Experience
UNFCU  September 2014 - Present
St. John's University   September 2008 - Present
CIM International   November 2009 - February 2014
Old Mutual  September 2007 - March 2009
Bank of America  August 2006 - April 2007
Citicorp Investment Services   April 2000 - August 2006

Skills
Investments, Fixed Income, Portfolio Management, Business Development, Mutual Funds, Leadership, Asset Allocation, Wealth Management, Banking, Offshore Investments, Business Strategy, Series 7, Equities, New Business Development, Marketing, Alternative Investments, Securities, Hedge Funds, Structured Products, Options, Sales Management, Business Planning, B2B, Strategic Planning, Asset Managment, Marketing Strategy

Education
St. John's University, The Peter J. Tobin College of Business   1998 — 2000
MBA, International finance

Xaverian H.S..

Xaverian H.S..

Experience
Merrill Lynch  February 2011 - Present
Morgan Stanley Smith Barney  December 2010 - March 2011
Citi Personal Wealth Mgmt/ Formerly Smith Barney   June 2006 - April 2010
Citicorp Investment Services   May 2003 - June 2006
Smith Barney  October 1989 - May 2003
EF Hutton  1985 - 1988

Skills
FINRA, Series 7, Series 24, Series 63, Securities, Mutual Funds, AML, Wealth Management, Investment Advisory, Investments, KYC, Equities, Retirement Planning, Banking, Investment Banking, Insurance, Risk Management, Due Diligence, Uniform Combined State..., Alternative Investments, Financial Risk, Financial Advisory

Education
Eastern Michigan University   1974 — 1979
BS, Political Science

Experience
QNAP Systems, Inc.   October 2011 - Present
Cal Spas  May 2009 - October 2011
Cogent Communications  June 2008 - March 2009
StoneCreek Mortgage   January 2004 - March 2008
Citicorp Investment Services   2003 - 2004
Transamerica  2001 - 2003
Manulife Financial  1996 - 2001

Skills
Account Management, Cold Calling, Selling, Sales Process, Sales Management, B2B, Customer Service, Sales, Direct Sales, Strategic Planning, Negotiation, New Business Development, Channel, Marketing Strategy, Team Building, Online Marketing, Competitive Analysis, Training, Channel Partners, Hand to Hand Combat, Nuclear Weapons, Sales Operations, Ventriloquism, Plant Breeding, Enterprise Software, Management, Marketing, Business Development, Solution Selling, Product Marketing

Education
California State University-Los Angeles   1996 — 1998
English Language and Literature, General

Mt. San Antonio College   1992 — 1996
Associates, English

Experience
Michael Charles New York Inc.   July 2010 - Present
Halstead Property  January 2009 - August 2010
The Real Estate Group NY  September 2007 - December 2008
Citicorp Investment Services   March 2004 - August 2006
The Chase Manhattan Bank  October 2002 - January 2004
J.P. Turner & Company, LLC   January 1999 - February 2001

Skills
Investments, First Time Home Buyers, Mortgage, Selling, Relocations, Relocation, Condos, Investment Properties, Customer Service, Mortgage Lending, Real Estate, Real Estate Transactions, Sellers, Rentals, Leases, Property, Residential Homes, Commercial Real Estate, Sales, Marketing

Education
Borough of Manhattan Community College

Experience
SunTrust Bank  September 1992 - Present
Citicorp Investment Services   December 1988 - August 1992

Skills
Banking, Commercial Banking, Loans, Commercial Lending, Estate Planning, Credit

Education
Frostburg State University   1976 — 1980
Bachelor's Degree, Business Administration and Management, General, cum laude

Experience
SunTrust Investment Services, Inc.   March 2012 - Present
BankUnited Investment Services   2006 - 2012
Citicorp Investment Services   2002 - 2006
Morgan Stanley  1999 - 2002

Skills
Investments, Financial Planning, Investment Management, Retirement Planning, Portfolio Reviews, 401k Rollovers, Estate & Wealth Transfer, College 529 Plans, IRAs & Roth Planning

Education
Baruch College, City University of New York (CUNY)
Bachelor’s Degree, Business Administration Management

Experience
M&T Securities, Inc   October 2014 - Present
SunTrust Investment Services, Inc  August 2009 - October 2014
Banc of America Investments  February 2008 - February 2009
Citigroup  2005 - 2008
Citicorp Investment Services   2005 - 2008
Smith Barney  2005 - 2008
Citi  2006 - 2007
SunTrust Investment Services  2000 - 2005
PaineWebber  1987 - 1993

Skills
Finance, Management, Credit, Mutual Funds, Portfolio Management, Retirement Planning, Banking, Leadership, Financial Services, Financial Planning, Series 63, Risk Management, Sales, Securities

Education
Salem International University   1984 — 1987
BS, Business Magement

Experience
Citigroup Global Markets Inc  September 2005 - Present
Citicorp Investment Services   October 2002 - September 2005
TD Waterhouse Securities  February 1998 - May 2002

Skills
Series 7, Series 63, Series 4, Banking, Capital Markets, Emerging Markets, Equities, Finance, Hedge Funds, Mutual Funds, Options, Securities, Trading

Education
Baruch College
Bachelor of Business Administration (B.B.A.), Accounting and Finance

Experience
New Jersey City University  September 2005 - Present
Nyack College  January 1999 - June 2010
Citicorp Investment Services   1994 - 1997
Merrill Lynch  1990 - 1994
UVA Machine Company, Bromma, Sweden   1987 - 1990
Marubeni Corporation  1981 - 1987
Brown & Sharpe  1980 - 1981
US Navy  1973 - 1980

Skills
Higher Education, Teaching, Curriculum Design, Curriculum Development, Educational Technology, Manufacturing Processes, Manufacturing Operations, Marksmanship, Firefighting, Firearms, Strategy, Strategic Consulting, Sales Engineering, Sales, Training Leadership, Training, Leadership, Leadership Management, Leadership Development, Internationalization, International Exchange, Equities, Equity Trading, FX Hedging, Finance, Financial Markets, Book Writing, Grant Writing, Consulting, Valuation, Business Valuation, DCF Valuation, Stock Valuation, Investment Valuation, Innovation Consulting, Innovation Management, Entrepreneurship, Entrepreneurial Finance, Transportation..., Program Development, Staff Development, Student Development, Resume Writing, Adult Education, Distance Learning, Instructional Design, Career Counseling, E-Learning, Charismatic Leadership

Education
Nova Southeastern University   1999 — 2002
Doctor of Business Administration, Finance and International Management

St. Thomas Aquinas   1997 — 1999
Master of Business Administration (MBA), Finance

Manufacturing Engineering Certification Institute   1981 — 1985
Certified Manufacturing Engineer, Manufacturing Systems

Salve Regina University   1974 — 1980
Associate of Science (AS), Criminal Justice

Nyack College
Bachelor of Science (BS), Organizational Management

Experience
Union Bank Investment Services, LLC   August 2008 - Present
Citi Smith Barney (Formerly Citicorp Investment Services)   March 2003 - August 2008
Citicorp Investment Services   2003 - 2008
Smith Barney  2003 - 2008
Transamerica Financial Advisors, Inc.   March 2000 - March 2003
The Prudential Insurance Company of America  1999 - March 2000
GlenFed Brokerage Services (Subsidiary of Glendale Federal Bank (CA))   1989 - 1999
Diversified Securities, Inc.   1987 - 1989
Financial Industry Regulatory Authority  1984 - 1987

Education
California State University-Northridge
Bachelor of Science, Finance

Experience
Banco Santander  July 2015 - Present
Banco Santander  June 2013 - Present
JPMorgan Chase  April 2012 - June 2013
JPMorgan Chase  October 2010 - April 2012
JP MORGAN CHASE BANK NA  October 2010 - April 2012
JPMorgan Chase  January 2009 - October 2010
JP MORGAN CHASE BANK NA  January 2009 - October 2010
Signature Bank  November 2007 - January 2009
Signature Securities   November 2007 - December 2008
Citicorp Investment Services   2007 - 2008

Skills
Portfolio Management, Banking, Investments, Mutual Funds, Loans, Finance, Mortgage Lending, CRM, Financial Advisory, Asset Allocation, Fixed Income, Commercial Banking, Trading, Credit, Relationship Management, Small Business Lending, Employee Relations, Retail Banking, Loan Origination, Investment Advisory, Business Development, Credit Analysis, Consumer Lending, Branch Management, Branch Banking, Commercial Lending, Wealth Management, Cross Selling

Education
Adelphi University   2010 — 2011
Management

MONSIGNOR FARRELL   1998 — 2002

Adelphi University
B.S, Business

Experience
CA Technologies  January 2006 - Present
Prudential Equity Group  2003 - 2006
Prudential Securities  1994 - 2003
Citicorp Investment Services   1990 - 1994
AEGIS Insurance Services  1988 - 1990
Mutual Benefit Life  1986 - 1988

Skills
Financial Analysis, Acquisition Integration, Analysis, Auditing, Consolidation, Corporate Finance, Finance, Financial Accounting, Financial Modeling, Financial Planning, Financial Reporting, Forecasting, Hyperion Enterprise, Managerial Finance, Mergers, New Business Development, Program Management, Revenue Recognition, Sarbanes-Oxley Act, Strategic Financial..., Mergers & Acquisitions

Education
Fordham Gabelli School of Business   1987 — 1990
MBA, Finance - High Honors

Muhlenberg College   1982 — 1986
BA, Business & Marketing

Experience
Matrix Solutions, New York Inc.   September 1993 - Present
Weiser Capital Management LLC   October 2007 - January 2009
M&K Financial Services LLC   May 2006 - October 2007
Center for Wealth Preservation (MassMutual)   April 2005 - May 2006
Citicorp Investment Services   December 2003 - December 2004
Matrix Solutions NY Inc.   September 1993 - December 2003
Swintec Corporation   December 1983 - October 1991
Xerox  1976 - 1981
Xerox  1976 - 1981

Skills
Cost Segregation, Cost Recovery, Workers Compensation, Business Advisory, Strategic Financial..., Investments, Insurance, Small Business, Financial Services, Management Consulting, Advising CPAs, Help Businesses Reduce..., Tax Credit Capture, Workers Compensation..., Cellular Audits, Section 179D Tax Credits, Manufacturing Tax..., R&D Tax Credits, WOTC, Credit Card Processing..., Tactical Investment, Certified Financial..., Personal Financial..., Small Business Services, Retirement Planning, Retirement Plan..., Qualified Retirement..., Estate Planning, Pulse Box, Vendor Screening, Third Party Vendor..., Employee Benefits, Financial Advisory, Pensions

Education
Colgate University   1967 — 1971
BA

Williston Academy   1965 — 1967
cum laude

Experience
Ameriprise Financial Services, Inc.   May 2013 - Present
Ameriprise Financial Services, Inc.   November 2011 - Present
Ameriprise Financial Services, Inc.   November 2009 - November 2011
Smith Barney  July 2006 - March 2009
Citibank  November 2004 - July 2006
Citicorp Investment Services   January 2003 - November 2004
Citicorp Investment Services   July 2000 - December 2002
Smith Barney  September 1996 - July 2000
Smith Barney  January 1996 - September 1996
Smith Barney  October 1993 - January 1996

Skills
Motivational Speaker, Strategy, Wealth Management, Strategic Planning, Motivational Speaking, Management, Asset Allocation, Leadership, Series 7, Recruiting, Securities, Series 63, Financial Analysis, Sales Operations, Investments, Strategic Financial..., Coaching, Mutual Funds, Financial Advisory, Asset Management, Hedge Funds, Series 65, Finance, Banking, Marketing, Risk Management, Business Development, Financial Services, Investment Advisory, Alternative Investments, Portfolio Management, Retirement Planning, FINRA, Sales, Equities, Retirement, Series 24

Education
California State University-Northridge   1978 — 1984
BACHELOR OF ARTS, ECONOMICS

Experience
Hans Hoerdemann Marketing Consulting   May 2009 - Present
UBS  July 2007 - April 2009
Hans Hoerdemann Marketing Consulting   December 2006 - June 2007
Citigroup  September 2002 - February 2006
MetLife  1999 - 2002
Citicorp Investment Services   1996 - 1999
Nestle  1990 - 1994
Sara Lee  1988 - 1989
Tambrands  1986 - 1988
Procter & Gamble  1983 - 1985

Skills
Integrated Marketing, Marketing, Product Management, Business Strategy, Product Development, Analytics, Management, Leadership, Start-ups, Program Management, Sales Management, Creative Direction, Fundraising, Segmentation, Financial Services, Direct Marketing, Marketing Strategy, Marketing Communications, Strategic Partnerships, Digital Media, Strategy, Advertising, Digital Marketing

Education
University of Notre Dame
BA

New York University

Adelphi University

Experience
HSBC Private Bank  November 2010 - Present
Citi Wealth Management Latin America, Affluent High Net Worth Segment   September 2008 - November 2010
Citicorp Investment Services   June 2001 - September 2006
Prudential Securities  September 1996 - May 2001
Cooper, Leibowitz and Arnelle, Hastie   1994 - 1996
Fried Frank  March 1989 - June 1994
Gaston & Snow  1987 - 1989

Education
Fordham University School of Law   1984 — 1987
JD

Smith College   1979 — 1983
BA

Experience
Teladata  April 2013 - Present
Teladata  October 2007 - Present
IFMA Silicon Valley  January 2013 - December 2013
IFMA Silicon Valley  January 2012 - December 2012
IFMA Silicon Valley  January 2011 - December 2011
Teladata  August 2005 - October 2007
Citicorp Investment Services   March 2004 - May 2005

Skills
Account Management, Business Development, Sponsorship Sales, Business Writing, Editing, Event Planning, Vendor Management, Marketing Strategy, Volunteer Management, Event Management, Project Management, Program Management, Contract Negotiation, Customer Service, Operations Management, Data Center, Team Leadership, Project Planning, Sales, Management, Strategy, New Business Development, Team Building, Leadership, Sales Management

Education
Chapman University   2001 — 2005
B.S. Business Administration, Marketing and Entrepreneurship

Chapman University, The George L. Argyros School of Business and Economics   2001 — 2005
Marketing and Entrepreneurship

Presentation High School   1997 — 2001

Experience
AXA Advisors  October 2012 - Present
AXA Advisors  October 2008 - October 2012
AXA Advisors  January 2003 - October 2008
AXA Advisors  October 2000 - January 2003
AXA Advisors  April 1997 - October 2000
Tradewell Investments   1996 - April 1997
Wachovia Investments   1995 - 1996
CitiCorp Investment Services   1992 - December 1994
Lehaman Brothers   1991 - 1992

Skills
Series 7, Series 24, Series 4, Series 63

Education
Elon University   1986 — 1991

Experience
First Brokerage America, LLC   September 2008 - June 2009
First American Bank / LPL Financial   February 2008 - August 2008
Harris Investment Services   January 2007 - February 2008
Countrywide Financial Services  June 2006 - November 2006
Fifth Third Securities  March 2004 - June 2006
LaSalle Financial Services  July 1999 - March 2004
Citicorp Investment Services   October 1993 - July 1999

Skills
Retirement Planning, Wealth Management, Banking, Investment Strategies, Series 63, Fixed Annuities, Insurance, Investments, Life Insurance, Mutual Funds, Series 7, Uniform Combined State..., Strategic Financial..., Investment Advisory, Finance, Mortgage Lending, Bonds, Retirement, 401k, Alternative Investments

Education
Bradley University   1977 — 1979
Business

Experience
NAI Dayton   April 2012 - Present
HRI Commercial Realty   February 2002 - April 2012
United Airlines  1986 - 2001
Citicorp Investment Services   June 1983 - September 1986

Skills
Business Brokerage, Brokerage, Land, Real Estate, Realty, Leases, Short Sales, Investment Properties, Site Selection, Tenant, Property Management, Real Estate Transactions, Real Estate Investment, REO, Negotiation, Sellers, Investors, Shopping Centers, Real Estate Negotiation, Dispositions, Sales, Location Intelligence, Property, Investments, Real Property, Disposition, Buyers, Marketing, Commercial Real Estate

Education
Northern Michigan University
Bachelor of Science (B.S.), Management & Marketing

Experience
The Himmelstein Group at Houlihan Lawrence   Vice President, Branch ManagerCiti2012 - 2014
Wells Fargo Bank, N.A.   2011 - 2012
JPMorgan Chase  2007 - 2011
HSBC Mortgage Corporation (USA)   2004 - 2007
Citicorp Investment Services   1999 - 2001

Skills
Business Development, Banking, Recruiting, Customer Service, Human Resources, Management, Sales, Retail Banking, Performance Management, Financial Services, Mortgage Banking, Marketing, Budgets, Coaching, Investment Banking, Private Banking, Mergers, CRM, Real Estate, Mortgage Lending, Loans, Loan Origination, Consumer Lending, Credit, Credit Analysis, Consulting, Lines Of Credit, Financial Analysis, Finance, Sales Management, Financial Reporting, Strategic Financial..., Business Strategy, Business Analysis, Business Planning, Small Business, Hiring, Operations Management, Team Management, Small Business Lending, Credit Cards, Home Equity Loans, Account Management, Investments, Relationship Management, Leadership, Portfolio Management, Public Speaking, Commercial Banking, Branch Banking

Education
State University of New York College at Old Westbury   1996 — 2000

Mount Saint Michael's Academy   1993 — 1996
High School Diploma, General Academics

Experience
U.S. Bank Wealth Management   February 2015 - Present
MoneyGuidePro (PIEtech, Inc.)   September 2009 - January 2015
UBS AG, Zurich, Switzerland   August 2007 - August 2009
UBS Wealth Management  April 1999 - August 2007
Citicorp Investment Services   1997 - 1999
Financial Planning Associates, Inc and Asset Allocation Securities Corp.   1993 - 1997
Ameriprise Financial Services, Inc. (IDS Financial Planning Services)   1990 - 1993

Skills
Wealth Management, Strategic Financial..., Operational Risk..., Enterprise Software, Finance, Financial Advisory, Wealth, Risk Management

Education
Cornell University   1986 — 1990
BS, Applied Economics and Business Management

College for Financial Planning
CFP Professional Education Program

University of California, Berkeley, Haas School of Business
Center for Executive Development, CIMA - IMCA Certified Investment Management Analyst Program

University of Pennsylvania - The Wharton School
SIMFA, Securities Industry Institute

Experience
Ameriprise Financial  June 2010 - Present
Investment Professionals, Inc.   June 2009 - June 2010
Grubb & Ellis Securities   June 2008 - March 2009
Citicorp Investment Services   2001 - 2007
CUNA Mutual Group  October 1997 - June 2001
Liberty Securities   October 1985 - November 1997

Skills
Series 7, Series 24, series 9 & 10, Series 63, Series 65, Series 53, California Insurance..., California Insurance...

Education
Humboldt State University   1979 — 1984
BS, Business Administration

Experience
TD Bank  July 2010 - Present
Summit Horizons, Inc.   2008 - July 2010
Citibank Mid-Atlantic   July 2003 - March 2008
Citicorp Investment Services   January 1997 - July 2003

Education
Northwestern University - Kellogg School of Management
MBA

Experience
Lincoln Financial Securities Corp. (member SIPC)   September 2014 - Present
Private Gift Annuity.Com   October 2010 - Present
Planto Roe Financial Services  June 2008 - October 2010
Planto Roe Financial Services  2008 - 2009
Citibank India's US banking portfolio   May 1999 - August 2007
Citicorp Investment Services   August 1996 - July 2007
Smith Barney  2007 - 2007
Citibank  1994 - 2007
Citigroup  1994 - 2007
Citibank India  May 2003 - May 2005

Skills
Team Building, Start-ups, Finance, Strategy, Risk Management, New Business Development, Management, Auditing, Customer Service, Leadership, Temporary Placement, Strategic Planning, Customer Retention, Portfolio Management, Financial Services, Competitive Analysis, Budgets, Banking, Performance Management, Business Planning, Series 7, Training, Financial Analysis

Education
Dakota State University   1980 — 1981
Psychology

South Dakota State University   1972 — 1973
Mechanical Engineering

Madison High School

Experience
SagePoint Financial  March 2012 - Present
Focus Retirement Group, Inc.   March 2012 - Present
Focus Retirement Group, Inc.   March 2012 - Present
New England Securities  July 2010 - March 2012
Ameriprise Financial Services, Inc.   May 2005 - July 2010
Citicorp Investment Services   May 2004 - May 2005
American Express Financial Advisors  May 2002 - May 2004

Skills
Retirement, Securities, Retirement Planning, Wealth Management, Employee Benefits, Series 7, Wealth, Estate Planning, Personal Finance, Strategic Financial...

Education
DePaul University - Charles H. Kellstadt Graduate School of Business   1999 — 2001
MBA, International Business, Entrepreneurship

Illinois State University   1983 — 1987
BA, Communications, English

Experience
DHL Express  July 2015 - Present
DHL Global Forwarding  February 2006 - Present
Arthur Weiner Enterprises   2005 - 2006
Todo 1 Services   2003 - 2005
Citicorp Investment Services   1998 - 2003

Skills
Program Management, Employee Benefits, Employee Relations, Customer Service, Employee Training, Interviews, Talent Management, Performance Management, Payroll, Human Resources, Management, Recruiting, Change Management, Personnel Management, HR Policies, Budgets, College Recruiting, Talent Acquisition, Deferred Compensation, Benefits Administration, Temporary Placement, Negotiation, Leadership, Process Improvement, Onboarding, New Hire Orientations, Organizational..., Sales, Training, Time Management, Policy, Analysis, Succession Planning, Employment Law, Sourcing, Conflict Resolution, Labor Relations, Career Development, HRIS, Performance Appraisal, Organizational Design, Teamwork, Workforce Planning, HR Consulting, Employee Engagement, HR Transformation, Selling, Coaching, Union, Internal Communications

Education
Nova Southeastern University   2013 — 2015
Master of Science in Human Resources Management, Human Resources

Nova Southeastern University   2003 — 2010
B.A, Business Administration

Saint John's University   2001 — 2003
Associate Degree, Business Administration

Certifications and Workshops
360 Evaluation Coach

Universidad San Ignacio de Loyola

Experience
Merrill Lynch  August 2013 - Present
SeeThruEquity, LLC   2012 - 2013
China Focused Private Equity Firm   2011 - 2012
Citi Smith Barney  2007 - 2009
Citicorp Investment Services   2005 - 2007

Skills
Investments, Customer Relations, Mutual Funds, Securities, Investment Banking, Series 66, Series 7, Private Banking, Private Equity, Hedge Funds, Investor Relations, Banking, Customer Service, Finance, Financial Services, Capital Markets, Trading, Due Diligence, Fixed Income, Relationship Management, Series 63, Uniform Combined State...

Education
European School of Economics, Rome   2009 — 2011
MBA with Honors, International Business

City University of New York-Brooklyn College   2003 — 2006
Bachelors Business, Management & Finance

Pierce College   2001 — 2003
Associates Degree, Business

Experience
DMSchraeder Communications   November 2013 - Present
JCPR  October 2014 - April 2015
World Gold Council  January 2011 - October 2013
MSLGROUP  April 2008 - December 2010
MSLGROUP  April 2007 - April 2008
MSLGROUP  October 2005 - March 2007
Zeno Group  October 2004 - October 2005
Sensei Health Communications   May 2003 - September 2004
Citicorp Investment Services   March 2000 - November 2001
JB Hanauer & Company   March 1998 - September 1999

Skills
Crisis Communications, Strategic Communications, Corporate Communications, Internal Communications, Media Relations, Public Relations, Message Development, Integrated Marketing, Reputation Management, Press Releases, Publicity, Public Affairs, Marketing Communications, Marketing Strategy, Strategy, Event Planning, Spokesperson, Crisis Management, Leadership, Communication Training, Marketing, Communications Planning, Social Media

Education
Boston University   1986 — 1990
BA, Psychology and Political Science

Experience
SharesPost  June 2014 - Present
Emerson Equity   May 2009 - June 2014
HSBC Securities  September 2005 - April 2009
Citi SmithBarney  2004 - September 2005
Citicorp Investment Services   October 2003 - 2004

Skills
Investments, Hedge Funds, Alternative Investments, Equities, Asset Management, Wealth Management, Investment Advisory, Finance, Series 7, Private Equity, Investment Banking, Venture Capital, Due Diligence, Financial Structuring, Fixed Income, Corporate Development, Securities, Capital Markets, Series 63, Mergers & Acquisitions, Mutual Funds, Valuation, Investment Strategies, Bloomberg, Emerging Markets, Structured Finance, IPO, Fund Of Funds, Investor Relations, Equity Research, Private Placements, Asset Allocation, Investment Management, Bonds

Education
Franklin & Marshall College   1998 — 2002
BA, Government

Myrtle Beach High School   1994 — 1998

Experience
UNFCU  October 2014 - Present
TD Ameritrade  January 2011 - October 2014
Smith Barney  May 2007 - February 2009
Citicorp Investment Services   July 1998 - May 2007
Citicorp Investment Services   August 1993 - July 1998

Education
New York University
Financial Planning

Syracuse University - Martin J. Whitman School of Management   1983 — 1985
B.S., Finance

Florida Institute of Technology   1982 — 1983
Flight Technology

Farmingdale State College   1980 — 1982
A.A.S., Aerospace Technology

Bishop Ludden High School   1976 — 1980

Experience
LPL Financial  2008 - Present
Mercer Partners   1998 - 2008
Newdea  2003 - 2005
Citicorp Investment Services   1995 - 1998

Skills
Strategic Planning, Problem Solving, Financial Coaching, Business Coaching, Interpersonal...

Education
College for Financial Planning   1983 — 1984
CERTIFIED FINANCIAL PLANNER™ Designation

California Polytechnic State University-San Luis Obispo   1976 — 1981
Journalism, Business Communications

Experience
Accuity  2014 - Present
SWIFT  2012 - 2014
Information Mosaic  2010 - 2012
EastNets  2008 - 2009
Broadridge Financial Solutions (formerly ADP Brokerage Services)   2005 - 2008
Quick & Reilly (Fleet Bank)   2002 - 2005
Citicorp Investment Services   1997 - 2002
Merrill Lynch  1995 - 1997

Skills
Financial Services, Securities, Corporate Actions, Banking, Management, Business Development, CRM, Leadership, Finance, Account Management, Selling, Sales, Competitive Analysis, Outsourcing, Investments, Relationship Management, SaaS, Risk Management, Business Analysis

Education
State University of New York at New Paltz   1988 — 1990
Bachelor of Science (BS), Business Administration, Management and Operations

Experience
Cuso Financial Services/Sorrento Pacific Financial   December 2014 - Present
CUSO Financial Services, LP  October 2014 - Present
Patelco Credit Union  September 2009 - October 2014
Native Son Ventures   January 2009 - September 2009
LPL Financial  2008 - 2009
XCU Capital Corporation   November 2004 - November 2007
Citicorp Investment Services   January 2003 - November 2005
California Federal Bank  1997 - 2002

Skills
Investment Program..., Insurance Sales Growth..., Sales Coach/Trainer, Banking, Compliance, Sales Management, Start-ups, Investments, Insurance, Sales, Business Development, Program Management, Mutual Funds, Financial Services, Management, Mergers & Acquisitions, Strategy, Credit, Leadership, Finance, Business Planning, Loans, Executive Management, Small Business, Strategic Planning, Budgets, Team Building

Education
Stanford University   1974 — 1978
BA

University of San Diego   1980 — 1984
MBA, Finance, Strategic Management

Kearny High School   1971 — 1974

Experience
Durata Therapeutics  June 2014 - Present
CSL BEHRING  August 2012 - June 2014
MEDIMMUNE, INC  May 2006 - June 2012
NOVARTIS PHARMACEUTICALS  April 2004 - May 2006
INKINE PHARMACEUTICAL COMPANY, INC  January 2003 - April 2004
CDW  November 2000 - October 2002
CITICORP INVESTMENT SERVICES   June 1999 - November 2000

Skills
Gastroenterology, Dermatology, Managed Care, Biotechnology, Hospitals, Pharmaceutical Industry, Clinical Research, Pharmaceutical Sales, Buy & Bill, Sales, Vaccines, Product Launch, Sales Operations, Infectious Diseases, Surgeons, Public Health, Direct Sales, Pediatrics, NICU, Territory, podiatry, Allergy, Rare Diseases, IV Antibiotics, IVIG, Self Administered..., Self Admin IV, Immunology

Education
DePaul University
Bachelor of Science, Finance

Mercy High School

Mercy High School

Experience
hibu  July 2007 - Present
Coca-Cola Enterprises  January 2003 - April 2007
Smith Barney  February 2000 - January 2003
Citicorp Investment Services   August 1997 - February 2000
Paine Webber  August 1994 - August 1997
The Rochester Americans Hockey Club   June 1993 - August 1994
Rochester Americans  June 1987 - August 1994
Niagara Frontier Hockey Ltd/Rochester Americans Hockey Club   June 1987 - August 1994
The Rochester Americans Hockey Club   June 1989 - June 1993
The Rochester Americans Hockey Club   June 1987 - June 1989

Skills
Sales Management, B2B, B2B Marketing, New Media Consulting, Lead Generation, Sales Presentations, Marketing Strategy, Sales Operations, Salesforce.com, Sales, Business Development, Marketing Communications, Digital Marketing, Social Media Marketing, Direct Sales, Sales Process

Education
Nazareth College of Rochester   1985 — 1987
BS, Business Adminisatration, Economics

Monroe Community College   1983 — 1985
A.A.S, Marketing

Experience
MEAG New York Corporation  December 2013 - Present
MEAG New York Corporation  March 2004 - December 2013
TIAA-CREF  July 2000 - March 2004
TIAA-CREF  April 1999 - June 2000
TIAA-CREF  July 1998 - March 1999
New York Life Insurance Company  April 1997 - July 1998
Coopers & Lybrand L.L.P.   September 1996 - April 1997
Citicorp Investment Services   July 1994 - September 1996
Integrated Business Systems, Inc.   September 1993 - July 1994

Skills
Software Project..., IT Project..., IT Management, IT Strategy, Business Process..., Business Analysis, Functional..., Business Requirements, Problem Solving, IT Procurement, Vendor Management, Communication Skills, Team Leadership, Cross-functional Team..., SQL, Crystal Reports, Portia, SimCorp Dimension, Electra Information..., Visio

Education
Columbia University   1992 — 1995
MS, Electrical Engineering

Columbia University   1988 — 1992
BS, Electrical Engineering

Experience
MRI Software LLC  September 2015 - Present
Accenture  March 2013 - January 2015
Reis  May 2009 - February 2013
RR Donnelley Global Real Estate Services  April 2006 - March 2009
Reis, Inc.   January 2001 - August 2005
Merrill Lynch Private Wealth Management  January 1999 - December 2000
Citicorp Investment Services   1998 - 1999

Skills
Real Estate Investment, Sales, Asset Management, Asset Managment, Business Development, Commercial Real Estate, Contract Negotiation, Credit, Due Diligence, Finance, Investment Properties, Investments, Leases, Market Research, Negotiation, Portfolio Management, Property Management, Real Estate, Real Estate Development, Real Estate Economics, Selling, Real Estate Transactions

Education
Saint John's University   1994 — 1996
BS, Biology/Biological Sciences, General

Ithaca College   1992 — 1994
Biology, Finance

Poly Prep   1986 — 1992

Experience
Aston Asset Management  November 2004 - Present
DWS Investments  January 2000 - February 2003
Citicorp Investment Services   1998 - 2000

Skills
Series 7, Series 63, Mutual Funds, Asset Managment, Investments, Investment Advisory, Wealth Management, Alternative Investments, Business Development, Investment Strategies

Education
Manchester College
Bachelor of Science

Experience
Self Employed  March 2009 - Present
The Eppolito Group   August 2007 - February 2009
The Forum Group  February 2004 - August 2007
Accounting Principals  February 2003 - November 2003
Citicorp Investment Services   1983 - 1991

Skills
Credit, Insurance, Marketing, Tax, Advertising, Non-profits, Consumer Products, Executive Search, Applicant Tracking..., Talent Acquisition, Recruiting, Internet Recruiting, Technical Recruiting, Contract Recruitment, Benefits Negotiation, Temporary Placement, Sourcing, Onboarding, Finance, College Recruiting

Education
Iona College   1980 — 1982
MBA, Finance

City University of New York-Herbert H. Lehman College   1975 — 1978
BBA, Economics

Experience
First Citizens Investor Services  June 2008 - Present
Wachovia Securities  September 1998 - February 2008
Citicorp Investment Services   September 1993 - September 1998
Prudential Securities/ Olsten Temporary Services   September 1992 - September 1993
Neuberger Berman  1987 - 1991

Skills
Series 7, Series 9, Series 10, Series 63, Series 65, Finance, FINRA, Investments, Mutual Funds, Securities, Series 24, Wealth Management, Financial Services, Asset Allocation, Management, Portfolio Management, Risk Management

Education
Long Island University, Brooklyn Campus   1982 — 1995
Bachelor of Science (B.S.), Finance, General

The Berkeley Institute

Experience
Evolver Inc.  August 2005 - Present
USPTO  October 2010 - September 2012
Trawick & Associates  2005 - 2008
Akin Gump Strauss Hauer & Feld LLP  October 2003 - November 2004
Citicorp Investment Services   May 1999 - June 2001

Skills
Microsoft Office, Microsoft Excel, SharePoint, Customer Service, System Administration, Management, Process Improvement, Troubleshooting, Public Speaking, Government, Security, Networking, Program Management, Training, Software Documentation

Education
College of Southern Maryland   2009 — 2012
Behavioral Psychology

John Jay College of Criminal Justice   1994 — 1997
Criminal Justice/Law Enforcement Administration

Experience
North Central College  1989 - Present
Citicorp Investment Services   March 1987 - April 1988
American National Bank and Trust  1979 - 1986
Federal Reserve Bank of Chicago  1974 - 1979

Skills
Analysis, Public Speaking, PowerPoint, Word, Microsoft Office, Teaching, Excel, Strategic Planning, Leadership Development, Higher Education, Writing, Market Research, Public Relations, Editing, Marketing Strategy, Budgeting, SPSS, Copywriting, Advertising, Email Marketing, Microsoft Excel, Event Planning

Education
DePaul University   1977 — 1979
MBA, Management

Loyola University Chicago   1972 — 1974
MA, English

Dominican University   1968 — 1972
Bachelor of Arts, English

Experience
JPMorgan Chase  Managing Director, InvestmentsJP Morgan2004 - Present
Chemical Bank  1993 - 1994
Citibank  1985 - 1993
Citicorp Investment Services   1985 - 1993
Sony Electronics  1981 - 1985

Education
Fordham Gabelli School of Business   1981 — 1982

Experience
Watch Hill Advisors LLC   February 2012 - Present
Blake Perkins - counsel   2009 - 2012
Malley Assoc. Capital Mgmt. / Train Babcock Advisors   1996 - 2009
Citicorp Investment Services   1991 - 1995
Citicorp Credit Services  1980 - 1983

Skills
Institutional..., Financial Modeling, Investment Advisory, Trading, Retirement Planning, Research, Equity Research, Value Investing, Financial Analysis, Financial Services, Portfolio Management, Asset Management, Investments, Capital Markets, Hedge Funds, Equities, Alternative Investments, Mutual Funds, Securities, Banking

Education
The University of Chicago - Booth School of Business   1978 — 1980
MBA, Economics, Marketing, non-profit management

Brown University   1973 — 1977
A.B., Comparative Literature

Experience
Webster Private Bank   July 2014 - Present
Citi Private Bank  February 2007 - June 2014
Citicorp Investment Services   July 2006 - February 2007
Smith Barney  January 2004 - July 2006
Citigroup Private Bank  November 2000 - January 2004
Consulting Group - Smith Barney   April 1998 - November 2000
Consulting Group - Smith Barney   May 1997 - March 1998
Smith Barney  January 1993 - January 1997

Skills
Microsoft Excel, Access, PowerPoint, Private Banking, Series 7, Microsoft Word, Banking, Finance, Investments, Portfolio Management, Bloomberg, Fixed Income, Securities, Mutual Funds, Alternative Investments, Asset Allocation, Financial Services

Education
Iona College   1993 — 1997
B.B.A., Bachelor, Business Administration; Finance

Experience
Citigroup  November 2007 - Present
Citicorp Investment Services   2006 - 2007
Citicorp Investment Services   2005 - 2006
State Farm Insurance  1999 - 2002

Skills
Wealth Management, Retirement Planning, ETFs, Financial Planning, Estate Planning, Insurance, Annuities, Fixed Income, Long Term Care, 401k Rollovers, Investments, Investment Strategies, Series 7, Mutual Funds, Investment Advisory, Financial Advisory, Series 63, Bonds, Retirement, 401k, Asset Allocation, Series 66, Asset Management, Insurance Planning, Portfolio Management, Strategic Financial..., Fixed Annuities

Education
DePaul University   2002 — 2006
Double Majored in Finance and Marketing, Sales and Leadership Program

Gordon Tech High School   1998 — 2002

Experience
Bank of America  January 2013 - Present
Bank of America  March 2010 - December 2012
Wachovia, A Wells Fargo Company  September 2009 - March 2010
Wachovia Bank  December 2007 - August 2009
Wachovia Bank  August 2005 - December 2007
Wachovia Bank  November 2003 - July 2005
Wachovia Bank  February 2001 - October 2003
Wachovia Bank  May 1995 - January 2001
JP Morgan  August 1994 - April 1995
Citicorp Investment Services   February 1992 - August 1994

Education
Farmingdale State College   1994 — 1995

Southern Polytechnic State University   1991 — 1991

Virginia Polytechnic Institute and State University   1990 — 1991

Pace University   1989 — 1990

Experience
CUSO Financial Services  November 2010 - Present
JP Morgan Chase, formerly WaMu Investments Inc   February 2007 - November 2009
XCU Capital Corporation   November 2005 - February 2007
Citicorp Investment Services   February 2003 - November 2005
Cal Fed Investments  January 1990 - February 2003

Education
San Jose State University   1980 — 1982
BS, Graphic Design

Experience
WebSoft!Now, Inc.   June 2004 - Present
Martindale Hubble   January 1999 - June 2004
Citicorp Investment Services   January 1996 - January 1999
Prudential Financial  January 1993 - December 1996
PricewaterhouseCoopers  January 1991 - January 1993
KPMG Peat Marwick  January 1990 - January 1991
Lockheed Martin Space Systems Company  January 1989 - January 1990

Education
University of Medicine and Dentistry of New Jersey   2005 — 2006
Bachelor of Science, Nursing

State University of New York College at Buffalo   1987 — 1989
Bachelor of Science, Computer Studies

State University of New York College at Buffalo   1987 — 1989
Bachelor of Arts, Statistics

State University of New York College at Buffalo   1987 — 1989
Bachelor of Arts, Philosophy

State University of New York College at Buffalo   1987 — 1989
Minor, Mathematics

Experience
JPMorgan Chase & Co.   April 2015 - Present
JPMorgan Chase  September 2014 - March 2015
JPMorgan Chase  May 2013 - September 2014
JP Morgan Chase  May 2011 - May 2013
State Auto Insurance  August 2010 - May 2011
Nationwide Insurance  June 2007 - November 2010
Nationwide Insurance  April 2000 - June 2007
Nationwide Insurance  March 1995 - April 2000
Citicorp Investment Services   March 1992 - April 1995

Skills
Cross-functional Team..., Leadership, Project Management, SDLC, Databases, Management, PMP, IT Strategy, OOAD, IT Operations, Strategic Planning, Investments, SQL, Agile Methodologies, Performance Tuning, Quality Assurance, Database Design, Quality Center, SOA, Divestitures, RUP, Risk Management, IT Management, Security

Education
Project Management Institute
PMP

New York University
BS

Experience
DELOITTE ADVISORY  January 2011 - Present
CITIGROUP PRIVATE BANK  January 2004 - January 2007
CITICORP INVESTMENT SERVICES   January 2000 - January 2002

Education
FORDHAM UNIVERSITY, GRADUATE SCHOOL OF BUSINESS
MBA, Finance

Florida International University
BS, Finance and International Business

Experience
Citicorp Investment Services   1999 - 2007

Skills
Capital Markets, Mutual Funds, Risk Management, Equities, Portfolio Management

Education
Pace University - Lubin School of Business   1999 — 2008
MBA, Finance

Experience
Citigroup  October 2012 - Present
Citi Group  January 2011 - October 2012
CIT  September 2010 - December 2010
LAB Marketing   April 2009 - January 2010
Citigroup  January 2005 - July 2008
Citicorp Investment Services   July 2000 - January 2005
Citicorp Investment Services - CitiTrade   January 2000 - July 2000
Salomon Smith Barney  March 1999 - January 2000

Skills
Banking, Financial Services, FINRA, AML, Operational Risk, Financial Risk, Capital Markets, Wealth Management, Auditing, Securities, Analysis, Trading, Investments, Options, KYC, Training, Finance

Education
Rutgers University-New Brunswick   1986 — 1988
B.A., Economics and Finance

Rutgers University-New Brunswick   1984 — 1986
Pharmacy

Experience
City National Bank  2015 - Present
People's United Bank  2012 - 2015
Santander Bank  2009 - 2011
Chase Investment Services / WaMu Investments   2008 - 2009
Citigroup  2005 - 2008
Citicorp Investment Services   1999 - 2004

Education
Boston University
Bachelor of Arts

University of the Pacific - McGeorge School of Law
Juris Doctorate

Experience
First Shot Basketball School   September 2015 - Present
Wildlife Conservation Society  August 2015 - Present
Queensborough Community College  February 2014 - June 2015
Hyde Leadership Charter School  March 2011 - December 2011
Queens Satellite High School for Opportunity / Business, Academic and Community Institute   September 2010 - March 2011
North Shore Schools  October 2009 - June 2010
Citigroup  October 2005 - March 2009
Citigroup  October 2002 - September 2005
Citigroup  April 2000 - October 2002
Citicorp Investment Services   January 2000 - March 2000

Skills
Risk Management, Process Improvement, Cross-functional Team..., Leadership, Management, Strategic Planning, Banking, Project Management, Financial Reporting, Finance, Project Planning, Auditing, Public Speaking, Credit, Internal Controls, Portfolio Management, Financial Analysis, Customer Service, Investments, Business Strategy, Leadership Development, Budgets, Human Resources, Nonprofits, Analysis, Financial Risk, Retail Banking, Business Planning, Strategic Financial..., Executive Management, Mergers & Acquisitions, Strategy, Financial Services, Accounting, Vendor Management, Governance, Financial Modeling, Program Management, Policy, Internal Audit, Managerial Finance, Change Management, Business Analysis, Due Diligence, Management Consulting, Valuation

Education
LIU Post   2009 — 2010
School District Business Leader (SDBL) Advanced Certification Program

New York University - Leonard N. Stern School of Business   1974 — 1976
MBA

City University of New York-Herbert H. Lehman College   1970 — 1974
BA

Experience
Citi  May 2013 - Present
Citibank  January 2011 - May 2013
Citibank  June 2005 - December 2010
Citicorp Investment Services   June 2002 - June 2005
Citicorp Investment Services   2000 - 2002
Citicorp Investment Services   1999 - 2000

Skills
Financial Risk, Risk Management, AML, Banking, KYC, Commercial Banking, Commercial Lending, Capital Markets, Credit, Program Management, Retail Banking, Insurance, Investments, Portfolio Management, Internal Audit, Financial Services, Securities, Series 7, Anti Money Laundering, Credit Risk, Mutual Funds, Management, Operational Risk, Fixed Income, Due Diligence, Credit Cards, Operational Risk..., Wealth Management, Enterprise Risk..., Risk Assessment

Education
State University of New York at New Paltz   1983 — 1988

Experience
Citigroup  SVP - Audit & Risk ReviewCitibank2010 - Present
Citicorp Investment Services   2003 - 2009
American Stock Exchange  1999 - 2003
First Albany  1994 - 1999
NY Coffee, Sugar & Cocoa Exchange   1989 - 1994
Shearson Lehman Hutton  1988 - 1989
EF Hutton  1976 - 1987

Education
Baruch College, City University of New York (CUNY)   1972 — 1976
BBA, Marketing Management

Experience
Summit Brokerage Services, Inc.   September 2012 - Present
Ameriprise Financial Services, Inc.   June 2011 - August 2012
NatCity Investments  November 2008 - November 2009
Wamu Investments  October 2005 - October 2008
Citicorp Investment Services   March 1999 - May 2004

Skills
Series 7, Portfolio Management, Wealth Management, Series 63, Strategic Financial..., Equities, Mutual Funds, Credit, Loans, Investments, Fixed Annuities, Securities, Series 24, Series 65, Licensed Life & Health..., Sales Management, Compliance, Retirement Planning, Banking, Finance

Education
Nova Southeastern University   2006 — 2009
M.S, Management/Leadership

Florida State University   1990 — 1992
B.S, Political Science

Virginia Commonwealth University   1988 — 1990
Political Science

Experience
HSBC  August 2011 - February 2012
Wells Fargo  April 2010 - June 2011
U.S. Bank, N.A.   January 2006 - March 2009
Wachovia Bank  February 2005 - December 2005
Citicorp Investment Services   October 2003 - February 2005
American Stock Exchange  July 2000 - October 2003
New York Stock Exchange (Euronext)   April 1999 - June 2000

Skills
USA PATRIOT Act, Equities, Management, Banking, Financial Risk, Capital Markets, Cash Management, Due Diligence, Investments, Portfolio Management, Financial Services, CRM, FINRA, Securities, Leadership, AML, Series 7, Hedge Funds, Training, Risk Management, Analysis, Bank Secrecy Act, Mutual Funds, Asset Management, Corporate Governance

Education
American Institute of Banking
Diploma, International Banking

Dowling College
MBA, International Banking & Finance

New York Institute of Finance
Certificate, Securities Analysis

Queens College
BA, Economics

Queens College
BA, Sociology

Experience
Fidelity Investments  1997 - Present
JP Morgan/BrownCo   2002 - 2006
Citicorp Investment Services   July 1991 - April 1997

Education
Kutztown University of Pennsylvania   1986 — 1991
B.S. & B.A., Business Management, Journalism

Experience
Essex National Securities  May 2001 - Present
Dreyfus  April 2000 - May 2001
Chase Investment Services  October 1997 - March 2000
Citicorp Investment Services   July 1994 - October 1997
Prudential Insurance  March 1992 - July 1994
Prudential Financial Services Inc   August 1991 - March 1992

Skills
Mutual Funds, Strategic Financial..., Wealth Management, Investments, Retirement Planning, Mergers & Acquisitions, Finance, Securities, Banking, Insurance, Series 63

Education
University of Vermont   1983 — 1987
MS, Biology

St. Lawrence University   1979 — 1983
B.S, Biology and Environmental Studies

Experience
Affordable Health Insurance Services Inc.   January 2013 - Present
Humana  July 2009 - January 2012
Independent Agent  October 2005 - August 2009
SunTrust Investment Services  March 2002 - October 2004
Citicorp Investment Services   January 2000 - March 2002
Washington Mutual, Inc.   January 1994 - January 2000

Skills
Life Insurance, Fixed Annuities, Indexed Annuities, Health Insurance, Long-term Care, Critical Illness, Property & Casualty..., Whole Life, Term Life Insurance, Sales, Disability Insurance, Medicare, Mutual Funds, Investments, Retirement, Commercial Insurance, Umbrella Insurance, Retirement Planning, Underwriting, Universal Life, Financial Planning, Employee Benefits, Securities, Wealth Management, Variable Annuities, Financial Advisory, Brokers, Financial Services, Estate Planning, Financial Planners, 401k, Legal Liability, Group Insurance, Commercial Lines, Insurance Brokerage, Homeowners, Health Savings Accounts, General Insurance, Long Term Care Insurance, Casualty, Licensed Property &..., Cafeteria Plans, Licensed Life & Health..., Affordable Care Act, Small Business, Workers Compensation, Annuities, Long Term Care, Health Insurance,..., Equity Indexed Annuities

Education
Florida Gulf Coast University   2003 — 2003
Financial Planning and Services, A

Institute of Business and Finance   1997 — 1997
CFS, Anuities and Mutual Funds

Florida Atlantic University   1988 — 1991
BBA, Business, Management, Marketing, and Related Support Services

Palm Beach State College   1987 — 1991
Associate of Arts (AA), Business Administration and Management, General

Experience
Fifth Third Securities  May 2006 - Present
JP Morgan Chase  February 2004 - May 2006
Citicorp Investment Services   1994 - 2004

Skills
Series 24, Series 63, Series 7, Series 65

Education
Hofstra University   1987 — 1991
BA, Political Science

Experience
Citi Personal Wealth Management  2009 - 2010
Citi Smith Barney-Citigroup   2007 - 2009
Citicorp Investment Services   2002 - 2007

Education
City University of New York-Herbert H. Lehman College
B.S., Accounting

Experience
New York Life & MainStay Investments  March 1999 - Present
Citicorp Investment Services   September 1997 - March 1999

Skills
Mutual Funds, Investments, Retirement, Fixed Income, Guaranteed Lifetime..., Income Annuities, Analytics, customer service, Financial Services, Income, Management, Public Speaking, Marketing Strategy, Relationship Management, Securities, Social Media, Technology, Retirement Planning, Series 7, Wealth Management, Series 63, Portfolio Management, Investment Strategies, IRAs, Fixed Annuities, Estate Planning, Bonds, Asset Management, Asset Allocation, 401k

Education
State University of New York College at Cortland   1991 — 1995
BA, Economics

Experience
cfs Wealth Management Group, LLC   January 2013 - Present
Waddell & Reed  August 2009 - January 2012
Coleman Financial Services, LLC   March 2009 - January 2012
USBancorp  October 2005 - August 2009
Citicorp Investment Services   May 2003 - October 2005
The Hartford  January 2001 - December 2002
Fortis Investors  November 1999 - December 2001
Graceland University  1981 - 1983

Skills
Specialize in..., Specialize in Wealth..., Specialize in Wealth..., Investments, Investment Advisory, Wealth Management, Retirement Planning, Strategic Financial..., Retirement, Financial Advisory, Financial Services, Wealth, Small Business

Education
Graceland University   1981 — 1983

Oak Grove High School Oak Grove, MO   1977 — 1981

Experience
Legg Mason Global Asset Management  January 2006 - Present
Smith Barney Asset Management  August 2000 - January 2006
Citicorp Global Asset Management   October 1992 - August 2000
Citicorp Investment Services   September 1990 - October 1992
Merrill Lynch Pierce Fenner & Smith  August 1986 - September 1990

Skills
Series 24, Series 7, Series 63, Series 65, Separately Managed..., Managed Accounts, Alternative Investments, Mutual Funds, Investment Products, Asset Allocation, Investment Advisory, Wealth Management, Wholesaling, Hedge Funds, Asset Management, Asset Managment, Portfolio Management, Investments, Finance, Equities

Education
SUNY Albany   1984 — 1986
Bachelor of Arts, Political Science

California State University-Northridge   1982 — 1983
Political Science

Experience
2cASKEW   September 2012 - Present
voluntee   March 2005 - June 2012
Attorney  2000 - April 2012
Citicorp Investment Services   April 1987 - August 2000

Skills
Sustainability, Culture Change, Education Advocate, Community Outreach, International..., Mediation, Dispute Resolution

Education
Oxford University   1967 — 1968
Diploma, Social Anthropology

Harvard University   1963 — 1967
Bachelor's degree, Cultural Anthropology, cum laude

Experience
Citi Personal Wealth Management  October 2012 - Present
Wells Fargo Advisors  2011 - 2012
Wells Fargo Advisors  2009 - 2011
Wachovia Securities/Wells Fargo Advisors  2007 - 2009
Citicorp Investment Services/Smith Barney   2003 - 2007
Citicorp Investment Services   1997 - 2003
American Express Financial Advisors  1994 - 1997

Skills
I care deeply about my..., I make many FAs better., Wealth Management, Investments, Retirement Planning, Mutual Funds, Insurance, Portfolio Management, Financial Services, Relationship Management, Investment Advisory, Strategic Financial..., Asset Allocation, Fixed Annuities, Retirement, Banking, Securities, Finance, Financial Advisory, Financial Analysis, Financial Planning, Wealth Management...

Education
The American College
ChFC, CLU

Certified Financial Planner Board of Standards, Inc.
CFP

California State University-Los Angeles
Master of Business Administration (M.B.A.), Marketing

Nankai University, Tianjin, China
Bachelor of Arts (BA), Tourism