MML Investors Services, LLC
Industry: Company
DescriptionHeadquarters: Massachusetts Founded: 1981 Parent organization: MassMutual Holding LLC Subsidiaries: Mml Investors Services, Llc, Brokerage Investments, MMLISI Financial Alliances LLC
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MML Investors Services, LLC Employees
University of South Florida August 2013 - Present
USF Federal Credit Union August 2013 - Present
Hillsborough Community College September 2004 - Present
MetLife Securities March 2012 - July 2013
Tampa, FL November 2010 - July 2013
MML Investors Services, LLC October 2010 - March 2012
First Access & Members Mutual of Florida March 1999 - August 2010
Tampa Bay Federal 1992 - August 2010
Skills
Leadership, Strategic Planning, Strategy, Insurance, Marketing, Finance, Coaching, Credit, Accounting, Investments, Management, Fundraising, Team Building, Public Speaking, Training, Leadership Development, Business Strategy, Market Research, Customer Service, Budgets, Research, Financial Analysis, Banking, Loans, Microsoft Office, PowerPoint, Organizational..., Policy, Contract Negotiation, Negotiation, Project Management, Executive Management, Event Planning, Change Management, Non-profits, Risk Management, Analysis, Sales, Small Business, Nonprofits, Microsoft Excel, Business Planning, Process Improvement, Business Development, Marketing Strategy, Social Networking, Team Leadership, Entrepreneurship, New Business Development, Public Relations
Education
University of South Florida 1999 — 2001
Masters of Science, Management and Organizational Leadership
University of Wisconsin-Madison - School of Business 1993 — 1995
Graduate Certificate, Credit Union Management
University of South Florida 1974 — 1978
Bachelor of Arts, Finance
Chamberlain High School
Universit of South Florida and USF Sports Car Club
MassMutual Financial Group January 2013 - Present
MML INVESTORS SERVICES, LLC December 2011 - Present
WMUA 91.1 FM 2007 - May 2013
MassMutual Financial Group 2007 - 2011
FIDELITY ADVISOR FUNDS October 2005 - October 2007
FIDELITY ADVISOR FUNDS September 2002 - October 2005
St. Joseph's Hospital December 1999 - September 2002
Skills
Customer Service, Editing, Writing, Series 7, Series 24, Series 53, Series 63, Securities, Radio, Finance
Education
University of Massachusetts, Amherst 2010 — 2015
Master of Business Administration (M.B.A.), Business Administration and Management, General
University of New Hampshire 1993 — 1999
BS, Occupational Therapy/Therapist
MML Investors Services, LLC May 2010 - Present
Otis & Ahearn, Inc. May 2005 - Present
Baystate Financial Services June 2000 - May 2010
New England Financial July 2001 - May 2005
Amica Insurance June 2000 - July 2001
Baystate Financial Services July 1997 - June 2000
Prudential Insurance May 1978 - July 1997
Skills
Insurance, Fixed Annuities, Disability Insurance, Retirement Planning, Life Insurance, Mutual Funds, Series 6, Retirement, Long-term Care, Strategic Financial..., Series 7, Estate Planning
Education
American College 1985 — 1994
CLU, ChFC
Babson College 1973 — 1976
BS, Marketing
Boston College 1972 — 1973
Creative Financial Concepts, Inc July 1987 - Present
MassMutual Financial Group July 1987 - Present
MML Investors Services, LLC October 1988 - Present
Creative Financial Solutions, Inc April 1996 - April 2000
Education
Norwich University
MassMutual Financial Group November 2008 - Present
MML Investors Services, LLC November 2005 - November 2008
OnCore Manufacturing Services, LLC 2003 - 2005
Skills
Compliance, Securities Regulation, CLU, Risk Management, FINRA, Training, Management, Leadership, Securities, Series 6, Series 24, Series 7, Strategic Planning, Six Sigma, Series 63, Investments, Financial Services, Mutual Funds, Advertising Research, Online Advertising, Social Media Advertising
Education
The American College 2010 — 2012
CLU, ChFC, ChSNC
Bay Path College 2007 — 2009
Master of Arts (M.A.), Communications
Bay Path College 2006 — 2008
Master's degree, Communications and Information Management
Agawam High School
Planning Counselors and Associates, Inc. 1992 - Present
Spectrum Financial Corporation 1988 - Present
MassMutual Southeast Michigan 1986 - Present
MML Investors Services, LLC 1986 - Present
Education
Central Michigan University 1970 — 1974
BS, Business Administration, Graduate
MML Investors Services, LLC September 2008 - Present
MassMutual Financial Group July 2008 - Present
MassMutual Eastern Pennsylvania June 2008 - Present
Skills
Estate Planning, Employee Benefits, Succession Planning, Asset Management, Insurance Planning, Retirement Planning, Long Term Care, Annuities, Disability Insurance, Tax Reduction, 401k, Wealth Accumulation, Financial Planning, Health Insurance, Investment Advisory, Strategic Financial..., Fixed Annuities, Retirement, Investments, Mutual Funds, Insurance, Life Insurance, 401k Rollovers, Variable Annuities, Roth IRA, Investment Management, Long Term Care Insurance, Financial Services, IRAs, Financial Advisory, Financial Analysis, Wealth Management, Finance, Securities, Investment Strategies, Trust Services, Portfolio Management, Term Life Insurance, Strategy, Analysis, Whole Life, Equities, Asset Allocation, High Net Worth..., Small Business, Personal Finance, Wealth, Financial Planners, Series 7, Series 63
Education
The American College 2012 — 2012
ChSNC, Chartered Special Needs Consultant
The American College 2010 — 2011
CFBS, Certified Family Business Specialist
The American College 2009 — 2010
CLU, Chartered Life Underwriter
The American College 2008 — 2009
ChFC, Chartered Financial Consultant
Albright College 2004 — 2008
Bachelor of Science in Business Administration, Finance, International Business, and the Spanish Language
Center for Cross-Cultural Studies 2005 — 2005
Bachelor of Science in Business Administration, International Business and the European Union
Central Bucks High School East 2000 — 2004
Scholar's Diploma, CB East
Newfound Research LLC 2015 - Present
Babson Capital Management 2011 - 2015
Babson Capital Management 2007 - 2011
MML Investors Services LLC 2000 - 2007
Skills
Investments, Asset Management, Mutual Funds, Relationship Building, Strategic Thinking, Alternative Investments, Equities, Hedge Funds, Asset Allocation, Business Development, Management, Fixed Income, Portfolio Management, Financial Services, Securities, Series 7, Investment Management
Education
American International College
MBA, Finance
Nichols College
Bachelor of Science, Business Administration
Creative Financial Concepts, Inc April 1996 - Present
MassMutual Financial Group July 1987 - Present
MML Investors Services, LLC October 1988 - Present
Creative Financial Solutions, INC April 1996 - April 2000
Education
Norwich University
PNC Investments November 2014 - Present
PNC January 2012 - November 2014
Kyklos Helenic Society January 2010 - January 2012
MML Investors Services LLC February 2011 - December 2011
AXA Advisors August 2009 - February 2011
Henkel International May 2008 - August 2008
Education
Walsh College of Accountancy and Business Administration 2009 — 2013
MBA and MSF, FINANCE
Michigan State University 2005 — 2009
Eli Broad College of Business, finance
Certifications
MML Investors Services, LLC August 1987 - Present
MassMutual Southeast Michigan 1987 - Present
MassMutual-Corporate Office 1987 - 2014
MassMutual-Corporate Office 1987 - 2014
MassMutual-Corporate Office 1987 - 2014
Ross Roy Inc. February 1983 - December 1986
Carter Wallace Inc. 1978 - 1983
Bristol-Myers Squibb 1971 - 1978
Ogilvy & Mather Inc. 1964 - 1971
Skills
Retirement Planning, Investments, Strategic Financial..., Estate Planning, Series 63, Wealth Management, Asset Managment, Portfolio Management, Fixed Annuities, New Business Development, Financial Services, Retirement, Disability Insurance, Life Insurance, 401k, Due Diligence, Risk Management, Underwriting, Long-term Care, Financial Risk, Business Planning, Loans, IRAs, Insurance, Executive Management, Finance, Mutual Funds, Employee Benefits, Financial Planning, Series 24
Education
Columbia University - Columbia Business School 1962 — 1964
MBA, Business
City University of New York 1958 — 1962
BS, Chemistry/Economics
MML Investors Services, LLC November 1984 - Present
WFG Benefits, Inc 2008 - 2014
Education
The American College 1992 — 1996
Chartered Life Underwriter and Chartered Financial Consultant
The American College 1992 — 1992
Chartered Life Underwriter, Finance and Insurance
The College of William and Mary 1967 — 1971
Bachelor of Science (B.S.), Biology- Pre-Med
GPG & Associates LLP CPAs January 1991 - Present
Evron Industries and predecessor CPA firms January 1980 - June 2008
MML Investors Services, LLC 2004 - 2007
Skills
Financial Accounting, Tax Preparation, Financial Planning, Strategic Financial..., Income Tax, Tax Returns, Tax, CPA, Auditing, Tax Advisory, Financial Statements, Management, Budgets, Finance, Accounting, Business Planning
Education
DePaul University 1980 — 1982
MBA, Finance and portfolio management
Loyola University of Chicago 1967 — 1970
BBA, Accounting
MML Investors Services LLC June 2007 - Present
MassMutual Southeast Michigan June 2007 - Present
Fifth Third Securities December 2006 - June 2007
MML Investors Services, Inc. November 2004 - December 2006
Seymour Gill Financial November 2004 - December 2006
The MONY Group July 2003 - November 2004
Kreiner Financial Group January 2000 - July 2003
Lincoln Financial Advisors October 1991 - January 2000
Skills
Strategic Financial..., Insurance, Retirement Planning, Finance, Financial Services, Disability Insurance, Fixed Annuities, Portfolio Management, Investment Advisory, Financial Planning, Long Term Care, Banking, FINRA, Annuities, Employee Benefits, Long-term Care, Long Term Care Insurance, Investments, Securities
Education
University of Michigan
BA, LSA, History & Economics
Oakland University
MA, History, U.S. Constitutional History
University of Michigan
JD,, Constitutional Law
Cetera Advisor Networks LLC June 2012 - Present
MML Investors Services, LLC November 2009 - June 2012
BC Ziegler May 2003 - November 2009
RBC Wealth Management September 1997 - May 2003
Skills
Investments, Insurance, Charitable Remainder..., Retirement Plans and..., College Savings Plans, Fixed Annuities, Variable Annuities
Education
Rockford College 1971 — 1973
Bachelor of Arts (B.A.), English Literature
Elmhurst College 1965 — 1967
English Language and Literature, General
MML Investors Services, LLC April 1996 - Present
J.R. Phelps January 1984 - March 1996
Education
Case Western Reserve University
BBA
University of North Carolina at Chapel Hill
MBA