Pershing LLC
Industry: Subsidiary
DescriptionPershing LLC is a subsidiary of The Bank of New York Mellon. Pershing has nearly $1 trillion in assets under administration. The Bank of New York Mellon has more than $25 trillion in assets in custody. Headquarters: Jersey City, NJ CEO: Lisa Dolly COO: James T. Crowley Executive vice president: Brian Ruane (Bny Mellon) Parent organizations: Pershing Group LLC, Bank of New York, MELLON CAPITAL MANAGEMENT CORP Subsidiary: Pershing India Operational Services Private Limited
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Pershing LLC Employees
Resource Real Estate June 2015 - Present
Pershing LLC July 2010 - June 2015
Pershing LLC December 2008 - July 2010
Pershing Managed Account Solutions June 2006 - November 2008
Glenmede September 2005 - June 2006
NF Clearing January 2005 - September 2005
First Clearing , Affiliate of Wells Fargo March 2000 - July 2004
Skills
Project Management, Social Media, Editing, Marketing Communications
Education
University of Richmond 1996 — 2000
AXA Advisors October 2010 - Present
MetLife December 2002 - September 2010
Citi 1988 - 1999
Pershing LLC 1987 - 1992
Skills
FINRA, Series 7, Series 63, Compliance, Series 24, Series 8, Securities, Operations Management, Financial Regulation, Insurance, Investments, Fixed Annuities, Life Insurance, Investment Advisory, Performance Management, Financial Services, Mutual Funds, Business Process..., People Development, Managing Finances, Strategic Planning, Sales Operations, Human Resources, Management, Process Improvement, Series 6, Strategic Financial..., Risk Management, Finance
Education
University of Phoenix
Bachelor of Science, Business Management
Pershing LLC August 2012 - Present
Genworth Financial Securities Corp. September 2007 - May 2012
Talbot Financial Services, Inc. September 1998 - December 2004
Harris Bank June 1995 - September 1998
Skills
Strategic Partnership..., Distribution Channel..., Building and Leading..., New Business Development, Product Management
Education
University of Southern California 1971 — 1974
BA - School of Journalism, Public Relations
TMC Bonds LLC May 2012 - Present
Pershing LLC 1987 - May 2012
Skills
Salesforce.com, Salesforce.com..., Trading Systems, Fixed Income, Bloomberg, Trading, Electronic Trading, Securities, Bonds, Equities, Middle Office, Capital Markets, Series 7, Options, Equity Trading, Order Management, Series 63, Access, FINRA, Financial Markets, Bloomberg Software, Technical Support, Bloomberg TOMS, End User Support
Education
University of Illinois at Chicago
Fidelity Investments December 2012 - Present
Pershing LLC May 2009 - November 2011
Fidelity Investments June 2006 - May 2009
PenServ Plan Services February 2004 - June 2006
Fidelity Investments January 2000 - April 2003
Fidelity Investments June 1998 - January 1999
Skills
Mutual Funds, Retirement, Retirement Planning, IRA's, IRA Rollovers, Roth IRA, Simple IRA, 401k, 401k Rollovers, Product Management, Product Development, Internal Communications, Training & Development, IRAs
Education
University of North Texas
B.B.A., Finance
Pershing, LLC Managing Director & Managing CounselPershing, a BNY Mellon companyJuly 2015 - Present
Skills
Financial Services, Securities, Risk Management, AML, Alternative Investments, Asset Management, Capital Markets, Equities, FINRA, Fixed Income, Investments, Mutual Funds, Wealth Management
Education
University of Maryland College Park
Bachelor of Science, Finance, General
University of Maryland Francis King Carey School of Law
Doctor of Law (J.D.)
Pershing (Bank of New York Mellon) January 2000 - Present
Pershing LLC, an affiliate of BNY Mellon January 2000 - Present
The Bank of New York Mellon 2000 - Present
Pershing LLC 2000 - Present
Education
University of Maryland College Park 1992 — 1997
Pershing LLC
Skills
Fixed Income, Equities, Trading Systems, Series 63, Series 7, Trading, Securities, Hedge Funds, Management, Capital Markets
Education
University of Notre Dame 1988 — 1992
XTERRA WETSUITS February 2015 - Present
lululemon athletica November 2012 - February 2015
Deutsche Bank May 2010 - February 2012
PERSHING, LLC October 2009 - April 2010
Ivy Asset Management January 2006 - January 2009
Deutsche Asset Management February 2001 - August 2005
BANKERS TRUST COMPANY February 1999 - February 2001
Group Trust Client Service September 1996 - February 1999
Skills
Fixed Income, Fund Of Funds, Equities, Alternative Investments, Asset Managment
Education
University of Scranton 1990 — 1994
Bachelor of Science, Marketing
University of Scranton
Bachelor of Science, Marketing
Pershing LLC October 2006 - Present
Unger Software Corporation March 2006 - October 2007
Morgan Stanley January 2003 - March 2006
Skills
Series 7, Vendor Management, CRM, Financial Services, Relationship Management, Product Management, Strategy, IT Strategy, Integration, Management, Securities, Strategic Financial..., Business Relationship..., Business Analysis, Equities, Investment Banking, Mutual Funds, Portfolio Management, Series 63
Education
University of North Carolina at Wilmington 1994 — 1998
Bachelor's degree in Marketing, Marketing
Suffern High School 1990 — 1994
High School
Pershing LLC October 2003 - December 2006
CDC IXIS June 2001 - October 2003
PricewaterhouseCoopers August 1998 - June 2001
Education
University of Scranton 1994 — 1998
Pershing LLC March 2008 - Present
Bear Stearns & Co. October 2006 - November 2007
Fidelity Investments July 2003 - July 2006
UBS/PaineWebber March 1987 - July 2003
UBS / PaineWebber, continued... 1987 - 2003
UBS / PaineWebber, continued... 1987 - 2003
UBS / PaineWebber, continued.... 1987 - 2003
UBS / PaineWebber, continued 1987 - 2003
Skills
Securities, Financial Services, Investments, Asset Managment, Financial Analysis, Business Analysis, Financial Product..., Brokerage pricing,..., Soft Dollars, Business Process..., Directed Transactions, Trade Billing System
Education
University of Oregon 1980 — 1983
MBA, Finance & Accounting
Utah State University 1973 — 1977
B.S., Natural Resources, forestry
PERSHING LLC September 2006 - January 2012
MASS MUTUAL FINANCIAL GROUP September 2004 - August 2006
MONY PARTNERS LIMITED June 2003 - August 2004
FLEET FINANCIAL GROUP INC June 2002 - June 2003
WORLDCO LLC October 2001 - April 2002
HOLD BROTHERS LLC January 2000 - September 2001
Education
University of Hartford 2003 — 2006
Master of Business Administration (MBA)
University of New Hampshire 1993 — 1997
Bachelor of Arts (BA), English
Avon Old Farms 1989 — 1993
High School
Pershing LLC February 2007 - Present
Morgan Stanley June 2001 - February 2006
Exodus Communications December 2000 - June 2001
AT&T June 1998 - December 2000
AT&T Wireless Services June 1996 - June 1998
Skills
Program Management, Project Management
Education
New York University, Stern School of Business 1998 — 2002
Master of Business Administration (M.B.A.)
University of Michigan College of Literature, Science, and the Arts 1992 — 1996
Bachelor's Degree
Paylocity November 2014 - Present
ADP November 2009 - October 2014
Quirk Moving & Archiving January 2008 - October 2009
Solix June 2006 - December 2007
Starpoint Mortgage July 2004 - June 2006
Morgan Funding Corp November 2003 - July 2004
Pershing LLC February 2000 - September 2003
AT&T May 1996 - December 1999
Payco-General American Credits March 1991 - March 1996
Skills
Accounting, Accounts Receivable, Payroll Services, Auditing, Customer Service, Information Technology, Collections, Process Improvement, Training, Management, Account Reconciliation, Financial Analysis, Budgets, CRM, Finance, Journal Entries
Education
University of Phoenix 2008 — 2010
Bachelor's degree, Accounting and Finance
University of Phoenix 2006 — 2008
Associate's Degree, Information Technology
Pershing LLC May 1998 - October 2012
Skills
Training, Financial Services, Training Delivery, Employee Training
Education
University of New Hampshire
University of New Hampshire
Bachelor of Science (B.S.), Natural Resource Economics