005
Morgan Wilshire Securities June 2000 - September 2003
Skills
Mortgage Lending, Loans, Banking, Mortgage Banking, Residential Mortgages, Financial Services, Refinance, Credit, Loan Origination, Real Estate, FHA, Reverse Mortgages, Entrepreneurship, Commercial Mortgages, FHA financing, Commercial Lending, Private Equity, CMBS, Construction Loans, Credit Analysis, Real Estate Financing, Asset Management, Government Loans, Real Estate Economics, Finance, Underwriting, Commercial Real Estate, Residential Homes, Certified Mortgage..., FHA Financing
Education
Hofstra University 1997 — 2000
Joseph Donnantuoni Joseph Donnantuoni's Vanguard Capital Experience July 1998 - December 2010
Job Provide real approarch to the Real Estate business for buyers and sellers
Industry Real Estate
Experience
Allison James Estates and Homes July 2015 - Present
Self December 2004 - Present
Joseph Donnantuoni 2005 - 2015
Vanguard Capital July 1998 - December 2010
Wyse Securities a Division of Pyramid Financial September 1996 - December 1997
The Heritage Group July 1996 - September 1997
NASD now FINRA, Compliance Examiner of Firms July 1990 - July 1995
NASD September 1986 - July 1995
Skills
Insurance, Management, Marketing, Retirement Planning, Financial Services, Investments, Finance, Customer Service, Life Insurance, Start-ups, Real Estate License
Education
Stony Brook University 1983 — 1985
Bachelor of Arts (B.A.), Economics, 3.2
Stony Brook University 1983 — 1985
Bachelor's degree, Economics, 3.2
LIU CW POST Center 1978 — 1980
60 credits, Finance Major, Dean's List
Allison James Estates and Homes July 2015 - Present
Self December 2004 - Present
Joseph Donnantuoni 2005 - 2015
Vanguard Capital July 1998 - December 2010
Wyse Securities a Division of Pyramid Financial September 1996 - December 1997
The Heritage Group July 1996 - September 1997
NASD now FINRA, Compliance Examiner of Firms July 1990 - July 1995
NASD September 1986 - July 1995
Skills
Insurance, Management, Marketing, Retirement Planning, Financial Services, Investments, Finance, Customer Service, Life Insurance, Start-ups, Real Estate License
Education
Stony Brook University 1983 — 1985
Bachelor of Arts (B.A.), Economics, 3.2
Stony Brook University 1983 — 1985
Bachelor's degree, Economics, 3.2
LIU CW POST Center 1978 — 1980
60 credits, Finance Major, Dean's List
David Kuenzi David Kuenzi's Vanguard Capital Experience May 1990 - July 1991
Job Partner and Managing Director, Risk Management and Quantitative Research at Aurora Investment Management
Industry Investment Management
Experience
Aurora Investment Management May 2009 - Present
Man Investments November 2003 - December 2008
Nuveen Investments May 1996 - October 2003
Perritt Capital Management January 1994 - October 1995
Grand Valley State University August 1991 - December 1993
Vanguard Capital May 1990 - July 1991
Education
The University of Chicago 2001 — 2004
MS, Financial Mathematics
The University of Chicago Booth School of Business 1999 — 2001
MBA, Analytic Finance and International Business
University of Iowa 1988 — 1990
MFA
Western Michigan University 1983 — 1988
BA
Aurora Investment Management May 2009 - Present
Man Investments November 2003 - December 2008
Nuveen Investments May 1996 - October 2003
Perritt Capital Management January 1994 - October 1995
Grand Valley State University August 1991 - December 1993
Vanguard Capital May 1990 - July 1991
Education
The University of Chicago 2001 — 2004
MS, Financial Mathematics
The University of Chicago Booth School of Business 1999 — 2001
MBA, Analytic Finance and International Business
University of Iowa 1988 — 1990
MFA
Western Michigan University 1983 — 1988
BA
Ana Calderon's Vanguard Capital Experience April 1998 - June 2000
Job Real Estate
Industry Real Estate
Experience
Sawyer Smith Residential Brokerage May 2013 - January 2015
Conduit Capital Partners, LLC December 2003 - February 2013
Deutsche Bank July 2000 - December 2003
Vanguard Capital April 1998 - June 2000
Weinstein, Chayt & Chase February 1995 - April 1998
Skills
Native Spanish speaker, Conversational..., Basic French, Private Equity, Off-shore structure..., Investor Relations, Investor meeting..., Fund Administration, Energy, Operating Expenses, General Ledger, Latin America, Internal Audit, Compliance, Project Management, Hedge Funds, Emerging Markets, Finance, Portfolio Management, Asset Management, Corporate Finance, Investment Banking, Spanish, Management, Due Diligence, Equities, Financial Analysis, Investments
Education
Hunter College
B.A., Communications
Sawyer Smith Residential Brokerage May 2013 - January 2015
Conduit Capital Partners, LLC December 2003 - February 2013
Deutsche Bank July 2000 - December 2003
Vanguard Capital April 1998 - June 2000
Weinstein, Chayt & Chase February 1995 - April 1998
Skills
Native Spanish speaker, Conversational..., Basic French, Private Equity, Off-shore structure..., Investor Relations, Investor meeting..., Fund Administration, Energy, Operating Expenses, General Ledger, Latin America, Internal Audit, Compliance, Project Management, Hedge Funds, Emerging Markets, Finance, Portfolio Management, Asset Management, Corporate Finance, Investment Banking, Spanish, Management, Due Diligence, Equities, Financial Analysis, Investments
Education
Hunter College
B.A., Communications
William Robbins's Vanguard Capital Experience June 1996 - November 2007
Job Senior Vice President at Allegiant Financial
Industry Insurance
Experience
Allegiant Financial June 2015 - Present
MACollegePlanning.com. April 2013 - Present
Foresight Company October 2013 - Present
Cadaret Grant November 2007 - September 2009
Vanguard Capital June 1996 - November 2007
Skills
Fixed Annuities, Fixed index annuities, Retirement Income, Portfolio protection, 401k Rollovers, IRA Rollovers, Guaranteed Lifetime..., Growth Strategies, Indexed Annuities, Equities, 401k, Finance, Financial Advisory, Financial Services, IRAs, Insurance, Life Insurance, Long-term Care, New Business Development, Financial Planners, Retirement, Retirement Planning, Wealth, Financial Planning, Marketing Strategy, Small Business
Education
Clark University 1980 — 1984
BA, Economics and minor in Finance
Long Island University, C.W. Post Campus 1995 — 1997
Business Administration and Management, General
Allegiant Financial June 2015 - Present
MACollegePlanning.com. April 2013 - Present
Foresight Company October 2013 - Present
Cadaret Grant November 2007 - September 2009
Vanguard Capital June 1996 - November 2007
Skills
Fixed Annuities, Fixed index annuities, Retirement Income, Portfolio protection, 401k Rollovers, IRA Rollovers, Guaranteed Lifetime..., Growth Strategies, Indexed Annuities, Equities, 401k, Finance, Financial Advisory, Financial Services, IRAs, Insurance, Life Insurance, Long-term Care, New Business Development, Financial Planners, Retirement, Retirement Planning, Wealth, Financial Planning, Marketing Strategy, Small Business
Education
Clark University 1980 — 1984
BA, Economics and minor in Finance
Long Island University, C.W. Post Campus 1995 — 1997
Business Administration and Management, General
Mark Snoozy's Vanguard Capital Experience 1999 - 2002
Job Financial Advisory Professional
Industry Financial Services
Experience
Spartan Capital Securities, LLC 2012 - Present
Optis Group / Laidlaw & Company (UK) Ltd. 2005 - 2012
US Navy 1996 - 2008
S. W. Bach &Company / Harrison Securities 2002 - 2005
Vanguard Capital 1999 - 2002
H.D. BROUS AND COMPANY August 1998 - July 1999
WALSH MANNING SECURITIES October 1996 - August 1998
Skills
CRM, Management, Operations Management, Risk Management, Asset Management, Risk Assessment, Sales, Trading, Strategic Planning, Contract Negotiation, Leadership, Closing Deals, Maritime, Financial Advisory, Retirement Planning, Investment Advisory..., 401k, Wealth Management, 401k Rollovers, IRAs, REITS, Relationship Management, Investments, International Sales, College Savings Plans, 529 Plans, Long-term Customer..., New Customer..., Global Account..., Full Life Cycle..., Sales Prospecting, Qualifying Opportunities, Quota Achievement, B2B Marketing, Trust Services, Trust Management, Qualified Retirement..., Securities, Hedge Funds, Estate Planning, Mutual Funds, Separately Managed..., Alternative Investments, Insurance, Variable Annuities, Capital Markets, Venture Capital, Fixed Income, Valuation, Commodity Markets
Education
United States Merchant Marine Academy 1992 — 1996
Bachelor of Science (BS), Marine Engineering
Kings Point
Bachelor of Science (BS), Marine Engineering
Spartan Capital Securities, LLC 2012 - Present
Optis Group / Laidlaw & Company (UK) Ltd. 2005 - 2012
US Navy 1996 - 2008
S. W. Bach &Company / Harrison Securities 2002 - 2005
Vanguard Capital 1999 - 2002
H.D. BROUS AND COMPANY August 1998 - July 1999
WALSH MANNING SECURITIES October 1996 - August 1998
Skills
CRM, Management, Operations Management, Risk Management, Asset Management, Risk Assessment, Sales, Trading, Strategic Planning, Contract Negotiation, Leadership, Closing Deals, Maritime, Financial Advisory, Retirement Planning, Investment Advisory..., 401k, Wealth Management, 401k Rollovers, IRAs, REITS, Relationship Management, Investments, International Sales, College Savings Plans, 529 Plans, Long-term Customer..., New Customer..., Global Account..., Full Life Cycle..., Sales Prospecting, Qualifying Opportunities, Quota Achievement, B2B Marketing, Trust Services, Trust Management, Qualified Retirement..., Securities, Hedge Funds, Estate Planning, Mutual Funds, Separately Managed..., Alternative Investments, Insurance, Variable Annuities, Capital Markets, Venture Capital, Fixed Income, Valuation, Commodity Markets
Education
United States Merchant Marine Academy 1992 — 1996
Bachelor of Science (BS), Marine Engineering
Kings Point
Bachelor of Science (BS), Marine Engineering
J.Thomas Sadler's Vanguard Capital Experience November 2002 - July 2005
Job CEO at Ibis Compliance & Financial Services, LLC
Industry Financial Services
Experience
Ibis Compliance & Financial Services, LLC February 2010 - Present
IFS Securities December 2006 - Present
Securities Compliance Management 2013 - 2013
Vanguard Capital November 2002 - July 2005
Skills
Venture Capital, Equities, Investments, Series 7, Investment Banking, Securities, Series 63, Series 24, Strategic Planning, Series 65, Finance
Education
Georgia State University - J. Mack Robinson College of Business
Ibis Compliance & Financial Services, LLC February 2010 - Present
IFS Securities December 2006 - Present
Securities Compliance Management 2013 - 2013
Vanguard Capital November 2002 - July 2005
Skills
Venture Capital, Equities, Investments, Series 7, Investment Banking, Securities, Series 63, Series 24, Strategic Planning, Series 65, Finance
Education
Georgia State University - J. Mack Robinson College of Business
Sam Phan's Vanguard Capital Experience April 2008 - October 2008
Job Banker
Industry Banking
Experience
JP Morgan Chase June 2009 - Present
Apple November 2007 - November 2008
Vanguard Capital April 2008 - October 2008
Skills
Customer Service, Financial Analysis, Access, Data Analysis, Social Media Marketing, Business Analysis, Analysis, Sales
Education
University of California, Irvine 2004 — 2008
Business Economics, Economics
JP Morgan Chase June 2009 - Present
Apple November 2007 - November 2008
Vanguard Capital April 2008 - October 2008
Skills
Customer Service, Financial Analysis, Access, Data Analysis, Social Media Marketing, Business Analysis, Analysis, Sales
Education
University of California, Irvine 2004 — 2008
Business Economics, Economics
Bryan Britchkow's Vanguard Capital Experience 2000 - 2003
Job Portfolio management
Industry Financial Services
Experience
Wells Fargo Advisors January 2013 - October 2014
Avatar Securities, LLC 2010 - December 2012
SunGard Capital Markets 2006 - 2010
Hold Brothers On-line Investment Services, LLC 2005 - 2006
Vanguard Capital 2000 - 2003
first colonial securities 1997 - 2000
Skills
Asset Managment, Equity Trading, Trading Strategies, Capital Markets, Market Risk, Asset Allocation, Risk Management, Portfolio Management
Education
Radford University 1991 — 1995
cherry hill east
Wells Fargo Advisors January 2013 - October 2014
Avatar Securities, LLC 2010 - December 2012
SunGard Capital Markets 2006 - 2010
Hold Brothers On-line Investment Services, LLC 2005 - 2006
Vanguard Capital 2000 - 2003
first colonial securities 1997 - 2000
Skills
Asset Managment, Equity Trading, Trading Strategies, Capital Markets, Market Risk, Asset Allocation, Risk Management, Portfolio Management
Education
Radford University 1991 — 1995
cherry hill east
Eric Bracken's Vanguard Capital Experience January 2011 - Present
Job Operations Manager at Vanguard Capital
Industry Financial Services
Experience
Vanguard Capital January 2011 - Present
Multi Sales Inc April 2010 - January 2011
Team Graphx June 2005 - April 2010
David Begent Contractors June 2006 - September 2008
Albertsons February 2002 - June 2004
Education
UC Riverside 2004 — 2009
BA, Business, Economics
Vanguard Capital January 2011 - Present
Multi Sales Inc April 2010 - January 2011
Team Graphx June 2005 - April 2010
David Begent Contractors June 2006 - September 2008
Albertsons February 2002 - June 2004
Education
UC Riverside 2004 — 2009
BA, Business, Economics