Alabama Securities Commission
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Alabama Securities Commission Employees
Employee
Years
Job
Industry
Frank Hawthorne III Frank Hawthorne III's Alabama Securities Commission Experience May 2008 - August 2009
Job Attorney at Hawthorne & Myers, LLC
Industry Law Practice
Experience
Hawthorne & Myers, LLC August 2011 - Present
Alabama Securities Commission May 2008 - August 2009
Skills
Legal Research, Civil Litigation, Litigation, Commercial Litigation, Legal Writing, Trial Practice, Courts, Personal Injury, Family Law, Criminal Defense, Trials, Criminal Law, Product Liability, Wrongful Death, Appeals
Education
Auburn University
Faulkner University
Hawthorne & Myers, LLC August 2011 - Present
Alabama Securities Commission May 2008 - August 2009
Skills
Legal Research, Civil Litigation, Litigation, Commercial Litigation, Legal Writing, Trial Practice, Courts, Personal Injury, Family Law, Criminal Defense, Trials, Criminal Law, Product Liability, Wrongful Death, Appeals
Education
Auburn University
Faulkner University
Randy McNeill Randy McNeill's Alabama Securities Commission Experience October 2000 - October 2011
Job Attorney, Webb & Eley PC
Industry Law Practice
Experience
Webb & Eley, P.C. October 2011 - Present
Alabama Securities Commission October 2000 - October 2011
Montgomery County District Attorney May 1998 - October 2000
Skills
Litigation, Civil Litigation, Commercial Litigation, Legal Research, Securities Law, Criminal Law, Securities Regulation, Trial Practice, Courts, Criminal Defense, Employment..., Product Liability, Arbitration, Legal Assistance, Administrative Law, Trials, Appeals, Legal Writing, Business Litigation, Corporate Law, Mediation, Insurance Law, Dispute Resolution, Appellate Practice, Hearings, Fraud, Alternative Dispute..., Torts, Class Actions, Family Law, Wrongful Death, Bankruptcy, Consumer Law, Medical Malpractice, Employment Law, Litigation Support, Legal Issues, Securities Litigation, Public Liability, Westlaw, Construction Law, Juvenile Law, Personal Injury..., Depositions
Education
The University of Alabama School of Law 1983 — 1986
Doctor of Law (JD), Law
Auburn University at Montgomery 1979 — 1983
Bachelor of Science (BS), Political Science and Government
Webb & Eley, P.C. October 2011 - Present
Alabama Securities Commission October 2000 - October 2011
Montgomery County District Attorney May 1998 - October 2000
Skills
Litigation, Civil Litigation, Commercial Litigation, Legal Research, Securities Law, Criminal Law, Securities Regulation, Trial Practice, Courts, Criminal Defense, Employment..., Product Liability, Arbitration, Legal Assistance, Administrative Law, Trials, Appeals, Legal Writing, Business Litigation, Corporate Law, Mediation, Insurance Law, Dispute Resolution, Appellate Practice, Hearings, Fraud, Alternative Dispute..., Torts, Class Actions, Family Law, Wrongful Death, Bankruptcy, Consumer Law, Medical Malpractice, Employment Law, Litigation Support, Legal Issues, Securities Litigation, Public Liability, Westlaw, Construction Law, Juvenile Law, Personal Injury..., Depositions
Education
The University of Alabama School of Law 1983 — 1986
Doctor of Law (JD), Law
Auburn University at Montgomery 1979 — 1983
Bachelor of Science (BS), Political Science and Government
David Kirke David Kirke's Alabama Securities Commission Experience March 2004 - October 2005
Job Senior Accountant at State of Alabama, Dept. of Public Health
Industry Accounting
Experience
State of Alabama, Dept. of Public health October 2006 - Present
Alabama Board of Certification for Engineers and Land Surveyors October 2005 - October 2006
Alabama Securities Commission March 2004 - October 2005
International Mission Board February 2001 - January 2003
State of Alabama, Dept. of Examiners of Public Accounts September 1994 - February 2001
Education
Troy University in Montgomery 1994 — 1998
B.S., Accounting
Riverside Community College
General Studies
State of Alabama, Dept. of Public health October 2006 - Present
Alabama Board of Certification for Engineers and Land Surveyors October 2005 - October 2006
Alabama Securities Commission March 2004 - October 2005
International Mission Board February 2001 - January 2003
State of Alabama, Dept. of Examiners of Public Accounts September 1994 - February 2001
Education
Troy University in Montgomery 1994 — 1998
B.S., Accounting
Riverside Community College
General Studies
Cay Weaver Cay Weaver's Alabama Securities Commission Experience March 2011 - July 2013
Job Complex Products Supervisor at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2013 - Present
Alabama Securities Commission March 2011 - July 2013
Wachovia May 2009 - September 2010
Lakehouse Consulting, LLC 2008 - 2009
Wachovia Insurance Services Broker Dealer, Inc. 2006 - 2008
Colonial Brokerage 2002 - 2006
USAA 1998 - 2001
Skills
Investments, Securities, Banking, Securities Regulation, FINRA, Hold Series 66, Hold Series 24, Team Building, Hold Series 7, Data Analysis, Governance, Team Leadership, Microsoft Office, Contract Negotiation, Research, Writing, Alternative Investments..., Series 7
Education
Columbus State University 1987 — 1992
B.A., Communications
LPL Financial July 2013 - Present
Alabama Securities Commission March 2011 - July 2013
Wachovia May 2009 - September 2010
Lakehouse Consulting, LLC 2008 - 2009
Wachovia Insurance Services Broker Dealer, Inc. 2006 - 2008
Colonial Brokerage 2002 - 2006
USAA 1998 - 2001
Skills
Investments, Securities, Banking, Securities Regulation, FINRA, Hold Series 66, Hold Series 24, Team Building, Hold Series 7, Data Analysis, Governance, Team Leadership, Microsoft Office, Contract Negotiation, Research, Writing, Alternative Investments..., Series 7
Education
Columbus State University 1987 — 1992
B.A., Communications
Ashlee (Brereton) Gould Ashlee (Brereton) Gould's Alabama Securities Commission Experience March 2008 - Present
Job Securities Analyst at Alabama Securities Commission
Industry Security and Investigations
Experience
Alabama Securities Commission March 2008 - Present
Skills
Securities, Due Diligence, Securities Regulation, Fraud, Leadership, Litigation, Legal Research
Education
Troy University in Montgomery 2004 — 2007
Bachelors, Business--Resource & Technology Management
Alabama Securities Commission March 2008 - Present
Skills
Securities, Due Diligence, Securities Regulation, Fraud, Leadership, Litigation, Legal Research
Education
Troy University in Montgomery 2004 — 2007
Bachelors, Business--Resource & Technology Management
James Eubank James Eubank's Alabama Securities Commission Experience July 2014 - Present
Job Assistant Attorney General / General Counsel at Alabama Securities Commission
Industry Law Practice
Experience
Alabama Securities Commission July 2014 - Present
State of Alabama July 2009 - July 2014
Presiding Judge Charles N. Price, 15th Judicial Circuit of Alabama January 2008 - July 2009
Skills
Litigation, Criminal Law, Civil Litigation, Legal Research, Legal Writing, Appeals, Trial Practice, Commercial Litigation, Motions, Research, Courts, Fundraising
Education
The University of Alabama School of Law 2004 — 2007
Doctor of Law (J.D.), Law
University of Alabama
Bachelor of Arts (B.A.), History
Alabama Securities Commission July 2014 - Present
State of Alabama July 2009 - July 2014
Presiding Judge Charles N. Price, 15th Judicial Circuit of Alabama January 2008 - July 2009
Skills
Litigation, Criminal Law, Civil Litigation, Legal Research, Legal Writing, Appeals, Trial Practice, Commercial Litigation, Motions, Research, Courts, Fundraising
Education
The University of Alabama School of Law 2004 — 2007
Doctor of Law (J.D.), Law
University of Alabama
Bachelor of Arts (B.A.), History
Stephen Brantley's Alabama Securities Commission Experience April 2007 - Present
Job Owner and Designer at Steve Brantley Designs
Industry Information Technology and Services
Experience
Steve Brantley Designs January 2015 - Present
Alabama Securities Commission April 2007 - Present
Bell Microproducts 2004 - 2007
Alabama Dept of Youth Services 2001 - 2004
Dreyer's Grand Ice Cream 1999 - 2001
Alabama Department of Corrections 1996 - 1999
Skills
Storage, HP, Hardware, Enterprise Storage, Microsoft Servers, Web Design, Storage Virtualization, Storage Area Networks, Windows, Resellers, Storage Solutions, NAS, Data Center, Solution Selling, Channel, Channel Partners, Channel Sales, Partner Management, Data Recovery and..., Identifying and Seizing..., STOP - Secure..., BCPI - Basic Cell Phone..., GPSI - GPS Interrogation, Windows Artifacts, Password Recovery, Cloud Computing, Servers, Windows Server, Active Directory, Information Technology, Windows 7, Account Management, Graphic Design
Education
Troy University in Montgomery 2011 — 2018
Bachelor of Applied Science (B.A.Sc.) Resource and Technology Management, IT
Stanhope-Elmore HS 1990 — 1993
Steve Brantley Designs January 2015 - Present
Alabama Securities Commission April 2007 - Present
Bell Microproducts 2004 - 2007
Alabama Dept of Youth Services 2001 - 2004
Dreyer's Grand Ice Cream 1999 - 2001
Alabama Department of Corrections 1996 - 1999
Skills
Storage, HP, Hardware, Enterprise Storage, Microsoft Servers, Web Design, Storage Virtualization, Storage Area Networks, Windows, Resellers, Storage Solutions, NAS, Data Center, Solution Selling, Channel, Channel Partners, Channel Sales, Partner Management, Data Recovery and..., Identifying and Seizing..., STOP - Secure..., BCPI - Basic Cell Phone..., GPSI - GPS Interrogation, Windows Artifacts, Password Recovery, Cloud Computing, Servers, Windows Server, Active Directory, Information Technology, Windows 7, Account Management, Graphic Design
Education
Troy University in Montgomery 2011 — 2018
Bachelor of Applied Science (B.A.Sc.) Resource and Technology Management, IT
Stanhope-Elmore HS 1990 — 1993
Rena Davis's Alabama Securities Commission Experience
Job Audit Manager at Alabama Securities Commission
Industry Government Administration
Experience
Alabama Securities Commission
Skills
Strategic Planning, Investment Advisory, Private Investigations, Investments, Mutual Funds, Securities Regulation, Fraud, Financial Analysis, Banking, Litigation, Team Leadership, Analysis, Securities, Corporate Governance, Corporate Law, Internal Investigations, Research, Corporate Finance, Risk Management, Hedge Funds, Capital Markets, Private Equity, Asset Management, Auditing
Education
Faulkner University
Bachelor's Degree, Business Administration and Management, General
Alabama Securities Commission
Skills
Strategic Planning, Investment Advisory, Private Investigations, Investments, Mutual Funds, Securities Regulation, Fraud, Financial Analysis, Banking, Litigation, Team Leadership, Analysis, Securities, Corporate Governance, Corporate Law, Internal Investigations, Research, Corporate Finance, Risk Management, Hedge Funds, Capital Markets, Private Equity, Asset Management, Auditing
Education
Faulkner University
Bachelor's Degree, Business Administration and Management, General
Marlene M. McCain, CPA's Alabama Securities Commission Experience May 2012 - Present
Job Member at Warren Averett, LLC; Commissioner Alabama Securities Commission
Industry Accounting
Experience
Alabama Securities Commission May 2012 - Present
Warren, Averett LLC 2003 - Present
ASCPA 2008 - 2009
Hardman Guess Frost & Cummings, P.C. October 1997 - May 2003
Just For Feet, Inc. May 1996 - September 1997
Drummond Company January 1989 - April 1996
Ernst & Young September 1979 - December 1988
Skills
Banking, Insurance, SEC reporting, Non-profits, Healthcare, Retail, Due Diligence, Litigation Support, SOX Reporting, SEC filings, Nonprofits, SOX 404, Tax, Auditing, Accounting, GAAP, Financial Analysis, Financial Accounting, CPA, Internal Controls, Financial Reporting, Finance, SEC Filings
Education
University of Alabama at Birmingham 1984 — 1987
BS; MBA, Accounting
Alabama Securities Commission May 2012 - Present
Warren, Averett LLC 2003 - Present
ASCPA 2008 - 2009
Hardman Guess Frost & Cummings, P.C. October 1997 - May 2003
Just For Feet, Inc. May 1996 - September 1997
Drummond Company January 1989 - April 1996
Ernst & Young September 1979 - December 1988
Skills
Banking, Insurance, SEC reporting, Non-profits, Healthcare, Retail, Due Diligence, Litigation Support, SOX Reporting, SEC filings, Nonprofits, SOX 404, Tax, Auditing, Accounting, GAAP, Financial Analysis, Financial Accounting, CPA, Internal Controls, Financial Reporting, Finance, SEC Filings
Education
University of Alabama at Birmingham 1984 — 1987
BS; MBA, Accounting
Lisa Tolar's Alabama Securities Commission Experience Equity AnalystRetirement Systems of Alabama1992 - 1994
Job Securities Registration Manager at Alabama Securities Commission
Industry Government Administration
Experience
Alabama Securities Commission Equity AnalystRetirement Systems of Alabama1992 - 1994
Skills
Securities, Investments, Litigation, Research, Banking, Corporate Governance, Financial Analysis, Internal Investigations, Securities Regulation, Team Leadership, Strategic Planning, Analysis, Customer Service, Licensing, Public Speaking, Microsoft Office, Fraud, Due Diligence, Equities, Risk Management, Hedge Funds, Mergers & Acquisitions, Mutual Funds, Portfolio Management, Finance, Capital Markets, Private Equity, Financial Regulation, Investment Advisory, Strategic Financial..., Series 7, Series 63, Asset Allocation, Financial Planning
Education
Auburn University at Montgomery
MBA
Auburn University at Montgomery
BSBA, Finance
Alabama Securities Commission Equity AnalystRetirement Systems of Alabama1992 - 1994
Skills
Securities, Investments, Litigation, Research, Banking, Corporate Governance, Financial Analysis, Internal Investigations, Securities Regulation, Team Leadership, Strategic Planning, Analysis, Customer Service, Licensing, Public Speaking, Microsoft Office, Fraud, Due Diligence, Equities, Risk Management, Hedge Funds, Mergers & Acquisitions, Mutual Funds, Portfolio Management, Finance, Capital Markets, Private Equity, Financial Regulation, Investment Advisory, Strategic Financial..., Series 7, Series 63, Asset Allocation, Financial Planning
Education
Auburn University at Montgomery
MBA
Auburn University at Montgomery
BSBA, Finance