PaineWebber (now UBS)
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PaineWebber (now UBS) Employees
Employee
Years
Job
Industry
Frank Maselli Frank Maselli's PaineWebber (now UBS) Experience May 1986 - May 1996
Job Epic Speaker, BestSelling Author, Sales Management Expert, Coach and Certified Kolbe Consultant
Industry Financial Services
Experience
The Frank Maselli Company, Inc. May 2006 - Present
Natixis Global Associates 1996 - 2006
Denver Investment Advisors 1996 - 1997
PaineWebber (now UBS) May 1986 - May 1996
Dean Witter Reynolds Inc. 1983 - 1986
Dean Witter Reynolds Inc. 1983 - 1986
Skills
Public Speaking, Referrals, Financial Markets, Sales Management, Sales Process, Wholesaling, Sales Presentations, Presentation Development, Group Presentations, Seminars, Seminar Presentations, Team Motivator, Kolbe Index, Prospecting, Investor / Advisor..., Marketing, Team Building, Mutual Funds, Financial Advisory, Sales, New Business Development, Selling, Wholesale, Management, Retirement, Investments, Qualifying Prospects, IRAs, Fixed Annuities, CRM, 401k, Strategic Financial..., Coaching, Wealth Management, Insurance, Consulting
Education
University of Maryland - Robert H. Smith School of Business 1978 — 1982
Master of Business Administration (MBA), Organizational Leadership
Lafayette College 1974 — 1978
BA, Biology
The Frank Maselli Company, Inc. May 2006 - Present
Natixis Global Associates 1996 - 2006
Denver Investment Advisors 1996 - 1997
PaineWebber (now UBS) May 1986 - May 1996
Dean Witter Reynolds Inc. 1983 - 1986
Dean Witter Reynolds Inc. 1983 - 1986
Skills
Public Speaking, Referrals, Financial Markets, Sales Management, Sales Process, Wholesaling, Sales Presentations, Presentation Development, Group Presentations, Seminars, Seminar Presentations, Team Motivator, Kolbe Index, Prospecting, Investor / Advisor..., Marketing, Team Building, Mutual Funds, Financial Advisory, Sales, New Business Development, Selling, Wholesale, Management, Retirement, Investments, Qualifying Prospects, IRAs, Fixed Annuities, CRM, 401k, Strategic Financial..., Coaching, Wealth Management, Insurance, Consulting
Education
University of Maryland - Robert H. Smith School of Business 1978 — 1982
Master of Business Administration (MBA), Organizational Leadership
Lafayette College 1974 — 1978
BA, Biology
Bob Franks Bob Franks's PaineWebber (now UBS) Experience 1997 - 2000
Job Research Compliance Manager at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch June 2011 - Present
Sterne Agee October 2010 - June 2011
Ticonderoga Securities LLC May 2010 - August 2010
UBS Investment Bank May 1997 - April 2010
PaineWebber, Inc. May 1997 - November 2000
PaineWebber (now UBS) 1997 - 2000
Prudential Securities February 1987 - May 1997
Skills
FINRA, Series 63, Equity Research, Securities, Capital Markets, Series 7, Equities, Series 24, Hedge Funds, Investment Banking, Bloomberg, Fixed Income, Risk Management, Derivatives
Education
St. Francis College 1978 — 1981
B.S, Business Administration
Bank of America Merrill Lynch June 2011 - Present
Sterne Agee October 2010 - June 2011
Ticonderoga Securities LLC May 2010 - August 2010
UBS Investment Bank May 1997 - April 2010
PaineWebber, Inc. May 1997 - November 2000
PaineWebber (now UBS) 1997 - 2000
Prudential Securities February 1987 - May 1997
Skills
FINRA, Series 63, Equity Research, Securities, Capital Markets, Series 7, Equities, Series 24, Hedge Funds, Investment Banking, Bloomberg, Fixed Income, Risk Management, Derivatives
Education
St. Francis College 1978 — 1981
B.S, Business Administration
Linda Bloniarz Linda Bloniarz's PaineWebber (now UBS) Experience 1980 - 1999
Job Senior Marketing and Communications Executive
Industry Financial Services
Experience
Bloniarz, Inc. 2014 - Present
MetLife 1999 - 2013
PaineWebber (now UBS) 1980 - 1999
J. Walter Thompson 1979 - 1980
Skills
Strategic Communications, Corporate Communications, Marketing Communications, Internal Communications, Marketing Strategy, Strategic Planning, Management, Public Speaking, Public Relations, Social Media, Leadership, Project Management, Event Planning, Vendor Management, Media Relations, Financial Services, Integrated Marketing, Brand Management
Education
New York University
BS, Communication Studies
Parsons School of Design
Advertising and Graphic Design Program
Smith College
The Smith College Consortium
Harvard Business School Executive Education
Senior Leadership Program
University of Virginia Darden School of Business
Executive Leadership Program
Bloniarz, Inc. 2014 - Present
MetLife 1999 - 2013
PaineWebber (now UBS) 1980 - 1999
J. Walter Thompson 1979 - 1980
Skills
Strategic Communications, Corporate Communications, Marketing Communications, Internal Communications, Marketing Strategy, Strategic Planning, Management, Public Speaking, Public Relations, Social Media, Leadership, Project Management, Event Planning, Vendor Management, Media Relations, Financial Services, Integrated Marketing, Brand Management
Education
New York University
BS, Communication Studies
Parsons School of Design
Advertising and Graphic Design Program
Smith College
The Smith College Consortium
Harvard Business School Executive Education
Senior Leadership Program
University of Virginia Darden School of Business
Executive Leadership Program
Rich DeFalco Rich DeFalco's PaineWebber (now UBS) Experience May 1988 - January 1997
Job
Industry Venture Capital & Private Equity
Experience
Bay Ridge Holdings, Ltd. April 2004 - Present
Support Homeless Veterans, Inc May 2012 - Present
West Cooper Asset Management Group, LLC March 2000 - December 2009
Hyman Beck & Company April 1997 - March 2000
PaineWebber (now UBS) May 1988 - January 1997
Skills
Venture Capital, FX, Hedge Funds, Real Estate Development, Alternative Investments, Equities, Asset Management, Investments, Managed Futures, Structured Products, Fund Of Funds, Private Placements, Investment Strategies, Private Equity, Asset Allocation, Investment Banking, Commodities, Investment Advisory, Financial Markets, Currency, Trading, Investor Relations, Derivatives, Portfolio Management, Financial Advisory, Valuation, Securities, Capital, Entrepreneurship, Commodity, Equity Trading, Asset Managment, Emerging Markets, Due Diligence, Options, Global Macro, Capital Markets, Trading Strategies, Foreign Exchange, ETFs, Bloomberg, FX Options
Education
Penn State University 1985 — 1989
Bay Ridge Holdings, Ltd. April 2004 - Present
Support Homeless Veterans, Inc May 2012 - Present
West Cooper Asset Management Group, LLC March 2000 - December 2009
Hyman Beck & Company April 1997 - March 2000
PaineWebber (now UBS) May 1988 - January 1997
Skills
Venture Capital, FX, Hedge Funds, Real Estate Development, Alternative Investments, Equities, Asset Management, Investments, Managed Futures, Structured Products, Fund Of Funds, Private Placements, Investment Strategies, Private Equity, Asset Allocation, Investment Banking, Commodities, Investment Advisory, Financial Markets, Currency, Trading, Investor Relations, Derivatives, Portfolio Management, Financial Advisory, Valuation, Securities, Capital, Entrepreneurship, Commodity, Equity Trading, Asset Managment, Emerging Markets, Due Diligence, Options, Global Macro, Capital Markets, Trading Strategies, Foreign Exchange, ETFs, Bloomberg, FX Options
Education
Penn State University 1985 — 1989
Tracy Chism Tracy Chism's PaineWebber (now UBS) Experience October 1998 - February 2000
Job Director Business Development BDO USA, LLC
Industry Accounting
Experience
BDO USA, LLP July 2015 - Present
Trustmark National Bank August 2004 - June 2015
Southtrust Bank (now Wells Fargo) March 2001 - July 2004
PaineWebber (now UBS) October 1998 - February 2000
Trust One Bank (Synovus) June 1995 - October 1998
Community Bank of Germantown/First TN Bank February 1992 - June 1995
Skills
Banking, Loans, Commercial Banking, Commercial Lending, Small Business Lending, Consumer Lending, Credit Analysis, Credit, Lines Of Credit, Portfolio Management, Underwriting, Retail Banking, Wealth Management, Cash Management, SBA Lending, Mortgage Lending, Leadership, Finance, Loan Origination, SBA, Loan Servicing, Retirement Planning, Asset Managment, Private Banking, Financial Risk, Investments, Small Business, Mortgage Banking, Mutual Funds, Commercial Mortgages, Residential Mortgages, Risk Management, Financial Services, Securities, Credit Risk, Branch Management, Due Diligence, Real Estate, Refinance, Mergers & Acquisitions, Financial Analysis, Insurance, Corporate Finance, Strategic Financial..., FHA, Treasury Management
Education
The University of Memphis 1987 — 1993
BA, Sales/Marketing
The University of Memphis
BS in Sales/Marketing, Sales/Marketing
BDO USA, LLP July 2015 - Present
Trustmark National Bank August 2004 - June 2015
Southtrust Bank (now Wells Fargo) March 2001 - July 2004
PaineWebber (now UBS) October 1998 - February 2000
Trust One Bank (Synovus) June 1995 - October 1998
Community Bank of Germantown/First TN Bank February 1992 - June 1995
Skills
Banking, Loans, Commercial Banking, Commercial Lending, Small Business Lending, Consumer Lending, Credit Analysis, Credit, Lines Of Credit, Portfolio Management, Underwriting, Retail Banking, Wealth Management, Cash Management, SBA Lending, Mortgage Lending, Leadership, Finance, Loan Origination, SBA, Loan Servicing, Retirement Planning, Asset Managment, Private Banking, Financial Risk, Investments, Small Business, Mortgage Banking, Mutual Funds, Commercial Mortgages, Residential Mortgages, Risk Management, Financial Services, Securities, Credit Risk, Branch Management, Due Diligence, Real Estate, Refinance, Mergers & Acquisitions, Financial Analysis, Insurance, Corporate Finance, Strategic Financial..., FHA, Treasury Management
Education
The University of Memphis 1987 — 1993
BA, Sales/Marketing
The University of Memphis
BS in Sales/Marketing, Sales/Marketing
Leigh Stevens Leigh Stevens's PaineWebber (now UBS) Experience February 1986 - April 1993
Job Stock Market Analyst & Commentator at Option Investor, Inc.
Industry Financial Services
Experience
Option Investor, Inc. February 2003 - Present
Cantor Fitzgerald January 1999 - April 2001
Dow Jones Telerate April 1993 - July 1998
PaineWebber (now UBS) February 1986 - April 1993
U.S. Peace Corps 1966 - 1969
Skills
Options, Market Data, Technical Analysis, Electronic Trading, Investments, Marketing, Business Development, Financial Services, Public Speaking, SDLC, Business Strategy, Bonds, Trading, Microsoft Office, Equities, Financial Markets, FX Options, Leadership Development, IT Strategy, Training, Strategic Planning, Management
Education
Western Michigan University 1962 — 1966
BA, Political Science
Pace University
Marketing; Probability Theory
Option Investor, Inc. February 2003 - Present
Cantor Fitzgerald January 1999 - April 2001
Dow Jones Telerate April 1993 - July 1998
PaineWebber (now UBS) February 1986 - April 1993
U.S. Peace Corps 1966 - 1969
Skills
Options, Market Data, Technical Analysis, Electronic Trading, Investments, Marketing, Business Development, Financial Services, Public Speaking, SDLC, Business Strategy, Bonds, Trading, Microsoft Office, Equities, Financial Markets, FX Options, Leadership Development, IT Strategy, Training, Strategic Planning, Management
Education
Western Michigan University 1962 — 1966
BA, Political Science
Pace University
Marketing; Probability Theory
Tracy H Eichler's PaineWebber (now UBS) Experience 1992 - 2000
Job Wealth Management Advocacy for Regulatory, and Legislative Reform
Industry Financial Services
Experience
SIFMA March 2011 - Present
Citigroup June 2007 - November 2009
Merrill Lynch March 2006 - June 2007
UBS 1992 - 2005
PaineWebber (now UBS) 1992 - 2000
Skills
Marketing Strategy, Regulatory Affairs, Legislative Advocacy, Public Speaking, Product Development, Financial Regulation, Securities Regulation, Marketing Research, Etf, Structured Products, Annuities, Equity Research, Equity Trading, Media Relations, Mutual Funds, Global Strategy, ETFs, Series 7, Asset Management, Fixed Annuities, Wealth Management, Equities, Portfolio Management, Financial Services
Education
University of Pennsylvania - The Wharton School 2014 — 2016
State University of New York College at Buffalo 1982 — 1986
BA
Pohs Institute
Licensed
SIFMA March 2011 - Present
Citigroup June 2007 - November 2009
Merrill Lynch March 2006 - June 2007
UBS 1992 - 2005
PaineWebber (now UBS) 1992 - 2000
Skills
Marketing Strategy, Regulatory Affairs, Legislative Advocacy, Public Speaking, Product Development, Financial Regulation, Securities Regulation, Marketing Research, Etf, Structured Products, Annuities, Equity Research, Equity Trading, Media Relations, Mutual Funds, Global Strategy, ETFs, Series 7, Asset Management, Fixed Annuities, Wealth Management, Equities, Portfolio Management, Financial Services
Education
University of Pennsylvania - The Wharton School 2014 — 2016
State University of New York College at Buffalo 1982 — 1986
BA
Pohs Institute
Licensed
Tina Singh's PaineWebber (now UBS) Experience 1988 - 1999
Job CEO at TSC
Industry Financial Services
Experience
TS Capital, LLC June 2009 - Present
Merrill Lynch April 2004 - June 2009
Bank of America Merrill Lynch 2008 - 2009
Investor Network 2000 - 2004
PaineWebber February 1988 - September 1999
PaineWebber (now UBS) 1988 - 1999
Education
New York University
TS Capital, LLC June 2009 - Present
Merrill Lynch April 2004 - June 2009
Bank of America Merrill Lynch 2008 - 2009
Investor Network 2000 - 2004
PaineWebber February 1988 - September 1999
PaineWebber (now UBS) 1988 - 1999
Education
New York University
Jon Frey's PaineWebber (now UBS) Experience 1989 - 2000
Job Dir. Corp Partners Group at Davis Advisors
Industry Financial Services
Experience
Davis Advisors Corporate Partners GroupDavis Selected Advisors2000 - Present
PaineWebber (now UBS) 1989 - 2000
UBS 1989 - 2000
Education
Grinnell College 1971 — 1974
BA, German
Davis Advisors Corporate Partners GroupDavis Selected Advisors2000 - Present
PaineWebber (now UBS) 1989 - 2000
UBS 1989 - 2000
Education
Grinnell College 1971 — 1974
BA, German