Lockwood Advisors, Inc.
Industry: Company
DescriptionHeadquarters: Malvern, PA Founded: 1995 Parent organizations: Bank of New York, Pershing Group LLC Subsidiary: Lockwood Capital Management, Inc.
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Lockwood Advisors, Inc. Employees
Employee
Years
Job
Industry
Brendan O'Neill, CFA Brendan O'Neill, CFA's Lockwood Advisors, Inc. Experience 2004 - Present
Job Vice PresidentLockwood/BNY Mellon
Industry Financial Services
Experience
Lockwood Advisors, Inc. 2004 - Present
BNY Mellon 2004 - Present
Nuveen Investments July 1999 - March 2004
Education
University of Scranton 1994 — 1998
B.S., Accounting
Lockwood Advisors, Inc. 2004 - Present
BNY Mellon 2004 - Present
Nuveen Investments July 1999 - March 2004
Education
University of Scranton 1994 — 1998
B.S., Accounting
Kimberly Troy Kimberly Troy's Lockwood Advisors, Inc. Experience July 1996 - December 2009
Job Product Manager at Pershing, a BNY Mellon company
Industry Financial Services
Experience
Pershing, a BNY Mellon company April 2014 - Present
Pershing, a BNY Mellon company February 2012 - April 2014
Pershing, a BNY Mellon company December 2009 - February 2012
Lockwood Advisors, Inc. July 1996 - December 2009
Smith Barney Consulting Services December 1987 - February 1996
Skills
Fixed Income, Mutual Funds, Equities, Financial Services, Portfolio Management, Series 7, Alternative Investments, Securities, Hedge Funds, Wealth Management, Asset Management, Investments, ETFs, Asset Allocation, Series 63, Risk Management, Financial Modeling
Education
Goldey-Beacom College
Pershing, a BNY Mellon company April 2014 - Present
Pershing, a BNY Mellon company February 2012 - April 2014
Pershing, a BNY Mellon company December 2009 - February 2012
Lockwood Advisors, Inc. July 1996 - December 2009
Smith Barney Consulting Services December 1987 - February 1996
Skills
Fixed Income, Mutual Funds, Equities, Financial Services, Portfolio Management, Series 7, Alternative Investments, Securities, Hedge Funds, Wealth Management, Asset Management, Investments, ETFs, Asset Allocation, Series 63, Risk Management, Financial Modeling
Education
Goldey-Beacom College
Jorge Montañez Jr. Jorge Montañez Jr.'s Lockwood Advisors, Inc. Experience May 2005 - May 2006
Job Relationship Manager at Brown Brothers Harriman
Industry Financial Services
Experience
Brown Brothers Harriman May 2014 - Present
Brown Brothers Harriman January 2008 - May 2014
Citi May 2006 - January 2008
Lockwood Advisors, Inc. May 2005 - May 2006
PFPC September 2004 - April 2005
Bank of America August 2003 - September 2004
Skills
Fluent in Spanish, Banking, Equities, Relationship Management, Fixed Income, Securities, Analysis, Leadership, Training, Mutual Funds, Financial Services, Corporate Actions, Coaching, Back Office, Bonds, Account Reconciliation, Management, Portfolio Management, Finance, Global Custody, Client Services, Middle Office, Business Strategy, Settlement, AML, Risk Management
Education
Bucknell University 1999 — 2003
Bachelor's of Science in Business Administration, BSBA, Business Administration and Management, General
Reading High School 1995 — 1999
High School, Advanced Placement
Brown Brothers Harriman May 2014 - Present
Brown Brothers Harriman January 2008 - May 2014
Citi May 2006 - January 2008
Lockwood Advisors, Inc. May 2005 - May 2006
PFPC September 2004 - April 2005
Bank of America August 2003 - September 2004
Skills
Fluent in Spanish, Banking, Equities, Relationship Management, Fixed Income, Securities, Analysis, Leadership, Training, Mutual Funds, Financial Services, Corporate Actions, Coaching, Back Office, Bonds, Account Reconciliation, Management, Portfolio Management, Finance, Global Custody, Client Services, Middle Office, Business Strategy, Settlement, AML, Risk Management
Education
Bucknell University 1999 — 2003
Bachelor's of Science in Business Administration, BSBA, Business Administration and Management, General
Reading High School 1995 — 1999
High School, Advanced Placement
Matt Fitzsimmons Matt Fitzsimmons's Lockwood Advisors, Inc. Experience May 1998 - June 2000
Job Principal, Sr. Vice President, Sr. Wealth Manager
Industry Investment Management
Experience
True North Advisors July 2000 - Present
Lockwood Advisors, Inc. May 1998 - June 2000
Skills
Investments, Portfolio Management, Due Diligence, Alternative Investments, Asset Management, High Net Worth..., Investment Strategies, Hedge Funds, Financial Analysis, Financial Planning, Wealth Management
Education
Southern Methodist University 1994 — 1998
BBA, Finance
True North Advisors July 2000 - Present
Lockwood Advisors, Inc. May 1998 - June 2000
Skills
Investments, Portfolio Management, Due Diligence, Alternative Investments, Asset Management, High Net Worth..., Investment Strategies, Hedge Funds, Financial Analysis, Financial Planning, Wealth Management
Education
Southern Methodist University 1994 — 1998
BBA, Finance
Kevin Golden Kevin Golden's Lockwood Advisors, Inc. Experience 2004 - 2007
Job Vice President, Senior Advisor Consultant Franklin Templeton Investments
Industry Financial Services
Experience
Franklin Templeton Investments September 2007 - Present
Lockwood Advisors, Inc. 2004 - 2007
Oppenheimer Funds 2000 - 2004
Oppenheimerfunds 2000 - 2003
New York Life Mainstay Investments 1998 - 2000
Skills
Asset Allocation, Investments, Mutual Funds
Education
The Ohio State University 1991 — 1995
BA, Marketing, Finance
Franklin Templeton Investments September 2007 - Present
Lockwood Advisors, Inc. 2004 - 2007
Oppenheimer Funds 2000 - 2004
Oppenheimerfunds 2000 - 2003
New York Life Mainstay Investments 1998 - 2000
Skills
Asset Allocation, Investments, Mutual Funds
Education
The Ohio State University 1991 — 1995
BA, Marketing, Finance
Dan Penrose Dan Penrose's Lockwood Advisors, Inc. Experience January 2011 - January 2015
Job Director, National Sales Manager, Legg Mason & Co., LLC
Industry Financial Services
Experience
Legg Mason & Co., LLC January 2015 - Present
Lockwood Advisors, Inc. January 2011 - January 2015
Advisorport January 2004 - January 2011
SunTrust 1999 - 2004
Skills
Product Management, Mutual Funds, Wealth Management, Investments, Asset Management, Financial Services, Strategy, Business Development, Retirement Planning, Securities, Management, Cross-functional Team...
Education
University of North Florida - College of Business Administration 1996 — 1998
MBA, Business Administration
University of Georgia - Terry College of Business 1986 — 1990
Bachelor of Science (BS), Marketing
Legg Mason & Co., LLC January 2015 - Present
Lockwood Advisors, Inc. January 2011 - January 2015
Advisorport January 2004 - January 2011
SunTrust 1999 - 2004
Skills
Product Management, Mutual Funds, Wealth Management, Investments, Asset Management, Financial Services, Strategy, Business Development, Retirement Planning, Securities, Management, Cross-functional Team...
Education
University of North Florida - College of Business Administration 1996 — 1998
MBA, Business Administration
University of Georgia - Terry College of Business 1986 — 1990
Bachelor of Science (BS), Marketing
Steven Treftz, CFA Steven Treftz, CFA's Lockwood Advisors, Inc. Experience December 2004 - May 2010
Job Portfolio Manager at SEI
Industry Financial Services
Experience
SEI May 2012 - Present
Citi June 2010 - May 2012
Lockwood Advisors, Inc. December 2004 - May 2010
Towers Perrin 2000 - 2004
Skills
Equities, Alternative Investments, Asset Allocation, Portfolio Management
Education
Temple University 1996 — 2000
BS, Finance & Risk Management
SEI May 2012 - Present
Citi June 2010 - May 2012
Lockwood Advisors, Inc. December 2004 - May 2010
Towers Perrin 2000 - 2004
Skills
Equities, Alternative Investments, Asset Allocation, Portfolio Management
Education
Temple University 1996 — 2000
BS, Finance & Risk Management
Steve Piskadlo Steve Piskadlo's Lockwood Advisors, Inc. Experience February 2008 - August 2011
Job Vice President, Client Management and Private Banking at BNY Mellon
Industry Financial Services
Experience
BNY Mellon March 2013 - Present
BNY Mellon April 2012 - February 2013
Lockwood Advisors, Inc. February 2008 - August 2011
Vanguard May 2006 - February 2008
Vanguard June 2005 - May 2006
Skills
Series 7, Investments, Strategic Planning, Project Management, Risk Management, Leadership, Market Research, CRM, Portfolio Management, Financial Modeling, Asset Managment, Fixed Income, Equities, Alternative Investments, Financial Analysis, Wealth Management, Change Management, Due Diligence, Asset Management, Mutual Funds, Series 24, Series 6, Series 63, Product Development, Research, Product Management, Financial Markets, Investment Strategies, Managed Investments, Technology and Platform..., Enterprise Sales, Enterprise Marketing, Communication and..., Client Facing Skills, Private Banking, Business Strategy, Business Planning, Business Development, Manage Client..., International Sales, Investment Management, Asset Allocation, Trading, Securities
Education
Cass Business School 2011 — 2012
MBA, Business / Finance
Villanova University 2001 — 2005
BS, Management and Marketing
BNY Mellon March 2013 - Present
BNY Mellon April 2012 - February 2013
Lockwood Advisors, Inc. February 2008 - August 2011
Vanguard May 2006 - February 2008
Vanguard June 2005 - May 2006
Skills
Series 7, Investments, Strategic Planning, Project Management, Risk Management, Leadership, Market Research, CRM, Portfolio Management, Financial Modeling, Asset Managment, Fixed Income, Equities, Alternative Investments, Financial Analysis, Wealth Management, Change Management, Due Diligence, Asset Management, Mutual Funds, Series 24, Series 6, Series 63, Product Development, Research, Product Management, Financial Markets, Investment Strategies, Managed Investments, Technology and Platform..., Enterprise Sales, Enterprise Marketing, Communication and..., Client Facing Skills, Private Banking, Business Strategy, Business Planning, Business Development, Manage Client..., International Sales, Investment Management, Asset Allocation, Trading, Securities
Education
Cass Business School 2011 — 2012
MBA, Business / Finance
Villanova University 2001 — 2005
BS, Management and Marketing
Alison Megee, PMP Alison Megee, PMP's Lockwood Advisors, Inc. Experience October 2000 - July 2001
Job Business Program Manager at Albridge, an Affiliate of Pershing
Industry Information Technology and Services
Experience
Albridge, an Affiliate of Pershing June 2015 - Present
Merrill Lynch October 2013 - June 2015
Dow Jones August 2012 - June 2013
Pershing July 2001 - August 2012
Lockwood Advisors, Inc. October 2000 - July 2001
Instinet Incorporated July 2000 - October 2000
Prudential Financial July 1995 - July 2000
Prudential Financial July 1993 - June 1995
Prudential Financial July 1991 - June 1993
First Investors Corporation September 1989 - June 1991
Skills
Program Portfolio..., PMO, Program Management, Project Management, PMP, SDLC, IT Project & Program..., Girl Scout Leader, Leadership, User Acceptance Testing, Team Leadership, Management, Quality Assurance, Testing, Process Improvement, Cross-functional Team..., Business Process..., Integration, Requirements Gathering, Software Documentation, Risk Management, Training, Strategy, Business Requirements, Vendor Management, Software Project..., Visio, Business Process, Requirements Analysis
Education
Seton Hall University 1994 — 1997
MBA, Finance
Rutgers University-New Brunswick 1985 — 1989
BA, Political Science
Albridge, an Affiliate of Pershing June 2015 - Present
Merrill Lynch October 2013 - June 2015
Dow Jones August 2012 - June 2013
Pershing July 2001 - August 2012
Lockwood Advisors, Inc. October 2000 - July 2001
Instinet Incorporated July 2000 - October 2000
Prudential Financial July 1995 - July 2000
Prudential Financial July 1993 - June 1995
Prudential Financial July 1991 - June 1993
First Investors Corporation September 1989 - June 1991
Skills
Program Portfolio..., PMO, Program Management, Project Management, PMP, SDLC, IT Project & Program..., Girl Scout Leader, Leadership, User Acceptance Testing, Team Leadership, Management, Quality Assurance, Testing, Process Improvement, Cross-functional Team..., Business Process..., Integration, Requirements Gathering, Software Documentation, Risk Management, Training, Strategy, Business Requirements, Vendor Management, Software Project..., Visio, Business Process, Requirements Analysis
Education
Seton Hall University 1994 — 1997
MBA, Finance
Rutgers University-New Brunswick 1985 — 1989
BA, Political Science
Bec Bradley Bec Bradley's Lockwood Advisors, Inc. Experience 2011 - 2015
Job Director, Compliance
Industry Financial Services
Experience
Lockwood Advisors, Inc, an affiliate of Pershing LLC, both BNY Mellon companies April 2011 - Present
Lockwood Advisors 2011 - 2015
Lockwood Advisors 2011 - 2015
Lockwood Advisors, Inc. 2011 - 2015
Lockwood Advisors, Inc. 2011 - 2015
Lockwood Advisors, Inc. 2011 - 2015
Janney Montgomery Scott LLC October 2005 - September 2010
Nationwide Financial Services Inc June 2001 - October 2005
American Skandia Inc. September 1997 - May 2001
Skills
Risk Management, Securities, Financial Services, AML, FINRA, Insurance, Investments, Strategy, Litigation, Management, Risk Assessment, Process Improvement, Leadership, Training, Wealth Management, SEC, Internal Controls, Project Management
Education
University of Connecticut School of Law, Insurance Law Institute 1998 — 2000
Rutgers University School of Law - Camden 1992 — 1996
Juris Doctor, Law
Immaculata College
Bachelor of Arts
Bryn Mawr College
Lockwood Advisors, Inc, an affiliate of Pershing LLC, both BNY Mellon companies April 2011 - Present
Lockwood Advisors 2011 - 2015
Lockwood Advisors 2011 - 2015
Lockwood Advisors, Inc. 2011 - 2015
Lockwood Advisors, Inc. 2011 - 2015
Lockwood Advisors, Inc. 2011 - 2015
Janney Montgomery Scott LLC October 2005 - September 2010
Nationwide Financial Services Inc June 2001 - October 2005
American Skandia Inc. September 1997 - May 2001
Skills
Risk Management, Securities, Financial Services, AML, FINRA, Insurance, Investments, Strategy, Litigation, Management, Risk Assessment, Process Improvement, Leadership, Training, Wealth Management, SEC, Internal Controls, Project Management
Education
University of Connecticut School of Law, Insurance Law Institute 1998 — 2000
Rutgers University School of Law - Camden 1992 — 1996
Juris Doctor, Law
Immaculata College
Bachelor of Arts
Bryn Mawr College
Joe Hooker, CIMA® Joe Hooker, CIMA®'s Lockwood Advisors, Inc. Experience March 2006 - March 2011
Job Regional Sales Director at Franklin Square Capital Partners
Industry Investment Management
Experience
Franklin Square Capital Partners April 2014 - Present
BlackRock March 2011 - April 2014
Lockwood Advisors, Inc. March 2006 - March 2011
PNC March 2006 - June 2007
Education
Skidmore College 1999 — 2003
Bachelor of Arts, American Studies
Malvern Preparatory School 1994 — 1999
Franklin Square Capital Partners April 2014 - Present
BlackRock March 2011 - April 2014
Lockwood Advisors, Inc. March 2006 - March 2011
PNC March 2006 - June 2007
Education
Skidmore College 1999 — 2003
Bachelor of Arts, American Studies
Malvern Preparatory School 1994 — 1999
Beau Barnett Beau Barnett's Lockwood Advisors, Inc. Experience January 2009 - July 2011
Job VicePresident, Regional Consultant at State Street Global Advisors
Industry Financial Services
Experience
State Street Global Advisors August 2015 - Present
Loring Ward August 2011 - August 2015
Lockwood Advisors, Inc. January 2009 - July 2011
Lockwood Capital Management January 2009 - December 2009
Lockwood Advisors, Inc. January 2007 - December 2008
Lockwood Advisors, Inc. January 2005 - December 2006
Lockwood Advisors, Inc. November 2003 - December 2004
American Express Financial Advisors July 2002 - November 2003
Education
Drexel University - LeBow College of Business 2006 — 2008
MBA, Business, Finance
University of Delaware 1997 — 2002
B.A., English and Economics
State Street Global Advisors August 2015 - Present
Loring Ward August 2011 - August 2015
Lockwood Advisors, Inc. January 2009 - July 2011
Lockwood Capital Management January 2009 - December 2009
Lockwood Advisors, Inc. January 2007 - December 2008
Lockwood Advisors, Inc. January 2005 - December 2006
Lockwood Advisors, Inc. November 2003 - December 2004
American Express Financial Advisors July 2002 - November 2003
Education
Drexel University - LeBow College of Business 2006 — 2008
MBA, Business, Finance
University of Delaware 1997 — 2002
B.A., English and Economics
Andrew Sy Andrew Sy's Lockwood Advisors, Inc. Experience June 2014 - August 2014
Job Risk Associate at Wells Fargo
Industry Financial Services
Experience
Wells Fargo June 2015 - Present
Bloomberg LP December 2014 - May 2015
Fluent Grp December 2014 - May 2015
Raging Mammoth August 2013 - May 2015
AXA February 2015 - April 2015
Lockwood Advisors, Inc. June 2014 - August 2014
Pershing, a BNY Mellon company June 2014 - August 2014
Education
University of Arizona 2011 — 2015
Bachelor of Arts (B.A.), Economics
University of California, Los Angeles 2010 — 2011
Lower Merion High School 2007 — 2011
2015 Level I Candidate in the CFA Program
Wells Fargo June 2015 - Present
Bloomberg LP December 2014 - May 2015
Fluent Grp December 2014 - May 2015
Raging Mammoth August 2013 - May 2015
AXA February 2015 - April 2015
Lockwood Advisors, Inc. June 2014 - August 2014
Pershing, a BNY Mellon company June 2014 - August 2014
Education
University of Arizona 2011 — 2015
Bachelor of Arts (B.A.), Economics
University of California, Los Angeles 2010 — 2011
Lower Merion High School 2007 — 2011
2015 Level I Candidate in the CFA Program
Kelly Luke Kelly Luke's Lockwood Advisors, Inc. Experience 2014 - Present
Job Vice President, Risk & Regulatory Manager at Lockwood Advisors, Inc.
Industry Financial Services
Experience
Lockwood Advisors, Inc. 2014 - Present
Market Street Wealth Management 2011 - 2014
Citi 2007 - 2011
M&T Bank 2003 - 2007
Skills
Enterprise Risk..., Compliance, Investments, Finance, Retirement Planning, Fiduciary Management, Strategic Financial..., Sales, Wealth Management, Securities, Insurance, Mutual Funds, Financial Services, Life Insurance, FINRA, Business Development, Sales Management, Employee Training, Retail Banking, Commercial Banking, Customer Retention, Retirement, Coaching Staff, Customer Satisfaction, HR Policies, Banking, Relationship Management, Risk Management, Management
Education
Lafayette College 1999 — 2003
Bachelor of Science (BS), Economics & Business
Lockwood Advisors, Inc. 2014 - Present
Market Street Wealth Management 2011 - 2014
Citi 2007 - 2011
M&T Bank 2003 - 2007
Skills
Enterprise Risk..., Compliance, Investments, Finance, Retirement Planning, Fiduciary Management, Strategic Financial..., Sales, Wealth Management, Securities, Insurance, Mutual Funds, Financial Services, Life Insurance, FINRA, Business Development, Sales Management, Employee Training, Retail Banking, Commercial Banking, Customer Retention, Retirement, Coaching Staff, Customer Satisfaction, HR Policies, Banking, Relationship Management, Risk Management, Management
Education
Lafayette College 1999 — 2003
Bachelor of Science (BS), Economics & Business
Derek Edson Derek Edson's Lockwood Advisors, Inc. Experience March 1997 - April 2002
Job Principal Consultant at Accelare
Industry Information Services
Experience
Accelare March 2015 - Present
UnitedHealth Group July 2014 - March 2015
Accelare April 2002 - June 2014
Lockwood Advisors, Inc. March 1997 - April 2002
Liberty Property Trust April 1995 - March 1997
Skills
Business Transformation, Management Consulting, Business Process Design, Business Architecture, Process Engineering, Financial Modeling, Financial Analysis, Financial Accounting, Performance Management, Business Intelligence, Project Management, CRM, Project Planning, Program Management, Process Improvement, Business Process..., Business Process, Business Process..., IT Strategy, Governance, Business Analysis, Enterprise Architecture
Education
St. Joseph's University 1997 — 2000
Master of Business Administration (M.B.A.)
University of Scranton 1990 — 1994
BS, Accounting
Accelare March 2015 - Present
UnitedHealth Group July 2014 - March 2015
Accelare April 2002 - June 2014
Lockwood Advisors, Inc. March 1997 - April 2002
Liberty Property Trust April 1995 - March 1997
Skills
Business Transformation, Management Consulting, Business Process Design, Business Architecture, Process Engineering, Financial Modeling, Financial Analysis, Financial Accounting, Performance Management, Business Intelligence, Project Management, CRM, Project Planning, Program Management, Process Improvement, Business Process..., Business Process, Business Process..., IT Strategy, Governance, Business Analysis, Enterprise Architecture
Education
St. Joseph's University 1997 — 2000
Master of Business Administration (M.B.A.)
University of Scranton 1990 — 1994
BS, Accounting
Robin (Lieberman) Lane, CFA's Lockwood Advisors, Inc. Experience September 1998 - March 2007
Job Marketing Manager at Copeland Capital
Industry Investment Management
Experience
Copeland Capital January 2014 - Present
Clark Capital Management Group August 2010 - December 2013
Global Capital Management March 2007 - August 2010
Lockwood Advisors, Inc. September 1998 - March 2007
Smith Barney December 1993 - August 1998
Education
Temple University - Fox School of Business and Management 1996 — 2000
MBA
Washington University in St. Louis 1989 — 1993
BA
Lower Merion High School 1985 — 1989
Copeland Capital January 2014 - Present
Clark Capital Management Group August 2010 - December 2013
Global Capital Management March 2007 - August 2010
Lockwood Advisors, Inc. September 1998 - March 2007
Smith Barney December 1993 - August 1998
Education
Temple University - Fox School of Business and Management 1996 — 2000
MBA
Washington University in St. Louis 1989 — 1993
BA
Lower Merion High School 1985 — 1989
Stephen Chance Stephen Chance's Lockwood Advisors, Inc. Experience February 2001 - October 2003
Job Vice President, Director of Sales at Princeton Financial Systems (A State Street Company)
Industry Financial Services
Experience
Princeton Financial Systems July 2011 - Present
Albridge, an Affiliate of Pershing September 2006 - July 2011
Bullrun Financial October 2003 - September 2006
Lockwood Advisors, Inc. February 2001 - October 2003
Skills
Financial Services, Investments, Lead Generation, Portfolio Management, Selling, Mutual Funds, Asset Managment, Sales Management, Business Development, Wealth Management, Relationship Management, Salesforce.com, Management, Marketing, Asset Management, Building Relationships, Leadership, Chatter, Miller Heiman, Miller-Heiman Strategic..., Executive Management, Business Analysis, Miller Heiman Sales..., Finance, Start-ups
Education
The Pennsylvania State University 1996 — 2000
B.S., Finance
Niskayuna High School 1993 — 1996
Regents Diploma, Honors/Regents High School/Secondary Diploma Program
Sycamore High School 1992 — 1993
Princeton Financial Systems July 2011 - Present
Albridge, an Affiliate of Pershing September 2006 - July 2011
Bullrun Financial October 2003 - September 2006
Lockwood Advisors, Inc. February 2001 - October 2003
Skills
Financial Services, Investments, Lead Generation, Portfolio Management, Selling, Mutual Funds, Asset Managment, Sales Management, Business Development, Wealth Management, Relationship Management, Salesforce.com, Management, Marketing, Asset Management, Building Relationships, Leadership, Chatter, Miller Heiman, Miller-Heiman Strategic..., Executive Management, Business Analysis, Miller Heiman Sales..., Finance, Start-ups
Education
The Pennsylvania State University 1996 — 2000
B.S., Finance
Niskayuna High School 1993 — 1996
Regents Diploma, Honors/Regents High School/Secondary Diploma Program
Sycamore High School 1992 — 1993
Donald Robinson Donald Robinson's Lockwood Advisors, Inc. Experience July 2009 - August 2011
Job CEO & CoCIO, Palladiem LLC
Industry Investment Management
Experience
Palladiem August 2011 - Present
Lockwood Advisors, Inc. July 2009 - August 2011
Lockwood Capital Management, Inc June 2004 - July 2009
Lockwood Advisors, Inc. October 2002 - July 2004
Lockwood Financial Services, Inc May 1996 - October 2002
Smith Barney Consulting Group August 1989 - May 1996
Chase Manhattan Bank June 1985 - June 1989
Northern Trust June 1983 - June 1985
Skills
Investment Strategies, Alternative Investments, Portfolio Management, Asset Allocation, Wealth Management, Investment Advisory, Risk Management, Investments, Financial Services, Financial Advisory, Asset Management, Finance, Investment Management, Financial Risk, Mutual Funds, Hedge Funds, Institutional...
Education
Loyola University of Chicago - Graduate School of Business 1981 — 1983
mba, business
Arizona State University 1978 — 1980
bs, finance
Palladiem August 2011 - Present
Lockwood Advisors, Inc. July 2009 - August 2011
Lockwood Capital Management, Inc June 2004 - July 2009
Lockwood Advisors, Inc. October 2002 - July 2004
Lockwood Financial Services, Inc May 1996 - October 2002
Smith Barney Consulting Group August 1989 - May 1996
Chase Manhattan Bank June 1985 - June 1989
Northern Trust June 1983 - June 1985
Skills
Investment Strategies, Alternative Investments, Portfolio Management, Asset Allocation, Wealth Management, Investment Advisory, Risk Management, Investments, Financial Services, Financial Advisory, Asset Management, Finance, Investment Management, Financial Risk, Mutual Funds, Hedge Funds, Institutional...
Education
Loyola University of Chicago - Graduate School of Business 1981 — 1983
mba, business
Arizona State University 1978 — 1980
bs, finance
Frank Hewitt's Lockwood Advisors, Inc. Experience October 2001 - December 2005
Job Vice President of Finance, Managed Investments at Pershing LLC a BNYMellon Company
Industry Financial Services
Experience
Pershing January 2006 - Present
Lockwood Advisors, Inc. October 2001 - December 2005
Lockwood Advisors, Inc. October 1999 - October 2001
Skills
Series 7, Business Analysis, Mutual Funds, Asset Management, Finance, Financial Services, Project Management
Education
Cabrini College 1992 — 1994
BS
Pershing January 2006 - Present
Lockwood Advisors, Inc. October 2001 - December 2005
Lockwood Advisors, Inc. October 1999 - October 2001
Skills
Series 7, Business Analysis, Mutual Funds, Asset Management, Finance, Financial Services, Project Management
Education
Cabrini College 1992 — 1994
BS
Jonathan Chesshire, CIMA®'s Lockwood Advisors, Inc. Experience 1996 - 2003
Job Managing Director at Clearbrook Investment Consulting
Industry Financial Services
Experience
Clearbrook Global Advisors, LLC September 2009 - Present
Emergent Investments, LLC August 2008 - September 2009
Overture Investments February 2005 - April 2008
Lockwood Advisors, Inc. 1996 - 2003
Merrill Lynch January 1992 - April 1996
Education
University of Pennsylvania - The Wharton School 2007 — 2007
IMCA Investment Strategist Certificate
University of Pennsylvania - The Wharton School 2005 — 2005
IMCA Alternative Investments Certificate
Temple University - Fox School of Business and Management 1998 — 2001
MBA
Temple University
BBA
Clearbrook Global Advisors, LLC September 2009 - Present
Emergent Investments, LLC August 2008 - September 2009
Overture Investments February 2005 - April 2008
Lockwood Advisors, Inc. 1996 - 2003
Merrill Lynch January 1992 - April 1996
Education
University of Pennsylvania - The Wharton School 2007 — 2007
IMCA Investment Strategist Certificate
University of Pennsylvania - The Wharton School 2005 — 2005
IMCA Alternative Investments Certificate
Temple University - Fox School of Business and Management 1998 — 2001
MBA
Temple University
BBA
Kevin Cresko, CFA's Lockwood Advisors, Inc. Experience 2010 - 2012
Job Vice President, Research Analyst at BNY Mellon
Industry Investment Management
Experience
BNY Mellon 2012 - Present
Lockwood Advisors, Inc. 2010 - 2012
Lockwood Advisors, Inc. 2008 - 2010
Maxim Group 2005 - 2007
Brokerage America 2002 - 2005
NDB Capital Markets Corporation 2000 - 2002
Skills
Alternative Investments, Series 7, Investments, Hedge Funds, Equities, Portfolio Management, Asset Management, Fixed Income, Mutual Funds, Series 63
Education
City University of New York-Baruch College 2002 — 2003
Executive MS in Finance
Muhlenberg College 1996 — 2000
Economics
BNY Mellon 2012 - Present
Lockwood Advisors, Inc. 2010 - 2012
Lockwood Advisors, Inc. 2008 - 2010
Maxim Group 2005 - 2007
Brokerage America 2002 - 2005
NDB Capital Markets Corporation 2000 - 2002
Skills
Alternative Investments, Series 7, Investments, Hedge Funds, Equities, Portfolio Management, Asset Management, Fixed Income, Mutual Funds, Series 63
Education
City University of New York-Baruch College 2002 — 2003
Executive MS in Finance
Muhlenberg College 1996 — 2000
Economics
Todd Brady, CIMA, CAIA's Lockwood Advisors, Inc. Experience August 2006 - September 2014
Job Partner at Ironview Capital Management
Industry Financial Services
Experience
Ironview Capital Management September 2014 - Present
Lockwood Advisors, Inc. August 2006 - September 2014
Lockwood Avisors 2003 - 2006
AXA Advisors January 2002 - March 2004
Skills
Sales Process, Sales, Mutual Funds, Series 7, Asset Allocation, Alternative Investments, Separately Managed..., Series 63, ETFs, Investment Advisory, Investments, Asset Management, Investment Management, Financial Services, Equities, Securities
Education
Penn State University 1998 — 2002
Bachelor of Science, Economics
Ironview Capital Management September 2014 - Present
Lockwood Advisors, Inc. August 2006 - September 2014
Lockwood Avisors 2003 - 2006
AXA Advisors January 2002 - March 2004
Skills
Sales Process, Sales, Mutual Funds, Series 7, Asset Allocation, Alternative Investments, Separately Managed..., Series 63, ETFs, Investment Advisory, Investments, Asset Management, Investment Management, Financial Services, Equities, Securities
Education
Penn State University 1998 — 2002
Bachelor of Science, Economics
Tony Destro, CFA, CAIA's Lockwood Advisors, Inc. Experience June 2008 - Present
Job Portfolio Manager at Lockwood Advisors, BNY Mellon
Industry Investment Management
Experience
Lockwood Advisors, Inc. June 2008 - Present
Lockwood Advisors, Inc. October 2004 - June 2008
Lockwood Financial Services, Inc. August 1998 - October 2004
Franklin Templeton Investments June 1997 - May 1998
Education
Rutgers, The State University of New Jersey-New Brunswick
BA, Economics, Sociology
Temple University - Fox School of Business and Management
MBA, Finance
Lockwood Advisors, Inc. June 2008 - Present
Lockwood Advisors, Inc. October 2004 - June 2008
Lockwood Financial Services, Inc. August 1998 - October 2004
Franklin Templeton Investments June 1997 - May 1998
Education
Rutgers, The State University of New Jersey-New Brunswick
BA, Economics, Sociology
Temple University - Fox School of Business and Management
MBA, Finance
Paul Wedeen's Lockwood Advisors, Inc. Experience 1997 - 2007
Job Founder at Prairie State Wealth
Industry Investment Management
Experience
Prairie State Wealth July 2014 - Present
Asset Strategies, Inc. (MO) 2008 - 2014
Lockwood Advisors, Inc. 1997 - 2007
LaSalle St. Securties 1986 - 1996
Education
University of Illinois at Urbana-Champaign 1975 — 1980
Bachelor’s Degree, Finance
Prairie State Wealth July 2014 - Present
Asset Strategies, Inc. (MO) 2008 - 2014
Lockwood Advisors, Inc. 1997 - 2007
LaSalle St. Securties 1986 - 1996
Education
University of Illinois at Urbana-Champaign 1975 — 1980
Bachelor’s Degree, Finance
John Markopulos's Lockwood Advisors, Inc. Experience February 2006 - Present
Job Audit Specialist at Managed Investments, Pershing LLC, a BNY Mellon Company
Industry Financial Services
Experience
Managed Investments, Pershing LLC, a BNY Mellon Company June 2014 - Present
Lockwood Advisors, Inc. February 2006 - Present
LIBERTY RIDGE CAPITAL, INC June 2000 - December 2005
Small Business Owner January 1990 - December 1999
Skills
Series 24, Series 7, Investments, Portfolio Management, Financial Services, Asset Allocation, SQL, Client Services, Process Improvement, Management, Mutual Funds, Microsoft Office, Business Analysis, Client Service, Finance, Asset Management, Analysis, Microsoft Excel, Equities, Securities
Education
La Salle University 1980 — 1983
Bachelor of Arts, Chemistry
LaSalle University
Bachelor of Arts (B.A.), Chemistry
Managed Investments, Pershing LLC, a BNY Mellon Company June 2014 - Present
Lockwood Advisors, Inc. February 2006 - Present
LIBERTY RIDGE CAPITAL, INC June 2000 - December 2005
Small Business Owner January 1990 - December 1999
Skills
Series 24, Series 7, Investments, Portfolio Management, Financial Services, Asset Allocation, SQL, Client Services, Process Improvement, Management, Mutual Funds, Microsoft Office, Business Analysis, Client Service, Finance, Asset Management, Analysis, Microsoft Excel, Equities, Securities
Education
La Salle University 1980 — 1983
Bachelor of Arts, Chemistry
LaSalle University
Bachelor of Arts (B.A.), Chemistry
David M. Little, CFP®'s Lockwood Advisors, Inc. Experience June 2010 - Present
Job Vice President, Sr. Client Portfolio Manager
Industry Investment Management
Experience
Lockwood Advisors, Inc. June 2010 - Present
Lockwood Capital Management October 2005 - June 2010
Lockwood Advisors, Inc. April 2003 - October 2005
Lockwood Advisors, Inc. December 2000 - April 2003
Skills
Series 7, Portfolio Management, Analysis, Separately Managed..., ETFs, Investments, Mutual Funds, Wealth Management
Education
Bloomsburg University of Pennsylvania 1990 — 1994
Bachelor of Arts (B.A.), Criminal Justice / Sociology
Lockwood Advisors, Inc. June 2010 - Present
Lockwood Capital Management October 2005 - June 2010
Lockwood Advisors, Inc. April 2003 - October 2005
Lockwood Advisors, Inc. December 2000 - April 2003
Skills
Series 7, Portfolio Management, Analysis, Separately Managed..., ETFs, Investments, Mutual Funds, Wealth Management
Education
Bloomsburg University of Pennsylvania 1990 — 1994
Bachelor of Arts (B.A.), Criminal Justice / Sociology
James Podder, CFA, CAIA's Lockwood Advisors, Inc. Experience November 2005 - December 2012
Job Senior Investment Analyst – Alternatives
Industry Financial Services
Experience
BNY Mellon January 2013 - Present
Lockwood Advisors, Inc. November 2005 - December 2012
Towers Perrin 1996 - 2005
Education
Temple University - Fox School of Business and Management 1996 — 1999
MBA, Finance
Villanova University 1991 — 1995
B.S., Finance
BNY Mellon January 2013 - Present
Lockwood Advisors, Inc. November 2005 - December 2012
Towers Perrin 1996 - 2005
Education
Temple University - Fox School of Business and Management 1996 — 1999
MBA, Finance
Villanova University 1991 — 1995
B.S., Finance
Brian Kraus, CFA's Lockwood Advisors, Inc. Experience August 2011 - January 2013
Job Senior Investment Consultant at Hartford Funds
Industry Financial Services
Experience
Hartford Funds March 2015 - Present
BNY Mellon January 2013 - March 2015
Lockwood Advisors, Inc. August 2011 - January 2013
Lockwood Advisors, Inc. April 2006 - August 2011
Skills
Portfolio Management, Alternative Investments, Asset Allocation, Investment Management, Investments, Financial Advisory, Finance, ETFs, Mutual Funds, Management, Series 7
Education
Fairfield University 1997 — 2001
St. Jospeh's Prep 1993 — 1997
Hartford Funds March 2015 - Present
BNY Mellon January 2013 - March 2015
Lockwood Advisors, Inc. August 2011 - January 2013
Lockwood Advisors, Inc. April 2006 - August 2011
Skills
Portfolio Management, Alternative Investments, Asset Allocation, Investment Management, Investments, Financial Advisory, Finance, ETFs, Mutual Funds, Management, Series 7
Education
Fairfield University 1997 — 2001
St. Jospeh's Prep 1993 — 1997
David Kleinfelter's Lockwood Advisors, Inc. Experience February 2007 - December 2010
Job Database Administrator at NetHealth systems
Industry Information Technology and Services
Experience
NetHealth systems December 2010 - Present
Lockwood Advisors, Inc. February 2007 - December 2010
BNY Mellon 2008 - 2010
Corcoran College of Art and Design March 2003 - February 2007
Corcoran Gallery of Art March 2003 - February 2007
Skills
SSIS, T-SQL, Microsoft SQL Server, Database Administration, SSRS, Databases, SQL Server Management..., SQL Server..., Microsoft SQL Server...
Education
Indiana University of Pennsylvania 1999 — 2001
B.S., Management of Information Systems
NetHealth systems December 2010 - Present
Lockwood Advisors, Inc. February 2007 - December 2010
BNY Mellon 2008 - 2010
Corcoran College of Art and Design March 2003 - February 2007
Corcoran Gallery of Art March 2003 - February 2007
Skills
SSIS, T-SQL, Microsoft SQL Server, Database Administration, SSRS, Databases, SQL Server Management..., SQL Server..., Microsoft SQL Server...
Education
Indiana University of Pennsylvania 1999 — 2001
B.S., Management of Information Systems
Jennifer Jorden's Lockwood Advisors, Inc. Experience July 2010 - Present
Job
Industry
Experience
Lockwood Advisors, Inc. July 2010 - Present
PNC Financial Services 2001 - 2010
Education
Duquesne University 2000 — 2001
Master of Multimedia Technology (not complete)
Bethany College 1990 — 1994
BA, History
Lockwood Advisors, Inc. July 2010 - Present
PNC Financial Services 2001 - 2010
Education
Duquesne University 2000 — 2001
Master of Multimedia Technology (not complete)
Bethany College 1990 — 1994
BA, History
Matthew Fink, CPA's Lockwood Advisors, Inc. Experience May 2007 - December 2007
Job Manager Internal Audit Americas Division at Crown Holdings, Inc.
Industry Accounting
Experience
Crown Holdings, Inc. October 2013 - Present
Notion Works, LLC January 2011 - June 2014
Crown Holdings, Inc. March 2011 - October 2013
Gunnip & Company May 2008 - February 2011
Lockwood Advisors, Inc. May 2007 - December 2007
Skills
Internal Audit, Auditing, Internal Controls, Accounting, US GAAP, CPA, Sarbanes-Oxley, External Audit, Financial Statements, Fixed Assets, Tax, Account Reconciliation, Finance, Financial Audits, Sarbanes-Oxley Act
Education
Temple University - Fox School of Business and Management 2013 — 2017
Master of Business Administration (MBA)
West Chester University of Pennsylvania 2005 — 2008
Bachelor of Science, Accounting
Slippery Rock University of Pennsylvania 2004 — 2004
n/a, Exercise Science/PT
Crown Holdings, Inc. October 2013 - Present
Notion Works, LLC January 2011 - June 2014
Crown Holdings, Inc. March 2011 - October 2013
Gunnip & Company May 2008 - February 2011
Lockwood Advisors, Inc. May 2007 - December 2007
Skills
Internal Audit, Auditing, Internal Controls, Accounting, US GAAP, CPA, Sarbanes-Oxley, External Audit, Financial Statements, Fixed Assets, Tax, Account Reconciliation, Finance, Financial Audits, Sarbanes-Oxley Act
Education
Temple University - Fox School of Business and Management 2013 — 2017
Master of Business Administration (MBA)
West Chester University of Pennsylvania 2005 — 2008
Bachelor of Science, Accounting
Slippery Rock University of Pennsylvania 2004 — 2004
n/a, Exercise Science/PT
Lori Isler's Lockwood Advisors, Inc. Experience July 1997 - April 2001
Job Owner of Turcon Tile & Marble
Industry Construction
Experience
Honeywell January 2005 - February 2006
Honeywell March 2002 - August 2004
Lockwood Advisors, Inc. July 1997 - April 2001
Fulton Bank May 1995 - April 1997
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Six Sigma Green belt...
Education
Indiana University of Pennsylvania 1990 — 1994
Bachelor's Degree, Finance, General
Honeywell January 2005 - February 2006
Honeywell March 2002 - August 2004
Lockwood Advisors, Inc. July 1997 - April 2001
Fulton Bank May 1995 - April 1997
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Six Sigma Green belt...
Education
Indiana University of Pennsylvania 1990 — 1994
Bachelor's Degree, Finance, General
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY