Paine Webber
Industry: Investment banking
DescriptionPaineWebber & Co. was an American investment bank and stock brokerage firm that was acquired by the Swiss bank UBS in 2000. The company was founded in 1880 in Boston, Massachusetts, by William Alfred Paine and Wallace G. Webber. Operating with two employees, they leased premises at 48 Congress Street in May 1881. Founded: 1881 Headquarters: New York City, New York, United States Ceased operations: 2000 Successor: UBS Paine Webber, later UBS Wealth Management Founders: William A. Paine, William Alfred
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Paine Webber Employees
Employee
Years
Job
Industry
Robert Church Robert Church's Paine Webber Experience 1993 - 1994
Job Senior Vice President at Robert W. Baird and Managing General Partner, Apollo Venture Partners
Industry Financial Services
Experience
Robert W. Baird December 2014 - Present
Apollo Venture Partners April 2005 - Present
Moors and Cabot, Inc November 2003 - December 2014
Van Kasper 1999 - 2003
Piper Jaffray 1993 - 1999
Paine Webber 1993 - 1994
Skills
Investments, Alternative Investments, Wealth Management, Portfolio Management, Financial Services, Asset Management, Hedge Funds, Valuation, Strategic Financial..., Capital Markets, Trading, Options, Financial Analysis, Finance, Retirement Planning, Wealth, Real Estate, Bloomberg, Executive Compensation..., Venture Capital, Private Equity, Investment Management, Patent Litigation, Patents, Patent Prosecution, Strategic Planning, Due Diligence, Equities, Entrepreneurship, Financial Planning
Education
Arizona State University, W. P. Carey School of Business 1983 — 1988
BS, International Business
Corona Del Mar
Corona Del Mar
Robert W. Baird December 2014 - Present
Apollo Venture Partners April 2005 - Present
Moors and Cabot, Inc November 2003 - December 2014
Van Kasper 1999 - 2003
Piper Jaffray 1993 - 1999
Paine Webber 1993 - 1994
Skills
Investments, Alternative Investments, Wealth Management, Portfolio Management, Financial Services, Asset Management, Hedge Funds, Valuation, Strategic Financial..., Capital Markets, Trading, Options, Financial Analysis, Finance, Retirement Planning, Wealth, Real Estate, Bloomberg, Executive Compensation..., Venture Capital, Private Equity, Investment Management, Patent Litigation, Patents, Patent Prosecution, Strategic Planning, Due Diligence, Equities, Entrepreneurship, Financial Planning
Education
Arizona State University, W. P. Carey School of Business 1983 — 1988
BS, International Business
Corona Del Mar
Corona Del Mar
Devonna Hall Devonna Hall's Paine Webber Experience 1983 - 1990
Job President at Village Garden Club of La Jolla
Industry Marketing and Advertising
Experience
Village Garden Club of La Jolla May 2015 - Present
Proctor + Hall October 2011 - November 2014
Ashford University June 2011 - July 2013
La Jolla Historical Society 2010 - 2012
Allan Hancock College January 1996 - May 2003
Paine Webber 1983 - 1990
Skills
Teaching, Courses, Higher Education, Curriculum Design, Language Arts, Educational Leadership, Literary, Classroom Instruction, Tutoring, Public Speaking, Universities, Staff Development, Writing, Curriculum Development, Adult Education, E-learning, Editing, Non-profits, E-Learning, Grant Writing, Blogging, Social Media Marketing, Nonprofits, Social Media, Community Outreach, Social Networking, Classroom, Creative Writing, Strategic Planning, Literature, Publishing, Copy Editing, Press Releases
Education
Arizona State University
English/Education, English/Education, Graduated Cum Laude
Village Garden Club of La Jolla May 2015 - Present
Proctor + Hall October 2011 - November 2014
Ashford University June 2011 - July 2013
La Jolla Historical Society 2010 - 2012
Allan Hancock College January 1996 - May 2003
Paine Webber 1983 - 1990
Skills
Teaching, Courses, Higher Education, Curriculum Design, Language Arts, Educational Leadership, Literary, Classroom Instruction, Tutoring, Public Speaking, Universities, Staff Development, Writing, Curriculum Development, Adult Education, E-learning, Editing, Non-profits, E-Learning, Grant Writing, Blogging, Social Media Marketing, Nonprofits, Social Media, Community Outreach, Social Networking, Classroom, Creative Writing, Strategic Planning, Literature, Publishing, Copy Editing, Press Releases
Education
Arizona State University
English/Education, English/Education, Graduated Cum Laude
Anna Langella-Stanin Anna Langella-Stanin's Paine Webber Experience September 1999 - January 2002
Job Owner Sudsy Buggy a Stroller & Car Seat Detailing Spa, LLC. Founder & CEO Mammapreneur Consulting Group
Industry Consumer Services
Experience
Sudsy Buggy a Stroller & Car Seat Spa, LLC 2014 - Present
Mammapreneur Consulting Group 2014 - Present
E*TRADE Financial 2012 - 2014
E*TRADE Financial February 2011 - August 2012
UBS January 2008 - April 2009
National Financial/Fidelity May 2003 - December 2008
Correspondence Services Corp, a division of PaineWebber January 2002 - May 2003
Paine Webber September 1999 - January 2002
DLJ December 1998 - April 1999
Prudential Financial April 1998 - December 1998
Skills
Business Analysis, Process Improvement, Project Management, Order Management, Management, Operational Efficiency, Risk Management, Leadership, Securities, Fixed Income, Series 7, Series 63, Equities, Series 24, Financial Services, Vendor Management, Trading, Investments, Mutual Funds, Salesforce.com..., Sales Management, Customer Interaction..., User Experience, Six Sigma, Front to Back Office, Options, Software Documentation, Relationship Management, Product Marketing, Product Management, Trading Systems, Requirements Analysis, FINRA, Electronic Trading, Entrepreneurship
Education
Caldwell College 1993 — 1998
Bachelor of Science (BS), Business Administration
Sudsy Buggy a Stroller & Car Seat Spa, LLC 2014 - Present
Mammapreneur Consulting Group 2014 - Present
E*TRADE Financial 2012 - 2014
E*TRADE Financial February 2011 - August 2012
UBS January 2008 - April 2009
National Financial/Fidelity May 2003 - December 2008
Correspondence Services Corp, a division of PaineWebber January 2002 - May 2003
Paine Webber September 1999 - January 2002
DLJ December 1998 - April 1999
Prudential Financial April 1998 - December 1998
Skills
Business Analysis, Process Improvement, Project Management, Order Management, Management, Operational Efficiency, Risk Management, Leadership, Securities, Fixed Income, Series 7, Series 63, Equities, Series 24, Financial Services, Vendor Management, Trading, Investments, Mutual Funds, Salesforce.com..., Sales Management, Customer Interaction..., User Experience, Six Sigma, Front to Back Office, Options, Software Documentation, Relationship Management, Product Marketing, Product Management, Trading Systems, Requirements Analysis, FINRA, Electronic Trading, Entrepreneurship
Education
Caldwell College 1993 — 1998
Bachelor of Science (BS), Business Administration
Lynn Karnes Lynn Karnes's Paine Webber Experience 1983 - 1984
Job Director | Accounting | Finance | FP&A | Financial Analysis | Overhead Application | Seeking New Opportunity
Industry Transportation/Trucking/Railroad
Experience
Elkay, Inc. October 2013 - Present
The Kansas City Southern Railway Company September 2009 - October 2013
Ajilon Finance Solutions February 2006 - August 2009
Hostetler Investments, LLC March 2005 - August 2006
BARNET B. SKELTON, Attorney at Law 1984 - 2005
Spellbinder's Comedy Club and The Lost River Grille October 1984 - April 2003
Paine Webber 1983 - 1984
Arthur Andersen & Co. 1981 - 1983
Skills
Planning Budgeting &..., Strategic Planning, Financial Analysis, Forecasting, Financial Reporting, Variance Analysis, Building High..., SOX Compliancy, Process Impovement, Contract Negotiation, Report Writing, Railroad Accounting and..., Cost Accounting, Business Overhead..., Legal Research, Delivering ROI, Accounts Receivable..., Accounting, Cost Variance Analysis, Government Billing, Litigation Support, Creative Writing, Proposal Writing, Microsoft Excel, Microsoft Access, Microsoft Power Point, Microsoft Word, Auditing, Internal Controls, Analysis, Budgets, Teaching, Outlook, Research, Customer Service, Microsoft Office, PowerPoint, Windows, English, Sarbanes-Oxley Act, SAP, General Ledger
Education
Baker University 2012 — 2014
Master of Business Administration (M.B.A.), Business Administration and Management, General, 4.0
The University of Kansas 1977 — 1980
Bachelor of Business Administration (B.B.A.), Accounting and Finance
The Kansas City Southern Railway Company
Leading By Example - Executive Development Program
Elkay, Inc. October 2013 - Present
The Kansas City Southern Railway Company September 2009 - October 2013
Ajilon Finance Solutions February 2006 - August 2009
Hostetler Investments, LLC March 2005 - August 2006
BARNET B. SKELTON, Attorney at Law 1984 - 2005
Spellbinder's Comedy Club and The Lost River Grille October 1984 - April 2003
Paine Webber 1983 - 1984
Arthur Andersen & Co. 1981 - 1983
Skills
Planning Budgeting &..., Strategic Planning, Financial Analysis, Forecasting, Financial Reporting, Variance Analysis, Building High..., SOX Compliancy, Process Impovement, Contract Negotiation, Report Writing, Railroad Accounting and..., Cost Accounting, Business Overhead..., Legal Research, Delivering ROI, Accounts Receivable..., Accounting, Cost Variance Analysis, Government Billing, Litigation Support, Creative Writing, Proposal Writing, Microsoft Excel, Microsoft Access, Microsoft Power Point, Microsoft Word, Auditing, Internal Controls, Analysis, Budgets, Teaching, Outlook, Research, Customer Service, Microsoft Office, PowerPoint, Windows, English, Sarbanes-Oxley Act, SAP, General Ledger
Education
Baker University 2012 — 2014
Master of Business Administration (M.B.A.), Business Administration and Management, General, 4.0
The University of Kansas 1977 — 1980
Bachelor of Business Administration (B.B.A.), Accounting and Finance
The Kansas City Southern Railway Company
Leading By Example - Executive Development Program
Kimberlee Bowman Kimberlee Bowman's Paine Webber Experience 1994 - 1998
Job Bank of America Merrill Lynch, Vice President Executive Recruiter
Industry Financial Services
Experience
Bank of America Merrill Lynch July 2015 - Present
Appleton Street Advisors April 2006 - July 2015
MassMutual June 2004 - 2005
Professions, Inc. 2002 - 2004
morgan stanley October 1998 - October 2001
morgan stanley 1998 - 2000
Paine Webber 1994 - 1998
Kidder Peabody 1990 - 1994
donaldson, lufkin & Jenrette 1985 - 1987
Skills
Investment Advisory, Recruiting, Portfolio Management, Insurance, Leadership, Management, Executive Search, Employee Benefits, Financial Services, Series 7, Retirement, Investments, Strategic Financial..., Sourcing, Business Relationship..., Sales Management, Cross Selling, Talent Acquisition, Bonds, Talent Management, Retirement Planning, Wholesale, Training, Finance, Financial Advisory, Fixed Annuities, Life Insurance, Sales, Networking, 401k, Internet Recruiting, Long-term Care, Technical Recruiting, Applicant Tracking..., Onboarding, Mutual Funds
Education
Boston College 1970 — 1974
Bachelor of Arts (B.A.), History
Canisius College 1970 — 1972
ba, history
Bank of America Merrill Lynch July 2015 - Present
Appleton Street Advisors April 2006 - July 2015
MassMutual June 2004 - 2005
Professions, Inc. 2002 - 2004
morgan stanley October 1998 - October 2001
morgan stanley 1998 - 2000
Paine Webber 1994 - 1998
Kidder Peabody 1990 - 1994
donaldson, lufkin & Jenrette 1985 - 1987
Skills
Investment Advisory, Recruiting, Portfolio Management, Insurance, Leadership, Management, Executive Search, Employee Benefits, Financial Services, Series 7, Retirement, Investments, Strategic Financial..., Sourcing, Business Relationship..., Sales Management, Cross Selling, Talent Acquisition, Bonds, Talent Management, Retirement Planning, Wholesale, Training, Finance, Financial Advisory, Fixed Annuities, Life Insurance, Sales, Networking, 401k, Internet Recruiting, Long-term Care, Technical Recruiting, Applicant Tracking..., Onboarding, Mutual Funds
Education
Boston College 1970 — 1974
Bachelor of Arts (B.A.), History
Canisius College 1970 — 1972
ba, history
David Van Blerkom David Van Blerkom's Paine Webber Experience 1985 - 1987
Job Private Investor
Industry Investment Management
Experience
David Van Blerkom June 2014 - Present
BYU Management Society - San Francisco Chapter July 2013 - Present
Atlantic Trust Private Wealth Management June 2013 - June 2014
Inflective Asset Management 2005 - 2011
Goldman Sachs 1989 - 2005
TSA Capital Management 1988 - 1989
Paine Webber 1985 - 1987
Skills
Hedge Funds, Equities, Fixed Income, Derivatives, Options, Bonds, Investment Strategies, Investor Relations, Risk Management, Asset Allocation, Wealth Management, Multi-generational..., Strategy, Investment Management, Finance, Private Equity, Economics, Prime Brokerage, Capital Markets, Capital, Valuation, Corporate Finance, High Net Worth..., Securities, Mutual Funds, Alternative Investments, Institutional..., Fund Of Funds, Investment Banking, Asset Management, Investments, Portfolio Management, Bloomberg, Strategic Financial..., Financial Services, Technical Analysis, Venture Capital, Series 63, Equity Research, Estate Planning, Series 7, Investment Advisory, Financial Markets, Wealth Management..., Financial Modeling, ETFs, Portfolio Optimization, Emerging Markets
Education
UCLA Anderson School of Management 1987 — 1989
MBA, Finance and Entrepreneurship
Brigham Young University 1980 — 1985
BS, Finance and Accounting, minor in French
David Van Blerkom June 2014 - Present
BYU Management Society - San Francisco Chapter July 2013 - Present
Atlantic Trust Private Wealth Management June 2013 - June 2014
Inflective Asset Management 2005 - 2011
Goldman Sachs 1989 - 2005
TSA Capital Management 1988 - 1989
Paine Webber 1985 - 1987
Skills
Hedge Funds, Equities, Fixed Income, Derivatives, Options, Bonds, Investment Strategies, Investor Relations, Risk Management, Asset Allocation, Wealth Management, Multi-generational..., Strategy, Investment Management, Finance, Private Equity, Economics, Prime Brokerage, Capital Markets, Capital, Valuation, Corporate Finance, High Net Worth..., Securities, Mutual Funds, Alternative Investments, Institutional..., Fund Of Funds, Investment Banking, Asset Management, Investments, Portfolio Management, Bloomberg, Strategic Financial..., Financial Services, Technical Analysis, Venture Capital, Series 63, Equity Research, Estate Planning, Series 7, Investment Advisory, Financial Markets, Wealth Management..., Financial Modeling, ETFs, Portfolio Optimization, Emerging Markets
Education
UCLA Anderson School of Management 1987 — 1989
MBA, Finance and Entrepreneurship
Brigham Young University 1980 — 1985
BS, Finance and Accounting, minor in French
Gregory Luken Gregory Luken's Paine Webber Experience 1994 - 1996
Job CEO at Luken and Luken Investment Analytics, Financial Planning, Asset Management
Industry Financial Services
Experience
Luken 1999 - Present
Aintree Capital 1996 - 1999
Paine Webber 1994 - 1996
Morgan Keegan 1990 - 1994
NADA 1900 - 1911
Education
Baylor University 1985 — 1987
Bachelor of Arts, English
E-town High 1977 — 1981
E-town High
Luken 1999 - Present
Aintree Capital 1996 - 1999
Paine Webber 1994 - 1996
Morgan Keegan 1990 - 1994
NADA 1900 - 1911
Education
Baylor University 1985 — 1987
Bachelor of Arts, English
E-town High 1977 — 1981
E-town High
Dorothy C. Behrens, CPA (Connie) Dorothy C. Behrens, CPA (Connie)'s Paine Webber Experience 1998 - 2000
Job Manager Indirect Tax at Sprouts Farmers Market
Industry Accounting
Experience
Sprouts Farmers Market June 2012 - Present
Scottsdale/Paradise Valley Community College January 2012 - Present
Abalos & Associates, PLLC February 2011 - June 2012
LarsonAllen January 2010 - February 2011
Moss Adams LLP February 2006 - January 2010
Paine Webber 1998 - 2000
Beneficial Corporation 1997 - 1998
Cache, Inc. 1992 - 1997
Skills
Accounting, Corporate Tax, CPA, State Tax, Tax, Sales & Use Tax, Management Accounting, Tax Accounting
Education
City University of New York-Baruch College 1989 — 1992
BA, Actuarial Science
Sprouts Farmers Market June 2012 - Present
Scottsdale/Paradise Valley Community College January 2012 - Present
Abalos & Associates, PLLC February 2011 - June 2012
LarsonAllen January 2010 - February 2011
Moss Adams LLP February 2006 - January 2010
Paine Webber 1998 - 2000
Beneficial Corporation 1997 - 1998
Cache, Inc. 1992 - 1997
Skills
Accounting, Corporate Tax, CPA, State Tax, Tax, Sales & Use Tax, Management Accounting, Tax Accounting
Education
City University of New York-Baruch College 1989 — 1992
BA, Actuarial Science
Cynthia Fick Cynthia Fick's Paine Webber Experience 1994 - 1999
Job President, Owner, Financial Life Planners
Industry Financial Services
Experience
Financial Life Planners January 1999 - Present
Paine Webber 1994 - 1999
Skills
Microsoft Office, Customer Service, Microsoft Excel, Financial Analysis, Strategic Planning, Banking, Risk Management, Business Analysis, Microsoft Word, Project Management, PowerPoint, Investments, Business Strategy, Change Management, Financial Modeling, Management, Finance, Operations Management, Process Improvement, Insurance, Leadership, Fixed Annuities, Mutual Funds, Strategic Financial..., Life Insurance, Public Speaking, Financial Advisory, Small Business, New Business Development, Business Planning, Management Consulting, Start-ups, Financial Planning
Education
Arizona State University, W. P. Carey School of Business
Business Administration and Management, General
Buena High School
Financial Life Planners January 1999 - Present
Paine Webber 1994 - 1999
Skills
Microsoft Office, Customer Service, Microsoft Excel, Financial Analysis, Strategic Planning, Banking, Risk Management, Business Analysis, Microsoft Word, Project Management, PowerPoint, Investments, Business Strategy, Change Management, Financial Modeling, Management, Finance, Operations Management, Process Improvement, Insurance, Leadership, Fixed Annuities, Mutual Funds, Strategic Financial..., Life Insurance, Public Speaking, Financial Advisory, Small Business, New Business Development, Business Planning, Management Consulting, Start-ups, Financial Planning
Education
Arizona State University, W. P. Carey School of Business
Business Administration and Management, General
Buena High School
Mark Stephen Greenbaum Mark Stephen Greenbaum's Paine Webber Experience January 1985 - November 1996
Job financial adviserRaymond James Financial
Industry Financial Services
Experience
Raymond James Financial September 2004 - Present
Wachovia Securities Financial Network November 1996 - September 2004
Paine Webber January 1985 - November 1996
David Lerner and Associates January 1981 - January 1985
Skills
Fixed Income, Investments, Securities, Sales, Fixed Annuities, Recruiting, Life Insurance, Bonds, Retirement Planning, Series 7, Finance, Portfolio Management, Wealth Management, Series 63, Estate Planning, Strategic Financial..., Financial Advisory, Mutual Funds
Education
Boston University 1973 — 1975
bs, biology
Boston University - School of Management 1973 — 1975
Bachelor of Science (BS), business
Florida State University 1971 — 1973
biology and minored in business admin
Raymond James Financial September 2004 - Present
Wachovia Securities Financial Network November 1996 - September 2004
Paine Webber January 1985 - November 1996
David Lerner and Associates January 1981 - January 1985
Skills
Fixed Income, Investments, Securities, Sales, Fixed Annuities, Recruiting, Life Insurance, Bonds, Retirement Planning, Series 7, Finance, Portfolio Management, Wealth Management, Series 63, Estate Planning, Strategic Financial..., Financial Advisory, Mutual Funds
Education
Boston University 1973 — 1975
bs, biology
Boston University - School of Management 1973 — 1975
Bachelor of Science (BS), business
Florida State University 1971 — 1973
biology and minored in business admin
Ludmila Ingberg Ludmila Ingberg's Paine Webber Experience June 2000 - January 2002
Job at
Industry Computer Software
Experience
UnitedHealth Group March 2015 - Present
Express Scripts (IBM) May 2013 - December 2014
UBS Financial Services USA June 2000 - November 2012
UBS Financial Services January 2010 - January 2011
UBS Financial Services USA January 2007 - January 2009
UBS Financial Services USA January 2005 - January 2007
UBS Financial Services USA January 2002 - January 2005
Paine Webber June 2000 - January 2002
Skills
Financial Services, J2EE Application..., Java, JavaScript, JDBC, JSP, JSON, Web Development, Struts, AJAX, WebSphere Application..., RAD7, DB2, Agile Methodologies, Software Development, Java Enterprise Edition, Websphere, XML, Perl, CICS, Sybase, RAD, Quality Center, SDLC
Education
Ryazan State Radiotechnical University (former Academy) 1969 — 1974
Master's degree, Electrical and Electronics Engineering
Ryazan State Radiotechnical University (former Academy)
Master's degree, Industrial Electronics Technology/Technician
UnitedHealth Group March 2015 - Present
Express Scripts (IBM) May 2013 - December 2014
UBS Financial Services USA June 2000 - November 2012
UBS Financial Services January 2010 - January 2011
UBS Financial Services USA January 2007 - January 2009
UBS Financial Services USA January 2005 - January 2007
UBS Financial Services USA January 2002 - January 2005
Paine Webber June 2000 - January 2002
Skills
Financial Services, J2EE Application..., Java, JavaScript, JDBC, JSP, JSON, Web Development, Struts, AJAX, WebSphere Application..., RAD7, DB2, Agile Methodologies, Software Development, Java Enterprise Edition, Websphere, XML, Perl, CICS, Sybase, RAD, Quality Center, SDLC
Education
Ryazan State Radiotechnical University (former Academy) 1969 — 1974
Master's degree, Electrical and Electronics Engineering
Ryazan State Radiotechnical University (former Academy)
Master's degree, Industrial Electronics Technology/Technician
Nancy Nunan's Paine Webber Experience July 1984 - July 1987
Job Retail Professional
Industry Retail
Experience
Saint Joseph Prep July 2012 - Present
Talbots 2004 - 2012
Talbots October 1995 - September 2004
Talbots June 1994 - October 1995
Talbots June 1992 - June 1994
Talbots July 1991 - June 1992
Cahners Publishing Company July 1990 - July 1991
Agnew, Carter, McCarthy, Inc. November 1988 - June 1990
Paine Webber July 1984 - July 1987
Skills
Sales, Visual Merchandising, Management, Store Management, Retail, Merchandising, Customer Service, Inventory Management, Marketing, Store Operations
Education
Boston College 1980 — 1984
Bachelor of Arts (B.A.), Economics
Saint Joseph Prep July 2012 - Present
Talbots 2004 - 2012
Talbots October 1995 - September 2004
Talbots June 1994 - October 1995
Talbots June 1992 - June 1994
Talbots July 1991 - June 1992
Cahners Publishing Company July 1990 - July 1991
Agnew, Carter, McCarthy, Inc. November 1988 - June 1990
Paine Webber July 1984 - July 1987
Skills
Sales, Visual Merchandising, Management, Store Management, Retail, Merchandising, Customer Service, Inventory Management, Marketing, Store Operations
Education
Boston College 1980 — 1984
Bachelor of Arts (B.A.), Economics
Robert Gauvin's Paine Webber Experience 1998 - 2000
Job Vice President of Finance & Treasurer at Rex Cut Products Incorporated
Industry Accounting
Experience
Rex Cut Products Incorporated April 2011 - Present
Klip America and International 2009 - 2010
Lightolier Inc 2000 - 2008
Paine Webber 1998 - 2000
Fiberspar Inc. 1996 - 1998
Frame Management Inc 1994 - 1996
Universal/Univis Group 1990 - 1994
U.S. Ringbinder Corporation Group 1987 - 1990
Aluminum Processing Corp Division of Lightolier 1983 - 1987
Education
Bryant University 1975 — 1977
BS, Accounting
Somerset High School 1972 — 1973
HS Diploma, College Prep
Rex Cut Products Incorporated April 2011 - Present
Klip America and International 2009 - 2010
Lightolier Inc 2000 - 2008
Paine Webber 1998 - 2000
Fiberspar Inc. 1996 - 1998
Frame Management Inc 1994 - 1996
Universal/Univis Group 1990 - 1994
U.S. Ringbinder Corporation Group 1987 - 1990
Aluminum Processing Corp Division of Lightolier 1983 - 1987
Education
Bryant University 1975 — 1977
BS, Accounting
Somerset High School 1972 — 1973
HS Diploma, College Prep
Teri Brotbacker Kirsch's Paine Webber Experience June 1997 - September 2000
Job President at Julia Anne Kirsch Foundation
Industry Nonprofit Organization Management
Experience
Julia Anne Kirsch Foundation September 2012 - Present
Paine Webber June 1997 - September 2000
U.S. Securities and Exchange Commission September 1992 - June 1997
Skills
Nonprofits, Fundraising, Public Speaking, Strategic Planning, Community Outreach, Social Media, Event Planning, Contract Negotiation, Start-ups, Volunteer Management, Public Relations, Mergers & Acquisitions, Grant Writing, Entrepreneurship, Leadership, Research, Leadership Development, Program Development, Public Policy, Marketing, Editing
Education
Boston University
Boston University School of Law
JD
Julia Anne Kirsch Foundation September 2012 - Present
Paine Webber June 1997 - September 2000
U.S. Securities and Exchange Commission September 1992 - June 1997
Skills
Nonprofits, Fundraising, Public Speaking, Strategic Planning, Community Outreach, Social Media, Event Planning, Contract Negotiation, Start-ups, Volunteer Management, Public Relations, Mergers & Acquisitions, Grant Writing, Entrepreneurship, Leadership, Research, Leadership Development, Program Development, Public Policy, Marketing, Editing
Education
Boston University
Boston University School of Law
JD
Lawrence Frankel Lawrence Frankel's Paine Webber Experience 1993 - 1994
Job Branch Manager, Control Officer at UBS
Industry Financial Services
Experience
UBS December 2007 - Present
American Express Financial Advisors 2001 - 2005
Paine Webber 1993 - 1994
Skills
Series 7, FINRA, Series 24, Series 63, Financial Services, Equities, Risk Management, Management, Wealth Management, Capital Markets, FINRA Series..., Investments, Options, AML, NJ Resident Life and..., Compliance, Financial Operations, Finance, Mutual Funds, Portfolio Management
Education
Binghamton University
Bachelors of Science, Management/Finance
UBS December 2007 - Present
American Express Financial Advisors 2001 - 2005
Paine Webber 1993 - 1994
Skills
Series 7, FINRA, Series 24, Series 63, Financial Services, Equities, Risk Management, Management, Wealth Management, Capital Markets, FINRA Series..., Investments, Options, AML, NJ Resident Life and..., Compliance, Financial Operations, Finance, Mutual Funds, Portfolio Management
Education
Binghamton University
Bachelors of Science, Management/Finance
Wiiliam Sadowski's Paine Webber Experience 1972 - 1997
Job Successful Municipal Bond Executive
Industry Financial Services
Experience
Loop Capital Markets January 1998 - June 2013
Paine Webber 1972 - 1997
Skills
Fixed Income, Investment Banking, Capital Markets, Series 7, Securities, Municipal Bonds, Risk Management, Derivatives, Financial Structuring, Credit, Bloomberg, Bonds, Equities
Education
Boston College 1961 — 1965
Marketing
Loop Capital Markets January 1998 - June 2013
Paine Webber 1972 - 1997
Skills
Fixed Income, Investment Banking, Capital Markets, Series 7, Securities, Municipal Bonds, Risk Management, Derivatives, Financial Structuring, Credit, Bloomberg, Bonds, Equities
Education
Boston College 1961 — 1965
Marketing
Richard Lettiere Richard Lettiere's Paine Webber Experience 1994 - 1995
Job Intellectual Property (IP) Damages Expert | Economic & Financial Analysis
Industry Financial Services
Experience
Ocean Tomo 2011 - Present
Charles River Associates 1998 - 2011
KPMG 1995 - 1998
Paine Webber 1994 - 1995
The Walt Disney Company 1990 - 1992
Republic Pictures Corporation 1989 - 1990
Morgan Stanley 1987 - 1989
Ernst & Whinney 1985 - 1987
Education
UCLA Anderson School of Management
Master of Business Administration (M.B.A.)
Adelphi University
B.A., Accountancy
Ocean Tomo 2011 - Present
Charles River Associates 1998 - 2011
KPMG 1995 - 1998
Paine Webber 1994 - 1995
The Walt Disney Company 1990 - 1992
Republic Pictures Corporation 1989 - 1990
Morgan Stanley 1987 - 1989
Ernst & Whinney 1985 - 1987
Education
UCLA Anderson School of Management
Master of Business Administration (M.B.A.)
Adelphi University
B.A., Accountancy
Stephen Flanagan's Paine Webber Experience 1996 - 1997
Job Executive Director/Global FX eCommerce Risk Manager at JP Morgan
Industry Investment Banking
Experience
JP Morgan 2000 - Present
Christiania Bank 1998 - 2000
Erste Bank 1997 - 1998
Paine Webber 1996 - 1997
Credit Agricole 1993 - 1996
Mitsubishi UFJ Securities 1990 - 1993
Manufacturers Hanover Trust 1979 - 1990
Skills
Electronic Trading, Trading Systems, FX trading
Education
Assumption College 1974 — 1978
BA, Economics
Chaminade High School 1970 — 1974
JP Morgan 2000 - Present
Christiania Bank 1998 - 2000
Erste Bank 1997 - 1998
Paine Webber 1996 - 1997
Credit Agricole 1993 - 1996
Mitsubishi UFJ Securities 1990 - 1993
Manufacturers Hanover Trust 1979 - 1990
Skills
Electronic Trading, Trading Systems, FX trading
Education
Assumption College 1974 — 1978
BA, Economics
Chaminade High School 1970 — 1974
Dan Munter Dan Munter's Paine Webber Experience January 1990 - January 1993
Job Business Broker with BizEx, Inc.
Industry Financial Services
Experience
BizEx Business Brokers July 2009 - Present
RBC Wealth Management November 1993 - February 2009
RBC Wealth Management November 1993 - February 2009
RBC Wealth Managment November 1993 - November 2008
Paine Webber January 1990 - January 1993
Paine Webber January 1990 - January 1993
E.F. HUTTON January 1985 - January 1990
E.F. HUTTON January 1985 - January 1990
BATEMAN EICHLER January 1982 - January 1985
BATEMAN EICHLER January 1982 - January 1985
Skills
Small Business, Finance, Business Brokerage, Real Estate Transactions, Entrepreneurship, Business Planning, Management Consulting, Real Estate, Mergers, Business Valuation, Business Strategy, Financial Analysis, Strategic Planning, Start-ups, Due Diligence, Negotiation, New Business Development, Nonprofits, Mergers & Acquisitions, Venture Capital, Selling, Investments, Strategy, Valuation, Strategic Financial..., Private Equity, Marketing, Business Development, Coaching, Portfolio Management, Executive Management, Business Acquisition, Corporate Finance, Business, Corporate Development, Restructuring, Management, Brokerage, Competitive Analysis, Strategic Partnerships, Acquisitions, Loans, Financial Modeling, Exit Strategies, Franchising, Strategic Consulting, Financial Advisory, Alternative Investments, Commercial Real Estate, Consulting
Education
Cornell University 1975 — 1977
Boston University
BizEx Business Brokers July 2009 - Present
RBC Wealth Management November 1993 - February 2009
RBC Wealth Management November 1993 - February 2009
RBC Wealth Managment November 1993 - November 2008
Paine Webber January 1990 - January 1993
Paine Webber January 1990 - January 1993
E.F. HUTTON January 1985 - January 1990
E.F. HUTTON January 1985 - January 1990
BATEMAN EICHLER January 1982 - January 1985
BATEMAN EICHLER January 1982 - January 1985
Skills
Small Business, Finance, Business Brokerage, Real Estate Transactions, Entrepreneurship, Business Planning, Management Consulting, Real Estate, Mergers, Business Valuation, Business Strategy, Financial Analysis, Strategic Planning, Start-ups, Due Diligence, Negotiation, New Business Development, Nonprofits, Mergers & Acquisitions, Venture Capital, Selling, Investments, Strategy, Valuation, Strategic Financial..., Private Equity, Marketing, Business Development, Coaching, Portfolio Management, Executive Management, Business Acquisition, Corporate Finance, Business, Corporate Development, Restructuring, Management, Brokerage, Competitive Analysis, Strategic Partnerships, Acquisitions, Loans, Financial Modeling, Exit Strategies, Franchising, Strategic Consulting, Financial Advisory, Alternative Investments, Commercial Real Estate, Consulting
Education
Cornell University 1975 — 1977
Boston University
David Gorobetz David Gorobetz's Paine Webber Experience May 1997 - November 2000
Job Managing DirectorGlobal Research Counsel at UBS Investment Bank
Industry Investment Banking
Experience
UBS Investment Bank March 2006 - Present
Valmiki Capital Management May 2005 - October 2005
UBS Investment Bank November 2000 - May 2005
Paine Webber May 1997 - November 2000
Gruntal & Co. January 1990 - April 1997
Prudential-Bache Securities 1988 - 1990
Philips, Appel & Walden 1983 - 1988
Education
SUNY Buffalo Law School 1979 — 1982
Doctor of Law (J.D.)
State University of New York at Binghamton 1976 — 1979
Bachelor's degree, English Language and Literature, General
Emory University 1975 — 1976
UBS Investment Bank March 2006 - Present
Valmiki Capital Management May 2005 - October 2005
UBS Investment Bank November 2000 - May 2005
Paine Webber May 1997 - November 2000
Gruntal & Co. January 1990 - April 1997
Prudential-Bache Securities 1988 - 1990
Philips, Appel & Walden 1983 - 1988
Education
SUNY Buffalo Law School 1979 — 1982
Doctor of Law (J.D.)
State University of New York at Binghamton 1976 — 1979
Bachelor's degree, English Language and Literature, General
Emory University 1975 — 1976
Deirdre Sullivan Deirdre Sullivan's Paine Webber Experience June 1996 - February 1999
Job Head of Children's Services at Greenwich Library
Industry Libraries
Experience
Greenwich Library February 2015 - Present
Greenwich Library June 2014 - January 2015
Greenwich Library January 2008 - June 2014
Greenwich Library January 2006 - December 2008
Greenwich Library June 2001 - December 2008
Lowe Lintas February 1999 - May 2001
Paine Webber June 1996 - February 1999
Howrey & Simon Law Firm July 1993 - April 1996
Skills
Library, Public Relations, Newsletters, Training, Management, Marketing, Program Management, Research, Market Research, Staff Development, Databases, Reader's Advisory, Library Science, Collection Development, Library Instruction, Information Literacy, Public Libraries, Cataloging, Library Management, Electronic Resources, Libraries
Education
Long Island University, C.W. Post Campus 1998 — 2000
Master's degree, Library and Information Science
American University 1989 — 1993
Bachelor's degree, Communication and Media Studies
Greenwich Library February 2015 - Present
Greenwich Library June 2014 - January 2015
Greenwich Library January 2008 - June 2014
Greenwich Library January 2006 - December 2008
Greenwich Library June 2001 - December 2008
Lowe Lintas February 1999 - May 2001
Paine Webber June 1996 - February 1999
Howrey & Simon Law Firm July 1993 - April 1996
Skills
Library, Public Relations, Newsletters, Training, Management, Marketing, Program Management, Research, Market Research, Staff Development, Databases, Reader's Advisory, Library Science, Collection Development, Library Instruction, Information Literacy, Public Libraries, Cataloging, Library Management, Electronic Resources, Libraries
Education
Long Island University, C.W. Post Campus 1998 — 2000
Master's degree, Library and Information Science
American University 1989 — 1993
Bachelor's degree, Communication and Media Studies
Ray Quiroga's Paine Webber Experience July 1997 - July 2000
Job IT Chief Operating Officer at KPMG LLP
Industry Information Technology and Services
Experience
KPMG LLP August 2013 - Present
UBS August 2012 - August 2013
Credit Suisse September 2006 - August 2012
Citigroup, Inc. July 2000 - September 2006
Paine Webber July 1997 - July 2000
Estee Lauder 1995 - 1997
AT&T 1993 - 1995
Skills
Capital Markets, IT Strategy, Change Management, Finance, Investment Banking, Fixed Income, Business Analysis, PMO, Management, Risk Management, Financial Analysis, Program Management, Equities, Vendor Management, Outsourcing, Business Process..., Business Continuity, Banking, Project Portfolio..., Governance
Education
Boston College 1989 — 1993
BS, Accounting
Xavier High School 1985 — 1989
High School, High School Degree
KPMG LLP August 2013 - Present
UBS August 2012 - August 2013
Credit Suisse September 2006 - August 2012
Citigroup, Inc. July 2000 - September 2006
Paine Webber July 1997 - July 2000
Estee Lauder 1995 - 1997
AT&T 1993 - 1995
Skills
Capital Markets, IT Strategy, Change Management, Finance, Investment Banking, Fixed Income, Business Analysis, PMO, Management, Risk Management, Financial Analysis, Program Management, Equities, Vendor Management, Outsourcing, Business Process..., Business Continuity, Banking, Project Portfolio..., Governance
Education
Boston College 1989 — 1993
BS, Accounting
Xavier High School 1985 — 1989
High School, High School Degree
Doug Small's Paine Webber Experience September 1981 - May 1986
Job Director Sales and Marketing,Surreal Sound Audio
Industry Luxury Goods & Jewelry
Experience
Surreal Sound Audio January 2012 - Present
Paine Webber September 1981 - May 1986
Prudential Financial 1980 - 1981
Skills
Sales Management, Sales, Product Development, Luxury, Marketing, New Business Development, Retail, Negotiation, Strategic Planning, Wholesale, Business Strategy, Business Development, Brand Management, Marketing Communications, Public Relations, Product Marketing, Public Speaking, International Sales, E-commerce, B2B, Entrepreneurship, Marketing Management, Online Marketing, Strategic Partnerships, Brand Development, Blogging, Direct Sales, Online Advertising, Start-ups, Selling, Competitive Analysis, Market Research, Trade Shows
Education
Allegheny College 1972 — 1976
Bachelor of Arts (B.A.), Philosophy and Religious Studies
Westerville High School 1968 — 1972
Surreal Sound Audio January 2012 - Present
Paine Webber September 1981 - May 1986
Prudential Financial 1980 - 1981
Skills
Sales Management, Sales, Product Development, Luxury, Marketing, New Business Development, Retail, Negotiation, Strategic Planning, Wholesale, Business Strategy, Business Development, Brand Management, Marketing Communications, Public Relations, Product Marketing, Public Speaking, International Sales, E-commerce, B2B, Entrepreneurship, Marketing Management, Online Marketing, Strategic Partnerships, Brand Development, Blogging, Direct Sales, Online Advertising, Start-ups, Selling, Competitive Analysis, Market Research, Trade Shows
Education
Allegheny College 1972 — 1976
Bachelor of Arts (B.A.), Philosophy and Religious Studies
Westerville High School 1968 — 1972
Frank McDonnell Frank McDonnell's Paine Webber Experience November 1991 - October 1994
Job Senior Vice President, Investments at McDonnell Wealth Management of Raymond James
Industry Financial Services
Experience
McDonnell Wealth Management of Raymond James August 2011 - Present
RBC Wealth Management May 2006 - August 2011
A.G. Edwards October 1994 - May 2006
Paine Webber November 1991 - October 1994
Skills
Portfolio Management, Income Generation, Municipal Bonds, Structured Notes, Equity Investments
Education
Bryant University 1984 — 1988
Finance, General
Bryant University
Bachelor's degree, Finance
McDonnell Wealth Management of Raymond James August 2011 - Present
RBC Wealth Management May 2006 - August 2011
A.G. Edwards October 1994 - May 2006
Paine Webber November 1991 - October 1994
Skills
Portfolio Management, Income Generation, Municipal Bonds, Structured Notes, Equity Investments
Education
Bryant University 1984 — 1988
Finance, General
Bryant University
Bachelor's degree, Finance
Richard Elwood, CRPC® Richard Elwood, CRPC®'s Paine Webber Experience May 1989 - May 1996
Job Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors April 2009 - Present
Smith Barney May 1996 - April 2009
Paine Webber May 1989 - May 1996
Skills
Retirement Planning, Asset Allocation, Mutual Funds, Investments, Retirement, Securities, Investment Strategies, Alternative Investments, Equities
Education
Syracuse University 1960 — 1964
Bachelor of Science (B.S.), Business Administration and Management, General
Brooklyn Law School 1964 — 1967
Doctor of Law (J.D.)
Wells Fargo Advisors April 2009 - Present
Smith Barney May 1996 - April 2009
Paine Webber May 1989 - May 1996
Skills
Retirement Planning, Asset Allocation, Mutual Funds, Investments, Retirement, Securities, Investment Strategies, Alternative Investments, Equities
Education
Syracuse University 1960 — 1964
Bachelor of Science (B.S.), Business Administration and Management, General
Brooklyn Law School 1964 — 1967
Doctor of Law (J.D.)
Mary Helen McDow Mary Helen McDow's Paine Webber Experience 1998 - 2000
Job Investment Executive at First Financial Brokerage Services
Industry Investment Management
Experience
First Financial Brokerage Services May 2011 - Present
Chase Investment Services 2006 - 2011
Smith Barney 2000 - 2005
Paine Webber 1998 - 2000
Skills
Financial Advisory, Series 7, Series 63, Texas Life and Health..., Long Term Care Insurance, Investment Strategies, Investment Management, Estate Planning, Wealth Management, Portfolio Management, Retirement Planning, Asset Management, Alternative Investments, Investment Advisory, Investments, Fixed Income, Securities, Strategic Financial..., Life Insurance, Investment Education, Investment Advisory..., Asset Allocation, Mutual Funds, Equities, Budget Setting, Written & Oral..., Multi Tasking, Troubleshooting
Education
Abilene Christian University 1987 — 1989
Bachelor of Science, Social Work
First Financial Brokerage Services May 2011 - Present
Chase Investment Services 2006 - 2011
Smith Barney 2000 - 2005
Paine Webber 1998 - 2000
Skills
Financial Advisory, Series 7, Series 63, Texas Life and Health..., Long Term Care Insurance, Investment Strategies, Investment Management, Estate Planning, Wealth Management, Portfolio Management, Retirement Planning, Asset Management, Alternative Investments, Investment Advisory, Investments, Fixed Income, Securities, Strategic Financial..., Life Insurance, Investment Education, Investment Advisory..., Asset Allocation, Mutual Funds, Equities, Budget Setting, Written & Oral..., Multi Tasking, Troubleshooting
Education
Abilene Christian University 1987 — 1989
Bachelor of Science, Social Work
Steve Ause's Paine Webber Experience February 1998 - October 1999
Job LPL Financial Advisor With investment discipline, the upside can take care of itself. I seek to protect your downside
Industry Financial Services
Experience
Steve Ause March 2001 - Present
America Matters 2011 - August 2014
A. G. Edwards October 1999 - February 2001
Paine Webber February 1998 - October 1999
Retired November 1993 - February 1998
Flexware, Inc June 1975 - November 1993
Skills
Investments, Retirement, Financial Advisory, Wealth Management, Retirement Planning, Investment Strategies, Fixed Annuities, Mutual Funds, Insurance, Series 7, Strategic Financial..., Alternative Investments, Series 63, Financial Planners, Portfolio Management, Risk Management, Variable Annuities, Wealth, Portfolio Optimization, Series 65, Financial Markets, Stocks, Portfolio Assessment, Financial Risk..., Options Strategies, Separately Managed..., Investment Selection, Money Management, Radio Broadcasting, Independent Financial..., Strategic Finance, Branch Management, Money Managers, Financials, Portfolio Managers, Investment Portfolios, Political Communication, Market Timing, Equity Indexed Annuities, Tactical Management, Risk Reduction, IBM Mainframe, series 24, Christian Ministry, Technology, Software, Computers, Securities, Investment Advisory, Asset Allocation
Education
Cal Poly Pomona 1966 — 1970
None, Computer Science
Palm Spring High School 1962 — 1966
High School, Mathematics, electronics
College of the Desert
Steve Ause March 2001 - Present
America Matters 2011 - August 2014
A. G. Edwards October 1999 - February 2001
Paine Webber February 1998 - October 1999
Retired November 1993 - February 1998
Flexware, Inc June 1975 - November 1993
Skills
Investments, Retirement, Financial Advisory, Wealth Management, Retirement Planning, Investment Strategies, Fixed Annuities, Mutual Funds, Insurance, Series 7, Strategic Financial..., Alternative Investments, Series 63, Financial Planners, Portfolio Management, Risk Management, Variable Annuities, Wealth, Portfolio Optimization, Series 65, Financial Markets, Stocks, Portfolio Assessment, Financial Risk..., Options Strategies, Separately Managed..., Investment Selection, Money Management, Radio Broadcasting, Independent Financial..., Strategic Finance, Branch Management, Money Managers, Financials, Portfolio Managers, Investment Portfolios, Political Communication, Market Timing, Equity Indexed Annuities, Tactical Management, Risk Reduction, IBM Mainframe, series 24, Christian Ministry, Technology, Software, Computers, Securities, Investment Advisory, Asset Allocation
Education
Cal Poly Pomona 1966 — 1970
None, Computer Science
Palm Spring High School 1962 — 1966
High School, Mathematics, electronics
College of the Desert
Peter Thomashow's Paine Webber Experience May 1999 - June 1999
Job Business Systems/Process Analyst Sourcing & Supplier Management at Keurig Green Mountain
Industry Food & Beverages
Experience
Keurig Green Mountain, Inc. October 2014 - Present
Topco Associates LLC July 2008 - October 2014
Houghton Mifflin July 2007 - July 2008
Solectron (FinePitch) June 2005 - July 2007
Teradyne, Inc. July 2002 - June 2005
Temple Emanuel August 2002 - July 2004
Babson College September 1999 - May 2002
Fiber Optic Network Solutions (FONS) June 2000 - January 2001
Paine Webber May 1999 - June 1999
Phillips, Silver, Talman, Aframe & Sinrich, P.C. September 1996 - June 1997
Skills
Project Management, Logistics Analysis, Financial Reporting, Purchasing, Supply Chain Management, Sourcing, Inventory Analysis, Inventory Management, Procurement, SAP, Strategic Sourcing, Excel, PowerPoint, Contract Negotiations, Supplier Management, Contract Management, Process Improvement, Supply Chain, Contract Negotiation, MRP, Supply Management
Education
Babson College - Franklin W. Olin Graduate School of Business 2007 — 2011
MBA, Supply Chain Management, Finance
Babson College 1998 — 2002
BS, Business Management
University of Westminster 2001 — 2001
N/A, Study Abroad (London, UK)
Doherty Memorial High School (Worcester, MA) 1994 — 1998
High School Diploma, General Studies
Keurig Green Mountain, Inc. October 2014 - Present
Topco Associates LLC July 2008 - October 2014
Houghton Mifflin July 2007 - July 2008
Solectron (FinePitch) June 2005 - July 2007
Teradyne, Inc. July 2002 - June 2005
Temple Emanuel August 2002 - July 2004
Babson College September 1999 - May 2002
Fiber Optic Network Solutions (FONS) June 2000 - January 2001
Paine Webber May 1999 - June 1999
Phillips, Silver, Talman, Aframe & Sinrich, P.C. September 1996 - June 1997
Skills
Project Management, Logistics Analysis, Financial Reporting, Purchasing, Supply Chain Management, Sourcing, Inventory Analysis, Inventory Management, Procurement, SAP, Strategic Sourcing, Excel, PowerPoint, Contract Negotiations, Supplier Management, Contract Management, Process Improvement, Supply Chain, Contract Negotiation, MRP, Supply Management
Education
Babson College - Franklin W. Olin Graduate School of Business 2007 — 2011
MBA, Supply Chain Management, Finance
Babson College 1998 — 2002
BS, Business Management
University of Westminster 2001 — 2001
N/A, Study Abroad (London, UK)
Doherty Memorial High School (Worcester, MA) 1994 — 1998
High School Diploma, General Studies
Susan Zuckerman Susan Zuckerman's Paine Webber Experience 1989 - 1991
Job Marketing Strategy/ Consumer Insights Consultant
Industry Consumer Goods
Experience
Independent January 2003 - Present
Elizabeth Arden 2003 - Present
Elizabeth Arden 1998 - 2003
Elizabeth Arden 1996 - 1998
Elizabeth Arden 1995 - 1996
Elizabeth Arden 1994 - 1995
The Clorox Company 1993 - 1994
Paine Webber 1989 - 1991
Skills
Brand Development, Consumer Insights, Strategic Planning, Marketing Strategy, Market Research, Customer Insight, Consumer Products, Competitive Analysis, Product Development, Marketing, Brand Management, Brand Equity, Global Marketing, Business Planning
Education
Harvard Business School 1991 — 1993
MBA, Marketing, Management
Brown University 1985 — 1989
Bachelor of Arts, Economics and Public Policy
Independent January 2003 - Present
Elizabeth Arden 2003 - Present
Elizabeth Arden 1998 - 2003
Elizabeth Arden 1996 - 1998
Elizabeth Arden 1995 - 1996
Elizabeth Arden 1994 - 1995
The Clorox Company 1993 - 1994
Paine Webber 1989 - 1991
Skills
Brand Development, Consumer Insights, Strategic Planning, Marketing Strategy, Market Research, Customer Insight, Consumer Products, Competitive Analysis, Product Development, Marketing, Brand Management, Brand Equity, Global Marketing, Business Planning
Education
Harvard Business School 1991 — 1993
MBA, Marketing, Management
Brown University 1985 — 1989
Bachelor of Arts, Economics and Public Policy
Don Bertrand Don Bertrand's Paine Webber Experience November 1993 - August 1996
Job Senior Financial Advisor
Industry Investment Management
Experience
WealthTrust - Arizona August 2008 - September 2012
Fidelity Investments, Private Client Group November 2000 - August 2008
Paine Webber November 1993 - August 1996
Skills
Fixed Income, Investment Strategies, Equities, Finance, Options, Wealth Management, Securities, Trading, Business Development, Financial Risk, Strategic Financial..., Investments, Portfolio Management, Financial Planning, Asset Allocation, Asset Management
Education
Boston University Brussels Graduate Center (BUB) 1996 — 1997
Master of Science Administrative Studies, International Commerce
Colégio de España Salamanca, Spain
Language Certificate, Intensive Spanish
University of Massachusetts, Amherst 1987 — 1990
BA, History, Economics, Spanish
Concord Carlisle
University of Rhode Island
WealthTrust - Arizona August 2008 - September 2012
Fidelity Investments, Private Client Group November 2000 - August 2008
Paine Webber November 1993 - August 1996
Skills
Fixed Income, Investment Strategies, Equities, Finance, Options, Wealth Management, Securities, Trading, Business Development, Financial Risk, Strategic Financial..., Investments, Portfolio Management, Financial Planning, Asset Allocation, Asset Management
Education
Boston University Brussels Graduate Center (BUB) 1996 — 1997
Master of Science Administrative Studies, International Commerce
Colégio de España Salamanca, Spain
Language Certificate, Intensive Spanish
University of Massachusetts, Amherst 1987 — 1990
BA, History, Economics, Spanish
Concord Carlisle
University of Rhode Island
Catherine Rosso Catherine Rosso's Paine Webber Experience 1995 - 2002
Job President at C.A.R. Consulting Inc
Industry Financial Services
Experience
car consulting Inc June 2008 - Present
Merrill Lynch November 2005 - June 2008
Painewebber/ubs 1995 - 2002
Paine Webber 1995 - 2002
Skills
Recruiting, Wealth Management, Series 7, Series 63, Coaching, Public Speaking, Business Planning
Education
American University
car consulting Inc June 2008 - Present
Merrill Lynch November 2005 - June 2008
Painewebber/ubs 1995 - 2002
Paine Webber 1995 - 2002
Skills
Recruiting, Wealth Management, Series 7, Series 63, Coaching, Public Speaking, Business Planning
Education
American University
Kurt Romstad Kurt Romstad's Paine Webber Experience 1992 - 1998
Job
Industry Financial Services
Experience
Dipsea Capital LLC 1998 - Present
Paine Webber 1992 - 1998
Skills
Derivatives, Trading, Equities, Trading Systems, Series 7, Portfolio Management, Securities, Fixed Income, Investments, ETFs, Options Strategies, Financial Markets, Bloomberg, Asset Managment, Capital Markets, Proprietary Trading, Series 63, Equity Derivatives, Electronic Trading, Alternative Investments, Asset Allocation, Hedge Funds, Wealth Management, Valuation, Asset Management
Education
California State University-Chico 1988 — 1991
Bachelor of Science, Bus- Administration, Finance
California State University-Chico 1988 — 1991
Bachelor's degree, Business/Finance
Dipsea Capital LLC 1998 - Present
Paine Webber 1992 - 1998
Skills
Derivatives, Trading, Equities, Trading Systems, Series 7, Portfolio Management, Securities, Fixed Income, Investments, ETFs, Options Strategies, Financial Markets, Bloomberg, Asset Managment, Capital Markets, Proprietary Trading, Series 63, Equity Derivatives, Electronic Trading, Alternative Investments, Asset Allocation, Hedge Funds, Wealth Management, Valuation, Asset Management
Education
California State University-Chico 1988 — 1991
Bachelor of Science, Bus- Administration, Finance
California State University-Chico 1988 — 1991
Bachelor's degree, Business/Finance
Mark R. Lehman Mark R. Lehman's Paine Webber Experience 1998 - 2000
Job Principal at Rosewalk Properties LLC
Industry Commercial Real Estate
Experience
Rosewalk Properties LLC June 2013 - Present
M&T Bank April 2011 - June 2013
HSH Nordbank November 2009 - April 2011
Helix Financial March 2009 - October 2009
Bayerische Landesbank September 2005 - February 2009
Arbor Realty Trust November 2002 - September 2005
Forest City Ratner Companies 2000 - 2002
Paine Webber 1998 - 2000
Deloitte 1994 - 1997
Skills
Asset Managment, Due Diligence, Real Estate Economics, Portfolio Management, Valuation, Loans, Asset Management, Real Estate, Commercial Real Estate, Real Estate Transactions, CMBS, Structured Finance, Financial Structuring
Education
New York University 2001 — 2003
MS, Real Estate
Brandeis University 1990 — 1994
BA, American Studies
Rosewalk Properties LLC June 2013 - Present
M&T Bank April 2011 - June 2013
HSH Nordbank November 2009 - April 2011
Helix Financial March 2009 - October 2009
Bayerische Landesbank September 2005 - February 2009
Arbor Realty Trust November 2002 - September 2005
Forest City Ratner Companies 2000 - 2002
Paine Webber 1998 - 2000
Deloitte 1994 - 1997
Skills
Asset Managment, Due Diligence, Real Estate Economics, Portfolio Management, Valuation, Loans, Asset Management, Real Estate, Commercial Real Estate, Real Estate Transactions, CMBS, Structured Finance, Financial Structuring
Education
New York University 2001 — 2003
MS, Real Estate
Brandeis University 1990 — 1994
BA, American Studies
Stan Perkins Stan Perkins's Paine Webber Experience June 1985 - September 1988
Job VP Intl Sales at Lares ResearchRetired
Industry Medical Devices
Experience
Lares Research April 1989 - August 2014
Paine Webber June 1985 - September 1988
AT&T June 1970 - December 1984
Skills
International Sales, Telephone sales, CRM, Sales Management, Sales, Channel, Telemarketing, Product Development, Medical Devices, Account Management, Start-ups, Product Marketing, Capital Equipment, Product Management, Sales Operations, Product Launch, New Business Development
Education
California State University-Chico 1966 — 1970
BA Social Sciences, Economics, Law, Business
Lares Research April 1989 - August 2014
Paine Webber June 1985 - September 1988
AT&T June 1970 - December 1984
Skills
International Sales, Telephone sales, CRM, Sales Management, Sales, Channel, Telemarketing, Product Development, Medical Devices, Account Management, Start-ups, Product Marketing, Capital Equipment, Product Management, Sales Operations, Product Launch, New Business Development
Education
California State University-Chico 1966 — 1970
BA Social Sciences, Economics, Law, Business
Jenna Grapp Jenna Grapp's Paine Webber Experience November 1999 - May 2000
Job CEO at ProBioCare
Industry Information Technology and Services
Experience
ProBioCare November 2014 - Present
Coney Island June 2012 - Present
ProbioCare 2014 - 2015
UBS Investment Bank August 2009 - December 2011
Thomson Reuters March 2009 - May 2009
Deutsche Bank May 2008 - December 2008
JPMorgan Chase August 2005 - May 2008
JPMCHASE 2004 - 2005
Chimes @ Deutsche Bank 2002 - 2003
Paine Webber November 1999 - May 2000
Skills
Visio, SDLC, PMO, Cross-functional Team..., ITIL, Databases, MS Project, Program Management, Access, Project Management, Leadership, Vendor Management, Business Analysis, Project Planning, Business Requirements, Management, Project Portfolio..., Analysis, PMP
Education
St.Pauls School of Nursing 2010 — 2011
Associate's degree, Registered Nursing/Registered Nurse
Baruch College, City University of New York (CUNY) 1991 — 1995
BBA, CIS
ProBioCare November 2014 - Present
Coney Island June 2012 - Present
ProbioCare 2014 - 2015
UBS Investment Bank August 2009 - December 2011
Thomson Reuters March 2009 - May 2009
Deutsche Bank May 2008 - December 2008
JPMorgan Chase August 2005 - May 2008
JPMCHASE 2004 - 2005
Chimes @ Deutsche Bank 2002 - 2003
Paine Webber November 1999 - May 2000
Skills
Visio, SDLC, PMO, Cross-functional Team..., ITIL, Databases, MS Project, Program Management, Access, Project Management, Leadership, Vendor Management, Business Analysis, Project Planning, Business Requirements, Management, Project Portfolio..., Analysis, PMP
Education
St.Pauls School of Nursing 2010 — 2011
Associate's degree, Registered Nursing/Registered Nurse
Baruch College, City University of New York (CUNY) 1991 — 1995
BBA, CIS
Charles Wilfong Charles Wilfong's Paine Webber Experience August 2000 - October 2000
Job Senior Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC October 2000 - Present
Paine Webber August 2000 - October 2000
J.C. Bradford & Co. September 1991 - August 2000
Prudential Financial August 1989 - September 1991
Thompson McKinnon Securities November 1981 - August 1989
Skills
Retirement Planning, Asset Allocation, Investments, Fixed Annuities, Retirement Income..., Diversification, Traditional IRA, Roth IRA, Simple IRA, SEP IRA, 401k, 401k Rollovers, Stocks, Bonds, Mutual Funds, ETFs, Unit Trusts, College Savings Plans, College Education..., Life Insurance, Variable Annuities, Indexed Annuities
Education
Appalachian State University 1968 — 1972
Mt. Airy High School
Wells Fargo Advisors, LLC October 2000 - Present
Paine Webber August 2000 - October 2000
J.C. Bradford & Co. September 1991 - August 2000
Prudential Financial August 1989 - September 1991
Thompson McKinnon Securities November 1981 - August 1989
Skills
Retirement Planning, Asset Allocation, Investments, Fixed Annuities, Retirement Income..., Diversification, Traditional IRA, Roth IRA, Simple IRA, SEP IRA, 401k, 401k Rollovers, Stocks, Bonds, Mutual Funds, ETFs, Unit Trusts, College Savings Plans, College Education..., Life Insurance, Variable Annuities, Indexed Annuities
Education
Appalachian State University 1968 — 1972
Mt. Airy High School
John Agius John Agius's Paine Webber Experience April 1987 - December 1988
Job Financial Systems Manager at Chadbourne & Parke LLP
Industry Legal Services
Experience
Chadbourne & Parke LLP April 2011 - Present
Debevoise & Plimpton June 2006 - April 2011
Chadbourne & Parke LLP April 2004 - June 2006
Kramer Levin Naftalis & Frankel LLP June 1997 - April 2004
Viacom September 1995 - May 1997
Dewey Ballantine LLP December 1988 - September 1995
Paine Webber April 1987 - December 1988
Skills
Microsoft Excel, Microsoft SQL Server, Access, SQL, Process Improvement, Accounts Payable, Business Analysis, Business Strategy, Databases, Mergers, Strategic Planning, Project Management, Risk Management, Requirements Analysis, Financial Reporting, Accounting, Team Leadership, Finance
Education
Baruch College, City University of New York (CUNY) 1982 — 1986
BBA, Accounting
Chadbourne & Parke LLP April 2011 - Present
Debevoise & Plimpton June 2006 - April 2011
Chadbourne & Parke LLP April 2004 - June 2006
Kramer Levin Naftalis & Frankel LLP June 1997 - April 2004
Viacom September 1995 - May 1997
Dewey Ballantine LLP December 1988 - September 1995
Paine Webber April 1987 - December 1988
Skills
Microsoft Excel, Microsoft SQL Server, Access, SQL, Process Improvement, Accounts Payable, Business Analysis, Business Strategy, Databases, Mergers, Strategic Planning, Project Management, Risk Management, Requirements Analysis, Financial Reporting, Accounting, Team Leadership, Finance
Education
Baruch College, City University of New York (CUNY) 1982 — 1986
BBA, Accounting
Ted Gilbert Ted Gilbert's Paine Webber Experience 1996 - 1997
Job Investment Manager at Gilbert | Schaab
Industry Investment Management
Experience
Gilbert Schaab September 2011 - Present
Dow Investment Group LLC May 2006 - August 2011
Cape Cod Bank & Trust 2002 - 2004
Yale School of Management 1999 - 2000
The Carson Group 1997 - 1999
Paine Webber 1996 - 1997
Skills
Series 7, Series 65, Financial Markets, Finance, Strategy, Business Strategy, Financial Advisory, 401k, Financial Services, Due Diligence, Financial Analysis, Investment Management, Equity Research, Trading
Education
Boston University Questrom School of Business 2009 — 2010
MSIM, Investment Management
The Landing School 2004 — 2005
Graduate, Yacht Design
Indiana University - Kelley School of Business 2000 — 2002
MBA, Entrepreneurship, Finance and Marketing, etc.
Bowdoin College 1991 — 1995
BA
Memorial High School 1987 — 1991
Gilbert Schaab September 2011 - Present
Dow Investment Group LLC May 2006 - August 2011
Cape Cod Bank & Trust 2002 - 2004
Yale School of Management 1999 - 2000
The Carson Group 1997 - 1999
Paine Webber 1996 - 1997
Skills
Series 7, Series 65, Financial Markets, Finance, Strategy, Business Strategy, Financial Advisory, 401k, Financial Services, Due Diligence, Financial Analysis, Investment Management, Equity Research, Trading
Education
Boston University Questrom School of Business 2009 — 2010
MSIM, Investment Management
The Landing School 2004 — 2005
Graduate, Yacht Design
Indiana University - Kelley School of Business 2000 — 2002
MBA, Entrepreneurship, Finance and Marketing, etc.
Bowdoin College 1991 — 1995
BA
Memorial High School 1987 — 1991
Anthony L. Soave, CLU, ChFC Anthony L. Soave, CLU, ChFC's Paine Webber Experience 1990 - 1994
Job Chartered Financial Consultant, Registered Principal at Guide Point Financial Partners
Industry Financial Services
Experience
Guide Point Financial Partners, An Independent Firm 2010 - Present
American Funds 1998 - 2009
Merrill Lynch 1997 - 1998
Prudential Securities 1994 - 1997
Paine Webber 1990 - 1994
Merrill Lynch 1987 - 1990
Skills
Asset Management, Retirement Planning, Risk evaluation, Investment Planning, Disability and Life..., Succession Planning, Employee Compensation..., Financial Planning, Long Term Care Insurance, Portfolio Management, Business Planning, Strategic Financial..., Risk Assessment, Investments, Estate Planning, Insurance, Mutual Funds
Education
Ball State University
Master of Arts, Management
Ferris State University
Bachelor's Degree, Business
Ferris State University
Associate's Degree, Marketing
Guide Point Financial Partners, An Independent Firm 2010 - Present
American Funds 1998 - 2009
Merrill Lynch 1997 - 1998
Prudential Securities 1994 - 1997
Paine Webber 1990 - 1994
Merrill Lynch 1987 - 1990
Skills
Asset Management, Retirement Planning, Risk evaluation, Investment Planning, Disability and Life..., Succession Planning, Employee Compensation..., Financial Planning, Long Term Care Insurance, Portfolio Management, Business Planning, Strategic Financial..., Risk Assessment, Investments, Estate Planning, Insurance, Mutual Funds
Education
Ball State University
Master of Arts, Management
Ferris State University
Bachelor's Degree, Business
Ferris State University
Associate's Degree, Marketing
David Michael Wisniewski's Paine Webber Experience June 1986 - June 1991
Job First Vice PresidentInvestments Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC March 2009 - Present
St. Ignatius Loyola Academy 2003 - Present
Professional Ski Instructors of Amerca 2000 - Present
Morgan Stanley Smith Barney June 1991 - March 2009
Paine Webber June 1986 - June 1991
Education
Boston University 2006 — 2007
Certified Financial Planner Certificate, CFP
Loyola University in Maryland 1980 — 1984
BA, Political Science/History
Loyola Blakefield High School 1976 — 1980
Wells Fargo Advisors, LLC March 2009 - Present
St. Ignatius Loyola Academy 2003 - Present
Professional Ski Instructors of Amerca 2000 - Present
Morgan Stanley Smith Barney June 1991 - March 2009
Paine Webber June 1986 - June 1991
Education
Boston University 2006 — 2007
Certified Financial Planner Certificate, CFP
Loyola University in Maryland 1980 — 1984
BA, Political Science/History
Loyola Blakefield High School 1976 — 1980
Allison Connery Green, MBA's Paine Webber Experience July 1988 - April 1995
Job Sales Associate at Heritage House Sotheby's International Realty
Industry Real Estate
Experience
Heritage House Sotheby's International Realty September 2013 - Present
Merrill Lynch March 2004 - April 2008
Prudential Financial June 1999 - March 2004
Deutsche Bank December 1996 - June 1999
Lehman Brothers June 1996 - December 1996
CIBC World Markets April 1995 - June 1996
Paine Webber July 1988 - April 1995
Skills
Derivatives, Valuation, Start-ups, P&L, Fixed Income, Back Office, Front Office, Trading, Middle Office, Excel, Word, PowerPoint, Equities, Database Management, Process Improvement, Website Management, Structured Products, Microsoft Excel, Hedging
Education
Monmouth University 2004 — 2009
MBA, Hess Business School
Rutgers University-New Brunswick 2003 — 2004
Mini-MBA, Business Executive Certificate Program
Albright College 1984 — 1988
BS - Accounting, Finance, Investments
St. Marys/Raritan Bay Catholic Prep 1980 — 1984
High School, College Prep - Honors
Heritage House Sotheby's International Realty September 2013 - Present
Merrill Lynch March 2004 - April 2008
Prudential Financial June 1999 - March 2004
Deutsche Bank December 1996 - June 1999
Lehman Brothers June 1996 - December 1996
CIBC World Markets April 1995 - June 1996
Paine Webber July 1988 - April 1995
Skills
Derivatives, Valuation, Start-ups, P&L, Fixed Income, Back Office, Front Office, Trading, Middle Office, Excel, Word, PowerPoint, Equities, Database Management, Process Improvement, Website Management, Structured Products, Microsoft Excel, Hedging
Education
Monmouth University 2004 — 2009
MBA, Hess Business School
Rutgers University-New Brunswick 2003 — 2004
Mini-MBA, Business Executive Certificate Program
Albright College 1984 — 1988
BS - Accounting, Finance, Investments
St. Marys/Raritan Bay Catholic Prep 1980 — 1984
High School, College Prep - Honors
Nathan J. Warren III, Esq. Nathan J. Warren III, Esq.'s Paine Webber Experience January 1998 - January 1999
Job Attorney at Law | Investment Advisor
Industry Law Practice
Experience
NJW LAW, APC January 2010 - Present
Arque Capital Ltd January 2002 - Present
Orange County Public Defender January 2007 - January 2008
Maricopa Sheriff's Department January 2001 - January 2006
Piper Jaffray January 2000 - January 2001
Paine Webber January 1998 - January 1999
Skills
Investments, Corporate Law, Litigation, Civil Litigation, Legal Research, Legal Assistance, Real Estate Transactions, Real Estate, Finance, Legal Writing, Debt Restructuring, Investment Advisory, Commercial Real Estate, Bankruptcy, Foreclosures, Estate Planning, Financial Advisory, Business, Real Property, 1031 Exchanges, Small Business..., Real Estate Economics, Real Estate Financing, Short Sales, Property, Business Transactions, Corporate Advisory, Leases, Business Restrucuring, High Net Worth..., Investment Properties
Education
Whittier Law School 2004 — 2006
Juris Doctorate
Arizona State University 1992 — 1995
Bachelor of Science (BS), Political Science
NJW LAW, APC January 2010 - Present
Arque Capital Ltd January 2002 - Present
Orange County Public Defender January 2007 - January 2008
Maricopa Sheriff's Department January 2001 - January 2006
Piper Jaffray January 2000 - January 2001
Paine Webber January 1998 - January 1999
Skills
Investments, Corporate Law, Litigation, Civil Litigation, Legal Research, Legal Assistance, Real Estate Transactions, Real Estate, Finance, Legal Writing, Debt Restructuring, Investment Advisory, Commercial Real Estate, Bankruptcy, Foreclosures, Estate Planning, Financial Advisory, Business, Real Property, 1031 Exchanges, Small Business..., Real Estate Economics, Real Estate Financing, Short Sales, Property, Business Transactions, Corporate Advisory, Leases, Business Restrucuring, High Net Worth..., Investment Properties
Education
Whittier Law School 2004 — 2006
Juris Doctorate
Arizona State University 1992 — 1995
Bachelor of Science (BS), Political Science
Randy Steig's Paine Webber Experience October 2001 - June 2004
Job Retired
Industry Banking
Experience
Retired June 2013 - June 2013
Bankers' Bank June 1994 - June 2013
Bankers' Bank 1994 - June 2013
Paine Webber October 2001 - June 2004
State of Iowa June 1971 - July 1981
Skills
Banking, Risk Management, Investments, Credit Risk, Strategic Planning, Valuation, Small Business Lending, Budgets, Commercial Lending, Financial Analysis, Credit Analysis, Mergers, Securities, Asset Managment, Loan Origination, Customer Service, Underwriting, Investment Banking, Cash Management, Credit, Mortgage Lending, Business Analysis, Portfolio Management, Insurance, Wealth Management, Loans, Treasury Management, Commercial Banking, Strategic Financial..., Asset Based Lending, Financial Institutions, Finance, Consumer Lending, Commercial Mortgages, Internet Banking, Middle Market, Cash Flow Lending, SBA, Financial Modeling, Mergers & Acquisitions, Lines Of Credit
Education
Buena Vista University 1967 — 1969
Bachelor of Science, Finance/Economics
Lake City High School 1962 — 1965
Retired June 2013 - June 2013
Bankers' Bank June 1994 - June 2013
Bankers' Bank 1994 - June 2013
Paine Webber October 2001 - June 2004
State of Iowa June 1971 - July 1981
Skills
Banking, Risk Management, Investments, Credit Risk, Strategic Planning, Valuation, Small Business Lending, Budgets, Commercial Lending, Financial Analysis, Credit Analysis, Mergers, Securities, Asset Managment, Loan Origination, Customer Service, Underwriting, Investment Banking, Cash Management, Credit, Mortgage Lending, Business Analysis, Portfolio Management, Insurance, Wealth Management, Loans, Treasury Management, Commercial Banking, Strategic Financial..., Asset Based Lending, Financial Institutions, Finance, Consumer Lending, Commercial Mortgages, Internet Banking, Middle Market, Cash Flow Lending, SBA, Financial Modeling, Mergers & Acquisitions, Lines Of Credit
Education
Buena Vista University 1967 — 1969
Bachelor of Science, Finance/Economics
Lake City High School 1962 — 1965
Jacqueline (DeLeon) Ortiz's Paine Webber Experience 1993 - 1996
Job Officer Risk Dept Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch April 2002 - Present
Fidelity Investments 1994 - February 1999
Paine Webber 1993 - 1996
Skills
Margin, Financial Reporting, Operational Risk..., Private Banking, CDS, Commercial Lending, Loan Servicing, Collateral Management, Collateral, Wire Transfers
Education
Caldwell College 1982 — 1986
BS, Economics/Finance
Essex County College 1981 — 1982
Merrill Lynch April 2002 - Present
Fidelity Investments 1994 - February 1999
Paine Webber 1993 - 1996
Skills
Margin, Financial Reporting, Operational Risk..., Private Banking, CDS, Commercial Lending, Loan Servicing, Collateral Management, Collateral, Wire Transfers
Education
Caldwell College 1982 — 1986
BS, Economics/Finance
Essex County College 1981 — 1982
Craig Lomonico Craig Lomonico's Paine Webber Experience April 1995 - August 1996
Job Lecturer at The Ohio State University
Industry Restaurants
Experience
The Ohio State University August 2013 - Present
Lomonico's August 2012 - Present
Eastland-Fairfield Career and Technical Schools September 2009 - July 2012
Eastland-Fairfield Career and Technical Schools August 2007 - September 2009
Eastland-Fairfield Career and Technical Schools August 2002 - July 2007
Wachovia Securities Financial Network April 1997 - October 1999
Paine Webber April 1995 - August 1996
Skills
Public Speaking, Teaching, Curriculum Development, Curriculum Design, Staff Development, Catering Sales, Restaurant Management, Event Planning, Corporate Events, Culinary Education, Chef, Catering
Education
The Ohio State University 2010 — 2011
Superintendents License, Accelerated Licensure Program for Superintendents
The Ohio State University 2005 — 2006
Principals License, Accelerated Licensure Program for Principals
The Ohio State University 2002 — 2004
MA, Workforce Development and Education
Art Institute of Atlanta 2000 — 2001
AA, Culinary Arts
Franklin University 1992 — 1995
BS, Finance
The Ohio State University
The Ohio State University August 2013 - Present
Lomonico's August 2012 - Present
Eastland-Fairfield Career and Technical Schools September 2009 - July 2012
Eastland-Fairfield Career and Technical Schools August 2007 - September 2009
Eastland-Fairfield Career and Technical Schools August 2002 - July 2007
Wachovia Securities Financial Network April 1997 - October 1999
Paine Webber April 1995 - August 1996
Skills
Public Speaking, Teaching, Curriculum Development, Curriculum Design, Staff Development, Catering Sales, Restaurant Management, Event Planning, Corporate Events, Culinary Education, Chef, Catering
Education
The Ohio State University 2010 — 2011
Superintendents License, Accelerated Licensure Program for Superintendents
The Ohio State University 2005 — 2006
Principals License, Accelerated Licensure Program for Principals
The Ohio State University 2002 — 2004
MA, Workforce Development and Education
Art Institute of Atlanta 2000 — 2001
AA, Culinary Arts
Franklin University 1992 — 1995
BS, Finance
The Ohio State University
Ken Eisenberg Ken Eisenberg's Paine Webber Experience 1987 - 1990
Job Senior Vice President Wealth Management at UBS
Industry Financial Services
Experience
UBS February 2000 - Present
Morgan Stanley 1990 - 2000
Paine Webber 1987 - 1990
Trump Plaza Casino 1984 - 1987
Sands Casino 1980 - 1984
Education
University of Pennsylvania - The Wharton School 1993 — 1994
Financial Services Executive Program
American University 1976 — 1980
BS, Honors, Political Science
University of London 1979 — 1979
Westfield High School 1972 — 1976
UBS February 2000 - Present
Morgan Stanley 1990 - 2000
Paine Webber 1987 - 1990
Trump Plaza Casino 1984 - 1987
Sands Casino 1980 - 1984
Education
University of Pennsylvania - The Wharton School 1993 — 1994
Financial Services Executive Program
American University 1976 — 1980
BS, Honors, Political Science
University of London 1979 — 1979
Westfield High School 1972 — 1976
Mike McCaw Mike McCaw's Paine Webber Experience 1986 - 1990
Job CRPC®, Financial Advisor, Assoc VP McCaw & Associates, A financial advisor practice of Ameriprise Financial Services,Inc
Industry Investment Management
Experience
Ameriprise Financial 2004 - Present
H&R Block Financial Advisors 2004 - 2008
Wachovia Securities, LLC 1990 - 2004
Paine Webber 1986 - 1990
Education
Bowling Green State University 1982 — 1986
BA, Business Administration
College for Financial Planning
CRPC® and APMA ®
Ameriprise Financial 2004 - Present
H&R Block Financial Advisors 2004 - 2008
Wachovia Securities, LLC 1990 - 2004
Paine Webber 1986 - 1990
Education
Bowling Green State University 1982 — 1986
BA, Business Administration
College for Financial Planning
CRPC® and APMA ®
Adam Steven Fogerson Adam Steven Fogerson's Paine Webber Experience 1993 - 1994
Job
Industry Public Relations and Communications
Experience
BlueStar AMG 2011 - 2012
Montpelier Group 2010 - 2011
Austen Morris Associates 2007 - 2010
Esquel Group 2003 - 2010
Temple Bar International 2007 - 2007
Guam Legislature 2001 - 2003
Marianas Variety 2000 - 2001
Netivation.com 1999 - 2000
Paine Webber 1993 - 1994
RBC Dain Rauscher (frmrly Sutro & Co.) 1992 - 1992
Skills
Creativity, Perception Management, Political Communication, Versatile Writer, Strategic Communications, Fundraising, Grassroots Mobilization, Event Management, Media Relations, Copywriting, Journalism, Business Development, Wealth Management, Strategic Financial..., Portfolio Management, Corporate Communications, Recruiting, Grassroots Organizing, Entrepreneurship, Politics, Strategy, Social Media, Leadership, Business Strategy
Education
California State University-Chico 1988 — 1995
BA, Political Science/Journalism
BlueStar AMG 2011 - 2012
Montpelier Group 2010 - 2011
Austen Morris Associates 2007 - 2010
Esquel Group 2003 - 2010
Temple Bar International 2007 - 2007
Guam Legislature 2001 - 2003
Marianas Variety 2000 - 2001
Netivation.com 1999 - 2000
Paine Webber 1993 - 1994
RBC Dain Rauscher (frmrly Sutro & Co.) 1992 - 1992
Skills
Creativity, Perception Management, Political Communication, Versatile Writer, Strategic Communications, Fundraising, Grassroots Mobilization, Event Management, Media Relations, Copywriting, Journalism, Business Development, Wealth Management, Strategic Financial..., Portfolio Management, Corporate Communications, Recruiting, Grassroots Organizing, Entrepreneurship, Politics, Strategy, Social Media, Leadership, Business Strategy
Education
California State University-Chico 1988 — 1995
BA, Political Science/Journalism
Dennis King Dennis King's Paine Webber Experience March 1981 - November 1987
Job Senior Vice President at Securities America Inc., member SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC 2000 - Present
Triad Asset Management November 1987 - February 2000
Paine Webber March 1981 - November 1987
United States Air Force September 1971 - March 1981
Skills
Wealth Management, Mutual Funds, Project Management, Investment Advisory, Series 7, Alternative Investments, Series 63, Series 24, Retirement Planning, Securities, Series 65, FINRA, Asset Allocation, Financial Advisory, Asset Management, Retirement
Education
University of Nebraska at Omaha 2000 — 2003
MBA, Business Management
Bellevue University 1997 — 2000
BS Global Business Management, Business
Securities America, Inc. Member FINRA/SIPC 2000 - Present
Triad Asset Management November 1987 - February 2000
Paine Webber March 1981 - November 1987
United States Air Force September 1971 - March 1981
Skills
Wealth Management, Mutual Funds, Project Management, Investment Advisory, Series 7, Alternative Investments, Series 63, Series 24, Retirement Planning, Securities, Series 65, FINRA, Asset Allocation, Financial Advisory, Asset Management, Retirement
Education
University of Nebraska at Omaha 2000 — 2003
MBA, Business Management
Bellevue University 1997 — 2000
BS Global Business Management, Business
Rich Brzezinski Rich Brzezinski's Paine Webber Experience January 1979 - February 1981
Job MBA,Real Estate Broker at Baird & Warner, Financial Service Professional
Industry Real Estate
Experience
Baird & Warner January 2004 - Present
Independent Real Estate Firm June 1989 - February 2004
Rodman & Renshaw May 1987 - June 1989
Rodman & Renshaw March 1981 - May 1987
University of Illinois September 1979 - May 1981
Paine Webber January 1979 - February 1981
Skills
Sales, Project Management, Marketing, Selling, Negotiation, Client Service, Computer Literate, Relocation, Listings, Residential Homes, Investment Properties, Sellers, Investors, Buyer Representation, Foreclosures, Real Estate, New Home Sales, First Time Home Buyers, REO, Condos, ABR, Luxury, Financial Services, Leases, Buyers, Short Sales, Single Family Homes, SFR, Referrals, Townhomes, Real Estate Transactions, e-PRO, Move Up Buyers, Brokerage, Management
Education
University of Notre Dame 1969 — 1973
Bachelor of Arts
Benedictine University 1985 — 1988
Masters
Baird & Warner January 2004 - Present
Independent Real Estate Firm June 1989 - February 2004
Rodman & Renshaw May 1987 - June 1989
Rodman & Renshaw March 1981 - May 1987
University of Illinois September 1979 - May 1981
Paine Webber January 1979 - February 1981
Skills
Sales, Project Management, Marketing, Selling, Negotiation, Client Service, Computer Literate, Relocation, Listings, Residential Homes, Investment Properties, Sellers, Investors, Buyer Representation, Foreclosures, Real Estate, New Home Sales, First Time Home Buyers, REO, Condos, ABR, Luxury, Financial Services, Leases, Buyers, Short Sales, Single Family Homes, SFR, Referrals, Townhomes, Real Estate Transactions, e-PRO, Move Up Buyers, Brokerage, Management
Education
University of Notre Dame 1969 — 1973
Bachelor of Arts
Benedictine University 1985 — 1988
Masters
Arina Yakobi Arina Yakobi's Paine Webber Experience 1994 - 1996
Job SVP Associate Real Estate Broker at Douglas Elliman
Industry Real Estate
Experience
Prudential Douglas Elliman March 2010 - Present
The Trump Organization 2005 - 2010
The Corcoran Group 2002 - 2005
Douglas Elliman Real Estate 2001 - 2002
Purdue Pharma 1999 - 2001
Soros Fund Management 1996 - 1999
Paine Webber 1994 - 1996
Skills
Investment Properties, Rentals, Real Estate, Condos, Relocation
Education
Bryn Mawr College 1985 — 1986
Economics and Anthropology, Economics and Anthropology
TASIS
Prudential Douglas Elliman March 2010 - Present
The Trump Organization 2005 - 2010
The Corcoran Group 2002 - 2005
Douglas Elliman Real Estate 2001 - 2002
Purdue Pharma 1999 - 2001
Soros Fund Management 1996 - 1999
Paine Webber 1994 - 1996
Skills
Investment Properties, Rentals, Real Estate, Condos, Relocation
Education
Bryn Mawr College 1985 — 1986
Economics and Anthropology, Economics and Anthropology
TASIS
Linda Sharkey Linda Sharkey's Paine Webber Experience 1995 - 1998
Job Radio Talk Show Host at VoiceAmerica Talk Radio WTR, LLC
Industry Human Resources
Experience
VoiceAmerica Talk Radio - WTR, LLC November 2014 - Present
Achieveblue Inc March 2012 - Present
The Marshall Goldsmith Group April 2010 - Present
Executive Networks 2009 - Present
Marshal Goldsmith School of Business, Alliant University 2009 - November 2011
Hewlett-Packard 2006 - 2009
Academy of Management 2003 - 2007
GE 2004 - 2006
General Electric 1998 - 2006
Paine Webber 1995 - 1998
Skills
Talent Management, Organizational..., Succession Planning, Leadership Development, Performance Management, Transglobal Leadership, Dynamic Speaker, Cultural Transformation, Cultural Diversity, Executive Coaching, Organizational Culture, Board of Directors, Published Author, Coaching, Management Development, Culture Change, Career Development, Strategy, Leadership, Management Consulting, Human Resources, Organizational Behavior, Executive Development, Organizational Design, Change Management, Workforce Planning, Management, Program Management, Organizational..., Consulting, Workshop Facilitation, Strategic Planning, Employee Engagement
Education
Benedictine University 1996 — 2000
PhD, Organization Developement
Marshal Goldsmith School of Business
Distinguished Fellow
Nazareth College
BA, History and Political Science
Russell Sage College
MPA, Public Administration
VoiceAmerica Talk Radio - WTR, LLC November 2014 - Present
Achieveblue Inc March 2012 - Present
The Marshall Goldsmith Group April 2010 - Present
Executive Networks 2009 - Present
Marshal Goldsmith School of Business, Alliant University 2009 - November 2011
Hewlett-Packard 2006 - 2009
Academy of Management 2003 - 2007
GE 2004 - 2006
General Electric 1998 - 2006
Paine Webber 1995 - 1998
Skills
Talent Management, Organizational..., Succession Planning, Leadership Development, Performance Management, Transglobal Leadership, Dynamic Speaker, Cultural Transformation, Cultural Diversity, Executive Coaching, Organizational Culture, Board of Directors, Published Author, Coaching, Management Development, Culture Change, Career Development, Strategy, Leadership, Management Consulting, Human Resources, Organizational Behavior, Executive Development, Organizational Design, Change Management, Workforce Planning, Management, Program Management, Organizational..., Consulting, Workshop Facilitation, Strategic Planning, Employee Engagement
Education
Benedictine University 1996 — 2000
PhD, Organization Developement
Marshal Goldsmith School of Business
Distinguished Fellow
Nazareth College
BA, History and Political Science
Russell Sage College
MPA, Public Administration
Wally Beck Wally Beck's Paine Webber Experience September 1984 - September 1993
Job Financial Advisor, Vice President
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. August 2013 - Present
RBC Capital Markets February 1999 - August 2013
SALOMON SMITH BARNEY INC. September 1993 - January 1999
Paine Webber September 1984 - September 1993
Education
Boise State University 1977 — 1981
Bachelor of Business Administration (BBA), Business Administration and Management, General
Ameriprise Financial Services, Inc. August 2013 - Present
RBC Capital Markets February 1999 - August 2013
SALOMON SMITH BARNEY INC. September 1993 - January 1999
Paine Webber September 1984 - September 1993
Education
Boise State University 1977 — 1981
Bachelor of Business Administration (BBA), Business Administration and Management, General
D. Christopher Walker D. Christopher Walker's Paine Webber Experience September 1996 - February 1999
Job Head of Regulatory Exams at UBS Investment Bank
Industry Financial Services
Experience
UBS Investment Bank November 2014 - Present
UBS Securities April 2011 - Present
CME Group March 2009 - April 2011
FINRA May 2005 - March 2009
Beam & Astarita, LLC November 2002 - May 2005
US Securities and Exchange Commission May 2001 - August 2001
New York Stock Exchange, Inc. February 1999 - May 2001
Paine Webber September 1996 - February 1999
TD Waterhouse October 1994 - July 1996
Skills
Corporate Governance, Securities, Corporate Law, Risk Management, Derivatives, Due Diligence, Capital Markets, Securities Regulation, Financial Regulation, Hedge Funds, FINRA, Series 7, Fixed Income, Equities
Education
New York Law School 2009 — 2013
LL.M., Financial Services Law
Brooklyn Law School 1998 — 2002
J.D., Law
Florida State University 1989 — 1993
B.A., History and International Affairs
UBS Investment Bank November 2014 - Present
UBS Securities April 2011 - Present
CME Group March 2009 - April 2011
FINRA May 2005 - March 2009
Beam & Astarita, LLC November 2002 - May 2005
US Securities and Exchange Commission May 2001 - August 2001
New York Stock Exchange, Inc. February 1999 - May 2001
Paine Webber September 1996 - February 1999
TD Waterhouse October 1994 - July 1996
Skills
Corporate Governance, Securities, Corporate Law, Risk Management, Derivatives, Due Diligence, Capital Markets, Securities Regulation, Financial Regulation, Hedge Funds, FINRA, Series 7, Fixed Income, Equities
Education
New York Law School 2009 — 2013
LL.M., Financial Services Law
Brooklyn Law School 1998 — 2002
J.D., Law
Florida State University 1989 — 1993
B.A., History and International Affairs
Richard Siegel Richard Siegel's Paine Webber Experience March 1986 - November 1999
Job Financial analysis and accounting professional
Industry Financial Services
Experience
Accounting Resource January 2014 - Present
Fantastic Sams International Corp 2015 - 2015
UBS Global Asset Management November 1999 - December 2013
Paine Webber March 1986 - November 1999
Skills
Financial Analysis, Fund Accounting, Financial Reporting, Account Reconciliation, Accounting, Financial Modeling, Financial Accounting, Internal Controls, IFRS, Bloomberg, Mutual Funds, Investments, Strategic Financial..., Corporate Finance, Finance, General Ledger, Financial Statements
Education
Adelphi University 1985 — 1988
Master of Business Administration (MBA), Finance
Long Island University, C.W. Post Campus 1975 — 1979
Bachelor of Science (B.S.), Marketing/Marketing Management, General
John F Kennedy High School - Bellmore New York
Accounting Resource January 2014 - Present
Fantastic Sams International Corp 2015 - 2015
UBS Global Asset Management November 1999 - December 2013
Paine Webber March 1986 - November 1999
Skills
Financial Analysis, Fund Accounting, Financial Reporting, Account Reconciliation, Accounting, Financial Modeling, Financial Accounting, Internal Controls, IFRS, Bloomberg, Mutual Funds, Investments, Strategic Financial..., Corporate Finance, Finance, General Ledger, Financial Statements
Education
Adelphi University 1985 — 1988
Master of Business Administration (MBA), Finance
Long Island University, C.W. Post Campus 1975 — 1979
Bachelor of Science (B.S.), Marketing/Marketing Management, General
John F Kennedy High School - Bellmore New York
Matthew Schulman's Paine Webber Experience January 1999 - April 2001
Job Director of Business Development at U.S. Wealth Management
Industry Financial Services
Experience
U.S. Wealth Management June 2014 - Present
Weston Capital Partners January 2012 - May 2014
Adviser Investments January 2009 - January 2012
Weston Public Schools 2008 - 2009
Citizens bank January 2007 - June 2008
UBS Wealth Management April 2001 - January 2007
Paine Webber January 1999 - April 2001
Prudential Securities 1997 - 1999
Prudential Securities 1995 - 1997
Prudential Securities 1993 - 1995
Skills
Investments, Portfolio Management, Wealth Management, Series 7, Training, Coaching, Retirement Planning, Asset Management, Strategic Financial..., Mutual Funds, Sales, Asset Managment, Asset Allocation, Management, New Business Development, Business Strategy, Strategic Planning, Networking, Cross Selling, Account Management, Investment Advisory, Financial Analysis, Financial Services
Education
Brandeis University 1984 — 1987
BA, Economics
Lexington High School 1981 — 1983
U.S. Wealth Management June 2014 - Present
Weston Capital Partners January 2012 - May 2014
Adviser Investments January 2009 - January 2012
Weston Public Schools 2008 - 2009
Citizens bank January 2007 - June 2008
UBS Wealth Management April 2001 - January 2007
Paine Webber January 1999 - April 2001
Prudential Securities 1997 - 1999
Prudential Securities 1995 - 1997
Prudential Securities 1993 - 1995
Skills
Investments, Portfolio Management, Wealth Management, Series 7, Training, Coaching, Retirement Planning, Asset Management, Strategic Financial..., Mutual Funds, Sales, Asset Managment, Asset Allocation, Management, New Business Development, Business Strategy, Strategic Planning, Networking, Cross Selling, Account Management, Investment Advisory, Financial Analysis, Financial Services
Education
Brandeis University 1984 — 1987
BA, Economics
Lexington High School 1981 — 1983
Fidel Perez Fidel Perez's Paine Webber Experience February 1988 - May 1988
Job Enterprise InfrastructureNetwork Engineer at Macmillan/Holtzbrinck Publishers
Industry Publishing
Experience
Macmillan/Holtzbrinck Publishers May 2011 - Present
Ann Inc. (formerly Ann Taylor) 2006 - April 2011
AT&T 1995 - 2004
JPMChase 1990 - 1995
Chase Manhattan Corporation 1988 - 1990
Paine Webber February 1988 - May 1988
Skills
EIGRP, OSPF, TCP/IP, QoS, RIP, IPv6, Routing, VPN, Switches, Load Balancing, BGP, Network Engineering, Network Security, Firewalls, Network Design, Data Center, Security, Cisco, VoIP, Routers, IP, VLAN, WAN, IP Networking, LAN/WAN, Virtualization, Ethernet, IPSec, ASA, Wireless, Cisco Switches, IDS, IPS, WLAN, Cisco Nexus, Performance Improvement, Netflow, Cisco Technologies, LAN-WAN, Networking, Disaster Recovery, Troubleshooting, Active Directory, Infrastructure, Network Architecture, Information Technology, Hardware, ITIL, DNS, Wireless Networking
Education
Polytechnic University
M.S., Telecommunications networks
City University of New York City College
B.E.(E.E), electrical engineering
Baruch College, City University of New York (CUNY)
B.B.A., Computer sytems, Cum Laude
Macmillan/Holtzbrinck Publishers May 2011 - Present
Ann Inc. (formerly Ann Taylor) 2006 - April 2011
AT&T 1995 - 2004
JPMChase 1990 - 1995
Chase Manhattan Corporation 1988 - 1990
Paine Webber February 1988 - May 1988
Skills
EIGRP, OSPF, TCP/IP, QoS, RIP, IPv6, Routing, VPN, Switches, Load Balancing, BGP, Network Engineering, Network Security, Firewalls, Network Design, Data Center, Security, Cisco, VoIP, Routers, IP, VLAN, WAN, IP Networking, LAN/WAN, Virtualization, Ethernet, IPSec, ASA, Wireless, Cisco Switches, IDS, IPS, WLAN, Cisco Nexus, Performance Improvement, Netflow, Cisco Technologies, LAN-WAN, Networking, Disaster Recovery, Troubleshooting, Active Directory, Infrastructure, Network Architecture, Information Technology, Hardware, ITIL, DNS, Wireless Networking
Education
Polytechnic University
M.S., Telecommunications networks
City University of New York City College
B.E.(E.E), electrical engineering
Baruch College, City University of New York (CUNY)
B.B.A., Computer sytems, Cum Laude
Yuriy Chagin Yuriy Chagin's Paine Webber Experience 1998 - 2000
Job Vice President, Information Technology – Financial Markets & Treasury Services at Bank of New York Mellon
Industry Information Technology and Services
Experience
Bank of New York Mellon March 2006 - Present
Goldman Sachs January 2001 - March 2006
Paine Webber 1998 - 2000
Cantor Fitzgerald November 1994 - June 1998
Skills
Trading Systems, Project Management, Trading, Financial Services, Collateral Management, Hedge Funds, Management, SQL, Agile Methodologies, Securities, Unix, Derivatives, SDLC, IT Strategy, Project Planning, Sybase, Fixed Income
Education
Taškentskij Elektrotehniceskij Universitet Svjazi 1988 — 1993
Masters, Electronic Engineering and Computer Science
Bank of New York Mellon March 2006 - Present
Goldman Sachs January 2001 - March 2006
Paine Webber 1998 - 2000
Cantor Fitzgerald November 1994 - June 1998
Skills
Trading Systems, Project Management, Trading, Financial Services, Collateral Management, Hedge Funds, Management, SQL, Agile Methodologies, Securities, Unix, Derivatives, SDLC, IT Strategy, Project Planning, Sybase, Fixed Income
Education
Taškentskij Elektrotehniceskij Universitet Svjazi 1988 — 1993
Masters, Electronic Engineering and Computer Science
Rick Brohaugh Rick Brohaugh's Paine Webber Experience January 1996 - January 1998
Job Director of Sales and Support at Arc Technologies, LLC
Industry Information Technology and Services
Experience
Arc Technologies, LLC May 2010 - Present
Business Communications, Inc. December 2008 - March 2010
AT&T January 1998 - December 2008
Paine Webber January 1996 - January 1998
SAINT ANDREW'S EPISCOPAL CATHEDRAL January 1992 - January 1996
Skills
Telecommunications, Account Management, Business Development, Sales Management, Strategic Planning, Sales, Management, Project Management, Forecasting, Business Intelligence, Marketing Strategy, Business Planning, Troubleshooting, Project Planning, Budgets, Solution Selling, Customer Satisfaction, Direct Sales, SaaS, Training, P&L Management, Strategy, Leadership, Sales Operations, Customer Retention, Customer Service, Sales Process, Selling, CRM, Networking
Education
Auburn University 1999 — 2002
Master, Business Administration
Belhaven University 1988 — 1990
Bachelor of Arts, Psychology
Pacific Lutheran University 1985 — 1987
Arc Technologies, LLC May 2010 - Present
Business Communications, Inc. December 2008 - March 2010
AT&T January 1998 - December 2008
Paine Webber January 1996 - January 1998
SAINT ANDREW'S EPISCOPAL CATHEDRAL January 1992 - January 1996
Skills
Telecommunications, Account Management, Business Development, Sales Management, Strategic Planning, Sales, Management, Project Management, Forecasting, Business Intelligence, Marketing Strategy, Business Planning, Troubleshooting, Project Planning, Budgets, Solution Selling, Customer Satisfaction, Direct Sales, SaaS, Training, P&L Management, Strategy, Leadership, Sales Operations, Customer Retention, Customer Service, Sales Process, Selling, CRM, Networking
Education
Auburn University 1999 — 2002
Master, Business Administration
Belhaven University 1988 — 1990
Bachelor of Arts, Psychology
Pacific Lutheran University 1985 — 1987
Steve Darby's Paine Webber Experience 1999 - 2002
Job Alternative Investments Consultant New York at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management May 2015 - Present
Deutsche Bank January 2013 - December 2014
Russell Investments June 2011 - August 2012
UBS Wealth Management 2008 - June 2011
UBS Wealth Management 2007 - 2008
UBS Wealth Management 2004 - 2007
UBS 2002 - 2004
Paine Webber 1999 - 2002
PaineWebber 1997 - 1999
The Chase Manhattan Bank 1996 - 1997
Skills
Asset Managment, Wealth Management, Sales Management, ETFs, Private Banking, Alternative Investments, International Sales, Fixed Income, CIMA Level III Candidate, Wealth, Investment Advisory, Equities, Mutual Funds, Hedge Funds, Series 7, Wealth Management..., Asset Management, Financial Advisory, Derivatives, Structured Products, Securities, Bonds, Investments, Portfolio Management, Finance, Business Development
Education
Bucknell University 1990 — 1994
BSBA, Business Management
Bronxville High School 1986 — 1990
UBS Wealth Management May 2015 - Present
Deutsche Bank January 2013 - December 2014
Russell Investments June 2011 - August 2012
UBS Wealth Management 2008 - June 2011
UBS Wealth Management 2007 - 2008
UBS Wealth Management 2004 - 2007
UBS 2002 - 2004
Paine Webber 1999 - 2002
PaineWebber 1997 - 1999
The Chase Manhattan Bank 1996 - 1997
Skills
Asset Managment, Wealth Management, Sales Management, ETFs, Private Banking, Alternative Investments, International Sales, Fixed Income, CIMA Level III Candidate, Wealth, Investment Advisory, Equities, Mutual Funds, Hedge Funds, Series 7, Wealth Management..., Asset Management, Financial Advisory, Derivatives, Structured Products, Securities, Bonds, Investments, Portfolio Management, Finance, Business Development
Education
Bucknell University 1990 — 1994
BSBA, Business Management
Bronxville High School 1986 — 1990
Elyse Gerard Elyse Gerard's Paine Webber Experience 1992 - 1994
Job Highridge Consulting, LLC
Industry Financial Services
Experience
Highridge Consulting April 2000 - Present
OIls by Elyse 2000 - 2015
TABB Group September 2005 - June 2014
Barclays Capital 1998 - 2000
Barclays Capital 1995 - 1998
Paine Webber 1992 - 1994
lehman 1986 - 1991
Skills
Business Intelligence, Business Strategy, Business Analysis, Team Facilitation, Business Process..., Project Management, Portrait Painting, Landscape Painting, Animal Portraits, Team Building, Strategic Planning, Leadership, Equities, Trading, Management Consulting, Financial Services, Analysis, Equity Trading, Investments, Risk Management, Fixed Income, Hedge Funds, Derivatives, Bloomberg, Capital Markets, Options, Trading Systems, Analytics, Electronic Trading, Bonds, Integration, Investment Banking, Securities, FX Options, Asset Management, Financial Markets, Series 7, Valuation, Financial Modeling, Emerging Markets, Business Process
Education
Bard College 1979 — 1983
BA, Fine Arts
Ridgewood High
Highridge Consulting April 2000 - Present
OIls by Elyse 2000 - 2015
TABB Group September 2005 - June 2014
Barclays Capital 1998 - 2000
Barclays Capital 1995 - 1998
Paine Webber 1992 - 1994
lehman 1986 - 1991
Skills
Business Intelligence, Business Strategy, Business Analysis, Team Facilitation, Business Process..., Project Management, Portrait Painting, Landscape Painting, Animal Portraits, Team Building, Strategic Planning, Leadership, Equities, Trading, Management Consulting, Financial Services, Analysis, Equity Trading, Investments, Risk Management, Fixed Income, Hedge Funds, Derivatives, Bloomberg, Capital Markets, Options, Trading Systems, Analytics, Electronic Trading, Bonds, Integration, Investment Banking, Securities, FX Options, Asset Management, Financial Markets, Series 7, Valuation, Financial Modeling, Emerging Markets, Business Process
Education
Bard College 1979 — 1983
BA, Fine Arts
Ridgewood High
Liz (McKenzie) Smith's Paine Webber Experience 1997 - 2000
Job AVP, Relationship Associate
Industry Financial Services
Experience
Credit Suisse Securities (USA) LLC June 2015 - Present
Wells Fargo Advisors January 2011 - June 2015
Raymond James Financial Inc. May 2006 - January 2011
Prudential Financial 2000 - 2002
Paine Webber 1997 - 2000
Raymond James 1994 - 1997
Flack & Kurtz 1986 - 1990
Skills
Investments, Microsoft Office, Microsoft Word, Outlook, Marketing, Fixed Annuities, PowerPoint, Public Speaking, Financial Advisory, Financial Services, Customer Service, English, Windows, Teaching, Photoshop, Negotiation, Editing
Education
Bergen Community College 1984 — 1986
Associate's degree, Marketing/Marketing Management, General
Credit Suisse Securities (USA) LLC June 2015 - Present
Wells Fargo Advisors January 2011 - June 2015
Raymond James Financial Inc. May 2006 - January 2011
Prudential Financial 2000 - 2002
Paine Webber 1997 - 2000
Raymond James 1994 - 1997
Flack & Kurtz 1986 - 1990
Skills
Investments, Microsoft Office, Microsoft Word, Outlook, Marketing, Fixed Annuities, PowerPoint, Public Speaking, Financial Advisory, Financial Services, Customer Service, English, Windows, Teaching, Photoshop, Negotiation, Editing
Education
Bergen Community College 1984 — 1986
Associate's degree, Marketing/Marketing Management, General
E. David Laska, MBA, MA E. David Laska, MBA, MA's Paine Webber Experience 1989 - 1993
Job CEO/COO/CFO: Chief of Staff | Start Ups | M&A | Investment Banking | Retirement | IT | Restructuring | Private Equity
Industry Financial Services
Experience
Pal International, Inc. 2012 - Present
Pelion Financial Group, Inc. 2006 - 2012
American Benefit Resources, Inc. 1997 - 2006
Paine Webber 1989 - 1993
Drexel Burnham Lambert 1986 - 1989
Citi 1984 - 1986
First Boston Corporation 1980 - 1984
VA Hospital 1977 - 1978
Skills
Retirement, Alternative Investments, Business Strategy, Securities, Finance, Employee Benefits, Series 7, 401k, Investment Strategies, Retirement Planning, Hedge Funds, Investment Banking, Corporate Finance, Corporate Development, Risk Management, Asset Managment, Mergers & Acquisitions, Mergers, Turn Around Management, M&A Advisory Services, CEOs, CFOs, Start-ups, Start-up Consulting, Start-up Ventures, Start-ups Management, Startup Development, ROI Strategies, EBITDA, IRR, Sovereign Debt, Strategic Consulting, Management Consulting, Liquidation, Turnaround Strategy, Business Turn-arounds, Acquisition Integration, Capitalization, Business Development, Funding, Business Model..., Business Expansion, Financial Statement..., Cash Flow Forecasting, Cash Flow Analysis, Restructuring, PEO, Private Equity, Asset Management, Capital Markets Advisory
Education
Stanford University
Master of Business Administration
Brown University
Master of Science, Biomedical Engineering
University of Massachusetts at Lowell
Bachelor of Science, Mechanical Engineering
Pal International, Inc. 2012 - Present
Pelion Financial Group, Inc. 2006 - 2012
American Benefit Resources, Inc. 1997 - 2006
Paine Webber 1989 - 1993
Drexel Burnham Lambert 1986 - 1989
Citi 1984 - 1986
First Boston Corporation 1980 - 1984
VA Hospital 1977 - 1978
Skills
Retirement, Alternative Investments, Business Strategy, Securities, Finance, Employee Benefits, Series 7, 401k, Investment Strategies, Retirement Planning, Hedge Funds, Investment Banking, Corporate Finance, Corporate Development, Risk Management, Asset Managment, Mergers & Acquisitions, Mergers, Turn Around Management, M&A Advisory Services, CEOs, CFOs, Start-ups, Start-up Consulting, Start-up Ventures, Start-ups Management, Startup Development, ROI Strategies, EBITDA, IRR, Sovereign Debt, Strategic Consulting, Management Consulting, Liquidation, Turnaround Strategy, Business Turn-arounds, Acquisition Integration, Capitalization, Business Development, Funding, Business Model..., Business Expansion, Financial Statement..., Cash Flow Forecasting, Cash Flow Analysis, Restructuring, PEO, Private Equity, Asset Management, Capital Markets Advisory
Education
Stanford University
Master of Business Administration
Brown University
Master of Science, Biomedical Engineering
University of Massachusetts at Lowell
Bachelor of Science, Mechanical Engineering
Stephen R Kareta's Paine Webber Experience 1987 - 1993
Job Vice President of Sales and Business Development at Foothill Securities, Inc.
Industry Financial Services
Experience
Foothill Securities, Inc. 2006 - Present
Financial Services Industry September 2011 - September 2015
Merrill Lynch 2002 - 2006
Winderstick Consulting 1993 - 2002
Paine Webber 1987 - 1993
EF Hutton 1983 - 1987
Digital Equipment Corporation 1981 - 1983
General Mills, INC 1977 - 1981
Skills
Business Development, Investments, Executive Management, Financial Services, Strategic Financial..., Strategic Planning, Sales, Portfolio Management, Business Planning, Risk Management, Public Speaking
Education
Bentley University 1975 — 1977
BS, Accounting
Central Connecticut State University 1973 — 1975
bs, Accounting /Business
Foothill Securities, Inc. 2006 - Present
Financial Services Industry September 2011 - September 2015
Merrill Lynch 2002 - 2006
Winderstick Consulting 1993 - 2002
Paine Webber 1987 - 1993
EF Hutton 1983 - 1987
Digital Equipment Corporation 1981 - 1983
General Mills, INC 1977 - 1981
Skills
Business Development, Investments, Executive Management, Financial Services, Strategic Financial..., Strategic Planning, Sales, Portfolio Management, Business Planning, Risk Management, Public Speaking
Education
Bentley University 1975 — 1977
BS, Accounting
Central Connecticut State University 1973 — 1975
bs, Accounting /Business
Jacque DeGideo Jacque DeGideo's Paine Webber Experience May 1986 - January 1991
Job Financial Advisor
Industry Financial Services
Experience
The Q Clinic October 2011 - October 2013
Co-Founder - Owner January 2007 - May 2011
Independent Contractor January 1991 - November 1992
Paine Webber May 1986 - January 1991
Skills
Wellness, Healthcare, Entrepreneurship, Public Speaking, Fitness, Strategic Planning, Marketing Strategy, New Business Development, Aesthetics, Skin Care, Team Building, Sales Management, Spa, Nutrition, Lifestyle, Marketing, Social Media Marketing, Business Development, Social Networking, Market Research, Strategic Partnerships, Start-ups, Online Marketing, Dermatology, Medical Devices, Management, Finance, Risk Management, Product Launch, Investments, Metabolic Syndrome, Forecasting, Insurance, Customer Service
Education
Arizona State University
Bachelor's Degree, Finance
The Q Clinic October 2011 - October 2013
Co-Founder - Owner January 2007 - May 2011
Independent Contractor January 1991 - November 1992
Paine Webber May 1986 - January 1991
Skills
Wellness, Healthcare, Entrepreneurship, Public Speaking, Fitness, Strategic Planning, Marketing Strategy, New Business Development, Aesthetics, Skin Care, Team Building, Sales Management, Spa, Nutrition, Lifestyle, Marketing, Social Media Marketing, Business Development, Social Networking, Market Research, Strategic Partnerships, Start-ups, Online Marketing, Dermatology, Medical Devices, Management, Finance, Risk Management, Product Launch, Investments, Metabolic Syndrome, Forecasting, Insurance, Customer Service
Education
Arizona State University
Bachelor's Degree, Finance
Novlette Gooden- Castillo Novlette Gooden- Castillo's Paine Webber Experience May 1998 - February 2000
Job Contracts Administrator at Pace University
Industry Financial Services
Experience
Pace University June 2013 - Present
Morgan Stanley & Co. Incorporated August 2010 - April 2013
Acorda Therapeutics January 2009 - December 2009
Lumino Consulting Group March 2008 - March 2008
Reid Engineering, P.C. May 2007 - November 2007
Standard & Poor's February 2000 - April 2007
Paine Webber May 1998 - February 2000
Skills
Leadership, Project Management, Contract Negotiation, Management, Contract Management, Published Author
Education
Westchester Community College 2007 — 2008
Project Management, Business Writing
Baruch College, City University of New York (CUNY) 1998 — 1998
Paralegal Study
University of the West Indies 1988 — 1992
B.A., History, Social Science
Pace University June 2013 - Present
Morgan Stanley & Co. Incorporated August 2010 - April 2013
Acorda Therapeutics January 2009 - December 2009
Lumino Consulting Group March 2008 - March 2008
Reid Engineering, P.C. May 2007 - November 2007
Standard & Poor's February 2000 - April 2007
Paine Webber May 1998 - February 2000
Skills
Leadership, Project Management, Contract Negotiation, Management, Contract Management, Published Author
Education
Westchester Community College 2007 — 2008
Project Management, Business Writing
Baruch College, City University of New York (CUNY) 1998 — 1998
Paralegal Study
University of the West Indies 1988 — 1992
B.A., History, Social Science
Dan Schreck Dan Schreck's Paine Webber Experience March 2001 - June 2002
Job Regional Sales Manager at Clark Reliance Corporation
Industry Oil & Energy
Experience
Clark Reliance Corporation December 2011 - Present
L.J. Star January 2006 - February 2011
The Vitamin Shoppe October 2002 - October 2004
Paine Webber March 2001 - June 2002
General Nutrition Centers June 1994 - February 2001
Skills
Sales, Management, Cold Calling, Marketing, Purchasing, Customer Service, Networking, Inventory Management, Income Statement, Recruiting, Retail, Human Resources, Sales Operations, Sales Process, Selling
Education
Baldwin Wallace University 2013 — 2015
Master of Business Administration (M.B.A.), Business Administration and Management, General
Baldwin-Wallace College 2003 — 2006
Bachelor of Arts, Business Administration
Cuyahoga Community College
Associate, Applied Business Management
Clark Reliance Corporation December 2011 - Present
L.J. Star January 2006 - February 2011
The Vitamin Shoppe October 2002 - October 2004
Paine Webber March 2001 - June 2002
General Nutrition Centers June 1994 - February 2001
Skills
Sales, Management, Cold Calling, Marketing, Purchasing, Customer Service, Networking, Inventory Management, Income Statement, Recruiting, Retail, Human Resources, Sales Operations, Sales Process, Selling
Education
Baldwin Wallace University 2013 — 2015
Master of Business Administration (M.B.A.), Business Administration and Management, General
Baldwin-Wallace College 2003 — 2006
Bachelor of Arts, Business Administration
Cuyahoga Community College
Associate, Applied Business Management
Kathy Shea Kathy Shea's Paine Webber Experience 1985 - 1993
Job Active Community Volunteer
Industry Nonprofit Organization Management
Experience
Darien Community Association 2010 - Present
Neighbor to Neighbor 2009 - Present
Joshua House 2008 - July 2013
Paine Webber 1985 - 1993
Mellon Bank 1980 - 1983
Skills
Fundraising, Nonprofits, Program Management, Leadership, Public Speaking, Strategic Planning, Program Development, Volunteer Management, Event Planning, Community Outreach, Research, Public Relations, Community Development, Grants, Grant Writing, Management
Education
Wharton Business School 1983 — 1985
MBA, Finance
Allegheny College 1976 — 1980
BS, Math/ Economics
Darien Community Association 2010 - Present
Neighbor to Neighbor 2009 - Present
Joshua House 2008 - July 2013
Paine Webber 1985 - 1993
Mellon Bank 1980 - 1983
Skills
Fundraising, Nonprofits, Program Management, Leadership, Public Speaking, Strategic Planning, Program Development, Volunteer Management, Event Planning, Community Outreach, Research, Public Relations, Community Development, Grants, Grant Writing, Management
Education
Wharton Business School 1983 — 1985
MBA, Finance
Allegheny College 1976 — 1980
BS, Math/ Economics
Shawna Gilmore - NY Shawna Gilmore - NY's Paine Webber Experience May 1994 - September 1996
Job Executive Assistant at J.P. Morgan
Industry Financial Services
Experience
JPMorgan Chase September 2009 - Present
JPMorgan Chase June 2005 - September 2009
JPMorgan Chase August 1998 - June 2005
Paine Webber May 1994 - September 1996
AIG June 1992 - June 1993
AIG July 1990 - June 1992
Manufacturers Hanover Trust July 1989 - July 1990
Skills
Equities, Fixed Income, Investment Banking, Securities, Bloomberg, Investments, Asset Management, Mutual Funds, Portfolio Management, Series 7, Capital Markets, Alternative Investments, Private Equity, Banking, Wealth Management, Asset Allocation, Private Banking
Education
Borough of Manhattan Community College 1990 — 1991
Associate's degree, Business Administration and Management, General
JPMorgan Chase September 2009 - Present
JPMorgan Chase June 2005 - September 2009
JPMorgan Chase August 1998 - June 2005
Paine Webber May 1994 - September 1996
AIG June 1992 - June 1993
AIG July 1990 - June 1992
Manufacturers Hanover Trust July 1989 - July 1990
Skills
Equities, Fixed Income, Investment Banking, Securities, Bloomberg, Investments, Asset Management, Mutual Funds, Portfolio Management, Series 7, Capital Markets, Alternative Investments, Private Equity, Banking, Wealth Management, Asset Allocation, Private Banking
Education
Borough of Manhattan Community College 1990 — 1991
Associate's degree, Business Administration and Management, General
stephen frater stephen frater's Paine Webber Experience 1986 - 1988
Job Author and historian
Industry Writing and Editing
Experience
University of Rhode Island January 2012 - Present
Sarasota Herald-Tribune September 2001 - April 2008
Paine Webber 1986 - 1988
Allen & Company 1978 - 1982
Skills
New Business Development, Negotiation, Change Management, Business Strategy, Project Management, Team Building, Mergers, Product Development, Sales Management, Marketing Strategy, Strategic Partnerships, Global Business..., News Writing, Investigative Reporting, Hard News Reporting, Newsroom
Education
Brown University 1974 — 1978
AB, Political Science
Leysin American School
University of Rhode Island January 2012 - Present
Sarasota Herald-Tribune September 2001 - April 2008
Paine Webber 1986 - 1988
Allen & Company 1978 - 1982
Skills
New Business Development, Negotiation, Change Management, Business Strategy, Project Management, Team Building, Mergers, Product Development, Sales Management, Marketing Strategy, Strategic Partnerships, Global Business..., News Writing, Investigative Reporting, Hard News Reporting, Newsroom
Education
Brown University 1974 — 1978
AB, Political Science
Leysin American School
Gaby Cucu Gaby Cucu's Paine Webber Experience October 2000 - June 2001
Job Senior Manager of Operations at American Red Cross
Industry Nonprofit Organization Management
Experience
American Red Cross November 2008 - Present
American Red Cross November 2008 - Present
Bear Stearns January 2008 - February 2008
Citi July 2007 - January 2008
Citigroup June 2007 - October 2007
Solomon Smith Barney January 2007 - June 2007
DHL July 2005 - January 2007
Exit Realty September 2004 - May 2005
Paine Webber October 2000 - June 2001
Education
Baruch College 1997 — 2001
Bachelor of Business Administration (BBA), Finance, General
Baruch College, Zicklin School of Business
Bachelor of Business Administration, Finance and Investments
American Red Cross November 2008 - Present
American Red Cross November 2008 - Present
Bear Stearns January 2008 - February 2008
Citi July 2007 - January 2008
Citigroup June 2007 - October 2007
Solomon Smith Barney January 2007 - June 2007
DHL July 2005 - January 2007
Exit Realty September 2004 - May 2005
Paine Webber October 2000 - June 2001
Education
Baruch College 1997 — 2001
Bachelor of Business Administration (BBA), Finance, General
Baruch College, Zicklin School of Business
Bachelor of Business Administration, Finance and Investments
Richard Barbella Richard Barbella's Paine Webber Experience June 1985 - January 1990
Job Credit Card Industry
Industry Financial Services
Experience
American Express June 1996 - March 2013
Citi January 1990 - July 1996
Paine Webber June 1985 - January 1990
Skills
SDLC, Risk Management, Integration, Credit Cards, Analytics, Business Transformation, Relationship Management, Management, Vendor Management, Financial Services, Project Management, Financial Risk, Mergers & Acquisitions, Leadership, Business Analysis, Strategic Planning
Education
Adelphi University
MBA
Brooklyn College
Bachelor of Science, BS
American Express June 1996 - March 2013
Citi January 1990 - July 1996
Paine Webber June 1985 - January 1990
Skills
SDLC, Risk Management, Integration, Credit Cards, Analytics, Business Transformation, Relationship Management, Management, Vendor Management, Financial Services, Project Management, Financial Risk, Mergers & Acquisitions, Leadership, Business Analysis, Strategic Planning
Education
Adelphi University
MBA
Brooklyn College
Bachelor of Science, BS
Robert Micari CISM Robert Micari CISM's Paine Webber Experience January 1980 - July 1995
Job Executive Director Information Security at Verizon
Industry Telecommunications
Experience
Verizon July 1995 - Present
Verizon Communications 1995 - Present
Paine Webber January 1980 - July 1995
Skills
Information Security..., Network Security, Information Security, Vendor Management, Security, CISM, SDLC, Enterprise Architecture, Business Continuity, Incident Management, Managed Services, Firewalls, VoIP, Managed Security..., PCI DSS, Governance, Security Audits, IT Service Management, IT Operations, CISA, IT Management, Information Technology, CISSP, Vulnerability Management, IT Audit, Program Management, IT Strategy, Vulnerability Assessment, Security Architecture..., Identity Management, Application Security, Disaster Recovery, Computer Security, ITIL, Cisco Technologies, Cloud Computing, Data Center, ISO 27001, Virtualization, Solution Architecture, Data Security, Penetration Testing, WAN, VMware, COBIT, IDS, IT Outsourcing, Intrusion Detection, VPN, Telecommunications
Education
Stevens Institute of Technology 2001 — 2004
Executive Masters, Technology Management
Bloomfield College 1993 — 1996
BS, Business Administration
Verizon July 1995 - Present
Verizon Communications 1995 - Present
Paine Webber January 1980 - July 1995
Skills
Information Security..., Network Security, Information Security, Vendor Management, Security, CISM, SDLC, Enterprise Architecture, Business Continuity, Incident Management, Managed Services, Firewalls, VoIP, Managed Security..., PCI DSS, Governance, Security Audits, IT Service Management, IT Operations, CISA, IT Management, Information Technology, CISSP, Vulnerability Management, IT Audit, Program Management, IT Strategy, Vulnerability Assessment, Security Architecture..., Identity Management, Application Security, Disaster Recovery, Computer Security, ITIL, Cisco Technologies, Cloud Computing, Data Center, ISO 27001, Virtualization, Solution Architecture, Data Security, Penetration Testing, WAN, VMware, COBIT, IDS, IT Outsourcing, Intrusion Detection, VPN, Telecommunications
Education
Stevens Institute of Technology 2001 — 2004
Executive Masters, Technology Management
Bloomfield College 1993 — 1996
BS, Business Administration
Neil Cooper's Paine Webber Experience March 1985 - September 1992
Job Managing Director Investments at Cooper Meyer Wealth Management Group of Wells Fargo Advisors
Industry Financial Services
Experience
Cooper Meyer Wealth Management Group of Wells Fargo Advisors October 2008 - Present
Paine Webber March 1985 - September 1992
Skills
Retirement Planning, Investments, Mutual Funds, Fixed Annuities, Securities, Financial Advisory, Financial Services, Insurance, Investment Strategies, Retirement Savings, Long Term Care Insurance, Asset Allocation, Bonds, Long-term Care, 401(k) Rollovers, Fixed-Income Strategies, Investment Planning, Retirement-plan..., Variable Annuities
Education
Roosevelt University 1987 — 1989
MBA, Marketing
Arizona State University 1978 — 1981
Bachelors, Marketing
Mather High school 1973 — 1977
Cooper Meyer Wealth Management Group of Wells Fargo Advisors October 2008 - Present
Paine Webber March 1985 - September 1992
Skills
Retirement Planning, Investments, Mutual Funds, Fixed Annuities, Securities, Financial Advisory, Financial Services, Insurance, Investment Strategies, Retirement Savings, Long Term Care Insurance, Asset Allocation, Bonds, Long-term Care, 401(k) Rollovers, Fixed-Income Strategies, Investment Planning, Retirement-plan..., Variable Annuities
Education
Roosevelt University 1987 — 1989
MBA, Marketing
Arizona State University 1978 — 1981
Bachelors, Marketing
Mather High school 1973 — 1977
Neil Bicknell, CFA Neil Bicknell, CFA's Paine Webber Experience 1974 - 1980
Job Owner, The Bicknell Group, LLC
Industry Investment Banking
Experience
The Bicknell Group, LLC 1987 - Present
United States Pension Services, Inc. 1996 - 1998
Goldman Sachs 1980 - 1987
Paine Webber 1974 - 1980
IBM 1969 - 1974
U.S Navy 1966 - 1969
Skills
Capital Markets, Investments, Investment Banking, Corporate Finance, Fixed Income, Analysis, Insurance, Equities, Strategic Planning, Due Diligence, Finance, Financial Modeling, Strategic Financial..., Mergers & Acquisitions, Leadership
Education
Columbia University - Columbia Business School 1964 — 1966
MBA, Finance
Amherst College 1960 — 1964
AB, Economics
The Bicknell Group, LLC 1987 - Present
United States Pension Services, Inc. 1996 - 1998
Goldman Sachs 1980 - 1987
Paine Webber 1974 - 1980
IBM 1969 - 1974
U.S Navy 1966 - 1969
Skills
Capital Markets, Investments, Investment Banking, Corporate Finance, Fixed Income, Analysis, Insurance, Equities, Strategic Planning, Due Diligence, Finance, Financial Modeling, Strategic Financial..., Mergers & Acquisitions, Leadership
Education
Columbia University - Columbia Business School 1964 — 1966
MBA, Finance
Amherst College 1960 — 1964
AB, Economics
Gene Pisasale, CFA, CFP Gene Pisasale, CFA, CFP's Paine Webber Experience January 1986 - January 1995
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Investment Management
Experience
Wells Fargo Advisors April 2009 - Present
PNC Capital Advisors September 2005 - March 2009
Wilmington Trust April 1998 - September 2005
Wilmington Trust Company January 1998 - January 2005
North American Trust Company (now City National Bank) January 1995 - January 1998
Paine Webber January 1986 - January 1995
Exxon Corporation January 1980 - January 1986
Education
San Diego State University-California State University 1995 — 1997
MBA Finance, Finance
The University of Texas at Austin 1978 — 1980
Master's, Petroleum geology
The University of Texas at Austin 1978 — 1980
Master's Degree, Petroleum Geology
Bucknell University 1975 — 1978
B.S., Geology
Lower Merion High School 1971 — 1974
High School Diploma
Wells Fargo Advisors April 2009 - Present
PNC Capital Advisors September 2005 - March 2009
Wilmington Trust April 1998 - September 2005
Wilmington Trust Company January 1998 - January 2005
North American Trust Company (now City National Bank) January 1995 - January 1998
Paine Webber January 1986 - January 1995
Exxon Corporation January 1980 - January 1986
Education
San Diego State University-California State University 1995 — 1997
MBA Finance, Finance
The University of Texas at Austin 1978 — 1980
Master's, Petroleum geology
The University of Texas at Austin 1978 — 1980
Master's Degree, Petroleum Geology
Bucknell University 1975 — 1978
B.S., Geology
Lower Merion High School 1971 — 1974
High School Diploma
Ann J Lemon Ann J Lemon's Paine Webber Experience 1994 - 2000
Job VP Corporate and Community Relationships, Sustainability Committee
Industry Management Consulting
Experience
Columbia Business School Alumni Association of New York May 2011 - Present
Ann Lemon Group 2005 - Present
Columbia University June 2010 - May 2011
DUCE Construction April 2010 - July 2010
The Levin Institute March 2010 - July 2010
Paine Webber 1994 - 2000
Superius Securities May 1983 - April 1985
HJ Heinz January 1980 - August 1982
NYU Medical Center 1975 - 1980
Skills
Food, Food & Beverage, Natural Foods, Gourmet, Cuisine, Taste, Budgeting, Project Management, Forensic Financial..., Estate Planning, Estate Management, Structured Settlements, Event Management, Event Marketing, Investments, Business Planning, Sustainability, Entrepreneur, Financial Accounting, Budgets, Entrepreneurship, Event Planning, Process Improvement, Leadership, Property Management, Strategic Planning, Fundraising, Nonprofits, Public Speaking, Research, Portfolio Management, Sales, Recruiting, Start-ups, Real Estate, Financial Services, Business Strategy, Product Development, Management Consulting, Business Development, Financial Modeling, Program Management, Analysis, Government, Mergers & Acquisitions, Data Analysis
Education
Levin Graduate Institute of International Relations and Commerce 2010 — 2010
Green Finance and Carbon Trading
FINRA Series 7, NY Real Estate Sales License 1985 — 2010
City University of New York-Baruch College 2006 — 2008
Real Estate
Leadership NY 1994 — 1995
Politics and Urban Planning 1995 to 1996
Columbia University - Columbia Business School 1982 — 1984
MBA, Finance, Money and Financial Markets
New York University 1973 — 1975
MS, Food Management
Smith College 1968 — 1972
BA, Liberal Arts
Baruch College
Hyde Park Academy
Hyde Park Academy
Columbia Business School Alumni Association of New York May 2011 - Present
Ann Lemon Group 2005 - Present
Columbia University June 2010 - May 2011
DUCE Construction April 2010 - July 2010
The Levin Institute March 2010 - July 2010
Paine Webber 1994 - 2000
Superius Securities May 1983 - April 1985
HJ Heinz January 1980 - August 1982
NYU Medical Center 1975 - 1980
Skills
Food, Food & Beverage, Natural Foods, Gourmet, Cuisine, Taste, Budgeting, Project Management, Forensic Financial..., Estate Planning, Estate Management, Structured Settlements, Event Management, Event Marketing, Investments, Business Planning, Sustainability, Entrepreneur, Financial Accounting, Budgets, Entrepreneurship, Event Planning, Process Improvement, Leadership, Property Management, Strategic Planning, Fundraising, Nonprofits, Public Speaking, Research, Portfolio Management, Sales, Recruiting, Start-ups, Real Estate, Financial Services, Business Strategy, Product Development, Management Consulting, Business Development, Financial Modeling, Program Management, Analysis, Government, Mergers & Acquisitions, Data Analysis
Education
Levin Graduate Institute of International Relations and Commerce 2010 — 2010
Green Finance and Carbon Trading
FINRA Series 7, NY Real Estate Sales License 1985 — 2010
City University of New York-Baruch College 2006 — 2008
Real Estate
Leadership NY 1994 — 1995
Politics and Urban Planning 1995 to 1996
Columbia University - Columbia Business School 1982 — 1984
MBA, Finance, Money and Financial Markets
New York University 1973 — 1975
MS, Food Management
Smith College 1968 — 1972
BA, Liberal Arts
Baruch College
Hyde Park Academy
Hyde Park Academy
Beth Latessa's Paine Webber Experience January 1991 - June 1995
Job Benefits Analyst at The Bulfinch Benefits Group
Industry Insurance
Experience
Bulfinch Benefits Group June 2014 - Present
Corcoran & Havlin Benefits Group October 2012 - June 2014
360 Corporate Benefits Advisors June 2011 - September 2012
GBG Consulting Services November 2009 - January 2011
Choate Investment Advisors April 2007 - January 2009
Paine Webber January 1991 - June 1995
Boston Capital Partners, Inc. November 1989 - December 1990
The March Company, Inc. April 1988 - November 1989
Bear Stearns January 1987 - October 1987
Shearson Lehman Brothers, Inc. December 1982 - January 1987
Skills
Flexible Spending..., Health Insurance, Health Savings Accounts, Employee Benefits, Insurance, Sales, Brokers, Investments, Life Insurance, Disability Insurance, Management, COBRA, Portfolio Management, Underwriting, New Business Development, Marketing, Account Management
Education
North Adams State College 1978 — 1981
Bachelor of Science, Business Administration
Bridgewater State University 1977 — 1978
Physical Education
Wellesley Senior High School 1974 — 1977
Bulfinch Benefits Group June 2014 - Present
Corcoran & Havlin Benefits Group October 2012 - June 2014
360 Corporate Benefits Advisors June 2011 - September 2012
GBG Consulting Services November 2009 - January 2011
Choate Investment Advisors April 2007 - January 2009
Paine Webber January 1991 - June 1995
Boston Capital Partners, Inc. November 1989 - December 1990
The March Company, Inc. April 1988 - November 1989
Bear Stearns January 1987 - October 1987
Shearson Lehman Brothers, Inc. December 1982 - January 1987
Skills
Flexible Spending..., Health Insurance, Health Savings Accounts, Employee Benefits, Insurance, Sales, Brokers, Investments, Life Insurance, Disability Insurance, Management, COBRA, Portfolio Management, Underwriting, New Business Development, Marketing, Account Management
Education
North Adams State College 1978 — 1981
Bachelor of Science, Business Administration
Bridgewater State University 1977 — 1978
Physical Education
Wellesley Senior High School 1974 — 1977
Glenn David Glenn David's Paine Webber Experience 1995 - 1997
Job Senior Vice President of Finance Operations
Industry Pharmaceuticals
Experience
Zoetis February 2013 - Present
Zoetis April 2014 - September 2014
Pfizer March 1999 - January 2013
Bankers Trust 1997 - 1999
Paine Webber 1995 - 1997
Credit Suisse 1993 - 1995
Publishers clearing house 1993 - 1993
Skills
Pharmaceutical Industry, Cross-functional Team..., Leadership, Strategic Planning, Strategy, Product Launch, Management, Process Improvement, Finance, Change Management
Education
New York University - Leonard N. Stern School of Business 1995 — 1999
Master of Business Administration (MBA), Finance/IT
State University of New York at Binghamton
Zoetis February 2013 - Present
Zoetis April 2014 - September 2014
Pfizer March 1999 - January 2013
Bankers Trust 1997 - 1999
Paine Webber 1995 - 1997
Credit Suisse 1993 - 1995
Publishers clearing house 1993 - 1993
Skills
Pharmaceutical Industry, Cross-functional Team..., Leadership, Strategic Planning, Strategy, Product Launch, Management, Process Improvement, Finance, Change Management
Education
New York University - Leonard N. Stern School of Business 1995 — 1999
Master of Business Administration (MBA), Finance/IT
State University of New York at Binghamton
Allen Weintraub Allen Weintraub's Paine Webber Experience 1994 - 1998
Job Precision Advisors Group Managing Member
Industry Financial Services
Experience
Precision Advisors Group 2004 - Present
Landmarc Capital and Investment June 2007 - August 2008
Piper Jaffray 2001 - 2004
Principal Financial Securities 1998 - 2001
Paine Webber 1994 - 1998
Prudential Securities 1991 - 1994
Merrill Lynch 1987 - 1991
Skills
Private Equity, Alternative Investments, Real Estate, Financial Analysis, Investments, Venture Capital, Business Strategy, New Business Development, Fundraising, Investment Banking, Management Consulting, Entrepreneurship, Corporate Development, Mergers & Acquisitions, Capital, Start-ups, Commercial Real Estate, Executive Management, Investment Management, Finance, Capital Markets, Funding, Asset Allocation, Mutual Funds, Asset Management, Investor Relations, Financial Advisory, Investment Strategies, Due Diligence, Financial Structuring, Portfolio Management, Hedge Funds, Valuation, Equities, Strategic Financial..., Emerging Markets, Securities, Structured Finance, IPO, Investment Advisory, Institutional..., Bonds, Equity Research, Trading, Series 7, ETFs, Financial Services, Financial Planning, Financial Modeling
Education
Arizona State University, W. P. Carey School of Business 1983 — 1985
BS, Finance
Hong Kong International School 1977 — 1980
HS Diploma, General
Precision Advisors Group 2004 - Present
Landmarc Capital and Investment June 2007 - August 2008
Piper Jaffray 2001 - 2004
Principal Financial Securities 1998 - 2001
Paine Webber 1994 - 1998
Prudential Securities 1991 - 1994
Merrill Lynch 1987 - 1991
Skills
Private Equity, Alternative Investments, Real Estate, Financial Analysis, Investments, Venture Capital, Business Strategy, New Business Development, Fundraising, Investment Banking, Management Consulting, Entrepreneurship, Corporate Development, Mergers & Acquisitions, Capital, Start-ups, Commercial Real Estate, Executive Management, Investment Management, Finance, Capital Markets, Funding, Asset Allocation, Mutual Funds, Asset Management, Investor Relations, Financial Advisory, Investment Strategies, Due Diligence, Financial Structuring, Portfolio Management, Hedge Funds, Valuation, Equities, Strategic Financial..., Emerging Markets, Securities, Structured Finance, IPO, Investment Advisory, Institutional..., Bonds, Equity Research, Trading, Series 7, ETFs, Financial Services, Financial Planning, Financial Modeling
Education
Arizona State University, W. P. Carey School of Business 1983 — 1985
BS, Finance
Hong Kong International School 1977 — 1980
HS Diploma, General
Susan O'Neil Susan O'Neil's Paine Webber Experience 1978 - 1980
Job Search Marketing Author, Consultant and Agency Founder
Industry Marketing and Advertising
Experience
@Web Site Publicity, the digital consultancy for Search, Social, Mobile 1998 - Present
Search Engine Marketing New England (SEMNE) July 2013 - Present
Women Presidents Organization 2008 - Present
Vermont/New Hampshire Marketing Group 2009 - 2010
O'Neil & Associates Public Relations 1996 - 1998
Southern Vermont College 1991 - 1996
Paine Webber 1978 - 1980
Skills
SEO, Consulting, PPC, SEM, Social Media Marketing, Online Advertising, Web Analytics, Digital Marketing, Web Marketing, Marketing Strategy, Blogging, Public Speaking, Google Adwords, Social Marketing, Social Media, Web Services, Direct Marketing, Advertising, Marketing, Facebook, Public Relations
Education
Bennington College 1992 — 1996
Master's degree, Popular Culture
Chatham College
B.A., Theater
@Web Site Publicity, the digital consultancy for Search, Social, Mobile 1998 - Present
Search Engine Marketing New England (SEMNE) July 2013 - Present
Women Presidents Organization 2008 - Present
Vermont/New Hampshire Marketing Group 2009 - 2010
O'Neil & Associates Public Relations 1996 - 1998
Southern Vermont College 1991 - 1996
Paine Webber 1978 - 1980
Skills
SEO, Consulting, PPC, SEM, Social Media Marketing, Online Advertising, Web Analytics, Digital Marketing, Web Marketing, Marketing Strategy, Blogging, Public Speaking, Google Adwords, Social Marketing, Social Media, Web Services, Direct Marketing, Advertising, Marketing, Facebook, Public Relations
Education
Bennington College 1992 — 1996
Master's degree, Popular Culture
Chatham College
B.A., Theater
R. Matthew Robison's Paine Webber Experience September 2000 - December 2000
Job CCO at Embr Mobile Apps
Industry Information Technology and Services
Experience
MAD-learn May 2015 - Present
EMBR- Mobile Apps May 2015 - Present
eVestment January 2011 - March 2015
eVestment 2005 - 2010
eVestment 2003 - 2005
Invesco Ltd. 2001 - 2003
Paine Webber September 2000 - December 2000
Skills
Strategic Planning, Leadership, Investments, Analytics, Portfolio Management, Process Improvement, CRM, Project Management, Salesforce.com, Operations Management, Financial Analysis, Change Management, Contract Negotiation, Personal Development, Strategy, Client Services, Personnel development, SaaS, Asset Management, Finance, Equities, Management
Education
Georgia State University - J. Mack Robinson College of Business 2004 — 2008
MBA, Business Administration
Rhodes College 1998 — 2001
BA, Business Administration
American University 2000 — 2000
International Business and Trade
MAD-learn May 2015 - Present
EMBR- Mobile Apps May 2015 - Present
eVestment January 2011 - March 2015
eVestment 2005 - 2010
eVestment 2003 - 2005
Invesco Ltd. 2001 - 2003
Paine Webber September 2000 - December 2000
Skills
Strategic Planning, Leadership, Investments, Analytics, Portfolio Management, Process Improvement, CRM, Project Management, Salesforce.com, Operations Management, Financial Analysis, Change Management, Contract Negotiation, Personal Development, Strategy, Client Services, Personnel development, SaaS, Asset Management, Finance, Equities, Management
Education
Georgia State University - J. Mack Robinson College of Business 2004 — 2008
MBA, Business Administration
Rhodes College 1998 — 2001
BA, Business Administration
American University 2000 — 2000
International Business and Trade
Aparna Sahgal's Paine Webber Experience September 1995 - April 1996
Job
Industry Retail
Experience
Housing Authority of the County of Santa Clara July 2009 - June 2011
Hitachi Data Systems December 2008 - March 2009
Ariat International May 2008 - October 2008
Abaxis January 2008 - April 2008
Asyst Technologies May 2000 - March 2002
Providian Financial May 1996 - April 1998
Paine Webber September 1995 - April 1996
Education
Alabama Agricultural and Mechanical University 1993 — 1995
MBA
Housing Authority of the County of Santa Clara July 2009 - June 2011
Hitachi Data Systems December 2008 - March 2009
Ariat International May 2008 - October 2008
Abaxis January 2008 - April 2008
Asyst Technologies May 2000 - March 2002
Providian Financial May 1996 - April 1998
Paine Webber September 1995 - April 1996
Education
Alabama Agricultural and Mechanical University 1993 — 1995
MBA
Farida Mistry's Paine Webber Experience 1996 - 1998
Job Owner, Mistry CPA PA
Industry Financial Services
Experience
Mistry CPA PA 2007 - Present
LPL Financial Services 2001 - 2007
Edward Jones 1998 - 2001
Paine Webber 1996 - 1998
Maneckshana CPA PA 1982 - 1996
Skills
Financial Analysis, Asset Managment, Strategic Financial..., Investments, Financial Modeling
Education
City University of New York-Baruch College 1976 — 1980
Bachelor of Science, Accounting and Finance
Mistry CPA PA 2007 - Present
LPL Financial Services 2001 - 2007
Edward Jones 1998 - 2001
Paine Webber 1996 - 1998
Maneckshana CPA PA 1982 - 1996
Skills
Financial Analysis, Asset Managment, Strategic Financial..., Investments, Financial Modeling
Education
City University of New York-Baruch College 1976 — 1980
Bachelor of Science, Accounting and Finance
Karen Dietrick's Paine Webber Experience September 1988 - February 1991
Job Management Consultant at self employed Management Operations Consultant
Industry Management Consulting
Experience
self employed - Management Operations Consultant June 2010 - Present
StaffConnections, LLC June 2008 - June 2010
Bank of America 1995 - 2003
AT&T August 1993 - January 1994
Paine Webber September 1988 - February 1991
Skills
Business Process..., Vendor Management, Process Improvement, Change Management, Operations Management, Program Management, Call Centers, Leadership, Outsourcing, Strategy, Business Process..., Business Analysis, Management, Strategic Planning, Consulting, Risk Management, Project Management
Education
American University 1991 — 1993
MA, International Relations
Towson University 1985 — 1987
BA, Economics and International Relations
University of Delaware 1983 — 1985
International Relations
self employed - Management Operations Consultant June 2010 - Present
StaffConnections, LLC June 2008 - June 2010
Bank of America 1995 - 2003
AT&T August 1993 - January 1994
Paine Webber September 1988 - February 1991
Skills
Business Process..., Vendor Management, Process Improvement, Change Management, Operations Management, Program Management, Call Centers, Leadership, Outsourcing, Strategy, Business Process..., Business Analysis, Management, Strategic Planning, Consulting, Risk Management, Project Management
Education
American University 1991 — 1993
MA, International Relations
Towson University 1985 — 1987
BA, Economics and International Relations
University of Delaware 1983 — 1985
International Relations
Jared Mroz's Paine Webber Experience 1998 - 1999
Job Executive Director at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley March 2013 - Present
Corvil June 2012 - March 2013
ISE February 2005 - May 2012
ISE February 2005 - January 2012
Con Edison Communications 2002 - 2005
IntelliSpace 1999 - 2002
Speer Leeds & Kellogg 1999 - 1999
Paine Webber 1998 - 1999
WVDP 1993 - 1997
Skills
Low Latency, IT Operations, Disaster Recovery, Market Data, Data Center, Unix, Enterprise Architecture, Service Delivery, Integration, ITIL, Linux Kernel, Linux, Trading Systems
Education
State University of New York at Binghamton 1994 — 1998
BA, English, Literature and Rhetoric
Morgan Stanley March 2013 - Present
Corvil June 2012 - March 2013
ISE February 2005 - May 2012
ISE February 2005 - January 2012
Con Edison Communications 2002 - 2005
IntelliSpace 1999 - 2002
Speer Leeds & Kellogg 1999 - 1999
Paine Webber 1998 - 1999
WVDP 1993 - 1997
Skills
Low Latency, IT Operations, Disaster Recovery, Market Data, Data Center, Unix, Enterprise Architecture, Service Delivery, Integration, ITIL, Linux Kernel, Linux, Trading Systems
Education
State University of New York at Binghamton 1994 — 1998
BA, English, Literature and Rhetoric
Connie Heinzerling's Paine Webber Experience 1990 - 1995
Job Health Care Professional, Tax Advisor, Project Manager
Industry Hospital & Health Care
Experience
H&R Block December 2008 - Present
Any-Time Home Care May 2012 - Present
SKIP of New York August 2009 - May 2012
DCM and SRP June 2008 - December 2008
International Center NY October 2007 - May 2008
UBS Wealth Management 1996 - 2007
Paine Webber 1990 - 1995
Drexel Burnham Lambert 1985 - 1990
Education
Bucknell University
BA
Fordham University
M.S.W.
New York University
Computer Technology
H&R Block December 2008 - Present
Any-Time Home Care May 2012 - Present
SKIP of New York August 2009 - May 2012
DCM and SRP June 2008 - December 2008
International Center NY October 2007 - May 2008
UBS Wealth Management 1996 - 2007
Paine Webber 1990 - 1995
Drexel Burnham Lambert 1985 - 1990
Education
Bucknell University
BA
Fordham University
M.S.W.
New York University
Computer Technology
Diane Cohen Schneider's Paine Webber Experience 1980 - 1987
Job Independent Writing and Editing Professional
Industry Writing and Editing
Experience
Paine Webber 1980 - 1987
Skills
Public Speaking, Social Media, Management, Nonprofits, Social Networking
Education
Northwestern University - Kellogg School of Management 1981 — 1983
Brandeis University 1974 — 1978
B.A., Economics
Paine Webber 1980 - 1987
Skills
Public Speaking, Social Media, Management, Nonprofits, Social Networking
Education
Northwestern University - Kellogg School of Management 1981 — 1983
Brandeis University 1974 — 1978
B.A., Economics
Christopher Stavros's Paine Webber Experience May 1997 - November 2000
Job Executive Vice President Chief Financial Officer at Occidental Petroleum Corp.
Industry Oil & Energy
Experience
Occidental Petroleum Corp. February 2005 - June 2014
UBS Investment Bank November 2000 - February 2005
Paine Webber May 1997 - November 2000
Prudential Securities July 1992 - May 1997
Skills
Natural Gas, Valuation, Financial Analysis, Mergers & Acquisitions, Financial Modeling, Due Diligence, Energy, Investor Relations, Asset Management, Corporate Finance, Corporate Communications, Oil/Gas, Oil Industry, Oil Analysis, Oil & Gas Exploration, Corporate Governance, Treasury, Treasury Management, Treasury Services, Risk Management, Financial Risk, Credit Risk, Investors, Investment Banking, Investor Sales, Hedge Funds, Oil & Gas
Education
University of Rochester - Simon Business School 1990 — 1992
MBA, Finance
Boston University Questrom School of Business 1981 — 1985
BSBA, Accounting
Occidental Petroleum Corp. February 2005 - June 2014
UBS Investment Bank November 2000 - February 2005
Paine Webber May 1997 - November 2000
Prudential Securities July 1992 - May 1997
Skills
Natural Gas, Valuation, Financial Analysis, Mergers & Acquisitions, Financial Modeling, Due Diligence, Energy, Investor Relations, Asset Management, Corporate Finance, Corporate Communications, Oil/Gas, Oil Industry, Oil Analysis, Oil & Gas Exploration, Corporate Governance, Treasury, Treasury Management, Treasury Services, Risk Management, Financial Risk, Credit Risk, Investors, Investment Banking, Investor Sales, Hedge Funds, Oil & Gas
Education
University of Rochester - Simon Business School 1990 — 1992
MBA, Finance
Boston University Questrom School of Business 1981 — 1985
BSBA, Accounting
Kevin Grimm's Paine Webber Experience September 1998 - February 2001
Job Regional Brokerage Consultant at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments October 2012 - Present
Joseph Gunnar & Co., LLC June 2007 - September 2010
Fidelity Investments June 2003 - February 2007
UBS Wealth Management February 2001 - June 2003
Paine Webber September 1998 - February 2001
PaineWebber Inc. September 1997 - September 1998
PaineWebber Inc August 1993 - September 1997
Dean Witter January 1991 - August 1993
Kidder, Peabody & Company Inc, November 1980 - December 1990
Skills
Equities, Fixed Income, Capital Markets, Series 7, Options, Equity Research, Securities, Series 63, Wealth Management, Options Strategies, Alternative Investments, Sales Management, Coaching, Research, Customer Relations, Compliance, Problem Solving
Education
Boston College 1976 — 1980
BA, Economics
Fidelity Investments October 2012 - Present
Joseph Gunnar & Co., LLC June 2007 - September 2010
Fidelity Investments June 2003 - February 2007
UBS Wealth Management February 2001 - June 2003
Paine Webber September 1998 - February 2001
PaineWebber Inc. September 1997 - September 1998
PaineWebber Inc August 1993 - September 1997
Dean Witter January 1991 - August 1993
Kidder, Peabody & Company Inc, November 1980 - December 1990
Skills
Equities, Fixed Income, Capital Markets, Series 7, Options, Equity Research, Securities, Series 63, Wealth Management, Options Strategies, Alternative Investments, Sales Management, Coaching, Research, Customer Relations, Compliance, Problem Solving
Education
Boston College 1976 — 1980
BA, Economics
Chris George's Paine Webber Experience 2000 - 2000
Job AwardWinning Luxury & Lifestyle Marketing Director
Industry Hospitality
Experience
La Quinta Resort & Club August 2014 - Present
Greater Palm Springs Convention & Visitors Bureau September 2010 - July 2014
La Quinta Resort & Club 2008 - September 2010
Hilton Hotels Corporation 2002 - 2008
Pointe Hilton Tapatio Cliffs Resort 2001 - 2002
Garcia's Mexican Restaurants 1996 - 2001
Paine Webber 2000 - 2000
Skills
Hospitality, Hospitality Industry, Tourism, Hotels, Resorts, Social Media, Marketing Strategy, Online Advertising, Hospitality Management, Social Media Marketing, Marketing, Digital Marketing, Advertising, Website Development, Email Marketing, Management, Direct Marketing, CRM, Sales, Strategy, SEM
Education
Arizona State University 2003 — 2006
Master of Business Administration (M.B.A.), Global Management and Leadership
Arizona State University 2000 — 2002
Bachelor’s Degree, Global Business - Concentration in International Financial Management
La Quinta Resort & Club August 2014 - Present
Greater Palm Springs Convention & Visitors Bureau September 2010 - July 2014
La Quinta Resort & Club 2008 - September 2010
Hilton Hotels Corporation 2002 - 2008
Pointe Hilton Tapatio Cliffs Resort 2001 - 2002
Garcia's Mexican Restaurants 1996 - 2001
Paine Webber 2000 - 2000
Skills
Hospitality, Hospitality Industry, Tourism, Hotels, Resorts, Social Media, Marketing Strategy, Online Advertising, Hospitality Management, Social Media Marketing, Marketing, Digital Marketing, Advertising, Website Development, Email Marketing, Management, Direct Marketing, CRM, Sales, Strategy, SEM
Education
Arizona State University 2003 — 2006
Master of Business Administration (M.B.A.), Global Management and Leadership
Arizona State University 2000 — 2002
Bachelor’s Degree, Global Business - Concentration in International Financial Management
Neal Smith, PMP's Paine Webber Experience July 1993 - July 1996
Job Supervisor, CAC Applications at MercedesBenz USA
Industry Automotive
Experience
Mercedes-Benz USA June 2014 - Present
Mercedes-Benz USA July 2003 - May 2014
Mercedes-Benz USA May 1996 - July 2003
Paine Webber July 1993 - July 1996
Skills
CRM, Solution Selling, Customer Service, Process Improvement, Business Analysis, Program Management, Cross-functional Team..., Vendor Management, Automotive, Management, Project Management, Software Development, Software Documentation, SDLC, Customer Satisfaction, Team Building
Education
St. John's University 1988 — 1990
MBA, Computer Information Systems
Binghamton University 1979 — 1983
BS, Business Management
Mercedes-Benz USA June 2014 - Present
Mercedes-Benz USA July 2003 - May 2014
Mercedes-Benz USA May 1996 - July 2003
Paine Webber July 1993 - July 1996
Skills
CRM, Solution Selling, Customer Service, Process Improvement, Business Analysis, Program Management, Cross-functional Team..., Vendor Management, Automotive, Management, Project Management, Software Development, Software Documentation, SDLC, Customer Satisfaction, Team Building
Education
St. John's University 1988 — 1990
MBA, Computer Information Systems
Binghamton University 1979 — 1983
BS, Business Management
Rimma Gdalevich's Paine Webber Experience June 1999 - May 2000
Job VP Market Data Development, Goldman Sachs
Industry Financial Services
Experience
Goldman Sachs February 2006 - Present
Thomson Financial January 1996 - February 2006
Paine Webber June 1999 - May 2000
Education
Belaruski Dzjaržauny Universitet Informatyki i Radyjoelektroniki
MS, Information Techology
Goldman Sachs February 2006 - Present
Thomson Financial January 1996 - February 2006
Paine Webber June 1999 - May 2000
Education
Belaruski Dzjaržauny Universitet Informatyki i Radyjoelektroniki
MS, Information Techology
Laurie Berke's Paine Webber Experience 1979 - 1985
Job Founder at Londonderry Advisory Group, LLC
Industry Financial Services
Experience
Londonderry Advisory Group, LLC March 2014 - Present
TABB Group May 2006 - February 2014
ITG Inc. October 1997 - February 2006
Merrill Lynch October 1990 - May 1997
Kidder Peabody 1985 - 1990
Paine Webber 1979 - 1985
Skills
Trading Systems, Equities, Program Trading, Capital Markets, Electronic Trading, Market Structure, Trading, Financial Markets, Equity Derivatives, Financial Services, Valuation, Investment Banking, Hedge Funds, Options, Investments, Proprietary Trading, Back Office, Bloomberg, Securities, FINRA, Trading Strategies, Fixed Income, Asset Management, Derivatives, Portfolio Management, Bonds, Market Data, Series 7, Equity Trading, Series 63, Prime Brokerage, Risk Management, ETFs, Series 24, Quantitative Finance, Swaps, Emerging Markets, Credit Derivatives, Interest Rate..., Alternative Investments, FX Options, Middle Office, Currency, Hedging, Investment Management, Structured Products, Commodity, Fund Of Funds, Institutional..., Equity Research
Education
Bucknell University 1972 — 1976
BA, French Lit, English Lit, Music
Londonderry Advisory Group, LLC March 2014 - Present
TABB Group May 2006 - February 2014
ITG Inc. October 1997 - February 2006
Merrill Lynch October 1990 - May 1997
Kidder Peabody 1985 - 1990
Paine Webber 1979 - 1985
Skills
Trading Systems, Equities, Program Trading, Capital Markets, Electronic Trading, Market Structure, Trading, Financial Markets, Equity Derivatives, Financial Services, Valuation, Investment Banking, Hedge Funds, Options, Investments, Proprietary Trading, Back Office, Bloomberg, Securities, FINRA, Trading Strategies, Fixed Income, Asset Management, Derivatives, Portfolio Management, Bonds, Market Data, Series 7, Equity Trading, Series 63, Prime Brokerage, Risk Management, ETFs, Series 24, Quantitative Finance, Swaps, Emerging Markets, Credit Derivatives, Interest Rate..., Alternative Investments, FX Options, Middle Office, Currency, Hedging, Investment Management, Structured Products, Commodity, Fund Of Funds, Institutional..., Equity Research
Education
Bucknell University 1972 — 1976
BA, French Lit, English Lit, Music
James Bohovich's Paine Webber Experience April 2000 - September 2000
Job Financial Analyst at Alzheimer's Association, New York City Chapter
Industry Nonprofit Organization Management
Experience
Alzheimer's Association, New York City Chapter January 2011 - Present
Chef Jim - Private Chef June 2008 - January 2011
US Census Bureau April 2010 - May 2010
UBS Investment Bank August 2003 - June 2008
Paine Webber April 2000 - September 2000
BOX NYC August 1999 - April 2000
First Restuarant January 1999 - July 1999
Frontiere Restuarant August 1997 - December 1998
Paine Webber August 1995 - August 1996
Paine Webber December 1993 - August 1995
Skills
Securities
Education
Bucknell University 1989 — 1993
BA, Economics
French Culinary Institute 1997 — 1997
Grand Diploma, Culinary Arts
Alzheimer's Association, New York City Chapter January 2011 - Present
Chef Jim - Private Chef June 2008 - January 2011
US Census Bureau April 2010 - May 2010
UBS Investment Bank August 2003 - June 2008
Paine Webber April 2000 - September 2000
BOX NYC August 1999 - April 2000
First Restuarant January 1999 - July 1999
Frontiere Restuarant August 1997 - December 1998
Paine Webber August 1995 - August 1996
Paine Webber December 1993 - August 1995
Skills
Securities
Education
Bucknell University 1989 — 1993
BA, Economics
French Culinary Institute 1997 — 1997
Grand Diploma, Culinary Arts
Christine (Koong) Hedstrom's Paine Webber Experience June 1998 - January 2000
Job Assistant Director, Marketing Communications, Group Benefits at The Hartford
Industry Financial Services
Experience
The Hartford January 2015 - Present
AXA January 2013 - May 2014
AXA Equitable November 2009 - January 2013
The Phoenix Companies, Inc. November 2007 - November 2009
UBS September 2006 - November 2007
UBS February 2000 - September 2006
Paine Webber June 1998 - January 2000
Skills
Fixed Annuities, Marketing, Series 63, Wealth Management, Finance, Financial Services, Life Insurance, Mutual Funds, Series 7, Investments, Insurance, Management
Education
Bucknell University 1994 — 1998
BA
The Hartford January 2015 - Present
AXA January 2013 - May 2014
AXA Equitable November 2009 - January 2013
The Phoenix Companies, Inc. November 2007 - November 2009
UBS September 2006 - November 2007
UBS February 2000 - September 2006
Paine Webber June 1998 - January 2000
Skills
Fixed Annuities, Marketing, Series 63, Wealth Management, Finance, Financial Services, Life Insurance, Mutual Funds, Series 7, Investments, Insurance, Management
Education
Bucknell University 1994 — 1998
BA
Eric Norstedt's Paine Webber Experience July 1987 - April 1999
Job Securities Fraud Attorney at the Law Office of Eric Norstedt, P.A.
Industry Law Practice
Experience
Law Office of Eric Norstedt, P.A. April 1999 - Present
Paine Webber July 1987 - April 1999
Skills
Negotiation, Legal Research, Litigation, Contract Negotiation, Mediation, Corporate Law, Civil Litigation, Commercial Litigation, Courts, Corporate Governance, Legal Writing, Arbitration, Analysis, Dispute Resolution
Education
University of Miami School of Law 1995 — 1998
J.D.
Adelphi University 1984 — 1986
MBA
Stony Brook University 1976 — 1980
BA
Law Office of Eric Norstedt, P.A. April 1999 - Present
Paine Webber July 1987 - April 1999
Skills
Negotiation, Legal Research, Litigation, Contract Negotiation, Mediation, Corporate Law, Civil Litigation, Commercial Litigation, Courts, Corporate Governance, Legal Writing, Arbitration, Analysis, Dispute Resolution
Education
University of Miami School of Law 1995 — 1998
J.D.
Adelphi University 1984 — 1986
MBA
Stony Brook University 1976 — 1980
BA
Garland James's Paine Webber Experience October 1993 - September 1998
Job Managing Director at Brill Securities
Industry Financial Services
Experience
Brill Securities January 2009 - Present
Paine Webber October 1993 - September 1998
Gruntal & Co LLC April 1993 - August 1998
Education
Baruch College, City University of New York (CUNY) 1988 — 1992
bba, finance
Brill Securities January 2009 - Present
Paine Webber October 1993 - September 1998
Gruntal & Co LLC April 1993 - August 1998
Education
Baruch College, City University of New York (CUNY) 1988 — 1992
bba, finance
Glen Bover's Paine Webber Experience December 1995 - May 1999
Job Vice President, Tax Services Division
Industry Financial Services
Experience
Broadridge October 2008 - Present
Financial Industry Technical Services (FITS) July 2008 - October 2008
Jefferies & Company 2006 - 2008
Broadridge December 2005 - August 2006
TD Ameritrade 2003 - 2005
Datek Online 1999 - 2003
Paine Webber December 1995 - May 1999
PaineWebber 1995 - 1999
Wall Street Concepts September 1992 - December 1995
Skills
Tax, Project Management, Securities, Account Reconciliation, Series 7, Financial Services, FINRA, Risk Management, Outsourcing, Mutual Funds, Corporate Actions, Portfolio Management, Alternative Investments, Equities, Financial Risk, Prime Brokerage, Fixed Income, Back Office, Hedge Funds, Investments, Investment Banking, Capital Markets, Derivatives, Bloomberg, Trading Systems, Middle Office, Series 63, Options
Education
Boston University 2006 — 2006
Certification, Project Management
Fordham University 1987 — 1991
Bachelors, Finance
Broadridge October 2008 - Present
Financial Industry Technical Services (FITS) July 2008 - October 2008
Jefferies & Company 2006 - 2008
Broadridge December 2005 - August 2006
TD Ameritrade 2003 - 2005
Datek Online 1999 - 2003
Paine Webber December 1995 - May 1999
PaineWebber 1995 - 1999
Wall Street Concepts September 1992 - December 1995
Skills
Tax, Project Management, Securities, Account Reconciliation, Series 7, Financial Services, FINRA, Risk Management, Outsourcing, Mutual Funds, Corporate Actions, Portfolio Management, Alternative Investments, Equities, Financial Risk, Prime Brokerage, Fixed Income, Back Office, Hedge Funds, Investments, Investment Banking, Capital Markets, Derivatives, Bloomberg, Trading Systems, Middle Office, Series 63, Options
Education
Boston University 2006 — 2006
Certification, Project Management
Fordham University 1987 — 1991
Bachelors, Finance
Jack Mahoney's Paine Webber Experience October 1986 - March 1994
Job Founder: CoreOne Consulting, LLC
Industry Financial Services
Experience
CoreOne Consulting, LLC April 2012 - Present
MF Global February 2009 - February 2012
Tradeweb February 2003 - October 2008
Greenwich Associates March 1994 - February 2003
Paine Webber October 1986 - March 1994
Skills
Business Development, Fixed Income, Capital Markets, Trading Systems, Electronic Trading, Derivatives, Trading, Institutional Sales, Hedge Funds, Bloomberg, Market Data, Financial Markets, Series 7, Series 24
Education
Columbia University - Columbia Business School 1991 — 1993
MBA, Finance
Boston University 1982 — 1986
BA, Economic & History
CoreOne Consulting, LLC April 2012 - Present
MF Global February 2009 - February 2012
Tradeweb February 2003 - October 2008
Greenwich Associates March 1994 - February 2003
Paine Webber October 1986 - March 1994
Skills
Business Development, Fixed Income, Capital Markets, Trading Systems, Electronic Trading, Derivatives, Trading, Institutional Sales, Hedge Funds, Bloomberg, Market Data, Financial Markets, Series 7, Series 24
Education
Columbia University - Columbia Business School 1991 — 1993
MBA, Finance
Boston University 1982 — 1986
BA, Economic & History
Marc Kutik's Paine Webber Experience 1992 - 1994
Job Senior Managing Director Chief Risk Officer at ORIX USA Corporation
Industry Financial Services
Experience
ORIX USA Corporation February 2014 - Present
Aozora Bank, Limited July 2013 - Present
Aozora Bank November 2009 - July 2013
Garrison Investment Group April 2007 - June 2009
StoneCastle Partners, LLC March 2006 - April 2007
Forest Investment Management May 2004 - February 2006
Shinsei Bank Limited April 2001 - March 2004
ING - Barings, LLC June 1999 - January 2001
Paine Webber 1992 - 1994
Citibank 1988 - 1989
Skills
Mergers & Acquisitions, Asset Managment, Investments, Fixed Income, Portfolio Management, Asset Management, Equities, Risk Management, Credit, Hedge Funds, Structured Finance, Financial Risk
Education
Boston College - Wallace E. Carroll Graduate School of Management 1980 — 1982
MBA, Finance
Rutgers University-New Brunswick 1975 — 1979
BA, Political Science
ORIX USA Corporation February 2014 - Present
Aozora Bank, Limited July 2013 - Present
Aozora Bank November 2009 - July 2013
Garrison Investment Group April 2007 - June 2009
StoneCastle Partners, LLC March 2006 - April 2007
Forest Investment Management May 2004 - February 2006
Shinsei Bank Limited April 2001 - March 2004
ING - Barings, LLC June 1999 - January 2001
Paine Webber 1992 - 1994
Citibank 1988 - 1989
Skills
Mergers & Acquisitions, Asset Managment, Investments, Fixed Income, Portfolio Management, Asset Management, Equities, Risk Management, Credit, Hedge Funds, Structured Finance, Financial Risk
Education
Boston College - Wallace E. Carroll Graduate School of Management 1980 — 1982
MBA, Finance
Rutgers University-New Brunswick 1975 — 1979
BA, Political Science
Brad D. Richardson's Paine Webber Experience 1985 - 1987
Job Senior Vice PresidentInvestments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC November 2011 - Present
Morgan Stanley 1987 - 2011
Paine Webber 1985 - 1987
Boettcher & Co. 1981 - 1985
Skills
Securities, Risk Management, Financial Services, Insurance, Retirement Planning
Education
Arizona State University
Master of Business Administration (M.B.A.), Finance and Financial Management Services
University of Idaho
Bachelor's degree-Cum Laude, Banking, Corporate, Finance, and Securities Law
Wells Fargo Advisors, LLC November 2011 - Present
Morgan Stanley 1987 - 2011
Paine Webber 1985 - 1987
Boettcher & Co. 1981 - 1985
Skills
Securities, Risk Management, Financial Services, Insurance, Retirement Planning
Education
Arizona State University
Master of Business Administration (M.B.A.), Finance and Financial Management Services
University of Idaho
Bachelor's degree-Cum Laude, Banking, Corporate, Finance, and Securities Law
Margot Small's Paine Webber Experience 1986 - 1993
Job Supervising Risk Management Specialist at NYS Insurance Dept.
Industry Government Administration
Experience
NYS Department of Financial Services 2008 - Present
Queensborough Community College January 2004 - August 2008
Citigroup 1999 - 2002
Credit Lyonnais Americas 1993 - 1999
Paine Webber 1986 - 1993
Salomon Brothers 1981 - 1985
Skills
Risk Management, Capital Markets, Financial Risk, Fixed Income, Financial Analysis, Credit Risk, Financial Modeling, Derivatives, Analysis, Insurance, Banking, Microsoft Excel, Market Risk, Internal Controls, Enterprise Risk..., Finance, Higher Education, SQL
Education
Barnard College
AB, Mathematics and Philosophy
Columbia University in the City of New York
PhD, Mathematics
NYS Department of Financial Services 2008 - Present
Queensborough Community College January 2004 - August 2008
Citigroup 1999 - 2002
Credit Lyonnais Americas 1993 - 1999
Paine Webber 1986 - 1993
Salomon Brothers 1981 - 1985
Skills
Risk Management, Capital Markets, Financial Risk, Fixed Income, Financial Analysis, Credit Risk, Financial Modeling, Derivatives, Analysis, Insurance, Banking, Microsoft Excel, Market Risk, Internal Controls, Enterprise Risk..., Finance, Higher Education, SQL
Education
Barnard College
AB, Mathematics and Philosophy
Columbia University in the City of New York
PhD, Mathematics
Frank LoFrisco's Paine Webber Experience March 1995 - March 1996
Job Partner at Muller Road Capital, LP
Industry Financial Services
Experience
Muller Road Capital, LP January 2015 - Present
445 Salons, LLC January 2010 - Present
RBS Greenwich Capital May 2007 - December 2008
Bierstadt Capital, LLC November 2004 - April 2007
Affordable Residential Communities June 1999 - November 2004
Lehman Brothers April 1998 - June 1999
UBS May 1997 - April 1998
Cowen and Company March 1996 - May 1997
Paine Webber March 1995 - March 1996
Kidder Peabody June 1990 - March 1995
Skills
Real Estate, Mergers & Acquisitions, Real Estate Economics, Due Diligence, Asset Management, Investments, Valuation, Contract Negotiation, Real Estate Development, Leases, Investment Properties, Asset Managment
Education
Boston University Questrom School of Business 1986 — 1990
BSBA, Finance
Muller Road Capital, LP January 2015 - Present
445 Salons, LLC January 2010 - Present
RBS Greenwich Capital May 2007 - December 2008
Bierstadt Capital, LLC November 2004 - April 2007
Affordable Residential Communities June 1999 - November 2004
Lehman Brothers April 1998 - June 1999
UBS May 1997 - April 1998
Cowen and Company March 1996 - May 1997
Paine Webber March 1995 - March 1996
Kidder Peabody June 1990 - March 1995
Skills
Real Estate, Mergers & Acquisitions, Real Estate Economics, Due Diligence, Asset Management, Investments, Valuation, Contract Negotiation, Real Estate Development, Leases, Investment Properties, Asset Managment
Education
Boston University Questrom School of Business 1986 — 1990
BSBA, Finance
John Salemmo's Paine Webber Experience December 1996 - September 1997
Job Compliance Officer, Citibank
Industry Financial Services
Experience
Citibank January 2006 - Present
Morgan Stanley February 2000 - January 2006
JP Morgan September 1997 - February 2000
Paine Webber December 1996 - September 1997
Evergreen Funds July 1995 - December 1996
Skills
Investment Company Act, Investment Advisers Act, OFAC, Securities, Anti Money Laundering, AML, KYC, Asset Management, Fund Administration, Hedge Funds, Banking, Mutual Funds, Management, Operational Risk, Risk Management, Financial Services, Financial Risk
Education
Binghamton University 1991 — 1995
Bachelor of Science, Accounting
Yorktown High School 1987 — 1991
Citibank January 2006 - Present
Morgan Stanley February 2000 - January 2006
JP Morgan September 1997 - February 2000
Paine Webber December 1996 - September 1997
Evergreen Funds July 1995 - December 1996
Skills
Investment Company Act, Investment Advisers Act, OFAC, Securities, Anti Money Laundering, AML, KYC, Asset Management, Fund Administration, Hedge Funds, Banking, Mutual Funds, Management, Operational Risk, Risk Management, Financial Services, Financial Risk
Education
Binghamton University 1991 — 1995
Bachelor of Science, Accounting
Yorktown High School 1987 — 1991
Angela Larson's Paine Webber Experience 1996 - 2000
Job Office Manager at Aquila Productions
Industry Financial Services
Experience
Aquila Productions December 2013 - Present
Larson Pharma Consult 2008 - Present
Fierce Fun Toys, LLC 2008 - Present
POZEN June 2009 - June 2012
Susquehanna Financial Group 2006 - 2008
C.E. Unterberg, Towbin 2004 - 2006
Smith Barney /Citi Group 2000 - 2004
Paine Webber 1996 - 2000
Hoffmann-La Roche 1995 - 1996
Skills
Financial Analysis, Financial Modeling, Financial Accounting, Business Analysis, Business Strategy, Business Planning, Small Business, Board Level, Social Media Marketing, Pharmaceutics, Medical Devices, Financials, Planning, Strategic Planning, Marketing Strategy, Group Management, Corporate/Publicly-Trade..., Board Service, Non-Profit Board..., Social Media, Drug Development, Biotechnology, Clinical Development, Product Development, Due Diligence, Equities, Pharmaceutical Industry, Entrepreneurship, Venture Capital, Strategic Partnerships, Corporate Development
Education
The Johns Hopkins University 1990 — 1995
M.Sc., Health Economics
Boise State University 1986 — 1990
BA, Economics
Aquila Productions December 2013 - Present
Larson Pharma Consult 2008 - Present
Fierce Fun Toys, LLC 2008 - Present
POZEN June 2009 - June 2012
Susquehanna Financial Group 2006 - 2008
C.E. Unterberg, Towbin 2004 - 2006
Smith Barney /Citi Group 2000 - 2004
Paine Webber 1996 - 2000
Hoffmann-La Roche 1995 - 1996
Skills
Financial Analysis, Financial Modeling, Financial Accounting, Business Analysis, Business Strategy, Business Planning, Small Business, Board Level, Social Media Marketing, Pharmaceutics, Medical Devices, Financials, Planning, Strategic Planning, Marketing Strategy, Group Management, Corporate/Publicly-Trade..., Board Service, Non-Profit Board..., Social Media, Drug Development, Biotechnology, Clinical Development, Product Development, Due Diligence, Equities, Pharmaceutical Industry, Entrepreneurship, Venture Capital, Strategic Partnerships, Corporate Development
Education
The Johns Hopkins University 1990 — 1995
M.Sc., Health Economics
Boise State University 1986 — 1990
BA, Economics
Elaine Gampel's Paine Webber Experience 1977 - 1989
Job Senior Vice President at UBS Financial`
Industry Financial Services
Experience
UBS Financial` February 2007 - Present
Morgan Stanley 1989 - 2007
Paine Webber 1977 - 1989
Ansonia CT Public Schools 1972 - 1977
Education
Boston University
Bachelor of Science (BS), Special Education and Teaching
Southern Connecticut State University
Master's degree, Counselor Education/School Counseling and Guidance Services
UBS Financial` February 2007 - Present
Morgan Stanley 1989 - 2007
Paine Webber 1977 - 1989
Ansonia CT Public Schools 1972 - 1977
Education
Boston University
Bachelor of Science (BS), Special Education and Teaching
Southern Connecticut State University
Master's degree, Counselor Education/School Counseling and Guidance Services
Greg Sargent's Paine Webber Experience January 1980 - September 1981
Job President/CEO, Tailored Response, Inc.
Industry Marketing and Advertising
Experience
Tailored Response, Inc. November 2009 - Present
Web Dynamics, Inc. September 1997 - September 2009
Ensign Systems, Inc. 1992 - 1997
Apple Computer, Inc. 1981 - 1992
Paine Webber January 1980 - September 1981
Skills
Strategic Partnerships, Sales, Email Marketing, Marketing Strategy, Integrated Marketing, Digital Marketing, Direct Marketing, Social Media Marketing, Business Development, Marketing Communications, Compliance, Software Development, Software Design, Software Project..., Photoshop, Digital Photography, Photography, Strategic Leadership, Leadership, Online Marketing, Lead Generation, Entrepreneurship, Product Development, Product Marketing, Strategic Planning, Management, New Business Development
Education
Brigham Young University 1976 — 1980
BS, Finance
Tailored Response, Inc. November 2009 - Present
Web Dynamics, Inc. September 1997 - September 2009
Ensign Systems, Inc. 1992 - 1997
Apple Computer, Inc. 1981 - 1992
Paine Webber January 1980 - September 1981
Skills
Strategic Partnerships, Sales, Email Marketing, Marketing Strategy, Integrated Marketing, Digital Marketing, Direct Marketing, Social Media Marketing, Business Development, Marketing Communications, Compliance, Software Development, Software Design, Software Project..., Photoshop, Digital Photography, Photography, Strategic Leadership, Leadership, Online Marketing, Lead Generation, Entrepreneurship, Product Development, Product Marketing, Strategic Planning, Management, New Business Development
Education
Brigham Young University 1976 — 1980
BS, Finance
Brett Behrens's Paine Webber Experience 1993 - 1993
Job President at Specialty Car Solutions
Industry Financial Services
Experience
Specialty Car Solutions August 2012 - Present
Loan Resolution Corporation August 2014 - December 2014
FCI Lender Services Inc. December 2010 - July 2014
Wealthbridge Mortgage Corporation December 2008 - October 2010
Global Financial Advisors September 2008 - February 2009
Wilshire Credit Corporation October 2001 - September 2008
Merrill Lynch 2001 - 2008
Calmco Servicing 1996 - 2001
Statewide Funding 1989 - 1994
Paine Webber 1993 - 1993
Skills
Loan Servicing, Mortgage Lending, Loans, Loss Mitigation, Mortgage Servicing, Default, Mortgage Banking, Bankruptcy, Portfolio Management, Process Improvement, Funding, REO, Real Estate, Residential Mortgages, Risk Management, Credit, Loan Origination, FHA, Underwriting, Credit Analysis, Commercial Mortgages, Asset Management, Real Estate Financing, Refinance, Banking, Mortgage Underwriting, Real Estate Economics, Commercial Lending, Securitization, Financial Structuring, Structured Finance, Reverse Mortgages, Credit Risk
Education
State University of New York College at Plattsburgh 1991 — 1995
Bachelor of Science, Business Management
Bond University
State University of New York - System
Specialty Car Solutions August 2012 - Present
Loan Resolution Corporation August 2014 - December 2014
FCI Lender Services Inc. December 2010 - July 2014
Wealthbridge Mortgage Corporation December 2008 - October 2010
Global Financial Advisors September 2008 - February 2009
Wilshire Credit Corporation October 2001 - September 2008
Merrill Lynch 2001 - 2008
Calmco Servicing 1996 - 2001
Statewide Funding 1989 - 1994
Paine Webber 1993 - 1993
Skills
Loan Servicing, Mortgage Lending, Loans, Loss Mitigation, Mortgage Servicing, Default, Mortgage Banking, Bankruptcy, Portfolio Management, Process Improvement, Funding, REO, Real Estate, Residential Mortgages, Risk Management, Credit, Loan Origination, FHA, Underwriting, Credit Analysis, Commercial Mortgages, Asset Management, Real Estate Financing, Refinance, Banking, Mortgage Underwriting, Real Estate Economics, Commercial Lending, Securitization, Financial Structuring, Structured Finance, Reverse Mortgages, Credit Risk
Education
State University of New York College at Plattsburgh 1991 — 1995
Bachelor of Science, Business Management
Bond University
State University of New York - System
Phil Ciantro's Paine Webber Experience 1993 - 1995
Job President at SineMetu Solutions Inc.
Industry Financial Services
Experience
Marco Polo Securities Inc. August 2015 - Present
SineMetu Solutions Inc. June 2011 - Present
Financial Industry Regulatory Authority April 2011 - November 2013
Deloitte & Touche November 2010 - April 2011
FINRA April 2007 - October 2010
Prudential Financial April 2004 - April 2007
Bank Julius Baer 1999 - 2003
Bank of America 1994 - 1997
Paine Webber 1993 - 1995
Skills
Compliance, AML, Series 7, Risk Management, Equities, Financial Accounting, Management Consulting, Bookkeeping, Financial Markets, Foreign Exchange..., Investments, Mutual Funds, Capital Markets, Securities, Hedge Funds, Due Diligence, Auditing, FINRA, Fixed Income, SEC, Series 24, Financial Services, Derivatives, Securities Regulation, Options, Investment Banking, Investment Advisory, Alternative Investments, Series 63, Financial Risk, Trading, Equity Trading, Bloomberg, Financial Regulation, Anti Money Laundering
Education
City University of New York-Baruch College - Zicklin School of Business 2010 — 2013
Master's degree, Accounting
Baruch College, City University of New York (CUNY) 2000 — 2002
MBA, Management
St. Joseph's College 1986 — 1990
BS, Chemistry
Marco Polo Securities Inc. August 2015 - Present
SineMetu Solutions Inc. June 2011 - Present
Financial Industry Regulatory Authority April 2011 - November 2013
Deloitte & Touche November 2010 - April 2011
FINRA April 2007 - October 2010
Prudential Financial April 2004 - April 2007
Bank Julius Baer 1999 - 2003
Bank of America 1994 - 1997
Paine Webber 1993 - 1995
Skills
Compliance, AML, Series 7, Risk Management, Equities, Financial Accounting, Management Consulting, Bookkeeping, Financial Markets, Foreign Exchange..., Investments, Mutual Funds, Capital Markets, Securities, Hedge Funds, Due Diligence, Auditing, FINRA, Fixed Income, SEC, Series 24, Financial Services, Derivatives, Securities Regulation, Options, Investment Banking, Investment Advisory, Alternative Investments, Series 63, Financial Risk, Trading, Equity Trading, Bloomberg, Financial Regulation, Anti Money Laundering
Education
City University of New York-Baruch College - Zicklin School of Business 2010 — 2013
Master's degree, Accounting
Baruch College, City University of New York (CUNY) 2000 — 2002
MBA, Management
St. Joseph's College 1986 — 1990
BS, Chemistry
Phil Huber's Paine Webber Experience October 1989 - October 1995
Job Sole Member at Montego Ventures LLC
Industry Financial Services
Experience
Montego Ventures LLC March 2008 - Present
Paine Webber October 1989 - October 1995
EF Hutton March 1980 - October 1989
Education
Baldwin Wallace University 1967 — 1971
BA, Business
Montego Ventures LLC March 2008 - Present
Paine Webber October 1989 - October 1995
EF Hutton March 1980 - October 1989
Education
Baldwin Wallace University 1967 — 1971
BA, Business
Harry Weiss's Paine Webber Experience 1993 - 1995
Job Partner at WilmerHale
Industry Law Practice
Experience
WilmerHale 1995 - Present
Wilmer Cutler Pickering Hale and Dorr 1995 - Present
Paine Webber 1993 - 1995
US Securities and Exchange Commission 1982 - 1993
Skills
Securities Regulation, Securities, Corporate Governance, Securities Litigation, Corporate Law, Litigation, Civil Litigation, Federal Law Enforcement
Education
Boston University School of Law
JD
The Johns Hopkins University
AB
WilmerHale 1995 - Present
Wilmer Cutler Pickering Hale and Dorr 1995 - Present
Paine Webber 1993 - 1995
US Securities and Exchange Commission 1982 - 1993
Skills
Securities Regulation, Securities, Corporate Governance, Securities Litigation, Corporate Law, Litigation, Civil Litigation, Federal Law Enforcement
Education
Boston University School of Law
JD
The Johns Hopkins University
AB
Andrea Boblas's Paine Webber Experience 1985 - 1993
Job Freelance Copy Editor
Industry Writing and Editing
Experience
Simsbury Public Schools September 2011 - June 2013
MassMutual Financial Group October 2006 - December 2008
Parker Poe Adams & Bernstein LLP March 2005 - October 2005
Parker Poe Adams & Bernstein LLP 2003 - 2005
Dillards 1999 - 2001
US Trust 1993 - 1995
Paine Webber 1985 - 1993
Skills
Proofreading, Editing, Research, Newsletters
Education
Saint John's University 1990 — 1993
MLS, Library Science
Adelphi University 1984 — 1984
Certification, Paralegal Studies
Charter Oak State College 1980 — 1981
BS, Business Studies
Simsbury Public Schools September 2011 - June 2013
MassMutual Financial Group October 2006 - December 2008
Parker Poe Adams & Bernstein LLP March 2005 - October 2005
Parker Poe Adams & Bernstein LLP 2003 - 2005
Dillards 1999 - 2001
US Trust 1993 - 1995
Paine Webber 1985 - 1993
Skills
Proofreading, Editing, Research, Newsletters
Education
Saint John's University 1990 — 1993
MLS, Library Science
Adelphi University 1984 — 1984
Certification, Paralegal Studies
Charter Oak State College 1980 — 1981
BS, Business Studies
Leslie Brunn's Paine Webber Experience 1978 - 1982
Job Marketing and Sales at Forecast Trading
Industry Investment Management
Experience
Casting for Recovery April 2014 - Present
Forecast Trading June 2006 - Present
Credit Suisse July 1996 - July 2006
Citibank, Newbridge Securities 1995 - 1996
Citicorp Futures 1993 - 1995
LF Rothschild 1980 - 1982
Paine Webber 1978 - 1982
Skills
Trading, Asset Managment, Capital Markets, Hedge Funds, Investment Banking, Investments, Portfolio Management, Equities, Alternative Investments, Fixed Income, Derivatives, Emerging Markets, Asset Management, Options, Leadership, Electronic Trading, Securities, Management, Equity Trading, Business Development, Financial Markets, Investment Strategies, Series 63, Investor Relations, Mutual Funds, Commodity, Investment Management, Bonds, Valuation, Asset Allocation, Private Equity, Equity Derivatives, Financial Services, Series 7, Venture Capital, Trading Strategies, Wealth Management, Investment Advisory, Trading Systems, Fund Of Funds, ETFs, Equity Research, Funding, Proprietary Trading, FINRA, Prime Brokerage, Futures Trading, Structured Products, Structured Finance, FX Options
Education
American University 1973 — 1977
BS, Political Science
Casting for Recovery April 2014 - Present
Forecast Trading June 2006 - Present
Credit Suisse July 1996 - July 2006
Citibank, Newbridge Securities 1995 - 1996
Citicorp Futures 1993 - 1995
LF Rothschild 1980 - 1982
Paine Webber 1978 - 1982
Skills
Trading, Asset Managment, Capital Markets, Hedge Funds, Investment Banking, Investments, Portfolio Management, Equities, Alternative Investments, Fixed Income, Derivatives, Emerging Markets, Asset Management, Options, Leadership, Electronic Trading, Securities, Management, Equity Trading, Business Development, Financial Markets, Investment Strategies, Series 63, Investor Relations, Mutual Funds, Commodity, Investment Management, Bonds, Valuation, Asset Allocation, Private Equity, Equity Derivatives, Financial Services, Series 7, Venture Capital, Trading Strategies, Wealth Management, Investment Advisory, Trading Systems, Fund Of Funds, ETFs, Equity Research, Funding, Proprietary Trading, FINRA, Prime Brokerage, Futures Trading, Structured Products, Structured Finance, FX Options
Education
American University 1973 — 1977
BS, Political Science
Stephen R. Kareta's Paine Webber Experience November 1987 - September 1996
Job Vice President Sales / Business Development at Foothill Securities, Inc.
Industry Financial Services
Experience
Foothill Securities, Inc. Vice President SalesMerrill LynchFebruary 2006 - September 2006
Paine Webber November 1987 - September 1996
E F Hutton February 1983 - November 1987
Education
Bentley University 1973 — 1977
BS, Accounting / Economics
Foothill Securities, Inc. Vice President SalesMerrill LynchFebruary 2006 - September 2006
Paine Webber November 1987 - September 1996
E F Hutton February 1983 - November 1987
Education
Bentley University 1973 — 1977
BS, Accounting / Economics
Richard Chin's Paine Webber Experience 1998 - 2000
Job Application Support Analyst at Barclays Wealth
Industry Capital Markets
Experience
Barclays Wealth September 2010 - Present
UBS Wealth Management July 2007 - June 2010
UBS 1989 - June 2010
UBS Financial Services Inc. 2000 - 2010
UBS Investment Bank 2000 - 2002
Paine Webber 1998 - 2000
Bankers Trust - Deutsche Bank 1980 - 1998
Banker's Trust Company 1980 - 1998
Bankers Trust Company 1980 - 1989
Skills
Fixed Income, Equities, Trading, Financial Analysis, Middle Office, Portfolio Management, Wealth Management, Trading Systems, Financial Services, Derivatives, Banking, Investment Banking, Bloomberg, Capital Markets, Market Data, Electronic Trading, Back Office, Securities, Sybase, Settlement, Credit Derivatives, Equity Derivatives
Education
Pace University 1986 — 1994
MBA, Information Systems
Baruch College, City University of New York (CUNY) 1973 — 1976
Barclays Wealth September 2010 - Present
UBS Wealth Management July 2007 - June 2010
UBS 1989 - June 2010
UBS Financial Services Inc. 2000 - 2010
UBS Investment Bank 2000 - 2002
Paine Webber 1998 - 2000
Bankers Trust - Deutsche Bank 1980 - 1998
Banker's Trust Company 1980 - 1998
Bankers Trust Company 1980 - 1989
Skills
Fixed Income, Equities, Trading, Financial Analysis, Middle Office, Portfolio Management, Wealth Management, Trading Systems, Financial Services, Derivatives, Banking, Investment Banking, Bloomberg, Capital Markets, Market Data, Electronic Trading, Back Office, Securities, Sybase, Settlement, Credit Derivatives, Equity Derivatives
Education
Pace University 1986 — 1994
MBA, Information Systems
Baruch College, City University of New York (CUNY) 1973 — 1976
Timothy K. Lee's Paine Webber Experience March 1997 - July 2000
Job Account Business Manager, HP Enterprise Services
Industry Information Technology and Services
Experience
Hewlett-Packard January 2005 - Present
WestLB July 2000 - December 2004
Paine Webber March 1997 - July 2000
Skills
Account Management, Outsourcing, IT Outsourcing, Vendor Management, Risk Management, Business Analysis, Data Center, Cloud Computing, Management, IT Service Management, IT Management, Solution Selling, CRM, ITIL, IT Strategy, Service Management, Integration, Enterprise Software, SaaS, Business Process..., Project Portfolio..., Business Intelligence, Business Process, Disaster Recovery, Change Management
Education
Baruch College 1989 — 1992
MBA, International Marketing
Manhattan College 1985 — 1989
BA, Philosophy / Psychology
Hewlett-Packard January 2005 - Present
WestLB July 2000 - December 2004
Paine Webber March 1997 - July 2000
Skills
Account Management, Outsourcing, IT Outsourcing, Vendor Management, Risk Management, Business Analysis, Data Center, Cloud Computing, Management, IT Service Management, IT Management, Solution Selling, CRM, ITIL, IT Strategy, Service Management, Integration, Enterprise Software, SaaS, Business Process..., Project Portfolio..., Business Intelligence, Business Process, Disaster Recovery, Change Management
Education
Baruch College 1989 — 1992
MBA, International Marketing
Manhattan College 1985 — 1989
BA, Philosophy / Psychology
Bob Robotti's Paine Webber Experience 1979 - 1980
Job Analyst at Robotti & Co
Industry Financial Services
Experience
Robotti & Co July 1983 - Present
Panhandle Oil & Gas Inc 2004 - 2015
Gabelli & Co March 1980 - January 1983
Paine Webber 1979 - 1980
Education
Pace University - Lubin School of Business 1975 — 1978
MBA, Accounting
Bucknell University 1971 — 1975
BSBA, Accounting
Robotti & Co July 1983 - Present
Panhandle Oil & Gas Inc 2004 - 2015
Gabelli & Co March 1980 - January 1983
Paine Webber 1979 - 1980
Education
Pace University - Lubin School of Business 1975 — 1978
MBA, Accounting
Bucknell University 1971 — 1975
BSBA, Accounting
Shaun Heimann's Paine Webber Experience April 1998 - September 2001
Job First Vice President at Wells Fargo Advisors Financial Network, LLC
Industry Financial Services
Experience
Wells Fargo Advisors Financial Network, LLC February 2007 - Present
A.G. Edwards October 2001 - February 2007
Paine Webber April 1998 - September 2001
Education
Boston College 1990 — 1994
BS, Finance
Wells Fargo Advisors Financial Network, LLC February 2007 - Present
A.G. Edwards October 2001 - February 2007
Paine Webber April 1998 - September 2001
Education
Boston College 1990 — 1994
BS, Finance
Katrina Griessman's Paine Webber Experience 1993 - 1998
Job Managing Director, Institutional Fixed Income Sales , Stifel
Industry Financial Services
Experience
Janney Montgomery Scott October 2009 - December 2013
Keefe, Bruyette & Woods June 2003 - June 2008
UBS Warburg 1999 - 2002
Paine Webber 1993 - 1998
Skills
Capital Markets, Investments, Alternative Investments, Fixed Income, Series 7
Education
American University 1979 — 1982
B.A., C.L.E.G., Communications, Law, Economics and Government
Janney Montgomery Scott October 2009 - December 2013
Keefe, Bruyette & Woods June 2003 - June 2008
UBS Warburg 1999 - 2002
Paine Webber 1993 - 1998
Skills
Capital Markets, Investments, Alternative Investments, Fixed Income, Series 7
Education
American University 1979 — 1982
B.A., C.L.E.G., Communications, Law, Economics and Government
Ed Schollmeyer's Paine Webber Experience 1987 - 1988
Job Vice President, Financial Services Sales Executive
Industry Financial Services
Experience
Fidelity Investments 1988 - Present
Paine Webber 1987 - 1988
Skills
Mutual Funds, Investment Management, Series 7, Series 63, 401k, Asset Allocation, Retirement Planning, Series 6, Retirement, Alternative Investments, Wealth Management, Investment Advisory, Defined Contribution, Securities, Fixed Income, Equities, Financial Services, Strategic Sales, Relationship Management
Education
Boston College
Master of Science (MS)
Morristown Beard
Morristown Beard
Providence College
Bachelor of Arts (BA)
Fidelity Investments 1988 - Present
Paine Webber 1987 - 1988
Skills
Mutual Funds, Investment Management, Series 7, Series 63, 401k, Asset Allocation, Retirement Planning, Series 6, Retirement, Alternative Investments, Wealth Management, Investment Advisory, Defined Contribution, Securities, Fixed Income, Equities, Financial Services, Strategic Sales, Relationship Management
Education
Boston College
Master of Science (MS)
Morristown Beard
Morristown Beard
Providence College
Bachelor of Arts (BA)
Jami Deusterman's Paine Webber Experience December 1999 - 2003
Job Agent at HOM Sotheby's Real Estate Group
Industry Real Estate
Experience
HOM Real Estate Group August 2006 - Present
Fidelity National Title January 2006 - July 2006
Old Republic Title Company 2003 - 2006
Paine Webber December 1999 - 2003
Skills
Short Sales, Investment Properties, First Time Home Buyers, Real Estate, Sellers, Relocation, Luxury, REO, Investors, Residential Homes, Real Estate Transactions, Property
Education
Arizona State University 1996 — 1999
Bachelor's degree, W.P. Carey School of Business
Marina High School
HOM Real Estate Group August 2006 - Present
Fidelity National Title January 2006 - July 2006
Old Republic Title Company 2003 - 2006
Paine Webber December 1999 - 2003
Skills
Short Sales, Investment Properties, First Time Home Buyers, Real Estate, Sellers, Relocation, Luxury, REO, Investors, Residential Homes, Real Estate Transactions, Property
Education
Arizona State University 1996 — 1999
Bachelor's degree, W.P. Carey School of Business
Marina High School
Karl Birkenfeld's Paine Webber Experience February 1991 - April 1992
Job Investment Banker
Industry Financial Services
Experience
Independant Consultant May 2015 - Present
Paine Webber February 1991 - April 1992
Shearson Lehman January 1990 - February 1991
Skills
Venture Capital, Mergers, Private Equity, Investment Banking, IPO, Corporate Development, Capital Raising, Deal Sourcing, Recapitalizations, Investor Relations, Corporate Finance, Investments, Asset Management, Capital Markets, Due Diligence, Mergers, Valuation, Alternative Investments, Equities, Mergers & Acquisitions, Hedge Funds
Education
Brooklyn Law School 1981 — 1984
Doctor of Law (JD), Commercial Law
Webster University 1979 — 1981
Master of Arts (M.A.), Management and Hospital Administration
Syracuse University 1974 — 1977
BA, International Relations
Independant Consultant May 2015 - Present
Paine Webber February 1991 - April 1992
Shearson Lehman January 1990 - February 1991
Skills
Venture Capital, Mergers, Private Equity, Investment Banking, IPO, Corporate Development, Capital Raising, Deal Sourcing, Recapitalizations, Investor Relations, Corporate Finance, Investments, Asset Management, Capital Markets, Due Diligence, Mergers, Valuation, Alternative Investments, Equities, Mergers & Acquisitions, Hedge Funds
Education
Brooklyn Law School 1981 — 1984
Doctor of Law (JD), Commercial Law
Webster University 1979 — 1981
Master of Arts (M.A.), Management and Hospital Administration
Syracuse University 1974 — 1977
BA, International Relations
Louisa Andress's Paine Webber Experience January 1998 - April 2000
Job Contract Attorney
Industry Law Practice
Experience
Kelly Services 2007 - 2012
Business Intelligence Associates, Inc. (BIA) December 2008 - March 2010
Paine Webber January 1998 - April 2000
Robert W. Baird & Co. January 1995 - January 1998
Education
Brigham Young University
French
Calvin College
B.A., French
Michigan State University College of Law
J.D.
Kelly Services 2007 - 2012
Business Intelligence Associates, Inc. (BIA) December 2008 - March 2010
Paine Webber January 1998 - April 2000
Robert W. Baird & Co. January 1995 - January 1998
Education
Brigham Young University
French
Calvin College
B.A., French
Michigan State University College of Law
J.D.
Jim Weinstock's Paine Webber Experience September 1991 - September 1995
Job Senior Vice President
Industry Financial Services
Experience
Janney Montgomery Scott LLC June 2007 - Present
Merrill Lynch December 2005 - June 2007
Advest, Inc. September 1998 - December 2005
Alex. Brown & Sons September 1995 - September 1998
Paine Webber September 1991 - September 1995
Gruntal & Co. 1987 - 1988
Gruntal & Co. 1987 - 1988
Skills
Series 7, Asset Allocation, Mutual Funds, Investments, Portfolio Management, Investment Strategies, Alternative Investments, Securities, Fixed Income, Due Diligence, Retirement Planning, Wealth Management, Series 63, Investment Advisory, Retirement, Equities, Financial Advisory, Strategic Financial...
Education
Bennington College 1975 — 1978
Bachelor of Arts (BA), Politics Economics Video
White Plains High School
Janney Montgomery Scott LLC June 2007 - Present
Merrill Lynch December 2005 - June 2007
Advest, Inc. September 1998 - December 2005
Alex. Brown & Sons September 1995 - September 1998
Paine Webber September 1991 - September 1995
Gruntal & Co. 1987 - 1988
Gruntal & Co. 1987 - 1988
Skills
Series 7, Asset Allocation, Mutual Funds, Investments, Portfolio Management, Investment Strategies, Alternative Investments, Securities, Fixed Income, Due Diligence, Retirement Planning, Wealth Management, Series 63, Investment Advisory, Retirement, Equities, Financial Advisory, Strategic Financial...
Education
Bennington College 1975 — 1978
Bachelor of Arts (BA), Politics Economics Video
White Plains High School
Kevin Niethamer's Paine Webber Experience June 1988 - May 1989
Job Senior Executive Sales Consultant at GSK
Industry Pharmaceuticals
Experience
GlaxoSmithKline May 1989 - Present
Paine Webber June 1988 - May 1989
Fidelity Investments April 1986 - May 1988
Conquest Associates June 1985 - April 1986
United States Marine Corps June 1983 - August 1983
Skills
Selling Skills, Financial Analysis, Business, Cardiology, Pharmaceutical Sales, Neurology, Pharmaceutical Industry, Endocrinology, Managed Care, Oncology, Brokerage, Selling, Rheumatology, Gastroenterology, Sales Operations, Urology, Sales Presentations, Dermatology, Pulmonology, Allergy, Psychiatry, Hospital Sales, Sales Process, Sales Effectiveness, Product Launch, Leadership, Strategic Planning, Marketing, Healthcare, Sales
Education
Baylor University 1980 — 1985
B.S., Psychology
GlaxoSmithKline May 1989 - Present
Paine Webber June 1988 - May 1989
Fidelity Investments April 1986 - May 1988
Conquest Associates June 1985 - April 1986
United States Marine Corps June 1983 - August 1983
Skills
Selling Skills, Financial Analysis, Business, Cardiology, Pharmaceutical Sales, Neurology, Pharmaceutical Industry, Endocrinology, Managed Care, Oncology, Brokerage, Selling, Rheumatology, Gastroenterology, Sales Operations, Urology, Sales Presentations, Dermatology, Pulmonology, Allergy, Psychiatry, Hospital Sales, Sales Process, Sales Effectiveness, Product Launch, Leadership, Strategic Planning, Marketing, Healthcare, Sales
Education
Baylor University 1980 — 1985
B.S., Psychology
John Alban's Paine Webber Experience 1985 - 1988
Job COO at Swank Capital LLC
Industry Financial Services
Experience
Swank Capital LLC April 2010 - Present
Natural Gas Partners October 2007 - December 2009
Spinnerhawk Capital Management March 2005 - July 2007
Liberty Funds Group 2002 - 2004
PRAGMA, Inc. 1990 - 1998
Paine Webber 1985 - 1988
Education
The University of Texas at Austin 1988 — 1990
MBA, Finance
Bowdoin College 1981 — 1985
B.A.
Phillips Exeter Academy 1978 — 1981
Swank Capital LLC April 2010 - Present
Natural Gas Partners October 2007 - December 2009
Spinnerhawk Capital Management March 2005 - July 2007
Liberty Funds Group 2002 - 2004
PRAGMA, Inc. 1990 - 1998
Paine Webber 1985 - 1988
Education
The University of Texas at Austin 1988 — 1990
MBA, Finance
Bowdoin College 1981 — 1985
B.A.
Phillips Exeter Academy 1978 — 1981
Nicholas Inglima's Paine Webber Experience February 1999 - April 2000
Job VP, US Finance at Abbey National Treasury Services
Industry Banking
Experience
Abbey National Treasury Services March 2015 - Present
Depfa Bank September 2006 - January 2015
HVB April 2000 - September 2006
Paine Webber February 1999 - April 2000
Oppenheimer & Co. February 1997 - January 1999
Reliance Bank March 1993 - June 1997
Skills
Banking, Fixed Income, Derivatives, Capital Markets, Asset Management, Valuation, Finance, Financial Reporting, Risk Management, Investment Banking, Corporate Finance, Accounting, Financial Accounting, Financial Structuring, Structured Products, Portfolio Management, P&L Forecasting, P&L Analysis, P&L Management, Financial Analysis, B2B, Microsoft Office, Training, SAP, Business Objects, Summit, Atlas, Lotus Notes, Cognos, CODA Financials, Midas Plus, Product Control, Credit Derivatives, Bonds, Stocks, GIC, Head Office Reporting, Problem Solving, Balance Sheet Review, P&L review, SPV, Total Return Swaps, Money Market, Securities, Municipal Bonds, Impact Security System, Mark to Market, Loans, Middle Office
Education
Adelphi University 1994 — 1996
BBA, Accounting/Finance
Instituto Tecnico Commerciale, Palermo Italy 1986 — 1991
High School
Steele School 1979 — 1984
Abbey National Treasury Services March 2015 - Present
Depfa Bank September 2006 - January 2015
HVB April 2000 - September 2006
Paine Webber February 1999 - April 2000
Oppenheimer & Co. February 1997 - January 1999
Reliance Bank March 1993 - June 1997
Skills
Banking, Fixed Income, Derivatives, Capital Markets, Asset Management, Valuation, Finance, Financial Reporting, Risk Management, Investment Banking, Corporate Finance, Accounting, Financial Accounting, Financial Structuring, Structured Products, Portfolio Management, P&L Forecasting, P&L Analysis, P&L Management, Financial Analysis, B2B, Microsoft Office, Training, SAP, Business Objects, Summit, Atlas, Lotus Notes, Cognos, CODA Financials, Midas Plus, Product Control, Credit Derivatives, Bonds, Stocks, GIC, Head Office Reporting, Problem Solving, Balance Sheet Review, P&L review, SPV, Total Return Swaps, Money Market, Securities, Municipal Bonds, Impact Security System, Mark to Market, Loans, Middle Office
Education
Adelphi University 1994 — 1996
BBA, Accounting/Finance
Instituto Tecnico Commerciale, Palermo Italy 1986 — 1991
High School
Steele School 1979 — 1984
Lee Cheung's Paine Webber Experience July 1999 - July 2001
Job Marketing Tools and Analytics Manager at Invesco Ltd.
Industry Investment Management
Experience
Invesco Ltd. July 2010 - Present
Morgan Stanley Investment Management May 2006 - June 2010
UBS Wealth Management January 2006 - May 2006
UBS Wealth Management July 2001 - January 2006
Paine Webber July 1999 - July 2001
Skills
Series 7, Vendor Management, Series 63, Cantonese
Education
Brown University 1995 — 1999
BA, International Relations
Invesco Ltd. July 2010 - Present
Morgan Stanley Investment Management May 2006 - June 2010
UBS Wealth Management January 2006 - May 2006
UBS Wealth Management July 2001 - January 2006
Paine Webber July 1999 - July 2001
Skills
Series 7, Vendor Management, Series 63, Cantonese
Education
Brown University 1995 — 1999
BA, International Relations
Christi Norris's Paine Webber Experience June 1998 - July 1999
Job Principal at Eissler Elementary School District
Industry Education Management
Experience
Bakersfield City School District July 2015 - Present
Delano Union School District July 2013 - June 2015
Delano Union School District July 2012 - June 2013
Delano Union School District December 2007 - June 2012
Delano Union School District July 2001 - December 2007
Paine Webber June 1998 - July 1999
Skills
Curriculum Design, Curriculum Development, Higher Education, Educational Leadership, Staff Development, Research, Public Speaking, Tutoring, Classroom, Educational Technology, Teacher Training, Lesson Planning, Classroom Management, E-Learning, Teaching, Instructional Design, K-12, Elementary Education, Leadership Development
Education
Point Loma Nazarene University 2012 — 2015
Administrative Credential, Educational Leadership and Administration, General
California State University-Bakersfield 1999 — 2003
Master of Arts (M.A.), Elementary Education and Teaching, K-8
Cottey Collage 1977 — 1978
Fine/Studio Arts, General
Bakersfield High School 1973 — 1977
High School Degree
Bakersfield City School District July 2015 - Present
Delano Union School District July 2013 - June 2015
Delano Union School District July 2012 - June 2013
Delano Union School District December 2007 - June 2012
Delano Union School District July 2001 - December 2007
Paine Webber June 1998 - July 1999
Skills
Curriculum Design, Curriculum Development, Higher Education, Educational Leadership, Staff Development, Research, Public Speaking, Tutoring, Classroom, Educational Technology, Teacher Training, Lesson Planning, Classroom Management, E-Learning, Teaching, Instructional Design, K-12, Elementary Education, Leadership Development
Education
Point Loma Nazarene University 2012 — 2015
Administrative Credential, Educational Leadership and Administration, General
California State University-Bakersfield 1999 — 2003
Master of Arts (M.A.), Elementary Education and Teaching, K-8
Cottey Collage 1977 — 1978
Fine/Studio Arts, General
Bakersfield High School 1973 — 1977
High School Degree
David S. Ramirez's Paine Webber Experience January 1995 - July 2000
Job Senior Vice President at Merrill Lynch Wealth Management, CRPC®
Industry Financial Services
Experience
Merrill Lynch Wealth Management February 2011 - Present
UBS Wealth Management July 2000 - February 2011
Paine Webber January 1995 - July 2000
Kidder Peabody April 1992 - January 1995
Ramirez & Co. May 1988 - April 1992
Skills
Wealth Management, Portfolio Management, Estate Planning, Retirement Planning, Fixed Income, Alternative Investments, Asset Allocation, Series 7, Series 63, Mutual Funds, Bonds, Securities, Equities, Hedge Funds, Investment Strategies, ETFs, Investments
Education
Boston College 1984 — 1988
BA
Boston College - Carroll School of Management 1984 — 1988
BA
Don Bosco 1980 — 1984
Merrill Lynch Wealth Management February 2011 - Present
UBS Wealth Management July 2000 - February 2011
Paine Webber January 1995 - July 2000
Kidder Peabody April 1992 - January 1995
Ramirez & Co. May 1988 - April 1992
Skills
Wealth Management, Portfolio Management, Estate Planning, Retirement Planning, Fixed Income, Alternative Investments, Asset Allocation, Series 7, Series 63, Mutual Funds, Bonds, Securities, Equities, Hedge Funds, Investment Strategies, ETFs, Investments
Education
Boston College 1984 — 1988
BA
Boston College - Carroll School of Management 1984 — 1988
BA
Don Bosco 1980 — 1984
Owen Johnson's Paine Webber Experience 1983 - 1988
Job
Industry Financial Services
Experience
Owen Johnson LLC April 2012 - Present
The PrinceRidge Group October 2011 - March 2012
New England Financial 2008 - 2010
The Riderwood Group 2007 - 2008
Spear Leeds & Kellogg 2003 - 2005
JP Morgan Chase 1991 - 2003
Paine Webber 1983 - 1988
ABC Television 1979 - 1983
Skills
Series 7, Capital Markets, Securities, Bonds, Fixed Income, Financial Planning, Series 63, Insurance, Investment Advisory, Bloomberg, Equities, Investments, Trading, Asset Allocation, Alternative Investments, Asset Management, Hedge Funds
Education
American University
BS, Finance & Marketing
University of South Carolina-Columbia
Owen Johnson LLC April 2012 - Present
The PrinceRidge Group October 2011 - March 2012
New England Financial 2008 - 2010
The Riderwood Group 2007 - 2008
Spear Leeds & Kellogg 2003 - 2005
JP Morgan Chase 1991 - 2003
Paine Webber 1983 - 1988
ABC Television 1979 - 1983
Skills
Series 7, Capital Markets, Securities, Bonds, Fixed Income, Financial Planning, Series 63, Insurance, Investment Advisory, Bloomberg, Equities, Investments, Trading, Asset Allocation, Alternative Investments, Asset Management, Hedge Funds
Education
American University
BS, Finance & Marketing
University of South Carolina-Columbia
Brian Phelan's Paine Webber Experience 1981 - 2000
Job Managing Director at Julex Capital Management
Industry Financial Services
Experience
Julex Capital Management October 2012 - Present
MacBride Partners September 2010 - March 2012
Taurus Investment Holdings 2009 - 2011
Jefferies & Company 2007 - 2007
Deutsche Bank 2000 - 2006
Paine Webber 1981 - 2000
Skills
Alternative Investments, Hedge Funds, Fixed Income, Equities, Marketing, Asset Management, ETFs, Management, Investment Management, Asset Allocation, Portfolio Management, Series 7, Investment Strategies, Capital Markets, Investments, Financial Services, Mutual Funds
Education
Boston College 1971 — 1975
BS, Marketing
Cranwell School 1969 — 1971
Julex Capital Management October 2012 - Present
MacBride Partners September 2010 - March 2012
Taurus Investment Holdings 2009 - 2011
Jefferies & Company 2007 - 2007
Deutsche Bank 2000 - 2006
Paine Webber 1981 - 2000
Skills
Alternative Investments, Hedge Funds, Fixed Income, Equities, Marketing, Asset Management, ETFs, Management, Investment Management, Asset Allocation, Portfolio Management, Series 7, Investment Strategies, Capital Markets, Investments, Financial Services, Mutual Funds
Education
Boston College 1971 — 1975
BS, Marketing
Cranwell School 1969 — 1971
Evan Raichek's Paine Webber Experience March 1995 - November 1999
Job Vice President, Global Technology at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase June 2004 - Present
JP Morgan Chase November 1999 - June 2004
IBM August 1983 - December 1999
Paine Webber March 1995 - November 1999
IBM January 1991 - March 1994
IBM January 1990 - December 1992
Education
University of Pennsylvania 1981 — 1983
MSE, Computer Science
Wharton 1981 — 1983
MBA, Management
Binghamton University 1977 — 1981
1980, Mathematics
JPMorgan Chase June 2004 - Present
JP Morgan Chase November 1999 - June 2004
IBM August 1983 - December 1999
Paine Webber March 1995 - November 1999
IBM January 1991 - March 1994
IBM January 1990 - December 1992
Education
University of Pennsylvania 1981 — 1983
MSE, Computer Science
Wharton 1981 — 1983
MBA, Management
Binghamton University 1977 — 1981
1980, Mathematics
Jeff Ingram, CPA's Paine Webber Experience November 1985 - May 1987
Job Consultant Accounting, Finance, and Tax
Industry Accounting
Experience
J. Ingram & Company, CPAs, A Professional Corporation October 2014 - Present
Calaveras Lumber Company, Inc December 2004 - November 2011
Ingram’s Music May 1999 - November 2011
Warmerdam CPA Group January 2003 - December 2004
Arco Products Company April 1996 - January 1998
Arco Products Company January 1991 - March 1996
A. G. Edwards & Sons June 1987 - December 1989
Paine Webber November 1985 - May 1987
J. Ingram Bookkeeping & Tax Service September 1977 - November 1984
Skills
Financial Reporting, Tax, Accounting, Financial Analysis, Finance, Accounts Payable, Financial Accounting, Auditing
Education
California State University Stanislaus 1999 — 2001
Bachelor's degree, Business/Accounting, Magna Cum Laude
J. Ingram & Company, CPAs, A Professional Corporation October 2014 - Present
Calaveras Lumber Company, Inc December 2004 - November 2011
Ingram’s Music May 1999 - November 2011
Warmerdam CPA Group January 2003 - December 2004
Arco Products Company April 1996 - January 1998
Arco Products Company January 1991 - March 1996
A. G. Edwards & Sons June 1987 - December 1989
Paine Webber November 1985 - May 1987
J. Ingram Bookkeeping & Tax Service September 1977 - November 1984
Skills
Financial Reporting, Tax, Accounting, Financial Analysis, Finance, Accounts Payable, Financial Accounting, Auditing
Education
California State University Stanislaus 1999 — 2001
Bachelor's degree, Business/Accounting, Magna Cum Laude
Steven Shachat's Paine Webber Experience June 1985 - June 1988
Job Managing Director/Senior Portfolio Manager at Alpine Mutual Funds
Industry Investment Management
Experience
Alpine Mutual Funds March 2002 - Present
Evergreen Mutual Funds July 1988 - November 2001
Paine Webber June 1985 - June 1988
Skills
Portfolio Management, Fixed Income, Bonds, Mutual Funds, Asset Management, Investments, Alternative Investments
Education
Boston University 1979 — 1983
Bachelor of Science (BS), Business Administration and Management, General
Alpine Mutual Funds March 2002 - Present
Evergreen Mutual Funds July 1988 - November 2001
Paine Webber June 1985 - June 1988
Skills
Portfolio Management, Fixed Income, Bonds, Mutual Funds, Asset Management, Investments, Alternative Investments
Education
Boston University 1979 — 1983
Bachelor of Science (BS), Business Administration and Management, General
Richard Whittaker's Paine Webber Experience February 1999 - April 2001
Job Director of Accounting Temporary at ASPCA
Industry Accounting
Experience
ASPCA May 2013 - Present
Independent Contractor July 2012 - October 2012
New York Road Runners July 2007 - May 2012
ORION Clinical Services October 2004 - March 2007
Hylan Group, Inc. November 2001 - October 2004
Paine Webber February 1999 - April 2001
Eurobrokers May 1996 - February 1999
Fab-Con Machinery Development Corporation April 1993 - December 1995
Skills
Accounting, Account Reconciliation, Variance Analysis, Accounts Receivable, Financial Reporting, Accounts Payable, Payroll, Finance, Auditing, Budgets, Internal Audit, Tax, Corporate Finance, Financial Analysis, Financial Statements
Education
State University of New York College at Old Westbury 1992 — 1995
BS, Accounting
State University of New York at Binghamton 1983 — 1989
BA, Psychology
ASPCA May 2013 - Present
Independent Contractor July 2012 - October 2012
New York Road Runners July 2007 - May 2012
ORION Clinical Services October 2004 - March 2007
Hylan Group, Inc. November 2001 - October 2004
Paine Webber February 1999 - April 2001
Eurobrokers May 1996 - February 1999
Fab-Con Machinery Development Corporation April 1993 - December 1995
Skills
Accounting, Account Reconciliation, Variance Analysis, Accounts Receivable, Financial Reporting, Accounts Payable, Payroll, Finance, Auditing, Budgets, Internal Audit, Tax, Corporate Finance, Financial Analysis, Financial Statements
Education
State University of New York College at Old Westbury 1992 — 1995
BS, Accounting
State University of New York at Binghamton 1983 — 1989
BA, Psychology
Randy Odom's Paine Webber Experience June 1987 - May 1993
Job Financial Advisor, First Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC. May 2008 - Present
Morgan Stanley May 1993 - May 2008
Paine Webber June 1987 - May 1993
Skills
Retirement Planning, Portfolio Management
Education
Baylor University 1980 — 1986
BBA, Finance, Accounting
Wells Fargo Advisors, LLC. May 2008 - Present
Morgan Stanley May 1993 - May 2008
Paine Webber June 1987 - May 1993
Skills
Retirement Planning, Portfolio Management
Education
Baylor University 1980 — 1986
BBA, Finance, Accounting
Drew Armao's Paine Webber Experience May 1988 - August 1993
Job Senior Vice President at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. October 2002 - Present
Piper Jaffray August 1993 - October 2002
Paine Webber May 1988 - August 1993
American Express December 1986 - May 1988
Skills
Wealth Management, Portfolio Management, Retirement Planning, Investment Banking, Investments, Finance, Management, Series 7, Asset Allocation, Mutual Funds, Series 63, Series 66, Financial Modeling, Financial Planning
Education
Arizona State University, W. P. Carey School of Business 1981 — 1986
B.S., Finance
Robert W. Baird & Co. October 2002 - Present
Piper Jaffray August 1993 - October 2002
Paine Webber May 1988 - August 1993
American Express December 1986 - May 1988
Skills
Wealth Management, Portfolio Management, Retirement Planning, Investment Banking, Investments, Finance, Management, Series 7, Asset Allocation, Mutual Funds, Series 63, Series 66, Financial Modeling, Financial Planning
Education
Arizona State University, W. P. Carey School of Business 1981 — 1986
B.S., Finance
Mary Jo Dazzo's Paine Webber Experience 1995 - 2000
Job Independent Consultant at M. Dazzo Consulting, LLC
Industry Information Technology and Services
Experience
M. Dazzo Consulting, LLC September 2012 - Present
Westfield Area Y 2003 - Present
The Education Fund of Westfield, Inc. 2003 - Present
CompuChild, Inc. December 2011 - June 2013
Paine Webber 1995 - 2000
Kidder Peabody 1987 - 1995
Skills
Fixed Income, Capital Markets, Business Analysis, Investments, Trading, SDLC, Trading Systems, Portfolio Management, Risk Management, Equity Trading, Financial Services, Project Management
Education
Seton Hall University 1989 — 1992
MBA, Finance
State University of New York at Binghamton 1982 — 1986
BS, Mathematics and Computer Science
M. Dazzo Consulting, LLC September 2012 - Present
Westfield Area Y 2003 - Present
The Education Fund of Westfield, Inc. 2003 - Present
CompuChild, Inc. December 2011 - June 2013
Paine Webber 1995 - 2000
Kidder Peabody 1987 - 1995
Skills
Fixed Income, Capital Markets, Business Analysis, Investments, Trading, SDLC, Trading Systems, Portfolio Management, Risk Management, Equity Trading, Financial Services, Project Management
Education
Seton Hall University 1989 — 1992
MBA, Finance
State University of New York at Binghamton 1982 — 1986
BS, Mathematics and Computer Science
Mary Ann Duca's Paine Webber Experience 1998 - 2000
Job Construction Loan Officer at Scotiabank
Industry Banking
Experience
Scotiabank September 2003 - March 2012
Paine Webber 1998 - 2000
PNC 1992 - 1998
Education
Arizona State University
Bachelor of Business Administration (B.B.A.), Fiance
Scotiabank September 2003 - March 2012
Paine Webber 1998 - 2000
PNC 1992 - 1998
Education
Arizona State University
Bachelor of Business Administration (B.B.A.), Fiance
Paula Weisbuch's Paine Webber Experience September 1985 - November 1998
Job CFP VP at JH Darbie & Co,
Industry Financial Services
Experience
JH Darbie & Co, October 2005 - Present
Paine Webber September 1985 - November 1998
Thomson Mckinnon 1975 - August 1985
Education
Adelphi University 1973 — 1975
CFP
University of Miami 1956 — 1960
BA, Liberal Arts
JH Darbie & Co, October 2005 - Present
Paine Webber September 1985 - November 1998
Thomson Mckinnon 1975 - August 1985
Education
Adelphi University 1973 — 1975
CFP
University of Miami 1956 — 1960
BA, Liberal Arts
Nadean Smith's Paine Webber Experience 1987 - 1990
Job Tax Preparer at H&R Block
Industry Consumer Services
Experience
H&R Block January 2015 - Present
Self-employed 1995 - Present
Hair Club for Men January 1990 - 1995
Paine Webber 1987 - 1990
Skills
Marketing Strategy, Entrepreneurship, Small Business, Loans, New Business Development, Coaching
Education
Anne Arundel Community College
BUSINESS LAW
H&R Block January 2015 - Present
Self-employed 1995 - Present
Hair Club for Men January 1990 - 1995
Paine Webber 1987 - 1990
Skills
Marketing Strategy, Entrepreneurship, Small Business, Loans, New Business Development, Coaching
Education
Anne Arundel Community College
BUSINESS LAW
lance bundles's Paine Webber Experience January 1993 - September 1997
Job Investment Advisor
Industry Financial Services
Experience
Lance L Bundles & Associates January 2010 - Present
MBC Group May 2009 - December 2009
Eli Lilly Federal Credit Union January 1997 - January 2009
Paine Webber January 1993 - September 1997
Smith Barney January 1984 - January 1993
Skills
Investment Advisory, Investment Management, Real Estate Transactions, Life Insurance, Public Speaking, Financial Literacy..., Retirement Planning, Securities, Estate Planning, Management
Education
Babson College 1973 — 1976
BS, Finance, General
Lance L Bundles & Associates January 2010 - Present
MBC Group May 2009 - December 2009
Eli Lilly Federal Credit Union January 1997 - January 2009
Paine Webber January 1993 - September 1997
Smith Barney January 1984 - January 1993
Skills
Investment Advisory, Investment Management, Real Estate Transactions, Life Insurance, Public Speaking, Financial Literacy..., Retirement Planning, Securities, Estate Planning, Management
Education
Babson College 1973 — 1976
BS, Finance, General
Hareesh Paranjape's Paine Webber Experience 1996 - 1997
Job Chief Risk Officer at Fore Research & Management, LP
Industry Investment Management
Experience
Fore Research & Management, LP February 2003 - Present
Toronto Dominion Securities April 1997 - February 2003
Paine Webber 1996 - 1997
Merrill Lynch 1991 - 1996
Price Waterhouse, Pune 1984 - 1987
Skills
Capital Markets, Hedge Funds
Education
Baruch College 1989 — 1991
Master of Business Administration (MBA), Finance
BMCC Pune, India 1981 — 1984
Bachelor's degree, Business/Commerce, General
Fore Research & Management, LP February 2003 - Present
Toronto Dominion Securities April 1997 - February 2003
Paine Webber 1996 - 1997
Merrill Lynch 1991 - 1996
Price Waterhouse, Pune 1984 - 1987
Skills
Capital Markets, Hedge Funds
Education
Baruch College 1989 — 1991
Master of Business Administration (MBA), Finance
BMCC Pune, India 1981 — 1984
Bachelor's degree, Business/Commerce, General
Jerry Alvarez's Paine Webber Experience 1995 - 1997
Job Owner at Midland Market
Industry
Experience
NCR 2008 - Present
Midland Market 2004 - Present
Rite Aid 2002 - 2005
Micron Technology 2000 - 2002
Paine Webber 1995 - 1997
Education
CCSN 2001 — 2002
Associate's Degree, Computer and Information Sciences, General
Bergen Community College 1995 — 1997
Paramus High School
NCR 2008 - Present
Midland Market 2004 - Present
Rite Aid 2002 - 2005
Micron Technology 2000 - 2002
Paine Webber 1995 - 1997
Education
CCSN 2001 — 2002
Associate's Degree, Computer and Information Sciences, General
Bergen Community College 1995 — 1997
Paramus High School
Albert Sampson's Paine Webber Experience September 1989 - June 1994
Job Associate Vice PresidentInvestment Officer at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors November 2011 - Present
Morgan Stanley Private Wealth Management July 1994 - November 2011
Paine Webber September 1989 - June 1994
Drexel Burnham & Lambert February 1985 - January 1989
Skills
Wealth Management, Financial Analysis, Asset Allocation, Retirement Planning &..., Alternative Investments, Education Funding, Multi-generational...
Education
Boston College 1979 — 1983
Bachelor of Arts (B.A.), Economics
Wells Fargo Advisors November 2011 - Present
Morgan Stanley Private Wealth Management July 1994 - November 2011
Paine Webber September 1989 - June 1994
Drexel Burnham & Lambert February 1985 - January 1989
Skills
Wealth Management, Financial Analysis, Asset Allocation, Retirement Planning &..., Alternative Investments, Education Funding, Multi-generational...
Education
Boston College 1979 — 1983
Bachelor of Arts (B.A.), Economics
Salomon Brothers
Salomon Smith Barney
PaineWebber
Drexel Burnham Lambert
Salomon Brothers Inc.
Paine Webber, Inc
Soloman Smith Barney
Solomon Brothers