U.S. SECURITIES & EXCHANGE COMMISSION
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Founder: Franklin D. Roosevelt Founded: June 6, 1934 Headquarters: Washington, D.C. Jurisdiction: United States of America Number of employees: 4,301 (2015)
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U.S. SECURITIES & EXCHANGE COMMISSION Employees
Employee
Years
Job
Industry
Bill Thomas Bill Thomas's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1993 - 2007
Job SEC Intelligence: AntiMoney Laundering (AML), Securities Forensics, Due Diligence
Industry Legal Services
Experience
SEC Intelligence, LLC 2007 - Present
US Securities & Exchange Commission 1993 - 2007
United Nations 1993 - 1993
Shearson Lehman Brothers 1990 - 1993
Naval Investigative Service 1979 - 1988
Skills
AML, BSA, CAMP (AML), Norkom (AML), Excel, Securities Fraud, Microsoft Excel, Due Diligence, Finance, Bank Secrecy Act, Enterprise Risk..., Securities, Anti-corruption, Mergers, Financial Analysis, FCPA, Internal Investigations, Leadership, Auditing, Certified Fraud Examiner, Risk Management, Fraud, Internal Audit, Corporate Governance, Private Investigations, Investigation, Anti Money Laundering, Analysis, Financial Risk, FINRA, Computer Forensics, OFAC, Financial Regulation, KYC, Enforcement, Banking, Forensic Accounting, Anti-fraud, Risk Assessment, Hedge Funds, Securities Regulation, Investment Banking, Equities, Financial Services, Mergers & Acquisitions, Fraud Detection, USA PATRIOT Act, Corporate Law, Asset Managment, Operational Risk
Education
Rollins College - Crummer Graduate School of Business 1970 — 1972
MBA, Business Communications
Florida State University 1965 — 1970
BA, Criminology, Sociology, Pyschology
SEC Intelligence, LLC 2007 - Present
US Securities & Exchange Commission 1993 - 2007
United Nations 1993 - 1993
Shearson Lehman Brothers 1990 - 1993
Naval Investigative Service 1979 - 1988
Skills
AML, BSA, CAMP (AML), Norkom (AML), Excel, Securities Fraud, Microsoft Excel, Due Diligence, Finance, Bank Secrecy Act, Enterprise Risk..., Securities, Anti-corruption, Mergers, Financial Analysis, FCPA, Internal Investigations, Leadership, Auditing, Certified Fraud Examiner, Risk Management, Fraud, Internal Audit, Corporate Governance, Private Investigations, Investigation, Anti Money Laundering, Analysis, Financial Risk, FINRA, Computer Forensics, OFAC, Financial Regulation, KYC, Enforcement, Banking, Forensic Accounting, Anti-fraud, Risk Assessment, Hedge Funds, Securities Regulation, Investment Banking, Equities, Financial Services, Mergers & Acquisitions, Fraud Detection, USA PATRIOT Act, Corporate Law, Asset Managment, Operational Risk
Education
Rollins College - Crummer Graduate School of Business 1970 — 1972
MBA, Business Communications
Florida State University 1965 — 1970
BA, Criminology, Sociology, Pyschology
Michelle Addy Michelle Addy's U.S. SECURITIES & EXCHANGE COMMISSION Experience August 2003 - December 2003
Job Corporate Counsel, Real Estate at Amazon
Industry Real Estate
Experience
Amazon February 2015 - Present
Guitar Center March 2010 - Present
Roll Law Group, P.C. October 2012 - March 2013
CSC October 2006 - June 2009
Hanger, Levine and Steinberg December 2004 - July 2006
US Securities & Exchange Commission August 2003 - December 2003
Skills
Contract Negotiations, Real Estate Transactions, Corporate Transactions, Social Media, Collaborative Problem..., Risk Management, Legal Compliance, LEED AP, Litigation Management, Contract Negotiation, Litigation, Corporate Law, Legal Writing, Securities Regulation, Dispute Resolution, Management, Real Estate, Commercial Litigation, Civil Litigation, Legal Research, Due Diligence
Education
Pepperdine University School of Law 2001 — 2004
Doctor of Law (J.D.)
California Lutheran University 1997 — 2001
Bachelor of Science (B.S.), Accounting
Amazon February 2015 - Present
Guitar Center March 2010 - Present
Roll Law Group, P.C. October 2012 - March 2013
CSC October 2006 - June 2009
Hanger, Levine and Steinberg December 2004 - July 2006
US Securities & Exchange Commission August 2003 - December 2003
Skills
Contract Negotiations, Real Estate Transactions, Corporate Transactions, Social Media, Collaborative Problem..., Risk Management, Legal Compliance, LEED AP, Litigation Management, Contract Negotiation, Litigation, Corporate Law, Legal Writing, Securities Regulation, Dispute Resolution, Management, Real Estate, Commercial Litigation, Civil Litigation, Legal Research, Due Diligence
Education
Pepperdine University School of Law 2001 — 2004
Doctor of Law (J.D.)
California Lutheran University 1997 — 2001
Bachelor of Science (B.S.), Accounting
Elizabeth Everson Elizabeth Everson's U.S. SECURITIES & EXCHANGE COMMISSION Experience August 2010 - November 2010
Job Records and Information Manager at Washington, DC
Industry Information Services
Experience
Washington, DC April 2015 - Present
NextPoint Group LLC August 2014 - April 2015
Booz Allen Hamilton November 2010 - August 2014
US Securities & Exchange Commission August 2010 - November 2010
Library of Congress May 2010 - August 2010
University of Michigan, Hatcher Graduate Library, Area Programs, Slavic Division January 2008 - May 2010
University of Michigan, School of Information January 2008 - April 2010
Library of Congress June 2009 - August 2009
Bentley Historical Library May 2008 - August 2008
Skills
Library, Archives, Cataloging, Records Management, Library Science, Information Management, Program Management, System Administration, Special Collections, Government, Software Documentation
Education
University of Michigan - School of Information 2007 — 2010
MSI, Archives and Records Management
University of Michigan 2007 — 2008
n/a, Russian and East European Studies
Macalester College 2001 — 2005
BA, Russian and East European Studies; Classical Music
Chilton High School 1997 — 2001
High School Diploma
Washington, DC April 2015 - Present
NextPoint Group LLC August 2014 - April 2015
Booz Allen Hamilton November 2010 - August 2014
US Securities & Exchange Commission August 2010 - November 2010
Library of Congress May 2010 - August 2010
University of Michigan, Hatcher Graduate Library, Area Programs, Slavic Division January 2008 - May 2010
University of Michigan, School of Information January 2008 - April 2010
Library of Congress June 2009 - August 2009
Bentley Historical Library May 2008 - August 2008
Skills
Library, Archives, Cataloging, Records Management, Library Science, Information Management, Program Management, System Administration, Special Collections, Government, Software Documentation
Education
University of Michigan - School of Information 2007 — 2010
MSI, Archives and Records Management
University of Michigan 2007 — 2008
n/a, Russian and East European Studies
Macalester College 2001 — 2005
BA, Russian and East European Studies; Classical Music
Chilton High School 1997 — 2001
High School Diploma
Molly Holsinger, J.D.'s U.S. SECURITIES & EXCHANGE COMMISSION Experience September 2012 - December 2012
Job Associate at White & Case LLP
Industry Law Practice
Experience
White & Case LLP September 2015 - Present
San Francisco Superior Court March 2014 - March 2015
Financial Industry Regulatory Authority August 2013 - March 2014
Santa Clara University May 2012 - May 2013
US Securities & Exchange Commission September 2012 - December 2012
Sutter Health May 2012 - July 2012
Santa Clara University February 2012 - March 2012
Bay Area Legal Aid September 2010 - April 2011
Towers Watson 2007 - 2009
Skills
Legal Research, Legal Writing, International Law, Corporate Law, Research, Securities Regulation, Westlaw, Securities
Education
Santa Clara University School of Law 2010 — 2013
Doctor of Law (J.D.)
Purdue University 2002 — 2005
B.S., Management
White & Case LLP September 2015 - Present
San Francisco Superior Court March 2014 - March 2015
Financial Industry Regulatory Authority August 2013 - March 2014
Santa Clara University May 2012 - May 2013
US Securities & Exchange Commission September 2012 - December 2012
Sutter Health May 2012 - July 2012
Santa Clara University February 2012 - March 2012
Bay Area Legal Aid September 2010 - April 2011
Towers Watson 2007 - 2009
Skills
Legal Research, Legal Writing, International Law, Corporate Law, Research, Securities Regulation, Westlaw, Securities
Education
Santa Clara University School of Law 2010 — 2013
Doctor of Law (J.D.)
Purdue University 2002 — 2005
B.S., Management
Lindsey H. Simon's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 1998 - June 2002
Job Founder & CEO at Simon Compliance
Industry Law Practice
Experience
Simon Compliance July 2010 - Present
Carpe Diem Capital Management December 2007 - September 2008
US Securities & Exchange Commission September 1998 - June 2002
Hon. William J. Bauer September 1997 - September 1998
Winston & Strawn LLP June 1996 - September 1997
Skills
Securities, Compliance, Securities Law, Investment Advisory, Hedge Funds, AML, Private Equity, SEC reporting, Mutual Funds, Securities Regulation, Corporate Law, Corporate Governance, Fund Of Funds, Asset Management, SEC filings, Alternative Investments, Licensing, Legal Compliance, Criminal Law, SEC, Due Diligence, Securities Litigation, Joint Ventures, Arbitration, FCPA
Education
Northwestern University School of Law 1993 — 1996
J.D., Law
Emory University 1989 — 1993
B.A., History; Art History
Miss Porter's School 1986 — 1989
High School
Simon Compliance July 2010 - Present
Carpe Diem Capital Management December 2007 - September 2008
US Securities & Exchange Commission September 1998 - June 2002
Hon. William J. Bauer September 1997 - September 1998
Winston & Strawn LLP June 1996 - September 1997
Skills
Securities, Compliance, Securities Law, Investment Advisory, Hedge Funds, AML, Private Equity, SEC reporting, Mutual Funds, Securities Regulation, Corporate Law, Corporate Governance, Fund Of Funds, Asset Management, SEC filings, Alternative Investments, Licensing, Legal Compliance, Criminal Law, SEC, Due Diligence, Securities Litigation, Joint Ventures, Arbitration, FCPA
Education
Northwestern University School of Law 1993 — 1996
J.D., Law
Emory University 1989 — 1993
B.A., History; Art History
Miss Porter's School 1986 — 1989
High School
Rebecca M. Katz Rebecca M. Katz's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1990 - 1999
Job Member at Law Firm of Rebecca M. Katz and Of Counsel at Kessler Topaz Meltzer & Check, LLP
Industry Law Practice
Experience
Law Firm of Rebecca M. Katz May 2015 - Present
Kessler Topaz Meltzer & Check, LLP May 2015 - Present
Motley Rice LLC June 2012 - April 2015
Bernstein Liebhard LLP January 2001 - June 2012
US Securities & Exchange Commission 1990 - 1999
Skills
Securities Litigation, Class Actions, Civil Litigation, Appeals, SEC, Securities Regulation, Litigation, Securities, Trials, Commercial Litigation, Legal Writing, Litigation Support, Arbitration, Product Liability, Legal Research, Corporate Law, Business Litigation, Corporate Governance, Courts, Consumer Law, Westlaw, Fraud, White Collar Criminal..., Mediation, Depositions
Education
Hofstra University School of Law 1987 — 1990
Doctor of Law (JD)
Hofstra University 1983 — 1987
Bachelor of Science (BS)
Law Firm of Rebecca M. Katz May 2015 - Present
Kessler Topaz Meltzer & Check, LLP May 2015 - Present
Motley Rice LLC June 2012 - April 2015
Bernstein Liebhard LLP January 2001 - June 2012
US Securities & Exchange Commission 1990 - 1999
Skills
Securities Litigation, Class Actions, Civil Litigation, Appeals, SEC, Securities Regulation, Litigation, Securities, Trials, Commercial Litigation, Legal Writing, Litigation Support, Arbitration, Product Liability, Legal Research, Corporate Law, Business Litigation, Corporate Governance, Courts, Consumer Law, Westlaw, Fraud, White Collar Criminal..., Mediation, Depositions
Education
Hofstra University School of Law 1987 — 1990
Doctor of Law (JD)
Hofstra University 1983 — 1987
Bachelor of Science (BS)
Sandra Ng Cassidy Sandra Ng Cassidy's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 1992 - December 1996
Job Board Member at National Association of Women Lawyers
Industry Financial Services
Experience
National Association of Women Lawyers July 2014 - Present
Prudential Financial 2008 - April 2014
Guardian Life Insurance 1999 - 2008
Park Avenue Securities 1999 - 2008
Gruntal & Co., LLC 1997 - 1999
US Securities & Exchange Commission September 1992 - December 1996
Skills
Securities Regulation, Financial Services, Securities, FINRA, Hedge Funds, Capital Markets, Corporate Governance, Investment Advisory, Mutual Funds, Corporate Law, Broker-Dealer, Legal Compliance, Legal Research, Litigation, Insurance, Investments, Insurance Law, Due Diligence, ERISA, Mediation, Joint Ventures, Financial Regulation, Mergers & Acquisitions, Equities, FCPA, Licensing, Privacy Law, Series 7, Litigation Management, Employment Law, Series 24, OFAC, Arbitration, Alternative Investments, Risk Management, AML, Commercial Litigation, Private Equity, Asset Management, SEC
Education
Cornell University
The George Washington University Law School
JD
National Association of Women Lawyers July 2014 - Present
Prudential Financial 2008 - April 2014
Guardian Life Insurance 1999 - 2008
Park Avenue Securities 1999 - 2008
Gruntal & Co., LLC 1997 - 1999
US Securities & Exchange Commission September 1992 - December 1996
Skills
Securities Regulation, Financial Services, Securities, FINRA, Hedge Funds, Capital Markets, Corporate Governance, Investment Advisory, Mutual Funds, Corporate Law, Broker-Dealer, Legal Compliance, Legal Research, Litigation, Insurance, Investments, Insurance Law, Due Diligence, ERISA, Mediation, Joint Ventures, Financial Regulation, Mergers & Acquisitions, Equities, FCPA, Licensing, Privacy Law, Series 7, Litigation Management, Employment Law, Series 24, OFAC, Arbitration, Alternative Investments, Risk Management, AML, Commercial Litigation, Private Equity, Asset Management, SEC
Education
Cornell University
The George Washington University Law School
JD
Marianne Connolly Marianne Connolly's U.S. SECURITIES & EXCHANGE COMMISSION Experience February 1988 - August 1988
Job Office Manager at Applied Construction Services, Inc, Babylon, NY
Industry Construction
Experience
Applied Construction Services, Inc. February 2007 - Present
IBJ Schroder & Co. August 1988 - September 1991
US Securities & Exchange Commission February 1988 - August 1988
Merrill Lynch September 1984 - February 1988
Skills
Bookkeeping, Payroll, Human Resources, Microsoft Excel, QuickBooks, Client Billing, Compliance, Tax Returns, Customer Service, Account Reconciliation, Accounts Payable, Accounts Receivable, Close Attention to..., Time Management, Credit Cards, Contractors, Subcontracting, Vehicles, Vendor Relationships, 401k, Health Insurance, Workers' Compensation..., Troubleshooting, HR Policies, Construction Safety, General Insurance, Unemployment Claims, Municipality..., Notary Public
Education
Roanoke College 1979 — 1983
Bachelor of Arts (B.A.), Spanish/Business
Hunterdon Central High School 1975 — 1979
Applied Construction Services, Inc. February 2007 - Present
IBJ Schroder & Co. August 1988 - September 1991
US Securities & Exchange Commission February 1988 - August 1988
Merrill Lynch September 1984 - February 1988
Skills
Bookkeeping, Payroll, Human Resources, Microsoft Excel, QuickBooks, Client Billing, Compliance, Tax Returns, Customer Service, Account Reconciliation, Accounts Payable, Accounts Receivable, Close Attention to..., Time Management, Credit Cards, Contractors, Subcontracting, Vehicles, Vendor Relationships, 401k, Health Insurance, Workers' Compensation..., Troubleshooting, HR Policies, Construction Safety, General Insurance, Unemployment Claims, Municipality..., Notary Public
Education
Roanoke College 1979 — 1983
Bachelor of Arts (B.A.), Spanish/Business
Hunterdon Central High School 1975 — 1979
Lesley Anne Florschutz Lesley Anne Florschutz's U.S. SECURITIES & EXCHANGE COMMISSION Experience April 2010 - Present
Job Branch Chief, Division of Investment Management, Disclosure Dissemination at
Industry Legal Services
Experience
US Securities & Exchange Commission April 2010 - Present
US Securities and Exchange Commission May 1995 - April 2010
US Securities & Exchange Commission December 1989 - May 1995
Education
University of Maryland University College 1982 — 1985
BS, Legal Studies
The Catholic University of America 1975 — 1979
BM, Music - Piano Performance
Johns Hopkins University - Peabody School of Music 1974 — 1975
Music - Piano Performance
US Securities & Exchange Commission April 2010 - Present
US Securities and Exchange Commission May 1995 - April 2010
US Securities & Exchange Commission December 1989 - May 1995
Education
University of Maryland University College 1982 — 1985
BS, Legal Studies
The Catholic University of America 1975 — 1979
BM, Music - Piano Performance
Johns Hopkins University - Peabody School of Music 1974 — 1975
Music - Piano Performance
Gregory Plog's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2005 - April 2007
Job Senior Director, Global Security at Manhattan Associates
Industry Information Technology and Services
Experience
Manhattan Associates June 2015 - Present
FIS - Fidelity Information Services January 2015 - May 2015
Reliance Financial Corporation - An FIS Company November 2009 - January 2015
Weiser LLP April 2007 - November 2009
US Securities & Exchange Commission May 2005 - April 2007
Additional Experience October 1996 - April 2004
Skills
Risk Management, Security, IT Audit, Risk Assessment, Information Security, Project Management, Information Technology, Internal Controls, Leadership, Start-ups, Financial Risk, Analysis, Change Management, Management, Software Documentation, Financial Reporting, Strategic Planning, Program Management, Process Improvement, Cross-functional Team..., Auditing, Governance, Finance, Internal Audit, Business Continuity, Disaster Recovery, Financial Services, Vendor Management, Business Process..., Executive Management, Consulting, Sarbanes-Oxley Act, Securities, Banking, Business Analysis, IT Operations
Education
University of Florida - Warrington College Of Business 2004 — 2005
MBA, Information Technology
University of Virginia 1992 — 1996
BA, Economics
Manhattan Associates June 2015 - Present
FIS - Fidelity Information Services January 2015 - May 2015
Reliance Financial Corporation - An FIS Company November 2009 - January 2015
Weiser LLP April 2007 - November 2009
US Securities & Exchange Commission May 2005 - April 2007
Additional Experience October 1996 - April 2004
Skills
Risk Management, Security, IT Audit, Risk Assessment, Information Security, Project Management, Information Technology, Internal Controls, Leadership, Start-ups, Financial Risk, Analysis, Change Management, Management, Software Documentation, Financial Reporting, Strategic Planning, Program Management, Process Improvement, Cross-functional Team..., Auditing, Governance, Finance, Internal Audit, Business Continuity, Disaster Recovery, Financial Services, Vendor Management, Business Process..., Executive Management, Consulting, Sarbanes-Oxley Act, Securities, Banking, Business Analysis, IT Operations
Education
University of Florida - Warrington College Of Business 2004 — 2005
MBA, Information Technology
University of Virginia 1992 — 1996
BA, Economics
Josielyne Pacifico's U.S. SECURITIES & EXCHANGE COMMISSION Experience August 2001 - April 2004
Job
Industry Financial Services
Experience
MEAG New York Corporation December 2011 - Present
650 Capital Management LLC September 2009 - November 2011
Hyperion Brookfield Asset Management, Inc. July 2005 - April 2009
Marsh McLennan Companies April 2004 - June 2005
US Securities & Exchange Commission August 2001 - April 2004
Skills
Securities, Securities Regulation, Fixed Income, Mutual Funds, Corporate Governance, Capital Markets
Education
Brooklyn Law School 1998 — 2001
JD
University of Pennsylvania 1991 — 1995
BA
Boston Latin School 1987 — 1991
High School
MEAG New York Corporation December 2011 - Present
650 Capital Management LLC September 2009 - November 2011
Hyperion Brookfield Asset Management, Inc. July 2005 - April 2009
Marsh McLennan Companies April 2004 - June 2005
US Securities & Exchange Commission August 2001 - April 2004
Skills
Securities, Securities Regulation, Fixed Income, Mutual Funds, Corporate Governance, Capital Markets
Education
Brooklyn Law School 1998 — 2001
JD
University of Pennsylvania 1991 — 1995
BA
Boston Latin School 1987 — 1991
High School
Mark Brunhofer's U.S. SECURITIES & EXCHANGE COMMISSION Experience June 2005 - Present
Job Sr. Accounting Examiner at US Securities & Exchange Commission
Industry Accounting
Experience
US Securities & Exchange Commission June 2005 - Present
Auxilium Pharmaceuticals March 2001 - May 2005
US Securities and Exchange Commission January 1999 - February 2001
Bio-Pharm/IBAH, Inc. April 1993 - November 1998
Arthur Andersen & Co. July 1987 - April 1993
Education
Temple University - Fox School of Business and Management 1983 — 1987
US Securities & Exchange Commission June 2005 - Present
Auxilium Pharmaceuticals March 2001 - May 2005
US Securities and Exchange Commission January 1999 - February 2001
Bio-Pharm/IBAH, Inc. April 1993 - November 1998
Arthur Andersen & Co. July 1987 - April 1993
Education
Temple University - Fox School of Business and Management 1983 — 1987
Brandon Warner's U.S. SECURITIES & EXCHANGE COMMISSION Experience December 2003 - August 2006
Job Registry Guru, Entrepreneur
Industry Internet
Experience
SimpleRegistry January 2010 - Present
Traveler's Joy May 2004 - Present
Assateague Island Alliance December 2007 - October 2008
Duke Corporate Sustainability Initiative December 2007 - May 2008
National Park Service May 2007 - August 2007
Duke Climate Change Policy Partnership January 2007 - June 2007
US Securities & Exchange Commission December 2003 - August 2006
Deloitte September 1999 - November 2003
Skills
Online Advertising, Marketing Strategy, Business Development, Marketing, Entrepreneurship, Strategic Planning, Strategy, Management Consulting, Business Strategy, Social Media, Strategic Partnerships, Project Management, Competitive Analysis, Product Management, Business Planning, Advertising, Digital Marketing, Sales, Analytics, Budgets, Online Marketing, Market Research, Program Management, Start-ups, Leadership, SEO, E-commerce, Social Media Marketing, Email Marketing, Integrated Marketing, Web Analytics, Mobile Marketing, Social Networking, Direct Marketing, Marketing Communications, Angel Investing, Brand Development, Product Marketing
Education
Duke University 2006 — 2008
Master of Environmental Management, Sustainability, Renewable Energy, Social Entrepreneurship
Boston College 1995 — 1999
BS, Economics, Finance
SimpleRegistry January 2010 - Present
Traveler's Joy May 2004 - Present
Assateague Island Alliance December 2007 - October 2008
Duke Corporate Sustainability Initiative December 2007 - May 2008
National Park Service May 2007 - August 2007
Duke Climate Change Policy Partnership January 2007 - June 2007
US Securities & Exchange Commission December 2003 - August 2006
Deloitte September 1999 - November 2003
Skills
Online Advertising, Marketing Strategy, Business Development, Marketing, Entrepreneurship, Strategic Planning, Strategy, Management Consulting, Business Strategy, Social Media, Strategic Partnerships, Project Management, Competitive Analysis, Product Management, Business Planning, Advertising, Digital Marketing, Sales, Analytics, Budgets, Online Marketing, Market Research, Program Management, Start-ups, Leadership, SEO, E-commerce, Social Media Marketing, Email Marketing, Integrated Marketing, Web Analytics, Mobile Marketing, Social Networking, Direct Marketing, Marketing Communications, Angel Investing, Brand Development, Product Marketing
Education
Duke University 2006 — 2008
Master of Environmental Management, Sustainability, Renewable Energy, Social Entrepreneurship
Boston College 1995 — 1999
BS, Economics, Finance
Maria Bianchini's U.S. SECURITIES & EXCHANGE COMMISSION Experience October 1998 - March 2004
Job Attorney at Schulte Roth & Zabel LLP
Industry Financial Services
Experience
Schulte Roth & Zabel LLP May 2004 - Present
US Securities & Exchange Commission October 1998 - March 2004
Education
University of California, Berkeley - School of Law 1995 — 1998
JD
Williams College
Schulte Roth & Zabel LLP May 2004 - Present
US Securities & Exchange Commission October 1998 - March 2004
Education
University of California, Berkeley - School of Law 1995 — 1998
JD
Williams College
Andrew Cyr's U.S. SECURITIES & EXCHANGE COMMISSION Experience June 2004 - December 2004
Job Director of Financial Planning, Analysis and Business Intelligence
Industry Veterinary
Experience
Patterson Veterinary Supply February 2013 - Present
Airvana October 2011 - February 2013
BAE Systems September 2010 - October 2011
BAE Systems November 2009 - September 2010
BAE Systems June 2008 - November 2009
BAE Systems June 2007 - May 2008
BAE Systems June 2006 - May 2007
BAE Systems June 2005 - May 2006
US Securities & Exchange Commission June 2004 - December 2004
Skills
Forecasting, Earned Value Management, Strategic Financial..., Budgets, Project Planning, Accounting, Financial Reporting, Financial Modeling, Finance, Mergers & Acquisitions, Operations Management, Mergers, Government Contracting, Analysis, Management, Process Improvement, Leadership, Financial Analysis
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2007 — 2009
MBA, Management (Focus: Management of Operations Technology), Magna Cum Laude
Bentley University 2001 — 2005
B.S., Economics & Finance, (Minor: Behavioral Managment), Magna Cum Laude
Patterson Veterinary Supply February 2013 - Present
Airvana October 2011 - February 2013
BAE Systems September 2010 - October 2011
BAE Systems November 2009 - September 2010
BAE Systems June 2008 - November 2009
BAE Systems June 2007 - May 2008
BAE Systems June 2006 - May 2007
BAE Systems June 2005 - May 2006
US Securities & Exchange Commission June 2004 - December 2004
Skills
Forecasting, Earned Value Management, Strategic Financial..., Budgets, Project Planning, Accounting, Financial Reporting, Financial Modeling, Finance, Mergers & Acquisitions, Operations Management, Mergers, Government Contracting, Analysis, Management, Process Improvement, Leadership, Financial Analysis
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2007 — 2009
MBA, Management (Focus: Management of Operations Technology), Magna Cum Laude
Bentley University 2001 — 2005
B.S., Economics & Finance, (Minor: Behavioral Managment), Magna Cum Laude
Mary Etheridge Hansen's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 2004 - March 2013
Job Partner at Drinker Biddle & Reath LLP
Industry Law Practice
Experience
Drinker Biddle & Reath LLP March 2013 - Present
US Securities & Exchange Commission September 2004 - March 2013
Dechert LLP June 2001 - September 2004
Milbank, Tweed, Hadley & McCloy LLP March 2000 - June 2001
Morvillo Abramowitz Grand Iason Anello & Bohrer October 1999 - March 2000
The Honorable Raymond J. Dearie, USDJ, EDNY August 1998 - October 1999
Prudential Securities May 1986 - August 1995
Skills
Litigation, Securities Regulation, Securities Litigation, Securities, FCPA, Civil Litigation, White Collar Criminal..., Internal Investigations, Arbitration, FINRA, Fraud, Enforcement, Due Diligence
Education
Saint John's University School of Law 1995 — 1998
Doctor of Law (J.D.)
University at Albany, SUNY 1983 — 1986
B.A., Economics/Psychology
Drinker Biddle & Reath LLP March 2013 - Present
US Securities & Exchange Commission September 2004 - March 2013
Dechert LLP June 2001 - September 2004
Milbank, Tweed, Hadley & McCloy LLP March 2000 - June 2001
Morvillo Abramowitz Grand Iason Anello & Bohrer October 1999 - March 2000
The Honorable Raymond J. Dearie, USDJ, EDNY August 1998 - October 1999
Prudential Securities May 1986 - August 1995
Skills
Litigation, Securities Regulation, Securities Litigation, Securities, FCPA, Civil Litigation, White Collar Criminal..., Internal Investigations, Arbitration, FINRA, Fraud, Enforcement, Due Diligence
Education
Saint John's University School of Law 1995 — 1998
Doctor of Law (J.D.)
University at Albany, SUNY 1983 — 1986
B.A., Economics/Psychology
Sam Wiley's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2006 - August 2006
Job Client Success Manager at Innography
Industry Information Services
Experience
Innography August 2014 - Present
LitiNomics May 2013 - August 2014
Intellectual Energy LLC July 2012 - August 2014
McGladrey August 2010 - July 2012
The StoneTurn Group, LLP September 2007 - April 2010
Grant Thornton January 2007 - September 2007
US Securities & Exchange Commission May 2006 - August 2006
Keleher & McLeod May 2004 - August 2004
Arizona Attorney General's Office June 2003 - August 2003
United States Patent & Trademark Office June 2001 - July 2002
Skills
Intellectual Property..., Intellectual Property, Licensing, Due Diligence, Forensic Accounting, Expert Witness, Litigation Support, Litigation, Patent Litigation, Valuation, Commercial Litigation, Strategy, Patents, Entrepreneurship, Mergers & Acquisitions, Analysis, Litigation Consulting, Business Valuation, Management
Education
University of Arizona, Eller College of Management 2005 — 2006
MAcc
University of Arizona, James E. Rogers College of Law 2002 — 2005
JD
New Mexico State University 1998 — 2001
BS
Innography August 2014 - Present
LitiNomics May 2013 - August 2014
Intellectual Energy LLC July 2012 - August 2014
McGladrey August 2010 - July 2012
The StoneTurn Group, LLP September 2007 - April 2010
Grant Thornton January 2007 - September 2007
US Securities & Exchange Commission May 2006 - August 2006
Keleher & McLeod May 2004 - August 2004
Arizona Attorney General's Office June 2003 - August 2003
United States Patent & Trademark Office June 2001 - July 2002
Skills
Intellectual Property..., Intellectual Property, Licensing, Due Diligence, Forensic Accounting, Expert Witness, Litigation Support, Litigation, Patent Litigation, Valuation, Commercial Litigation, Strategy, Patents, Entrepreneurship, Mergers & Acquisitions, Analysis, Litigation Consulting, Business Valuation, Management
Education
University of Arizona, Eller College of Management 2005 — 2006
MAcc
University of Arizona, James E. Rogers College of Law 2002 — 2005
JD
New Mexico State University 1998 — 2001
BS
Robb Bunnen's U.S. SECURITIES & EXCHANGE COMMISSION Experience July 1983 - February 1986
Job President at Bunnen Financial Management LLC
Industry Investment Management
Experience
Bunnen Financial Management LLC February 2006 - Present
Victory SBSF Capital Management June 1993 - February 2006
Renaissance Investment Management June 1990 - June 1993
Investment Company Institute February 1986 - June 1990
US Securities & Exchange Commission July 1983 - February 1986
Neely & Player July 1980 - July 1983
Skills
Alternative Investments, Mergers, Due Diligence, Wealth Management, Investments, Asset Managment, Mutual Funds, Retirement Planning, Series 7, Real Estate, Licensing, Start-ups, Entrepreneurship, Portfolio Management, Restructuring, Mergers & Acquisitions, Asset Management, Securities, Venture Capital, Private Equity, Investment Management, Estate Planning, Investment Advisory, Hedge Funds
Education
Emory University School of Law 1977 — 1980
JD, Law
Tulane University 1973 — 1977
BA, History: Latin American Studies
Lawrence Academy
Lovett School
Bunnen Financial Management LLC February 2006 - Present
Victory SBSF Capital Management June 1993 - February 2006
Renaissance Investment Management June 1990 - June 1993
Investment Company Institute February 1986 - June 1990
US Securities & Exchange Commission July 1983 - February 1986
Neely & Player July 1980 - July 1983
Skills
Alternative Investments, Mergers, Due Diligence, Wealth Management, Investments, Asset Managment, Mutual Funds, Retirement Planning, Series 7, Real Estate, Licensing, Start-ups, Entrepreneurship, Portfolio Management, Restructuring, Mergers & Acquisitions, Asset Management, Securities, Venture Capital, Private Equity, Investment Management, Estate Planning, Investment Advisory, Hedge Funds
Education
Emory University School of Law 1977 — 1980
JD, Law
Tulane University 1973 — 1977
BA, History: Latin American Studies
Lawrence Academy
Lovett School
Elizabeth Lord's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1987 - 1990
Job Member at Jackson Kelly PLLC
Industry Law Practice
Experience
Jackson Kelly PLLC November 1990 - Present
US Securities & Exchange Commission 1987 - 1990
Skills
Business Transactions
Education
American University, Washington College of Law 1984 — 1987
Doctor of Law (J.D.), Law
West Virginia University 1980 — 1984
B.S. Business Administration, Accounting
Jackson Kelly PLLC November 1990 - Present
US Securities & Exchange Commission 1987 - 1990
Skills
Business Transactions
Education
American University, Washington College of Law 1984 — 1987
Doctor of Law (J.D.), Law
West Virginia University 1980 — 1984
B.S. Business Administration, Accounting
Anthony C. Wilson's U.S. SECURITIES & EXCHANGE COMMISSION Experience March 1995 - May 1999
Job Regulatory Counsel
Industry Utilities
Experience
United States Nuclear Regulatory Commission (NRC) September 2009 - Present
Pepco Holdings, Inc. October 2004 - January 2009
Allegheny Energy June 1999 - September 2004
US Securities & Exchange Commission March 1995 - May 1999
Skills
Administrative Law, Strategic Planning, Litigation, Energy Law, Change Management, Legal Writing, Environmental Law, Corporate Governance, Business Transactions, Policy, Contract Negotiation, Mergers, Mediation, Commercial Litigation, Joint Ventures, Securities Regulation, Legal Compliance, Renewable Energy, Project Finance, Hearings, Legal Research, Corporate Law, Licensing, Energy Policy, Energy, Nuclear, Policy Analysis, Regulatory Analysis, Electric Power, Energy Markets, Human Resources, FERC, Management, Electricity Markets, Reactor, Energy Regulation
Education
The University of Texas School of Law 1984 — 1987
JD, Law
Georgetown University Law Center 1994 — 1996
Masters, Taxation
Temple University - Fox School of Business and Management 1978 — 1981
BA, Accounting
United States Nuclear Regulatory Commission (NRC) September 2009 - Present
Pepco Holdings, Inc. October 2004 - January 2009
Allegheny Energy June 1999 - September 2004
US Securities & Exchange Commission March 1995 - May 1999
Skills
Administrative Law, Strategic Planning, Litigation, Energy Law, Change Management, Legal Writing, Environmental Law, Corporate Governance, Business Transactions, Policy, Contract Negotiation, Mergers, Mediation, Commercial Litigation, Joint Ventures, Securities Regulation, Legal Compliance, Renewable Energy, Project Finance, Hearings, Legal Research, Corporate Law, Licensing, Energy Policy, Energy, Nuclear, Policy Analysis, Regulatory Analysis, Electric Power, Energy Markets, Human Resources, FERC, Management, Electricity Markets, Reactor, Energy Regulation
Education
The University of Texas School of Law 1984 — 1987
JD, Law
Georgetown University Law Center 1994 — 1996
Masters, Taxation
Temple University - Fox School of Business and Management 1978 — 1981
BA, Accounting
Department of Veterans Affairs
US Census Bureau
U.S. Department of Veterans Affairs
FDA
US Securities and Exchange Commission
USAID
US Fish and Wildlife Service
TSA