Pershing LLC
Industry: Subsidiary
DescriptionPershing LLC is a subsidiary of The Bank of New York Mellon. Pershing has nearly $1 trillion in assets under administration. The Bank of New York Mellon has more than $25 trillion in assets in custody. Headquarters: Jersey City, NJ CEO: Lisa Dolly COO: James T. Crowley Executive vice president: Brian Ruane (Bny Mellon) Parent organizations: Pershing Group LLC, Bank of New York, MELLON CAPITAL MANAGEMENT CORP Subsidiary: Pershing India Operational Services Private Limited
Pershing LLC List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Pershing LLC. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Pershing LLC Salaries. You can even request information on how much does Pershing LLC pay if you want to. Learn about salaries, pros and cons of working for Pershing LLC directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
317 Pershing LLC employees in database. Find out everything there's to know about Pershing LLC employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Pershing LLC Employees
Employee
Years
Job
Industry
Michael DiVincenzo Michael DiVincenzo's Pershing LLC Experience March 2000 - June 2004
Job Solutions Architect
Industry Computer Networking
Experience
Cisco May 2011 - Present
Cisco Systems June 2004 - May 2011
Pershing LLC March 2000 - June 2004
Anixter June 1998 - March 2000
Skills
BGP, Routing, Cisco Technologies, CCIE, Network Architecture, OSPF, MPLS, Cisco IOS, Routing Protocols, QoS, CCNP, MPLS VPN, EIGRP, IPv6, Multicast, Ethernet, SNMP
Education
New Jersey Institute of Technology 1984 — 1989
Bachelor of Science, Electrical and Electronics Engineering
Pennco Tech-Bristol 1982 — 1983
Associate's degree, Electrical, Electronic and Communications Engineering Technology/Technician
New York University - Polytechnic School of Engineering
Computer Science
Cisco May 2011 - Present
Cisco Systems June 2004 - May 2011
Pershing LLC March 2000 - June 2004
Anixter June 1998 - March 2000
Skills
BGP, Routing, Cisco Technologies, CCIE, Network Architecture, OSPF, MPLS, Cisco IOS, Routing Protocols, QoS, CCNP, MPLS VPN, EIGRP, IPv6, Multicast, Ethernet, SNMP
Education
New Jersey Institute of Technology 1984 — 1989
Bachelor of Science, Electrical and Electronics Engineering
Pennco Tech-Bristol 1982 — 1983
Associate's degree, Electrical, Electronic and Communications Engineering Technology/Technician
New York University - Polytechnic School of Engineering
Computer Science
Gilbert Addeo Gilbert Addeo's Pershing LLC Experience January 2008 - Present
Job COO Investment Placement Group
Industry Financial Services
Experience
Investment Placement Group July 2015 - Present
Pershing LLC January 2008 - Present
Bear Stearns October 2001 - October 2007
SunGard 1998 - 2001
TD Waterhouse Investor Services 1996 - 1998
Philadelphia Stock Exchange 1990 - 1996
Skills
CRM, Financial Services, Management, Project Management, Sales Management, Strategy, Securities, Hedge Funds, Asset Management, Capital Markets, Trading, Executive Management, Equities, Sales, Fixed Income, Business Strategy
Education
Temple University
Investment Placement Group July 2015 - Present
Pershing LLC January 2008 - Present
Bear Stearns October 2001 - October 2007
SunGard 1998 - 2001
TD Waterhouse Investor Services 1996 - 1998
Philadelphia Stock Exchange 1990 - 1996
Skills
CRM, Financial Services, Management, Project Management, Sales Management, Strategy, Securities, Hedge Funds, Asset Management, Capital Markets, Trading, Executive Management, Equities, Sales, Fixed Income, Business Strategy
Education
Temple University
Alejandro Agudelo Alejandro Agudelo's Pershing LLC Experience October 2006 - July 2007
Job Senior Institutional Client Analyst at Neuberger Berman
Industry Financial Services
Experience
Neuberger Berman May 2013 - Present
BNY Mellon October 2012 - May 2013
Legg Mason March 2008 - April 2012
E*TRADE Financial October 2007 - March 2008
Pershing LLC. October 2006 - July 2007
Skills
Microsoft Office, Bloomberg Terminal, TA2000, Rumba, ADP Payroll, Merlin, SAP, AWD, Ad Hoc Reporting, Citrix, DST, Mutual Funds, Asset Allocation, Financial Services, Wealth Management, Alternative Investments, Finance
Education
Queens College 2013 — 2015
Bachelor of Arts (B.A.), Economics
Queensborough Community College 2010 — 2012
Associate of Science (A.S.), Business Administration, Management and Operations
Neuberger Berman May 2013 - Present
BNY Mellon October 2012 - May 2013
Legg Mason March 2008 - April 2012
E*TRADE Financial October 2007 - March 2008
Pershing LLC. October 2006 - July 2007
Skills
Microsoft Office, Bloomberg Terminal, TA2000, Rumba, ADP Payroll, Merlin, SAP, AWD, Ad Hoc Reporting, Citrix, DST, Mutual Funds, Asset Allocation, Financial Services, Wealth Management, Alternative Investments, Finance
Education
Queens College 2013 — 2015
Bachelor of Arts (B.A.), Economics
Queensborough Community College 2010 — 2012
Associate of Science (A.S.), Business Administration, Management and Operations
Alana Moses Alana Moses's Pershing LLC Experience June 2011 - August 2011
Job Account Manager at TEKsystems
Industry Staffing and Recruiting
Experience
TEKsystems July 2012 - Present
TEKsystems July 2012 - Present
Office of Alumni Affairs at The College of New Jersey January 2010 - May 2012
Pershing LLC June 2011 - August 2011
Pershing LLC June 2010 - August 2010
Skills
Technical Recruiting, Editing, Quality Assurance, Sales, Social Networking, Account Management, Interviews, CRM, Management, Cold Calling, Outsourcing, Consulting, Leadership, Telecommunications, Temporary Placement, Information Technology, Vendor Management, SDLC, Microsoft Office, Recruiting
Education
The College of New Jersey 2008 — 2012
Bachelor of Science, Business Marketing
Universidad Internacional Menéndez Pelayo
TEKsystems July 2012 - Present
TEKsystems July 2012 - Present
Office of Alumni Affairs at The College of New Jersey January 2010 - May 2012
Pershing LLC June 2011 - August 2011
Pershing LLC June 2010 - August 2010
Skills
Technical Recruiting, Editing, Quality Assurance, Sales, Social Networking, Account Management, Interviews, CRM, Management, Cold Calling, Outsourcing, Consulting, Leadership, Telecommunications, Temporary Placement, Information Technology, Vendor Management, SDLC, Microsoft Office, Recruiting
Education
The College of New Jersey 2008 — 2012
Bachelor of Science, Business Marketing
Universidad Internacional Menéndez Pelayo
Jonathan Rama's Pershing LLC Experience December 2014 - Present
Job Bank Teller at SunTrust Bank
Industry Banking
Experience
Pershing LLC. December 2014 - Present
SunTrust Bank June 2012 - December 2014
BJ's Wholesale Club August 2010 - May 2012
Skills
Risk Management, Internal Controls, Banking, Credit, Retail Banking, Cash Management, Credit Analysis, Financial Analysis, Finance, Commercial Banking, Deposits, Loans, Cross Selling, Portfolio Management, Consumer Lending, Commercial Lending, Small Business Lending, Financial Modeling, Investments, Financial Risk, Financial Services, Analysis
Education
University of Central Florida 2011 — 2014
Bachelors of Science, Finance, 3.1
Lake Sumter Community College 2009 — 2011
Business Administration and Management, General
Pershing LLC. December 2014 - Present
SunTrust Bank June 2012 - December 2014
BJ's Wholesale Club August 2010 - May 2012
Skills
Risk Management, Internal Controls, Banking, Credit, Retail Banking, Cash Management, Credit Analysis, Financial Analysis, Finance, Commercial Banking, Deposits, Loans, Cross Selling, Portfolio Management, Consumer Lending, Commercial Lending, Small Business Lending, Financial Modeling, Investments, Financial Risk, Financial Services, Analysis
Education
University of Central Florida 2011 — 2014
Bachelors of Science, Finance, 3.1
Lake Sumter Community College 2009 — 2011
Business Administration and Management, General
Matthew Bergerman Matthew Bergerman's Pershing LLC Experience August 2004 - February 2006
Job Director at The Depository Trust & Clearing Corporation
Industry Financial Services
Experience
The Depository Trust & Clearing Corporation July 2015 - Present
Deutsche Bank May 2012 - July 2015
Fortress Investment Group January 2011 - April 2012
Fortress Investment Group February 2010 - February 2011
AllianceBernstein August 2009 - February 2010
AllianceBernstein February 2006 - August 2009
Pershing LLC August 2004 - February 2006
Thomson Reuters October 1996 - August 2004
I/B/E/S International September 1992 - September 1996
Skills
Bloomberg, Business Analysis, Vendor Management, Asset Management, Equities, Fixed Income, Analysis, Process Engineering, Excel, Vendor Relations, Contract Negotiation, Negotiation, Forecasting, Process Improvement, Team Building, Microsoft Office, Product Development, SQL Server, Market Data, Budgeting, IT Financial Management, Asset Managment, Reference Data, Microsoft Excel, Microsoft SQL Server, Capital Markets, Trading Systems, Risk Management, Securities, Options, FX Options, Bloomberg Terminal, Equity Research, Equity Derivatives, Investment Management, Mutual Funds, Electronic Trading, Budgets, Derivatives, Financial Markets, Hedge Funds, Financial Services, Management, Investment Banking, Portfolio Management
Education
New York Institute of Technology 2002 — 2004
MBA, Leadership, Accounting & Information Systems
Syracuse University 1988 — 1992
B.S., Finance
The Depository Trust & Clearing Corporation July 2015 - Present
Deutsche Bank May 2012 - July 2015
Fortress Investment Group January 2011 - April 2012
Fortress Investment Group February 2010 - February 2011
AllianceBernstein August 2009 - February 2010
AllianceBernstein February 2006 - August 2009
Pershing LLC August 2004 - February 2006
Thomson Reuters October 1996 - August 2004
I/B/E/S International September 1992 - September 1996
Skills
Bloomberg, Business Analysis, Vendor Management, Asset Management, Equities, Fixed Income, Analysis, Process Engineering, Excel, Vendor Relations, Contract Negotiation, Negotiation, Forecasting, Process Improvement, Team Building, Microsoft Office, Product Development, SQL Server, Market Data, Budgeting, IT Financial Management, Asset Managment, Reference Data, Microsoft Excel, Microsoft SQL Server, Capital Markets, Trading Systems, Risk Management, Securities, Options, FX Options, Bloomberg Terminal, Equity Research, Equity Derivatives, Investment Management, Mutual Funds, Electronic Trading, Budgets, Derivatives, Financial Markets, Hedge Funds, Financial Services, Management, Investment Banking, Portfolio Management
Education
New York Institute of Technology 2002 — 2004
MBA, Leadership, Accounting & Information Systems
Syracuse University 1988 — 1992
B.S., Finance
Kevin Dowd Jr. Kevin Dowd Jr.'s Pershing LLC Experience March 1997 - November 2007
Job Lotus Notes/Domino and BES Administrator at Sumitomo Mitsui Banking Corporation
Industry Information Technology and Services
Experience
Sumitomo Mitsui Banking Corporation November 2010 - Present
United Nations International Childrens Emergency Fund (UNICEF) August 2008 - November 2010
Bank of New York Mellon March 1997 - December 2007
Pershing, LLC March 1997 - November 2007
Kaden Arnone/HealthCare Design Systems 1995 - 1997
Johnson & Higgins (Foster Higgins) 1993 - 1995
Skills
Lotus Notes, Blackberry Enterprise..., Disaster Recovery, Lotus Domino, Blackberry, Technical Support, Switches, Management, Active Directory, Windows Server, VMware, ITIL, Citrix, Servers, Security, SharePoint, SDLC, Virtualization, Hardware
Education
Brick Computer Science Institute 1995 — 1995
CNE, Network
Rider University
Springfield College
Sumitomo Mitsui Banking Corporation November 2010 - Present
United Nations International Childrens Emergency Fund (UNICEF) August 2008 - November 2010
Bank of New York Mellon March 1997 - December 2007
Pershing, LLC March 1997 - November 2007
Kaden Arnone/HealthCare Design Systems 1995 - 1997
Johnson & Higgins (Foster Higgins) 1993 - 1995
Skills
Lotus Notes, Blackberry Enterprise..., Disaster Recovery, Lotus Domino, Blackberry, Technical Support, Switches, Management, Active Directory, Windows Server, VMware, ITIL, Citrix, Servers, Security, SharePoint, SDLC, Virtualization, Hardware
Education
Brick Computer Science Institute 1995 — 1995
CNE, Network
Rider University
Springfield College
Cornell Odom Cornell Odom's Pershing LLC Experience October 2009 - October 2010
Job Attorney
Industry Financial Services
Experience
EY August 2014 - Present
HSBC July 2013 - July 2014
Tower Legal Solutions February 2013 - June 2013
Citigroup via The Judge Group December 2012 - January 2013
Maurice Gibel & Associates October 2012 - December 2012
Tower Legal Staffing June 2012 - September 2012
JPMC via Tower Legal Solutions September 2011 - May 2012
Astraios Capital Management LLC November 2010 - September 2011
Pershing LLC October 2009 - October 2010
Overseas-Chinese Banking Corporation May 2008 - April 2009
Skills
Corporate Law, Research and Writing,..., Legal Research, Banking, Financial Services, Risk Management, Legal Writing
Education
Rutgers University School of Law - Newark 1992 — 1996
Juris Doctorate, Banking, Corporate, Finance, and Securities Law
Rutgers College, New Brunswick Campus
Bachelor's Degree, English Language and Literature, General
EY August 2014 - Present
HSBC July 2013 - July 2014
Tower Legal Solutions February 2013 - June 2013
Citigroup via The Judge Group December 2012 - January 2013
Maurice Gibel & Associates October 2012 - December 2012
Tower Legal Staffing June 2012 - September 2012
JPMC via Tower Legal Solutions September 2011 - May 2012
Astraios Capital Management LLC November 2010 - September 2011
Pershing LLC October 2009 - October 2010
Overseas-Chinese Banking Corporation May 2008 - April 2009
Skills
Corporate Law, Research and Writing,..., Legal Research, Banking, Financial Services, Risk Management, Legal Writing
Education
Rutgers University School of Law - Newark 1992 — 1996
Juris Doctorate, Banking, Corporate, Finance, and Securities Law
Rutgers College, New Brunswick Campus
Bachelor's Degree, English Language and Literature, General
Jonathan Story Jonathan Story's Pershing LLC Experience July 2001 - February 2002
Job Business Development Officer Vice President at Pershing Advisor Solutions LLC, a BNY Mellon company
Industry Financial Services
Experience
Pershing Advisor Solutions LLC, a BNY Mellon company June 2008 - Present
Pershing Advisor Solutions LLC, a BNY Mellon company June 2005 - May 2008
Pershing Advisor Solutions LLC, a BNY Mellon company April 2004 - May 2005
Pershing Advisor Solutions LLC, a BNY Mellon company February 2002 - April 2004
Pershing LLC July 2001 - February 2002
Skills
Series 7, New Business Development, Series 63, Consultative Selling, Building Customer..., Contract Negotiations, Solution Selling
Education
St. Peter's University 2003 — 2005
Master of Business Administration, Finance
Penn State University 1997 — 2001
Bachelor of Science, Management
Pershing Advisor Solutions LLC, a BNY Mellon company June 2008 - Present
Pershing Advisor Solutions LLC, a BNY Mellon company June 2005 - May 2008
Pershing Advisor Solutions LLC, a BNY Mellon company April 2004 - May 2005
Pershing Advisor Solutions LLC, a BNY Mellon company February 2002 - April 2004
Pershing LLC July 2001 - February 2002
Skills
Series 7, New Business Development, Series 63, Consultative Selling, Building Customer..., Contract Negotiations, Solution Selling
Education
St. Peter's University 2003 — 2005
Master of Business Administration, Finance
Penn State University 1997 — 2001
Bachelor of Science, Management
Faye Abad Franzone Faye Abad Franzone's Pershing LLC Experience January 1998 - May 2011
Job Vice President, Learning Manager Corporate & Investment Bank at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase January 2013 - Present
JPMorgan Chase May 2011 - Present
Pershing LLC January 1998 - May 2011
Salomon Smith Barney September 1996 - December 1997
Skills
Quality Management, Change Management, Customer Experience, Delivering Exceptional..., Service Level Management, Vendor Management, Telephone Quality..., Client Service Training, Six Sigma, Six Thinking Hats, Series 7, Series 24
Education
Rutgers University-New Brunswick 1992 — 1996
BA, English, Political Science
JPMorgan Chase January 2013 - Present
JPMorgan Chase May 2011 - Present
Pershing LLC January 1998 - May 2011
Salomon Smith Barney September 1996 - December 1997
Skills
Quality Management, Change Management, Customer Experience, Delivering Exceptional..., Service Level Management, Vendor Management, Telephone Quality..., Client Service Training, Six Sigma, Six Thinking Hats, Series 7, Series 24
Education
Rutgers University-New Brunswick 1992 — 1996
BA, English, Political Science
Aileny Santos Aileny Santos's Pershing LLC Experience October 2009 - August 2010
Job Bachelor's Business Managenent Minor in Accounting
Industry Accounting
Experience
KCG Holdings, Inc. June 2013 - Present
Saint Peter's University September 2010 - May 2014
Pershing LLC October 2009 - August 2010
S'Domingo International Hair Salon June 2008 - August 2009
Skills
Spanish, Oracle On Demand, Lotus Notes, Microsoft Office, Microsoft Excel, PowerPoint, Great communications..., Customer Service, Highly detail oriented, High Organizational..., Time Management, Outlook, English, Telephone Skills, Access, Accounting, Administrative..., Analysis, Data Analysis, Data Entry, Event Planning, Financial Analysis, Leadership, Facebook, Management, Microsoft Publisher, Microsoft Word, Photoshop, Public Speaking, Research, Social Networking, Teamwork
Education
Saint Peter's University 2010 — 2014
Bachelor, Business management, 3.8
Universitat Ramon Llull 2012 — 2012
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
KCG Holdings, Inc. June 2013 - Present
Saint Peter's University September 2010 - May 2014
Pershing LLC October 2009 - August 2010
S'Domingo International Hair Salon June 2008 - August 2009
Skills
Spanish, Oracle On Demand, Lotus Notes, Microsoft Office, Microsoft Excel, PowerPoint, Great communications..., Customer Service, Highly detail oriented, High Organizational..., Time Management, Outlook, English, Telephone Skills, Access, Accounting, Administrative..., Analysis, Data Analysis, Data Entry, Event Planning, Financial Analysis, Leadership, Facebook, Management, Microsoft Publisher, Microsoft Word, Photoshop, Public Speaking, Research, Social Networking, Teamwork
Education
Saint Peter's University 2010 — 2014
Bachelor, Business management, 3.8
Universitat Ramon Llull 2012 — 2012
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Scott Singer Scott Singer's Pershing LLC Experience March 1994 - January 2008
Job VP Business Development at Extra Office Interiors
Industry Financial Services
Experience
Extra Office Interiors September 2013 - Present
Millenium Home Mortgage July 2012 - Present
Superfund USA November 2011 - June 2012
SIP America February 2011 - October 2011
Superfund USA September 2008 - May 2010
Pershing LLC. March 1994 - January 2008
Skills
Equities, Investments, Alternative Investments, Banking, Loans, Trading, Mortgage Lending, Series 7, Series 63, Securities, Customer Service, Capital Markets, Equity Trading, Marketing Strategy, Bloomberg, Mortgage Banking, Public Speaking, FINRA, Residential Mortgages, Social Skills, New Business Development, Mutual Funds, Structured Products, Hedge Funds, Investment Advisory, Wealth Management, Financial Markets, Real Estate Transactions, Real Estate, Relationship management, Extensive Capital..., Strategic Marketing, Superior customer..., Profitability..., Intuitive interpersonal..., High integrity, Excellent communication..., Communication Skills, Integrity, Microsoft Office, Mortgage Marketing, Rates, Loan Origination, FHA financing, Jumbo Mortgage, Cubicles, Workstations, Investment Strategies, Relationship Management, Funding
Education
State University of New York at Albany 1989 — 1991
BA, Economics
Wagner High School 1983 — 1987
HS Diploma, Business
Extra Office Interiors September 2013 - Present
Millenium Home Mortgage July 2012 - Present
Superfund USA November 2011 - June 2012
SIP America February 2011 - October 2011
Superfund USA September 2008 - May 2010
Pershing LLC. March 1994 - January 2008
Skills
Equities, Investments, Alternative Investments, Banking, Loans, Trading, Mortgage Lending, Series 7, Series 63, Securities, Customer Service, Capital Markets, Equity Trading, Marketing Strategy, Bloomberg, Mortgage Banking, Public Speaking, FINRA, Residential Mortgages, Social Skills, New Business Development, Mutual Funds, Structured Products, Hedge Funds, Investment Advisory, Wealth Management, Financial Markets, Real Estate Transactions, Real Estate, Relationship management, Extensive Capital..., Strategic Marketing, Superior customer..., Profitability..., Intuitive interpersonal..., High integrity, Excellent communication..., Communication Skills, Integrity, Microsoft Office, Mortgage Marketing, Rates, Loan Origination, FHA financing, Jumbo Mortgage, Cubicles, Workstations, Investment Strategies, Relationship Management, Funding
Education
State University of New York at Albany 1989 — 1991
BA, Economics
Wagner High School 1983 — 1987
HS Diploma, Business
Daniel Brunell's Pershing LLC Experience May 2012 - Present
Job Assistant Vice President Mutual Funds at Pershing
Industry Financial Services
Experience
Pershing LLC May 2012 - Present
Pershing LLC October 2009 - May 2012
Pershing LLC July 2008 - October 2009
Pershing LLC July 2007 - July 2008
Skills
Series 7, Series 63, Microsoft Office, Team Leadership, Testing, Team Management, Mutual Funds, Back Office, FINRA, Management, Settlement, Trading
Education
University of Central Florida 2003 — 2007
Bachelor of Science (BS), Finance, General
Pershing LLC May 2012 - Present
Pershing LLC October 2009 - May 2012
Pershing LLC July 2008 - October 2009
Pershing LLC July 2007 - July 2008
Skills
Series 7, Series 63, Microsoft Office, Team Leadership, Testing, Team Management, Mutual Funds, Back Office, FINRA, Management, Settlement, Trading
Education
University of Central Florida 2003 — 2007
Bachelor of Science (BS), Finance, General
Puja Madan Puja Madan's Pershing LLC Experience May 2006 - August 2006
Job Chief Compliance Officer and Associate Counsel at Titan Advisors
Industry Financial Services
Experience
Titan Advisors March 2015 - Present
Titan Advisors LLC September 2008 - Present
D.B. Zwirn & Co. June 2007 - August 2007
Pershing LLC May 2006 - August 2006
Skills
Compliance, Contract Negotiation, Tax, Hedge Funds, Negotiation, SLA, Licensing, Securities, Microsoft Office, Small Business, Mergers, Credit, FINRA, Corporate Law, Asset Management, Mergers & Acquisitions, Management, Equities, Investments, Due Diligence, Mutual Funds, Portfolio Management, Alternative Investments
Education
University of Baltimore School of Law 2005 — 2008
JD, Law
New Jersey Institute of Technology 2001 — 2005
BS, MIS
Titan Advisors March 2015 - Present
Titan Advisors LLC September 2008 - Present
D.B. Zwirn & Co. June 2007 - August 2007
Pershing LLC May 2006 - August 2006
Skills
Compliance, Contract Negotiation, Tax, Hedge Funds, Negotiation, SLA, Licensing, Securities, Microsoft Office, Small Business, Mergers, Credit, FINRA, Corporate Law, Asset Management, Mergers & Acquisitions, Management, Equities, Investments, Due Diligence, Mutual Funds, Portfolio Management, Alternative Investments
Education
University of Baltimore School of Law 2005 — 2008
JD, Law
New Jersey Institute of Technology 2001 — 2005
BS, MIS
Leilani Fallon's Pershing LLC Experience October 2007 - September 2009
Job Sr. IT Project Manager at School District of Philadelphia
Industry Information Technology and Services
Experience
School District of Philadelphia June 2014 - Present
Fallon Limited, LLC June 2010 - Present
Momentum Resource Solutions August 2013 - January 2014
Omega Effect Technologies, LLC March 2013 - August 2013
NCS Technologies January 2011 - February 2013
Vonage June 2010 - December 2010
EOIR Technologies Inc. September 2009 - June 2010
Pershing LLC October 2007 - September 2009
Dow Jones April 1999 - September 2007
Williams Communications Solutions, LLC December 1997 - April 1999
Skills
Process Improvement, Business Analysis, Business Intelligence, Content Management, CRM, Customer Experience, HTML, Project Management, Microsoft Office, Microsoft Excel, MS Project, PowerPoint, SharePoint, SharePoint Designer, Product Development, Requirements Analysis, Salesforce.com, Software Documentation, Visio, XML, Technical Writing, Change Management, Project Planning, FAST Search Center, Microsoft SQL Server, Long Term Business..., Network Architecture, Business Process..., Business Excellence, SAP BI, Editing, Metadata, Knowledge Management, Indexing, Information Mapping, Innovation Management, Professional..., Teamwork, Technical Architecture, Technical Documentation, Diagramming, Quality Assurance, Management, SDLC, Troubleshooting, Enterprise Software, Strategy, Team Leadership, Team Building, Microsoft Project
Education
Rutgers University-New Brunswick 1980 — 1984
BA, Communications and English
CertSchool
PMP Training
School District of Philadelphia June 2014 - Present
Fallon Limited, LLC June 2010 - Present
Momentum Resource Solutions August 2013 - January 2014
Omega Effect Technologies, LLC March 2013 - August 2013
NCS Technologies January 2011 - February 2013
Vonage June 2010 - December 2010
EOIR Technologies Inc. September 2009 - June 2010
Pershing LLC October 2007 - September 2009
Dow Jones April 1999 - September 2007
Williams Communications Solutions, LLC December 1997 - April 1999
Skills
Process Improvement, Business Analysis, Business Intelligence, Content Management, CRM, Customer Experience, HTML, Project Management, Microsoft Office, Microsoft Excel, MS Project, PowerPoint, SharePoint, SharePoint Designer, Product Development, Requirements Analysis, Salesforce.com, Software Documentation, Visio, XML, Technical Writing, Change Management, Project Planning, FAST Search Center, Microsoft SQL Server, Long Term Business..., Network Architecture, Business Process..., Business Excellence, SAP BI, Editing, Metadata, Knowledge Management, Indexing, Information Mapping, Innovation Management, Professional..., Teamwork, Technical Architecture, Technical Documentation, Diagramming, Quality Assurance, Management, SDLC, Troubleshooting, Enterprise Software, Strategy, Team Leadership, Team Building, Microsoft Project
Education
Rutgers University-New Brunswick 1980 — 1984
BA, Communications and English
CertSchool
PMP Training
Yifong Ho, Ph.D Yifong Ho, Ph.D's Pershing LLC Experience 1999 - Present
Job Vice President, Pershing LLC
Industry Financial Services
Experience
USGTF September 2011 - Present
Bank of New York Mellon 2007 - Present
Pershing LLC 1999 - Present
Livingston Chinese School, Inc. September 2005 - June 2012
Bloomfield College September 1998 - June 1999
Clesceri Associates, inc April 1996 - April 1998
US National Research Council - Fellowship 1994 - 1996
Rensselaer Polytechnic Institute September 1988 - May 1994
Chi Zen Institute for Advanced Learning July 1986 - August 1988
National Cheng Kung University September 1984 - June 1986
Skills
Series 7, Call Center, ITIL, Java, Risk Management, Business Continuity, Product Management, Process Engineering, Process Improvement, Outsourcing, Program Management, Strategic Planning, Product Development, Team Building, Business Analysis, Customer Relations, Data Center Migration, Network Routing and..., Licensed Golf Teaching..., Management of..., Teaching, Data Center, System Administration, Customer Service, Security, IT Management, Enterprise Software, Project Management, Vendor Management, Enterprise Architecture, IT Strategy, Financial Services, PMO, SDLC, Strategy, Governance, Project Portfolio..., Disaster Recovery, Integration, Securities, Executive Management, Infrastructure, Trading Systems, Software Project..., Business Process..., Fixed Income, PMP, Information Technology, Analysis, Leadership
Education
Rensselaer Polytechnic Institute 1989 — 1993
Doctor, Civil and Environmental Engineer
National Cheng Kung University 1984 — 1986
Master, Hydraulics and Ocean Engineer
National Cheng Kung University 1980 — 1984
Bachelor, Hydraulics and Ocean Engineering
USGTF September 2011 - Present
Bank of New York Mellon 2007 - Present
Pershing LLC 1999 - Present
Livingston Chinese School, Inc. September 2005 - June 2012
Bloomfield College September 1998 - June 1999
Clesceri Associates, inc April 1996 - April 1998
US National Research Council - Fellowship 1994 - 1996
Rensselaer Polytechnic Institute September 1988 - May 1994
Chi Zen Institute for Advanced Learning July 1986 - August 1988
National Cheng Kung University September 1984 - June 1986
Skills
Series 7, Call Center, ITIL, Java, Risk Management, Business Continuity, Product Management, Process Engineering, Process Improvement, Outsourcing, Program Management, Strategic Planning, Product Development, Team Building, Business Analysis, Customer Relations, Data Center Migration, Network Routing and..., Licensed Golf Teaching..., Management of..., Teaching, Data Center, System Administration, Customer Service, Security, IT Management, Enterprise Software, Project Management, Vendor Management, Enterprise Architecture, IT Strategy, Financial Services, PMO, SDLC, Strategy, Governance, Project Portfolio..., Disaster Recovery, Integration, Securities, Executive Management, Infrastructure, Trading Systems, Software Project..., Business Process..., Fixed Income, PMP, Information Technology, Analysis, Leadership
Education
Rensselaer Polytechnic Institute 1989 — 1993
Doctor, Civil and Environmental Engineer
National Cheng Kung University 1984 — 1986
Master, Hydraulics and Ocean Engineer
National Cheng Kung University 1980 — 1984
Bachelor, Hydraulics and Ocean Engineering
William C. Smith William C. Smith's Pershing LLC Experience September 2007 - January 2010
Job Assistant City Assessor at City of New York Department of Finance
Industry Financial Services
Experience
City of New York Department of Finance January 2015 - Present
The Salvation Army of New Jersey May 2012 - January 2015
Pershing LLC September 2007 - January 2010
Broadridge (ADP) Clearing and Outsourcing Services, Inc. January 2006 - May 2007
AXA Financial September 1999 - December 2005
Skills
MS Word, MS Excel, MS PowerPoint, Peachtree, MS Outlook, Quickbooks, MS Access, Accounting, Finance, Account Reconciliation, Accounts Payable, Accounts Receivable, Financial Reporting, General Finance, Financial Accounting, Automated Customer..., Depository Trust..., Bookkeeping, Financial Analysis
Education
Pace University - Lubin School of Business
Bachelor of Business Administration (BBA), Finance
City of New York Department of Finance January 2015 - Present
The Salvation Army of New Jersey May 2012 - January 2015
Pershing LLC September 2007 - January 2010
Broadridge (ADP) Clearing and Outsourcing Services, Inc. January 2006 - May 2007
AXA Financial September 1999 - December 2005
Skills
MS Word, MS Excel, MS PowerPoint, Peachtree, MS Outlook, Quickbooks, MS Access, Accounting, Finance, Account Reconciliation, Accounts Payable, Accounts Receivable, Financial Reporting, General Finance, Financial Accounting, Automated Customer..., Depository Trust..., Bookkeeping, Financial Analysis
Education
Pace University - Lubin School of Business
Bachelor of Business Administration (BBA), Finance
Frank Caraballo Frank Caraballo's Pershing LLC Experience April 2008 - November 2009
Job Banquet Captain/Supervisor at Metropolitan Hospitality
Industry Financial Services
Experience
Metropolitan Hospitality September 2007 - Present
Denihan Hospitality Group October 2011 - March 2013
PERSHING LLC April 2008 - November 2009
UBS FINANCIAL SERVICES, INC., formerly PaineWebber Financial January 1996 - January 2007
BANK OF AMERICA January 1991 - January 1996
Skills
Banking, Equities, New Business Development, Business Development, Management, Hospitality, Event Management, Hotels, Banquets
Education
Queens College
Bachelor of Science, Finance
Saint John's University
Curriculum, Business Administration
Metropolitan Hospitality September 2007 - Present
Denihan Hospitality Group October 2011 - March 2013
PERSHING LLC April 2008 - November 2009
UBS FINANCIAL SERVICES, INC., formerly PaineWebber Financial January 1996 - January 2007
BANK OF AMERICA January 1991 - January 1996
Skills
Banking, Equities, New Business Development, Business Development, Management, Hospitality, Event Management, Hotels, Banquets
Education
Queens College
Bachelor of Science, Finance
Saint John's University
Curriculum, Business Administration
Serena Brown Gonzalez Serena Brown Gonzalez's Pershing LLC Experience September 2007 - Present
Job Global Client Services at Pershing LLC
Industry Financial Services
Experience
Pershing LLC September 2007 - Present
Skills
Global Clearing Services, Client Service Liason, Financial Management..., Financial Analysis, Microsoft Office, Leadership, Program Management, Strategic Planning, Customer Service, International..., Broker-Dealer Operations, Series 7, Six Sigma, Internal Controls, Account Reconciliation, Bloomberg, Business Development, Capital Markets, Corporate Finance, Equities, Investment Banking, Marketing Strategy, Management, Microsoft Excel, PowerPoint, Securities, Microsoft Word, New Business Development, Strategy, Trading, Trading Systems
Education
University of Central Florida - College of Business Administration 2000 — 2005
Bachelor of Science (B.S.), Business Administration and Management, General
Pershing LLC September 2007 - Present
Skills
Global Clearing Services, Client Service Liason, Financial Management..., Financial Analysis, Microsoft Office, Leadership, Program Management, Strategic Planning, Customer Service, International..., Broker-Dealer Operations, Series 7, Six Sigma, Internal Controls, Account Reconciliation, Bloomberg, Business Development, Capital Markets, Corporate Finance, Equities, Investment Banking, Marketing Strategy, Management, Microsoft Excel, PowerPoint, Securities, Microsoft Word, New Business Development, Strategy, Trading, Trading Systems
Education
University of Central Florida - College of Business Administration 2000 — 2005
Bachelor of Science (B.S.), Business Administration and Management, General
Giovanna De Armas's Pershing LLC Experience January 2011 - April 2014
Job Assistant Vice President International Settlements at Pershing LLC
Industry Financial Services
Experience
Pershing LLC January 2011 - April 2014
Pershing, a BNY Mellon company May 2010 - January 2011
Pershing, a BNY Mellon company March 2008 - May 2010
Popular Community Bank December 2006 - March 2008
Popular Community Bank September 2002 - May 2006
Skills
Back Office, International..., Equities, Fixed Income, Operational Risk, Training, System Testing, Euroclear, Operations Management, Settlement, Loans, Securities, Banking, Financial Services, Risk Management, Customer Service, Financial Analysis
Education
University of Central Florida 2001 — 2006
Bachelor's Degree, Finance, General
Pershing LLC January 2011 - April 2014
Pershing, a BNY Mellon company May 2010 - January 2011
Pershing, a BNY Mellon company March 2008 - May 2010
Popular Community Bank December 2006 - March 2008
Popular Community Bank September 2002 - May 2006
Skills
Back Office, International..., Equities, Fixed Income, Operational Risk, Training, System Testing, Euroclear, Operations Management, Settlement, Loans, Securities, Banking, Financial Services, Risk Management, Customer Service, Financial Analysis
Education
University of Central Florida 2001 — 2006
Bachelor's Degree, Finance, General
Pat Keefe Pat Keefe's Pershing LLC Experience April 2007 - November 2008
Job Project Coordinator at Mercer LLC (Div. of Marsh & McLennan, Inc.)
Industry Information Technology and Services
Experience
Mercer LLC 2008 - 2009
Pershing LLC April 2007 - November 2008
Affiliated Computer Services January 2007 - April 2007
Prudential Financial October 2006 - January 2007
Time Warner Cable June 2006 - October 2006
Credit Suisse December 2005 - May 2006
North Jersey Media Group 2004 - 2005
Synavant/Dendrite 1997 - 2003
Skills
Data Management, Project Management, Document Management, Budgets, Management, Integration, Databases, Software Documentation, Project Coordination, Quality Assurance, Access, SDLC, Vendor Management, Process Improvement, Visio
Education
New Jersey City University 1982 — 1988
BS, Business Administration
Mercer LLC 2008 - 2009
Pershing LLC April 2007 - November 2008
Affiliated Computer Services January 2007 - April 2007
Prudential Financial October 2006 - January 2007
Time Warner Cable June 2006 - October 2006
Credit Suisse December 2005 - May 2006
North Jersey Media Group 2004 - 2005
Synavant/Dendrite 1997 - 2003
Skills
Data Management, Project Management, Document Management, Budgets, Management, Integration, Databases, Software Documentation, Project Coordination, Quality Assurance, Access, SDLC, Vendor Management, Process Improvement, Visio
Education
New Jersey City University 1982 — 1988
BS, Business Administration
Ash Thaman Ash Thaman's Pershing LLC Experience August 2000 - October 2008
Job Director Healthcare Business Intelligence and Analytics at Perficient
Industry Hospital & Health Care
Experience
Perficient Inc. July 2013 - Present
IBM Global Business Services October 2008 - July 2013
Bank Of New York Mellon August 2000 - October 2008
Pershing LLC August 2000 - October 2008
IBM Global Services August 1995 - August 2000
Skills
IT Strategy, Business Intelligence, Business Analysis, Requirements Analysis, Solution Architecture, Business Process, Integration, Program Management, Management, Enterprise Architecture, SDLC, Analytics, Strategy, Business Development, Leadership, Software Project..., Vendor Management, Business Process..., Strategic Planning, Outsourcing, Enterprise Software, Project Portfolio..., CRM, PMO, Big Data, Business Transformation, Pre-sales, SOA, IT Management, Software Development, Governance, PMP, Consulting, Cloud Computing, Data Warehouse..., Data Warehouse...
Education
Osmania University 1977 — 1982
B.E,, Electrical Engineering
F. R. Islamia 1975 — 1977
Perficient Inc. July 2013 - Present
IBM Global Business Services October 2008 - July 2013
Bank Of New York Mellon August 2000 - October 2008
Pershing LLC August 2000 - October 2008
IBM Global Services August 1995 - August 2000
Skills
IT Strategy, Business Intelligence, Business Analysis, Requirements Analysis, Solution Architecture, Business Process, Integration, Program Management, Management, Enterprise Architecture, SDLC, Analytics, Strategy, Business Development, Leadership, Software Project..., Vendor Management, Business Process..., Strategic Planning, Outsourcing, Enterprise Software, Project Portfolio..., CRM, PMO, Big Data, Business Transformation, Pre-sales, SOA, IT Management, Software Development, Governance, PMP, Consulting, Cloud Computing, Data Warehouse..., Data Warehouse...
Education
Osmania University 1977 — 1982
B.E,, Electrical Engineering
F. R. Islamia 1975 — 1977
Jill Hart Jill Hart's Pershing LLC Experience June 2010 - December 2012
Job IT Communications Lead at inVentiv Health
Industry Public Relations and Communications
Experience
inVentiv Health November 2014 - Present
Hartfolio.com June 2014 - Present
Zoetis December 2012 - June 2014
Pershing LLC June 2010 - December 2012
Bristol-Myers Squibb February 2009 - June 2010
Trane October 2007 - June 2008
American Standard Companies April 2001 - October 2007
America Online - Member Services 1997 - 1999
America Online March 1996 - July 1997
Skills
Internal Communications, Strategic Communications, Corporate Communications, Crisis Communications, Communication Training, Strategy, Employee Engagement, Change Management, Newsletters, Leadership, Marketing Communications, Blogging, Editing, Social Media
Education
Seton Hall University
BA, Communications (Journalism)
inVentiv Health November 2014 - Present
Hartfolio.com June 2014 - Present
Zoetis December 2012 - June 2014
Pershing LLC June 2010 - December 2012
Bristol-Myers Squibb February 2009 - June 2010
Trane October 2007 - June 2008
American Standard Companies April 2001 - October 2007
America Online - Member Services 1997 - 1999
America Online March 1996 - July 1997
Skills
Internal Communications, Strategic Communications, Corporate Communications, Crisis Communications, Communication Training, Strategy, Employee Engagement, Change Management, Newsletters, Leadership, Marketing Communications, Blogging, Editing, Social Media
Education
Seton Hall University
BA, Communications (Journalism)
Bryan Stewart's Pershing LLC Experience January 2007 - June 2007
Job Customer Account Manager at Bloomberg LP
Industry Management Consulting
Experience
Bloomberg LP July 2014 - Present
Bloomberg LP October 2012 - July 2014
The Altman Group January 2012 - August 2012
The College of New Jersey September 2009 - January 2012
The College of New Jersey May 2011 - July 2011
Learn it Systems LLC November 2008 - December 2008
Pershing LLC January 2007 - June 2007
Skills
Public Speaking, Customer Service, Accounting, Teamwork, Leadership, Management, Marketing, Finance, Event Planning, PowerPoint, Microsoft Office, Data Analysis
Education
The College of New Jersey 2007 — 2012
Bachelor of Science- Business Administration, Interdisciplinary Business
Bloomberg LP July 2014 - Present
Bloomberg LP October 2012 - July 2014
The Altman Group January 2012 - August 2012
The College of New Jersey September 2009 - January 2012
The College of New Jersey May 2011 - July 2011
Learn it Systems LLC November 2008 - December 2008
Pershing LLC January 2007 - June 2007
Skills
Public Speaking, Customer Service, Accounting, Teamwork, Leadership, Management, Marketing, Finance, Event Planning, PowerPoint, Microsoft Office, Data Analysis
Education
The College of New Jersey 2007 — 2012
Bachelor of Science- Business Administration, Interdisciplinary Business
Vidhi Modi Vidhi Modi's Pershing LLC Experience November 2009 - August 2010
Job Ambassador at New Jersey Institute of Technology
Industry Higher Education
Experience
New Jersey Institute of Technology January 2013 - Present
New Jersey Institute of Technology 2012 - Present
Pershing LLC November 2009 - August 2010
Skills
Microsoft Office, Higher Education, PowerPoint, Data Analysis, Access, Microsoft Excel, Microsoft Word, HTML, Java, Public Speaking, Teamwork, Student Development, Photoshop, Event Management, Editing, Social Networking
Education
New Jersey Institute of Technology 2010 — 2014
Bachelor's of Science, Information Technology
New Jersey Institute of Technology January 2013 - Present
New Jersey Institute of Technology 2012 - Present
Pershing LLC November 2009 - August 2010
Skills
Microsoft Office, Higher Education, PowerPoint, Data Analysis, Access, Microsoft Excel, Microsoft Word, HTML, Java, Public Speaking, Teamwork, Student Development, Photoshop, Event Management, Editing, Social Networking
Education
New Jersey Institute of Technology 2010 — 2014
Bachelor's of Science, Information Technology
Sue Ridgway, PHR Sue Ridgway, PHR's Pershing LLC Experience 2004 - 2011
Job Vice President Human Resources
Industry Financial Services
Experience
Pershing, LLC (affiliate of The Bank of New York Mellon) January 2004 - Present
Pershing 2004 - Present
Pershing, LLC 2004 - 2011
Lockwood 2004 - 2010
Meridian Capital Partners, Inc. 1998 - 2004
Prudential Sercurite 1993 - 1995
Prudential Sercurite 1993 - 1995
Prudential Sercurite 1993 - 1995
Skills
Onboarding, Talent Acquisition, Succession Planning, Employee Relations, Change Management, Recruiting, Talent Management, Human Resources, Employee Engagement, Executive Search, Financial Services, Employee Benefits, Performance Management, College Recruiting, Applicant Tracking..., Management, Leadership
Education
Penn State University
Pershing, LLC (affiliate of The Bank of New York Mellon) January 2004 - Present
Pershing 2004 - Present
Pershing, LLC 2004 - 2011
Lockwood 2004 - 2010
Meridian Capital Partners, Inc. 1998 - 2004
Prudential Sercurite 1993 - 1995
Prudential Sercurite 1993 - 1995
Prudential Sercurite 1993 - 1995
Skills
Onboarding, Talent Acquisition, Succession Planning, Employee Relations, Change Management, Recruiting, Talent Management, Human Resources, Employee Engagement, Executive Search, Financial Services, Employee Benefits, Performance Management, College Recruiting, Applicant Tracking..., Management, Leadership
Education
Penn State University
Jane Bibla Jane Bibla's Pershing LLC Experience 1983 - 1986
Job Broadridge Financial Solutions
Industry Financial Services
Experience
Broadridge Financial Solutions September 2013 - Present
Adecco April 1996 - August 2012
NatWest Bank 1991 - 1996
Pan American World Airways Inc. 1986 - 1991
Pershing LLC 1983 - 1986
Blue Cross/Blue Shield of Greater NY 1980 - 1983
Skills
Visio, MS Project, SQL, Analysis, Business Process, Integration, Leadership, Management, PMO, Process Improvement, Program Management, Project Management, Project Planning, Project Delivery, Requirements Analysis, User Acceptance Testing, Vendor Management, ERP, SDLC, Software Documentation, Testing, Microsoft Project
Education
Queens College
Queensborough Community College
Broadridge Financial Solutions September 2013 - Present
Adecco April 1996 - August 2012
NatWest Bank 1991 - 1996
Pan American World Airways Inc. 1986 - 1991
Pershing LLC 1983 - 1986
Blue Cross/Blue Shield of Greater NY 1980 - 1983
Skills
Visio, MS Project, SQL, Analysis, Business Process, Integration, Leadership, Management, PMO, Process Improvement, Program Management, Project Management, Project Planning, Project Delivery, Requirements Analysis, User Acceptance Testing, Vendor Management, ERP, SDLC, Software Documentation, Testing, Microsoft Project
Education
Queens College
Queensborough Community College
Daniel Spatucci Daniel Spatucci's Pershing LLC Experience February 2001 - May 2009
Job Financial Services Professional
Industry Financial Services
Experience
Pershing LLC (A Bank of New York Mellon Company) October 2007 - May 2009
Pershing LLC February 2001 - May 2009
Pershing LLC (A Bank of New York Company) September 2005 - October 2007
Pershing LLC (A Bank of New York Company) February 2001 - September 2005
Education
Saint Peter's University 2002 — 2004
Saint Peter's College
Bachelor of Science, Business Management
Pershing LLC (A Bank of New York Mellon Company) October 2007 - May 2009
Pershing LLC February 2001 - May 2009
Pershing LLC (A Bank of New York Company) September 2005 - October 2007
Pershing LLC (A Bank of New York Company) February 2001 - September 2005
Education
Saint Peter's University 2002 — 2004
Saint Peter's College
Bachelor of Science, Business Management
Daniel Kennedy Daniel Kennedy's Pershing LLC Experience January 2002 - December 2004
Job Research Director Information Security & Networking, 451 Research
Industry Financial Services
Experience
The 451 Group July 2011 - Present
Praetorian Security Group, LLC January 2010 - June 2011
D.B. Zwirn & Co., L.P. March 2007 - January 2010
Pershing, An affiliate of The Bank of New York January 2005 - February 2007
Pershing LLC January 2002 - December 2004
Pershing January 2001 - December 2001
Inautix Technologies December 1999 - December 2000
Donaldson, Lufkin, & Jenrette Inc. March 1998 - September 1998
Skills
Information Security, Application Security, Web Applications, Business Continuity, Disaster Recovery, Physical Security, Risk Management, Security, Risk Assessment, Information Security..., Computer Security, Governance, Enterprise Risk..., CISSP, Strategy, Penetration Testing, Vulnerability Assessment, Outsourcing, Information Technology, Security Policy, PCI DSS, Security Audits, ISO 27001, Enterprise Architecture, Security Architecture..., Enterprise Software, Software Development, Data Security, Security Awareness, IT Audit, Databases, Virtualization, Vulnerability Management, IT Management, Identity Management, Information Assurance, Management, Network Security, Cloud Security, Data Center, CISM, Networking, Cross-functional Team..., SDLC, Consulting, Product Management, Business Analysis, Project Management, IT Strategy, Vendor Management
Education
Norwich University 2006 — 2007
Masters of Science, Information Assurance (Security), 4.0
Stevens Institute of Technology 2004 — 2006
Masters of Science, Management of Information Systems
Syracuse University 1996 — 1999
Bachelors of Science, Information Management and Technology
Ramsey High School 1992 — 1996
The 451 Group July 2011 - Present
Praetorian Security Group, LLC January 2010 - June 2011
D.B. Zwirn & Co., L.P. March 2007 - January 2010
Pershing, An affiliate of The Bank of New York January 2005 - February 2007
Pershing LLC January 2002 - December 2004
Pershing January 2001 - December 2001
Inautix Technologies December 1999 - December 2000
Donaldson, Lufkin, & Jenrette Inc. March 1998 - September 1998
Skills
Information Security, Application Security, Web Applications, Business Continuity, Disaster Recovery, Physical Security, Risk Management, Security, Risk Assessment, Information Security..., Computer Security, Governance, Enterprise Risk..., CISSP, Strategy, Penetration Testing, Vulnerability Assessment, Outsourcing, Information Technology, Security Policy, PCI DSS, Security Audits, ISO 27001, Enterprise Architecture, Security Architecture..., Enterprise Software, Software Development, Data Security, Security Awareness, IT Audit, Databases, Virtualization, Vulnerability Management, IT Management, Identity Management, Information Assurance, Management, Network Security, Cloud Security, Data Center, CISM, Networking, Cross-functional Team..., SDLC, Consulting, Product Management, Business Analysis, Project Management, IT Strategy, Vendor Management
Education
Norwich University 2006 — 2007
Masters of Science, Information Assurance (Security), 4.0
Stevens Institute of Technology 2004 — 2006
Masters of Science, Management of Information Systems
Syracuse University 1996 — 1999
Bachelors of Science, Information Management and Technology
Ramsey High School 1992 — 1996
Bob Heidkamp Bob Heidkamp's Pershing LLC Experience March 1985 - Present
Job Director at Pershing LLC, a BNY Mellon company
Industry Financial Services
Experience
Pershing LLC March 1985 - Present
BNY Clearing Services (Bank of New York Company) 2000 - 2003
Pershing March 1985 - March 2000
Skills
Series 24, Fixed Income, Investments, Equities, Financial Services, Securities, Series 7, Team Leadership, Trading Systems, Series 63, Banking, Relationship Management, Trading, Hedge Funds, Mutual Funds, Portfolio Management, Wealth Management, FINRA, Financial Markets, Asset Management, Investment Advisory, Alternative Investments, Capital Markets, Electronic Trading, Risk Management, Options, Bloomberg, Executive Management
Education
Northern Illinois University 1978 — 1982
Pershing LLC March 1985 - Present
BNY Clearing Services (Bank of New York Company) 2000 - 2003
Pershing March 1985 - March 2000
Skills
Series 24, Fixed Income, Investments, Equities, Financial Services, Securities, Series 7, Team Leadership, Trading Systems, Series 63, Banking, Relationship Management, Trading, Hedge Funds, Mutual Funds, Portfolio Management, Wealth Management, FINRA, Financial Markets, Asset Management, Investment Advisory, Alternative Investments, Capital Markets, Electronic Trading, Risk Management, Options, Bloomberg, Executive Management
Education
Northern Illinois University 1978 — 1982
James Alamia's Pershing LLC Experience January 1999 - January 2004
Job Providing DataDriven Marketing Solutions | Email Marketing | Lead Generation
Industry Marketing and Advertising
Experience
Route 72 Systems January 2006 - Present
Route 72 Systems, LLC January 2006 - March 2015
Bear Stearns & Co. Inc January 2004 - January 2006
Pershing, LLC January 1999 - January 2004
NASDAQ Stock Market January 1998 - January 1999
Citicorp January 1995 - January 1998
Kraft General Foods 1993 - 1995
Skills
Email Marketing, Online Lead Generation, Internet Marketing, Project Management, Business Analysis, Databases, Unix, Programming, Marketing Management, Online Advertising, Web Analytics, E-commerce, Analytics, Direct Marketing, SEO, SEM, Web Marketing, PPC, Digital Media, Lead Generation, Marketing, Customer Acquisition, Affiliate Marketing, Management, Marketing Automation, B2B, Entrepreneurship, Conversion Optimization, Mobile Marketing, Landing Page..., B2B Marketing, Database Marketing, Search Advertising, Google Adwords, Online Marketing, Social Media Marketing, Campaign Management, Advertising, Multi-channel Marketing, Google Analytics, Digital Marketing, Organic Search, Media Buying, SaaS, Interactive Marketing
Education
Pace University-Pleasantville/Briarcliff Campus 1992 — 1996
BS, Mathematics
Westwood Highschool 1988 — 1991
Route 72 Systems January 2006 - Present
Route 72 Systems, LLC January 2006 - March 2015
Bear Stearns & Co. Inc January 2004 - January 2006
Pershing, LLC January 1999 - January 2004
NASDAQ Stock Market January 1998 - January 1999
Citicorp January 1995 - January 1998
Kraft General Foods 1993 - 1995
Skills
Email Marketing, Online Lead Generation, Internet Marketing, Project Management, Business Analysis, Databases, Unix, Programming, Marketing Management, Online Advertising, Web Analytics, E-commerce, Analytics, Direct Marketing, SEO, SEM, Web Marketing, PPC, Digital Media, Lead Generation, Marketing, Customer Acquisition, Affiliate Marketing, Management, Marketing Automation, B2B, Entrepreneurship, Conversion Optimization, Mobile Marketing, Landing Page..., B2B Marketing, Database Marketing, Search Advertising, Google Adwords, Online Marketing, Social Media Marketing, Campaign Management, Advertising, Multi-channel Marketing, Google Analytics, Digital Marketing, Organic Search, Media Buying, SaaS, Interactive Marketing
Education
Pace University-Pleasantville/Briarcliff Campus 1992 — 1996
BS, Mathematics
Westwood Highschool 1988 — 1991
Ken Kundis Ken Kundis's Pershing LLC Experience May 2010 - August 2011
Job Helping accelerate clients' transformations through technology partnerships and marketing at Mindtree
Industry Financial Services
Experience
Mindtree November 2013 - Present
Infosys August 2011 - October 2013
Pershing LLC May 2010 - August 2011
Fiserv October 1996 - October 2009
Fiserv CBS Worldwide March 2001 - October 2007
Fiserv 1996 - 2001
Harland Technology Services 1994 - 1996
Newtrend 1992 - 1994
Skills
Product Marketing, Product Management, Thought Leadership, Integrated Marketing, Marketing Strategy, Financial Services, Direct Marketing, Analytics, Strategic Planning, Competitive Analysis, Vendor Management, Marketing, Marketing Communications, CRM, Market Research, Relationship Management, Competitive Intelligence, Strategic Partnerships, Cross-functional Team..., Marketing Management, Email Marketing, B2B Marketing, Corporate Communications, Digital Marketing, Multi-channel Marketing, Business Development, Banking, Product Development, Brand Management, Business Analysis, Strategy, Account Management, E-commerce, Lead Generation, Program Management, Go-to-market Strategy, B2B, Market Analysis, New Business Development, SaaS, Start-ups, Public Relations, Product Launch, Salesforce.com, Leadership, Creative Direction, Executive Management, Project Planning, Analyst Relations, Online Marketing
Education
Lake Howell High School
Tulane University
BSM, marketing
University of Florida
MAMC, Journalism
Mindtree November 2013 - Present
Infosys August 2011 - October 2013
Pershing LLC May 2010 - August 2011
Fiserv October 1996 - October 2009
Fiserv CBS Worldwide March 2001 - October 2007
Fiserv 1996 - 2001
Harland Technology Services 1994 - 1996
Newtrend 1992 - 1994
Skills
Product Marketing, Product Management, Thought Leadership, Integrated Marketing, Marketing Strategy, Financial Services, Direct Marketing, Analytics, Strategic Planning, Competitive Analysis, Vendor Management, Marketing, Marketing Communications, CRM, Market Research, Relationship Management, Competitive Intelligence, Strategic Partnerships, Cross-functional Team..., Marketing Management, Email Marketing, B2B Marketing, Corporate Communications, Digital Marketing, Multi-channel Marketing, Business Development, Banking, Product Development, Brand Management, Business Analysis, Strategy, Account Management, E-commerce, Lead Generation, Program Management, Go-to-market Strategy, B2B, Market Analysis, New Business Development, SaaS, Start-ups, Public Relations, Product Launch, Salesforce.com, Leadership, Creative Direction, Executive Management, Project Planning, Analyst Relations, Online Marketing
Education
Lake Howell High School
Tulane University
BSM, marketing
University of Florida
MAMC, Journalism
Dante Guintu Dante Guintu's Pershing LLC Experience March 2001 - October 2004
Job UI Designer at IBM Cloud Data Services
Industry Design
Experience
IBM June 2015 - Present
Freelance May 2013 - May 2015
Marker Seven May 2013 - October 2013
Littler Mendelson, P.C. November 2006 - July 2012
Passion River Films October 2004 - July 2006
Pershing LLC March 2001 - October 2004
A-Pix Entertainment June 1996 - December 2000
Country Inns Magazine January 1994 - January 1999
Pathmark Stores, Inc June 1995 - June 1996
Pathmark Stores, Inc March 1993 - June 1995
Education
New York University 1987 — 1992
Communications, Concentration in Advertising
School of Visual Arts 1994 — 1996
Graphic Design / School of Continuing Education
San Francisco State University 2010 — 2012
Multimedia Studies Program / Continuing Education
IBM June 2015 - Present
Freelance May 2013 - May 2015
Marker Seven May 2013 - October 2013
Littler Mendelson, P.C. November 2006 - July 2012
Passion River Films October 2004 - July 2006
Pershing LLC March 2001 - October 2004
A-Pix Entertainment June 1996 - December 2000
Country Inns Magazine January 1994 - January 1999
Pathmark Stores, Inc June 1995 - June 1996
Pathmark Stores, Inc March 1993 - June 1995
Education
New York University 1987 — 1992
Communications, Concentration in Advertising
School of Visual Arts 1994 — 1996
Graphic Design / School of Continuing Education
San Francisco State University 2010 — 2012
Multimedia Studies Program / Continuing Education
Catherine Eng Catherine Eng's Pershing LLC Experience March 2000 - January 2015
Job Market Data & Content / Client OnBoarding / CRM (Technology), Vice President at Pershing LLC
Industry Financial Services
Experience
Pershing, a BNY Mellon company January 2015 - Present
Pershing LLC March 2000 - January 2015
Morgan Stanley Dean Witter January 1999 - July 1999
QBT LLC October 1996 - January 1999
Skills
Market Data, Business Analysis, Trading Systems, SDLC, SOA, Fixed Income, Disaster Recovery, Vendor Management, Contact Relationship..., Software Development..., Escalations Management, Software Project..., Unix, Requirements Gathering, Requirements Analysis, IT Strategy, Sybase, Enterprise Architecture
Education
New York University 2014 — 2016
Masters of Science (M.S.) - In Progress
New York University
Bachelor of Arts (B.A.)
Pershing, a BNY Mellon company January 2015 - Present
Pershing LLC March 2000 - January 2015
Morgan Stanley Dean Witter January 1999 - July 1999
QBT LLC October 1996 - January 1999
Skills
Market Data, Business Analysis, Trading Systems, SDLC, SOA, Fixed Income, Disaster Recovery, Vendor Management, Contact Relationship..., Software Development..., Escalations Management, Software Project..., Unix, Requirements Gathering, Requirements Analysis, IT Strategy, Sybase, Enterprise Architecture
Education
New York University 2014 — 2016
Masters of Science (M.S.) - In Progress
New York University
Bachelor of Arts (B.A.)
Joseph Gullace Joseph Gullace's Pershing LLC Experience January 2000 - September 2006
Job Vice President of Finance Operations & MIS Projects
Industry Financial Services
Experience
Allianz Asset Management September 2006 - Present
Pershing LLC January 2000 - September 2006
Chase Mellon July 1995 - January 2000
Skills
Finance, Asset Management, Management, Financial Services, Financial Analysis, Mutual Funds, Accounts Payable, Corporate Finance, Securities, Budgets, Leadership, Managerial Finance, Accounting, Competitive Analysis, Business Strategy, Internal Audit, Financial Modeling, Risk Management, Billing Solutions, Intermediary, SAP, PeopleSoft, Project Finance, Financial Management, Finance Operations, Managed Accounts, Billing Systems, Business Travel, New Opportunities, Investments
Education
Saint Peter's University 1999 — 2001
MBA, Double Major – Business of Administration and Management Information System
Saint Peter's University 1986 — 1990
Bachelor of Science, Major-Business Management, Minor-Economics
Allianz Asset Management September 2006 - Present
Pershing LLC January 2000 - September 2006
Chase Mellon July 1995 - January 2000
Skills
Finance, Asset Management, Management, Financial Services, Financial Analysis, Mutual Funds, Accounts Payable, Corporate Finance, Securities, Budgets, Leadership, Managerial Finance, Accounting, Competitive Analysis, Business Strategy, Internal Audit, Financial Modeling, Risk Management, Billing Solutions, Intermediary, SAP, PeopleSoft, Project Finance, Financial Management, Finance Operations, Managed Accounts, Billing Systems, Business Travel, New Opportunities, Investments
Education
Saint Peter's University 1999 — 2001
MBA, Double Major – Business of Administration and Management Information System
Saint Peter's University 1986 — 1990
Bachelor of Science, Major-Business Management, Minor-Economics
Desiree Melendez's Pershing LLC Experience November 2011 - August 2012
Job Student at Rutgers Business School
Industry Marketing and Advertising
Experience
Bloomingdales January 2015 - Present
BLKDENIM November 2014 - January 2015
Pershing LLC November 2011 - August 2012
Skills
Microsoft Office, Microsoft Excel, Lotus Notes, PowerPoint, Rumba, Netx360, Outlook
Education
Rutgers Business School
Marketing, Junior
Bloomingdales January 2015 - Present
BLKDENIM November 2014 - January 2015
Pershing LLC November 2011 - August 2012
Skills
Microsoft Office, Microsoft Excel, Lotus Notes, PowerPoint, Rumba, Netx360, Outlook
Education
Rutgers Business School
Marketing, Junior
Gerard Cala Gerard Cala's Pershing LLC Experience February 2000 - June 2005
Job Portfolio Trader
Industry Financial Services
Experience
Hapoalim Securities USA (Asset Management Group) June 2014 - Present
Sidoti & Company, LLC June 2013 - June 2014
Liquid Partners April 2011 - June 2013
DiFiglia Capital Management February 2008 - April 2011
Cantor Fitzgerald June 2005 - February 2008
Pershing LLC February 2000 - June 2005
Skills
Series 7, Trading Strategies, International Equities, Bloomberg, Fidessa, RediPlus, Reuters, ThomsonOne, Unix, Dark Pools, Options Strategies, Algorithms, Trade Operations, Equities, Derivatives, Trading, Investment Banking, ETFs, REIT, Securities, Fixed Income, Hedge Funds, Series 66, Prime Brokerage, Options, Asset Management, Mutual Funds, Trading Systems, Equity Trading, Series 63, Financial Risk
Education
University of Delaware 1995 — 1999
Bachelor of Science, Economics
Hapoalim Securities USA (Asset Management Group) June 2014 - Present
Sidoti & Company, LLC June 2013 - June 2014
Liquid Partners April 2011 - June 2013
DiFiglia Capital Management February 2008 - April 2011
Cantor Fitzgerald June 2005 - February 2008
Pershing LLC February 2000 - June 2005
Skills
Series 7, Trading Strategies, International Equities, Bloomberg, Fidessa, RediPlus, Reuters, ThomsonOne, Unix, Dark Pools, Options Strategies, Algorithms, Trade Operations, Equities, Derivatives, Trading, Investment Banking, ETFs, REIT, Securities, Fixed Income, Hedge Funds, Series 66, Prime Brokerage, Options, Asset Management, Mutual Funds, Trading Systems, Equity Trading, Series 63, Financial Risk
Education
University of Delaware 1995 — 1999
Bachelor of Science, Economics
Weilin Wu Weilin Wu's Pershing LLC Experience 2001 - 2007
Job Creative Design, UI/UX Design Professional
Industry Internet
Experience
EAD Group 2015 - Present
BNY Mellon September 2007 - April 2015
Pershing LLC 2001 - 2007
iNautix Technologies 1997 - 2001
Time Inc. New Media 1996 - June 1997
IBM.com 1995 - 1996
The New York Times 1995 - 1995
Skills
Web Design, Management, Fixed Income, Business Analysis, Creative Direction, Information Design, Equities, Strategy, Risk Management, Graphic Design, SDLC, Vendor Management, Disaster Recovery, Portfolio Management, Trading, Product Development, Securities, Asset Management, Mutual Funds, Process Improvement, Financial Services, Project Management, User Experience, Asset Managment, IT Strategy, Program Management, User Interface Design, Experience Design, Investments, Requirements Analysis, Investment Banking
Education
Yale University 1993 — 1995
MFA
University of Arkansas
MFA
EAD Group 2015 - Present
BNY Mellon September 2007 - April 2015
Pershing LLC 2001 - 2007
iNautix Technologies 1997 - 2001
Time Inc. New Media 1996 - June 1997
IBM.com 1995 - 1996
The New York Times 1995 - 1995
Skills
Web Design, Management, Fixed Income, Business Analysis, Creative Direction, Information Design, Equities, Strategy, Risk Management, Graphic Design, SDLC, Vendor Management, Disaster Recovery, Portfolio Management, Trading, Product Development, Securities, Asset Management, Mutual Funds, Process Improvement, Financial Services, Project Management, User Experience, Asset Managment, IT Strategy, Program Management, User Interface Design, Experience Design, Investments, Requirements Analysis, Investment Banking
Education
Yale University 1993 — 1995
MFA
University of Arkansas
MFA
Walt Heskes Walt Heskes's Pershing LLC Experience April 2009 - August 2009
Job Tech Writer / SharePoint Admin at New York eHealth Collaborative
Industry Information Technology and Services
Experience
SharePoint Developer at United Health Group/Optum Tech Writer / SharePoint AdminNew York eHealth CollaborativeJuly 2012 - Present
Bank of America Merrill Lynch April 2010 - June 2012
Bank of America Merrll Lynch August 2009 - April 2010
Pershing, LLC April 2009 - August 2009
Merrill Lynch, Inc. December 2007 - February 2009
Bear Stearns May 2006 - October 2007
Merrill Lynch April 2003 - May 2006
Telerate October 2000 - April 2003
InterWorld Corporation, Inc. May 1999 - October 2000
Sailfish Systems, Inc. (Division of Reuters) January 1998 - May 1999
Skills
SharePoint, JavaScript, HTML, Fortran, Basics of Unix, FrameMaker, Dreamweaver
Education
Learning Tree Education Center
Certified SharePoint 2013, Microsoft Office 365 Technologies
Chubb Computer Services
Introduction to the UNIX Operating System
General Electric Co.
Fundamentals of Marketing, Effective Presentation (Award Winner)
Information Mapping Inc., Waltham, MA.
Information Mapping training
Merrill Lynch "University"
Intro to Derivatives, Time Value of Money & Interest Rate Risk, Intro to Fixed Income Products
New York University
Engineering
Polytechnic Institute of New York
B.S. Mechanical Engineering, Engineering
Xerox Learning Systems
Ventura Desktop Publishing training
SharePoint Developer at United Health Group/Optum Tech Writer / SharePoint AdminNew York eHealth CollaborativeJuly 2012 - Present
Bank of America Merrill Lynch April 2010 - June 2012
Bank of America Merrll Lynch August 2009 - April 2010
Pershing, LLC April 2009 - August 2009
Merrill Lynch, Inc. December 2007 - February 2009
Bear Stearns May 2006 - October 2007
Merrill Lynch April 2003 - May 2006
Telerate October 2000 - April 2003
InterWorld Corporation, Inc. May 1999 - October 2000
Sailfish Systems, Inc. (Division of Reuters) January 1998 - May 1999
Skills
SharePoint, JavaScript, HTML, Fortran, Basics of Unix, FrameMaker, Dreamweaver
Education
Learning Tree Education Center
Certified SharePoint 2013, Microsoft Office 365 Technologies
Chubb Computer Services
Introduction to the UNIX Operating System
General Electric Co.
Fundamentals of Marketing, Effective Presentation (Award Winner)
Information Mapping Inc., Waltham, MA.
Information Mapping training
Merrill Lynch "University"
Intro to Derivatives, Time Value of Money & Interest Rate Risk, Intro to Fixed Income Products
New York University
Engineering
Polytechnic Institute of New York
B.S. Mechanical Engineering, Engineering
Xerox Learning Systems
Ventura Desktop Publishing training
Mike Palazzoto Mike Palazzoto's Pershing LLC Experience September 2010 - Present
Job VP, Senior Product Manager NetExchange Services at Pershing, LLC
Industry Financial Services
Experience
Pershing, LLC September 2010 - Present
Barclays Wealth July 2010 - October 2010
Fidelity Capital Markets April 2008 - August 2010
Bear Stearns December 1999 - April 2008
Corillian Corporation July 2005 - July 2006
Symbiotic September 1998 - November 1999
SIAC June 1995 - August 1997
EDS October 1989 - June 1995
ITT World Comm July 1979 - November 1989
Skills
Integration, SDLC, Equities, Trading, Trading Systems, Fixed Income, Electronic Trading, Bloomberg, Equity Trading, Quality Assurance, Program Management, Software Documentation, Market Data, Software Project...
Education
Registered Rep. Series 7, Series 63 2003 — 2004
Series 7, Series 63
New York Institute of Technology 1985 — 1990
BS, CS
DeVry Technical Institute 1977 — 1979
Electrical Engineering
Queens College 1976 — 1977
Accounting and Business Law
Pershing, LLC September 2010 - Present
Barclays Wealth July 2010 - October 2010
Fidelity Capital Markets April 2008 - August 2010
Bear Stearns December 1999 - April 2008
Corillian Corporation July 2005 - July 2006
Symbiotic September 1998 - November 1999
SIAC June 1995 - August 1997
EDS October 1989 - June 1995
ITT World Comm July 1979 - November 1989
Skills
Integration, SDLC, Equities, Trading, Trading Systems, Fixed Income, Electronic Trading, Bloomberg, Equity Trading, Quality Assurance, Program Management, Software Documentation, Market Data, Software Project...
Education
Registered Rep. Series 7, Series 63 2003 — 2004
Series 7, Series 63
New York Institute of Technology 1985 — 1990
BS, CS
DeVry Technical Institute 1977 — 1979
Electrical Engineering
Queens College 1976 — 1977
Accounting and Business Law
Edward W. Piscina Edward W. Piscina's Pershing LLC Experience June 2005 - August 2007
Job Assistant Vice President at Jefferies & Company
Industry Financial Services
Experience
Jefferies & Company June 2012 - Present
Credit Suisse June 2008 - June 2012
Pershing LLC June 2005 - August 2007
Skills
Series 7, Securities, Valuation, Investments, Financial Analysis, Financial Services, Banking, Series 66, Wealth Management
Education
Saint Joseph's University - Erivan K. Haub School of Business 2004 — 2008
BS
Jefferies & Company June 2012 - Present
Credit Suisse June 2008 - June 2012
Pershing LLC June 2005 - August 2007
Skills
Series 7, Securities, Valuation, Investments, Financial Analysis, Financial Services, Banking, Series 66, Wealth Management
Education
Saint Joseph's University - Erivan K. Haub School of Business 2004 — 2008
BS
John Galante, Jr. John Galante, Jr.'s Pershing LLC Experience May 1997 - March 2006
Job Executive Director at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley January 2013 - Present
The Hillsborough Education Foundation October 2012 - Present
Morgan Stanley March 2012 - January 2013
Morgan Stanley Smith Barney March 2008 - March 2012
Grant Thornton March 2006 - March 2008
Pershing, LLC May 1997 - March 2006
Skills
Relationship Management, Program Management, Product Management, Project Management, Process Improvement, Technology Platforms, Sales, Equities, Series 7, Series 9, Series 10, Securities, Fixed Income, Risk Management, Operational Risk, Vendor Management, Vendor Relationships, Operations Management
Education
New York University - Leonard N. Stern School of Business 2003 — 2006
MBA, Corporate Finance
Stevens Institute of Technology 2000 — 2002
MS, Technology Management
Stevens Institute of Technology 1994 — 1999
B.E, Engineering Management
Morgan Stanley January 2013 - Present
The Hillsborough Education Foundation October 2012 - Present
Morgan Stanley March 2012 - January 2013
Morgan Stanley Smith Barney March 2008 - March 2012
Grant Thornton March 2006 - March 2008
Pershing, LLC May 1997 - March 2006
Skills
Relationship Management, Program Management, Product Management, Project Management, Process Improvement, Technology Platforms, Sales, Equities, Series 7, Series 9, Series 10, Securities, Fixed Income, Risk Management, Operational Risk, Vendor Management, Vendor Relationships, Operations Management
Education
New York University - Leonard N. Stern School of Business 2003 — 2006
MBA, Corporate Finance
Stevens Institute of Technology 2000 — 2002
MS, Technology Management
Stevens Institute of Technology 1994 — 1999
B.E, Engineering Management
Kimberly Wang's Pershing LLC Experience 2007 - 2012
Job Sales
Industry Financial Services
Experience
Sweeten 2015 - Present
BNY Mellon 2012 - 2015
Pershing LLC 2007 - 2012
Pershing LLC 2006 - 2007
Skills
Bloomberg, Equities, Fixed Income, Series 63, Series 7, Mutual Funds, Capital Markets, Trading, Options, Hedge Funds, Alternative Investments, Securities, Investments, Series 24, Financial Services, Asset Management, Portfolio Management
Education
Penn State University 2002 — 2006
Bachelor of Science (BS), Accounting, International Business
Sweeten 2015 - Present
BNY Mellon 2012 - 2015
Pershing LLC 2007 - 2012
Pershing LLC 2006 - 2007
Skills
Bloomberg, Equities, Fixed Income, Series 63, Series 7, Mutual Funds, Capital Markets, Trading, Options, Hedge Funds, Alternative Investments, Securities, Investments, Series 24, Financial Services, Asset Management, Portfolio Management
Education
Penn State University 2002 — 2006
Bachelor of Science (BS), Accounting, International Business
Rishi Badlani Rishi Badlani's Pershing LLC Experience June 2002 - August 2002
Job Supervisor at State Street
Industry Financial Services
Experience
State Street February 2006 - Present
SATYAM COMPUTER SOLUTIONS March 2004 - February 2005
PERSHING LLC June 2002 - August 2002
Skills
Options, Trading, Management, Account Reconciliation, Securities, Equities, Asset Management, Portfolio Management, Risk Management, Financial Analysis, Derivatives, Finance, Marketing, Mutual Funds, Financial Modeling, Financial Services, Fixed Income, Hedge Funds
Education
Syracuse University
Bachelor of Science Dec, 2004
Syracuse University
State Street February 2006 - Present
SATYAM COMPUTER SOLUTIONS March 2004 - February 2005
PERSHING LLC June 2002 - August 2002
Skills
Options, Trading, Management, Account Reconciliation, Securities, Equities, Asset Management, Portfolio Management, Risk Management, Financial Analysis, Derivatives, Finance, Marketing, Mutual Funds, Financial Modeling, Financial Services, Fixed Income, Hedge Funds
Education
Syracuse University
Bachelor of Science Dec, 2004
Syracuse University
Imtiaz Kalani's Pershing LLC Experience November 2010 - June 2012
Job Training Project Lead
Industry Financial Services
Experience
Enova Financial February 2013 - Present
Consulate Management Company August 2012 - December 2012
PERSHING LLC November 2010 - June 2012
PERSHING LLC June 2009 - November 2010
PERSHING LLC June 2007 - June 2009
Ameriprise Financial Services, Inc. August 2006 - June 2007
Skills
Training Presentations, Training & Development, Trading, Series 63, Learning Styles, Equities, Finance, Series 7, Options, Securities, FINRA, Bloomberg, Back Office, Bonds, Mutual Funds, Wealth Management, Series 24, ETFs, WebEx, Brainshark
Education
University of Central Florida 2003 — 2007
Business Administration, Finance
Enova Financial February 2013 - Present
Consulate Management Company August 2012 - December 2012
PERSHING LLC November 2010 - June 2012
PERSHING LLC June 2009 - November 2010
PERSHING LLC June 2007 - June 2009
Ameriprise Financial Services, Inc. August 2006 - June 2007
Skills
Training Presentations, Training & Development, Trading, Series 63, Learning Styles, Equities, Finance, Series 7, Options, Securities, FINRA, Bloomberg, Back Office, Bonds, Mutual Funds, Wealth Management, Series 24, ETFs, WebEx, Brainshark
Education
University of Central Florida 2003 — 2007
Business Administration, Finance
Ilona J. Rosenberg Ilona J. Rosenberg's Pershing LLC Experience 1996 - 2005
Job Associate Director, Senior Professional Recruiter
Industry Financial Services
Experience
UBS 2005 - 2011
Pershing LLC 1996 - 2005
Global Processing Alliance 1993 - 1996
Bankers Trust 1990 - 1993
Skills
Strong Volume..., Creative Low Cost..., Employee Relations, Career Coaching, Resume Writing, Interview Skills..., Recruiting, Personnel Management, Benefits Administration, Career Counseling, Human Resources, Talent Management, Hiring, Program Management, Employee Benefits, Policy, Onboarding, Management, Temporary Placement, Organizational..., Employment Law, Succession Planning, Talent Acquisition, Applicant Tracking..., College Recruiting, Performance Management, HRIS, Employee Engagement, Deferred Compensation, PeopleSoft, Executive Search, Workforce Planning, Interviews, Technical Recruiting, Internet Recruiting, Career Development, HR Consulting, Sourcing, New Hire Orientations
Education
Pace University
BA, Social Science/Education
UBS 2005 - 2011
Pershing LLC 1996 - 2005
Global Processing Alliance 1993 - 1996
Bankers Trust 1990 - 1993
Skills
Strong Volume..., Creative Low Cost..., Employee Relations, Career Coaching, Resume Writing, Interview Skills..., Recruiting, Personnel Management, Benefits Administration, Career Counseling, Human Resources, Talent Management, Hiring, Program Management, Employee Benefits, Policy, Onboarding, Management, Temporary Placement, Organizational..., Employment Law, Succession Planning, Talent Acquisition, Applicant Tracking..., College Recruiting, Performance Management, HRIS, Employee Engagement, Deferred Compensation, PeopleSoft, Executive Search, Workforce Planning, Interviews, Technical Recruiting, Internet Recruiting, Career Development, HR Consulting, Sourcing, New Hire Orientations
Education
Pace University
BA, Social Science/Education
Lawrence Galinsky Lawrence Galinsky's Pershing LLC Experience June 2007 - August 2007
Job Paralegal at Boris Kogan & Associates
Industry Real Estate
Experience
Verizon Wireless December 2012 - April 2014
Boris Kogan & Associates September 2011 - November 2012
Rheem Bell & Mermelstein LLP June 2011 - September 2011
The Great Task, LLC March 2010 - June 2011
Pershing, LLC June 2007 - August 2007
Pershing, LLC 2006 June 2006 - August 2006
Skills
Westlaw, Lexis, Microsoft Word, Wordperfect, Time Matters, Microsoft Excel, Quattro Pro, PowerPoint, Best Case, EZ Support
Education
Union County College 2008 — 2010
Certificate, Paralegal
2010 Rutgers University 2005 — 2010
BA, Philosophy, Political Science
Verizon Wireless December 2012 - April 2014
Boris Kogan & Associates September 2011 - November 2012
Rheem Bell & Mermelstein LLP June 2011 - September 2011
The Great Task, LLC March 2010 - June 2011
Pershing, LLC June 2007 - August 2007
Pershing, LLC 2006 June 2006 - August 2006
Skills
Westlaw, Lexis, Microsoft Word, Wordperfect, Time Matters, Microsoft Excel, Quattro Pro, PowerPoint, Best Case, EZ Support
Education
Union County College 2008 — 2010
Certificate, Paralegal
2010 Rutgers University 2005 — 2010
BA, Philosophy, Political Science
George G. Lagoa George G. Lagoa's Pershing LLC Experience June 2007 - January 2009
Job Financial Manager and Consulting
Industry Financial Services
Experience
Pershing LLC June 2007 - January 2009
Bank of New York 1988 - 2007
Skills
Capital Budgeting, Internal Controls, Business Planning, Financial Planning,..., Management, Budgeting & Forecasting, Team Building, Strategic Planning, Mentoring, Project Management, Forecasting, Financial Analysis, Financial Modeling, Strategic Financial..., Financial Reporting, Managerial Finance, Financial Services, Banking, Accounting, Sarbanes-Oxley Act, Corporate Finance, Risk Management, Finance, Investments, Portfolio Management, Fixed Income, Variance Analysis, Business Analysis, Process Improvement, Account Reconciliation, Budgets, Due Diligence, Analysis, Business Process..., Strategy, Mergers & Acquisitions, Consolidation, Financial Risk, Governance, Cash Management, Cost Accounting, Equities, Capital Markets, Treasury Management, Derivatives, Valuation, Asset Management, Cash Flow, Budgeting, Financial Planning
Education
Pace University - Lubin School of Business
MBA
Pace University - Lubin School of Business
BBA
Pershing LLC June 2007 - January 2009
Bank of New York 1988 - 2007
Skills
Capital Budgeting, Internal Controls, Business Planning, Financial Planning,..., Management, Budgeting & Forecasting, Team Building, Strategic Planning, Mentoring, Project Management, Forecasting, Financial Analysis, Financial Modeling, Strategic Financial..., Financial Reporting, Managerial Finance, Financial Services, Banking, Accounting, Sarbanes-Oxley Act, Corporate Finance, Risk Management, Finance, Investments, Portfolio Management, Fixed Income, Variance Analysis, Business Analysis, Process Improvement, Account Reconciliation, Budgets, Due Diligence, Analysis, Business Process..., Strategy, Mergers & Acquisitions, Consolidation, Financial Risk, Governance, Cash Management, Cost Accounting, Equities, Capital Markets, Treasury Management, Derivatives, Valuation, Asset Management, Cash Flow, Budgeting, Financial Planning
Education
Pace University - Lubin School of Business
MBA
Pace University - Lubin School of Business
BBA
Christine Sorrentino Christine Sorrentino's Pershing LLC Experience July 1998 - February 2006
Job English Teacher at Bergen Catholic High School
Industry Education Management
Experience
Bergen Catholic High School August 2011 - Present
Saint Mary's High School September 2007 - June 2011
Pershing LLC July 1998 - February 2006
Merrill Lynch 1993 - 1998
Education
Saint Peter's University 2006 — 2008
MA, Education
Rutgers University-New Brunswick 2003 — 2005
MHRM, Human Resources Management
Seton Hall University 1995 — 1998
MA, Corporate and Public Communication
Seton Hall University 1989 — 1993
BA, English
Bergen Catholic High School August 2011 - Present
Saint Mary's High School September 2007 - June 2011
Pershing LLC July 1998 - February 2006
Merrill Lynch 1993 - 1998
Education
Saint Peter's University 2006 — 2008
MA, Education
Rutgers University-New Brunswick 2003 — 2005
MHRM, Human Resources Management
Seton Hall University 1995 — 1998
MA, Corporate and Public Communication
Seton Hall University 1989 — 1993
BA, English
Chris Bayait Chris Bayait's Pershing LLC Experience 2011 - Present
Job at
Industry Capital Markets
Experience
Pershing LLC 2011 - Present
Pershing LLC May 2010 - Present
Stifel Nicolaus July 2007 - June 2009
Ryan Beck & Co August 1995 - June 2007
Alliance Capital Management 1993 - 1994
Skills
Trading, Securities, Bloomberg, Hedge Funds, Mutual Funds, Order Management, ECN, Equities, Banking, Equity Trading, Financial Services, Electronic Trading, FINRA, Fixed Income, Options, Series 24, Series 63, Settlement, Trading Systems, Series 7
Education
Rider University 1989 — 1993
Morristown High School 1986 — 1989
Pershing LLC 2011 - Present
Pershing LLC May 2010 - Present
Stifel Nicolaus July 2007 - June 2009
Ryan Beck & Co August 1995 - June 2007
Alliance Capital Management 1993 - 1994
Skills
Trading, Securities, Bloomberg, Hedge Funds, Mutual Funds, Order Management, ECN, Equities, Banking, Equity Trading, Financial Services, Electronic Trading, FINRA, Fixed Income, Options, Series 24, Series 63, Settlement, Trading Systems, Series 7
Education
Rider University 1989 — 1993
Morristown High School 1986 — 1989
Laura Reebe, PMP's Pershing LLC Experience August 2006 - February 2012
Job Consultant at Law School Admission Council
Industry Internet
Experience
Law School Admission Council September 2012 - Present
Dow Jones February 2012 - September 2012
Pershing, LLC August 2006 - February 2012
Factiva, A Dow Jones and Reuters Company October 2004 - August 2006
Factiva, A Dow Jones and Reuters Company September 2000 - October 2004
Skills
Project Management, Information Technology, SSO, SDLC, Management, Business Requirements, Projects, Vendor Management, Business Analysis, Product Management, Visio, Product Development, Product Design, Functional..., Content Management, Product Strategies, Customer Engagement, OmniGraffle, SharePoint, Use Case Analysis, User Experience, CRM, Logical Data Modeling, SQL, Integration, Project Delivery, Software Development, Resource Management, User Acceptance Testing, Financial Services, Process Improvement, Program Management, PMO, Requirements Gathering, Requirements Analysis, Software Project..., Databases, Testing, Analysis, Software Documentation, Business Process, Strategy, Training, Change Management, Usability Testing, Enterprise Software, Leadership, Consulting, Full SDLC, Release Management
Education
La Salle University - School of Business Administration 2006 — 2016
MBA
Rutgers, The State University of New Jersey-New Brunswick
B.S.
South Plainfield High School
High School Diploma
Law School Admission Council September 2012 - Present
Dow Jones February 2012 - September 2012
Pershing, LLC August 2006 - February 2012
Factiva, A Dow Jones and Reuters Company October 2004 - August 2006
Factiva, A Dow Jones and Reuters Company September 2000 - October 2004
Skills
Project Management, Information Technology, SSO, SDLC, Management, Business Requirements, Projects, Vendor Management, Business Analysis, Product Management, Visio, Product Development, Product Design, Functional..., Content Management, Product Strategies, Customer Engagement, OmniGraffle, SharePoint, Use Case Analysis, User Experience, CRM, Logical Data Modeling, SQL, Integration, Project Delivery, Software Development, Resource Management, User Acceptance Testing, Financial Services, Process Improvement, Program Management, PMO, Requirements Gathering, Requirements Analysis, Software Project..., Databases, Testing, Analysis, Software Documentation, Business Process, Strategy, Training, Change Management, Usability Testing, Enterprise Software, Leadership, Consulting, Full SDLC, Release Management
Education
La Salle University - School of Business Administration 2006 — 2016
MBA
Rutgers, The State University of New Jersey-New Brunswick
B.S.
South Plainfield High School
High School Diploma
Arvind Ramakrishnan's Pershing LLC Experience September 1997 - April 2007
Job
Industry Financial Services
Experience
Morgan Stanley August 2014 - Present
Merrill Lynch May 2010 - August 2014
JP Morgan June 2008 - May 2010
Bear Stearns April 2007 - June 2008
Pershing LLC September 1997 - April 2007
Systems Resources Corporation April 1996 - September 1997
Skills
Product Management, User Experience Design, User Interface Design, Business Analysis, Product Development, Fixed Income, Financial Services, User Research, Risk Management, Equities, SDLC, User Experience, Requirements Gathering, Trading Systems, Derivatives, Vendor Management, Human Factors, Portfolio Management, Market Data, Prime Brokerage
Education
University of Cincinnati 1994 — 1996
MS
National Institute of Technology Karnataka 1990 — 1994
BS
Vidya Mandir
Morgan Stanley August 2014 - Present
Merrill Lynch May 2010 - August 2014
JP Morgan June 2008 - May 2010
Bear Stearns April 2007 - June 2008
Pershing LLC September 1997 - April 2007
Systems Resources Corporation April 1996 - September 1997
Skills
Product Management, User Experience Design, User Interface Design, Business Analysis, Product Development, Fixed Income, Financial Services, User Research, Risk Management, Equities, SDLC, User Experience, Requirements Gathering, Trading Systems, Derivatives, Vendor Management, Human Factors, Portfolio Management, Market Data, Prime Brokerage
Education
University of Cincinnati 1994 — 1996
MS
National Institute of Technology Karnataka 1990 — 1994
BS
Vidya Mandir
Mike Cascella's Pershing LLC Experience October 2006 - April 2012
Job Vice President, Manager at Citibank N.A.
Industry Financial Services
Experience
Citibank N.A. April 2012 - January 2015
Pershing LLC October 2006 - April 2012
Synchronoss Technologies Inc February 2006 - September 2006
TD Waterhouse July 2003 - February 2006
Merrill Lynch February 2003 - July 2003
Datek Online Financial Services LLC May 2000 - October 2002
Skills
Management, Project Management, Employee Training, Financial Services, Coaching, Training & Development, Finance, Instructional Design
Education
University of Delaware - Lerner College of Business and Economics 1997 — 2000
BS, Business Administration
St Joseph High School - Metuchen NJ 1991 — 1995
Citibank N.A. April 2012 - January 2015
Pershing LLC October 2006 - April 2012
Synchronoss Technologies Inc February 2006 - September 2006
TD Waterhouse July 2003 - February 2006
Merrill Lynch February 2003 - July 2003
Datek Online Financial Services LLC May 2000 - October 2002
Skills
Management, Project Management, Employee Training, Financial Services, Coaching, Training & Development, Finance, Instructional Design
Education
University of Delaware - Lerner College of Business and Economics 1997 — 2000
BS, Business Administration
St Joseph High School - Metuchen NJ 1991 — 1995
Hani Kaldas's Pershing LLC Experience 1994 - 1999
Job
Industry Information Technology and Services
Experience
SunGard February 2010 - Present
Vigilant, LLC October 2008 - February 2010
Barclays Capital / Lehman Brothers July 2008 - October 2008
ICAP / EBS January 2004 - August 2008
Merrill Lynch January 2001 - January 2005
American International Group 1998 - 2002
AIG January 1999 - January 2001
Pershing LLC 1994 - 1999
Skills
Security, CISSP, Network Security, Risk Management, Penetration Testing, VMware, Windows, System Administration, Computer Forensics, Active Directory, Information Security..., Windows Server, IT Management, Perl, ITIL, PCI DSS, VMware ESX, Information Security, Checkpoint, Computer Security, Linux, IT Audit, Cloud Computing, TCP/IP, IT Strategy, Network Administration, Vulnerability Management, Business Continuity, Integration, Virtualization, DNS, Application Security, IT Service Management, Solaris, Unix, Incident Management, Data Center, VPN, Enterprise Architecture, Cisco Technologies, Disaster Recovery, Firewalls, Juniper, IT Operations, Network Architecture, Vulnerability Assessment, Identity Management, Security Architecture..., Networking, ISO 27001
Education
New Jersey City University 1990 — 1996
Bachelor of Science (B.S.), Computer Science
SunGard February 2010 - Present
Vigilant, LLC October 2008 - February 2010
Barclays Capital / Lehman Brothers July 2008 - October 2008
ICAP / EBS January 2004 - August 2008
Merrill Lynch January 2001 - January 2005
American International Group 1998 - 2002
AIG January 1999 - January 2001
Pershing LLC 1994 - 1999
Skills
Security, CISSP, Network Security, Risk Management, Penetration Testing, VMware, Windows, System Administration, Computer Forensics, Active Directory, Information Security..., Windows Server, IT Management, Perl, ITIL, PCI DSS, VMware ESX, Information Security, Checkpoint, Computer Security, Linux, IT Audit, Cloud Computing, TCP/IP, IT Strategy, Network Administration, Vulnerability Management, Business Continuity, Integration, Virtualization, DNS, Application Security, IT Service Management, Solaris, Unix, Incident Management, Data Center, VPN, Enterprise Architecture, Cisco Technologies, Disaster Recovery, Firewalls, Juniper, IT Operations, Network Architecture, Vulnerability Assessment, Identity Management, Security Architecture..., Networking, ISO 27001
Education
New Jersey City University 1990 — 1996
Bachelor of Science (B.S.), Computer Science
Damarys Ruiz - Yan's Pershing LLC Experience 2005 - Present
Job Director at Pershing LLC
Industry Financial Services
Experience
Pershing LLC 2005 - Present
Pershing June 1998 - January 2005
Pershing June 1994 - June 1998
Skills
Business Transformation, Process Engineering, Process Improvement, Business Analysis, Business Process..., Series 7, Requirements Analysis, Mentoring, Series 24, Requirements Gathering, Business Requirements, Visio, PMO, Program Management, Project Portfolio..., IT Strategy, Vendor Management, Product Management, PMP, Agile Methodologies, Fixed Income, SDLC, Risk Management, Resource Management, Business Process, Software Project..., Project Delivery, Governance, Agile Project Management
Education
Stevens Institute of Technology 1989 — 1994
BE, Engineering Management
Stevens Institute of Technology 1989 — 1994
MS, Management Planning
Pershing LLC 2005 - Present
Pershing June 1998 - January 2005
Pershing June 1994 - June 1998
Skills
Business Transformation, Process Engineering, Process Improvement, Business Analysis, Business Process..., Series 7, Requirements Analysis, Mentoring, Series 24, Requirements Gathering, Business Requirements, Visio, PMO, Program Management, Project Portfolio..., IT Strategy, Vendor Management, Product Management, PMP, Agile Methodologies, Fixed Income, SDLC, Risk Management, Resource Management, Business Process, Software Project..., Project Delivery, Governance, Agile Project Management
Education
Stevens Institute of Technology 1989 — 1994
BE, Engineering Management
Stevens Institute of Technology 1989 — 1994
MS, Management Planning
Justo Pastor's Pershing LLC Experience May 2000 - November 2007
Job Sr. Director of Project Management at ADP Innovation Labs
Industry Financial Services
Experience
ADP November 2008 - Present
Merrill Lynch December 2007 - July 2008
Pershing LLC May 2000 - November 2007
DLJdirect 2000 - 2001
Servicio UniTeller 1999 - 2000
Prudential Insurance 1991 - 1999
Skills
SDLC, Process Improvement, Project Management, Program Management, Business Analysis, Business Process..., Project Portfolio..., Vendor Management, Project Planning, PMO, PMP, Risk Management, IT Strategy, Management, Leadership, Requirements Analysis, Software Project..., Analysis, Integration, Business Process, Project Delivery, Agile Methodologies, Team Management, Resource Management, Software Development, IT Management, Agile Project Management, Requirements Gathering, Business Process Design, Offshoring, User Acceptance Testing, Testing, Enterprise Architecture, Outsourcing, Financial Services, SharePoint, Strategy, Talent Management, Team Leadership, Business Intelligence, Team Building, Quality Assurance, Change Management, Visio, Business Requirements, CRM, MS Project, SaaS, Cross-functional Team..., Information Technology
Education
Rutgers, The State University of New Jersey-New Brunswick 1986 — 1991
Bachelor's Degree
ADP November 2008 - Present
Merrill Lynch December 2007 - July 2008
Pershing LLC May 2000 - November 2007
DLJdirect 2000 - 2001
Servicio UniTeller 1999 - 2000
Prudential Insurance 1991 - 1999
Skills
SDLC, Process Improvement, Project Management, Program Management, Business Analysis, Business Process..., Project Portfolio..., Vendor Management, Project Planning, PMO, PMP, Risk Management, IT Strategy, Management, Leadership, Requirements Analysis, Software Project..., Analysis, Integration, Business Process, Project Delivery, Agile Methodologies, Team Management, Resource Management, Software Development, IT Management, Agile Project Management, Requirements Gathering, Business Process Design, Offshoring, User Acceptance Testing, Testing, Enterprise Architecture, Outsourcing, Financial Services, SharePoint, Strategy, Talent Management, Team Leadership, Business Intelligence, Team Building, Quality Assurance, Change Management, Visio, Business Requirements, CRM, MS Project, SaaS, Cross-functional Team..., Information Technology
Education
Rutgers, The State University of New Jersey-New Brunswick 1986 — 1991
Bachelor's Degree
Mel Demetrius Young's Pershing LLC Experience Project Manager / Business AnalystPershing, LLC, Bank of New York Mellon2006 - Present
Job Vice President at Pershing LLC
Industry Financial Services
Experience
Pershing LLC Project Manager / Business AnalystPershing, LLC, Bank of New York Mellon2006 - Present
Bank of New York Mellon - Pershing, LLC 2006 - Present
Morgan Stanley 2002 - 2006
Prudential Securities 2000 - 2002
Merrill Lynch 1992 - 2000
Skills
Program Management, Business Requirements, Requirements Analysis, Management, Project Delivery, Analysis, Business Analysis, Equities, Financial Services, Fixed Income, PMO, Portfolio Management, Process Improvement, Quality Assurance, Risk Management, SDLC, Securities, Series 7, Trading Systems, Vendor Management
Education
Norfolk State University 1987 — 1989
Girard College 1979 — 1987
Pershing LLC Project Manager / Business AnalystPershing, LLC, Bank of New York Mellon2006 - Present
Bank of New York Mellon - Pershing, LLC 2006 - Present
Morgan Stanley 2002 - 2006
Prudential Securities 2000 - 2002
Merrill Lynch 1992 - 2000
Skills
Program Management, Business Requirements, Requirements Analysis, Management, Project Delivery, Analysis, Business Analysis, Equities, Financial Services, Fixed Income, PMO, Portfolio Management, Process Improvement, Quality Assurance, Risk Management, SDLC, Securities, Series 7, Trading Systems, Vendor Management
Education
Norfolk State University 1987 — 1989
Girard College 1979 — 1987
Cesar Coy's Pershing LLC Experience August 2004 - November 2005
Job Vice President at Deutsche Bank
Industry Capital Markets
Experience
Morgan Stanley June 2014 - Present
Deutsche Bank November 2005 - June 2014
Pershing, LLC August 2004 - November 2005
Knight Equity Markets December 1999 - August 2004
Skills
Capital Markets, Derivatives, Equities, Fixed Income, Hedge Funds, Market Data, Securities, Bloomberg
Education
New Jersey City University 1999 — 2003
Morgan Stanley June 2014 - Present
Deutsche Bank November 2005 - June 2014
Pershing, LLC August 2004 - November 2005
Knight Equity Markets December 1999 - August 2004
Skills
Capital Markets, Derivatives, Equities, Fixed Income, Hedge Funds, Market Data, Securities, Bloomberg
Education
New Jersey City University 1999 — 2003
Rich Martini's Pershing LLC Experience
Job Vice President at Pershing LLC
Industry Financial Services
Experience
Pershing LLC
Skills
Series 24, Series 7, Series 63, Securities, FINRA, Equities, Financial Risk, Financial Services, Fixed Income, Hedge Funds, Mutual Funds, Trading Systems, Options, Alternative Investments, Middle Office, Risk Management
Education
Saint John's University 1993 — 1997
MBA, Finance
New York University 1986 — 1990
Pershing LLC
Skills
Series 24, Series 7, Series 63, Securities, FINRA, Equities, Financial Risk, Financial Services, Fixed Income, Hedge Funds, Mutual Funds, Trading Systems, Options, Alternative Investments, Middle Office, Risk Management
Education
Saint John's University 1993 — 1997
MBA, Finance
New York University 1986 — 1990
Marcus Iorio's Pershing LLC Experience 1998 - 2006
Job VP Pershing LLC
Industry Internet
Experience
Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation 2009 - Present
Bank of New York Mellon March 2008 - Present
Pershing LLC/Bank of New York 2008 - Present
Pershing Technology Group 1998 - Present
Cadient Group 2006 - 2007
Pershing LLC 1998 - 2006
Pershing / Bank of New York 1998 - 2006
Education
Rowan University 1989 — 1994
Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation 2009 - Present
Bank of New York Mellon March 2008 - Present
Pershing LLC/Bank of New York 2008 - Present
Pershing Technology Group 1998 - Present
Cadient Group 2006 - 2007
Pershing LLC 1998 - 2006
Pershing / Bank of New York 1998 - 2006
Education
Rowan University 1989 — 1994
Angelo Tamburri's Pershing LLC Experience 1998 - 2003
Job Managing Director at Bank of New York
Industry Information Technology and Services
Experience
Bank of New York Mellon June 1996 - Present
Bank of New York Mellon 1996 - Present
BNY Mellon 1996 - Present
Pershing LLC, An affiliate of The Bank of New York Mellon 1996 - 2004
Pershing LLC 1998 - 2003
Skills
Disaster Recovery, Vendor Management, Cloud Computing, IT Service Management, Virtualization, Business Continuity, IT Management, Business Analysis, ITIL, Risk Management, Enterprise Architecture, IT Strategy, Data Center, Security, SDLC, Information Security, Governance, Infrastructure, PMP, IT Operations, Outsourcing, Network Security, Information Technology, Information Security..., Project Portfolio..., CISSP, Enterprise Software, Servers, System Deployment, Incident Management, Unix, SaaS, Service Delivery, PMO, Project Delivery, Financial Services, Integration, Business Process, Professional Services, Business Process..., Solution Architecture, Program Management, Service Management, Cisco Technologies
Education
Polytechnic University 1995 — 1997
Master's of Science, Telecommunications and Computing Management
Seton Hall University
BA, Political Science
Bank of New York Mellon June 1996 - Present
Bank of New York Mellon 1996 - Present
BNY Mellon 1996 - Present
Pershing LLC, An affiliate of The Bank of New York Mellon 1996 - 2004
Pershing LLC 1998 - 2003
Skills
Disaster Recovery, Vendor Management, Cloud Computing, IT Service Management, Virtualization, Business Continuity, IT Management, Business Analysis, ITIL, Risk Management, Enterprise Architecture, IT Strategy, Data Center, Security, SDLC, Information Security, Governance, Infrastructure, PMP, IT Operations, Outsourcing, Network Security, Information Technology, Information Security..., Project Portfolio..., CISSP, Enterprise Software, Servers, System Deployment, Incident Management, Unix, SaaS, Service Delivery, PMO, Project Delivery, Financial Services, Integration, Business Process, Professional Services, Business Process..., Solution Architecture, Program Management, Service Management, Cisco Technologies
Education
Polytechnic University 1995 — 1997
Master's of Science, Telecommunications and Computing Management
Seton Hall University
BA, Political Science
Kerry Connell's Pershing LLC Experience February 2004 - July 2008
Job VP Credit Risk Management Technology at Bank of TokyoMitsubishi
Industry Financial Services
Experience
Bank of Tokyo-Mitsubishi July 2008 - Present
Pershing LLC February 2004 - July 2008
Skills
Equities, Equity Trading, Fixed Income, Electronic Trading, Business Analysis, Capital Markets, Risk Management, Securities, Derivatives, Financial Services, Investment Banking, Trading Systems, Banking, Trading, Business Intelligence, Databases, SQL
Education
The College of William & Mary in Virginia 1999 — 2003
Bachelor of Science (B.S.), Computer Science
Bank of Tokyo-Mitsubishi July 2008 - Present
Pershing LLC February 2004 - July 2008
Skills
Equities, Equity Trading, Fixed Income, Electronic Trading, Business Analysis, Capital Markets, Risk Management, Securities, Derivatives, Financial Services, Investment Banking, Trading Systems, Banking, Trading, Business Intelligence, Databases, SQL
Education
The College of William & Mary in Virginia 1999 — 2003
Bachelor of Science (B.S.), Computer Science
Sheldon Rabinowitz's Pershing LLC Experience August 2007 - June 2010
Job Senior Business Analyst Risk Architecture at Bank of America
Industry Information Technology and Services
Experience
Bank of America February 2014 - Present
Deutsche Bank - Prime Finance & Capital Markets May 2013 - February 2014
Citigroup - Citi Prime Finance June 2010 - May 2013
Pershing LLC August 2007 - June 2010
Ernst & Young 1998 - 2006
Capgemini 1997 - 1998
Morgan Stanley 1993 - 1997
Skills
Equities, Fixed Income, Trading Systems, Hedge Funds, Capital Markets, Derivatives, Business Analysis, Prime Brokerage, Process Engineering, Process Improvement, Operations Management, Risk Management, Operational Risk, Alternative Investments, Margin, Requirements Gathering, Requirements Analysis, Requirements Management, Requirement..., PMO, SDLC, Business Process, Portfolio Management, Project Management, Analysis
Education
The George Washington University 2008 — 2009
Professional Certification in Business Analysis
New York University - Leonard N. Stern School of Business 1988 — 1993
BS-Business Administration, Information Systems, Operations Management
Bank of America February 2014 - Present
Deutsche Bank - Prime Finance & Capital Markets May 2013 - February 2014
Citigroup - Citi Prime Finance June 2010 - May 2013
Pershing LLC August 2007 - June 2010
Ernst & Young 1998 - 2006
Capgemini 1997 - 1998
Morgan Stanley 1993 - 1997
Skills
Equities, Fixed Income, Trading Systems, Hedge Funds, Capital Markets, Derivatives, Business Analysis, Prime Brokerage, Process Engineering, Process Improvement, Operations Management, Risk Management, Operational Risk, Alternative Investments, Margin, Requirements Gathering, Requirements Analysis, Requirements Management, Requirement..., PMO, SDLC, Business Process, Portfolio Management, Project Management, Analysis
Education
The George Washington University 2008 — 2009
Professional Certification in Business Analysis
New York University - Leonard N. Stern School of Business 1988 — 1993
BS-Business Administration, Information Systems, Operations Management
Joe Calora's Pershing LLC Experience avppershing2000 - 2008
Job Assistant VicePresident at Pershing, LLC
Industry Financial Services
Gina Jurecki's Pershing LLC Experience June 1993 - December 2010
Job at Broadridge Financial Solutions
Industry Financial Services
Experience
Broadridge Financial Solutions December 2010 - Present
Pershing LLC June 1993 - December 2010
Skills
Sales, Relationship...
Education
Rutgers University-New Brunswick 1988 — 1992
Bachelor of Arts (B.A.), Communications
Broadridge Financial Solutions December 2010 - Present
Pershing LLC June 1993 - December 2010
Skills
Sales, Relationship...
Education
Rutgers University-New Brunswick 1988 — 1992
Bachelor of Arts (B.A.), Communications
Jed Blumenfeld's Pershing LLC Experience May 2000 - June 2005
Job Product Manager
Industry Financial Services
Experience
Fidessa April 2010 - Present
Shaklee Corporation April 2011 - Present
Correlix March 2009 - April 2010
Tervela February 2008 - November 2008
NYFIX September 2006 - February 2008
Lava Trading June 2005 - September 2006
Pershing, LLC May 2000 - June 2005
ING Barings (US) Securities Corp May 1997 - May 2000
Skills
Electronic Trading, Product Management, Trading Systems, Management, Project Management, Equities, Vendor Management, Business Analysis, Agile Methodologies, Team Building, Integration, SDLC, Start-ups, CRM, Requirements Analysis, SaaS, Software Project...
Education
Stevens Institute of Technology 1998 — 2001
MS, Engineering Management, Project Management, Technology Management
Stevens Institute of Technology 1994 — 1998
BE, Engineering Management
Columbia High School 1990 — 1994
Fidessa April 2010 - Present
Shaklee Corporation April 2011 - Present
Correlix March 2009 - April 2010
Tervela February 2008 - November 2008
NYFIX September 2006 - February 2008
Lava Trading June 2005 - September 2006
Pershing, LLC May 2000 - June 2005
ING Barings (US) Securities Corp May 1997 - May 2000
Skills
Electronic Trading, Product Management, Trading Systems, Management, Project Management, Equities, Vendor Management, Business Analysis, Agile Methodologies, Team Building, Integration, SDLC, Start-ups, CRM, Requirements Analysis, SaaS, Software Project...
Education
Stevens Institute of Technology 1998 — 2001
MS, Engineering Management, Project Management, Technology Management
Stevens Institute of Technology 1994 — 1998
BE, Engineering Management
Columbia High School 1990 — 1994
Mindy Zamparelli's Pershing LLC Experience November 1996 - September 2006
Job Director, Cost Basis Reporting at Pershing LLC
Industry Financial Services
Experience
Pershing, a BNY Mellon company April 2014 - Present
Pershing, a BNY Mellon company July 2009 - April 2014
Kass Enterprises October 2007 - July 2009
Checkfree October 2006 - September 2007
Pershing LLC November 1996 - September 2006
Skills
Fixed Income, Series 7, Cost Basis Reporting, Financial Services, Equities, Mutual Funds, FINRA, Securities, Series 24, Asset Management, Portfolio Management, Finance
Education
Saint Bonaventure University 1991 — 1995
Saint Bonaventure University 1991 — 1995
BA, History
Pershing, a BNY Mellon company April 2014 - Present
Pershing, a BNY Mellon company July 2009 - April 2014
Kass Enterprises October 2007 - July 2009
Checkfree October 2006 - September 2007
Pershing LLC November 1996 - September 2006
Skills
Fixed Income, Series 7, Cost Basis Reporting, Financial Services, Equities, Mutual Funds, FINRA, Securities, Series 24, Asset Management, Portfolio Management, Finance
Education
Saint Bonaventure University 1991 — 1995
Saint Bonaventure University 1991 — 1995
BA, History
Romina Lanza-Barletta's Pershing LLC Experience May 1999 - December 2005
Job Director at Fitch Ratings
Industry Financial Services
Experience
Fitch Ratings December 2005 - Present
Pershing, LLC May 1999 - December 2005
Skills
Structured Finance, Corporate Finance, Capital Markets, Fixed Income
Education
Saint Peter's University 2001 — 2003
MBA, Finance
Saint Peter's University 1995 — 1999
Fitch Ratings December 2005 - Present
Pershing, LLC May 1999 - December 2005
Skills
Structured Finance, Corporate Finance, Capital Markets, Fixed Income
Education
Saint Peter's University 2001 — 2003
MBA, Finance
Saint Peter's University 1995 — 1999
Barbara Galanaugh's Pershing LLC Experience July 2010 - Present
Job VP, Senior Business Program Manager at Pershing LLC
Industry Financial Services
Experience
Pershing LLC July 2010 - Present
Fiserv April 2009 - July 2010
CheckFree June 2008 - March 2009
CheckFree Investment Services July 2004 - June 2008
CheckFree Investment Services January 2003 - July 2004
Instinet Corporation 1999 - 2002
Skills
Portfolio Management, SDLC, Financial Services, Vendor Management, Business Analysis, Requirements Analysis, Software Development, Integration, Requirements Gathering, Program Management, PMP, IT Strategy, PMO, Project Portfolio..., Business Requirements, Process Improvement
Education
University at Albany, SUNY 1987 — 1991
Pershing LLC July 2010 - Present
Fiserv April 2009 - July 2010
CheckFree June 2008 - March 2009
CheckFree Investment Services July 2004 - June 2008
CheckFree Investment Services January 2003 - July 2004
Instinet Corporation 1999 - 2002
Skills
Portfolio Management, SDLC, Financial Services, Vendor Management, Business Analysis, Requirements Analysis, Software Development, Integration, Requirements Gathering, Program Management, PMP, IT Strategy, PMO, Project Portfolio..., Business Requirements, Process Improvement
Education
University at Albany, SUNY 1987 — 1991
Krishnaveni Rangaswamy's Pershing LLC Experience October 2007 - Present
Job Vice president at Pershing LLC
Industry Computer Software
Experience
Pershing LLC October 2007 - Present
inautix technologies 2001 - 2007
Amdocs March 1999 - February 2001
KSB pumps limited March 1993 - February 1999
Education
PSG College of Technology 1989 — 1992
MCA, computers
Pershing LLC October 2007 - Present
inautix technologies 2001 - 2007
Amdocs March 1999 - February 2001
KSB pumps limited March 1993 - February 1999
Education
PSG College of Technology 1989 — 1992
MCA, computers
David Lewis's Pershing LLC Experience 2001 - September 2012
Job Managing Director at BNYMellon
Industry Financial Services
Experience
BNYMellon July 2012 - Present
Pershing LLC 2001 - September 2012
NetAssets, Inc. 2000 - 2001
Paragon Software 1997 - 2000
T. Rowe Price 1995 - 1997
MCImetro 1993 - 1995
Fannie Mae 1991 - 1993
Digital Instrumentation Technology, Inc. 1989 - 1991
Los Alamos National Laboratory 1987 - 1989
Skills
Financial Services, SDLC, Trading Systems, Equities, Business Analysis, Securities, Series 7, Vendor Management, IT Strategy, Risk Management, Asset Management, Enterprise Architecture, Program Management, Requirements Gathering, Integration, Software Development, Management, PMO, Software Project...
Education
University of Pennsylvania - The Wharton School 2011 — 2013
Securities Industry Institute (SII) Wharton Certificate, SII / SIFMA executive program
St. John's College (NM) 1982 — 1985
BNYMellon July 2012 - Present
Pershing LLC 2001 - September 2012
NetAssets, Inc. 2000 - 2001
Paragon Software 1997 - 2000
T. Rowe Price 1995 - 1997
MCImetro 1993 - 1995
Fannie Mae 1991 - 1993
Digital Instrumentation Technology, Inc. 1989 - 1991
Los Alamos National Laboratory 1987 - 1989
Skills
Financial Services, SDLC, Trading Systems, Equities, Business Analysis, Securities, Series 7, Vendor Management, IT Strategy, Risk Management, Asset Management, Enterprise Architecture, Program Management, Requirements Gathering, Integration, Software Development, Management, PMO, Software Project...
Education
University of Pennsylvania - The Wharton School 2011 — 2013
Securities Industry Institute (SII) Wharton Certificate, SII / SIFMA executive program
St. John's College (NM) 1982 — 1985
Ted Bragg's Pershing LLC Experience February 2006 - March 2012
Job Senior Vice President/ Managing Director at ICAP
Industry Financial Services
Experience
ICAP May 2015 - Present
Bank of New York Mellon Global Markets April 2012 - May 2015
Pershing LLC February 2006 - March 2012
eSpeed April 2005 - February 2006
Fidelity Capital Markets January 1999 - January 2005
Barclays Capital Markets January 1996 - January 1999
Lehman Brothers January 1986 - January 1996
Education
Rutgers, The State University of New Jersey-New Brunswick 1982 — 1986
Bachelor of Arts (BA) Rutgers College, Economics
ICAP May 2015 - Present
Bank of New York Mellon Global Markets April 2012 - May 2015
Pershing LLC February 2006 - March 2012
eSpeed April 2005 - February 2006
Fidelity Capital Markets January 1999 - January 2005
Barclays Capital Markets January 1996 - January 1999
Lehman Brothers January 1986 - January 1996
Education
Rutgers, The State University of New Jersey-New Brunswick 1982 — 1986
Bachelor of Arts (BA) Rutgers College, Economics
Michelle Bermudez's Pershing LLC Experience April 2005 - February 2012
Job Vice President at BNY Mellon
Industry Financial Services
Experience
BNY Mellon February 2012 - Present
Pershing LLC April 2005 - February 2012
Skills
Series 7, Capital Markets, Series 63, Securities, Equities, Financial Markets, Bonds, Bloomberg, Trading, Hedge Funds
Education
Rutgers University-New Brunswick
BNY Mellon February 2012 - Present
Pershing LLC April 2005 - February 2012
Skills
Series 7, Capital Markets, Series 63, Securities, Equities, Financial Markets, Bonds, Bloomberg, Trading, Hedge Funds
Education
Rutgers University-New Brunswick
Jeanette Pellitteri's Pershing LLC Experience January 2007 - July 2011
Job Assistant Vice President at Pershing, a BNY Mellon company
Industry Financial Services
Experience
Pershing, a BNY Mellon company July 2011 - Present
Pershing LLC January 2007 - July 2011
Thomson Financial February 2005 - January 2007
thomson financial 2003 - 2007
Skills
Equities, Financial Analysis, Financial Services, Business Analysis, Corporate Finance, Finance, Microsoft Excel, Fixed Income, Financial Modeling, Bloomberg, Financial Reporting, Risk Management, Financial Accounting
Education
Saint Peter's University 2012 — 2014
MBA Finance / MS Accounting
New Jersey City University 1999 — 2003
Pershing, a BNY Mellon company July 2011 - Present
Pershing LLC January 2007 - July 2011
Thomson Financial February 2005 - January 2007
thomson financial 2003 - 2007
Skills
Equities, Financial Analysis, Financial Services, Business Analysis, Corporate Finance, Finance, Microsoft Excel, Fixed Income, Financial Modeling, Bloomberg, Financial Reporting, Risk Management, Financial Accounting
Education
Saint Peter's University 2012 — 2014
MBA Finance / MS Accounting
New Jersey City University 1999 — 2003
Keith Qiu's Pershing LLC Experience 2001 - 2006
Job Sr. QA at Scivantage
Industry Computer Software
Experience
TD Ameritrade 2014 - Present
Scivantage 2006 - August 2014
Pershing LLC 2001 - 2006
Skills
Quality Center, SDLC, System Testing, Quality Assurance, Software Quality..., Test Planning, User Acceptance Testing, Test Management, Agile Methodologies, Testing, Requirements Analysis, SQL, Unix, Scrum, XML, Test Automation, Software Project..., Requirements Gathering, Web Applications, Web Services, Java
Education
Pace University 2000 — 2002
Bachelor's degree, Computer and Information System
TD Ameritrade 2014 - Present
Scivantage 2006 - August 2014
Pershing LLC 2001 - 2006
Skills
Quality Center, SDLC, System Testing, Quality Assurance, Software Quality..., Test Planning, User Acceptance Testing, Test Management, Agile Methodologies, Testing, Requirements Analysis, SQL, Unix, Scrum, XML, Test Automation, Software Project..., Requirements Gathering, Web Applications, Web Services, Java
Education
Pace University 2000 — 2002
Bachelor's degree, Computer and Information System
Charlie Mackenzie's Pershing LLC Experience December 2007 - June 2009
Job Client Trainer at Pershing, a BNY Mellon company
Industry Financial Services
Experience
Pershing, a BNY Mellon company September 2012 - Present
Pershing June 2009 - September 2012
Pershing LLC December 2007 - June 2009
Skills
Mutual Funds, Series 7, Equities, Securities, Investments, Series 63, Financial Services, Risk Management
Education
Rollins College 2003 — 2007
Bachelor of Arts, Economics
Pershing, a BNY Mellon company September 2012 - Present
Pershing June 2009 - September 2012
Pershing LLC December 2007 - June 2009
Skills
Mutual Funds, Series 7, Equities, Securities, Investments, Series 63, Financial Services, Risk Management
Education
Rollins College 2003 — 2007
Bachelor of Arts, Economics
Andrea Andryshak, PMP's Pershing LLC Experience April 2005 - Present
Job Assistant Vice President at Pershing LLC
Industry Financial Services
Experience
Pershing LLC April 2005 - Present
Pershing LLC February 2001 - April 2005
Oven Digital November 1999 - January 2001
iNautix Technologies Inc./DLJdirect August 1998 - November 1999
Westcon June 1997 - August 1998
Skills
SDLC, Business Analysis, Financial Services, PMO, Project Management, Vendor Management, Program Management, Risk Management, Project Portfolio..., IT Strategy, Software Project..., Enterprise Architecture, Requirements Analysis
Education
Syracuse University
Bachelor of Science (B.S.), Information Management and Technologies
Pershing LLC April 2005 - Present
Pershing LLC February 2001 - April 2005
Oven Digital November 1999 - January 2001
iNautix Technologies Inc./DLJdirect August 1998 - November 1999
Westcon June 1997 - August 1998
Skills
SDLC, Business Analysis, Financial Services, PMO, Project Management, Vendor Management, Program Management, Risk Management, Project Portfolio..., IT Strategy, Software Project..., Enterprise Architecture, Requirements Analysis
Education
Syracuse University
Bachelor of Science (B.S.), Information Management and Technologies
Ellen Regan's Pershing LLC Experience November 2000 - Present
Job Vice President at Pershing LLC
Industry Financial Services
Experience
Pershing LLC November 2000 - Present
Education
Saint Joseph's University 1991 — 1995
Pershing LLC November 2000 - Present
Education
Saint Joseph's University 1991 — 1995
Cindy Bernstein's Pershing LLC Experience January 1996 - Present
Job Vice President, Pershing LLC
Industry Financial Services
Experience
Pershing LLC January 1996 - Present
Broadcort Capital Corp 1982 - 1992
Merrill Lynch 1985 - 1987
Education
Clarkstown
State University of New York College at Oneonta
Pershing LLC January 1996 - Present
Broadcort Capital Corp 1982 - 1992
Merrill Lynch 1985 - 1987
Education
Clarkstown
State University of New York College at Oneonta
Amy Martins's Pershing LLC Experience November 2004 - October 2008
Job Client Services
Industry Financial Services
Experience
Regent Wealth Management Group October 2010 - Present
Pershing LLC November 2004 - October 2008
Associated Securities Corp. March 2000 - October 2004
MetLife Financial Services July 1999 - March 2000
Skills
Product Management, Program Management, Event Planning, Event Management, Marketing, Leadership, Public Speaking, Strategy, Training, Retirement Planning, Investments, Financial Services, CRM, Business Development, Budgets, Account Management
Education
Quinnipiac University 1989 — 1992
B.A., History
Regent Wealth Management Group October 2010 - Present
Pershing LLC November 2004 - October 2008
Associated Securities Corp. March 2000 - October 2004
MetLife Financial Services July 1999 - March 2000
Skills
Product Management, Program Management, Event Planning, Event Management, Marketing, Leadership, Public Speaking, Strategy, Training, Retirement Planning, Investments, Financial Services, CRM, Business Development, Budgets, Account Management
Education
Quinnipiac University 1989 — 1992
B.A., History
Robert Lino's Pershing LLC Experience November 2005 - December 2011
Job VP Operations
Industry Financial Services
Experience
Tullett Prebon Financial Services, LLC February 2012 - Present
Consultant December 2011 - February 2012
Pershing LLC November 2005 - December 2011
Skills
Equities, Fixed Income, Risk Management, Options
Education
State University of New York College at Oneonta 1976 — 1980
Bachelor of Science (BS), Business/Managerial Economics, 3.2
Tullett Prebon Financial Services, LLC February 2012 - Present
Consultant December 2011 - February 2012
Pershing LLC November 2005 - December 2011
Skills
Equities, Fixed Income, Risk Management, Options
Education
State University of New York College at Oneonta 1976 — 1980
Bachelor of Science (BS), Business/Managerial Economics, 3.2
Patricia Lapinski's Pershing LLC Experience October 1997 - Present
Job Officer at Pershing LLC
Industry Financial Services
Experience
Pershing LLC October 1997 - Present
Education
Academy of saint aloyisuis 1985 — 1989
Saint Peter's University
Business Management
Pershing LLC October 1997 - Present
Education
Academy of saint aloyisuis 1985 — 1989
Saint Peter's University
Business Management
Sara Phillips MacAdam's Pershing LLC Experience July 2008 - Present
Job Vice President, Account Management
Industry Financial Services
Experience
Pershing LLC July 2008 - Present
CNA Financial Corp December 2004 - June 2008
First Albany Capital December 2002 - November 2004
Conning Asset Management August 1999 - December 2002
Noddings & Associates January 1990 - August 1999
Unified Management Corporation January 1985 - December 1989
Skills
Series 63, Series 24, Series 7, Securities, Hedge Funds, Investments, Options, Portfolio Management, Asset Management, Bonds, FINRA, Investment Strategies, Swaps, Settlement, Management, Financial Services, Mutual Funds, Fixed Income, Equities, Trading, Stocks, Wealth Management, Derivatives
Education
Purdue University - Krannert School of Management 1979 — 1983
B.S. General Management, Finance
Pershing LLC July 2008 - Present
CNA Financial Corp December 2004 - June 2008
First Albany Capital December 2002 - November 2004
Conning Asset Management August 1999 - December 2002
Noddings & Associates January 1990 - August 1999
Unified Management Corporation January 1985 - December 1989
Skills
Series 63, Series 24, Series 7, Securities, Hedge Funds, Investments, Options, Portfolio Management, Asset Management, Bonds, FINRA, Investment Strategies, Swaps, Settlement, Management, Financial Services, Mutual Funds, Fixed Income, Equities, Trading, Stocks, Wealth Management, Derivatives
Education
Purdue University - Krannert School of Management 1979 — 1983
B.S. General Management, Finance
Joe Gambardella's Pershing LLC Experience August 2007 - Present
Job Senior Associate at Pershing LLC
Industry Investment Banking
Experience
Pershing LLC August 2007 - Present
Ridgefield Memorial High School January 2007 - Present
UBS August 2004 - July 2007
Deutsche Bank January 2001 - August 2004
Skills
Bloomberg, Financial Services, Microsoft Excel, Securities
Education
Seton Hall University 1996 — 2000
BS, Finance
Pershing LLC August 2007 - Present
Ridgefield Memorial High School January 2007 - Present
UBS August 2004 - July 2007
Deutsche Bank January 2001 - August 2004
Skills
Bloomberg, Financial Services, Microsoft Excel, Securities
Education
Seton Hall University 1996 — 2000
BS, Finance
Lenny Traversa's Pershing LLC Experience TrainerAmerican Stock Exchange2007 - 2008
Job AMEX Floor Clerk at Pershing LLC
Industry Capital Markets
Experience
Pershing LLC TrainerAmerican Stock Exchange2007 - 2008
Banca IMI 2002 - 2006
Education
Nassau Community College 1982 — 1984
Pershing LLC TrainerAmerican Stock Exchange2007 - 2008
Banca IMI 2002 - 2006
Education
Nassau Community College 1982 — 1984
Thea Kokoshi's Pershing LLC Experience 2007 - February 2009
Job Director of Membership at Insured Retirement Institute
Industry Financial Services
Experience
Insured Retirement Institute September 2009 - Present
Pershing LLC 2007 - February 2009
Education
The New School 2005 — 2008
Insured Retirement Institute September 2009 - Present
Pershing LLC 2007 - February 2009
Education
The New School 2005 — 2008
Maryam Connelly's Pershing LLC Experience October 2003 - February 2009
Job Vice President at Pershing LLC
Industry Investment Banking
Experience
Fortren Funding LLC 2015 - 2015
Pershing LLC October 2003 - February 2009
Pershing LLC September 1996 - October 2003
Education
Avtech Institute Of Technology
Web Ecommerce Training & Project Management
New Jersey City University
BA, Mathematics and Computer Science
Pace University
MS, Information Systems
Fortren Funding LLC 2015 - 2015
Pershing LLC October 2003 - February 2009
Pershing LLC September 1996 - October 2003
Education
Avtech Institute Of Technology
Web Ecommerce Training & Project Management
New Jersey City University
BA, Mathematics and Computer Science
Pace University
MS, Information Systems
Charlie Creegan's Pershing LLC Experience January 1983 - July 2001
Job aasistant Superintendent at Merdian Management corp
Industry Facilities Services
Experience
Merdian Management corp January 2002 - Present
Pershing LLC January 1983 - July 2001
Bank of New York Mellon Corporation (Pershing Division) 1983 - 2001
Skills
Operations Management, Network Administration, Process Improvement, Selling, Change Management, Building Management
Education
Queensborough Community College 1967 — 1973
Merdian Management corp January 2002 - Present
Pershing LLC January 1983 - July 2001
Bank of New York Mellon Corporation (Pershing Division) 1983 - 2001
Skills
Operations Management, Network Administration, Process Improvement, Selling, Change Management, Building Management
Education
Queensborough Community College 1967 — 1973
Cheri Spaventa's Pershing LLC Experience 2001 - 2005
Job Associate Program Manager for the Advisory business at Foresters Financial
Industry Financial Services
Experience
Foresters Financial Services December 2014 - Present
Sungard 2007 - 2014
Sungard Trading Systems 2007 - 2014
Sungard Trading Systems May 2005 - 2007
Pershing LLC 2001 - 2005
Pershing LLC 1999 - 2001
Pershing LLC 1997 - 1999
Skills
Trading Systems, Market Data, Electronic Trading, Equity Trading, Trading, Order Management, Equities, Options, SDLC, Financial Services, Business Analysis, Derivatives, Product Management, Capital Markets, Vendor Management, CRM, Unix, Financial Markets, Requirements Analysis, Software Project..., Agile Methodologies, FIX, Customer Service, Software Implementation, Project Management, Requirements Gathering
Education
Villanova University 2013 — 2014
Master Certificate, Applied Project Management
University of Rhode Island 1993 — 1997
Bachelor of Arts (B.A.), Sociology
Metuchen High School 1989 — 1993
Stevens Institute of Technology
Foresters Financial Services December 2014 - Present
Sungard 2007 - 2014
Sungard Trading Systems 2007 - 2014
Sungard Trading Systems May 2005 - 2007
Pershing LLC 2001 - 2005
Pershing LLC 1999 - 2001
Pershing LLC 1997 - 1999
Skills
Trading Systems, Market Data, Electronic Trading, Equity Trading, Trading, Order Management, Equities, Options, SDLC, Financial Services, Business Analysis, Derivatives, Product Management, Capital Markets, Vendor Management, CRM, Unix, Financial Markets, Requirements Analysis, Software Project..., Agile Methodologies, FIX, Customer Service, Software Implementation, Project Management, Requirements Gathering
Education
Villanova University 2013 — 2014
Master Certificate, Applied Project Management
University of Rhode Island 1993 — 1997
Bachelor of Arts (B.A.), Sociology
Metuchen High School 1989 — 1993
Stevens Institute of Technology
Francis Hsueh's Pershing LLC Experience July 2015 - Present
Job Axiom Attorney AML Compliance at Pershing LLC
Industry Legal Services
Experience
Pershing LLC July 2015 - Present
Axiom 2005 - Present
American Express July 2014 - May 2015
Pershing LLC January 2013 - June 2014
Federal Reserve Bank of New York March 2010 - July 2011
Bank of New York Mellon June 2007 - March 2010
Law Office of Francis Hsueh February 2004 - June 2007
LeBoeuf, Lamb, Greene & MacRae 2002 - 2004
Skadden Arps 1997 - 1999
Skills
Licensing, Intellectual Property, Corporate Law, Legal Research, AML, Legal Writing, Securities Regulation, Corporate Governance, Commercial Litigation, Litigation, Westlaw, OFAC, Securities, Fraud, Legal Assistance, Privacy Law
Education
Brooklyn Law School 1999 — 2002
J.D., Law
Oberlin College 1992 — 1996
Bachelor of Arts (B.A.), East Asian Studies
Pershing LLC July 2015 - Present
Axiom 2005 - Present
American Express July 2014 - May 2015
Pershing LLC January 2013 - June 2014
Federal Reserve Bank of New York March 2010 - July 2011
Bank of New York Mellon June 2007 - March 2010
Law Office of Francis Hsueh February 2004 - June 2007
LeBoeuf, Lamb, Greene & MacRae 2002 - 2004
Skadden Arps 1997 - 1999
Skills
Licensing, Intellectual Property, Corporate Law, Legal Research, AML, Legal Writing, Securities Regulation, Corporate Governance, Commercial Litigation, Litigation, Westlaw, OFAC, Securities, Fraud, Legal Assistance, Privacy Law
Education
Brooklyn Law School 1999 — 2002
J.D., Law
Oberlin College 1992 — 1996
Bachelor of Arts (B.A.), East Asian Studies
Dan Stepansky's Pershing LLC Experience July 2007 - September 2014
Job Senior, Wealth & Asset Management Advisory, Ernst & Young
Industry Financial Services
Experience
EY September 2014 - Present
Pershing LLC July 2007 - September 2014
Pershing, a BNY Mellon company July 2007 - February 2008
Skills
Fixed Income, Equities, Business Analysis, Series 7, Financial Services, Series 63, SDLC, Trading Systems, Securities, Project Management, Bloomberg, Cross-functional Team..., Trading, Vendor Management, Visio, Hedge Funds, Process Improvement, Electronic Trading
Education
Stevens Institute of Technology 2003 — 2007
Bachelors of Science, Business & Technology - Concentration in Finance
EY September 2014 - Present
Pershing LLC July 2007 - September 2014
Pershing, a BNY Mellon company July 2007 - February 2008
Skills
Fixed Income, Equities, Business Analysis, Series 7, Financial Services, Series 63, SDLC, Trading Systems, Securities, Project Management, Bloomberg, Cross-functional Team..., Trading, Vendor Management, Visio, Hedge Funds, Process Improvement, Electronic Trading
Education
Stevens Institute of Technology 2003 — 2007
Bachelors of Science, Business & Technology - Concentration in Finance
Barry Fay's Pershing LLC Experience February 2010 - May 2012
Job Providing Analytic and Project Management Services
Industry Management Consulting
Experience
Independent Management Consultant October 2012 - Present
TurtleBay Advisory Services May 2012 - September 2012
Pershing LLC February 2010 - May 2012
Breakthrough Concepts Inc. 1994 - December 2010
Federal Home Loan Mortgage Corporation 2005 - 2008
Freddie Mac 2004 - 2008
Goldman Sachs 2000 - 2002
Prudential Capital Corporation 1984 - 1989
Skills
Business Analysis, Financial Services, Risk Management, Securities, Fixed Income, SDLC, Equities, Financial Analysis, Back Office, Financial Modeling, Capital Markets, Asset Managment, FX Options, Investments, Insurance, Mergers & Acquisitions, Business Process..., Program Management
Education
New York University - Leonard N. Stern School of Business 1982 — 1984
Master of Business Administration (MBA), Finance, General
Simpson College
Bachelor of Arts (B.A.), English Language and Literature/Letters
Independent Management Consultant October 2012 - Present
TurtleBay Advisory Services May 2012 - September 2012
Pershing LLC February 2010 - May 2012
Breakthrough Concepts Inc. 1994 - December 2010
Federal Home Loan Mortgage Corporation 2005 - 2008
Freddie Mac 2004 - 2008
Goldman Sachs 2000 - 2002
Prudential Capital Corporation 1984 - 1989
Skills
Business Analysis, Financial Services, Risk Management, Securities, Fixed Income, SDLC, Equities, Financial Analysis, Back Office, Financial Modeling, Capital Markets, Asset Managment, FX Options, Investments, Insurance, Mergers & Acquisitions, Business Process..., Program Management
Education
New York University - Leonard N. Stern School of Business 1982 — 1984
Master of Business Administration (MBA), Finance, General
Simpson College
Bachelor of Arts (B.A.), English Language and Literature/Letters
Jeffrey Stundel's Pershing LLC Experience December 2008 - Present
Job Editorial Marketing Manager at Pershing LLC
Industry Financial Services
Experience
Pershing LLC December 2008 - Present
Janney Montgomery Scott November 2006 - December 2008
Merrill Lynch 2006 - 2006
Ryan Beck & Co., Inc. 2004 - 2006
Education
New York University 1989 — 1991
Masters, English Literature
The College of New Jersey 1982 — 1986
Pershing LLC December 2008 - Present
Janney Montgomery Scott November 2006 - December 2008
Merrill Lynch 2006 - 2006
Ryan Beck & Co., Inc. 2004 - 2006
Education
New York University 1989 — 1991
Masters, English Literature
The College of New Jersey 1982 — 1986
Celeste Gandolfo's Pershing LLC Experience June 2000 - June 2005
Job AVP, BNP Paribas
Industry Financial Services
Experience
BNP Paribas October 2013 - Present
Jefferies and Company June 2011 - August 2013
Jefferies & Company June 2005 - June 2011
Pershing LLC June 2000 - June 2005
Cambridge Partners LP October 1994 - March 2000
Dean Witter April 1993 - October 1994
US Aviation Underwriters September 1992 - April 1993
Skills
Hedge Funds, Series 7, Series 63, Equity Trading, Middle Office, Settlement, Trading, Back Office, Electronic Trading, Risk Management, Fixed Income, Equities, Bloomberg, Prime Brokerage, Trading Systems, Derivatives, Capital Markets, FX Options, Options, Securities, Investment Banking
Education
Rutgers University-New Brunswick 1988 — 1992
Bachelors, Economics, Finance
BNP Paribas October 2013 - Present
Jefferies and Company June 2011 - August 2013
Jefferies & Company June 2005 - June 2011
Pershing LLC June 2000 - June 2005
Cambridge Partners LP October 1994 - March 2000
Dean Witter April 1993 - October 1994
US Aviation Underwriters September 1992 - April 1993
Skills
Hedge Funds, Series 7, Series 63, Equity Trading, Middle Office, Settlement, Trading, Back Office, Electronic Trading, Risk Management, Fixed Income, Equities, Bloomberg, Prime Brokerage, Trading Systems, Derivatives, Capital Markets, FX Options, Options, Securities, Investment Banking
Education
Rutgers University-New Brunswick 1988 — 1992
Bachelors, Economics, Finance
Lisa Schiffman's Pershing LLC Experience October 1990 - July 2001
Job PMP, BA, ITS Global Director, Global Technology Relationship Manager
Industry Financial Services
Experience
KPMG March 2013 - Present
KPMG April 2002 - September 2013
Pershing LLC October 1990 - July 2001
Skills
Business Analysis, Business Process..., Risk Management, Program Management, Problem Solving, Vendor Management, Strategic Planning, Process Improvement, Governance, Change Management, Management, PMO, MS Project, Project Planning, Business Process, Budgets, IT Strategy, Project Portfolio..., SDLC, Information Technology, IT Management, Management Consulting, Business Transformation, PMP, Business Intelligence, Software Project..., Requirements Analysis, Resource Management, Analysis, Project Delivery, Project Management, Enterprise Architecture
Education
Temple University 1979 — 1982
Business, Business Law
Temple University - Fox School of Business and Management 1979 — 1982
BBA
KPMG March 2013 - Present
KPMG April 2002 - September 2013
Pershing LLC October 1990 - July 2001
Skills
Business Analysis, Business Process..., Risk Management, Program Management, Problem Solving, Vendor Management, Strategic Planning, Process Improvement, Governance, Change Management, Management, PMO, MS Project, Project Planning, Business Process, Budgets, IT Strategy, Project Portfolio..., SDLC, Information Technology, IT Management, Management Consulting, Business Transformation, PMP, Business Intelligence, Software Project..., Requirements Analysis, Resource Management, Analysis, Project Delivery, Project Management, Enterprise Architecture
Education
Temple University 1979 — 1982
Business, Business Law
Temple University - Fox School of Business and Management 1979 — 1982
BBA
Joseph S. Farrell's Pershing LLC Experience September 2010 - Present
Job at Pershing LLC
Industry Financial Services
Experience
Pershing LLC September 2010 - Present
Cantor Fitzgerald 2009 - November 2010
Miningham & Oellerich, Inc. (M&O) 2008 - 2009
Wachovia Securities 2007 - 2008
ADP Clearing & Outsourcing, Inc. 2004 - 2007
Pershing 1999 - 2004
Pershing 1996 - 1999
UBS PaineWebber/ Correspondent Services Corporation 1993 - 1996
TMJ Property Control 1992 - 1993
Paine Webber 1989 - 1992
Skills
Series 7, Series 63, Series 24, Equities, Securities, Fixed Income, Investments, Team Leadership, Finance, Mutual Funds, Relationship Management, FINRA, Business Relationship..., Hedge Funds, Options, Financial Services, Trading
Education
Quinnipiac University 1986 — 1989
Bachelor of Science, Marketing
Pershing LLC September 2010 - Present
Cantor Fitzgerald 2009 - November 2010
Miningham & Oellerich, Inc. (M&O) 2008 - 2009
Wachovia Securities 2007 - 2008
ADP Clearing & Outsourcing, Inc. 2004 - 2007
Pershing 1999 - 2004
Pershing 1996 - 1999
UBS PaineWebber/ Correspondent Services Corporation 1993 - 1996
TMJ Property Control 1992 - 1993
Paine Webber 1989 - 1992
Skills
Series 7, Series 63, Series 24, Equities, Securities, Fixed Income, Investments, Team Leadership, Finance, Mutual Funds, Relationship Management, FINRA, Business Relationship..., Hedge Funds, Options, Financial Services, Trading
Education
Quinnipiac University 1986 — 1989
Bachelor of Science, Marketing
Eiler Marcher's Pershing LLC Experience January 2003 - Present
Job Vice President at Pershing LLC
Industry Financial Services
Experience
Pershing LLC January 2003 - Present
Education
Ohio Wesleyan University 1986 — 1991
BS, Economics with Concentration In Management
Pershing LLC January 2003 - Present
Education
Ohio Wesleyan University 1986 — 1991
BS, Economics with Concentration In Management
Anna Timberlake's Pershing LLC Experience 2009 - 2012
Job at Pershing LLC
Industry Financial Services
Experience
Pershing, a BNY Mellon company 2012 - Present
Pershing LLC 2009 - 2012
Duke University April 2009 - May 2011
Skills
Finance, Budgets, Grants, Account Reconciliation, Financial Analysis, Microsoft Excel, Leadership, PowerPoint, Forecasting, Strategic Planning, Process Improvement, Strategy, Microsoft Word, Mutual Funds, Project Management
Education
Stetson University 2005 — 2008
BBA, Finance
Pershing, a BNY Mellon company 2012 - Present
Pershing LLC 2009 - 2012
Duke University April 2009 - May 2011
Skills
Finance, Budgets, Grants, Account Reconciliation, Financial Analysis, Microsoft Excel, Leadership, PowerPoint, Forecasting, Strategic Planning, Process Improvement, Strategy, Microsoft Word, Mutual Funds, Project Management
Education
Stetson University 2005 — 2008
BBA, Finance
Charlotte Dang's Pershing LLC Experience Corporate ActionsDTCC2003 - 2008
Job Credit Services Exceptions Processing Assoc. at Pershing LLC
Industry Financial Services
Experience
Pershing LLC Corporate ActionsDTCC2003 - 2008
The Depository Trust and Clearing Corporation (DTCC) 2006 - 2007
Education
University of Central Florida 2001 — 2004
BSBA, Marketing
Pershing LLC Corporate ActionsDTCC2003 - 2008
The Depository Trust and Clearing Corporation (DTCC) 2006 - 2007
Education
University of Central Florida 2001 — 2004
BSBA, Marketing
Jeffrey Marino's Pershing LLC Experience April 1999 - August 2005
Job KYC Officer at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase March 2013 - Present
Citigroup September 2010 - March 2013
L-3 COMMUNICATIONS INC September 2008 - October 2010
UBS International Inc. June 2007 - July 2008
Lehman Brothers August 2005 - June 2007
Pershing LLC April 1999 - August 2005
PERSHING LLC January 1999 - January 2005
National Discount Brokers March 1998 - April 1999
PERSHING DIVISION OF DLJSC January 1996 - January 1998
CHEMICAL BANKING CORP January 1994 - January 1996
Skills
Risk Management, Banking, Credit, Trading, Securities, Fixed Income, Financial Services, Investments, Mutual Funds, Analysis, AML, Loans, Equities, Capital Markets, Derivatives, Hedge Funds
Education
Saint John's University 1990 — 1994
Bachelor of Science, Finance
St. John's University 1990 — 1994
B.S, Finance
JPMorgan Chase March 2013 - Present
Citigroup September 2010 - March 2013
L-3 COMMUNICATIONS INC September 2008 - October 2010
UBS International Inc. June 2007 - July 2008
Lehman Brothers August 2005 - June 2007
Pershing LLC April 1999 - August 2005
PERSHING LLC January 1999 - January 2005
National Discount Brokers March 1998 - April 1999
PERSHING DIVISION OF DLJSC January 1996 - January 1998
CHEMICAL BANKING CORP January 1994 - January 1996
Skills
Risk Management, Banking, Credit, Trading, Securities, Fixed Income, Financial Services, Investments, Mutual Funds, Analysis, AML, Loans, Equities, Capital Markets, Derivatives, Hedge Funds
Education
Saint John's University 1990 — 1994
Bachelor of Science, Finance
St. John's University 1990 — 1994
B.S, Finance
Joseph Loria's Pershing LLC Experience July 2011 - Present
Job Director, Pershing LLC
Industry Financial Services
Experience
Pershing LLC July 2011 - Present
Education
University at Albany, SUNY 1991 — 1995
Bachelor of Arts, Economics
Pershing LLC July 2011 - Present
Education
University at Albany, SUNY 1991 — 1995
Bachelor of Arts, Economics
Mary Anne Rochford's Pershing LLC Experience June 1999 - Present
Job Pershing
Industry Financial Services
Experience
Pershing LLC June 1999 - Present
Pershing 1991 - 2010
Education
New Jersey City University 1989 — 1991
Associate, English/Secondary Education
Pershing LLC June 1999 - Present
Pershing 1991 - 2010
Education
New Jersey City University 1989 — 1991
Associate, English/Secondary Education
I Vassilieva's Pershing LLC Experience Sr. Programmer AnalystPershing LLC1999 - 2008
Job n/a at Pershing LLC
Industry Financial Services
Experience
Pershing LLC Sr. Programmer AnalystPershing LLC1999 - 2008
Education
Stevens Institute of Technology 2005 — 2008
Rutgers University-New Brunswick 2001 — 2004
Pershing LLC Sr. Programmer AnalystPershing LLC1999 - 2008
Education
Stevens Institute of Technology 2005 — 2008
Rutgers University-New Brunswick 2001 — 2004
Dave Altschul's Pershing LLC Experience September 2005 - Present
Job Financial Sales/Relationship/Account Management
Industry Financial Services
Experience
Pershing LLC September 2005 - Present
Self Employed September 2003 - September 2005
Mellon Investor Services September 2002 - September 2003
Dreyfus Brokerage Services, a division of Mellon Financial 1998 - 2002
Dreyfus Service Corporation, a division of Mellon Financial 1997 - 1998
Dreyfus Lion Account, a division of Mellon Financial 1995 - 1997
Skills
Management, Business Development, Analysis, Mutual Funds, Series 7, Strategic Planning, Financial Services, Broker-Dealer, Relationship Management, Key Account Management, Solution Selling, Solution Implementation, Problem Solving, Securities, Retirement Planning, Retirement, Financial Advisory, Series 63, Trading
Education
State University of New York College at Old Westbury
Marketing/Marketing Management
Pershing LLC September 2005 - Present
Self Employed September 2003 - September 2005
Mellon Investor Services September 2002 - September 2003
Dreyfus Brokerage Services, a division of Mellon Financial 1998 - 2002
Dreyfus Service Corporation, a division of Mellon Financial 1997 - 1998
Dreyfus Lion Account, a division of Mellon Financial 1995 - 1997
Skills
Management, Business Development, Analysis, Mutual Funds, Series 7, Strategic Planning, Financial Services, Broker-Dealer, Relationship Management, Key Account Management, Solution Selling, Solution Implementation, Problem Solving, Securities, Retirement Planning, Retirement, Financial Advisory, Series 63, Trading
Education
State University of New York College at Old Westbury
Marketing/Marketing Management
Sean Loughran's Pershing LLC Experience February 2007 - Present
Job AVP at Pershing LLC
Industry Investment Management
Experience
Pershing LLC February 2007 - Present
Fidelity Investments February 2005 - February 2007
National Financial Services January 2004 - February 2005
Skills
Series 7, Series 63, Fixed Income, Equities, Securities, Investment Advisory, Mutual Funds, Series 24, CRM, FINRA, Alternative Investments
Education
UC Berkeley 1985 — 1988
Bachelor of Arts (B.A.), English Language and Literature/Letters
Pershing LLC February 2007 - Present
Fidelity Investments February 2005 - February 2007
National Financial Services January 2004 - February 2005
Skills
Series 7, Series 63, Fixed Income, Equities, Securities, Investment Advisory, Mutual Funds, Series 24, CRM, FINRA, Alternative Investments
Education
UC Berkeley 1985 — 1988
Bachelor of Arts (B.A.), English Language and Literature/Letters
Adam Scalione's Pershing LLC Experience March 2010 - June 2014
Job Trade Desk Supervision Associate at INTL FCStone Securities Inc.
Industry Financial Services
Experience
INTL FCStone Securities Inc February 2015 - Present
PERSHING LLC March 2010 - June 2014
Trinity Trading Corporation January 2006 - March 2008
Trinity Trading Corporation January 2006 - March 2008
EMAC SECURITIES CORPORATION January 1998 - April 2006
EMAC SECURITIES CORPORATION January 1998 - January 2006
Skills
Customer Relations, Fair Trade, Equity Trading, Series 7, Bloomberg, Series 24, Series 63, series 4, series 55, Options Strategies, option trading, Equities, Trading, Prime Brokerage, Securities, Stocks, ETFs, Trading Systems, Electronic Trading, Financial Markets, Middle Office, Derivatives, Trading Strategies, Options
Education
Syracuse University 1988 — 1992
BACHELOR OF SCIENCE, FINANCE
INTL FCStone Securities Inc February 2015 - Present
PERSHING LLC March 2010 - June 2014
Trinity Trading Corporation January 2006 - March 2008
Trinity Trading Corporation January 2006 - March 2008
EMAC SECURITIES CORPORATION January 1998 - April 2006
EMAC SECURITIES CORPORATION January 1998 - January 2006
Skills
Customer Relations, Fair Trade, Equity Trading, Series 7, Bloomberg, Series 24, Series 63, series 4, series 55, Options Strategies, option trading, Equities, Trading, Prime Brokerage, Securities, Stocks, ETFs, Trading Systems, Electronic Trading, Financial Markets, Middle Office, Derivatives, Trading Strategies, Options
Education
Syracuse University 1988 — 1992
BACHELOR OF SCIENCE, FINANCE
Robert Nardone's Pershing LLC Experience January 1995 - January 2009
Job Financial Services Professional
Industry Financial Services
Experience
Pershing LLC January 1995 - January 2009
Education
Syracuse University 1965 — 1969
BA, Political Science
Pershing LLC January 1995 - January 2009
Education
Syracuse University 1965 — 1969
BA, Political Science
Jason Spielberg's Pershing LLC Experience July 2007 - Present
Job Client Training Services at Pershing LLC
Industry Financial Services
Experience
Pershing LLC July 2007 - Present
Skills
Series 63, Equities, Microsoft Excel, Team Leadership, Training, Leadership, Fixed Income, Options, Global Custody, Finance, Leadership Development, Microsoft Office, PowerPoint, Banking, Mutual Funds, Risk Management, Series 7, Securities
Education
University of Central Florida 2002 — 2006
BSBA, Accounting, Finance
Pershing LLC July 2007 - Present
Skills
Series 63, Equities, Microsoft Excel, Team Leadership, Training, Leadership, Fixed Income, Options, Global Custody, Finance, Leadership Development, Microsoft Office, PowerPoint, Banking, Mutual Funds, Risk Management, Series 7, Securities
Education
University of Central Florida 2002 — 2006
BSBA, Accounting, Finance
Leda Lecky's Pershing LLC Experience November 1998 - Present
Job Vice President
Industry Financial Services
Experience
Pershing LLC November 1998 - Present
Skills
Equities, Investments, Business Analysis, Fixed Income, Trading, Financial Services, Client Services, Asset Management, Corporate Actions, Back Office, Mutual Funds, Options, Bonds, Trading Systems, Bloomberg, Settlement, Securities, Wealth Management, Risk Management
Education
Universidad de Panamá
Pershing LLC November 1998 - Present
Skills
Equities, Investments, Business Analysis, Fixed Income, Trading, Financial Services, Client Services, Asset Management, Corporate Actions, Back Office, Mutual Funds, Options, Bonds, Trading Systems, Bloomberg, Settlement, Securities, Wealth Management, Risk Management
Education
Universidad de Panamá
Bill Mollica's Pershing LLC Experience July 2000 - June 2007
Job Principal Consultant at Capco
Industry Financial Services
Experience
Capco January 2014 - Present
Monmouth Council, Boy Scouts of America 2013 - 2015
FITS-INC June 2007 - October 2013
Pershing LLC July 2000 - June 2007
Bear Stearns November 1993 - July 2000
Salomon Brothers 1982 - 1993
Skills
Project Management, Business Analysis, Program Management, SDLC, PMO, Project Delivery, Project Portfolio..., Requirements Analysis, Change Management, Vendor Management, Clearing, Front to Back Office, Financial Markets, Financial Services, Risk Management, Capital Markets, Management, Equities, Derivatives, Fixed Income, Strategy, Investment Banking, IT Strategy, Asset Management
Education
St. John's University 1980 — 1982
Associate of Science (AS), Accounting
Capco January 2014 - Present
Monmouth Council, Boy Scouts of America 2013 - 2015
FITS-INC June 2007 - October 2013
Pershing LLC July 2000 - June 2007
Bear Stearns November 1993 - July 2000
Salomon Brothers 1982 - 1993
Skills
Project Management, Business Analysis, Program Management, SDLC, PMO, Project Delivery, Project Portfolio..., Requirements Analysis, Change Management, Vendor Management, Clearing, Front to Back Office, Financial Markets, Financial Services, Risk Management, Capital Markets, Management, Equities, Derivatives, Fixed Income, Strategy, Investment Banking, IT Strategy, Asset Management
Education
St. John's University 1980 — 1982
Associate of Science (AS), Accounting
Dayna Ingoglia's Pershing LLC Experience July 2007 - September 2011
Job Corporate Training Program at Pershing
Industry Financial Services
Experience
Pershing July 2012 - Present
Pershing LLC July 2007 - September 2011
Skills
Financial Services, Series 7
Education
University of Florida 2003 — 2007
Bachelor of Science (B.S.), Advertising
Pershing July 2012 - Present
Pershing LLC July 2007 - September 2011
Skills
Financial Services, Series 7
Education
University of Florida 2003 — 2007
Bachelor of Science (B.S.), Advertising
Richard Daw's Pershing LLC Experience August 2005 - May 2006
Job Insurance Agent at National Income Life Insurance Company
Industry Financial Services
Experience
National Income Life Insurance Company July 2015 - Present
Fidelity Investments February 2012 - June 2012
Fidelity Investments January 2010 - February 2012
Deutsche Bank May 2006 - May 2009
Pershing LLC August 2005 - May 2006
UBS Financial, Stamford August 2004 - August 2005
Fidelity Investments February 2004 - August 2004
Natexis Bleichroeder February 1997 - September 2003
Prudential Securities October 1990 - February 1997
Morgan Stanley & Co October 1978 - June 1990
Skills
Global Custody, Securities Lending, Settlements, Reconciliation, Euroclear, SWIFT, Dividends, Prime Brokerage, SWIFT payments, Settlement, Account Reconciliation, Securities, Equities, Corporate Actions, Financial Services, Trading, Back Office, Middle Office, Capital Markets, Fixed Income, Bloomberg, Hedge Funds
Education
State University of New York College at Geneseo 1974 — 1978
BA, Liberal Arts - History
State University of New York College at Geneseo
Bachelor's degree, History
National Income Life Insurance Company July 2015 - Present
Fidelity Investments February 2012 - June 2012
Fidelity Investments January 2010 - February 2012
Deutsche Bank May 2006 - May 2009
Pershing LLC August 2005 - May 2006
UBS Financial, Stamford August 2004 - August 2005
Fidelity Investments February 2004 - August 2004
Natexis Bleichroeder February 1997 - September 2003
Prudential Securities October 1990 - February 1997
Morgan Stanley & Co October 1978 - June 1990
Skills
Global Custody, Securities Lending, Settlements, Reconciliation, Euroclear, SWIFT, Dividends, Prime Brokerage, SWIFT payments, Settlement, Account Reconciliation, Securities, Equities, Corporate Actions, Financial Services, Trading, Back Office, Middle Office, Capital Markets, Fixed Income, Bloomberg, Hedge Funds
Education
State University of New York College at Geneseo 1974 — 1978
BA, Liberal Arts - History
State University of New York College at Geneseo
Bachelor's degree, History
Arzoo Khankhell's Pershing LLC Experience March 2011 - Present
Job Customer Processing Analyst at Pershing LLC
Industry Banking
Experience
Pershing LLC March 2011 - Present
Valley National Bank April 2006 - March 2011
Education
St. Peter's College 1999 — 2004
BS, Business Managment & MIS/CS
Saint Peter's College
MBA, International Business & Operations
Pershing LLC March 2011 - Present
Valley National Bank April 2006 - March 2011
Education
St. Peter's College 1999 — 2004
BS, Business Managment & MIS/CS
Saint Peter's College
MBA, International Business & Operations
Ganesh Pandian's Pershing LLC Experience March 2008 - Present
Job Sr Development Manager at Pershing LLC
Industry Financial Services
Experience
Pershing LLC March 2008 - Present
iNautix Technologies 2002 - 2008
HTC Global Service India Pvt. Ltd, 2001 - 2002
Atroad Software Development 2000 - 2001
Arkin Systems Private Limited 1996 - 2000
Shanmugha College of Engineering August 1994 - April 1996
Skills
SDLC, Software Project..., Business Analysis, Requirements Analysis, Trading Systems, Agile Methodologies, Vendor Management, Requirements Gathering, SOA, Program Management, Java Enterprise Edition, Product Management, PMP, Software Development, IT Strategy
Education
National Institute of Technology Tiruchirappalli 1994 — 1996
M.E, Computer Science
National Engineering College 1986 — 1990
B.E, Computer Science
Pershing LLC March 2008 - Present
iNautix Technologies 2002 - 2008
HTC Global Service India Pvt. Ltd, 2001 - 2002
Atroad Software Development 2000 - 2001
Arkin Systems Private Limited 1996 - 2000
Shanmugha College of Engineering August 1994 - April 1996
Skills
SDLC, Software Project..., Business Analysis, Requirements Analysis, Trading Systems, Agile Methodologies, Vendor Management, Requirements Gathering, SOA, Program Management, Java Enterprise Edition, Product Management, PMP, Software Development, IT Strategy
Education
National Institute of Technology Tiruchirappalli 1994 — 1996
M.E, Computer Science
National Engineering College 1986 — 1990
B.E, Computer Science
Steve Emers's Pershing LLC Experience February 2000 - March 2010
Job Technical Writer at TD Bank
Industry Financial Services
Experience
TD Bank May 2012 - Present
CORE Facilities Services LLC April 2011 - Present
Harvard Maintenance February 2011 - March 2011
Pershing LLC February 2000 - March 2010
Samson Infotech February 1997 - January 2000
Education
New York University
BS, Soc. Studies Ed. Math, Math Ed MA Program
TD Bank May 2012 - Present
CORE Facilities Services LLC April 2011 - Present
Harvard Maintenance February 2011 - March 2011
Pershing LLC February 2000 - March 2010
Samson Infotech February 1997 - January 2000
Education
New York University
BS, Soc. Studies Ed. Math, Math Ed MA Program
Laura Ryan's Pershing LLC Experience September 2007 - Present
Job Vice President at Pershing LLC
Industry Financial Services
Experience
Pershing LLC September 2007 - Present
ING Barings 1995 - 2002
J.P. Morgan (Chase) 1992 - 1995
Education
Pace University - Lubin School of Business 1992 — 1996
bba, international business
Pershing LLC September 2007 - Present
ING Barings 1995 - 2002
J.P. Morgan (Chase) 1992 - 1995
Education
Pace University - Lubin School of Business 1992 — 1996
bba, international business
julius mcneil's Pershing LLC Experience September 2007 - February 2009
Job Operations at OGB Productions
Industry Broadcast Media
Experience
OGB Productions January 1984 - Present
The City of New York / Parks & Recreation July 2012 - January 2013
Pershing LLC September 2007 - February 2009
Finlay Fine Jewelry June 2005 - March 2006
Plaza College June 2004 - March 2006
Plaza College June 2003 - June 2004
Skills
Broadcast, Social Media, Television, Video Production, Editing, Microsoft Office, Final Cut Pro, Video Editing, Video, Photoshop, Public Relations, Advertising, Digital Media, Radio, Journalism
Education
New York University 2010 — 2015
Computer Science
Plaza College 2003 — 2004
Associates, Computer and Information Sciences and Support Services
OGB Productions January 1984 - Present
The City of New York / Parks & Recreation July 2012 - January 2013
Pershing LLC September 2007 - February 2009
Finlay Fine Jewelry June 2005 - March 2006
Plaza College June 2004 - March 2006
Plaza College June 2003 - June 2004
Skills
Broadcast, Social Media, Television, Video Production, Editing, Microsoft Office, Final Cut Pro, Video Editing, Video, Photoshop, Public Relations, Advertising, Digital Media, Radio, Journalism
Education
New York University 2010 — 2015
Computer Science
Plaza College 2003 — 2004
Associates, Computer and Information Sciences and Support Services
Robert McMullin's Pershing LLC Experience April 1996 - May 2005
Job Accounting Professional
Industry Accounting
Experience
RCap Securities, Inc. April 2011 - Present
Hapoalim Securities USA, Inc. August 2006 - October 2009
Richard Fleischman & Associates September 2005 - May 2006
Pershing LLC April 1996 - May 2005
Summit Discount Brokerage July 1992 - April 1996
Equitable Insurance July 1990 - July 1992
Prudential Securities June 1988 - July 1990
J&W Seligman June 1986 - May 1988
Skills
Financial Analysis, Accounting, Internal Controls, Sarbanes-Oxley Act, Finance, Variance Analysis, Internal Audit, Budgets, Analysis, Payroll, Equities, GAAP, Microsoft Excel, PeopleSoft, General Ledger, Account Reconciliation, Financial Reporting, Due Diligence, Managerial Finance, US GAAP, Risk Management, Financial Accounting, Financial Statements, Cash Flow, Strategic Financial..., SEC filings, Securities, Cash Management, SEC Filings, Financial Planning
Education
Saint Peter's University 1996 — 2001
MBA, Management
Pace University 1984 — 1986
BBA, Accounting
Nassau Community College 1982 — 1984
St. Pius X 1978 — 1982
Sacred Heart
RCap Securities, Inc. April 2011 - Present
Hapoalim Securities USA, Inc. August 2006 - October 2009
Richard Fleischman & Associates September 2005 - May 2006
Pershing LLC April 1996 - May 2005
Summit Discount Brokerage July 1992 - April 1996
Equitable Insurance July 1990 - July 1992
Prudential Securities June 1988 - July 1990
J&W Seligman June 1986 - May 1988
Skills
Financial Analysis, Accounting, Internal Controls, Sarbanes-Oxley Act, Finance, Variance Analysis, Internal Audit, Budgets, Analysis, Payroll, Equities, GAAP, Microsoft Excel, PeopleSoft, General Ledger, Account Reconciliation, Financial Reporting, Due Diligence, Managerial Finance, US GAAP, Risk Management, Financial Accounting, Financial Statements, Cash Flow, Strategic Financial..., SEC filings, Securities, Cash Management, SEC Filings, Financial Planning
Education
Saint Peter's University 1996 — 2001
MBA, Management
Pace University 1984 — 1986
BBA, Accounting
Nassau Community College 1982 — 1984
St. Pius X 1978 — 1982
Sacred Heart
Joseph Serra's Pershing LLC Experience October 2003 - June 2009
Job Financial Services Professional
Industry Financial Services
Experience
Pershing LLC October 2003 - June 2009
Goldman, Sachs & Co., placed by Pro Unlimited September 2002 - September 2003
Goldman, Sachs & Co., placed by Pro Unlimited January 2000 - September 2002
American Golf Corp April 1994 - November 1999
Education
Rider University
Pershing LLC October 2003 - June 2009
Goldman, Sachs & Co., placed by Pro Unlimited September 2002 - September 2003
Goldman, Sachs & Co., placed by Pro Unlimited January 2000 - September 2002
American Golf Corp April 1994 - November 1999
Education
Rider University
Cindy Yip's Pershing LLC Experience July 2004 - November 2004
Job Associate Manager at GlobeOp Financial Services
Industry Financial Services
Experience
GlobeOp Financial Services November 2004 - Present
Pershing LLC July 2004 - November 2004
Deutsche Bank March 2000 - July 2004
Education
Stony Brook University
BA
GlobeOp Financial Services November 2004 - Present
Pershing LLC July 2004 - November 2004
Deutsche Bank March 2000 - July 2004
Education
Stony Brook University
BA
Paige Lemay's Pershing LLC Experience November 2009 - March 2010
Job Corporate Events Specialist
Industry Financial Services
Experience
Pershing, a BNY Mellon company January 2013 - Present
Macy's July 2011 - July 2012
HealthmattersCME September 2010 - July 2011
Pershing LLC November 2009 - March 2010
Pershing LLC October 2008 - November 2009
Lippe Taylor Brand Communications May 2007 - August 2007
Skills
Event Planning, Marketing, Event Management, Microsoft Word, Management, Social Media
Education
University of Florida - Warrington College of Business Administration 2004 — 2008
Bachelors of Science, Marketing
Pershing, a BNY Mellon company January 2013 - Present
Macy's July 2011 - July 2012
HealthmattersCME September 2010 - July 2011
Pershing LLC November 2009 - March 2010
Pershing LLC October 2008 - November 2009
Lippe Taylor Brand Communications May 2007 - August 2007
Skills
Event Planning, Marketing, Event Management, Microsoft Word, Management, Social Media
Education
University of Florida - Warrington College of Business Administration 2004 — 2008
Bachelors of Science, Marketing
Andrew Saintanasse's Pershing LLC Experience August 2011 - November 2011
Job Attorney
Industry Legal Services
Experience
LAW OFFICE OF ANDREW SAINTANASSE December 2013 - Present
Goldman Sachs September 2014 - October 2014
The Garden City Group July 2012 - November 2013
PERSHING LLC August 2011 - November 2011
St. Vincent de Paul Legal Program, Inc, Securities Arbitration Clinic August 2010 - December 2010
Legal Outreach , Queens, NY/ NYU School of law June 2010 - August 2010
St. John’s University School of Law, Street Law Program, Jamaica, NY January 2010 - May 2010
Dada September 2009 - March 2010
St. John's University June 2009 - August 2009
Education
Saint John's University School of Law 2008 — 2011
JD
Saint John's University 2004 — 2008
B.A, Government and Politics
LAW OFFICE OF ANDREW SAINTANASSE December 2013 - Present
Goldman Sachs September 2014 - October 2014
The Garden City Group July 2012 - November 2013
PERSHING LLC August 2011 - November 2011
St. Vincent de Paul Legal Program, Inc, Securities Arbitration Clinic August 2010 - December 2010
Legal Outreach , Queens, NY/ NYU School of law June 2010 - August 2010
St. John’s University School of Law, Street Law Program, Jamaica, NY January 2010 - May 2010
Dada September 2009 - March 2010
St. John's University June 2009 - August 2009
Education
Saint John's University School of Law 2008 — 2011
JD
Saint John's University 2004 — 2008
B.A, Government and Politics
Deepak Madan, CPA's Pershing LLC Experience June 2008 - August 2008
Job Retail Accountant at Coach
Industry Accounting
Experience
Uber January 2015 - Present
Coach May 2014 - Present
Madan and Associates, LLC January 2014 - Present
Rosenberg Rich Baker Berman & Company September 2012 - September 2013
The RelianZ Group January 2012 - February 2012
Rutgers Foundation January 2009 - May 2010
Pershing LLC June 2008 - August 2008
Pershing LLC June 2007 - August 2007
Skills
Accounts Receivable, Financial Analysis, Auditing, Variance Analysis, General Ledger, Financial Statements, Invoicing, Rule 15c3-3 Net Capital, Internal Controls, Microsoft Excel, US Equities, State and Federal..., Growth Investing, Free Cash Flow, Market Analysis, Aggregate Indebtedness, Federal Reserve, Margin, US Treasuries, Regulation T..., Focus Reports, Program Management, Customer Protection, Revenue Analysis, Economic Research, Foreign Exchange, Bonds, Compliance, ADP Payroll, SAP, ReconNet, Corporate Finance, PowerPoint, Accounting
Education
Rutgers University-New Brunswick 2006 — 2010
BA, History/Political Science
WHRHS
Uber January 2015 - Present
Coach May 2014 - Present
Madan and Associates, LLC January 2014 - Present
Rosenberg Rich Baker Berman & Company September 2012 - September 2013
The RelianZ Group January 2012 - February 2012
Rutgers Foundation January 2009 - May 2010
Pershing LLC June 2008 - August 2008
Pershing LLC June 2007 - August 2007
Skills
Accounts Receivable, Financial Analysis, Auditing, Variance Analysis, General Ledger, Financial Statements, Invoicing, Rule 15c3-3 Net Capital, Internal Controls, Microsoft Excel, US Equities, State and Federal..., Growth Investing, Free Cash Flow, Market Analysis, Aggregate Indebtedness, Federal Reserve, Margin, US Treasuries, Regulation T..., Focus Reports, Program Management, Customer Protection, Revenue Analysis, Economic Research, Foreign Exchange, Bonds, Compliance, ADP Payroll, SAP, ReconNet, Corporate Finance, PowerPoint, Accounting
Education
Rutgers University-New Brunswick 2006 — 2010
BA, History/Political Science
WHRHS
Adrian Stafford-Browne's Pershing LLC Experience August 2000 - July 2006
Job Client Service Specialist at JP Morgan Chase
Industry Banking
Experience
J.P Morgan Chase July 2006 - Present
Pershing LLC August 2000 - July 2006
The Williams Capital Group L.P May 1996 - August 1999
Education
Trinity College
Bachelor of Arts, Economics
St Paul's School
Trinity College-Hartford
J.P Morgan Chase July 2006 - Present
Pershing LLC August 2000 - July 2006
The Williams Capital Group L.P May 1996 - August 1999
Education
Trinity College
Bachelor of Arts, Economics
St Paul's School
Trinity College-Hartford
Janet Fitzpatrick's Pershing LLC Experience January 2001 - January 2006
Job Director of Operations
Industry Financial Services
Experience
HHG & Company, LLC November 2012 - Present
BANK OF AMERICA MERRILL LYNCH GLOBAL MARKETS January 2009 - September 2011
2006 –2009 JP MORGAN CHASE & CO February 2006 - April 2009
PERSHING LLC January 2001 - January 2006
Pershing January 1999 - January 2001
Education
St. Lawrence University 1993 — 1997
Bachelor of Arts, Government and Spanish
St. Lawrence University 1993 — 1997
HHG & Company, LLC November 2012 - Present
BANK OF AMERICA MERRILL LYNCH GLOBAL MARKETS January 2009 - September 2011
2006 –2009 JP MORGAN CHASE & CO February 2006 - April 2009
PERSHING LLC January 2001 - January 2006
Pershing January 1999 - January 2001
Education
St. Lawrence University 1993 — 1997
Bachelor of Arts, Government and Spanish
St. Lawrence University 1993 — 1997
Christine Galati Luning's Pershing LLC Experience December 2004 - Present
Job Vice President, Global Marketing at Pershing LLC
Industry Financial Services
Experience
Pershing LLC December 2004 - Present
SEI Investments September 1999 - December 2004
The Vanguard Group October 1997 - September 1999
Education
Temple University 1995 — 1996
Master of Journalism
Saint Joseph's University 1990 — 1994
Bachelor of Arts, History
Pershing LLC December 2004 - Present
SEI Investments September 1999 - December 2004
The Vanguard Group October 1997 - September 1999
Education
Temple University 1995 — 1996
Master of Journalism
Saint Joseph's University 1990 — 1994
Bachelor of Arts, History
John Lazzaro's Pershing LLC Experience February 2005 - September 2005
Job Financial Services Professional
Industry Financial Services
Experience
NATIONAL SPECIALTY PUBLICATIONS January 2010 - March 2010
GUARDIAN LIFE INSURANCE COMPANY January 2009 - June 2009
Edgetrade Inc September 2005 - December 2008
PERSHING, LLC February 2005 - September 2005
BERMAN, LLC March 2002 - April 2004
LEHMAN BROTHERS, INC September 1998 - February 2001
Fidelity Investments February 1997 - August 1998
MORGAN STANLEY & CO February 1996 - February 1997
MORGAN STANLEY May 1993 - February 1996
Education
University @ Albany 1988 — 1992
BA, English, Economics
University at Albany, SUNY
Bachelor of Arts, English
NATIONAL SPECIALTY PUBLICATIONS January 2010 - March 2010
GUARDIAN LIFE INSURANCE COMPANY January 2009 - June 2009
Edgetrade Inc September 2005 - December 2008
PERSHING, LLC February 2005 - September 2005
BERMAN, LLC March 2002 - April 2004
LEHMAN BROTHERS, INC September 1998 - February 2001
Fidelity Investments February 1997 - August 1998
MORGAN STANLEY & CO February 1996 - February 1997
MORGAN STANLEY May 1993 - February 1996
Education
University @ Albany 1988 — 1992
BA, English, Economics
University at Albany, SUNY
Bachelor of Arts, English
George Tsugranes, CAMS's Pershing LLC Experience August 2008 - July 2011
Job AML/KYC Manager at BlackRock
Industry Financial Services
Experience
BlackRock July 2011 - Present
Pershing LLC August 2008 - July 2011
HSBC January 2000 - August 2008
Skills
KYC, OFAC, Fraud, Sanction, Auditing, Policy, Securities, USA PATRIOT Act, Capital Markets, Payments, Banking, Due Diligence, Internal Audit, Regulations, Operational Risk, Operational Risk..., Bank Secrecy Act
Education
NYU School of Continuing Education 1988 — 1990
Bank Mgmt, Certificate in Banking Management
Queen's College 1980 — 1985
BA, Accounting
bronx high school of science 1977 — 1980
BlackRock July 2011 - Present
Pershing LLC August 2008 - July 2011
HSBC January 2000 - August 2008
Skills
KYC, OFAC, Fraud, Sanction, Auditing, Policy, Securities, USA PATRIOT Act, Capital Markets, Payments, Banking, Due Diligence, Internal Audit, Regulations, Operational Risk, Operational Risk..., Bank Secrecy Act
Education
NYU School of Continuing Education 1988 — 1990
Bank Mgmt, Certificate in Banking Management
Queen's College 1980 — 1985
BA, Accounting
bronx high school of science 1977 — 1980
Asif Bhatti's Pershing LLC Experience January 2008 - Present
Job Assistant Vice President, Regulatory Reporting, Pershing LLC
Industry Banking
Experience
Pershing Llc January 2008 - Present
Schonfeld Securities October 2004 - December 2007
Carlin Financial Group March 2000 - September 2004
Skills
Capital Markets, Fixed Income, Risk Management, Back Office, Credit Risk, Banking, Investment Banking, Equities, Derivatives, Relationship Management, Securities, Credit, Portfolio Management, Hedge Funds, Financial Markets, Investments, Business Analysis, Financial Services
Education
Saint Peter's University 2012 — 2014
Master of Business Administration (M.B.A.), International Business, 3.8
City University of New York - York College 1992 — 1995
Bachelor of Science (B.Sc.), Accounting and Finance
Pershing Llc January 2008 - Present
Schonfeld Securities October 2004 - December 2007
Carlin Financial Group March 2000 - September 2004
Skills
Capital Markets, Fixed Income, Risk Management, Back Office, Credit Risk, Banking, Investment Banking, Equities, Derivatives, Relationship Management, Securities, Credit, Portfolio Management, Hedge Funds, Financial Markets, Investments, Business Analysis, Financial Services
Education
Saint Peter's University 2012 — 2014
Master of Business Administration (M.B.A.), International Business, 3.8
City University of New York - York College 1992 — 1995
Bachelor of Science (B.Sc.), Accounting and Finance
Kevin Kozak's Pershing LLC Experience November 2014 - Present
Job Director at Pershing LLC
Industry Financial Services
Experience
Pershing LLC November 2014 - Present
Morgan Stanley February 2006 - October 2014
Citi 1999 - 2005
Smith Barney/Salomon Smith Barney 1993 - 1999
Skills
Risk Management, Financial Risk, Internal Audit, Auditing, Internal Controls, IT Audit, Equities, Finance, Fraud Risk Management, Operational Risk, Leadership, Financial Services, Operational Risk..., Capital Markets, Fixed Income, Hedge Funds, Investment Banking, Securities, Wealth Management, Trading, AML, Asset Management, Alternative Investments, FINRA, Series 7, Portfolio Management, Due Diligence
Education
Saint John's University
Master of Business Administration (M.B.A.), Finance, General
Pace University
Bachelor of Business Administration (BBA), Accounting and Finance
Pershing LLC November 2014 - Present
Morgan Stanley February 2006 - October 2014
Citi 1999 - 2005
Smith Barney/Salomon Smith Barney 1993 - 1999
Skills
Risk Management, Financial Risk, Internal Audit, Auditing, Internal Controls, IT Audit, Equities, Finance, Fraud Risk Management, Operational Risk, Leadership, Financial Services, Operational Risk..., Capital Markets, Fixed Income, Hedge Funds, Investment Banking, Securities, Wealth Management, Trading, AML, Asset Management, Alternative Investments, FINRA, Series 7, Portfolio Management, Due Diligence
Education
Saint John's University
Master of Business Administration (M.B.A.), Finance, General
Pace University
Bachelor of Business Administration (BBA), Accounting and Finance
Jon Sablowsky's Pershing LLC Experience August 1996 - February 2000
Job Head of Trading at Brownstone Investment Group
Industry Financial Services
Experience
Brownstone Investment Group HIGH YIELD BOND TRADINGSPEAR, LEADS & KELLOGGJanuary 2000 - February 2004
PERSHING LLC August 1996 - February 2000
GRUNTAL & CO September 1985 - July 1996
Skills
Project Management, Customer Service, PowerPoint, Microsoft Word, Banking, Business Analysis, Change Management, SQL, Accounting, High Yield, Trading, Bond Markets, Hedge Funds, Investments, Bonds, Series 63, Portfolio Management, Bloomberg, Equities, Analysis, Derivatives, Securities, FINRA, Electronic Trading, Trading Systems, Series 7, Fixed Income
Education
The Ohio State University 1981 — 1985
Bachelor's degree, FINANCE
Brownstone Investment Group HIGH YIELD BOND TRADINGSPEAR, LEADS & KELLOGGJanuary 2000 - February 2004
PERSHING LLC August 1996 - February 2000
GRUNTAL & CO September 1985 - July 1996
Skills
Project Management, Customer Service, PowerPoint, Microsoft Word, Banking, Business Analysis, Change Management, SQL, Accounting, High Yield, Trading, Bond Markets, Hedge Funds, Investments, Bonds, Series 63, Portfolio Management, Bloomberg, Equities, Analysis, Derivatives, Securities, FINRA, Electronic Trading, Trading Systems, Series 7, Fixed Income
Education
The Ohio State University 1981 — 1985
Bachelor's degree, FINANCE
Mariel Arthur's Pershing LLC Experience November 2006 - September 2007
Job Assistant Manager at Body Balance Massage & Skincare Spa
Industry Hospitality
Experience
Body Balance Massage & Skincare Therapy February 2011 - Present
American Greetings January 2008 - February 2011
Anise & Anise Attorney at Law April 2010 - September 2010
Pershing LLC November 2006 - September 2007
Skills
Office Administration, Management, Customer Service, Strategic Planning, Events, Spa, Time Management, Hospitality, Leadership, Microsoft Office, Microsoft Excel, Administrative..., Hotels, Tourism, PowerPoint, Spanish, Problem Solving, Organization, Lotus Notes, Social Networking
Education
New Jersey City University 2009 — 2012
Bachelor of Business Administration (BBA), Hospitality Administration/Management
Ferris HS
Body Balance Massage & Skincare Therapy February 2011 - Present
American Greetings January 2008 - February 2011
Anise & Anise Attorney at Law April 2010 - September 2010
Pershing LLC November 2006 - September 2007
Skills
Office Administration, Management, Customer Service, Strategic Planning, Events, Spa, Time Management, Hospitality, Leadership, Microsoft Office, Microsoft Excel, Administrative..., Hotels, Tourism, PowerPoint, Spanish, Problem Solving, Organization, Lotus Notes, Social Networking
Education
New Jersey City University 2009 — 2012
Bachelor of Business Administration (BBA), Hospitality Administration/Management
Ferris HS
Anthony Larca's Pershing LLC Experience December 2000 - April 2004
Job Vice President Securites Compliance Advisory at BNP Paribas
Industry Financial Services
Experience
BNP Paribas January 2015 - Present
ISI Group January 2014 - January 2015
Newedge USA, LLC September 2010 - January 2014
Newedge USA, LLC September 2008 - September 2010
Joseph Stevens and Co April 2004 - September 2008
Joseph Stevens and Co April 2004 - September 2008
Pershing LLC December 2000 - April 2004
TD Waterhouse January 2000 - December 2000
Skills
Series 7, Series 24, Series 63, Series 55, Equities, Equity Trading, Capital Markets, Direct Market Access, High Frequency Trading, Electronic Trading, Institutional Trading, Proprietary Trading, Large Options Trade..., OATS, Investment Banking, Financial Services, FINRA, Bloomberg, Fidessa, LAVA, Brass, SMARTS, REDI, Nasdaq ACT Workstation, Microsoft Office, Sungard GMI, Sungard Phase 3, Due Diligence, Compliance, System Integration..., Equity Derivatives
Education
St. John's University 1995 — 1999
Bachelor's degree, Accounting
BNP Paribas January 2015 - Present
ISI Group January 2014 - January 2015
Newedge USA, LLC September 2010 - January 2014
Newedge USA, LLC September 2008 - September 2010
Joseph Stevens and Co April 2004 - September 2008
Joseph Stevens and Co April 2004 - September 2008
Pershing LLC December 2000 - April 2004
TD Waterhouse January 2000 - December 2000
Skills
Series 7, Series 24, Series 63, Series 55, Equities, Equity Trading, Capital Markets, Direct Market Access, High Frequency Trading, Electronic Trading, Institutional Trading, Proprietary Trading, Large Options Trade..., OATS, Investment Banking, Financial Services, FINRA, Bloomberg, Fidessa, LAVA, Brass, SMARTS, REDI, Nasdaq ACT Workstation, Microsoft Office, Sungard GMI, Sungard Phase 3, Due Diligence, Compliance, System Integration..., Equity Derivatives
Education
St. John's University 1995 — 1999
Bachelor's degree, Accounting
Juan Genao's Pershing LLC Experience October 2007 - January 2008
Job Dispatcher at RR Donnelley
Industry Printing
Experience
RR Donnelley February 2015 - Present
Karl's Appliance January 2014 - November 2014
Apollo Plastic Corporation January 2013 - December 2013
Net-A-Porter March 2011 - November 2012
Exquisite Home Products February 2010 - January 2011
PDI Preferred Display January 2008 - January 2010
Pershing LLC October 2007 - January 2008
Skills
Shipping Logistics, Customer Service, Warehouse Organization, Problem Resolution, Microsoft Office, Process Improvement, Microsoft Word, Operations Management, Team Building, Project Management, New Business Development, Team Leadership, Training, Negotiation, Quality Assurance, Account Management, Vendor Relationships, Financial Management
Education
New Jersey City University 2008 — 2010
Business Administration and Management, General
William L. Dickinson High School 2004 — 2008
High School Diploma, Business
RR Donnelley February 2015 - Present
Karl's Appliance January 2014 - November 2014
Apollo Plastic Corporation January 2013 - December 2013
Net-A-Porter March 2011 - November 2012
Exquisite Home Products February 2010 - January 2011
PDI Preferred Display January 2008 - January 2010
Pershing LLC October 2007 - January 2008
Skills
Shipping Logistics, Customer Service, Warehouse Organization, Problem Resolution, Microsoft Office, Process Improvement, Microsoft Word, Operations Management, Team Building, Project Management, New Business Development, Team Leadership, Training, Negotiation, Quality Assurance, Account Management, Vendor Relationships, Financial Management
Education
New Jersey City University 2008 — 2010
Business Administration and Management, General
William L. Dickinson High School 2004 — 2008
High School Diploma, Business
Starwood Hotels & Resorts Worldwide, Inc.
Wells Fargo Advisors
Wells Fargo Advisors, LLC
Raytheon Missile Systems
Starwood Hotels & Resorts
Wachovia Securities, LLC
Carestream Health
Pershing