Associated Securities Corp.
Industry: Company
DescriptionHeadquarters: Boston, MA Founded: 1982 Parent organization: LPL Financial Holdings Inc
Associated Securities Corp. List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Associated Securities Corp.. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Associated Securities Corp. Salaries. You can even request information on how much does Associated Securities Corp. pay if you want to. Learn about salaries, pros and cons of working for Associated Securities Corp. directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
40 Associated Securities Corp. employees in database. Find out everything there's to know about Associated Securities Corp. employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Associated Securities Corp. Employees
Self-employed 2009 - Present
Associated Securities Corp. 2002 - 2009
Associated Securities Corp. 1999 - 2002
Education
City University of New York-Baruch College
Bachelor of Business Administration (BBA), Management Science, Minor Accounting
Advanced Planning Solutions, Inc. January 2000 - Present
Associated Securities Corp January 2000 - March 2008
Remp and Gragg Financial September 1978 - January 2000
Skills
Estate Planning, Wealth Management, Investment Advisory, Succession Planning, Retirement Planning, Insurance, Investments, Series 7, Qualified Retirement..., 401k Rollovers, IRAs, Strategic Financial..., Asset Managment, Separately Managed..., Wealth Accumulation, 401k, Variable Annuities
Education
University of California, Santa Barbara 1974 — 1978
BA, Sociology
Cetera Financial Group September 2010 - Present
Associated Securities Corp 2008 - 2009
ING January 2001 - October 2007
Starview Adolescent Center 1996 - 1999
Skills
Investments, Customer Service, Outlook, Data Entry, Microsoft Excel, Microsoft Office, Microsoft Word, Event Planning, PowerPoint, Research, Leadership, Coaching, Editing, Windows, Teaching, Series 63, Invoicing, Asset Allocation, Human Resources, Public Relations, Wealth Management, Administrative..., Fixed Annuities, Retirement Planning, Public Speaking, Project Management, Data Analysis, Social Media, Event Management, Training, Social Networking, Access, Financial Services, Administrative...
Education
Colorado Technical University 2010 — 2012
Bachelor of Science (BS), Business Adminstration-Human Resources
El Camino College 1994 — 2009
Bachelor of Science (B.S.), Business Administration and Human Resources
JMB Wealth Management, Inc. / National Planning Corporation 2006 - Present
USI Insurance Services April 2004 - December 2006
Dodge, Warren & Peters Insurance Services 1996 - 2004
Associated Securities Corp. June 1993 - June 1996
Merrill Lynch June 1987 - June 1993
Skills
401k, Retirement Planning, Investments, Retirement, Defined Benefit, ERISA, Fiduciary Management, Wealth Management, Executive Pay, Series 6, Valuation, Disability Insurance, Profit Sharing, Series 7, Series 24, Series 65, Financial Services, Finance, Insurance, Management, Mutual Funds, Series 63, Employee Benefits, Strategic Planning, Financial Planning
Education
Saint John's University - Peter J. Tobin College of Business 1983 — 1987
Bachlor of Science, Marketing
Geneos Wealth Management, November 2006 - Present
Silversage Advisors March 2002 - Present
Associated Securities Corp May 1993 - October 2006
California One Investments July 1989 - April 1993
GFC Securities February 1987 - June 1989
Skills
Strategic Financial..., Retirement Planning, Wealth Management, Investments, Investment Advisory, Asset Allocation, Estate Planning, Retirement, 401k, Securities, Investment Strategies, Mutual Funds, Investment Management, Asset Management, Small Business, IRAs, Financial Advisory, Series 7, Series 63, Alternative Investments, Series 24, Wealth Management..., Portfolio Management, Fixed Annuities, Equities, Wealth, Loans, Mortgage Lending, Insurance
Education
University of California, Irvine 1998 — 2000
Financial Planning
University of California, Los Angeles 1980 — 1985
Bachelor of Arts (BA), History
GBS Insurance and Financial Services, Inc. January 2014 - Present
Total Financial & Insurance Services June 2011 - January 2014
Marsh March 2001 - 2011
Associated Securities Corp 1999 - 2001
Philips Media 1990 - 1996
Compu-Quote Software 1987 - 1990
Skills
Wealth Transfer Planning, Estate Compression..., Secondary Life Market..., Risk Management, Wealth Management, Financial Planning, Estate Planning, Succession Planning, Strategic Financial..., Financial Risk, Financial Planners, Pensions, Health Insurance, Retirement, Series 6, Brokers, Life Insurance, Financial Services, Series 7, Investments, Retirement Planning, Finance, Investment Strategies, Disability Insurance, Fixed Annuities, Long-term Care, Underwriting, Wealth, Portfolio Management, Asset Managment, Employee Benefits, Insurance, Financial Advisory, Securities, Asset Allocation, Mutual Funds, Equities, Wealth Management..., High Net Worth..., Term Life Insurance, Investment Advisory, Critical Illness, Series 63, Alternative Investments
Education
California State University-Northridge 1985 — 1989
B.A., Psychology/Ergonomics
University of California, Los Angeles 1982 — 1984
Bachelor's degree, Psychology
John Burroughs School 1977 — 1979
Frost & Sullivan June 2013 - Present
Securitas Security Services July 2007 - May 2013
Associated Securities Corp March 2001 - October 2006
Skills
Network Security, Network Administration, Security, Cisco Technologies, Network Design
Education
California State University-Fullerton 1994 — 1999
Bachelors, Computer Science
St Patricks High School
Annexus February 2015 - Present
AIG 2007 - February 2015
Associated Securities Corp. 2006 - 2007
Farmers Financial Solutions, LLC 2003 - 2006
A.G. Edwards & Sons, Inc. 2001 - 2003
J.D. Power & Associates 2000 - 2001
Skills
Insurance, Product Marketing, Email Marketing, Marketing Strategy, Series 7, Retirement Planning, Fixed Annuities, Mutual Funds, Marketing, Financial Services, Management, Sales, Corporate Events, Finance, Strategic Leadership, Series 63, Strategy, Strategic Planning, Online Marketing, Leadership, CRM, Marketing Communications, Marketing Research, New Business Development, Direct Marketing, Life Insurance, Strategic Partnerships, Customer Service, Online Advertising, Digital Marketing, Market Research, Business Development, Product Management, Lead Generation, Sales Operations, Competitive Analysis, 401k, Analytics, Advertising, Financial Planning, Social Media, Retirement, Investments, Sales Management
Education
California State University-Northridge 1996 — 2000
BA
Pacific Edison January 2008 - December 2012
Credit Suisse 2004 - 2006
Associated Securities Corp. 1996 - 2004
T. Rowe Price 1992 - 1996
T Rowe Price Associates 1992 - 1996
Education
California State Polytechnic University-Pomona 1988 — 1992
BS, Finance, Real Estate and Law
Willbros T&D Services October 2011 - Present
Associated Securities Corp. November 2006 - September 2009
HR Staffing, Inc. August 2006 - November 2006
Babies R Us July 2005 - March 2006
PetSmart April 2005 - July 2005
Sears September 2003 - June 2004
Skills
Photoshop, Graphic Design, Marketing Events, Corporate Events, Spanish Translator, Marketing, Microsoft Excel, Microsoft Word, Time Management, Sales, Budgets, Social Media, Customer Service, Outlook, Human Resources, Training, PowerPoint, Supervisory Skills
Education
ICDC College 2005 — 2006
Medical Assistant, Medical
California State University-Long Beach 2004 — 2005
Leuzinger High School 2001 — 2004
High School Diploma
NPB Financial Group LLC August 2006 - Present
NPB Financial Group LLC August 2006 - Present
Associated Securities Corp. September 1995 - August 2006
Associated Planners Investment Advisory September 1995 - August 2006
Associated Securities Corp. August 1988 - September 1995
Skills
Series 7, Series 24, Series 63, Series 65, Portfolio Management, Investment Advisory, Stocks, Bonds, Mutual Funds, ETFs, Retirement Planning, Securities, Financial Advisory, Investment Management, Finance, Investments
Education
East Carolina University - College of Business 1966 — 1970
B.S., Business Administration
Financial Pointe June 2005 - Present
NEXT Financial Group, Inc. June 2005 - May 2011
Associated Securities Corp June 2001 - June 2005
Prudential Financial January 1995 - June 2001
Skills
Investments, Securities, Retirement Planning, Financial Advisory, Retirement, Wealth Management, Strategic Financial..., Mutual Funds, FINRA, Finance, Series 7, Business Planning, Wealth Accumulation, Risk Management
Education
California State University-Los Angeles 1989 — 1994
International Business
TRAU
Certified 401(k) Professional
College for Financial Planning
CMFC
LPL Financial September 2009 - Present
Associated Securities Corp. January 1985 - September 2009
Skills
Retirement Planning
Education
Indiana University - Kelley School of Business 1969 — 1972
MBA, Management
Muskingum University 1965 — 1969
BA, German
University of Munich 1967 — 1968
German
AIG Advisor Group May 2014 - Present
Cetera Financial Group February 2011 - May 2014
LPL Financial September 2009 - February 2011
Associated Securities Corp October 2008 - September 2009
THE Financial Services NETWORK January 2006 - October 2008
AIG Advisor Group 2002 - 2005
Skills
Series 7, Management Consulting, Series 63, Mutual Funds, Wealth Management, Securities, Investment Advisory, Investments, Series 24, Retirement Planning, Asset Managment, Asset Allocation, Alternative Investments, Strategic Financial..., Retirement
Education
St. John Fisher College
MBA, Finance
St. John Fisher College
B.S., Management
MullinTBG October 2012 - Present
MullinTBG February 2012 - October 2012
MullinTBG February 2008 - February 2012
MullinTBG February 2006 - February 2008
Associated Securities Corp. July 2003 - January 2006
Skills
Insurance, Employee Benefits, Investments, Disability Insurance, Deferred Compensation, Underwriting
Education
University of California, San Diego 1997 — 2001
B.S Management Science, Economics
Silversage Advisors June 2002 - Present
Financial Planning Association of Orange County January 2014 - Present
Geneos Wealth Management November 2006 - Present
Associated Securities Corp. September 2000 - November 2006
Claremont Financial Group March 2000 - June 2002
Trust Company of America August 1995 - June 2000
Skills
Wealth Management, CFP®, Investment Advisory, Retirement Planning, Financial Planners, Estate Planning, Asset Allocation, Investments, Insurance, Tax, Asset Managment, Project Planning, Research, Management, Financial Analysis, Portfolio Management, Strategic Financial..., Loans, 401k, Employee Benefits
Education
University of California, Irvine 2005 — 2007
Financial Planning
California State Polytechnic University-Pomona 2000 — 2002
Bachelor of Science, Finance, Real Estate and Law
NPB Financial Group, LLC August 2005 - Present
Associated Securities Corp. March 1985 - December 2004
Education
Loyola Law School, Los Angeles 1986 — 1991
JD, Law
University of California, Los Angeles 1973 — 1976
Bachelor of Arts (B.A.), Economics
Cetera Advisors Network LLC, Member SIPC January 2008 - Present
Hall & North Financial Group, LLC. November 2007 - Present
Associated Planners Investment Advisory, Inc 1996 - 2008
Associated Securities Corp. 1996 - 2008
Skills
Investment Advisory, Wealth Management, Strategic Financial..., Securities, Financial Advisory, Retirement Planning, Series 7, IRAs, Uniform Combined State..., Series 63, Retirement, Investment Management, Investments, Estate Planning, Financial Planners, Investment Strategies, Portfolio Management, Asset Allocation, Asset Managment, Mutual Funds
Education
College for Financial Planning
Financial Planning
University of Nebraska
BSBA, Accounting/Finance
Spectrum Wealth Management September 2014 - Present
LPL Financial September 2009 - August 2014
Associated Securities Corp. June 2004 - September 2009
Mass Mutual January 2000 - June 2004
Northwestern Mutual May 1996 - January 2000
Skills
Investments, Insurance, Financial Planning, Alternative Investments, Retirement Plan..., Retirement Income..., Tactical Asset..., Comprehensive Wealth..., Wealth Preservation..., Asset Allocation, Investment Strategies, Securities, Portfolio Management, Financial Services, Finance, Retirement Planning, Series 7, Wealth Management, Investment Advisory, 401k, Mutual Funds, Fixed Annuities, IRAs, Financial Advisory, Estate Planning, 401k Rollovers, ETFs, Asset Management, Life Insurance, Investment Management, Disability Insurance, Financial Planners, Long Term Care Insurance, Series 24, Term Life Insurance, Equities, Pensions, Separately Managed..., Fixed Income, Qualified Retirement..., Hedge Funds, Financial Analysis, Employee Benefits, Wealth Accumulation, Health Insurance, Financial Markets, Universal Life, Bonds, Whole Life, Risk Management
Education
The American College 2003 — 2012
ChFC, Chartered Financial Consultant
The American College 1998 — 2003
CLU, Chartered Life Underwriter
Loyola Marymount University 1992 — 1996
Business Administration, Marketing & Finance
Servite 1988 — 1992
D.A. Davidson & Co. January 2003 - Present
Associated Securities Corp. May 2002 - December 2002
JP Morgan September 1995 - June 1998
Horwath Clark Whitehill May 1989 - September 1995
Skills
Series 7, Series 24, Series 87, Series 63, General Securities..., Supervisory Experience, Copy Editing, General Securities...
Education
University of Oregon - Charles H. Lundquist College of Business 1999 — 2002
Bachelor's Degree, Finance
Total Financial Resource Group, Inc. June 2000 - Present
Total Financial Resource Advisory, Inc. June 2001 - Present
Total Financial Resource Insurance Associates, Inc. June 2000 - Present
First Allied Securities, Inc. December 2007 - Present
Associated Securities Corp June 2001 - December 2007
Alliance Advisory & Securities, Inc June 2000 - June 2001
Cigna Financial Advisors August 1993 - June 2000
Skills
Comprehensive Wealth..., Estate Tax Reduction..., Business..., Retirement Planning, Investment Management, Insurance & Risk..., Charitable Gift Planning, Financial Planners, Financial Services, Portfolio Management, Life Insurance, Disability Insurance, Long-term Care, 401k Rollovers, IRAs, Mergers & Acquisitions, Estate Planning, Investment Strategies, Alternative Investments
Education
University of California, Los Angeles 1983 — 1989
BA, Economics
A.S. Health Insurance February 2015 - Present
Lake Washington School District July 2013 - January 2015
Eastside Center for Family/Eastside Addiction Professionals July 2011 - July 2013
Washington Hand Therapy February 2011 - June 2011
SCIOinspire Corp October 2010 - January 2011
Brad Thompson Company May 2009 - April 2010
The Indian Epicurean March 2007 - February 2010
Associated Securities Corp September 2004 - April 2005
Smith Barney August 2003 - July 2004
Skills
Event Management, Event Planning, Events, Medical Billing, Email Marketing, HIPAA, Healthcare Management, CRM, Training, Software Documentation, Nonprofits, Social Media, Community Organizing, Project Management, Marketing, Sales, Strategic Planning, Program Management, Healthcare, Consulting, Leadership, Customer Service, Medicare Part D, Medicare Supplements, Medicare Advantage, Medicare Prescription...
Education
California State University-Long Beach 2000 — 2003
Bachelor of Science, Business Administration GPA 4.0
El Camino College 1998 — 2000
AA, Business
Vidya Mandir
LPL Financial September 2009 - Present
Associated Securities Corp. September 2004 - September 2009
The Pennysaver, Harte Hanks Shoppers November 2003 - May 2004
The Argonaut Newspaper October 2002 - October 2003
Creative Planet Inc. January 1999 - May 2000
A.D.2, Inc. September 1997 - 1999
Animation Magazine & World Animation Celebration 1996 - 1997
Animation World Network (AWN) 1995 - 1996
InSync Media/Alan Lithograph 1992 - 1995
IBM-New York Wall Street Branch 1988 - 1992
Skills
Customer Retention, Mobile Marketing, Marketing Research, Public Relations, Website Development, Website Promotion, Social Media Marketing, Social Media, Office Management, Marketing Communications, Brand Implementation, Brochure Production, Customer Engagement, New Business Development, Marketing, Advertising, Press Releases, Marketing Strategy, Customer Service, Data Mining, Copywriting, Sales, Strategy, Leadership, Budgets, Small Business, Direct Marketing, Email Marketing, Publicity, Social Networking, Online Marketing, Integrated Marketing, Brand Development, Facebook, Content Strategy, Online Advertising, Digital Marketing, Lead Generation, Entertainment, Journalism, Blogging
Education
UCLA Extension- Writers' Program 2009 — 2013
City University of New York-Brooklyn College 1982 — 1988
BA in Public Communications, Minor in Broadcast Media
Cambridge Investment Research March 2010 - Present
Playmor Bernardo Home Owners Association 2007 - May 2011
Associated Securities Corp. December 2005 - March 2009
AIG Financial Advisors 1994 - 2005
Education
University of Phoenix
B.S. Business Administration
Allen Financial Services/Williams Financial Group August 2009 - Present
Associated Securities Corp September 2004 - August 2009
Skills
Strategic Financial..., Estate Planning, Retirement Planning, Investments, Financial Advisory, Series 7, Investment Advisory, Private Placements, Oil/Gas, Variable Annuities, Charitable Gift Planning, Retirement Plan..., Alternative Investments, Investment Strategies, Finance, Wealth Management...
Education
Arizona State University 1996 — 2000
English Literature
Northern Arizona University 1995 — 1995
River Front Parkway July 1991 - Present
Knox Capital Group LLC September 2008 - January 2009
Associated Securities Corp. March 2001 - August 2008
Progressive Planning Inc. January 2001 - August 2008
Associated Securities Corp/LPL Financial 2001 - 2008
Skills
Securities, Retirement Planning, Investments, Strategic Financial..., Mutual Funds, Insurance, Series 7, Estate Planning, Financial Analysis, Portfolio Management, Credit, Risk Management
Education
University of Utah S.J. Quinney College of Law 1980 — 1985
JD, Law
University of Utah - David Eccles School of Business 1981 — 1984
MBA, Business Management, Marketing
University of Utah 1976 — 1980
BS, Psychology, Pre-Med
Brigham Young University 1972 — 1973
Communications, Journalism
Keller Williams Realty Lake Travis October 2006 - Present
RealtorTLC October 2006 - Present
Austin Atlantic June 2005 - September 2007
Associated Securities Corp. August 2004 - June 2005
Village Bank February 2004 - August 2004
ProTrader/Instinet Corporation February 2001 - February 2004
Skills
Certified Negotation..., Texas Real Estate..., First Time Home Buyers, Listing Homes, Multiple Listing Service, Residential Homes, New Home Sales, Single Family Homes, Real Estate Transactions, Seller Representation, Marketing, Comparative Market..., Contract Management, Contract Negotiation, Selling Skills, Self-driven, Operations Management, Relationship Marketing, Investor Relations, Client Representation, Sellers, Foreclosures, Investors, Real Estate, Investment Properties, Referrals, Buyers, Sales, Relocation, Selling, REO, Short Sales, Buyer Representation, Condos, Brokerage, Real Estate Development, Listings, Luxury, Real Property, Negotiation, Resellers, Townhomes, Commercial Real Estate, Loans, FHA, Investments, Property Management, Real Estate Marketing, Property, Leases
Education
Texas Tech University 1991 — 1994
BBA, Marketing
LPL July 2003 - Present
Transamerica Insurance & Investment Group 2001 - 2003
Associated Securities Corp. 1999 - 2001
Education
University of California, Los Angeles
Regent Wealth Management Group October 2010 - Present
Pershing LLC November 2004 - October 2008
Associated Securities Corp. March 2000 - October 2004
MetLife Financial Services July 1999 - March 2000
Skills
Product Management, Program Management, Event Planning, Event Management, Marketing, Leadership, Public Speaking, Strategy, Training, Retirement Planning, Investments, Financial Services, CRM, Business Development, Budgets, Account Management
Education
Quinnipiac University 1989 — 1992
B.A., History
Gardner Brown Associates December 2007 - Present
Sun Life Financial Distributors December 2005 - December 2007
Associated Securities Corp. July 1987 - December 2005
NAVA, the Association for Insured Retirement Solutions 1999 - 2005
Skills
Retirement Planning, Fixed Annuities, Insurance, Estate Planning, Life Insurance, Financial Advisory, Marketing, Financial Planners, Variable Annuities, Mutual Funds, Wealth Management, Series 63, Retirement, Series 7, Investments, Financial Services, Strategic Financial..., Series 6, Disability Insurance
Education
University of Southern California 1977 — 1979
Graduate work, Social Ethics
University of Hawaii at Manoa 1969 — 1972
BA, Theology and Japanese Language & Culture
Fidelity Investments April 2009 - Present
Fidelity Investments February 2007 - February 2009
Associated Securities Corp. July 1999 - February 2007
Skills
Financial Services, Investments, CRM
Education
Oregon State University
BS, Communications - Business Admin.
Cetera Financial Group October 2010 - Present
LPL Financial January 2008 - March 2009
Associated Securities Corp December 1990 - December 2007
Education
Saint John's University 1973 — 1975
B.S, Accounting
Western International Securities January 2010 - Present
Associated Securities Corp October 2005 - September 2009
Associated Securities Corp July 1998 - October 2005
Associated Securities Corp 1996 - July 1998
Skills
Securities, Mutual Funds, Investments, Equities, Asset Management, Financial Services, Series 7
Education
Loyola Marymount University, College of Business Administration 1989 — 1994
BA, Finance
Stonnington Group, LLC April 2013 - Present
Antaeus Capital Inc. August 2008 - April 2013
Associated Securities Corp August 2005 - June 2008
Associated Planners Investment Advisory January 2005 - June 2008
Associated Securities Corp June 2001 - August 2005
FINRA April 1995 - June 2001
Skills
Broker-Dealer, Investment Advisory, Investment Banking, Securities, Securities Regulations..., Investment Advisory..., FINRA, Series 24, SEC, AML, Mutual Funds, Series 7, USA PATRIOT Act, Hedge Funds
Education
UCLA School of Law 1982 — 1985
Juris Doctor, Law
Wellesley College 1978 — 1982
BA, Political Science
John F. Kennedy High School
CBRE February 2013 - Present
CBRE February 2007 - February 2013
Associated Securities Corp. April 2004 - November 2006
Skills
Financial Analysis, Due Diligence, Valuation, Accounts Payable, Investments, Accounting, Financial Reporting, Accounts Receivable, Finance, Financial Modeling, Forecasting, Lease Negotiations, Account Reconciliation, Access, Portfolio Management, Cash Flow, Project Management, Spreadsheets, Management, QuickBooks
Education
Long Beach City College 2012 — 2014