Alex. Brown and Sons
Industry: Investment company
DescriptionAlex. Brown & Sons was the first investment bank in the United States, founded by Alexander Brown in 1800 in Baltimore, Maryland. The firm was acquired by Bankers Trust in 1997 to form BT Alex. Brown, and then integrated into Deutsche Bank in 1999 following Deutsche's acquisition of BT. Headquarters: Baltimore, MD Founder: Alexander Brown Founded: 1800 Successor: Alex. Brown & Sons (later Alex. Brown, a Division of Raymond James) Ceased operations: 1997 Type of business: Corporation
Alex. Brown and Sons List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Alex. Brown and Sons. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Alex. Brown and Sons Salaries. You can even request information on how much does Alex. Brown and Sons pay if you want to. Learn about salaries, pros and cons of working for Alex. Brown and Sons directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
30 Alex. Brown and Sons employees in database. Find out everything there's to know about Alex. Brown and Sons employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Alex. Brown and Sons Employees
Employee
Years
Job
Industry
Patricia Baum, CPWA® Patricia Baum, CPWA®'s Alex. Brown and Sons Experience October 1985 - May 1998
Job Senior Vice President Financial Advisor, Senior Consulting Group at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management May 1998 - Present
Alex. Brown and Sons October 1985 - May 1998
Alex. Brown & Sons October 1985 - May 1998
Education
Duke University 1974 — 1978
AB, Management
RBC Wealth Management May 1998 - Present
Alex. Brown and Sons October 1985 - May 1998
Alex. Brown & Sons October 1985 - May 1998
Education
Duke University 1974 — 1978
AB, Management
Douglas S Garban Douglas S Garban's Alex. Brown and Sons Experience May 1990 - May 1993
Job Partner
Industry Investment Management
Experience
TRIPLE AC LORAIN LLC April 2010 - Present
Morgan Stanley Smith Barney May 1993 - December 2001
ALEX BROWN AND SON'S May 1990 - May 1993
Merrill Lynch February 1987 - May 1990
Education
Penn State University 1982 — 1986
BA, Business
TRIPLE AC LORAIN LLC April 2010 - Present
Morgan Stanley Smith Barney May 1993 - December 2001
ALEX BROWN AND SON'S May 1990 - May 1993
Merrill Lynch February 1987 - May 1990
Education
Penn State University 1982 — 1986
BA, Business
Christa Carey Dunn Christa Carey Dunn's Alex. Brown and Sons Experience May 1985 - October 1987
Job Partner
Industry Financial Services
Experience
Charlotte Barnes September 2013 - Present
The Advocom Group October 2011 - October 2013
Perkins Fund Marketing September 1999 - September 2011
Deutsche Bank October 1987 - January 1997
Alex Brown and Sons May 1985 - October 1987
Morgan Stanley September 1983 - May 1985
Skills
Capital Markets, Hedge Funds, Alternative Investments, Sales, marketing, Valuation, Institutional Investors, Investments, Portfolio Management, Investment Advisory, Investors, Fixed Income, High Yield Bonds, Asset Managment, International Sales, International Marketing, Marketing, Mutual Funds, Institutional..., Credit, Loans, Equities
Education
Arizona State University, W. P. Carey School of Business 1977 — 1981
BS, Business Administration
Hinsdale Central High School 1973 — 1977
Charlotte Barnes September 2013 - Present
The Advocom Group October 2011 - October 2013
Perkins Fund Marketing September 1999 - September 2011
Deutsche Bank October 1987 - January 1997
Alex Brown and Sons May 1985 - October 1987
Morgan Stanley September 1983 - May 1985
Skills
Capital Markets, Hedge Funds, Alternative Investments, Sales, marketing, Valuation, Institutional Investors, Investments, Portfolio Management, Investment Advisory, Investors, Fixed Income, High Yield Bonds, Asset Managment, International Sales, International Marketing, Marketing, Mutual Funds, Institutional..., Credit, Loans, Equities
Education
Arizona State University, W. P. Carey School of Business 1977 — 1981
BS, Business Administration
Hinsdale Central High School 1973 — 1977
Matthew Franke Matthew Franke's Alex. Brown and Sons Experience March 1996 - March 1999
Job Equity Trader at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus May 2002 - Present
Deutsche Bank March 1999 - April 2002
Alex Brown and Sons March 1996 - March 1999
Skills
Series 7, Equities, Capital Markets, Securities, Trading
Education
Fordham Gabelli School of Business 1993 — 1997
MBA, Finance
Manhattan College 1987 — 1991
B.S., Finance
Gonzaga College High School 1983 — 1987
Stifel Nicolaus May 2002 - Present
Deutsche Bank March 1999 - April 2002
Alex Brown and Sons March 1996 - March 1999
Skills
Series 7, Equities, Capital Markets, Securities, Trading
Education
Fordham Gabelli School of Business 1993 — 1997
MBA, Finance
Manhattan College 1987 — 1991
B.S., Finance
Gonzaga College High School 1983 — 1987
Hank N. Mulvihill, Jr., CCM®, CWS®, CFP®,'s Alex. Brown and Sons Experience December 1992 - December 1994
Job Principal at Mulvihill Asset Management®, LLC
Industry Investment Management
Experience
Mulvihill Asset Management®, LLC 1995 - Present
Prudential Securities December 1994 - December 1995
Alex. Brown and Sons December 1992 - December 1994
Merrill Lynch May 1987 - November 1992
Skills
Registered Investment..., Life Insurance, Certified Financial..., Wealth Management, Executive Compensation..., Key Person Insurance, Buy-sell Agreements, Retirement, Investments, Multi-generational..., Portfolio Management, Retirement Plan..., Retirement Planning, Securities, Estate Planning, Multi-generational..., Term Life Insurance, Investment Management, College Funding..., Independent Financial..., Asset Management, Strategic Financial..., Risk Management, Financial Services, Financial Advisory, Entrepreneurship, Bonds, Program Management, Engaging Public Speaker, Economic Data Analysis, Family Office, Federal Reserve, Monetary Economics, Economic Growth, Tax Increment Financing, Regional Development, Local Government, Richardson, Texas, Texas Growth
Education
University of Texas at Dallas
BA, Business and Computer Science
Mulvihill Asset Management®, LLC 1995 - Present
Prudential Securities December 1994 - December 1995
Alex. Brown and Sons December 1992 - December 1994
Merrill Lynch May 1987 - November 1992
Skills
Registered Investment..., Life Insurance, Certified Financial..., Wealth Management, Executive Compensation..., Key Person Insurance, Buy-sell Agreements, Retirement, Investments, Multi-generational..., Portfolio Management, Retirement Plan..., Retirement Planning, Securities, Estate Planning, Multi-generational..., Term Life Insurance, Investment Management, College Funding..., Independent Financial..., Asset Management, Strategic Financial..., Risk Management, Financial Services, Financial Advisory, Entrepreneurship, Bonds, Program Management, Engaging Public Speaker, Economic Data Analysis, Family Office, Federal Reserve, Monetary Economics, Economic Growth, Tax Increment Financing, Regional Development, Local Government, Richardson, Texas, Texas Growth
Education
University of Texas at Dallas
BA, Business and Computer Science
David Woolford David Woolford's Alex. Brown and Sons Experience 1993 - 2001
Job Vice President at J.P. Morgan Securities
Industry Financial Services
Experience
J.P. Morgan 2011 - Present
UBS 2005 - 2011
Alex. Brown and Sons 1993 - 2001
Education
Loyola University Maryland
Master of Business Administration (M.B.A.), Finance
Michigan State University
Bachelor of Arts (B.A.), Materials and Logistics Management
J.P. Morgan 2011 - Present
UBS 2005 - 2011
Alex. Brown and Sons 1993 - 2001
Education
Loyola University Maryland
Master of Business Administration (M.B.A.), Finance
Michigan State University
Bachelor of Arts (B.A.), Materials and Logistics Management
John Siegel John Siegel's Alex. Brown and Sons Experience July 1991 - July 1993
Job Partner at Columbia Capital
Industry Venture Capital & Private Equity
Experience
Columbia Capital March 2000 - Present
Morgan Stanley Capital Partners July 1997 - March 2000
Fidelity Ventures 1996 - 1996
Sunglass Hut August 1993 - June 1995
Alex. Brown and Sons July 1991 - July 1993
Education
Harvard Business School 1995 — 1997
MBA
Princeton University 1987 — 1991
AB, History
Columbia Capital March 2000 - Present
Morgan Stanley Capital Partners July 1997 - March 2000
Fidelity Ventures 1996 - 1996
Sunglass Hut August 1993 - June 1995
Alex. Brown and Sons July 1991 - July 1993
Education
Harvard Business School 1995 — 1997
MBA
Princeton University 1987 — 1991
AB, History
Cindy Ziegler Cindy Ziegler's Alex. Brown and Sons Experience 1991 - 1993
Job Halo Studios, Concierge Director
Industry Health, Wellness and Fitness
Experience
University of Virginia Benefactors Society Board September 2014 - Present
New Canaan Community Foundation January 2011 - January 2014
Alex. Brown and Sons 1991 - 1993
Paine Webber 1987 - 1991
U.S. Department of Commerce 1984 - 1986
Skills
Non-profits, Event Planning, Nonprofits, Public Speaking, Philanthropy, Grants, Public Relations, Fundraising, Social Media Marketing, Grant Writing, Strategic Planning, Community Outreach, Volunteer Management, Social Media, Event Management, Marketing Strategy
Education
University of Virginia 1982 — 1986
B.A., Government and Foreign Affairs
University of Munich
University of Virginia Benefactors Society Board September 2014 - Present
New Canaan Community Foundation January 2011 - January 2014
Alex. Brown and Sons 1991 - 1993
Paine Webber 1987 - 1991
U.S. Department of Commerce 1984 - 1986
Skills
Non-profits, Event Planning, Nonprofits, Public Speaking, Philanthropy, Grants, Public Relations, Fundraising, Social Media Marketing, Grant Writing, Strategic Planning, Community Outreach, Volunteer Management, Social Media, Event Management, Marketing Strategy
Education
University of Virginia 1982 — 1986
B.A., Government and Foreign Affairs
University of Munich
Charles Glovsky, CFA Charles Glovsky, CFA's Alex. Brown and Sons Experience 1984 - 1987
Job Equity Product Manager
Industry Investment Management
Experience
Eaton Vance August 2011 - Present
Independence Investments/Lee Munder Capital Group January 2000 - September 2010
Dewey Square Investors 1998 - 2000
Glovsky-Brown Capital Management 1996 - 1998
State Street Research and Management 1987 - 1996
Alex. Brown and Sons 1984 - 1987
Education
Dartmouth College
BA
Stanford University Graduate School of Business
MBA
Eaton Vance August 2011 - Present
Independence Investments/Lee Munder Capital Group January 2000 - September 2010
Dewey Square Investors 1998 - 2000
Glovsky-Brown Capital Management 1996 - 1998
State Street Research and Management 1987 - 1996
Alex. Brown and Sons 1984 - 1987
Education
Dartmouth College
BA
Stanford University Graduate School of Business
MBA
David Payne's Alex. Brown and Sons Experience 1994 - 1997
Job CoFounder of Scoutmob
Industry Internet
Experience
Switchyards October 2014 - Present
Gather Technologies March 2012 - Present
Scoutmob 2007 - Present
Earthlink 2005 - 2007
Earthlink 2002 - 2005
Kozmo.com 1999 - 2001
Alex Brown and Sons 1994 - 1997
Skills
Strategic Partnerships, Start-ups, Strategy, Mobile Devices, Mergers & Acquisitions, Leadership, Corporate Development, New Media, Investments, Investment Banking, Acquisitions, E-commerce, Business Development, Advertising, Social Networking, Digital Marketing, Analytics, Group Buying, Venture Capital, Entrepreneurship, SaaS, Mobile Applications, Product Management, Mobile Marketing, Mergers, Product Marketing, Marketing, Local Marketing, Business Strategy, Online Marketing
Education
Carnegie Mellon University - Tepper School of Business 1990 — 1994
BS
Switchyards October 2014 - Present
Gather Technologies March 2012 - Present
Scoutmob 2007 - Present
Earthlink 2005 - 2007
Earthlink 2002 - 2005
Kozmo.com 1999 - 2001
Alex Brown and Sons 1994 - 1997
Skills
Strategic Partnerships, Start-ups, Strategy, Mobile Devices, Mergers & Acquisitions, Leadership, Corporate Development, New Media, Investments, Investment Banking, Acquisitions, E-commerce, Business Development, Advertising, Social Networking, Digital Marketing, Analytics, Group Buying, Venture Capital, Entrepreneurship, SaaS, Mobile Applications, Product Management, Mobile Marketing, Mergers, Product Marketing, Marketing, Local Marketing, Business Strategy, Online Marketing
Education
Carnegie Mellon University - Tepper School of Business 1990 — 1994
BS
Louisa Murphy Louisa Murphy's Alex. Brown and Sons Experience 1992 - 1994
Job Managing Director at Stifel Financial Corp.
Industry Financial Services
Experience
Stifel Financial Corp. Vice PresidentLegg MasonMay 1998 - December 2005
Alex. Brown and Sons 1992 - 1994
T. Rowe Price 1989 - 1991
Skills
Alternative Investments, Asset Management, Capital Markets, Equities, Equity Research, Series 7, Valuation, Hedge Funds, Investments, Financial Modeling, Financial Analysis
Education
University of North Carolina at Chapel Hill 1994 — 1996
MBA, Finance
Hobart and William Smith Colleges 1985 — 1989
Garrison Forest School 1979 — 1985
Calvert School
Stifel Financial Corp. Vice PresidentLegg MasonMay 1998 - December 2005
Alex. Brown and Sons 1992 - 1994
T. Rowe Price 1989 - 1991
Skills
Alternative Investments, Asset Management, Capital Markets, Equities, Equity Research, Series 7, Valuation, Hedge Funds, Investments, Financial Modeling, Financial Analysis
Education
University of North Carolina at Chapel Hill 1994 — 1996
MBA, Finance
Hobart and William Smith Colleges 1985 — 1989
Garrison Forest School 1979 — 1985
Calvert School
Larry Wildes Larry Wildes's Alex. Brown and Sons Experience 1989 - 1996
Job Associate Vice President, Investments at Raymond JamesFinancial Advisor
Industry Financial Services
Experience
Raymond James May 2009 - Present
UBS Finacial Services 1996 - 2009
Alex Brown and Sons 1989 - 1996
Skills
Investments, Portfolio Management, Investment Strategies, Financial Advisory, Securities, Finance, Risk Management, Pensions, Wealth Management, Asset Allocation, Investment Advisory, Mutual Funds, Series 63, 401k, Retirement, Financial Analysis
Education
The University of Georgia 1970 — 1974
BBA, Business, Management, Marketing, and Related Support Services
University of Georgia - Terry College of Business 1970 — 1974
BBA, Marketing
Raymond James May 2009 - Present
UBS Finacial Services 1996 - 2009
Alex Brown and Sons 1989 - 1996
Skills
Investments, Portfolio Management, Investment Strategies, Financial Advisory, Securities, Finance, Risk Management, Pensions, Wealth Management, Asset Allocation, Investment Advisory, Mutual Funds, Series 63, 401k, Retirement, Financial Analysis
Education
The University of Georgia 1970 — 1974
BBA, Business, Management, Marketing, and Related Support Services
University of Georgia - Terry College of Business 1970 — 1974
BBA, Marketing
Greg Cole, CFRE's Alex. Brown and Sons Experience August 1990 - August 1991
Job Director of Development and Communications at Emmaus House
Industry Fund-Raising
Experience
Emmaus House April 2013 - Present
Habitat for Humanity International January 2013 - April 2013
Habitat for Humanity of Jacksonville August 2009 - January 2013
Emmanuel Episcopal Church October 1995 - May 2008
Cole Apparel Group, Ltd 2004 - April 2008
Calvary Church, Summit, NJ June 1992 - October 1995
Alex. Brown and Sons August 1990 - August 1991
Skills
Public Speaking, Fundraising, Grant Writing, Bookkeeping, Teaching, Strategic Planning, annual giving, Donor Recognition, Capital Campaigns, Major Donors, moves management, Annual Giving, Non-profits, Philanthropy, Planned Giving, Prospect Research, Event Planning, Entrepreneurship, Grants, Board Development, Capital Campaign..., Moves Management, Stewardship, Leadership Development, Organizational..., Volunteer Management, Leadership, Community Outreach, Program Evaluation, Non-profit..., Major Gift Development, Program Development, Fundraisers, Program Management, Resource Development, Research, Start-ups, Community Development, Strategy, Budgets, Nonprofits, Donor Solicitation, Community Organizing, Grant Administration, Major Gift Solicitations, Social Justice, Raiser's Edge, Board Relations, Nonprofit Technology, Annual Fund
Education
University of North Florida 2010 — 2012
Graduate Certificate in Nonprofit Management, Non-Profit/Public/Organizational Management, 4.0
Virginia Theological Seminary 2004 — 2008
Doctor of Ministry (ABD), Religion, n/a
Harvard University 1986 — 1989
M.Div., Religion
Central Bible College 1981 — 1985
Bachelor of Arts, Religion/Religious Studies
Moira Secondary School 1977 — 1981
High School Diploma
Emmaus House April 2013 - Present
Habitat for Humanity International January 2013 - April 2013
Habitat for Humanity of Jacksonville August 2009 - January 2013
Emmanuel Episcopal Church October 1995 - May 2008
Cole Apparel Group, Ltd 2004 - April 2008
Calvary Church, Summit, NJ June 1992 - October 1995
Alex. Brown and Sons August 1990 - August 1991
Skills
Public Speaking, Fundraising, Grant Writing, Bookkeeping, Teaching, Strategic Planning, annual giving, Donor Recognition, Capital Campaigns, Major Donors, moves management, Annual Giving, Non-profits, Philanthropy, Planned Giving, Prospect Research, Event Planning, Entrepreneurship, Grants, Board Development, Capital Campaign..., Moves Management, Stewardship, Leadership Development, Organizational..., Volunteer Management, Leadership, Community Outreach, Program Evaluation, Non-profit..., Major Gift Development, Program Development, Fundraisers, Program Management, Resource Development, Research, Start-ups, Community Development, Strategy, Budgets, Nonprofits, Donor Solicitation, Community Organizing, Grant Administration, Major Gift Solicitations, Social Justice, Raiser's Edge, Board Relations, Nonprofit Technology, Annual Fund
Education
University of North Florida 2010 — 2012
Graduate Certificate in Nonprofit Management, Non-Profit/Public/Organizational Management, 4.0
Virginia Theological Seminary 2004 — 2008
Doctor of Ministry (ABD), Religion, n/a
Harvard University 1986 — 1989
M.Div., Religion
Central Bible College 1981 — 1985
Bachelor of Arts, Religion/Religious Studies
Moira Secondary School 1977 — 1981
High School Diploma
Hugh Finkel's Alex. Brown and Sons Experience June 1981 - September 1983
Job Department Manager: High Yield Bond Trading at Murphy & Durieu
Industry Financial Services
Experience
Murphy & Durieu March 1988 - Present
Rodman & Renshaw March 1985 - August 1988
E.F. Hutton & Co. September 1983 - February 1985
Alex Brown and Sons June 1981 - September 1983
Skills
Asset Management, Securities, High Yield, Trading
Education
Boston University 1977 — 1981
Bachelor's Degree, Public Relations and Communications, 3.5
Murphy & Durieu March 1988 - Present
Rodman & Renshaw March 1985 - August 1988
E.F. Hutton & Co. September 1983 - February 1985
Alex Brown and Sons June 1981 - September 1983
Skills
Asset Management, Securities, High Yield, Trading
Education
Boston University 1977 — 1981
Bachelor's Degree, Public Relations and Communications, 3.5
Christopher Macon's Alex. Brown and Sons Experience 1995 - 1998
Job Vice President at T. Rowe Price
Industry Financial Services
Experience
T. Rowe Price November 2013 - Present
Greenspring Associates May 2011 - November 2013
Credit Suisse Securities LLC 2007 - 2009
Ferris, Baker Watts Inc. 2006 - 2007
Legg Mason Inc. 2002 - 2006
Deutsche Bank Alex. Brown Inc 2000 - 2002
Morgan Stanley 1998 - 2000
Alex. Brown and Sons 1995 - 1998
Education
The Johns Hopkins University 1992 — 1995
The Johns Hopkins University
Bachelor of Arts
Gilman School
Gilman School
T. Rowe Price November 2013 - Present
Greenspring Associates May 2011 - November 2013
Credit Suisse Securities LLC 2007 - 2009
Ferris, Baker Watts Inc. 2006 - 2007
Legg Mason Inc. 2002 - 2006
Deutsche Bank Alex. Brown Inc 2000 - 2002
Morgan Stanley 1998 - 2000
Alex. Brown and Sons 1995 - 1998
Education
The Johns Hopkins University 1992 — 1995
The Johns Hopkins University
Bachelor of Arts
Gilman School
Gilman School
Laurie Jeffrey's Alex. Brown and Sons Experience January 1989 - December 1990
Job First Vice President with Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney - Asset Management December 1990 - Present
Alex Brown and Sons January 1989 - December 1990
Drexel Burnham Lambert July 1984 - December 1988
Skills
Investments, Private Equity, Valuation, Financial Advisory, Financial Modeling, Equities, Hedge Funds, Asset Managment
Education
Quinnipiac University School of Law 1985 — 1989
Juris Doctorate, tax and estate planning
Wells College 1980 — 1984
Bachelor of Arts (B.A.), Economics and Philosophy
Morgan Stanley Smith Barney - Asset Management December 1990 - Present
Alex Brown and Sons January 1989 - December 1990
Drexel Burnham Lambert July 1984 - December 1988
Skills
Investments, Private Equity, Valuation, Financial Advisory, Financial Modeling, Equities, Hedge Funds, Asset Managment
Education
Quinnipiac University School of Law 1985 — 1989
Juris Doctorate, tax and estate planning
Wells College 1980 — 1984
Bachelor of Arts (B.A.), Economics and Philosophy
Julie Weaver's Alex. Brown and Sons Experience March 1994 - December 1996
Job Financial Aid Officer at McDaniel College
Industry Higher Education
Experience
McDaniel College August 2015 - Present
Towson University October 2012 - July 2015
Deutsche Bank April 2000 - March 2008
Bankers Trust - BT Alex. Brown January 1997 - April 2000
Alex. Brown and Sons March 1994 - December 1996
Skills
Sales, Leadership, Event Planning, Social Media, Public Relations, Investments, Customer Service, Stocks, Project Management, Community Outreach, Risk Management, Team Building, Retirement Planning, Asset Managment, Investment Banking, Pensions, Management, Equities, Program Management, Capital Markets
Education
University of Maryland College Park 1989 — 1993
McDaniel College August 2015 - Present
Towson University October 2012 - July 2015
Deutsche Bank April 2000 - March 2008
Bankers Trust - BT Alex. Brown January 1997 - April 2000
Alex. Brown and Sons March 1994 - December 1996
Skills
Sales, Leadership, Event Planning, Social Media, Public Relations, Investments, Customer Service, Stocks, Project Management, Community Outreach, Risk Management, Team Building, Retirement Planning, Asset Managment, Investment Banking, Pensions, Management, Equities, Program Management, Capital Markets
Education
University of Maryland College Park 1989 — 1993
elizabeth malone's Alex. Brown and Sons Experience August 1983 - December 1990
Job AmTrust Financial
Industry Investment Banking
Experience
AmTrust Financial Services, Inc. (AFSI) August 2011 - Present
Wunderlich Securities January 2009 - August 2011
KeyBanc April 2005 - December 2008
KeyBanc Capital Markets 2005 - 2008
Advest, Inc. February 2001 - December 2005
FBR May 1989 - January 2001
PennCorp Financial Group April 1996 - April 1998
Legg Mason Capital Management February 1994 - March 1996
NAIC 1990 - 1992
Alex. Brown and Sons August 1983 - December 1990
Education
Loyola University Maryland 1985 — 1990
MBA, Finance
University of Virginia 1978 — 1981
AmTrust Financial Services, Inc. (AFSI) August 2011 - Present
Wunderlich Securities January 2009 - August 2011
KeyBanc April 2005 - December 2008
KeyBanc Capital Markets 2005 - 2008
Advest, Inc. February 2001 - December 2005
FBR May 1989 - January 2001
PennCorp Financial Group April 1996 - April 1998
Legg Mason Capital Management February 1994 - March 1996
NAIC 1990 - 1992
Alex. Brown and Sons August 1983 - December 1990
Education
Loyola University Maryland 1985 — 1990
MBA, Finance
University of Virginia 1978 — 1981
Timothy Staab's Alex. Brown and Sons Experience May 1996 - February 1998
Job Software developer at Fiserv
Industry Financial Services
Experience
CheckFree October 2001 - Present
Fiserv, Inc. (formally CheckFree Corp.) 2001 - Present
Fiserv 2001 - Present
Ciber November 2000 - October 2001
T Rowe Price February 1998 - November 2000
Alex. Brown and Sons May 1996 - February 1998
DP Associates July 1988 - May 1996
Education
Franklin University 2005 — 2007
BS, Management
Essex Community College 1987 — 1988
Associates, Data processing
CheckFree October 2001 - Present
Fiserv, Inc. (formally CheckFree Corp.) 2001 - Present
Fiserv 2001 - Present
Ciber November 2000 - October 2001
T Rowe Price February 1998 - November 2000
Alex. Brown and Sons May 1996 - February 1998
DP Associates July 1988 - May 1996
Education
Franklin University 2005 — 2007
BS, Management
Essex Community College 1987 — 1988
Associates, Data processing
Caroline Bauerle's Alex. Brown and Sons Experience 1991 - 1999
Job Director of Development at The Casey Cares Foundation
Industry Fund-Raising
Experience
The Casey Cares Foundation March 2015 - Present
The Washington Center February 2014 - February 2015
Goucher College August 2013 - January 2014
Goucher College January 2012 - July 2013
Goucher College March 2011 - November 2012
Goucher College January 2008 - March 2011
Provident Investment Company March 2003 - August 2005
Deutsche Bank 1999 - 2001
Alex. Brown and Sons 1991 - 1999
Skills
Event Planning, Annual Giving, Non-profits, Fundraising, Stewardship, Volunteer Management, Alumni Relations, Program Development, Event Management, Capital Campaigns, Non-profit..., Philanthropy, Strategic Planning, Building Relationships, Grant Writing, Prospect Research, Planned Giving, Nonprofits
Education
Goucher College 1985 — 1989
Bachelor of Arts (B.A.), Communications
The Casey Cares Foundation March 2015 - Present
The Washington Center February 2014 - February 2015
Goucher College August 2013 - January 2014
Goucher College January 2012 - July 2013
Goucher College March 2011 - November 2012
Goucher College January 2008 - March 2011
Provident Investment Company March 2003 - August 2005
Deutsche Bank 1999 - 2001
Alex. Brown and Sons 1991 - 1999
Skills
Event Planning, Annual Giving, Non-profits, Fundraising, Stewardship, Volunteer Management, Alumni Relations, Program Development, Event Management, Capital Campaigns, Non-profit..., Philanthropy, Strategic Planning, Building Relationships, Grant Writing, Prospect Research, Planned Giving, Nonprofits
Education
Goucher College 1985 — 1989
Bachelor of Arts (B.A.), Communications
David Lutz's Alex. Brown and Sons Experience 1992 - 1999
Job Head of ETF Trading at JonesTrading
Industry Capital Markets
Experience
JonesTrading May 2014 - Present
Stifel Nicolaus April 2007 - May 2014
Wachovia Securities, LLC 2000 - 2007
UBS Investment Bank 1999 - 2000
Alex. Brown and Sons 1992 - 1999
Skills
Macro Strategy in Cross..., Equity Research, Equities, Hedge Funds, Securities, Mutual Funds, Portfolio Management, Asset Managment, Valuation, Pensions, Value Investing, M&A experience, Series 4, Series 7, Series 24
Education
University of Maryland College Park 1989 — 1992
University of Miami 1988 — 1989
JonesTrading May 2014 - Present
Stifel Nicolaus April 2007 - May 2014
Wachovia Securities, LLC 2000 - 2007
UBS Investment Bank 1999 - 2000
Alex. Brown and Sons 1992 - 1999
Skills
Macro Strategy in Cross..., Equity Research, Equities, Hedge Funds, Securities, Mutual Funds, Portfolio Management, Asset Managment, Valuation, Pensions, Value Investing, M&A experience, Series 4, Series 7, Series 24
Education
University of Maryland College Park 1989 — 1992
University of Miami 1988 — 1989
Chris Laia's Alex. Brown and Sons Experience July 1996 - May 1999
Job Business Group, General Counsel at USAA
Industry Financial Services
Experience
USAA March 2014 - Present
USAA July 2011 - March 2014
USAA June 2007 - June 2011
Brown Advisory April 2002 - April 2007
Deutsche Banc Alex. Brown January 2001 - May 2002
Deutsche Banc Alex. Brown June 1999 - January 2001
Alex Brown and Sons July 1996 - May 1999
United States Securities and Exchange Commission July 1994 - July 1996
United States Securities and Exchange Commission September 1991 - July 1994
Lord Day & Lord September 1988 - September 1991
Education
Tulane University Law School
Master of Laws (LL.M.)
Willamette University College of Law
Juris Doctor (J.D.)
Stony Brook University
Bachelor's Degree
USAA March 2014 - Present
USAA July 2011 - March 2014
USAA June 2007 - June 2011
Brown Advisory April 2002 - April 2007
Deutsche Banc Alex. Brown January 2001 - May 2002
Deutsche Banc Alex. Brown June 1999 - January 2001
Alex Brown and Sons July 1996 - May 1999
United States Securities and Exchange Commission July 1994 - July 1996
United States Securities and Exchange Commission September 1991 - July 1994
Lord Day & Lord September 1988 - September 1991
Education
Tulane University Law School
Master of Laws (LL.M.)
Willamette University College of Law
Juris Doctor (J.D.)
Stony Brook University
Bachelor's Degree
Jordie Maine's Alex. Brown and Sons Experience 1986 - 1993
Job Currently retired
Industry Financial Services
Experience
Second Wind June 2015 - Present
Janney Montgomery Scott 2008 - May 2015
Citi 1994 - 2008
Alex Brown and Sons 1986 - 1993
Education
Princeton University
BA, Psychology
Second Wind June 2015 - Present
Janney Montgomery Scott 2008 - May 2015
Citi 1994 - 2008
Alex Brown and Sons 1986 - 1993
Education
Princeton University
BA, Psychology
Ira Lutzky's Alex. Brown and Sons Experience 1994 - 2002
Job Reg. Rep at Ameritas
Industry Financial Services
Experience
Commonwealth Financial Services May 2002 - Present
Alex Brown and Sons 1994 - 2002
EF Hutton-Lehman Brothers June 1982 - August 1994
Skills
Financial Planning, Insurance, Estate Planning, Strategic Financial..., Wealth Management, Mutual Funds, Investments, Retirement Planning, Financial Services, IRAs, Asset Management, Risk Management
Education
University of Pennsylvania - The Wharton School 1997 — 2000
Certificate, Financial Services-SIA
Eastern Michigan University 1978 — 1979
MA, Educational Leadership
University at Albany, SUNY 1973 — 1974
BA, Political Science
AHA
Commonwealth Financial Services May 2002 - Present
Alex Brown and Sons 1994 - 2002
EF Hutton-Lehman Brothers June 1982 - August 1994
Skills
Financial Planning, Insurance, Estate Planning, Strategic Financial..., Wealth Management, Mutual Funds, Investments, Retirement Planning, Financial Services, IRAs, Asset Management, Risk Management
Education
University of Pennsylvania - The Wharton School 1997 — 2000
Certificate, Financial Services-SIA
Eastern Michigan University 1978 — 1979
MA, Educational Leadership
University at Albany, SUNY 1973 — 1974
BA, Political Science
AHA
Christopher Henkel's Alex. Brown and Sons Experience 1989 - 1999
Job Managing Director at Elk Creek Partners
Industry Financial Services
Experience
Elk Creek Partners October 2014 - Present
Newton Investment Management April 2010 - September 2014
Thomas Weisel Partners 2005 - June 2009
Thomas Weisel Partners 1999 - 2005
Alex Brown and Sons 1989 - 1999
Skills
Hedge Funds, Equities, Private Equity, Debt, Capital Markets, Asset Management, Alternative Investments, Financial Services, Business Development, Investments, Asset Managment, Venture Capital
Education
Denison University 1981 — 1986
BA, History
Elk Creek Partners October 2014 - Present
Newton Investment Management April 2010 - September 2014
Thomas Weisel Partners 2005 - June 2009
Thomas Weisel Partners 1999 - 2005
Alex Brown and Sons 1989 - 1999
Skills
Hedge Funds, Equities, Private Equity, Debt, Capital Markets, Asset Management, Alternative Investments, Financial Services, Business Development, Investments, Asset Managment, Venture Capital
Education
Denison University 1981 — 1986
BA, History
Charles H. Finnie's Alex. Brown and Sons Experience February 1987 - January 1990
Job Managing Partner, EFW Partners
Industry Investment Management
Experience
EFW Partners 2008 - Present
Crosslink Capital 2005 - December 2007
Volpe Welty & Co. 1990 - 2000
Alex. Brown and Sons February 1987 - January 1990
Booz Allen & Hamilton June 1985 - January 1987
Solar Energy Industry Association 1984 - 1985
Skills
Clean Technology, Private Equity, Hedge Funds, Venture Capital, Management, Sustainable Energy, Angel Investing, Equities, Investment Management, Private Placements, Valuation, Fundraising, Executive Management, Renewable Energy, Strategy, Business Development
Education
Princeton University, Columbia University 1977 — 1984
Bachelor and Masters degrees, Energy Policy and Markets
Princeton University 1977 — 1981
A.B., Politics
EFW Partners 2008 - Present
Crosslink Capital 2005 - December 2007
Volpe Welty & Co. 1990 - 2000
Alex. Brown and Sons February 1987 - January 1990
Booz Allen & Hamilton June 1985 - January 1987
Solar Energy Industry Association 1984 - 1985
Skills
Clean Technology, Private Equity, Hedge Funds, Venture Capital, Management, Sustainable Energy, Angel Investing, Equities, Investment Management, Private Placements, Valuation, Fundraising, Executive Management, Renewable Energy, Strategy, Business Development
Education
Princeton University, Columbia University 1977 — 1984
Bachelor and Masters degrees, Energy Policy and Markets
Princeton University 1977 — 1981
A.B., Politics
Laurie Cohen's Alex. Brown and Sons Experience 1995 - 2002
Job Associate Producer and Production Assistant at Sheer Bravado Productions
Industry Entertainment
Experience
Dolby Theaters January 2015 - Present
Sheer Bravado Productions March 2014 - Present
Wells Fargo Merchant Services 2013 - 2014
Spectrum Ricoh 2011 - 2013
Elen’s Kids Talent Agency 2009 - 2011
The Brightest Kids, Inc. January 2002 - December 2008
Alex Brown and Sons 1995 - 2002
Skills
Customer Service, Strategic Planning, Film, Acting, Film Production, Social Networking, Entertainment, Creative Writing, Marketing Strategy, Teaching, Social Media Marketing, Marketing, Event Planning, Sales, Entrepreneurship, New Business Development, Event Management, Facebook, Social Media, Television, Blogging, Fashion, Copywriting, Advertising, Public Relations, Editing
Education
State University of New York at Albany
Bachelor of Arts (BA), Communications / Mathe
Dolby Theaters January 2015 - Present
Sheer Bravado Productions March 2014 - Present
Wells Fargo Merchant Services 2013 - 2014
Spectrum Ricoh 2011 - 2013
Elen’s Kids Talent Agency 2009 - 2011
The Brightest Kids, Inc. January 2002 - December 2008
Alex Brown and Sons 1995 - 2002
Skills
Customer Service, Strategic Planning, Film, Acting, Film Production, Social Networking, Entertainment, Creative Writing, Marketing Strategy, Teaching, Social Media Marketing, Marketing, Event Planning, Sales, Entrepreneurship, New Business Development, Event Management, Facebook, Social Media, Television, Blogging, Fashion, Copywriting, Advertising, Public Relations, Editing
Education
State University of New York at Albany
Bachelor of Arts (BA), Communications / Mathe
David M. Frick's Alex. Brown and Sons Experience August 1988 - April 1990
Job Benefits Manager at Leidos Biomedical Research (National Cancer Institute)
Industry Research
Experience
Leidos Biomedical Research (National Cancer Institute/NCI Frederick) December 2014 - Present
Leidos (formerly SAIC) January 2013 - Present
Sodexo November 1997 - December 2012
Marriott International November 1997 - March 1999
Lockheed Martin February 1994 - November 1997
General Physics Corporation April 1990 - February 1994
Alex Brown and Sons August 1988 - April 1990
T. Rowe Price March 1987 - August 1988
Skills
401k, ERISA, Defined Benefit, Compliance, Retirement, Benefits, Profit Sharing, Deferred Compensation, Pensions, Employee Benefits, Investments, Mergers, Plan Design, Vendor Management, Strategic Planning, stock purchase plans, Executive Compensation, employee development, meps, Relocation, EAP, health and welfare plans, Strategic Communications, Pension Administration, Retirement Income..., Retirement Plans, Options, Fully Insured, self insured plans, Retirement Plan..., Retirement Services, Benefits Design, Benefits Strategy, Benefits Communication, Executive Pay, Mergers & Acquisitions, Human Resources, Benefits Administration, Insurance, Employee Relations, Business Planning, Process Improvement, Performance Management, Program Management, Retirement Planning, ADP Payroll, Applicant Tracking..., Defined Contribution, Employee Engagement, FMLA
Education
Hood College 1996 — 2001
MBA, Concentration HRM and Finance
Towson State University
BS, English
Leidos Biomedical Research (National Cancer Institute/NCI Frederick) December 2014 - Present
Leidos (formerly SAIC) January 2013 - Present
Sodexo November 1997 - December 2012
Marriott International November 1997 - March 1999
Lockheed Martin February 1994 - November 1997
General Physics Corporation April 1990 - February 1994
Alex Brown and Sons August 1988 - April 1990
T. Rowe Price March 1987 - August 1988
Skills
401k, ERISA, Defined Benefit, Compliance, Retirement, Benefits, Profit Sharing, Deferred Compensation, Pensions, Employee Benefits, Investments, Mergers, Plan Design, Vendor Management, Strategic Planning, stock purchase plans, Executive Compensation, employee development, meps, Relocation, EAP, health and welfare plans, Strategic Communications, Pension Administration, Retirement Income..., Retirement Plans, Options, Fully Insured, self insured plans, Retirement Plan..., Retirement Services, Benefits Design, Benefits Strategy, Benefits Communication, Executive Pay, Mergers & Acquisitions, Human Resources, Benefits Administration, Insurance, Employee Relations, Business Planning, Process Improvement, Performance Management, Program Management, Retirement Planning, ADP Payroll, Applicant Tracking..., Defined Contribution, Employee Engagement, FMLA
Education
Hood College 1996 — 2001
MBA, Concentration HRM and Finance
Towson State University
BS, English
Ellen Kempler's Alex. Brown and Sons Experience December 1988 - June 1994
Job Public Health Analyst at FDA
Industry Government Administration
Experience
FDA January 2015 - Present
FDA May 2009 - January 2015
Deutsche Bank 1997 - 2002
Alex. Brown and Sons December 1988 - June 1994
Skills
FDA, Project Management, Federal Government, Regulatory Affairs, Strategic Planning, Technical Writing, Quality Auditing, Policy, Policy Analysis, Operations Management, Business Operations, Quality Assurance, Quality System, Sop, Government, GMP, Process Improvement, Validation
Education
Towson University 2007 — 2010
Master of Science (M.S.), Human Resources Development
FDA January 2015 - Present
FDA May 2009 - January 2015
Deutsche Bank 1997 - 2002
Alex. Brown and Sons December 1988 - June 1994
Skills
FDA, Project Management, Federal Government, Regulatory Affairs, Strategic Planning, Technical Writing, Quality Auditing, Policy, Policy Analysis, Operations Management, Business Operations, Quality Assurance, Quality System, Sop, Government, GMP, Process Improvement, Validation
Education
Towson University 2007 — 2010
Master of Science (M.S.), Human Resources Development
Noreen Frost's Alex. Brown and Sons Experience 1983 - 1993
Job Partner at WMS Partners
Industry Investment Management
Experience
WMS Partners 2009 - Present
Morgan Stanley 2003 - 2009
Deutsche Bank Alex Brown 2000 - 2003
Institutional Portfolio Management February 1996 - December 1999
Duff & Phelps 1994 - 1996
Alex Brown and Sons 1983 - 1993
Education
Loyola University Maryland
MBA, Finance
The George Washington University
M.A.
The Johns Hopkins University
B.A.
Maryvale Preparatory School
WMS Partners 2009 - Present
Morgan Stanley 2003 - 2009
Deutsche Bank Alex Brown 2000 - 2003
Institutional Portfolio Management February 1996 - December 1999
Duff & Phelps 1994 - 1996
Alex Brown and Sons 1983 - 1993
Education
Loyola University Maryland
MBA, Finance
The George Washington University
M.A.
The Johns Hopkins University
B.A.
Maryvale Preparatory School
Edward Jones
Donaldson, Lufkin & Jenrette
Imation
Morgan Keegan
Bain Capital
Edward Jones Investments
union bank of switzerland
DLJ