Advanced Equities, Inc.
Address: 101 California St, San Francisco, CA 94111 Phone: (415) 764-2220Place name: Category: : : Website: : : : Hours: : Category: Real estate agency Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo.Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Add website Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Derek Martin - Advanced Equities Inc Posting publicly on the Web Write a review Reviews Be the first to review
Advanced Equities, Inc. List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Advanced Equities, Inc.. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Advanced Equities, Inc. Employees
Advanced Equities Inc. 2006 - 2013
Zacks Investment Research 2004 - 2005
Chicago Investment Group 2000 - 2003
Richard B. Vance 1998 - 1999
Gruntal & Co. Inc 1992 - 1998
Dean Witter, MVP, Oppenheimer 1989 - 1993
Skills
Series 7, Series 8, Series 24, Series 63, FINRA, Compliance, Operations Management, Options, Risk Assessment, Risk, Risk Management, Enterprise Risk..., Alternative Investments, AML, Trading, Equities, Private Equity, Private Placements, Private Companies, Investment Advisory, Internal Investigations, Investment Banking, Due Diligence, Operational Planning, IT Operations, Compliance Audits, SEC reporting, SEC compliance, Compliance Management, Operational Risk..., Asset Management, Wealth Management, Bonds, Securities Law, Securities Regulation, Securities Offerings, Policy Analysis, Mutual Funds, Options Strategies, Asset Managment, Series 79, Hedge Funds, Investments, Start-ups, SEC filings, Capital Markets, SEC, Securities, Quality Auditing, Financial Risk
Education
DePaul University 1981 — 1986
BFA, Communications
Computer Systems Institute 2014 — 2014
Certificate of Completion / Diploma (2006), CompTIA A+, Network +, Project Management, & Six Sigma
Midwest Crowdfunding Conference - Chicago 11/15/2013
Fritz Seyferth & Associates - FS&A 2011 — 2012
Leadership Training, Team Building/Leadership Development
The Crowdfunding Conference April 19 2012 NY
Attendee, Jobs Act - Crowdfunding
Information Security Awareness Training 2010 — 2010
Mallon & Johnson, P.C., 2010 — 2010
Speaker Barbara Mallon, Reg. D, Fraud, Privacy & Marketing
Investment Advisor Association 2009 — 2009
Workshop, Compliance Workship 2009 IAA.
Lanner, Munchin, Dombrow, Becker, levin & Tominberg Ltd. 2009 — 2009
Jill O'Brien, Atty., Employment Best Practices Training / Workshop
New Horizons 2013 — 2014
Certificate of Completion, ITIL, CompTIA Security+
Noyes August 2014 - Present
Platinum Financial Solutions September 2012 - Present
McGladrey November 2013 - August 2014
HighTower Advisors November 2008 - January 2013
Advanced Equities, Inc. April 2007 - November 2008
US Fiduciary 2005 - 2007
CRA RogersCaey 2001 - 2004
Skills
Series 7, Alternative Investments, Securities, Hedge Funds, Compliance, Private Equity, Options, Series 66, AML, FINRA, Series 24, Accounting, Venture Capital, Compliance Management, Risk, Wealth Management, Investment Advisory, Investment Management, Financial Risk, Fixed Income, Uniform Combined State..., Mutual Funds, Equities, Asset Management, Leadership, Financial Services, Investments, Portfolio Management, Litigation Management, Series 63, Trading, Financial Advisory, Asset Allocation, Investment Banking, ETFs, Wealth Management..., Investment Strategies, Risk Management, Capital Markets, Valuation, Due Diligence, Retirement, Anti Money Laundering
Education
University of Pennsylvania - The Wharton School 2010 — 2010
CRCP, Regulatory Compliance
Robert Morris College 1998 — 2000
Bachelor of Business Administration, Accounting
Phillips 66 October 2014 - Present
Phillips 66 June 2013 - October 2014
University of Arkansas January 2013 - May 2013
Rebsamen Trust Portfolio Management August 2012 - May 2013
Advanced Equities, Inc June 2012 - August 2012
Target Inc October 2010 - September 2011
Clean Coin Laundry May 2009 - October 2009
Hunter Property Management Inc May 2008 - September 2009
City of Springfield, Missouri May 2005 - September 2006
Skills
Bloomberg Certfied, Bloomberg Terminal, Microsoft Excel, Microsoft Office, PowerPoint, Financial Analysis, Microsoft Word, Bloomberg, Public Speaking, Financial Modeling, Accounting, Research, Investments, Data Analysis, Access, QuickBooks, Financial Reporting
Education
University of Arkansas 2009 — 2013
Bachelor of Science, Business Administration; Finance and Accounting
Roth Capital Partners January 2013 - Present
Advanced Equities Inc. June 2007 - November 2012
Education
University of Connecticut 1982 — 1986
Bachelor of Science (BS), Finance, General
Northern Trust Hedge Fund Services September 2012 - Present
Advanced Equities July 2011 - September 2012
Advanced Equities, Inc. May 2010 - July 2011
Deloitte & Touche LLP August 2009 - May 2010
Deloitte & Touche LLP August 2008 - August 2009
Deloitte & Touche LLP September 2007 - August 2008
Deloitte & Touche LLP June 2006 - August 2006
Skills
Financial Reporting, SEC filings, Accounting, Due Diligence
Education
University of Illinois at Urbana-Champaign - College of Business 2003 — 2007
BS, Accountancy
Whitehouse Post October 2013 - Present
Advanced Equities, Inc. November 2006 - May 2014
Administrative Resource Options June 2006 - November 2006
Wannado City August 2005 - April 2006
Wannado City May 2004 - August 2005
City of Elmhurst December 2002 - October 2003
Skills
Recruiting, Employee Relations, Human Resources, Employee Benefits, Payroll, Start-ups, Training, Mergers, Acquisition Integration, Talent Acquisition, Talent Management, Personnel Management, Vendor Management, Coaching, Technical Recruiting, Equities, Leadership, Change Management, Strategic Planning, Team Building, Applicant Tracking..., HR Policies, Onboarding, New Hire Orientations, Benefits Administration, FMLA, Management
Education
Northern Illinois University 2000 — 2002
Bachelor of Science, Human Resources
Morton Community College 1998 — 2000
Associates, Business
Nelson & Associates May 2015 - Present
Green Options June 2013 - April 2015
Foxconn April 2012 - February 2013
Oasis Capital Ventures, LLC. September 2007 - September 2011
ADVANCED EQUITIES, INC November 2005 - September 2007
E*TRADE FINANCIAL (SAN FRANCISCO CENTER) October 2001 - September 2005
STOCKWALK.COM/M.ONE INVESTMENT SECURITIES August 1995 - October 2001
INTERNATIONAL CHI MEI TRADING December 1994 - July 1995
MONEY TREE GEM COMPANY June 1991 - December 1994
CAL BERKELEY FEDERAL CREDIT UNION September 1989 - June 1991
Skills
Venture Capital, Investments, Start-ups, Mergers & Acquisitions, Competitive Analysis, Business Development, Private Equity, Portfolio Management, Equities, Investment Banking, Finance, Financial Services, Management, Leadership, New Business Development, Securities, Banking, Trading, Strategic Planning, Mutual Funds, Marketing Strategy, Emerging Markets, Business Strategy, Financial Analysis
Education
University of California, Berkeley 1986 — 1991
B.A, Economic and Asian Studies
Mattermark September 2014 - Present
Private Client January 2014 - August 2014
ETF.com October 2012 - January 2014
L2F Inc. October 2011 - November 2012
Advanced Equities, Inc March 2009 - February 2011
Financial West Group August 2001 - February 2009
Skills
Sales, Research, Writing, Venture Capital, Private Equity, Mobile Communications, Investment Banking, Due Diligence, Asset Managment, Alternative Investments, Equities, Portfolio Management, Financial Modeling, Investments, Financial Analysis, Series 7, Wealth Management, Investment Strategies, Hedge Funds, Mergers & Acquisitions, Asset Management, Strategic Planning, Finance, Start-ups, ETFs, Investor Relations, Trading, Mutual Funds, Securities, Asset Allocation, Investment Management, Emerging Markets, Fixed Income, Series 63
Education
University of California, Berkeley 1997 — 2001
B.A, Political Science
Paulson Investment Company, LLC 2014 - Present
Benman Administration, LLC 2014 - 2014
Advanced Equities, Inc. 2006 - 2013
LaSalle St. Securities 1997 - 2006
Education
University of Iowa - Henry B. Tippie College of Business 1983 — 1986
Feltl and Company November 2012 - May 2015
Advanced Equities Inc October 2011 - November 2012
Advanced Equities Inc May 2009 - October 2011
Watermatic LLC January 2009 - May 2009
Southside Sound May 2006 - September 2006
Skills
Venture Capital, Private Equity, Investments, Hedge Funds, Equities, IPO's, Secondaries, Business Development, Small Cap, Corporate Finance
Education
Northeastern Illinois University 2004 — 2008
Lincoln Park High School 2000 — 2004
St Clement
The Content Group June 2015 - Present
HSBC Global Banking and Markets April 2015 - July 2015
UBS Investment Bank March 2014 - January 2015
NYC Department of Education February 2013 - July 2013
FX Commonwealth Foreign Exchange January 2012 - February 2013
Advanced Equities, Inc. May 2011 - January 2012
NYC Department of Small Business Services May 2010 - August 2010
Micro Management, Inc. May 2007 - September 2009
Black Metropolis Convention and Tourism Council March 2009 - June 2009
Micro Management, Inc. August 2003 - August 2005
Skills
Analysis, Excel, Planning and..., Process Consulting, Customer Relations, Modeling, Inside Sales, Outside Sales, Business Strategy, Photoshop, Business Planning, Customer Service, Financial Modeling, Microsoft Excel, Entrepreneurship, Business Analysis, Training, Market Research, Budgets, Finance, CRM, OS X, Mac OS, Forecasting, Financial Analysis, Risk Management, Portfolio Management, Investments, Banking, Corporate Finance, Strategic Planning, SQL, Databases, Data Analysis, Salesforce.com, Microsoft Office, Management, Management Consulting, Project Management, Business Intelligence, Analytics, Financial Services, Start-ups, Business Process, Financial Risk, Derivatives, Consulting, Financial Markets, Business Development, Investment Banking
Education
Indiana University Bloomington 2006 — 2008
B.A., Economics/Political Science
Pace University - Lubin School of Business 2009 — 2012
MBA, International Economics, Investment Management
OneMedMarket March 2014 - Present
Sustainable Modern Villages July 2012 - Present
Odeon Capital Group LLC April 2011 - May 2012
Advanced Equities Inc April 2010 - April 2011
Peerless Pictures 1998 - 2007
JP Morgan 1990 - 1994
Salomon Bros. 1984 - 1990
Skills
Investments, Securities, Valuation, Venture Capital, Entrepreneurship, Sales, Capital Markets, Equities, Financial Analysis, Bonds, Asset Management, Portfolio Management, Hedge Funds, Fixed Income, Mergers & Acquisitions, Corporate Finance, Series 24, Derivatives, Financial Modeling, Trading, Alternative Investments, Investor Relations, Bloomberg, Investment Management, Investment Banking, Private Equity, Financial Markets, Strategy, Due Diligence, Emerging Markets, Options, Strategic Planning, Investment Advisory, Mutual Funds, Asset Managment, Investment Strategies
Education
Georgetown University
BS
Pennsylvania State University
MBA
Dinosaur Securities July 2015 - Present
Enclave Financial Group January 2014 - Present
Allen Partners 2011 - January 2014
Faulkner's Island Capital, Inc. April 2009 - September 2011
Advanced Equities, Inc. 2007 - 2009
Trautman Wasserman and Co. 2001 - 2006
Sands Brother & Co. 1990 - 2001
Drexel Burnham Lambert September 1988 - July 1990
Skills
Venture Capital, Private Equity, Alternative Investments, Hedge Funds, Investment Banking, Private Placements, Investments, Portfolio Management, Series 7, Corporate Development, Capital Raising, Investment Strategies, Asset Allocation, Wealth Management, Financial Services, Financial Advisory, Capital, Investment Management, Securities, Investment Advisory, Wealth Management..., High Net Worth..., Finance, Corporate Finance, Strategy, Funding, Business Development, Capital Markets
Education
Syracuse University - Martin J. Whitman School of Management 1984 — 1986
Bachelor of Science, Finance, Marketing
Syracuse University 1980 — 1984
LaSalle Investment Management July 2015 - Present
LaSalle Investment Management April 2014 - July 2015
Ascendant Capital, LLC. September 2013 - April 2014
Advanced Equities, Inc. September 2007 - December 2012
Skills
Venture Capital, Securities, Alternative Investments
Education
Miami University 2003 — 2007
Bachelor of Science (B.S.), Finance
Paulson Investment Co. December 2014 - Present
Advanced Equities Inc March 2010 - December 2013
ABC Entertainment September 2006 - December 2009
Skills
Due Diligence, Alternative Investments, Private Equity
Education
The George Washington University 2001 — 2005
Bachelor of Arts (BA), Psychology
Independent Firm September 2008 - Present
Advanced Equities Inc. January 2006 - September 2008
William Blair & Company LLC 2003 - 2006
Credit Suisse First Boston 1999 - 2003
SG Cowen 1993 - 1999
Telephone & Data Systems Inc. 1988 - 1993
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1986 — 1988
MBA, Finance
University of Illinois at Urbana-Champaign 1980 — 1983
B.S. Finance, Finance- Investments
Niles West High School 1976 — 1980
ASK Power November 2012 - Present
Advanced Equities, Inc. May 2011 - November 2012
ASK Products September 2009 - May 2011
Citadel Solutions December 2007 - September 2009
Chicago Administration September 2007 - December 2007
Trident Financial Services, LLC April 2006 - August 2007
LaSalle St. Securities 1999 - 2006
Patient Results Network 1997 - 1999
Systems Imagineering, Inc. 1994 - 1997
CGM Financial, Ltd. 1982 - 1994
Skills
Project Management, Marketing, Venture Capital, Program Management, Private Equity, Investor Relations, Financial Analysis, Salesforce.com, Microsoft Excel, Business Strategy, Training, Risk Management, Strategy
Education
DePaul University 1986 — 1991
Business, Business Administration and Management, General
Queen of Peace Highschool 1972 — 1976
Northern Trust Securities, Inc. October 2011 - Present
Advanced Equities July 2010 - October 2011
Advanced Equities October 2008 - September 2010
Advanced Equities, Inc. January 2007 - October 2008
Advanced Equities August 2004 - January 2007
Urban Gateways June 2003 - July 2004
Education
University of Illinois at Chicago 1998 — 2002
BA, Political Science
Charles Schwab & Co December 2014 - Present
Charles Schwab & Co January 2014 - November 2014
Advanced Equities Late Stage Opportunities Fund I, LLC November 2010 - December 2013
Advanced Equities, Inc. July 2010 - November 2012
Advanced Equities Inc. February 2010 - November 2012
PEAK6 Investments, L.P. June 2008 - February 2010
LaSalle St. Securities, LLC October 2004 - June 2008
LaSalle St. Securities March 1999 - June 2008
LaSalle St. Securities October 1997 - March 1999
Saperston Financial Inc January 1992 - October 1997
Skills
Series 7, Series 65, Series 24, Series 4, Series 27, Series 55, Series 63, FINRA, Equities, Alternative Investments, Private Equity, Mutual Funds, Securities, Options, Due Diligence, Financial Risk, Finance, Investments, Trading
Education
Canisius College 1992 — 1997
MBA, Finance
Calasanctius School
LFDY LLC October 2013 - Present
Advanced Equities Inc. August 1999 - August 2013
Skills
Series 7, Series 24, Series 63, Wealth Management, Trading, Alternative Investments, Investments, Securities, Venture Capital, Equities, FINRA, Private Equity, Asset Management, Hedge Funds
Education
Creighton University 1994 — 1998
Business Administration, Finance
Paulson Investment Company, Inc. January 2014 - Present
Clark Dodge & Co., Inc. February 2013 - December 2013
Advanced Equities, Inc. July 2008 - December 2012
Paramount BioCapital, Inc. May 2002 - June 2008
Skills
Series 7, Equities, Private Equity, Investments, Alternative Investments, Asset Management, Venture Capital, FINRA, Securities, Wealth Management, Due Diligence, Hedge Funds, Trading, Capital Markets, Risk Management, Mutual Funds
Education
New York University 1986 — 1990
Bachelor of Arts, Politics
David A. Noyes & Co. January 2015 - Present
Mesirow Financial February 2013 - August 2014
Advanced Equities, Inc. March 2009 - February 2013
Advanced Equities, Inc. August 2008 - March 2009
Advanced Equities, Inc./First Allied Securities, Inc. December 2006 - August 2008
Advanced Equities, Inc./First Allied Securities, Inc. March 2006 - August 2008
Citicorp Investment Services March 2003 - February 2006
Wayne Hummer Investments June 2002 - February 2003
PMC Mortgage Corp. October 2001 - February 2002
Deutsche Banc Alex. Brown LLC September 1998 - September 2001
Skills
Series 24, Series 7, Series 65, Series 63, Series 3 (expired), Health & Life Insurance..., Microsoft Excel, Access, Salesforce.com..., Microsoft Word, Bloomberg, SunGard Investran, Morningstar
Education
Marquette University 1992 — 1996
Bachelor of Science (B.S.), Finance
Advanced Equities, Inc. February 2011 - Present
Chicago Career Tech October 2010 - November 2012
The Northern Trust Compay October 2004 - November 2008
Education
TEC Services Consulting, Inc 2010 — 2011
MCTS Certification
Alabama Agricultural and Mechanical University 1998 — 2002
B. S., Accounting
BTIG, LLC April 2014 - Present
Stifel Financial Corp. September 2012 - April 2014
Advanced Equities Inc. October 2011 - August 2012
Chico State 2008 - May 2011
Global Hunter Securities June 2010 - August 2010
Rayner & Haynor Investment Couselors May 2009 - August 2009
Education
California State University-Chico 2006 — 2011
Economics
California State University-Chico 2006 — 2011
Business Administration, Financial Services, Financial Management
Redwood
Charles Schwab April 2014 - Present
Grosvenor Capital Management December 2012 - April 2014
Advanced Equities, Inc. September 2010 - November 2012
Fidelity Investments December 2008 - July 2010
Skills
Series 7, Series 24, Series 63, Series 65, Alternative Investments, General Securities..., Securities Regulation, Compliance, Equities, Fixed Income, Derivatives
Education
Miami University 2004 — 2008
BS, Finance
Institute for Innovation Law, UC Hastings College of the Law August 2014 - Present
Sideman & Bancroft LLP January 2014 - Present
ZipZap August 2011 - February 2014
Entrepreneurial Law Clinic, Law Offices of Chicago-Kent May 2013 - August 2013
Advanced Equities, Inc June 2010 - August 2011
Skills
Valuation, Series 7, Risk Management, Analytics
Education
University of California, Hastings College of the Law 2013 — 2015
Juris Doctor (J.D.)
Chicago-Kent College of Law, Illinois Institute of Technology 2012 — 2013
Juris Doctor (J.D.)
University of Southern California
Bachelor's Degree, Economics