WAMU Investments
Industry: Company
DescriptionHeadquarters: Seattle, WA Founded: 1982 Parent organizations: Washington Mutual, Washington Mutual Brokerage Holdings Inc
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WAMU Investments Employees
Employee
Years
Job
Industry
Leslie Cope Leslie Cope's WAMU Investments Experience 2006 - 2009
Job Former Communications Director
Industry Writing and Editing
Experience
Pacific Life November 2009 - February 2013
Teva Pharmaceuticals November 2009 - November 2010
WaMu Investments 2006 - 2009
Chapman University 2004 - 2006
Washington Mutual 2002 - 2004
Irvine Chamber of Commerce June 2001 - July 2002
Skills
Management, Internal Communications, SharePoint, Marketing, Financial Services, Social Media, Leadership, Writing, Microsoft Office, Risk Management, Training, Coaching, Content Management, Public Relations, Process Improvement
Education
California State University-Fullerton 1998 — 2001
BA, Communications
Pacific Life November 2009 - February 2013
Teva Pharmaceuticals November 2009 - November 2010
WaMu Investments 2006 - 2009
Chapman University 2004 - 2006
Washington Mutual 2002 - 2004
Irvine Chamber of Commerce June 2001 - July 2002
Skills
Management, Internal Communications, SharePoint, Marketing, Financial Services, Social Media, Leadership, Writing, Microsoft Office, Risk Management, Training, Coaching, Content Management, Public Relations, Process Improvement
Education
California State University-Fullerton 1998 — 2001
BA, Communications
Don Padilla CFP® Don Padilla CFP®'s WAMU Investments Experience December 2000 - April 2009
Job President, CFO at Padilla, Singh & Associates Wealth Management, Inc.
Industry Financial Services
Experience
Padilla, Singh & Associates Wealth Management, Inc. April 2009 - Present
WaMu Investments December 2000 - April 2009
Skills
Series 24, Series 7, Series 65, Series 63, Series 6, Life & Health Insurance..., Asset Protection, Estate Planning, Insurance Evaluation, High Net Worth..., Individual & Business..., Employee Benefits
Education
California Lutheran University 2010 — 2015
Master's degree, Financial Planning and Services
California State University-Northridge
Bachelor of Science (BS), Business Administration, Option in Marketing
Channel Islands High School
Padilla, Singh & Associates Wealth Management, Inc. April 2009 - Present
WaMu Investments December 2000 - April 2009
Skills
Series 24, Series 7, Series 65, Series 63, Series 6, Life & Health Insurance..., Asset Protection, Estate Planning, Insurance Evaluation, High Net Worth..., Individual & Business..., Employee Benefits
Education
California Lutheran University 2010 — 2015
Master's degree, Financial Planning and Services
California State University-Northridge
Bachelor of Science (BS), Business Administration, Option in Marketing
Channel Islands High School
Theresa Masse Theresa Masse's WAMU Investments Experience October 2007 - May 2009
Job Service Analyst CREGSIT Department at JP M
Industry Financial Services
Experience
JP M December 2011 - Present
JPMorgan Chase November 2009 - December 2011
WAMU Investments October 2007 - May 2009
Citigroup January 1997 - November 2001
Skills
Customer Service, Telephone Skills, Customer Retention, Customer Engagement, Fraud, Fraud Detection, Account Reconciliation, Relationship Management, Telephone Manner, Remote Sales, Legal Documents, Legal Research, Mutual Funds, Computer Proficiency, Commercial Banking, Retail Banking, Testing new applications, Account Maintenance, Internet Banking, Retirement, AML, OFAC, Qualified Retirement..., Small Business Lending, Loan Origination, Online Fraud, Credit, Fraud Claims, Securities Fraud, Retirement Planning, Mortgage Banking, Retirement Benefits, Pension Funds, Fundraising, Fundraisers, Investment Banking, Opticians, Airline Reservations, Legal Compliance, Credit Cards, New Account Opening, Consumer Lending, Facilities Operations, Commercial Facilities, Electronic Payments, Telephone Reception, Debit Cards, Youth Mentoring, Peer Mentoring, Networking
Education
San Antonio College 1972 — 1972
Entrance Level
John F Kennedy High School 1967 — 1971
Graduated 12th grade
JP M December 2011 - Present
JPMorgan Chase November 2009 - December 2011
WAMU Investments October 2007 - May 2009
Citigroup January 1997 - November 2001
Skills
Customer Service, Telephone Skills, Customer Retention, Customer Engagement, Fraud, Fraud Detection, Account Reconciliation, Relationship Management, Telephone Manner, Remote Sales, Legal Documents, Legal Research, Mutual Funds, Computer Proficiency, Commercial Banking, Retail Banking, Testing new applications, Account Maintenance, Internet Banking, Retirement, AML, OFAC, Qualified Retirement..., Small Business Lending, Loan Origination, Online Fraud, Credit, Fraud Claims, Securities Fraud, Retirement Planning, Mortgage Banking, Retirement Benefits, Pension Funds, Fundraising, Fundraisers, Investment Banking, Opticians, Airline Reservations, Legal Compliance, Credit Cards, New Account Opening, Consumer Lending, Facilities Operations, Commercial Facilities, Electronic Payments, Telephone Reception, Debit Cards, Youth Mentoring, Peer Mentoring, Networking
Education
San Antonio College 1972 — 1972
Entrance Level
John F Kennedy High School 1967 — 1971
Graduated 12th grade
Fred Kilby, MBA PMP® CBAP® Fred Kilby, MBA PMP® CBAP®'s WAMU Investments Experience July 2007 - May 2009
Job Project Manager at UnitedHealth Group
Industry Information Technology and Services
Experience
UnitedHealth Group July 2015 - Present
Black Knight Financial Services February 2010 - May 2015
SAGA Ski Club, Inc. June 2007 - May 2014
IIBA Orange County Chapter January 2010 - December 2011
WaMu Investments July 2007 - May 2009
ACC Capital Holdings June 2004 - May 2007
County of Marin February 2002 - June 2004
Netcentives February 1997 - April 2001
Automatic Data Processing, Inc. May 1994 - February 1997
Hunter Consulting Associates November 1991 - July 1993
Skills
Project Management, Business Analysis, Business Process..., Data Warehousing, People Management, Business Communications, Organizational Skills, Decision Making, Problem Solving, Coaching, Proven Leadership Skills, Technology..., HTML, Product Management, Data Analysis, Workflow, Microsoft SQL Server, Management, Agile Methodologies, PHP, MySQL, Email Marketing, MediaWiki, SDLC, QuickBooks, Requirements Analysis, Systems Analysis, Analysis, Loss Mitigation, Excel Pivot, Creative Thinking, Joomla, Constant Contact, Business Intelligence, Integration, Cross-functional Team..., Software Documentation, Databases, Visio, Business Process, Risk Management, Leadership, Software Project..., Requirements Gathering, PMP
Education
University of Phoenix 2003 — 2005
MBA
University of San Francisco 1985 — 1987
BS
UnitedHealth Group July 2015 - Present
Black Knight Financial Services February 2010 - May 2015
SAGA Ski Club, Inc. June 2007 - May 2014
IIBA Orange County Chapter January 2010 - December 2011
WaMu Investments July 2007 - May 2009
ACC Capital Holdings June 2004 - May 2007
County of Marin February 2002 - June 2004
Netcentives February 1997 - April 2001
Automatic Data Processing, Inc. May 1994 - February 1997
Hunter Consulting Associates November 1991 - July 1993
Skills
Project Management, Business Analysis, Business Process..., Data Warehousing, People Management, Business Communications, Organizational Skills, Decision Making, Problem Solving, Coaching, Proven Leadership Skills, Technology..., HTML, Product Management, Data Analysis, Workflow, Microsoft SQL Server, Management, Agile Methodologies, PHP, MySQL, Email Marketing, MediaWiki, SDLC, QuickBooks, Requirements Analysis, Systems Analysis, Analysis, Loss Mitigation, Excel Pivot, Creative Thinking, Joomla, Constant Contact, Business Intelligence, Integration, Cross-functional Team..., Software Documentation, Databases, Visio, Business Process, Risk Management, Leadership, Software Project..., Requirements Gathering, PMP
Education
University of Phoenix 2003 — 2005
MBA
University of San Francisco 1985 — 1987
BS
Jim Fujinaga Jim Fujinaga's WAMU Investments Experience 2002 - 2008
Job EVP/Managing Partner at Private Wealth Alliance
Industry Banking
Experience
Private Wealth Alliance 2014 - Present
Bank of the West December 2009 - 2014
JPMorgan Chase 2008 - 2009
Wamu Investments 2002 - 2008
Wells Fargo Private Client Services 1999 - 2002
Citi 1991 - 1999
Skills
Financial Services, Underwriting, Loans, Commercial Banking, Risk Management, Credit, Mortgage Lending, Capital Markets, Credit Analysis, Strategic Financial..., Mortgage Banking, Finance, Financial Analysis, Consumer Lending, Portfolio Management, Private Banking, Loan Origination, Financial Modeling, Financial Risk, Retail Banking, Small Business Lending, Asset Management, Credit Risk, Cash Management, Financial Planning
Education
UC Berkeley
Bachelor of Arts (B.A.), Economics
Golden Gate University
Master of Business Administration (MBA), Financial Planning
Private Wealth Alliance 2014 - Present
Bank of the West December 2009 - 2014
JPMorgan Chase 2008 - 2009
Wamu Investments 2002 - 2008
Wells Fargo Private Client Services 1999 - 2002
Citi 1991 - 1999
Skills
Financial Services, Underwriting, Loans, Commercial Banking, Risk Management, Credit, Mortgage Lending, Capital Markets, Credit Analysis, Strategic Financial..., Mortgage Banking, Finance, Financial Analysis, Consumer Lending, Portfolio Management, Private Banking, Loan Origination, Financial Modeling, Financial Risk, Retail Banking, Small Business Lending, Asset Management, Credit Risk, Cash Management, Financial Planning
Education
UC Berkeley
Bachelor of Arts (B.A.), Economics
Golden Gate University
Master of Business Administration (MBA), Financial Planning
COLONEL BRACY COLONEL BRACY's WAMU Investments Experience November 1997 - March 2008
Job OperationsBrokerage Associate at WaMu Investments
Industry Financial Services
Experience
WaMu Investments November 1997 - March 2008
WaMu Financial Services November 1997 - March 2008
Great Western Bank Investment Services October 1989 - November 1997
Great Western Bank Investment Services October 1989 - November 1997
Great Western Bank October 1983 - November 1989
Skills
Fixed Annuities, Investments, Public Speaking, Securities, Customer Service, Bloomberg, Mutual Funds, Budgets, Financial Services, FINRA, Trading, Series 7, PowerPoint, Team Building, Strategic Planning, Account Reconciliation, Series 24, Series 63, Program Management, Banking, Portfolio Management, Finance, Risk Management, Sales, Uniform Combined State..., Financial Advisory, Management, Strategic Financial..., Insurance, Equities
Education
Rutgers University-New Brunswick 1971 — 1975
BA, Education-Business
WaMu Investments November 1997 - March 2008
WaMu Financial Services November 1997 - March 2008
Great Western Bank Investment Services October 1989 - November 1997
Great Western Bank Investment Services October 1989 - November 1997
Great Western Bank October 1983 - November 1989
Skills
Fixed Annuities, Investments, Public Speaking, Securities, Customer Service, Bloomberg, Mutual Funds, Budgets, Financial Services, FINRA, Trading, Series 7, PowerPoint, Team Building, Strategic Planning, Account Reconciliation, Series 24, Series 63, Program Management, Banking, Portfolio Management, Finance, Risk Management, Sales, Uniform Combined State..., Financial Advisory, Management, Strategic Financial..., Insurance, Equities
Education
Rutgers University-New Brunswick 1971 — 1975
BA, Education-Business
Owen McKannay Owen McKannay's WAMU Investments Experience January 2006 - January 2009
Job Professional Handyman
Industry Building Materials
Experience
OSM Handyman Services 2011 - Present
Employed 2011 - 2011
Combined Insurance/Colonial Life January 2009 - October 2010
WAMU Investments January 2006 - January 2009
CUNA Mutual May 2002 - December 2005
Northwestern Trust March 2001 - March 2002
Fisher Investments September 1999 - January 2001
AG Edwards April 1997 - September 1999
NWT Resources December 1990 - April 1997
Schaller Forest Products January 1976 - January 1990
Skills
Strategic Planning, Sales, Business Development, B2B, Contract Negotiation, Account Management, Team Building, Time Management, New Business Development, Management, Marketing, Salesforce.com, Customer Service, Sales Operations, CRM
Education
University of Portland 1970 — 1974
BA, Communications
OSM Handyman Services 2011 - Present
Employed 2011 - 2011
Combined Insurance/Colonial Life January 2009 - October 2010
WAMU Investments January 2006 - January 2009
CUNA Mutual May 2002 - December 2005
Northwestern Trust March 2001 - March 2002
Fisher Investments September 1999 - January 2001
AG Edwards April 1997 - September 1999
NWT Resources December 1990 - April 1997
Schaller Forest Products January 1976 - January 1990
Skills
Strategic Planning, Sales, Business Development, B2B, Contract Negotiation, Account Management, Team Building, Time Management, New Business Development, Management, Marketing, Salesforce.com, Customer Service, Sales Operations, CRM
Education
University of Portland 1970 — 1974
BA, Communications
Keely Minton Keely Minton's WAMU Investments Experience August 2002 - June 2008
Job VP, Marketing, UnionBanc Investment Services at Union Bank
Industry Financial Services
Experience
Union Bank July 2011 - Present
Dunham & Associates September 2009 - July 2011
WaMu/JP Morgan Chase June 2008 - August 2009
WaMu Investments August 2002 - June 2008
Main Street Trading January 1999 - July 2002
Union Bank of California January 1998 - January 1999
Skills
Marketing Strategy, Marketing..., Brand Communication, Internal Communications, Executive Messaging, Event Planning, Corporate Events, Integrated Marketing, Management, Messaging, Financial Services, Direct Mail, Marketing, Advertising, Sales, Program Management, Investments, Brand Management, Sales Operations, Retail, Budgets, Online Marketing, Direct Marketing, Lead Generation, Sponsorship, Marketing Communications, Brand Development, Public Relations, Leadership, Product Development, CRM, Social Media Marketing, Market Planning, Email Marketing, Digital Marketing, Series 63, Brand Awareness, Strategic Communications, Market Research, Strategic Planning, Product Marketing, Portfolio Management, Strategy, FINRA, Multi-channel Marketing, Corporate Communications, Relationship Management
Education
San Diego State University-California State University
University of California, Davis
Union Bank July 2011 - Present
Dunham & Associates September 2009 - July 2011
WaMu/JP Morgan Chase June 2008 - August 2009
WaMu Investments August 2002 - June 2008
Main Street Trading January 1999 - July 2002
Union Bank of California January 1998 - January 1999
Skills
Marketing Strategy, Marketing..., Brand Communication, Internal Communications, Executive Messaging, Event Planning, Corporate Events, Integrated Marketing, Management, Messaging, Financial Services, Direct Mail, Marketing, Advertising, Sales, Program Management, Investments, Brand Management, Sales Operations, Retail, Budgets, Online Marketing, Direct Marketing, Lead Generation, Sponsorship, Marketing Communications, Brand Development, Public Relations, Leadership, Product Development, CRM, Social Media Marketing, Market Planning, Email Marketing, Digital Marketing, Series 63, Brand Awareness, Strategic Communications, Market Research, Strategic Planning, Product Marketing, Portfolio Management, Strategy, FINRA, Multi-channel Marketing, Corporate Communications, Relationship Management
Education
San Diego State University-California State University
University of California, Davis
Carol Golladay's WAMU Investments Experience October 2007 - December 2008
Job CFO at C.T. Service 247
Industry Individual & Family Services
Experience
C.T. Service 24-7 January 2014 - Present
The Golladay Enterprise June 2010 - Present
Nanny December 2008 - June 2010
Wamu Investments October 2007 - December 2008
Skills
Customer Service, Microsoft Office, Data Entry, Healthcare, Microsoft Word, Leadership, Outlook, Child Development, PowerPoint, New Business Development, Insurance, Process Scheduler, Team Building, Microsoft Excel, Social Media, Sales Management, Process Improvement, Performance Management, Access, Time Management, Account Management, Project Management, Nonprofits, QuickBooks, Microsoft Money
Education
Chaffey College 2003 — 2005
Business
C.T. Service 24-7 January 2014 - Present
The Golladay Enterprise June 2010 - Present
Nanny December 2008 - June 2010
Wamu Investments October 2007 - December 2008
Skills
Customer Service, Microsoft Office, Data Entry, Healthcare, Microsoft Word, Leadership, Outlook, Child Development, PowerPoint, New Business Development, Insurance, Process Scheduler, Team Building, Microsoft Excel, Social Media, Sales Management, Process Improvement, Performance Management, Access, Time Management, Account Management, Project Management, Nonprofits, QuickBooks, Microsoft Money
Education
Chaffey College 2003 — 2005
Business
Harry Hendricks CFP Harry Hendricks CFP's WAMU Investments Experience January 1991 - May 2009
Job Senior Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors LLC April 2009 - Present
WaMu Investments January 1991 - May 2009
Skills
Investments, Financial Advisory, Wealth, Securities, Finance, Private Banking, Insurance, Asset Allocation, Loans, Mutual Funds, Estate Planning, Investment Advisory, Retirement, Series 7
Education
University of California, Davis 1975 — 1980
B.S.,B.A., Genetics/Economics
Wells Fargo Advisors LLC April 2009 - Present
WaMu Investments January 1991 - May 2009
Skills
Investments, Financial Advisory, Wealth, Securities, Finance, Private Banking, Insurance, Asset Allocation, Loans, Mutual Funds, Estate Planning, Investment Advisory, Retirement, Series 7
Education
University of California, Davis 1975 — 1980
B.S.,B.A., Genetics/Economics
Nolan Worley, CIMA® Nolan Worley, CIMA®'s WAMU Investments Experience February 2006 - November 2008
Job Financial Advisor
Industry Financial Services
Experience
Raymond James November 2008 - Present
WaMu Investments February 2006 - November 2008
Chase Investments 2008 - 2008
Skills
Portfolio Management, Series 7, Financial Analysis, Social Media, Risk Management, Credit, Mortgage Lending, Series 24, Research, Due Diligence, Life Insurance, Series 65, Licensing, Real Estate Economics, Business Planning
Education
University of Pennsylvania - The Wharton School 2013 — 2013
CIMA®, Certified Investment Management Analyst
University of California, San Diego 2001 — 2005
B.A., Economics
Raymond James November 2008 - Present
WaMu Investments February 2006 - November 2008
Chase Investments 2008 - 2008
Skills
Portfolio Management, Series 7, Financial Analysis, Social Media, Risk Management, Credit, Mortgage Lending, Series 24, Research, Due Diligence, Life Insurance, Series 65, Licensing, Real Estate Economics, Business Planning
Education
University of Pennsylvania - The Wharton School 2013 — 2013
CIMA®, Certified Investment Management Analyst
University of California, San Diego 2001 — 2005
B.A., Economics
Tracy Steele, PMP Tracy Steele, PMP's WAMU Investments Experience December 2005 - May 2009
Job Senior Project Management Consultant
Industry Financial Services
Experience
4PM.com Project Management Training February 2012 - Present
Pacific Life February 2010 - May 2013
JPMorgan Chase (formerly WaMu Investments) October 2008 - May 2009
WaMu Investments December 2005 - May 2009
Charles Schwab Investment Managment July 2003 - December 2005
Charles Schwab & Co July 1999 - September 2001
WM Financial Services (formerly Great Western Financial Services) October 1990 - June 1998
Skills
Strategy, Program Management, Executive Management, Vendor Management, Project Management, Certified Project..., Coaching, Change Management, Risk Management, Cross-functional Team..., Business Process..., Project Portfolio..., Business Analysis, Budgets, Data Warehousing, Asset Allocation, Process Improvement, Agile Project Management, PMO, Management, Business Relationship..., Mortgage Lending, Enterprise Software, ERP, Business Case, Information Technology, Disaster Recovery, SDLC, Software Development, Strategic Planning, Leadership, Call Centers, Investments, Portfolio Management, Integration, Sales, Team Building, Quality Assurance, Financial Services, IT Strategy, Mergers & Acquisitions, Product Management, Software Documentation, PMP, Business Process, Business Intelligence, Business Strategy, Requirements Gathering, IT Management, Visio
Education
Simmons College - Simmons School of Management 1984 — 1985
MBA, Business
St. Catherine University
B.A., Engllish/Spanish
4PM.com Project Management Training February 2012 - Present
Pacific Life February 2010 - May 2013
JPMorgan Chase (formerly WaMu Investments) October 2008 - May 2009
WaMu Investments December 2005 - May 2009
Charles Schwab Investment Managment July 2003 - December 2005
Charles Schwab & Co July 1999 - September 2001
WM Financial Services (formerly Great Western Financial Services) October 1990 - June 1998
Skills
Strategy, Program Management, Executive Management, Vendor Management, Project Management, Certified Project..., Coaching, Change Management, Risk Management, Cross-functional Team..., Business Process..., Project Portfolio..., Business Analysis, Budgets, Data Warehousing, Asset Allocation, Process Improvement, Agile Project Management, PMO, Management, Business Relationship..., Mortgage Lending, Enterprise Software, ERP, Business Case, Information Technology, Disaster Recovery, SDLC, Software Development, Strategic Planning, Leadership, Call Centers, Investments, Portfolio Management, Integration, Sales, Team Building, Quality Assurance, Financial Services, IT Strategy, Mergers & Acquisitions, Product Management, Software Documentation, PMP, Business Process, Business Intelligence, Business Strategy, Requirements Gathering, IT Management, Visio
Education
Simmons College - Simmons School of Management 1984 — 1985
MBA, Business
St. Catherine University
B.A., Engllish/Spanish
Rachel Umipig Rachel Umipig's WAMU Investments Experience May 2001 - April 2009
Job Chief Compliance Officer at KBS Realty Advisors, Inc., KBS Realty Advisors LLC., and KBS Capital Advisors LLC.
Industry Financial Services
Experience
Koll Bren Schreiber Realty Advisors, Inc., KBS Realty Advisors LLC., KBS Capital Advisors LLC. March 2014 - Present
FINRA October 2009 - March 2014
WaMu Investments May 2001 - April 2009
AXA Advisors May 2000 - May 2001
Gateway Investments August 1994 - May 2000
Skills
AML, Advertising, Auditing, Due Diligence, Management, Relationship Management, Risk Management, Securities, Investments, Portfolio Management, Financial Services, Analysis, Asset Management, Leadership, Series 7, Training, Equities, Mutual Funds, Anti Money Laundering, FINRA, Finance
Education
California State University-Long Beach 1988 — 1994
BS, Finance
Koll Bren Schreiber Realty Advisors, Inc., KBS Realty Advisors LLC., KBS Capital Advisors LLC. March 2014 - Present
FINRA October 2009 - March 2014
WaMu Investments May 2001 - April 2009
AXA Advisors May 2000 - May 2001
Gateway Investments August 1994 - May 2000
Skills
AML, Advertising, Auditing, Due Diligence, Management, Relationship Management, Risk Management, Securities, Investments, Portfolio Management, Financial Services, Analysis, Asset Management, Leadership, Series 7, Training, Equities, Mutual Funds, Anti Money Laundering, FINRA, Finance
Education
California State University-Long Beach 1988 — 1994
BS, Finance
Bruce Garber Bruce Garber's WAMU Investments Experience December 1997 - January 2009
Job Compliance Professional
Industry Financial Services
Experience
Merrill Lynch July 2014 - Present
Wells Fargo Advisors February 2014 - April 2014
PNC Investments March 2009 - November 2013
WaMu Investments December 1997 - January 2009
Great Western Financial Corp. August 1996 - December 1997
JPMorgan Chase May 1992 - July 1996
Citi November 1989 - May 1992
Shearon Lehman Hutton August 1986 - October 1988
Skills
Coaching, Strategy, Banking, Sales Management, Risk Management, Series 63, Series 7, Business Strategy, Business Development, Employee Benefits, Project Management, Insurance, Customer Service, Contract Negotiation, Public Speaking, Outlook, Talent Acquisition, Microsoft Excel, Series 24, Program Management, Sales, Mutual Funds, Employee Relations, Strategic Planning, Process Improvement, Call Center, Talent Management, Securities, Analysis, Budgets, Performance Management, Management Consulting, Time Management, Marketing, Financial Analysis, Business Analysis, New Business Development, Call Centers, Recruiting, Onboarding, Credit, Microsoft Office, Succession Planning, Leadership Development, Team Leadership, Business Process..., Leadership, Change Management, Team Building, Finance
Education
Adelphi University 1984 — 1986
Bachelors of Science, Business Administration and Management, General
Nassau Community College
Associate of Arts (AA), Liberal Arts and Sciences/Liberal Studies
Merrill Lynch July 2014 - Present
Wells Fargo Advisors February 2014 - April 2014
PNC Investments March 2009 - November 2013
WaMu Investments December 1997 - January 2009
Great Western Financial Corp. August 1996 - December 1997
JPMorgan Chase May 1992 - July 1996
Citi November 1989 - May 1992
Shearon Lehman Hutton August 1986 - October 1988
Skills
Coaching, Strategy, Banking, Sales Management, Risk Management, Series 63, Series 7, Business Strategy, Business Development, Employee Benefits, Project Management, Insurance, Customer Service, Contract Negotiation, Public Speaking, Outlook, Talent Acquisition, Microsoft Excel, Series 24, Program Management, Sales, Mutual Funds, Employee Relations, Strategic Planning, Process Improvement, Call Center, Talent Management, Securities, Analysis, Budgets, Performance Management, Management Consulting, Time Management, Marketing, Financial Analysis, Business Analysis, New Business Development, Call Centers, Recruiting, Onboarding, Credit, Microsoft Office, Succession Planning, Leadership Development, Team Leadership, Business Process..., Leadership, Change Management, Team Building, Finance
Education
Adelphi University 1984 — 1986
Bachelors of Science, Business Administration and Management, General
Nassau Community College
Associate of Arts (AA), Liberal Arts and Sciences/Liberal Studies
Todd A. Penrod's WAMU Investments Experience November 2003 - April 2007
Job Chief Compliance Officer, HBW Advisory, LLC
Industry Financial Services
Experience
HBW Advisory Services LLC September 2015 - Present
HBW Advisory Services LLC June 2015 - September 2015
Farmers Insurance Group of Companies August 2012 - June 2015
Farmers Insurance Group of Companies May 2011 - August 2012
Wedbush Securities August 2008 - May 2011
WAMU Investments November 2003 - April 2007
Ameriquest Mortgage Company Ameriquest Mortgage July 2003 - October 2003
WAMU Investments September 2000 - July 2003
Skills
FinCEN, OFAC, Auditing, Anti Money Laundering, Surveillance, Financial Services, Series 7, Series 24, series 51, Series 63, Regulatory Compliance, Operations Management, Securities Regulation, Policy Writing, Policies & Procedures..., Regulatory Requirements, FINRA, Training, Call Centers, Securities Exchange Act..., Investment Advisor..., 1940 Act, Investment Advisers Act, Series 65
Education
California State University-Northridge 1996 — 2000
Bachelor's Degree, Finance, General
HBW Advisory Services LLC September 2015 - Present
HBW Advisory Services LLC June 2015 - September 2015
Farmers Insurance Group of Companies August 2012 - June 2015
Farmers Insurance Group of Companies May 2011 - August 2012
Wedbush Securities August 2008 - May 2011
WAMU Investments November 2003 - April 2007
Ameriquest Mortgage Company Ameriquest Mortgage July 2003 - October 2003
WAMU Investments September 2000 - July 2003
Skills
FinCEN, OFAC, Auditing, Anti Money Laundering, Surveillance, Financial Services, Series 7, Series 24, series 51, Series 63, Regulatory Compliance, Operations Management, Securities Regulation, Policy Writing, Policies & Procedures..., Regulatory Requirements, FINRA, Training, Call Centers, Securities Exchange Act..., Investment Advisor..., 1940 Act, Investment Advisers Act, Series 65
Education
California State University-Northridge 1996 — 2000
Bachelor's Degree, Finance, General
Kyle Auslander Kyle Auslander's WAMU Investments Experience April 2008 - October 2008
Job AVP, Client Service Manager at First Foundation Bank, Inc.
Industry Banking
Experience
First Foundation, Inc. August 2012 - Present
Chase October 2010 - August 2012
State Farm August 2009 - October 2010
Comerica November 2008 - August 2009
Wamu Investments April 2008 - October 2008
Wachovia, A Wells Fargo Company May 2006 - April 2008
World Savings December 2003 - May 2006
Atlas Securities December 2003 - March 2006
Skills
Accounting, Legal Advice, Mortgage Lending, Credit, Life Insurance, Retirement Planning, Securities, Series 63, Underwriting, Wealth Management, Series 7, Strategic Financial..., Fixed Annuities, Financial Advisory, Finance, Retirement, Portfolio Management, Financial Modeling, Estate Planning, Banking, Financial Planning, Financial Services, Leadership, Loans, Management
Education
University of Phoenix 2012 — 2014
Bachelor's degree, Finance, General
Santiago Community College 2000 — 2008
AA, Business
First Foundation, Inc. August 2012 - Present
Chase October 2010 - August 2012
State Farm August 2009 - October 2010
Comerica November 2008 - August 2009
Wamu Investments April 2008 - October 2008
Wachovia, A Wells Fargo Company May 2006 - April 2008
World Savings December 2003 - May 2006
Atlas Securities December 2003 - March 2006
Skills
Accounting, Legal Advice, Mortgage Lending, Credit, Life Insurance, Retirement Planning, Securities, Series 63, Underwriting, Wealth Management, Series 7, Strategic Financial..., Fixed Annuities, Financial Advisory, Finance, Retirement, Portfolio Management, Financial Modeling, Estate Planning, Banking, Financial Planning, Financial Services, Leadership, Loans, Management
Education
University of Phoenix 2012 — 2014
Bachelor's degree, Finance, General
Santiago Community College 2000 — 2008
AA, Business
G. Michael Boyle III G. Michael Boyle III's WAMU Investments Experience May 2001 - June 2009
Job Senior Financial Advisor, First Vice President at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC. June 2009 - Present
WAMU Investments May 2001 - June 2009
Morgan Stanley Wealth Management January 1996 - May 2001
Education
University of San Diego
Bachelor of Arts (B.A.)
Wells Fargo Advisors, LLC. June 2009 - Present
WAMU Investments May 2001 - June 2009
Morgan Stanley Wealth Management January 1996 - May 2001
Education
University of San Diego
Bachelor of Arts (B.A.)
Francesca St. Cyr Francesca St. Cyr's WAMU Investments Experience September 2001 - December 2002
Job Plastic Surgery Sales Consultant at Southern California Plastic Surgery Group
Industry Medical Practice
Experience
AGAINST ALL ODDS February 2011 - Present
Southern California Plastic Surgery Group August 1999 - Present
WaMu Investments September 2001 - December 2002
Education
Limestone College 1995 — 1999
Bachelor of Science (B.S.), Biochemistry, G.P.A. 3.92
AGAINST ALL ODDS February 2011 - Present
Southern California Plastic Surgery Group August 1999 - Present
WaMu Investments September 2001 - December 2002
Education
Limestone College 1995 — 1999
Bachelor of Science (B.S.), Biochemistry, G.P.A. 3.92
Stormy S Walker, Diversified IT Staffing Partner Stormy S Walker, Diversified IT Staffing Partner's WAMU Investments Experience May 2008 - September 2008
Job Proactively Recruiting Epic & Cerner Talent
Industry Information Technology and Services
Experience
WCR Global, Inc. September 2014 - Present
Blue Horseshoe Network, Inc. May 2013 - September 2014
CTG Health Solutions February 2012 - May 2013
Odyssey Information Services February 2011 - January 2012
Walker and Associates June 2008 - March 2011
The Brinkmann Corporation April 2010 - September 2010
WaMu Investments May 2008 - September 2008
Plan B Solutions. Inc. 2007 - 2008
Walker and Associates January 2003 - July 2007
TRC Staffing 2004 - 2005
Skills
Epic Systems, CPOE, Technical Recruiting, Healthcare Information..., EHR, Ambulatory, EMR, Healthcare, Recruiting, Informatics, ASAP, Cerner, Temporary Placement, ClinDoc, Project Management, Training, Ambulatory Care, Sourcing, Human Resources, Meditech, Revenue Cycle, Strategic Planning, Hospitals, Permanent Placement, HIT, Software Implementation, Inpatient, Internet Recruiting, Prelude, Business Intelligence, ADT, Healthcare Consulting, Contract Recruitment, Talent Acquisition, Interviews, Applicant Tracking..., SDLC, Social Networking, Centricity, Change Management, Screening Resumes, Benefits Negotiation, Executive Search, Hiring, Staffing Services, Healthcare IT, Staff Development, Healthcare Industry, Sales Operations, Consulting
Education
Southern Methodist University 1997 — 1999
BA
Dallas County Community College 1995 — 1997
AA
WCR Global, Inc. September 2014 - Present
Blue Horseshoe Network, Inc. May 2013 - September 2014
CTG Health Solutions February 2012 - May 2013
Odyssey Information Services February 2011 - January 2012
Walker and Associates June 2008 - March 2011
The Brinkmann Corporation April 2010 - September 2010
WaMu Investments May 2008 - September 2008
Plan B Solutions. Inc. 2007 - 2008
Walker and Associates January 2003 - July 2007
TRC Staffing 2004 - 2005
Skills
Epic Systems, CPOE, Technical Recruiting, Healthcare Information..., EHR, Ambulatory, EMR, Healthcare, Recruiting, Informatics, ASAP, Cerner, Temporary Placement, ClinDoc, Project Management, Training, Ambulatory Care, Sourcing, Human Resources, Meditech, Revenue Cycle, Strategic Planning, Hospitals, Permanent Placement, HIT, Software Implementation, Inpatient, Internet Recruiting, Prelude, Business Intelligence, ADT, Healthcare Consulting, Contract Recruitment, Talent Acquisition, Interviews, Applicant Tracking..., SDLC, Social Networking, Centricity, Change Management, Screening Resumes, Benefits Negotiation, Executive Search, Hiring, Staffing Services, Healthcare IT, Staff Development, Healthcare Industry, Sales Operations, Consulting
Education
Southern Methodist University 1997 — 1999
BA
Dallas County Community College 1995 — 1997
AA
Charles LaChaussee's WAMU Investments Experience 2006 - 2008
Job Legal Services Professional
Industry Legal Services
Experience
Wedbush Securities October 2008 - Present
WaMu Investments 2006 - 2008
Prudential Equity Group, LLC f/k/a Prudential Securities Incorporated December 1992 - June 2006
Prudential Securities Incorporated September 1988 - November 1992
Donaldson Lufkin & Jenrette July 1986 - September 1988
Skills
Securities, Litigation, Arbitration, Corporate Law, Securities Regulation, Mediation, Securities Litigation, Privacy Law, Legal Issues, FINRA, Legal Advice, Insurance, Due Diligence, Commercial Litigation, Civil Litigation, Corporate Governance, Mutual Funds, Risk Management, Internal Investigations, Series 7, Private Placements, OFAC, Equities, Financial Regulation, Hedge Funds, Licensing, Series 63, Investments, Series 24, AML, FCPA, Fraud, Uniform Combined State..., SEC, Document Drafting, Executive Management, Trials, Corporations, Policy
Education
New York Law School 1988 — 1992
JD, Law
The College of New Jersey 1981 — 1985
Wedbush Securities October 2008 - Present
WaMu Investments 2006 - 2008
Prudential Equity Group, LLC f/k/a Prudential Securities Incorporated December 1992 - June 2006
Prudential Securities Incorporated September 1988 - November 1992
Donaldson Lufkin & Jenrette July 1986 - September 1988
Skills
Securities, Litigation, Arbitration, Corporate Law, Securities Regulation, Mediation, Securities Litigation, Privacy Law, Legal Issues, FINRA, Legal Advice, Insurance, Due Diligence, Commercial Litigation, Civil Litigation, Corporate Governance, Mutual Funds, Risk Management, Internal Investigations, Series 7, Private Placements, OFAC, Equities, Financial Regulation, Hedge Funds, Licensing, Series 63, Investments, Series 24, AML, FCPA, Fraud, Uniform Combined State..., SEC, Document Drafting, Executive Management, Trials, Corporations, Policy
Education
New York Law School 1988 — 1992
JD, Law
The College of New Jersey 1981 — 1985
Barry Vincent's WAMU Investments Experience January 2007 - January 2008
Job Staff Accountant at Black Pixel
Industry Accounting
Experience
Black Pixel September 2014 - Present
Independent Bookkeeper February 2010 - Present
Robert Half September 2011 - August 2014
NRP Financial February 2008 - October 2008
Wamu Investments January 2007 - January 2008
Wamu Investments August 2005 - January 2007
Skills
Accounting, Finance, Forecasting, Investments, Account Reconciliation, Analysis, QuickBooks, Mutual Funds, Securities, Financial Services, Customer Service, Financial Analysis
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 2003 — 2005
Master of Business Administration (MBA), Finance, General
Black Pixel September 2014 - Present
Independent Bookkeeper February 2010 - Present
Robert Half September 2011 - August 2014
NRP Financial February 2008 - October 2008
Wamu Investments January 2007 - January 2008
Wamu Investments August 2005 - January 2007
Skills
Accounting, Finance, Forecasting, Investments, Account Reconciliation, Analysis, QuickBooks, Mutual Funds, Securities, Financial Services, Customer Service, Financial Analysis
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 2003 — 2005
Master of Business Administration (MBA), Finance, General
Kelly Lind's WAMU Investments Experience September 1999 - February 2007
Job Financial Advisor at Union Banc Investment Services
Industry Investment Banking
Experience
Chase Investment Services Corp February 2006 - December 2011
Washington Mutual 1996 - 2009
WAMU Investments September 1999 - February 2007
Washington Mutual Bank March 1996 - September 1999
Education
California State University-Long Beach
BA
Chase Investment Services Corp February 2006 - December 2011
Washington Mutual 1996 - 2009
WAMU Investments September 1999 - February 2007
Washington Mutual Bank March 1996 - September 1999
Education
California State University-Long Beach
BA
Jorge Armando Lopez Lobo's WAMU Investments Experience March 2008 - June 2009
Job Home Lending, Banking, Insurance and Investments Specialist
Industry Investment Banking
Experience
FIRSTMARK CREDIT UNION November 2014 - September 2015
WELLS FARGO HOME MORTGAGE November 2009 - November 2014
WAMU INVESTMENTS March 2008 - June 2009
WASHINGTON MUTUAL BANK February 2007 - February 2008
WASHINGTON MUTUAL BANK February 2006 - February 2007
Skills
Credit, Loans, Finance, Banking, Investments, Loan Origination, Portfolio Management, Financial Services, Mortgage Banking
Education
San Antonio College
San Antonio College
FIRSTMARK CREDIT UNION November 2014 - September 2015
WELLS FARGO HOME MORTGAGE November 2009 - November 2014
WAMU INVESTMENTS March 2008 - June 2009
WASHINGTON MUTUAL BANK February 2007 - February 2008
WASHINGTON MUTUAL BANK February 2006 - February 2007
Skills
Credit, Loans, Finance, Banking, Investments, Loan Origination, Portfolio Management, Financial Services, Mortgage Banking
Education
San Antonio College
San Antonio College
Anthony Weaver's WAMU Investments Experience 2007 - 2008
Job Lead Mutual Fund Trainer at Transamerica
Industry Investment Banking
Experience
Transamerica May 2014 - Present
JPMorgan Chase June 2007 - May 2014
Wamu Investments 2007 - 2008
Wamu 2007 - 2008
Skills
Sales Management, Investment Banking, Retail Banking, Interviews, Internal Controls, Building Relationships, Marketing, Loans, Mutual Funds, Finance, Training, Banking, Business Planning, Human Resources, Sales, Customer Service, Credit, Consumer Lending, Mortgage Lending, Commercial Lending, Relationship Management, Investments, Small Business Lending, Financial Services, Commercial Banking, Cash Management, Marketing Strategy, Mortgage Banking, Refinance, Securities, Branch Management, Cross Selling, Coaching, Management, Credit Analysis, Loan Origination, Financial Planning, Leadership, Portfolio Management, Financial Analysis, Team Building, Equities, Underwriting, Wealth Management, Microsoft Excel, Lines Of Credit, Series 7
Education
Metropolitan State College of Denver 2000 — 2005
Bachelor of Science (BS), Business Administration and Management, General
Transamerica May 2014 - Present
JPMorgan Chase June 2007 - May 2014
Wamu Investments 2007 - 2008
Wamu 2007 - 2008
Skills
Sales Management, Investment Banking, Retail Banking, Interviews, Internal Controls, Building Relationships, Marketing, Loans, Mutual Funds, Finance, Training, Banking, Business Planning, Human Resources, Sales, Customer Service, Credit, Consumer Lending, Mortgage Lending, Commercial Lending, Relationship Management, Investments, Small Business Lending, Financial Services, Commercial Banking, Cash Management, Marketing Strategy, Mortgage Banking, Refinance, Securities, Branch Management, Cross Selling, Coaching, Management, Credit Analysis, Loan Origination, Financial Planning, Leadership, Portfolio Management, Financial Analysis, Team Building, Equities, Underwriting, Wealth Management, Microsoft Excel, Lines Of Credit, Series 7
Education
Metropolitan State College of Denver 2000 — 2005
Bachelor of Science (BS), Business Administration and Management, General
Jacquie Archambault's WAMU Investments Experience November 2007 - April 2010
Job Licensed Financial Services Professional
Industry Investment Banking
Experience
World Financial Group Southbay California January 2015 - Present
Archambault Insurance Services September 2013 - Present
Chase Investment Services Corp November 2007 - September 2013
WAMU Investments November 2007 - April 2010
Citizen America Corp 1983 - 1988
Skills
Retirement Plan..., Equity Indexed Annuities, Life & Health Insurance..., Saving for Education, Retirement Savings, Fixed Annuities, 401k Rollovers, saving for the future, Bilingual-English/Spanis..., IRAs, Estate Planning, 401k, Variable Annuities, Series 6, Life Insurance, Insurance, Wealth Accumulation, Customer Service, Sales, Financial Analysis, Small Business, Team Building, Financial Services, Marketing, Risk Management, Social Media, Strategic Planning, Marketing Strategy
Education
Culvr city High school
Santa Monica College
World Financial Group Southbay California January 2015 - Present
Archambault Insurance Services September 2013 - Present
Chase Investment Services Corp November 2007 - September 2013
WAMU Investments November 2007 - April 2010
Citizen America Corp 1983 - 1988
Skills
Retirement Plan..., Equity Indexed Annuities, Life & Health Insurance..., Saving for Education, Retirement Savings, Fixed Annuities, 401k Rollovers, saving for the future, Bilingual-English/Spanis..., IRAs, Estate Planning, 401k, Variable Annuities, Series 6, Life Insurance, Insurance, Wealth Accumulation, Customer Service, Sales, Financial Analysis, Small Business, Team Building, Financial Services, Marketing, Risk Management, Social Media, Strategic Planning, Marketing Strategy
Education
Culvr city High school
Santa Monica College
Silvestre, Eric's WAMU Investments Experience Sales Application SpecialistWaMu2001 - Present
Job Project Management at WaMu Investments
Industry Financial Services
Experience
WaMu Investments Sales Application SpecialistWaMu2001 - Present
JB Oxford March 2000 - January 2001
Education
California Polytechnic State University-San Luis Obispo 1994 — 1999
BS, Microbiology
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management
MBA
WaMu Investments Sales Application SpecialistWaMu2001 - Present
JB Oxford March 2000 - January 2001
Education
California Polytechnic State University-San Luis Obispo 1994 — 1999
BS, Microbiology
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management
MBA
Oswaldo Ramos's WAMU Investments Experience May 1994 - December 2007
Job Vice President at Citi Personal Wealth Management
Industry Financial Services
Experience
Citi Personal Wealth Management December 2007 - Present
WAMU Investments May 1994 - December 2007
Education
California State University-Northridge
BS, Finance
Citi Personal Wealth Management December 2007 - Present
WAMU Investments May 1994 - December 2007
Education
California State University-Northridge
BS, Finance
Mariela Henares's WAMU Investments Experience December 2006 - May 2009
Job Independent Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2012 - Present
Chase Investment Services, Corp. May 2009 - November 2012
WaMu Investments December 2006 - May 2009
WaMu Investments January 2005 - November 2006
WM Financial Services July 2002 - December 2004
Washington Mutual Bank July 2001 - June 2002
Washington Mutual Bank September 1999 - June 2001
Skills
Investments, Finance, Series 7, Series 63, Mutual Funds, Financial Services, Securities, Retirement Planning, Wealth Management, Investment Advisory, Equities, Fixed Annuities, Portfolio Management, Retirement, Asset Allocation, Series 65, Financial Advisory, Asset Management, Investment Strategies, Fixed Income, Series 6, Strategic Financial..., 401k
Education
Landmark Education 2006 — 2015
Ontology, Personal Training & Development
Series 65 2009 — 2009
Uniform Investment Advisor Law Examination, State Securities Law Exam, Passed - July 07, 2009
Series 63 2004 — 2004
Uniform Securities Agent State Law Examination, State Securities Law Exam, Passed - December 03, 2004
Series 7 2004 — 2004
General Securities Representative, General Industry/Product Exam, Passed - October 28, 2004
Citrus College 2000 — 2002
Music Business
Pasadena City College 1998 — 2002
Associate of Arts (AA), Music Performance Major
Providence High School 1994 — 1998
Cum Laude, Field of Study: Biology, Health Careers
LPL Financial November 2012 - Present
Chase Investment Services, Corp. May 2009 - November 2012
WaMu Investments December 2006 - May 2009
WaMu Investments January 2005 - November 2006
WM Financial Services July 2002 - December 2004
Washington Mutual Bank July 2001 - June 2002
Washington Mutual Bank September 1999 - June 2001
Skills
Investments, Finance, Series 7, Series 63, Mutual Funds, Financial Services, Securities, Retirement Planning, Wealth Management, Investment Advisory, Equities, Fixed Annuities, Portfolio Management, Retirement, Asset Allocation, Series 65, Financial Advisory, Asset Management, Investment Strategies, Fixed Income, Series 6, Strategic Financial..., 401k
Education
Landmark Education 2006 — 2015
Ontology, Personal Training & Development
Series 65 2009 — 2009
Uniform Investment Advisor Law Examination, State Securities Law Exam, Passed - July 07, 2009
Series 63 2004 — 2004
Uniform Securities Agent State Law Examination, State Securities Law Exam, Passed - December 03, 2004
Series 7 2004 — 2004
General Securities Representative, General Industry/Product Exam, Passed - October 28, 2004
Citrus College 2000 — 2002
Music Business
Pasadena City College 1998 — 2002
Associate of Arts (AA), Music Performance Major
Providence High School 1994 — 1998
Cum Laude, Field of Study: Biology, Health Careers
Shkira Singh's WAMU Investments Experience 1995 - 2006
Job Vice President, CFO at Padilla, Singh & Associates Wealth Management, Inc.
Industry Financial Services
Experience
Padilla, Singh & Associates Wealth Management, Inc. 2013 - Present
UnionBanc Investment Services 2008 - August 2013
WaMu Investments 1995 - 2006
Education
ucsc
Padilla, Singh & Associates Wealth Management, Inc. 2013 - Present
UnionBanc Investment Services 2008 - August 2013
WaMu Investments 1995 - 2006
Education
ucsc
Michael Anderson CFP's WAMU Investments Experience 2006 - 2008
Job Vice President of Financial Planning / Wealth Advisor at Kipp Financial Group
Industry Financial Services
Experience
Kipp Financial Group September 2015 - Present
Ventura County Community College District August 2006 - Present
Union Bank October 2013 - September 2015
Citi January 2012 - November 2013
Wells Fargo Investments June 2008 - December 2012
Wamu Investments 2006 - 2008
Skills
Finance, Investments, Portfolio Management, Wealth Management, Financial Planning, Financial Analysis, Retirement Planning, Financial Services, Mutual Funds, Banking, Asset Allocation, Customer Service, Strategic Financial..., Financial Modeling, Loans, Asset Management, Equities, Risk Management, Financial Advisory, Series 7, Mortgage Lending, Credit, Marketing, Series 63, Investment Advisory, Securities, Small Business, Investment Strategies
Education
San Francisco State University 2008 — 2009
CFP, Certified Financial Planner
CSU east bay
Master of Business Administration (MBA), Business Administration and Management, General
California State University-Chico
Bachelor of Science (BS), Business/Managerial Economics
Kipp Financial Group September 2015 - Present
Ventura County Community College District August 2006 - Present
Union Bank October 2013 - September 2015
Citi January 2012 - November 2013
Wells Fargo Investments June 2008 - December 2012
Wamu Investments 2006 - 2008
Skills
Finance, Investments, Portfolio Management, Wealth Management, Financial Planning, Financial Analysis, Retirement Planning, Financial Services, Mutual Funds, Banking, Asset Allocation, Customer Service, Strategic Financial..., Financial Modeling, Loans, Asset Management, Equities, Risk Management, Financial Advisory, Series 7, Mortgage Lending, Credit, Marketing, Series 63, Investment Advisory, Securities, Small Business, Investment Strategies
Education
San Francisco State University 2008 — 2009
CFP, Certified Financial Planner
CSU east bay
Master of Business Administration (MBA), Business Administration and Management, General
California State University-Chico
Bachelor of Science (BS), Business/Managerial Economics
Vivian Chu's WAMU Investments Experience 2005 - 2008
Job at
Industry Banking
Experience
Wells Fargo December 2013 - Present
Rodan + Fields Dermatologists June 2013 - Present
Wells Fargo Funds Management Group August 2009 - December 2013
Wells Fargo January 2008 - August 2009
WM Financial 2005 - 2008
WaMu Investments 2005 - 2008
Washington Mutual 2001 - 2008
GeoSpatial Technologies, Inc. February 2000 - May 2001
Law Offices of Vlahos & Vlahos April 1994 - December 1999
First Nationwide Bank June 1992 - April 1994
Skills
Series 7, FINRA
Education
San Francisco State University, College of Business 1994 — 1999
Bachelor of Science, International Business
Wells Fargo December 2013 - Present
Rodan + Fields Dermatologists June 2013 - Present
Wells Fargo Funds Management Group August 2009 - December 2013
Wells Fargo January 2008 - August 2009
WM Financial 2005 - 2008
WaMu Investments 2005 - 2008
Washington Mutual 2001 - 2008
GeoSpatial Technologies, Inc. February 2000 - May 2001
Law Offices of Vlahos & Vlahos April 1994 - December 1999
First Nationwide Bank June 1992 - April 1994
Skills
Series 7, FINRA
Education
San Francisco State University, College of Business 1994 — 1999
Bachelor of Science, International Business
Sandra Cavanaugh's WAMU Investments Experience 2004 - 2007
Job CEO, Private Client Services, North America at Russell Investments
Industry Financial Services
Experience
Russell Investments January 2010 - Present
Russell Investments 2009 - Present
SunTrust Bank 2009 - January 2010
Washington Mutual February 2007 - January 2009
WaMu Investments 2004 - 2007
WM Group of Funds September 1997 - November 2005
Education
California State University-Fresno 1986 — 1987
BA, History, Business
Russell Investments January 2010 - Present
Russell Investments 2009 - Present
SunTrust Bank 2009 - January 2010
Washington Mutual February 2007 - January 2009
WaMu Investments 2004 - 2007
WM Group of Funds September 1997 - November 2005
Education
California State University-Fresno 1986 — 1987
BA, History, Business
Randy Wong's WAMU Investments Experience April 2005 - June 2009
Job OSJ, Branch Supervision at CUSO Financial
Industry Financial Services
Experience
CUSO Financial Services, LP August 2013 - Present
CUSO Financial Services, LP November 2010 - August 2013
WaMu Investments April 2005 - June 2009
Midas Securities LLC March 2003 - February 2004
Skills
Series 24, Series 7, Series 63, FINRA, Securities, Mutual Funds, Investments, Fixed Annuities, Equities, Financial Services, Insurance, Risk Management, Uniform Combined State..., Retirement, Training, Asset Management, Finance
Education
University of California, Irvine
Bachelor of Arts, Social Sciences
CUSO Financial Services, LP August 2013 - Present
CUSO Financial Services, LP November 2010 - August 2013
WaMu Investments April 2005 - June 2009
Midas Securities LLC March 2003 - February 2004
Skills
Series 24, Series 7, Series 63, FINRA, Securities, Mutual Funds, Investments, Fixed Annuities, Equities, Financial Services, Insurance, Risk Management, Uniform Combined State..., Retirement, Training, Asset Management, Finance
Education
University of California, Irvine
Bachelor of Arts, Social Sciences
Karen Lare's WAMU Investments Experience 2007 - 2009
Job SVP Brokerage at Waddell & Reed
Industry Financial Services
Experience
Waddell & Reed May 2010 - Present
Karen Forslund Lare Consulting 2009 - May 2010
WaMu Investments 2007 - 2009
WM Financial Services 2005 - 2007
LPL Financial Services 1979 - 2004
Skills
Financial Services, Asset Managment, Management, Securities, Strategy, Strategic Financial..., Brokers, Mutual Funds
Education
University of California, San Diego 1977 — 1979
Biology
Waddell & Reed May 2010 - Present
Karen Forslund Lare Consulting 2009 - May 2010
WaMu Investments 2007 - 2009
WM Financial Services 2005 - 2007
LPL Financial Services 1979 - 2004
Skills
Financial Services, Asset Managment, Management, Securities, Strategy, Strategic Financial..., Brokers, Mutual Funds
Education
University of California, San Diego 1977 — 1979
Biology
Steve Tyson, M.S.'s WAMU Investments Experience October 2005 - October 2008
Job Compliance Supervisor at Summit Brokerage Services, Inc.
Industry Financial Services
Experience
Summit Brokerage Services, Inc. September 2012 - Present
Ameriprise Financial Services, Inc. June 2011 - August 2012
NatCity Investments November 2008 - November 2009
Wamu Investments October 2005 - October 2008
Citicorp Investment Services March 1999 - May 2004
Skills
Series 7, Portfolio Management, Wealth Management, Series 63, Strategic Financial..., Equities, Mutual Funds, Credit, Loans, Investments, Fixed Annuities, Securities, Series 24, Series 65, Licensed Life & Health..., Sales Management, Compliance, Retirement Planning, Banking, Finance
Education
Nova Southeastern University 2006 — 2009
M.S, Management/Leadership
Florida State University 1990 — 1992
B.S, Political Science
Virginia Commonwealth University 1988 — 1990
Political Science
Summit Brokerage Services, Inc. September 2012 - Present
Ameriprise Financial Services, Inc. June 2011 - August 2012
NatCity Investments November 2008 - November 2009
Wamu Investments October 2005 - October 2008
Citicorp Investment Services March 1999 - May 2004
Skills
Series 7, Portfolio Management, Wealth Management, Series 63, Strategic Financial..., Equities, Mutual Funds, Credit, Loans, Investments, Fixed Annuities, Securities, Series 24, Series 65, Licensed Life & Health..., Sales Management, Compliance, Retirement Planning, Banking, Finance
Education
Nova Southeastern University 2006 — 2009
M.S, Management/Leadership
Florida State University 1990 — 1992
B.S, Political Science
Virginia Commonwealth University 1988 — 1990
Political Science
Bob Baldacci's WAMU Investments Experience 2000 - 2003
Job Private Client Advisor
Industry Financial Services
Experience
J.P. Morgan Chase Bank N.A. February 2009 - Present
Bank of America 2008 - 2009
Banc of America Investments 2008 - 2009
Bankofamerica 2008 - 2009
Wachovia Investments 2007 - 2009
Citibank 2003 - 2005
Wamu investments 2000 - 2003
Skills
Investments, Sales, Finance, Coaching, Financial Services, Banking, Strategic Planning, Time Management, Analysis, Employee Training
Education
University of Nebraska College of Medicine 1994 — 1997
none, Medicine
Wayne State College 1991 — 1994
Bachelor of Science, health Science
Norfolk Catholic 1987 — 1991
High school diploma
J.P. Morgan Chase Bank N.A. February 2009 - Present
Bank of America 2008 - 2009
Banc of America Investments 2008 - 2009
Bankofamerica 2008 - 2009
Wachovia Investments 2007 - 2009
Citibank 2003 - 2005
Wamu investments 2000 - 2003
Skills
Investments, Sales, Finance, Coaching, Financial Services, Banking, Strategic Planning, Time Management, Analysis, Employee Training
Education
University of Nebraska College of Medicine 1994 — 1997
none, Medicine
Wayne State College 1991 — 1994
Bachelor of Science, health Science
Norfolk Catholic 1987 — 1991
High school diploma
Amie Huang's WAMU Investments Experience 2002 - 2009
Job at
Industry Financial Services
Experience
WaMu Investments, a JPMorgan Chase Company August 2002 - Present
wamu investments 2002 - 2009
CPI Pharmaceutical Inc. – Walnut, CA March 2000 - February 2002
Magnus International Corp. – Walnut, CA February 1998 - February 2000
Education
National Taiwan Normal University
BS
WaMu Investments, a JPMorgan Chase Company August 2002 - Present
wamu investments 2002 - 2009
CPI Pharmaceutical Inc. – Walnut, CA March 2000 - February 2002
Magnus International Corp. – Walnut, CA February 1998 - February 2000
Education
National Taiwan Normal University
BS
Steve Dahlke's WAMU Investments Experience January 2001 - January 2008
Job SVP, Chief Compliance Officer
Industry Financial Services
Experience
Huntington Investment Company October 2012 - Present
JPMorgan Chase October 2010 - October 2012
UnionBanc Investment Services January 2008 - November 2011
WaMu Investments January 2001 - January 2008
Washington Mutual 1999 - 2008
Wamu investments 2001 - 2007
Skills
Risk Management, Financial Risk, Securities, Financial Services, Mutual Funds, Banking, Series 7, Series 63, Portfolio Management, Equities
Education
California State University-Long Beach
Huntington Investment Company October 2012 - Present
JPMorgan Chase October 2010 - October 2012
UnionBanc Investment Services January 2008 - November 2011
WaMu Investments January 2001 - January 2008
Washington Mutual 1999 - 2008
Wamu investments 2001 - 2007
Skills
Risk Management, Financial Risk, Securities, Financial Services, Mutual Funds, Banking, Series 7, Series 63, Portfolio Management, Equities
Education
California State University-Long Beach
Tami Epstein's WAMU Investments Experience December 1991 - May 2009
Job Financial Services
Industry Financial Services
Experience
WAMU Investments December 1991 - May 2009
Skills
Long-term Care, Notary Public, Series 63, Series 24, Series 7, Risk Management, Securities, Fixed Income, Equities, Financial Services, Banking, Investments, Strategic Financial..., Mutual Funds, Customer Service, Asset Management, FINRA, Asset Allocation, Portfolio Management, Financial Advisory, Wealth Management, Alternative Investments, Bloomberg, Bonds, Fixed Annuities, Investment Advisory, Retirement Planning, Series 6, Series 65, Trading, Uniform Combined State...
Education
Cerritos College 1988 — 1990
Business Admin/Finance/Accounting
WAMU Investments December 1991 - May 2009
Skills
Long-term Care, Notary Public, Series 63, Series 24, Series 7, Risk Management, Securities, Fixed Income, Equities, Financial Services, Banking, Investments, Strategic Financial..., Mutual Funds, Customer Service, Asset Management, FINRA, Asset Allocation, Portfolio Management, Financial Advisory, Wealth Management, Alternative Investments, Bloomberg, Bonds, Fixed Annuities, Investment Advisory, Retirement Planning, Series 6, Series 65, Trading, Uniform Combined State...
Education
Cerritos College 1988 — 1990
Business Admin/Finance/Accounting
John Hilton's WAMU Investments Experience June 1991 - 2009
Job Private Client Advisor at JP Morgan Chase Bank N.A.
Industry Financial Services
Experience
JPMorgan Chase Bank, N.A. April 2014 - Present
Citi December 2011 - April 2014
WaMu Investments June 1991 - 2009
Education
University of Michigan 1977 — 1980
BA. Communications, English, Journalism
University of Michigan College of Literature, Science, and the Arts 1977 — 1980
Communications, Sociology
JPMorgan Chase Bank, N.A. April 2014 - Present
Citi December 2011 - April 2014
WaMu Investments June 1991 - 2009
Education
University of Michigan 1977 — 1980
BA. Communications, English, Journalism
University of Michigan College of Literature, Science, and the Arts 1977 — 1980
Communications, Sociology
COLONEL L BRACY's WAMU Investments Experience October 1989 - March 2008
Job Financial Services Professional
Industry Financial Services
Experience
Wamu Investments October 1989 - March 2008
Education
Rutgers University-New Brunswick 1971 — 1975
BA, Education-Elementary School Teacher
Wamu Investments October 1989 - March 2008
Education
Rutgers University-New Brunswick 1971 — 1975
BA, Education-Elementary School Teacher
Estevan Botello's WAMU Investments Experience January 2006 - January 2008
Job Financial Services Professional
Industry Financial Services
Experience
Wells Fargo December 2010 - November 2011
WAMU INVESTMENTS / CHASE January 2006 - May 2009
WAMU INVESTMENTS January 2006 - January 2008
BEL LLC November 2004 - November 2005
BEL LLC November 2004 - November 2005
Pacific Life Insurance Company February 2004 - August 2004
PIMCO / State Street IMS June 1998 - March 2003
Skills
Mutual Funds, Options, Finance, Asset Management, Bonds, Banking, Insurance
Education
California State University-Fullerton, Mihaylo College of Business and Economics 1995 — 1998
B.A., Finance
California State University of Fullerton
B.A, Business Administration/Finance
Wells Fargo December 2010 - November 2011
WAMU INVESTMENTS / CHASE January 2006 - May 2009
WAMU INVESTMENTS January 2006 - January 2008
BEL LLC November 2004 - November 2005
BEL LLC November 2004 - November 2005
Pacific Life Insurance Company February 2004 - August 2004
PIMCO / State Street IMS June 1998 - March 2003
Skills
Mutual Funds, Options, Finance, Asset Management, Bonds, Banking, Insurance
Education
California State University-Fullerton, Mihaylo College of Business and Economics 1995 — 1998
B.A., Finance
California State University of Fullerton
B.A, Business Administration/Finance
Howard Boyer's WAMU Investments Experience April 1999 - November 2009
Job Financial Adviser at Woodbury Financial Services
Industry Financial Services
Experience
Woodbury Financial Services Vice President InvestmentsChase Investment ServicesOctober 2008 - November 2009
WaMu Investments April 1999 - November 2009
Marine Midland Bank, Tokyo 1989 - 1993
Education
San Jose State University
BS - Business & Industrial Management
Thunderbird School of Global Management
BFT - International Business
Woodbury Financial Services Vice President InvestmentsChase Investment ServicesOctober 2008 - November 2009
WaMu Investments April 1999 - November 2009
Marine Midland Bank, Tokyo 1989 - 1993
Education
San Jose State University
BS - Business & Industrial Management
Thunderbird School of Global Management
BFT - International Business
Francesko Kristovich's WAMU Investments Experience May 2008 - March 2010
Job Private Client Advisor at J.P. Morgan Chase Bank N.A.
Industry Investment Management
Experience
J.P. Morgan Chase Bank N.A. September 2012 - Present
Chase Investment Services Corporation March 2010 - September 2012
WaMu Investments May 2008 - March 2010
Wells Fargo Advisors February 2005 - May 2008
Education
San Jose State University 2003 — 2005
Bachelor's degree, Business Administration with a Finance Concentration
Rochester Institute of Technology 2000 — 2002
Associate's degree, Hospitality Tourism/Management
J.P. Morgan Chase Bank N.A. September 2012 - Present
Chase Investment Services Corporation March 2010 - September 2012
WaMu Investments May 2008 - March 2010
Wells Fargo Advisors February 2005 - May 2008
Education
San Jose State University 2003 — 2005
Bachelor's degree, Business Administration with a Finance Concentration
Rochester Institute of Technology 2000 — 2002
Associate's degree, Hospitality Tourism/Management
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY