Wachovia Securites
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Customer service: 1 (866) 281-7436 Headquarters: St. Louis, MO Parent organization: Wells Fargo Total assets: 490 billion USD Founded: September 4, 2001 Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
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Wachovia Securites Employees
LPL Financial November 2013 - Present
LPL Financial Services November 2005 - Present
Wachovia Securites 1999 - 2005
Wells Fargo Home Mortgage 1998 - 1999
Skills
Investments, Brokerage, Excel, Microsoft Office, Strategic Planning, Customer Relations, Problem Solving, Word, PowerPoint, Research, Outlook, Windows, Negotiation, Mergers, Business Strategy, Microsoft Excel, Project Management, Customer Service, Software Documentation, Finance, Human Resources, Mutual Funds, FINRA, Mergers & Acquisitions, Microsoft Word, Financial Services, Analysis, Leadership, Management, Banking
Education
University of North Carolina at Charlotte 1997 — 2001
Wells Fargo November 2014 - Present
Wachovia Securites 2001 - 2006
Skills
Series 7, Series 63, Series 65
Education
Lycoming College 1997 — 1999
Summit High 1993 — 1997
Rutgers University-New Brunswick
BS, Administration of Justice
Myriam Breedlove Enterprises, LLC January 2011 - Present
ATMOX INC - Controlled Ventilation Systems January 2006 - Present
S&P Capital 2007 - 2010
Charlotte Camera 2001 - 2007
Wachovia Securites 1999 - 2001
Bank One 1996 - 1999
Bank One / First Chicago NBD Corporation 1994 - 1996
Education
Northwestern University - Kellogg School of Management 1994 — 1997
MBA - TMP
Duke University 1990 — 1994
Duke University 1990 — 1994
Signature Consultants February 2015 - Present
K Force October 2012 - April 2014
Wells Fargo Advisors October 2012 - April 2014
Oakbrook Solutions August 2011 - March 2012
Collabera February 2010 - August 2011
Bank of America April 2005 - January 2010
Wachovia Securites 1996 - 2001
DM Stone 1990 - 1991
Skills
Banking, Fixed Income, Financial Services, Securities, Equities, Business Analysis, Business Requirements, Capital Markets, Asset Managment, Test Planning, Requirements Analysis, Financial Analysis, Derivatives, Quality Assurance, Investment Banking, Mutual Funds, Back Office, Wealth Management, Portfolio Management, Risk Management, Financial Risk, Financial Markets, Bloomberg, Cash Management, Relationship Management, Middle Office, Investments, Hedge Funds, Bonds, Series 7, Options, Corporate Actions, Settlement, Trading, FX Options, Trading Systems, SDLC, Requirements Gathering, Operational Risk, Credit, User Acceptance Testing, Functional..., Prime Brokerage, AML, Strategic Financial..., Finance, Alternative Investments, Equity Derivatives, Funding, Series 63
Education
Pace University
Ameriprise Financial September 2007 - Present
Wachovia Securites March 2005 - September 2007
Education
Rock Valley College 1998 — 1999
General Ed
Harlem High School 1995 — 1998
Wachovia Securites May 1999 - Present
Education
University of South Carolina Upstate
Janney Montgomery Scott May 2004 - Present
Wachovia Securites October 1989 - May 2004
Prudential Financial 1989 - 2004
Smith Barney 1984 - 1989
Skills
Series 7, Series 63, Wealth Management, Retirement Planning, Investments, Mutual Funds, Securities, Strategic Financial..., Asset Managment, Equities, Portfolio Management, Alternative Investments, Capital Markets, Fixed Income, Fixed Annuities, series 8, Asset Allocation, Investment Advisory, Financial Advisory, 401k, Estate Planning, Bonds, Series 65, Separately Managed..., Trading, ETFs, Investment Strategies, Insurance, Retirement, Variable Annuities, High Net Worth..., IRAs, Municipal Bonds, Long-term Care, Financial Services, Finance, Hedge Funds, Financial Modeling, Risk Management
Education
Pace University - Lubin School of Business 1979 — 1984
BBA, Accounting
Pace University - Lubin School of Business 1979 — 1984
Bachelor of Business Administration (BBA), Accounting
Benjamin F. Edwards & Co. January 2013 - Present
Wells Fargo Advisors March 2011 - January 2013
Wells Fargo Advisors January 2009 - March 2011
Wachovia Securites December 2007 - January 2009
A.G. Edwards March 2003 - December 2007
A.G. Edwards March 1997 - March 2003
A.G. Edwards March 1992 - March 1997
City of Woodstock March 1978 - March 1992
Education
Kaplan University-Davenport Campus 2005 — 2006
Accelerated Certificate in Financial Planning
Northern Illinois University 1971 — 1975
Bachelor of Arts, Political Science, History and Philosophy
BCBSNC March 2014 - Present
Minnesota Department of Health, MN December 2013 - March 2014
Trustek January 2010 - March 2014
Ameriprise Financial August 2013 - December 2013
Blue Cross & Blue Shield of MN April 2010 - July 2013
Premiere Global Inc February 2008 - September 2010
Middleware Professions Inc February 2008 - December 2009
Healthnow January 2007 - January 2008
Wachovia Securites May 2005 - December 2006
Thomson Healthcare August 2004 - May 2005
Skills
SharePoint, Visio, SDLC, Business Requirements, Business Process, Business Analysis, Agile Methodologies, Integration, Testing, Databases, HP Quality Center, Test Planning, SQL, Requirements Analysis
Education
Fairleigh Dickinson University 2005 — 2007
Masters
JNTU 2001 — 2004
Bachelors
St vincent
Sageworks January 2014 - Present
PNC March 2012 - November 2013
RBC Bank March 2008 - March 2012
Wachovia Securites February 2003 - December 2007
First Union / Wachovia October 1997 - February 2003
Bank of Tokyo-Mitsubishi UFJ October 1993 - October 1997
Bankers Trust Company July 1990 - October 1993
Skills
ALLL, Stress Testing, Risk Management, Risk Analytics, Corporate Trust, Portfolio Management, Mortgage Industry, Credit Risk, Financial Risk, Banking, Capital Markets, Financial Services, Credit, Credit Analysis, Financial Analysis, Loans, Commercial Banking, Finance, Mortgage Lending, Structured Finance
Education
Temple University 1986 — 1990
Bachelor of Business Administration (B.B.A.)