RBC Capital Markets
Industry: Finance service company
DescriptionRBC Capital Markets is a global investment bank providing services in banking, finance and capital markets to corporations, institutional investors, asset managers and governments globally. Locations span 70 offices in 15 countries across North America, the UK, Europe and the Asia-Pacific region. CEO: Doug McGregor (1 Nov 2008–) Number of employees: Over 7,200 Headquarters: Toronto, Canada Rating: A1 / AA- (Moody's / S&P) Traded as: NYSE: RY; TSX: RY Parent organization: Royal Bank of Canada
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4,148 RBC Capital Markets employees in database. Find out everything there's to know about RBC Capital Markets employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
RBC Capital Markets Employees
Cowen and Company January 2015 - Present
RBC Capital Markets July 2012 - January 2015
KeyBanc Capital Markets November 2009 - July 2012
KeyBanc Capital Markets 2008 - 2012
Victory Capital Management June 2007 - August 2007
Skills
Security Analysis, Equity Valuation, Equity Research, Financial Modeling, Industry Analysis, Valuation, Financial Analysis, Equities, Capital Markets
Education
Ohio University 2004 — 2008
BBA, Finance; Business Economics
RBC Capital Markets June 2014 - August 2014
Skills
Matlab, Quantitative Finance, C++, R, Java, Microsoft Office, Derivatives, Data Structures, Mathematical Modeling, Numerical Analysis, Numerical Simulation, Portfolio Management, Financial Risk, VBA, Bloomberg
Education
New York University 2013 — 2014
Master's Degree, Mathematics in Finance
Peking University 2011 — 2013
Bachelor's degree, Economics
Peking University 2009 — 2013
Bachelor's degree, Energy and Resources Engineering
Deutsche Bank 2014 - Present
RBC Capital Markets 2010 - 2014
Lehman Brothers 2007 - 2008
Banc of America Securities 2003 - 2007
JP Morgan Chase 2002 - 2002
MetLife 1998 - 2001
The Bank of New York 1988 - 1997
Skills
Financial Modeling, Strategy, Cross-functional Team..., Finance, Mergers & Acquisitions, Process Improvement, Program Management, Business Process..., Business Analysis, Analytics, Analysis, Outsourcing, Banking, Forecasting, Project Management, Cost Management, Client Onboarding, Invoice & Payment System, Business Intelligence, Decision Analysis, Profitability Management, Activity Based Costing, Activity Based..., Zero Based Budgeting, Change Management, Six Sigma, Procurement, Data Repositories, Information Sharing, Vendor Management, Enterprise...
Education
New York University
Bachelor of Arts (B.A.), Political Science and Government
New York University - Leonard N. Stern School of Business
MBA, Accounting and Finance
RBC Capital Markets September 2015 - Present
Vanguard July 2013 - August 2015
Penske Truck Leasing May 2012 - May 2013
Skills
Fleet Management, Logistics, Inventory Management, Operations Management, Customer Satisfaction, Customer Service, Fleet Leasing, Process Scheduler, Account Management, Sales Operations, Series 7, Series 63, Microsoft Excel, Financial Analysis, Financial Modeling, Valuation, PowerPoint, Bloomberg Terminal, ThomsonOne
Education
North Carolina State University 2009 — 2013
Currituck County High School
RBC Capital Markets February 2015 - Present
J.P. Morgan January 2014 - January 2015
J.P. Morgan October 2012 - December 2013
JPMorgan Chase January 2011 - September 2012
New York University September 2009 - December 2011
Skills
Investments, Bloomberg, Economics, Financial Modeling, Financial Analysis, Management, Fixed Income, Risk Management, Portfolio Management, Financial Risk, Equities, Analysis
Education
New York University 2009 — 2011
Master of Arts, Economics
State University of New York at Albany 2005 — 2009
Bachelor of Science, Honors, Economics
Selwyn College
RBC Capital Markets September 2015 - Present
ExxonMobil August 2014 - August 2015
Danaher June 2013 - August 2013
3rd Infantry Regiment (The Old Guard) December 2011 - August 2012
The White House November 2011 - August 2012
3rd Infantry Regiment (The Old Guard) January 2011 - April 2012
3rd Infantry Regiment (The Old Guard) April 2010 - December 2010
25th Infantry Division February 2009 - March 2010
25th Infantry Division July 2008 - February 2009
Skills
Top Secret Security..., Security Clearance, Military Operations, Military, Army, Leadership, Training, Command, Team Building, Strategy, Management, Logistics, Systems Engineering, Operational Planning, Military Experience, Program Management, Strategic Planning, Analysis, DoD
Education
Northwestern University - Kellogg School of Management 2012 — 2014
Master of Business Administration (M.B.A.), Accounting, Finance, Managerial Analytics
United States Military Academy at West Point 2003 — 2007
Engineering Management with Honors, Engineering/Industrial Management
Provident Municipal Advisor, LLC June 2014 - Present
PNC Capital Markets 2007 - 2014
RBC Capital Markets 2004 - 2007
Banc One Capital Markets 1988 - 2004
Ehrlich Bober 1983 - 1988
Deloitte Haskins & Sells 1980 - 1983
City of Columbus, Ohio 1974 - 1980
Education
The Ohio State University 1971 — 1973
Bachelor of Business Administartion Sciences, Finance, General
Ohio University 1969 — 1971
Business Administration
RBC Capital Markets February 2003 - Present
Skills
Securities, Hedge Funds, Capital Markets, Investment Banking, Fixed Income
Education
Occidental College 1972 — 1976
AB, Political Science and History
Thomas Jefferson Law School August 2014 - Present
Scotiabank January 2013 - August 2014
Scotiabank September 2010 - January 2013
Scotiabank September 2008 - August 2010
RBC Capital Markets September 2006 - May 2008
Skills
Microsoft Office 2007, Public Speaking, Change Management, Strategies, Planning Consultancy, Research, Communication, Writing, Strategic Financial..., Financial Structuring, Corporate Finance, Corporate Financial..., Investments, Financial Modeling, Financial Planning, Risk Management, Management, Banking, Strategy, Mergers & Acquisitions
Education
Niagara University 2003 — 2005
Master of Business Administration (MBA), Accounting and Finance, 3.61 GPA
University of Ottawa / Université d'Ottawa 1997 — 2000
Bachelor of Arts (BA), Political Science and Government
Thomas Jefferson School of Law
Thomas Jefferson School of Law
Thomas Jefferson School of Law
RBC Capital Markets 2008 - Present
J.P. Morgan September 2007 - August 2008
Standard & Poor's / BNY MELLON 1996 - 2007
Skills
Series 7 – Licensed, Capital Markets, Asset Management, Financial Markets, Trading Systems, Economics, Options, FINRA, Business Networking, Investments, Corporate Finance, Management, Investment Banking, Marketing Strategy, Social Media, Fixed Income, Leadership, Trading, Equities, Finance, Derivatives, Securities
Education
University of Pennsylvania - The Wharton School
Global Financial Trends - Certificate Spring 2014
Yale University
Financial Markets - Certificate Winter 2014
New York University
Marketing Certificate
University of Massachusetts, Amherst
Bachelor's degree with a Minor in Spanish, Finance
RBC Capital Markets March 2013 - Present
American Realty Capital December 2012 - March 2013
American Realty Capital October 2011 - December 2012
United Nations Global Compact August 2011 - October 2011
California Department of Justice May 2011 - August 2011
Slavery Eradication and Rights Initiative (Thai Community Development Center) January 2011 - May 2011
United Nations September 2010 - December 2010
Nurturing Orphans of Aids for Humanity April 2010 - May 2010
Urban and Environmental Policy Institute October 2007 - May 2008
Skills
Data Analysis, Microsoft Office, Public Policy, Non-profits, Research, Microsoft Excel, Policy Analysis, Analysis, International Relations, Economics, Editing, Nonprofits, Training, Investments, Fundraising, Public Speaking, Spanish, Strategic Communications, SPSS, Leadership, Event Planning, Social Media
Education
Occidental College 2007 — 2011
Bachelor of Arts, Honors Thesis: De-"Railing" from Equality: A Study of Los Angeles' Transportation Policies
Princeton University 2010 — 2010
PPIA Fellow, Public Policy, Economics, and International Affairs, 3.7
Arcadia High School 2003 — 2007
3.8
RBC Capital Markets August 2015 - Present
RBC Capital Markets June 2014 - August 2014
CME Group May 2013 - August 2013
Merrill Lynch June 2012 - August 2012
Preston Stutman & Partners November 2011 - May 2012
Skills
Microsoft Office, iPhone, Bikram Yoga, Retail Industry, Languages, Team Leadership, People to People..., Investment Management, Bloomberg Terminal, Derivatives, Teamwork, Microsoft Word, PowerPoint
Education
New York University 2011 — 2015
Société Générale May 2015 - Present
ACA Financial Guaranty Corporation April 2014 - May 2015
RBC Capital Markets November 2006 - April 2014
Societe Generale February 1993 - November 2006
Financial Guaranty Insurance Company July 1986 - February 1993
New York City & State Government August 1981 - July 1986
Skills
Business Strategy, Municipalities, Healthcare, Financial Structuring, Capital Markets, Investment Banking, Portfolio Management, Credit, Commercial Banking, Structured Finance, Bonds, Basel III, Credit Risk, Credit Analysis, Public Finance, Market Risk, Derivatives, Project Finance, Finance, Fixed Income, Credit Derivatives, Bloomberg, Securitization, Hedge Funds, Leveraged Finance, Structured Products, Investments, Swaps, Corporate Finance, Emerging Markets, Interest Rate..., ABS, Financial Services, High Yield, Securities, Alternative Investments, Equities, Equity Derivatives, Syndications, Options, Valuation
Education
Northwestern University - Kellogg School of Management
Exec Mgmt., Investment Banking & Corporate Finance
University of Michigan
MPA, Energy Economics & Quantitative Methods
University of Michigan
BA, History
Sutton Group Admiral Realty Inc January 2014 - Present
RBC Capital Markets June 2002 - June 2014
Brookhaven National Laboratory June 2000 - December 2002
University of Michigan September 1999 - September 2001
University of Wuerzburg January 1993 - December 1999
Skills
Equity Research, Financial Modeling, Bloomberg, Valuation, Fixed Income, Investment Banking, Derivatives, Equities, Capital Markets, Capital IQ, Quantitative Analytics, Equity Valuation, Corporate Finance, Private Equity, Trading, FX Options, Hedge Funds, Equity Derivatives
Education
Novosibirsk State University 1991 — 1994
PhD, Theoretical and Mathematical Physics, Honors
Novosibirsk State University (NSU) 1985 — 1991
Master of Science (M.Sc.), Physics, Honors
Willis Re April 2014 - Present
University of Chicago Gastrointestinal Research Foundation August 2010 - September 2014
Willis Re April 2013 - March 2014
Willis Re March 2012 - March 2013
Willis Re July 2010 - March 2012
Crohn's & Colitis Foundation of America February 2011 - October 2011
Regions Hospital January 2010 - June 2010
University of St. Thomas March 2009 - August 2009
Crohn's & Colitis Foundation of America February 2009 - June 2009
RBC Capital Markets June 2008 - August 2008
Skills
Non-profits, Data Analysis, Insurance, Healthcare, Research, Access, Leadership, Event Planning, Public Speaking, Microsoft Excel, Social Media, Employee Benefits, SQL, RMS, Catastrophe Modeling, Process Improvement, Financial Risk, Actuarial Science, Nonprofits
Education
Northwestern University 2014 — 2016
Master's Degree, Predictive Analytics
University of St. Thomas 2006 — 2009
Bachelor of Science (B.S.), Actuarial Science
University of St. Thomas 2006 — 2009
Minor, Mathematics
Universidad de Alicante 2009 — 2009
Spanish
The Depository Trust & Clearing Corporation June 2012 - Present
RBC Capital Markets June 2006 - June 2012
Royal Bank of Canada 2004 - June 2012
W.P. Stewart 1997 - 2002
Whitman Heffernan Rhein & Co, Inc. 1991 - 1996
Danielson Holding Corporation 1991 - 1996
Anderson Kill & Olick, P.C. 1981 - 1991
Skills
Corporate Governance, Corporate Law, Corporate Secretary, Restructuring, Contracts, M&A, Team Management, Shareholder Relations
Education
New York University School of Law 1978 — 1981
JD, Law
University of Pennsylvania 1974 — 1978
BA, International Relations & French
Université de Pau et des Pays de l'Adour 1974 — 1974
Certificat avec Honneurs, French & French Culture
RBC Capital Markets August 2013 - Present
RBC Capital Markets July 2012 - August 2013
RBC Capital Markets February 2012 - May 2012
NYU Stern School of Business September 2011 - February 2012
RBC Capital Markets June 2011 - August 2011
Nucleus Software Exports Limited January 2008 - July 2010
Skills
Disaster Recovery, Database Administration, Pre-sales, SQL, Oracle Application..., Middleware, Market Data, IT Infrastructure..., SPSS, HTTPS, WebCache, OC4J,..., Windows, HP-UX,..., RMDS, Rendezvous, Hawk, Tidal Enterprise..., Consulting, SQL*Plus, Quality Assurance, Business Analysis
Education
New York University 2010 — 2012
MS, Information Systems
Punjab Technical University 2004 — 2008
Bachelor's of Technology, Computer Science & Engineering
Oracle University 2007 — 2007
Oracle Certified Professional, Oracle Database Administration
trueEX Group LLC August 2014 - Present
NYC Department of Information Technology & Telecommunications February 2013 - August 2014
RBC Capital Markets August 2007 - January 2013
Ixel LLC January 2005 - December 2007
New York City Police Department - Real Time Crime Center March 2006 - July 2007
Bear Stearns & Co. November 2005 - February 2006
JP Morgan Chase & Co March 1997 - September 2005
Comtect Inc July 1997 - December 2004
Bell Atlantic July 1995 - February 1997
AT&T March 1990 - June 1995
Skills
Solaris, SAN, Brocade, Clariion, Storage, Storage Area Networks, Servers, NAS, Netbackup, Sun, VMware, Operating Systems, Linux, Unix, RedHat, NetApp, Veritas Volume Manager, System Administration, Nagios, Unix Shell Scripting, Enterprise Storage, Virtualization, Red Hat Linux, Disaster Recovery, Symmetrix, Databases, Integration, Replication, Data Migration, Python, EMC Storage, High Availability, Shell Scripting, DB2, Data Center, Enterprise Architecture, Troubleshooting, Business Continuity, Server Architecture, RHEL, Perl, VMware ESX, Windows Server, Infrastructure, System Deployment, Cloud Computing, Solution Architecture, DNS, ITIL, TCP/IP
Education
Polytechnic University 1985 — 1989
Bachelor’s Degree
CUNY Borough of Manhattan Community College 1984 — 1985
Brooklyn Technical High School 1980 — 1984
High School
Winthrop Resources 2009 - Present
Winthrop Resources 2009 - 2014
RBC Capital Markets 1998 - 2009
Cleary Gull Reiland & McDevitt, Inc. 1994 - 1998
Marketing Information Systems 1992 - 1994
IBM Corporation 1987 - 1992
Skills
Market Analysis, Alliance Development, Prospecting, Market Development, Executive Level Selling, Proposal Design, Proposal Presentation, Long Term Sales Cycles, Complex Sales Cycles, Territory Turnaround, Existing Account Growth, Customer Relationship..., Road Show Marketing, Capital Markets, Equipment Finance, Technology Sales, Data Center Technology, Healthcare Technology, Institutional Equities..., Investment Analysis, Qualifying Prospects, Finance, Sales Process, Strategic Alliances, CRM, Sales, Selling, Business Development, Strategy, Management, Strategic Partnerships, Data Center, Valuation, Salesforce.com, Financial Services, Direct Sales, SaaS, Solution Selling, Equities, Mergers & Acquisitions
Education
Northwestern University - Kellogg School of Management 1990 — 1994
MBA, Finance
University of Wisconsin-Madison 1983 — 1987
BS, Computer Engineering
HCL Technologies March 2013 - Present
Deloitte April 2011 - March 2013
Accenture February 2007 - January 2010
Citi 2005 - April 2007
Hewlett-Packard 2003 - 2005
RBC Capital Markets 2000 - 2003
IBM Global Services & Others September 1994 - February 2001
Skills
Business Transformation, IT Strategy, Outsourcing, Risk Management, Global Business..., IT Transformation, Data Center, Talent Management, Resource Management, P&L Accountability, budgeting and forcasting, Business Strategy &..., Governance, Vendor Relationship, Portfolio & Financial..., Organization &..., Emerging Technologies, Relationship Management, Sourcing Strategy, Strategic Sourcing, Business Strategy, SDLC, Management Consulting, Integration, Project Portfolio..., Program Management, Enterprise Architecture, Strategy, Management, Leadership
Education
Northwestern University - Kellogg School of Management 2006 — 2008
MBA, Strategy, Management
UNSW - School of Computer Science 1998 — 2000
MIS, Computer Science
University of the Punjab, Lahore
Bachelor of Science (B.Sc.), Engineering, Gold Medal Academic Honor Roll
Heidrick & Struggles February 2014 - Present
RBC Capital Markets January 2013 - February 2014
TD Bank August 2009 - December 2012
Gates Consulting Group December 2004 - December 2012
Livet Reichard Company March 2005 - April 2006
The Studio Museum in Harlem December 2002 - November 2004
Artnet October 2000 - September 2001
Skills
Fundraising, Nonprofits, Philanthropy, Event Management, Strategy, Corporate Social..., Advertising
Education
Sotheby's London 2001 — 2002
MA Art Business, Art Business and Administration
New York University 1994 — 1996
BA, Art History
RBC Capital Markets August 2009 - Present
Deutsche Bank Securities September 1997 - August 2009
Deutsche Bank 1997 - 2009
Education
Newcastle University 1994 — 1997
RBC Capital Markets August 2009 - Present
JPMorgan Chase November 2008 - July 2009
JPMorgan Chase April 2008 - October 2008
JPMorgan Chase August 2007 - April 2008
JPMorgan Chase June 2005 - August 2007
Merrill Lynch June 2004 - September 2004
Skills
Trading Systems, Electronic Trading, Equities, Trading, Equity Trading, Market Data, FX Options, Options, Prime Brokerage, Capital Markets, Fidessa, Order Management, Bloomberg, Derivatives, Equity Derivatives, Investment Banking, Fixed Income, Series 63, Exchange Connectivity, Financial Markets, Securities, Manage Client..., Client Relations Skills, Vendor Relationships, FIX, Onboarding
Education
New York University - Polytechnic School of Engineering 2001 — 2005
BS
Barclays Capital December 2013 - Present
RBC Capital Markets October 2011 - November 2013
Barclays Capital Asia (Hong Kong) February 2008 - March 2011
Lehman Brothers January 2007 - February 2008
I-Deal LLC April 2002 - May 2006
C-Bridge February 1998 - March 2002
Skills
Equity Derivatives, Derivatives, Quantitative Finance, Options, Trading, Portfolio Management, Risk Management, Hedging, Financial Risk, Volatility, Market Making, Commodity Markets, Structured Finance, Quantitative Investing, Trading Systems, Electronic Trading
Education
NYU - Stern School of Business 2004 — 2007
MBA
Northeastern University
MS
Southern Federal University (former Rostov State University)
BS
The Travelers Companies, Inc. 1996 - Present
Piper Jaffray 1992 - 1996
RBC Capital Markets 1987 - 1992
Skills
Financial Analysis, Insurance, Risk Management, Investments, Management, Strategic Planning, Fixed Income, Process Improvement, Leadership, Microsoft Excel, Asset Management, Bonds, Business Analysis, Capital Markets, Mutual Funds, Portfolio Management, Property, Reinsurance, Securities, Underwriting
Education
Northwestern University - Kellogg School of Management 1990 — 1992
Master of Management, Finance, Accounting and Management Strategy
University of Notre Dame 1983 — 1987
Bachelor of Arts (B.A.), Economics, Philosophy and Political Science
90 Park Capital LLC July 2014 - Present
G-2 Trading October 2009 - June 2014
RBC Capital Markets February 2006 - September 2009
Cherokee Equity Advisors, LLC October 1999 - February 2006
Colonial Fund, LLC September 1997 - September 1999
Federal Reserve Bank of New York January 1997 - September 1997
Towers Perrin June 1993 - June 1994
Skills
Investments, Equities, Trading, Proprietary Trading, Securities, Hedge Funds, Bloomberg, Portfolio Management, Fixed Income, Electronic Trading, Equity Trading, Options, Alternative Investments, Trading Systems, Trading Strategies, Asset Management, Equity Research, Financial Modeling
Education
New York University - Polytechnic School of Engineering 1995 — 1996
Financial Engineering
The Ohio State University 1988 — 1992
BS, Mathematics
RBC Capital Markets July 2014 - Present
NYU Polytechnic School of Engineering August 2013 - May 2014
RBC Capital Markets June 2013 - August 2013
NYU Polytechnic School of Engineering October 2012 - June 2013
Payblox Technologies June 2011 - August 2011
Skills
Java, KDB+, Python, Node.js, C++, PHP, Web Development, SQL, JavaScript, Shell Scripting, Web Application Security, C, PL/SQL
Education
New York University - Polytechnic School of Engineering 2012 — 2014
Master's degree, Computer S
Mumbai University 2008 — 2012
Bachelor's degree, Information Technology
RBC Capital Markets July 2010 - Present
Merrill Lynch December 2007 - May 2010
Bear Stearns June 2002 - September 2007
Arthur Andersen & Co. 1999 - 2001
Skills
ETFs, Fixed Income, Quantitative Investing, Derivatives, Technical Analysis, Capital Markets, Trading Systems, Structured Products, Trading, Credit Derivatives, Equity Derivatives, Financial Modeling, Risk Management, Bloomberg, Equities, Investment Banking, Options
Education
New York University 1993 — 1998
Doctor of Philosophy (Ph.D.), Physics
RBC Capital Markets August 2013 - Present
RBC Capital Markets November 2010 - July 2013
New York University June 2008 - October 2010
NYU Wasserman Center for Career Development August 2007 - June 2008
Skills
Series 7, Series 63, Client Services, Electronic Trading, Equities, Process Improvement, Excel, Writing
Education
New York University 2008 — 2010
M.A., International Education
New York University 2003 — 2007
B.A., History, Spanish, Classical Civilizations
Citi June 2015 - Present
RBC Capital Markets December 2014 - May 2015
Citi February 2011 - December 2014
Citi May 2010 - February 2011
Coalesce Search November 2009 - April 2010
Morgan Stanley May 2007 - April 2009
Aquent Marketing Staffing January 2006 - May 2007
Regent University School of Business July 2002 - November 2005
Skills
Applicant Tracking..., Financial Services, Onboarding, Recruiting, Finance, Human Resources, Management, Talent Management, New Hire Orientations, Talent Acquisition, Marketing, College Recruiting, Leadership, Marketing Communications, Technical Recruiting, Market Research
Education
Regent University 2000 — 2002
Master of Business Administration, Marketing
Nyack College 1995 — 1998
BS, Business Administration
RBC Capital Markets September 2011 - Present
Skills
Equities
Education
North Carolina Agricultural and Technical State University 1979 — 1983
RBC Capital Markets July 2013 - Present
Deutsche Bank August 2010 - September 2012
Citi August 2006 - August 2010
Citi August 2004 - August 2006
Salomon Smith Barney -- Investment Banking Division 1997 - 2002
Skills
Commercial Banking, Investment Banking, Fixed Income, Capital Markets, Equities, Derivatives, Bloomberg, Financial Modeling, Valuation, Corporate Finance, Credit Derivatives, Structured Products, Banking, Credit Risk, Financial Analysis, Credit Analysis, FX Options, High Yield, Credit, Securitization, Bonds, Financial Markets, Market Risk, Series 7, Treasury Management, Loans, Operational Risk, Risk Management, Equity Valuation
Education
Kellogg School of Management 2003 — 2004
Master of Business Administration (MBA), Finance and Accounting
Northwestern University 1992 — 1997
Bachelor's degree, Arts Mgmt, & Minor in Business Institutions
RBC Capital Markets November 2011 - Present
CIBC World Markets May 2010 - November 2011
CIBC World Markets May 2008 - May 2010
CNSX Markets Inc. January 2006 - May 2008
China Construction Bank (Asia) Corporation Limited September 1998 - September 2006
Skills
FIX Protocol, OMS, DMA, SOR, Market Data, Shell Scripting, Microsoft SQL Server, Autosys, FeedHub, Sybase, Cameron FIX engine, VeriFIX, Raptor, Window 2003, Order Management, Trading Systems, Equities, Derivatives, Fixed Income, Trading, Capital Markets, Electronic Trading
Education
North China University of Technology 1994 — 1998
BSC, Computer Science
RBC July 2013 - Present
RBC Capital Markets March 2015 - Present
RBC Capital Markets September 2014 - March 2015
RBC January 2014 - August 2014
Royal Bank of Canada July 2013 - December 2013
IBM April 2011 - June 2013
IBM Canada April 2008 - April 2010
IBM April 2006 - February 2008
Skills
Key Account..., Business Development, Sales, IT Strategy, Cross-functional Team..., Business Strategy, Non-profit Board..., Program Management, Business Intelligence, Social Software, Strategy, Inspiring People, Strategic Partnerships, Cloud Computing, Management, SaaS, Outsourcing, Competitive Analysis, Negotiation, Professional Services, Product Management, Management Consulting, Analysis, Banking, Financial Services, Vendor Management, Business Analysis, New Business Development
Education
Northwestern University - Kellogg School of Management 2011 — 2012
Executive MBA
York University - Schulich School of Business 2011 — 2012
Executive MBA
University of Toronto 2003 — 2008
Honours- Bachelor of Arts, Political Science & Communication, Culture and Information Technology (CCIT)
Branksome Hall 1993 — 2001
High School
Merrill Lynch March 2011 - Present
Wells Fargo Advisors, LLC March 2008 - March 2011
RBC Capital Markets July 2006 - March 2008
State of Arizona - Water Infrastructure Finance Authority of Arizona September 2003 - July 2006
Arizona Department of Environmental Quality 2003 - 2003
National Association of Industrial and Office Properties 2000 - 2003
U.S. Department of the Interior 1998 - 2000
Steve Owens for Congress 1996 - 1998
Skills
Investments, Strategic Financial..., Series 7, Asset Managment, Financial Modeling, Financial Analysis, Portfolio Management, Securities, Mutual Funds, Wealth Management, Finance, Series 63
Education
The Johns Hopkins University - Carey Business School 2001 — 2005
Master of Science (M.S.), Real Estate
Northern Arizona University-The W. A. Franke College of Business 1992 — 1996
BGS-BA, Finance
Paradise valley High School 1988 — 1992
RBC Capital Markets 1998 - Present
Air Products and Chemicals 1981 - 1987
DuPont 1979 - 1981
Skills
Fixed Income, Structured Products, Trading Systems, Bloomberg, Trading, Electronic Trading
Education
Princeton University 1975 — 1979
Bachelor of Science (B.S.), Chemical Engineering
NYU 1981 — 1985
Master of Business Administration (MBA), Finance
RBC Capital Markets July 2014 - Present
NYU Polytechnic School of Engineering February 2014 - May 2014
NYU Polytechnic School of Engineering September 2013 - December 2013
RBC Capital Markets June 2013 - August 2013
Skills
Software Development, Creative Writing, Computer Science, OS X, Java, SQL, Python, XML, C++, C, Algorithms, Programming, Eclipse, Unix, JavaScript, HTML, Databases
Education
New York University 2012 — 2014
Master of Science (M.S.), Computer Science, 3.7
Rajasthan Technical University,(Engineering College Bikaner) 2007 — 2011
Bachelor of Technology (B.Tech.), Computer Science
RBC Capital Markets July 2013 - Present
RBC Capital Markets June 2012 - August 2012
UBS Wealth Management January 2012 - May 2012
StormHarbour Securities July 2011 - August 2011
Matrix Capital Group September 2010 - December 2010
De Beers Diamond Jewellers May 2010 - August 2010
Education
New York University 2009 — 2012
Bachelor of Arts (B.A.), Economics
CIBC November 2014 - Present
RBC September 2012 - October 2014
RBC Capital Markets March 2011 - September 2012
Elyxyr Group Inc., Toronto March 2010 - March 2011
BW Screen Printing and Apparel April 2009 - March 2010
The Hunt Group/The Rebate Company, Mississauga, Canada July 2007 - April 2009
Genderquake Ltd., London, UK January 2003 - April 2007
Aurora Pvt. Ltd., Dhaka, Bangladesh August 2002 - August 2003
Uniqa BDC Ltd., Dhaka, Bangladesh June 2000 - July 2002
Skills
C++, Java, Pega PRPC, SOAP, Microsoft SQL Server, SQL, C#, MySQL, JavaScript, XML, NAS, JCL, HTML, Apache, Oracle, OOP, PHP, QTP, Capital Markets, Financial Markets, Derivatives, Fixed Income, Equities, Trading Systems, VBScript, Python, Linux, Databases, AJAX, Software Development, Sphinx, LoadRunner, Stochastic Calculus, AutoIt, IIS, .NET, Foreign Currency, Trading Strategies, DB2, Kofax, SOA, HP QTP, SDLC, Requirements Analysis, Integration, Enterprise Architecture, Agile Methodologies, PL/SQL, CSS
Education
University of Toronto
North South University 1996 — 2000
BSc, Computer Science
RBC Capital Markets August 2011 - Present
UBS Investment Bank March 2010 - August 2010
NYC Dept. of Housing Preservation and Development May 2009 - August 2009
Himmel + Meringoff Properties, LLC May 2008 - March 2009
Skills
Capital Markets, Research, Fixed Income, Investments, Business Analysis, Bloomberg Terminal, Data Analysis, Analysis, Financial Modeling
Education
New York University 2007 — 2011
B.A., Political Science, Spanish, Public Health Policy
Millburn High School
RBC Capital Markets April 2014 - Present
Thomson Reuters May 2005 - April 2014
Skills
RMDS, Reference Data, Trading Systems, Low Latency, Electronic Trading, Market Data, Sybase, TIBCO Rendezvous, Middleware, Solaris, Fixed Income
Education
NYIT
New York University
Pace University
RBC Capital Markets September 2013 - Present
Merrill Lynch August 2005 - September 2013
Collegiate Concepts, Inc September 2002 - August 2005
Skills
Series 66, Series 9/10, Notary Public, Customer Service, Marketing Communications, Microsoft Excel, Microsoft Word, PowerPoint, Outlook
Education
Northwestern College 2002 — 2007
BS, Finance
Keller Williams Realty, Inc. January 2015 - Present
Esslinger Wooten Maxwell January 2010 - December 2014
Primary Residential Mortgage, Inc. July 2008 - August 2009
Countrywide Home Loans May 2004 - June 2008
RBC Capital Markets March 2002 - May 2004
CDC IXIS Asset Management June 2000 - February 2002
Skills
Loans, Real Estate Transactions, New Business Development, Real Estate, Mortgage Lending, Commercial Real Estate, Residential Real Estate, Sales, Residential Homes, Finance, Investors, Investment Properties, Sellers, Buyers, Short Sales
Education
Northeastern University 1995 — 2000
Bachelor of Science (B.S.)
Hometown Clip-N-Save June 2015 - Present
Lawson Outdoor Advertising March 2015 - Present
Harris Williams & Co. January 2013 - March 2015
RBC Capital Markets July 2010 - December 2012
Citigroup May 2009 - July 2010
Education
Vanderbilt University - Owen Graduate School of Management 2007 — 2009
MBA, Finance, Accounting
Northwest Missouri State University 2000 — 2004
BS, Business Management
Hatch Mott MacDonald May 2015 - Present
Moretrench May 2014 - August 2014
StockCross April 2010 - September 2012
RBC Capital Markets 2006 - 2009
Skills
Geotechnical Engineering, Construction Estimating, AutoCAD, Project Management, Leadership, Micropiles, Tunneling, Deep Foundations
Education
New Jersey Institute of Technology 2012 — 2016
Civil Engineering
Seton Hall University
Finance, Accounting
Moelis & Company May 2015 - Present
RBC Capital Markets July 2014 - May 2015
BNP Paribas June 2013 - August 2013
Goldman Sachs June 2011 - August 2011
Education
New York University 2010 — 2014
Bachelor of Arts, Economics
TABC High School 2005 — 2009
Canyon Capital Advisors September 2014 - Present
Two Sigma Securities May 2012 - September 2014
BMO Capital Markets May 2011 - May 2012
RBC Capital Markets October 2007 - May 2011
Wachovia Securities 2004 - 2007
Skills
Asset Management, Securities, Trading, Securities Lending, Microsoft Office, Equities, Back Office, Corporate Actions, Derivatives, Financial Risk, Portfolio Management, Series 63, Bloomberg, Options, Capital Markets, Fixed Income, Hedge Funds, Commodity
Education
North Carolina State University - College of Management 2000 — 2004
RBC Capital Markets June 2015 - Present
Uber April 2014 - Present
Education
New York University - Leonard N. Stern School of Business 2012 — 2016
Bachelor of Science (BS), Finance, Marketing
New York University 2012 — 2016
Chemistry (Pre-Medicine)
Ridge High School 2008 — 2012
RBC Capital Markets June 2013 - August 2013
Infosys May 2011 - December 2011
Infosys January 2011 - May 2011
Infosys February 2010 - January 2011
Skills
JSP, C, JUnit, Java/J2EE, HTML, Perl, JavaScript, PHP, Python, Eclipse, JMeter, R, Erwin, Rational Rose 2000, Access, Microsoft Excel, Microsoft Word, PowerPoint, Selenium, QFS
Education
New York University 2012 — 2013
Masters, Information Systems, GPA: 3.69 / 4.00
RBC Capital Markets January 2014 - Present
BNP Paribas April 2013 - January 2014
Kingsguard Advisors (Macro Fixed Income Hedge Fund) February 2013 - April 2013
Muriel Siebert & Co., Inc. January 2013 - April 2013
Epic Beauty Co. LLC November 2012 - February 2013
Skills
Policy Analysis, Research, Foreign Policy, International..., Political Economy, Statistical Data..., Bloomberg Terminal, Microsoft Excel, PowerPoint, Corporate Finance, Financial Modeling, Investments, Competitive Analysis, Business Development, Financial Analysis, Credit Risk
Education
New York University 2011 — 2013
MA, Political Economy
University of California, Berkeley 2007 — 2009
BA, Political Science, English
RBC Capital Markets September 2013 - Present
Field Street Capital Management August 2012 - July 2013
Cipher Investment Management Company January 1999 - April 2012
TUDOR INVESTMENT CORPORATION January 1996 - January 1999
Skills
Unix, Perl, Software Development, Shell Scripting, Sybase, Fixed Income, Equities, Apache, Risk Management, Trading, Database Design, AJAX, Hedge Funds, Programming, C, HTML, VB.NET, TCP/IP, Quality Assurance, Windows
Education
New Jersey Institute of Technology
B.A, Computer Information Systems
RBC Capital Markets May 2005 - Present
Wells Fargo Securities September 2002 - May 2005
Robertson Stephens & Company February 2000 - August 2002
Morgan Stanley July 1998 - February 2000
Lehman Brothers June 1995 - July 1998
Skills
Investment Banking, Healthcare, Venture Capital, Mergers, Mergers & Acquisitions, Private Equity, Valuation, Financial Modeling, Corporate Development, Business Valuation, Capital Markets, Corporate Finance, Due Diligence, Emerging Markets, Entrepreneurship, Equities, Equity Valuation, Financial Analysis, IPO, LBO, M&A experience, Private Placements, Start-ups, DCF, Investments
Education
Northwestern University - Kellogg School of Management 1992 — 1994
MBA, Finance, General
University of Toronto 1985 — 1989
B.Com, Accounting and Finance
RBC Capital Markets April 2014 - Present
Rutter Associates LLC February 2012 - March 2014
Rutter Associates May 2011 - August 2011
Skills
Stochastic Calculus, Matlab, Monte Carlo Simulation, Mandarin, VBA, C++, Fixed Income, Quantitative Analytics, Risk Management, Structured Finance, Intex, Fincad, Bloomberg, Credit Risk, Quantitative Finance
Education
New York University 2010 — 2011
Master of Science (MS), Mathematics in Finance
Wuhan University 2006 — 2010
BA, Economics & Maths
high school
RBC Capital Markets July 2015 - Present
Dukas Public Relations May 2013 - Present
Beckerman June 2012 - August 2012
Beckerman June 2011 - August 2011
Skills
Social Media, Press Releases, Public Relations, Media Relations, Hebrew, Social Media Marketing, Strategic Communications, Editing, Blogging, PowerPoint, Microsoft Excel, Microsoft Office, Marketing, Digital Media, New Business Development, Photoshop
Education
New York University 2011 — 2015
RBC Capital Markets January 2012 - Present
Progress Energy January 2011 - January 2012
Signet Partners October 2009 - January 2011
Mitchell Builders May 2005 - April 2009
Skills
Licensed General..., LEED AP, Argus Certified, Sustainability, Land Development, Construction, Commercial Real Estate, Real Estate Development, Finance, Affordable Housing, Residential Homes, Investments
Education
University of Denver 2009 — 2010
MS-RECM, Real Estate & Construction Management
North Carolina State University 2001 — 2005
BS, Business Administration
RBC Capital Markets February 2015 - Present
Deutsche Bank August 2011 - February 2015
Wells Fargo Financial August 2010 - August 2011
Self Employed Trader October 2009 - August 2010
Frontline Insurance Managers April 2005 - September 2009
UNITED AUTO INSURANCE GROUP January 2005 - October 2005
COMERXIA, INC April 2004 - January 2005
ISX INC July 2003 - March 2004
Office Depot December 2002 - June 2003
Spherion September 2002 - November 2002
Skills
Spring, Hibernate, Maven, JPA, JMS, GWT, MySQL, Business Intelligence, Equities, Portfolio Management, Trading Systems, Sybase, Electronic Trading, Market Data, Unix, Enterprise Architecture, SQL, SOA, Agile Methodologies, SDLC
Education
Rochester Institute of Technology 2002 — 2004
MS, Computer Science
New Jersey Institute of Technology 1988 — 1992
BS, Mechanical Engineering
Delarosa Asset Management LLC January 2011 - Present
RBC Capital Markets 2001 - 2010
PwC 1994 - 1996
Regional Law Firm 1990 - 1993
Skills
Equities, Real estate investing, Private Equity, Investment Properties, Due Diligence, Portfolio Management, Management, Asset Management, Commercial Real Estate, Proprietary Trading, Investments, Mergers & Acquisitions, Trading, Valuation, Business Development, Alternative Investments, Financial Modeling, Business Strategy, Tax
Education
New York University School of Law 1993 — 1994
LLM, Taxation
UCONN 1986 — 1990
JD (with Honors)/MBA
Tufts University 1982 — 1986
BA, Economics, Drama
Alvarez & Marsal September 2012 - Present
RBC Capital Markets June 2011 - August 2011
Western Reserve Partners LLC June 2010 - September 2010
Education
Northwestern University 2008 — 2012
BA, Math and Economics
Arista Networks June 2014 - Present
RBC Capital Markets 2010 - May 2014
National Stock Exchange December 2007 - May 2010
AT&T / Merrill Lynch June 1999 - December 2007
Merrill Lynch June 1999 - December 2007
AT&T Solutions 1999 - 2007
Citigroup May 1996 - May 1998
Slaughter & May November 1995 - May 1996
Shell UK September 1993 - November 1995
Skills
WAN, Data Center, Network Architecture, Low Latency, Network Design, Networking, IP, Network Administration, Troubleshooting, Routing, Disaster Recovery
Education
Northumbria University 1990 — 1993
BEng
RBC Capital Markets May 2013 - Present
Barclays Capital January 2012 - May 2013
Barclays Capital September 2008 - January 2012
Lehman Brothers August 2008 - September 2008
Lehman Brothers 2007 - 2007
Deloitte Strategy & Operations June 2003 - July 2006
Skills
Investment Banking, Valuation, M&A experience, Financial Modeling, Valuation Modeling, Presentation Development, Presentation Material, Management Consulting, Financial Transactions, Financial Structuring, Transaction Management, M&A analysis, M&A execution, M&A evaluation, Consulting, Corporate Consulting, Strategy, Business Strategy, Business Development, Capital Markets
Education
Northwestern University - Kellogg School of Management 2006 — 2008
University of Illinois at Urbana-Champaign - College of Business 1998 — 2002
Industrial Distribution
RBC Capital Markets April 2012 - Present
JPMorgan Chase September 2010 - April 2012
Credit-Suisse November 2009 - November 2010
Citigroup October 2005 - November 2009
Wachovia Securities October 2004 - October 2005
Charles Schwab & Co December 2003 - October 2004
Arthur Andersen/BearingPoint March 2002 - March 2003
Credit Suisse/Donaldson, Lufkin & Jenrette (DLJ) September 1993 - January 2002
Skills
Business Continuity..., Risk Management, Data Privacy, ITIL, SDLC, Business Continuity, Governance
Education
New York University
Diploma
Seton Hall University
B.S
Wells Fargo Home Mortgage, Interest Rate Risk Management April 2011 - Present
Sallerson-Troob June 2009 - October 2010
RBC Capital Markets January 2008 - June 2009
Litchfield Capital March 2007 - December 2007
Amaranth April 2006 - October 2006
Susquehanna International Group 2005 - 2005
Archelon Group 2003 - 2005
Wink Communications October 2001 - December 2002
Coolboard 2000 - 2001
Townsend Analytics/RealTick 1998 - 2000
Skills
Trading Systems, Quantitative Finance, Bloomberg, Equities, Derivatives, Mortgage Banking, Mortgage Servicing, Fixed Income, Volatility, Portfolio Management, Options, Capital Markets
Education
The University of Chicago Booth School of Business 2003 — 2006
MBA, Finance, International Business, Statistics & Econometrics
Northwestern University 1993 — 1997
BS in Computer Science, Computer Science
Illinois Mathematics and Science Academy 1990 — 1993
diploma
Caithness Energy May 2012 - Present
RBC Capital Markets March 2010 - April 2012
WestLB AG August 2007 - March 2010
Credit Suisse July 2006 - December 2006
Merrill Lynch July 2005 - December 2005
Skills
Financial Modeling, Project Finance, Valuation, Mergers & Acquisitions, Energy, Structured Finance, Risk Management, Strategy, Equity Valuation, Credit Risk, Private Equity, Due Diligence, Financial Analysis, Financial Structuring, Investments, Equity Research
Education
Northeastern University 2002 — 2007
BS, Finance & Accounting
TESARO March 2013 - Present
Pfizer June 2007 - March 2013
MGI PHARMA April 2003 - May 2007
RBC Capital Markets September 2000 - February 2003
Prudential Securities March 2000 - September 2000
Motorola Life Sciences October 1998 - March 2000
Skills
Investor Relations, Corporate Communications, Financial Modeling, Crisis Communications, Internal Communications, Strategic Communications, Biopharmaceuticals, Equity Research, Corporate Development, Public Relations, Strategy, Product Launch, Clinical Development
Education
Northwestern University
MS
University of Iowa
BA
Wright Express 2012 - 2013
Travelex Global Business Payments 2009 - 2011
RBC Capital Markets 2006 - 2008
Custom House 2003 - 2006
Ruesch International 1999 - 2002
Futures Trader 1997 - 1999
Cargill 1990 - 1997
Skills
Strategic Planning, Sales Management, Sales Process, Brokerage, Treasury, Change Management, Cold Calling, Credit Cards, Consultative Selling, Selling, Portfolio Management, Sales, Account Management, Electronic Payments, Payment Card Processing, Payments, Banking, Salesforce.com, Relationship Management, Risk Management
Education
Northwestern University
Certificate, E-Commerce
Saint Louis University
B.S., Finance
Wells Fargo Securities September 2015 - Present
RBC Capital Markets December 2009 - August 2015
Citadel Investment Group May 2007 - March 2009
Barclays Capital May 2004 - May 2007
Credit Suisse First Boston July 1994 - June 2004
Skills
Electronic Trading, Proprietary Trading, Fixed Income, Derivatives, Rates, Quantitative Finance, Credit Derivatives, Structured Products, Financial Markets, Trading Systems, Interest Rate..., SDLC, Risk Management, Capital Markets, Investment Banking, Financial Risk, Volatility, Swaps
Education
New York University 1991 — 1994
BA, Computer Science, Math
RBC Capital Markets Sr. Project ManagerBank of MontrealJuly 2003 - April 2004
Education
New York Institute of Technology 1982 — 1986
Prudential Bache October 2009 - June 2011
RBC Capital Markets May 2004 - October 2009
Carlin Financial Group 2004 - 2006
Skills
Marketing
Education
New York University 2007 — 2008
Professional Certificate
University of Florida 2001 — 2003
Bachelor of Arts
University of Miami 1998 — 2000
n/a
Westminster Academy
RBC Capital Markets January 2012 - Present
RBC Capital Markets February 2010 - December 2011
RBC Capital Markets August 2002 - February 2010
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2000 — 2002
MBA, with concentrations in Real Estate and Finance
Northwestern University 1989 — 1993
BA, Economics
RBC Capital Markets October 2011 - Present
Bank of America Merrill Lynch March 2010 - August 2011
Lehman Brothers April 2006 - February 2010
Education
New York University 1996 — 2001
MBA, Finance and Economics
University of Rhode Island 1990 — 1994
B.A., Political Science
Field Street Capital Management, LLC February 2013 - Present
RBC Capital Markets October 2011 - February 2013
BNP Paribas July 2009 - September 2011
JPMorgan May 2008 - July 2008
JPMorgan May 2007 - July 2007
Skills
Equity Derivatives, Volatility Arbitrage, Dispersion, Hedging, Proprietary Trading, Relative Value Trading, Global Macro, Interest Rate..., FX Options, FX trading, Structured Products, Stochastic Calculus, Exotic Derivatives, Portfolio Management, Time Series Analysis
Education
New York University 2005 — 2009
PhD
Peking University 2001 — 2005
B.S.
RBC Capital Markets January 2015 - Present
RBC Capital Markets January 2011 - December 2014
RBC Capital Markets August 2008 - December 2010
Goldman Sachs 2000 - 2005
Skills
Equities, Capital Markets, Investment Banking, Trading, Electronic Trading, Financial Modeling, Financial Markets, Equity Trading, Financial Analysis, Bloomberg, Derivatives, Hedge Funds
Education
New York University 1991 — 1997
BMO Capital Markets 2012 - Present
Barclays Capital July 2011 - September 2012
Societe Generale September 2008 - February 2011
JPMorgan Chase April 2007 - June 2008
Goldman Sachs January 2007 - March 2007
RBC Capital Markets 2002 - 2003
Skills
Customer Support, Derivatives, Equities, Fixed Income, Investment Banking, Capital Markets, Bloomberg, Equity Derivatives, CRM, Options, Account Reconciliation, Settlement, Middle Office, Credit Derivatives, Mutual Funds, Commodity, Back Office, Interest Rate..., Swaps, Prime Brokerage, Operational Risk, CDS, Bonds, Electronic Trading, Securities, Trading, ABS, Valuation, Trading Systems, Structured Products, Financial Markets, Alternative Investments, VBA, Financial Services
Education
Pace University - Lubin School of Business 2002 — 2006
BBA, Dual Degree in Finance and Management
Polytechnic University 2001 — 2002
Computer Science
Wedbush Securities September 2015 - Present
CRT Capital Group June 2011 - April 2015
Maxim Group June 2007 - June 2011
RBC Carlin October 2004 - December 2006
RBC Capital Markets January 2004 - October 2006
CIBC World Markets November 1992 - January 2004
Skills
Equity Trading, Capital Markets, Equities, Series 7, Series 63
Education
New York University
BA, Economics
RBC Capital Markets 2014 - Present
Financial Industry Regulatory Authority 2012 - 2013
Dun & Bradstreet 2010 - 2012
NYSE Euronext 2008 - 2010
NYSE Euronext, (Formerly SIAC) 2005 - 2008
SIAC November 2001 - December 2005
Skills
Market Data, Electronic Trading, Trading Systems, Low Latency, SDLC, Equities, Vendor Management, Business Analysis, Equity Trading, Program Management, Financial Services, Business Continuity, Databases, Information Technology, Agile Methodologies, IT Strategy, Enterprise Architecture, CRM, Disaster Recovery, Integration, Project Management, IT Service Management, Risk Management, Leadership
Education
New York University - Polytechnic School of Engineering 2006 — 2008
MOT, Masters In Technology Management
University of Rochester 1979 — 1983
BA, History
RBC Capital Markets May 2015 - Present
GFI Group November 2014 - April 2015
BNP Paribas June 2011 - October 2014
Fidessa February 2010 - June 2011
Fidessa July 2008 - January 2010
Fidessa October 2006 - June 2008
Skills
Equities, Order Management, Fidessa, Exchange Connectivity, Trading Systems, Options, Electronic Trading, Back Office, SQL, Integration, Trading, Testing, Market Data, Sybase, User Acceptance Testing, Futures, Business Analysis, Project Management, FX Trading, FX Options
Education
Polytechnic University 2004 — 2006
MS, Computer Science
New York University - Polytechnic School of Engineering 2000 — 2004
BS, Computer Science
RBC Capital Markets August 2011 - Present
WestLB 2008 - August 2011
CIBC World Markets 2005 - 2008
Nomura / Moody's July 2004 - April 2005
First Data Corporation 2003 - 2004
The Bank of New York 2001 - 2003
JPMorgan Chase 1994 - 2001
Sargoy, Stein, Rosen & Shapiro 1993 - 1994
Merrill Lynch 1990 - 1992
Skills
Auditing, CPA, Capital Markets, Commercial Banking, Derivatives, Enterprise Risk..., FX Options, IT Audit, Internal Audit, Investment Banking, Operational Risk, Operational Risk..., Retail Banking, Risk Management, Sarbanes-Oxley Act, Trading, Treasury
Education
Saint John's University 1993 — 1996
MBA, Accounting
New York University 1986 — 1990
BS, Finance & International Business
RBC Capital Markets
Skills
Capital Markets, Fixed Income, Bloomberg, Trading Systems, Investment Banking, Electronic Trading, Middle Office, Bonds, Trading, Securities, Series 7, Equity Derivatives, Structured Products, Options, Back Office, Settlement
Education
Northeastern Illinois University
Brookfield Properties May 2011 - Present
RBC Capital Markets April 2010 - March 2011
JP Morgan 1999 - April 2009
Bear Stearns 1999 - June 2008
Merrill Lynch 1996 - 1999
Skills
Project Management, Program Management, Risk Management, Management, Vendor Management, Budget Monitoring, Financial Companies, Financials, Construction, IT Management, Contractors, Contract Management, ITIL, Investment Banking, SDLC, Change Management, Process Improvement, Business Process..., IT Strategy, SharePoint, PMP, Software Project..., Software Documentation, Enterprise Architecture, Disaster Recovery, IT Service Management, Requirements Analysis, Budgets, Portfolio Management, MS Project, Project Portfolio..., Analysis, Outsourcing, Visio, PMO, Integration, Business Analysis, Governance, Project Delivery, Trading Systems, Strategy, Infrastructure, Business Intelligence, Project Planning, Cross-functional Team..., Team Leadership, Business Process, Contract Negotiation, Networking, Financial Analysis
Education
New York University
RBC Wealth Management November 2013 - Present
Copygirl Productions LLC February 2004 - Present
RBC Wealth Management November 2012 - November 2013
RBC Capital Markets August 2010 - November 2012
RBC Capital Markets December 2007 - August 2010
Wachovia Securities September 2002 - April 2004
St. Paul Pioneer Press 2000 - 2002
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Project Management, Customer Service, Event Planning, Event Management, Research, Editing, Marketing, Series 7, Microsoft Access, Graphic Design, Print Consulting, Desktop Publishing, Sports Marketing, Sports Management, Copywriting, Coaching, Strategic Planning, Leadership, Photoshop, Problem Solving, Analysis, Visio, Process Improvement, FINRA, Business Analysis, Securities, Dreamweaver, Troubleshooting, Requirements Gathering, Investments, Series 24, Risk Management, Software Documentation, Mutual Funds, Training, Management, Time Management, Outlook, Change Management, Financial Services
Education
Winona State University 1994 — 1995
Journalism
Saint Mary's University of Minnesota 1992 — 1994
journalism, computer science
North Hennepin Community College
Associate of Arts (AA), Business Administration
RBC Capital Markets August 2014 - Present
Prudential Investment Management February 2012 - August 2014
Morgan Stanley 2010 - 2011
UBS Investment Bank January 2008 - June 2008
Putnam Investments January 2007 - December 2007
Skills
Trading, Credit, Fixed Income, Capital Markets, Wealth Management, Bonds, Financial Modeling, Valuation, Financial Analysis, High Yield Bonds
Education
Northeastern University 2004 — 2009
BSBA, Finance, Management
RBC Capital Markets November 2013 - April 2014
BankUnited January 2013 - October 2013
Alberta Investment Management Corporation (AIMCo) November 2011 - June 2012
Bank of Montreal July 2010 - November 2010
University of Miami, Miller School of Medicine August 2009 - June 2010
BNY Mellon 2004 - 2008
Lloyds TSB 2003 - 2004
various October 1993 - October 2003
Skills
Software Development, Equities, Integration, SQL, Fixed Income, Requirements Analysis, Microsoft SQL Server, Databases, Business Analysis, Trading, SDLC, IT Management, .NET, Visual Basic, Data Warehousing, Agile Methodologies, Software Project..., Analysis, Unix, Database Design, Oracle, Sybase, XML, Data Analysis
Education
New York University - Polytechnic School of Engineering 1992 — 1993
MS, Computer Science
Institute of Technology , BS in EE (Kharkov, Ukraine)
Bachelor's degree, Electrical Engineering
RBC Capital Markets January 2015 - Present
RBC Capital Markets July 2010 - December 2014
Flextrade August 2005 - May 2011
BAE Systems 2001 - 2005
Skills
Trading Systems, Electronic Trading, Equities, Market Data, Low Latency, Derivatives, Equity Trading, Equity Derivatives, Trading, Fixed Income, Options, Capital Markets, Hedge Funds, Financial Markets, Quantitative Finance, High Frequency Trading, Trading Strategies
Education
Polytechnic University 1997 — 2001
Bachelor of Science (BS), Computer Science
Polytechnic University
MS, Business Administration and Management, General
State of NY Metropolitan Transportation Authority September 2014 - Present
Credit Suisse October 2012 - August 2014
Dow Jones & Company November 2011 - October 2012
Estée Lauder Companies 2009 - November 2011
Nomura Research Institute October 2010 - October 2010
Fujitsu / Thomson Reuters 2008 - 2009
RBC Capital Markets 2005 - 2008
Ameritrade Holding Corporation 2004 - 2005
Pace University 2003 - 2004
UNFCU 2001 - 2003
Skills
Vendor Management, Outsourcing, Business Process..., Budget, Strategy, Process Improvement, Risk Management, Change Management, Strategic Sourcing, Cost Reduction..., Contract Negotiation, Management Consulting, Budgets, RFP, Resource Management, Project Management, Cross-functional Team..., IT Audit, Business Strategy, Management, Procurement, Forecasting, Analysis, Supply Chain, Integration, Project Planning, Strategic Planning, SAP, Sourcing, Mergers & Acquisitions, Negotiation, Telecommunications, Governance, Global Sourcing, Executive Management, IT Outsourcing, Business Transformation, Data Center, Program Management, Project Portfolio..., IT Strategy, ERP, Professional Services, Business Process, Information Technology, IT Management, Business Analysis, Six Sigma, CRM, Leadership
Education
KPMG 2015 — 2015
Advanced Category Management
Budd Larner Seminar 2012 — 2012
New York University 2005 — 2006
School of Continuing & Professional Studies Certification
Pace University 2001 — 2004
MS
Saint John's University 1994 — 1997
BS
RBC Capital Markets October 2008 - Present
della bella January 1992 - January 2008
Education
Northwood University 1974 — 1979
ba
Lawrence Woodmere Academy July 2015 - Present
Portware August 2012 - March 2015
ITG March 2004 - November 2011
Macgregor/Merrin Financial 2001 - 2004
RBC Capital Markets 1998 - 1999
Merrill Lynch 1994 - 1998
Skills
Electronic Trading, Trading Systems, Equity Trading, Equities, Market Data, Series 63, Trading System, Bloomberg, Equity Derivatives, Trading Strategies, Financial Markets, Hedge Funds, Execution Management..., Series 7, FX Options, Financial Services, Securities
Education
New York Institute of Technology-Old Westbury 1991 — 1993
BA, Economics
PulsePoint August 2013 - October 2014
RBC Capital Markets October 2011 - August 2013
OTC Markets Group February 2010 - November 2011
JPMorgan October 2008 - February 2010
Merrill Lynch April 2007 - April 2008
FXall September 2001 - September 2006
Donaldson Lufkin and Jenrette January 1996 - August 2001
Education
New York University 1991 — 1995
BA, Computer Science
Christie's April 2013 - Present
Barclays Investment Bank October 2011 - March 2013
Rabobank March 2010 - February 2011
UBS Investment Bank July 2009 - March 2010
RBC Capital Markets June 2005 - September 2008
Mellon Investor Services April 2002 - May 2005
Skills
Fixed Income, Derivatives, Financial Modeling, Financial Analysis, Equities, Workday, PeopleSoft, Lumesse, SAP BW, Cartesis, Cornerstone, Metrics Reporting, Project Management, Financial Reporting, Talent Reporting, System Integration..., Attrition, SharePoint, Headcount reporting, Pipeline Management, Gender Analysis, MIS, Data Quality, Bloomberg, Finance
Education
New York University 2008 — 2008
Accounting
Rutgers, The State University of New Jersey-New Brunswick 1994 — 1998
BS, Biology
Macro Risk Advisors February 2013 - Present
RBC Capital Markets August 2011 - December 2012
RBC Capital Markets September 2009 - August 2011
Scotiabank January 2009 - April 2009
Skills
Equity Derivatives, Options, Trading
Education
University of Toronto 2008 — 2009
Master of Mathematical Finance
New Mexico State University 2004 — 2008
B.S. Electrical Engineering
RBC Capital Markets August 2010 - Present
Credit Suisse March 2009 - August 2010
Goldman Sachs April 2007 - March 2009
Global Securitization Services April 2005 - May 2007
Skills
SQL, Unix, Derivatives, C++, Business Intelligence, C, Business Analysis, Sybase, WCF, Relational Databases, Silverlight
Education
Polytechnic University 2007 — 2009
Master, Financial Engineering, GPA: 3.9
Polytechnic Institute of NYU 2001 — 2003
Master's degree, Computer Science, GPA: 4.0
RBC Capital Markets September 2014 - Present
PricewaterhouseCoopers March 2007 - September 2014
American Thoracic Society September 2005 - March 2007
American Management Associations 2002 - 2005
Skills
Meeting Planning, Event Planning, Incentives, Event Management, Corporate Events, Trade Shows, Budgets, Marketing Communications, Coordinating Events, Email Marketing, Sponsorship, Hospitality, Sales, Wedding Planning, Tourism, Incentive Programs, Entertainment, Parties, Marketing, Relationship Marketing, Hotels, Social Media Marketing, Hospitality Industry, Social Networking, Organizational..., Public Relations, Customer Service, Food & Beverage, Advertising, Fundraising, Marketing Strategy, Private Events, Hospitality Management, Contract Negotiation, Social Media, Hotel Management
Education
New York Institute of Technology 2002 — 2005
Master's Degree, Communication and Marketing
New York Institute of Technology 1998 — 2002
Bachelor's Degree, Hospitality Management
Lazard Asset Management May 2015 - Present
Perella Weinberg Partners September 2014 - March 2015
Perella Weinberg Partners October 2012 - August 2014
RBC Capital Markets September 2011 - October 2012
RBC Capital Markets June 2009 - December 2011
KBC Financial Products May 2007 - January 2009
Citigroup 2004 - 2004
Skills
Hedge Funds, Derivatives, Capital Markets, Structured Products, Valuation, Alternative Investments
Education
New York University 2004 — 2007
BA, Economics
RBC Capital Markets September 2013 - Present
Piper Jaffray March 2011 - September 2013
AMC Networks May 2009 - March 2011
Skills
Business Development
Education
New York University - Leonard N. Stern School of Business 2005 — 2009
J.D./M.B.A, Finance, Accounting, Entertainment, Media & Technology
New York University School of Law 2005 — 2009
Doctor of Law (J.D.)
Tufts University
RBC Capital Markets 2011 - Present
Harris Williams & Co. 2010 - 2011
Banc of America Securities LLC 2003 - 2009
Merrill Lynch & Co 2000 - 2003
Skadden Arps Slate Meagher & Flom LLP 1996 - 2000
Education
New York University School of Law 1993 — 1996
JD
University of Pennsylvania 1988 — 1992
BA
RBC Capital Markets June 2013 - Present
RBC Capital Markets March 2010 - June 2013
Scotia Capital June 2009 - March 2010
Credit Suisse 2005 - 2009
Merrill Lynch 2000 - 2005
Skills
Equity Derivatives, Quantitative Finance, Derivatives, Structured Products, Equities, Options, Volatility, Financial Engineering, Capital Markets, Swaps, Quantitative Analytics
Education
New York University 1996 — 2000
Ph.D., Applied Mathematics
Kungsholmens gymnasium
Ameriprise Financial November 2009 - Present
RBC Capital Markets March 2008 - June 2008
RBC Dain Rauscher November 2001 - February 2008
Dain Rauscher November 1995 - June 1999
Skills
Data Analysis, Fixed Income, FINRA, Equities, Structured Products, Brokerage Operations, Finra Compliance, TRACE, TRAQS, MSRB, Financial Analysis, Prime Brokerage, Delivery vs Payment..., Retail Trading
Education
University of St. Thomas - Opus College of Business 2005 — 2008
MBA, Finance
University of Northern Iowa 1991 — 1993
BA, Economics
North Iowa Area Community College
Citco Fund Services September 2014 - Present
Barclays Investment Bank November 2013 - July 2014
Hedge Fund December 2010 - December 2013
Credit Suisse October 2009 - November 2010
RBC Capital Markets July 2008 - September 2009
Bear Stearns January 2008 - May 2008
Och-Ziff Capital Management May 2007 - January 2008
Bank of America March 2005 - April 2007
Morgan Stanley Wealth Management April 2004 - March 2005
Merrill Lynch July 2003 - April 2004
Skills
Event Management, Entrepreneurship, Social Media, Strategic Planning, Email Marketing, Salesforce.com, Business Analysis, Project Management, SEO, Marketing Strategy, Software Development, Online Advertising, Event Planning, Start-ups, Public Relations, User Acceptance Testing, Business Intelligence, Trading
Education
New York University 1991 — 1992
Finance and Marketing
New York Military Academy 1983 — 1989
High School Degree JROTC/ROTC
IFM Investors March 2014 - Present
RBC Capital Markets July 2011 - March 2014
Merrill Lynch September 2009 - May 2010
Skills
Valuation, Equities, Financial Modeling, Investment Banking, Infrastructure, Financial Analysis, Economics, Project Finance
Education
New York University 2006 — 2011
Bachelor's Degree, Economics, Chemistry
Kickapoo High School
RBC Capital Markets June 2000 - December 2010
Skills
Alternative Investments, Trading Systems, Fixed Income, New Business Development, Leadership, Business Strategy, Derivatives, Strategic Planning, Financial Analysis, Investments, Prime Brokerage, Trading, Commodity, Budgets, Portfolio Management
Education
Northwestern University - Kellogg School of Management 1980 — 1981
MBA, finance/economics/internat'l business
University of Michigan
RBC Capital Markets March 2010 - Present
Aegis Software March 2007 - April 2009
Goldman Sachs 2007 - 2009
Knight Securities April 2002 - December 2006
Borough of Manhattan Community College January 2001 - December 2003
Lewco Securities January 2000 - April 2002
Tullett Prebon January 1997 - December 1999
Gruntal Securities June 1996 - January 1997
Logica November 1988 - August 1993
Fundamental Brokers March 1987 - July 1988
Skills
Equities, Trading, Testing, Trading Systems, FX Options, Quality Assurance, Commodity, Banking, Fixed Income, Java, Capital Markets, Electronic Trading, Equity Trading
Education
New York University 1991 — 1996
BA, Mathematics
Wave Performance, LLC September 2012 - Present
Castlemont Development January 2011 - December 2014
Safedocs October 2013 - April 2014
Bloomberg January 2010 - April 2011
JMP Securities November 2007 - October 2009
RBC Capital Markets September 2004 - October 2006
Piper Jaffray October 2002 - June 2004
Robertson Stephens 1997 - 2002
Skills
Sales, Real Estate, Equities, Medical Devices, Structured Finance, Marketing, Investment Banking, Financial Structuring, Derivatives, Solution Selling, Business Development, Analysis, Start-ups, New Business Development, Marketing Strategy, Negotiation, Bonds, Private Placements, Strategy, Management
Education
Kellogg Graduate School of Management 1992 — 1994
MBA with honors, Finance, Organizational Behavior, Public Management
Stanford University 1984 — 1988
BS, Industrial Engineering
BATS Global Markets, Inc. January 2015 - Present
Direct Edge July 2012 - December 2014
RBC Capital Markets September 2011 - August 2012
Barclays Capital September 2009 - September 2011
Goldman Sachs May 2008 - June 2009
Lehman Brothers January 2005 - May 2008
Skills
Capital Markets, Equities, Compliance, Trading Systems, Securities, Series 7, Electronic Trading, Derivatives, Fixed Income, Series 24, Equity Trading, Hedge Funds, Options, Series 63
Education
Northwestern University
RBC Capital Markets February 2005 - Present
Skills
Financial Modeling, Series 7, Equities, Fixed Income, Securities, Financial Analysis, Capital Markets, Team Leadership, Derivatives
Education
Northeastern University
BS
RBC Capital Markets April 2014 - Present
Wells Fargo Securities July 2011 - March 2014
Wells Fargo Securities June 2010 - August 2010
Accenture March 2005 - February 2009
Cedar Management Consulting International LLC May 2003 - November 2004
Skills
Private Equity, Investment Banking, Strategy, Finance, Financial Modeling, Valuation, Business Analysis, Capital Markets, Corporate Finance, Financial Analysis, Management Consulting, Data Analysis, Competitive Analysis, Mergers, Mergers & Acquisitions, Structured Finance
Education
The University of Chicago Booth School of Business 2009 — 2011
Master of Business Administration (MBA), Finance, Accounting, Strategy
New York University 2002 — 2003
Financial Analysis Program, Finance & Accounting
New York University 1996 — 2000
Bachelor of Science (BS), Economics & Computer Science
Royal Bank of Canada - RBC Capital Markets February 2010 - May 2015
CSI Global Education 2008 - 2009
CSI Global Education 2006 - 2007
RBC Capital Markets 2002 - 2005
RBC Capital Markets 1995 - 2002
Skills
Equities, Research, Capital Markets, Content Development, Investments, Derivatives, Financial Modeling, Fixed Income, Portfolio Management, Hedge Funds, Investment Banking, Mutual Funds, Equity Research, Project Management, Business Analysis, Data Analysis, Quality Assurance, Process Improvement, Test Planning, User Acceptance Testing, Test Cases, Regression Testing, Vendor Relationship...
Education
New York University - Leonard N. Stern School of Business 1985 — 1987
B.S., Economics and Statistics
New York University 1983 — 1985
A.A., Humanities and Philosophy
RBC Capital Markets January 2012 - Present
RBC Capital Markets July 2010 - January 2012
RBC Capital Markets April 2007 - June 2010
The Global Group January 2004 - March 2007
Evoknow Software Inc. March 2001 - December 2003
Skills
Sun Certified Java..., Oracle SQL, VBScript, MCDBA, QTP, QC, Business Management, Financial Markets, Capital Markets, Equities, Fixed Income, Trading Systems, Sybase, XML, PHP, Oracle, Quality Center, PL/SQL, SDLC, Test Planning, User Acceptance Testing, Test Cases, Testing, Test Automation, Software Development, JavaScript, Regression Testing, JUnit, Microsoft SQL Server, Management, Python, Perl, Offshore Management, Distributed Systems, Selenium, Market Data, Derivatives, Software Project..., Business Analysis, People Skills, People Development, Soft Skills
Education
Wilfrid Laurier University 2007 — 2009
MBA, Finance
North South University 1996 — 2000
Bachelor of Science (Hons), Computer Science
Ecolab August 2006 - Present
RBC Capital Markets 2000 - 2005
Honeywell 1999 - 1999
Land O'Lakes, Inc. 1996 - 1999
McKinsey & Company 1992 - 1996
Skills
Market Development, Acquisition Integration, Strategic Planning, Cross-functional Team..., Mergers & Acquisitions, Commercialization
Education
Northwestern University - Kellogg School of Management 1988 — 1992
Joint JD-MBA
Northwestern University School of Law 1988 — 1992
Joint JD-MBA
University of Minnesota-Twin Cities 1984 — 1988
Bachelor of Science Mechanincal Engineering
RBC Capital Markets January 2005 - Present
Education
Normandale Community College
Accounting and Finance
Voyant Capital Management February 2013 - Present
RBC Capital Markets November 2011 - February 2013
Morgan Stanley February 2010 - November 2011
Morgan Stanley July 2004 - February 2010
Skills
Quantitative Finance, Statistical Arbitrage, Volatility Arbitrage, Trading, Equities, Equity Derivatives
Education
New York University 2007 — 2009
Master of Science, Mathematics in Finance
University of Waterloo 1999 — 2004
Bachelor of Applied Science, Computer Engineering
RBC Capital Markets September 2003 - Present
TD Securities 2000 - 2003
PwC 1998 - 2000
JP Morgan 1983 - 1998
Skills
Transfer Pricing, Tax Law, Cross-border..., Securities, Financial Structuring, Corporate Tax, Tax, Structured Finance, Mergers, Private Equity, Due Diligence, Financial Planners, Corporate Law, Tax Accounting, Tax Advisory, Income Tax, Accounting
Education
New York University School of Law 1981 — 1982
LL.M., Tax
The Catholic University of America, Columbus School of Law 1978 — 1981
JD
RBC January 2015 - Present
Queen's University January 2014 - December 2014
Frontline Capital Inc. January 2012 - December 2013
RBC Capital Markets May 2007 - November 2011
RBC Capital Markets May 2006 - September 2007
RBC Dominion Securities May 2004 - September 2005
RBC Dominion Securities January 2003 - September 2003
Skills
Bloomberg, Market Making, Proprietary Trading, Capital Markets, Equities, Equity Trading, Trading, ThomsonOne, Economics, Securities, Fixed Income, Trading Strategies, Equity Derivatives, Electronic Trading, ETFs
Education
Queen's University 2014 — 2015
Master of Business Administration (MBA)
University of Toronto 2013 — 2013
Economics Minor, Economics
University of Toronto 2013 — 2013
Philosophy Minor
University of Toronto 2004 — 2007
Political Science and Government
Northeastern University 2001 — 2002
International Business
University of Toronto - University of St. Michael's College
RBC Capital Markets August 2011 - Present
NYU Stern School of Business January 2011 - May 2011
New York University January 2011 - May 2011
CommonDesk, LLC August 2010 - December 2010
Markit June 2010 - August 2010
NYU Client Services October 2009 - May 2010
Skills
Project Management, Java, Spring MVC, Maven, Sybase, StreamBase, Eclipse, VBScript, Microsoft Technologies, PHP, XML, HTML, Visio, MySQL
Education
New York University 2009 — 2011
Master's degree, Information Systems
Sardar Patel Institute of Technology 2005 — 2009
Bachelor's degree, Information Technology
JMP Securities May 2005 - Present
RBC Capital Markets September 2002 - May 2005
Education
Northern Arizona University
New York University August 2012 - Present
Morgan Stanley Investment Management June 2015 - August 2015
The Carlyle Group - Metropolitan Real Estate September 2014 - May 2015
Wachtell, Lipton, Rosen & Katz May 2014 - August 2014
Pennrose May 2013 - August 2013
RBC Capital Markets August 2010 - July 2012
Morgan Stanley May 2009 - August 2009
Worldwide Capital May 2007 - July 2007
Skills
Fixed Income, Financial Modeling, Corporate Finance
Education
NYU School of Law 2012 — 2016
Doctor of Law (JD)
NYU Stern School of Business 2012 — 2016
Master of Business Administration (MBA)
University of Pennsylvania 2006 — 2010
RBC Capital Markets August 2010 - Present
HSBC Global Banking and Markets June 2003 - May 2010
Citi July 1992 - June 2003
Skills
Investment Banking, Equities, Hedge Funds, Valuation, Trading Systems, Structured Products, Electronic Trading, Equity Derivatives, Credit Derivatives, Trading, Bloomberg, LBO, Equity Research, Structured Finance
Education
New York University
Bachelor of Arts (B.A.), Economics
Pacific Crest Securities 2006 - Present
Piper Jaffray 2004 - 2006
RBC Capital Markets 2001 - 2004
Wessels, Arnold & Henderson 1997 - 2001
Volpe, Welty 1994 - 1997
S.G. Warburg 1992 - 1994
Lehman Brothers 1987 - 1990
Skills
High Tech, Institutional Sales, Romance Languages, Equities, Equity Research, Capital Markets
Education
NYU 1990 — 1992
Master of Arts (M.A.), International Business
Princeton University 1982 — 1987
AB, Woodrow Wilson School, Romance Languages
Penn State University 1978 — 1980
RBC Capital Markets April 1988 - December 2011
RBC 1988 - 2011
RBC Capital Markets 2002 - 2003
RBC Capital Markets 2000 - 2002
Dain Rauscher Wessels 1997 - 2000
Dain Bosworth 1995 - 1997
Skills
Leadership, Operations, Relationship Management, Project Management, Account Management, Strategic Planning, Program Management, Team Development, Business Analysis, Risk Management, Equities, Capital Markets, Integration, Trading, Financial Modeling, Sales Management, Financial Analysis, Bloomberg, Fixed Income, Investments, Finance
Education
North Hennepin Community College
Lawson Financial April 2010 - Present
Mutual of Omaha Bank April 2005 - April 2010
RBC Capital Markets February 2002 - April 2005
Skills
Municipal Bonds, Underwriting
Education
Northeastern University 1972 — 1975
Accounting and Finance
RBC Capital Markets April 2014 - Present
PIMCO September 2011 - April 2014
Morgan Stanley June 1998 - June 2011
Skills
Anti-Money Laundering,..., AML, Anti Money Laundering, Anti-corruption, Due Diligence, Economic Sanctions, Hedge Funds, OFAC
Education
New York University School of Law 1991 — 1994
Doctor of Law (JD)
University of Wisconsin-Madison 1987 — 1991
Bachelor of Arts (BA), History
Robert W. Baird & Co. February 2009 - Present
RBC Capital Markets June 2006 - January 2009
Skills
Agency MBS, Non-Agency RMBS, Agency CMBS, Agency Callable, CMBS, ABS, Intex, YieldBook, CPRCDR, Bloomberg, Excel/Access VBA, MS SQL, Matlab, Regression Analysis
Education
The University of Chicago - Booth School of Business
Master of Business Administration (MBA), Finance, Analytic Finance
Northwestern University
Bachelor's Degree, Economics, Business Institution
Pagoda Asset Management May 2014 - Present
Highbridge Capital Management June 2005 - March 2014
RBC Capital Markets 2002 - 2005
Skills
Hedge Funds, Alternative Investments, Equities, Asset Management, Bloomberg, Portfolio Management, Investment Management, Equity Research, Fund Of Funds, Investments, Derivatives, Bonds, Asset Allocation, Valuation
Education
New York University 1999 — 2001
BS, Accounting and Finance
RBC Capital Markets April 2009 - Present
Credit Suisse 1992 - 2008
Triangle Industries 1987 - 1992
EF Hutton 1986 - 1987
Skills
Investment Banking, Fixed Income, Equities, Derivatives, Hedge Funds, Valuation, Trading Systems, Private Equity, Structured Products, Electronic Trading, Equity Derivatives
Education
New York University 1985 — 1987
Master of Business Administration (MBA), Accounting and Finance
The Johns Hopkins University 1979 — 1983
Bachelor's Degree, Political Science and Government
RBC Capital Markets September 2000 - Present
Integrated Computer Management September 1999 - September 2000
The Laxmi Group July 1998 - September 1999
Fujitsu Singapore Private Limited June 1996 - July 1998
Skills
Visual C++, MFC, Sybase Adaptive Server, Microsoft SQL Server, Microsoft Access, Unix Shell Scripting, C#, Visual Basic, VBA, Microsoft C
Education
New Jersey Institute of Technology
Master of Science (MS), Computer Science
University of Wisconsin-Madison
Bachelor of Science (BS), Electrical and Electronics Engineering
RBC Capital Markets September 2005 - Present
Education
North Central College 1995 — 2000
Bachelor of Science (BS), Mathematics
CIBC May 2012 - Present
RBC Capital Markets January 2006 - January 2012
Mizuho Securities USA Inc. January 1999 - December 2005
Skills
Trading
Education
Northwestern University
Bachelor’s Degree, Economics/Communication Studies